Professional Documents
Culture Documents
1. T ng quan v SGDCK
1.1. Khi ni m 1.2. c i m 1.3. Hnh th c s h u c a SGDCK 1.4. M hnh t ch c 1.5. Thnh vin c a SGDCK 1.6. Nim y t ch ng khon
1.1. Khi ni m
1.2. c i m:
Hng ha Phng th c giao d ch Ho t ng trn sn giao d ch t p trung
Hnh th c s h u CTCP
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1.4. M hnh t ch c:
P. Nim y t
P. Giao d ch
P. Gim st
P. KTKT
Vn phng
Th t c nim y t
- SGDCK xem xt s b . - Cng ty xin nim y t n p h s cho UBCK xin php pht hnh CK ra cng chng (IPO) - UBCKNN c p gi y php pht hnh. - T ch c pht hnh CK - Xin php nim y t - SGDCK th m tra chnh th c trnh HQT ch p thu n cho nim y t. - Lm th t c ng k chnh th c nim y t.
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Cc hnh th c nim y t
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2. Ho t ng giao d ch t i SGDCK
2.1. K thu t giao d ch 2.2. Quy trnh giao d ch 2.3. Phng th c giao d ch 2.4. t l nh v lo i l nh 2.5. Cc nguyn t c u tin trong vi c so kh p l nh
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H th ng giao d ch th cng
Mi gi i hoa h ng Mi gi i 2 dollar
Ng i KD c ng k Chuyn gia
giao d ch t ng
hon ton
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(4) Chuy n l nh
(5) ng k l nh
Nh MG t i sn
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Lo i ti kho n
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Giao d ch u gi
Kh p l nh nh k Giao d ch u l nh Kh p l nh lin t c
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2.4. t l nh v lo i l nh
t l nh:
t l nh tr c ti p t i phng l nh c a CTCK. t l nh qua i n tho i. t l nh qua m ng vi tnh n i m ng tr c ti p v i phng l nh c a CTCK
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Lo i l nh
L nh c b n nh chu n l nh
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L nh gi i h n (Limit order)
L nh c b n
L nh d ng (Stop order)
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nh chu n l nh
Quy nh cc i u ki n km theo l nh c b n. - L nh c gi tr trong ngy - L nh c gi tr cho n khi b h y - L nh th c hi n ngay ho c h y b - L nh th c hi n ton b ho c khng - L nh khng quy trch nhi m
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2.5. Cc nguyn t c u tin trong vi c so kh p l nh u tin v gi u tin v th i gian. u tin v khch hng. u tin v kh i l ng u tin ng u nhin
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3. M t s tr ng h p giao d ch c bi t
1 2 3 4
C phi u m i nim y t Tch, g p c phi u Giao d ch kh i (giao d ch l l n) Giao d ch l l Giao d ch khng c h ng c t c, quy n
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