TRC NGHIM Phn 1. in vo khong trng bng nhng t (cm t) thch hp nht: 1.

Trong phng thc thanh ton nh thu, thut ng D/P l t vit tt ca , v thut ng D/A l t vit tt ca .. 2. Draft cng l tn gi ca 3. Thut ng L/C l t vit tt ca 4. Trong vn ti ng bin, B/L l t vit tt ca 5. Theo UCP 600, trong phng thc thanh ton tn dng chng t, cc bn tham gia ch quan tm n bt k hng ho/dch v lin quan. 6. Ngi gi hng trn B/L c ngha ting Anh l 7. Theo qui nh ca Nh nc, tt c phng tin vn ti, hng ho trong cc giao dch quc t ra khi hay i vo mt nc bt buc phi 8. iu kin giao hng DEQ trong Incoterms vit tt ca

ch... 9. Mt ngn hng cng chu trch nhim thanh ton tin vi ngn hng m th tn dng i vi mt th tn dng khng hu ngang do yu cu t ngn hng m th tn dng c gi l . 10. C/O l loi chng t c vit y bng ting Anh l:

11. Trong phng thc thanh ton nh thu tr chm (D/A), ngi nhp khu mun c chng t i nhn hng phitr tin cho hi phiu 12. Trong phng thc thanh ton nh thu tr ngay (D/P), ngi nhp khu mun c chng t i nhn hng phicho hi phiu 13. Clean on board Bill of lading c ngha ting Vit l:
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14. Surrendered Bill of lading l loi vn n m bn gc xut trnh ti cng....................................................................................................... 15. Usance Bill of exchange c ngha l hi phiu 16. At sight Bill of exchange c ngha l hi phiu 17. Ph THC trong thu tu chuyn ch hng ha bng container l t vit ca 18. Trong hp ng xut nhp khu hng ha hu hnh, nu khng quy nh c th ai la chn dung sai hng ha, th ngi c quyn chn dung sai s l ..................................................................................................... 19. Trong phng thc thu tu ch, chi ph xp d hng ha thng c tnh vo . 20. Cm t W.W.W.S.H.EX trong nghip v thu tu chuyn c ngha ting Vit l . tt

Phn 2. nh ( ) vo cu tr li ng v nh ( ) vo cu tr li sai. 1. Ngi np n xin m L/C xc nh trong n xin m L/C cc chng t phi xut trnh v cc iu khon v iu kin m cc chng t phi tun th. 2. Cc ngn hng trong phng thc thanh ton nh thu chu trch nhim v chng t v thanh ton theo cc ch th nh thu. 3. Phng thc thanh ton tn dng chng t vi mt ngn hng c lp m nhn vic thanh ton l mt s bo m i vi ngi bn. 4. Phng thc thanh ton tn dng chng t ch cung cp duy nht cho ngi bn mt s bo m c lp trong hot ng bn hng. 5. Trong thng mi quc t, ngi thu tu chuyn ch hng ha l ngi xut khu v nhp khu 6. Nu L/C yu cu Bn sao thng bo giao hng c xc nhn ca ngi th hng gi bng fax n ngi m th tn dng thng bo cc chi tit giao hng, sau cc ngn hng s chp nhp
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mt chng t vi tiu nh Thng bo giao hng m khng c ch k no v/hoc ngy ca chng t t my fax cung cp. 7. L/C c iu khon cn c gi l L/C i ng. 8. L/C chuyn nhng v L/C gip lng thng lin quan n cc hot ng mau bn qua trung gian. 9. Bt k s cho php no khc c nu trong L/C, chng t bo him hng ho phi c pht hnh vi loi tin t ging vi loi tin t c quy nh trong L/C. 10. Theo UCP 600 khng cn phi k pht hi phiu trong thanh ton L/C tr ngay. 11. Mt L/C yu cu Giy chng nhn Gim nh hng ho c pht hnh bi c quan c thm quyn. Theo UCP 500, cc ngn hng c th chp nhn mt Giy chng nhn Gim nh hng ho do ngi th hng pht hnh. 12. Nu L/C khng quy nh cho php giao hng tng phn hay khng c ngha l giao hng tng phn khng cho php. 13. iu kin DDP (Incoterms 2000) quy nh ngi nhp khu phi chu trch nhim lm mi th tc nhp khu v tr tin thu nhp khu v cc loi thu khc nc nhp khu. 14. iu kin thng mi CFR (Incoterms 2000) khng yu cu ngi xut khu phi mua bo him cho hng ho xut khu. 15. Bin lai nhn hng l loi chng t do ngi giao nhn cp cho ngi gi hng. 16. iu kin CIF (Incoterms 2000) ch s dng cho vn chuyn hng ho bng ng bin v vn ti ng thu. 17. Vn n ng bin l chng t khng th thng lng c. 18. iu kin bo him B c phm vi bo him hp hn so vi iu kin bo him C (s ri ro c bo him ca B t hn A). 19. L/C quy nh thi hn ht hn hiu lc l ngy 10/07/2007 v khng quy nh ngy giao hng th c ngha l ngy giao hng tr nht c php l ngy 09/07/2007. 20. Trong hp ng thu tu nh hn, ngi thu tu phi tr tin thu tu, ph cng, ph xng du. 21. ETA v ETD l vit tt tng ng ca cc thut ng Estimated Time of Arrival v Estimated Time of Departure.
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22. Trong Hp ng ngoi thng lun lun c mt iu khon pht vi phm hp ng nhm bo v ngi mua nu c tn tht xy ra t s tr hon giao hng ca ngi bn. 23. Khi mua mt loi hng no t nhng nc ngoi, u tin ngi mua phi lm th chp nhn hng. 24. Trong thng mi quc t, iu kin DDU vit tt ca ch Destination Delivery charge Unpaid. 25. Hp ng bo him l mt hp ng quan trng gia ngi bo him v ngi c bo him cng nh gia ngi gi hng v ngi chuyn ch.

Phn 3. Phn cu hi trc nghim (ch c mt cu tr li ng i vi mi cu hi). 1. Theo Incoterms 2000, iu kin thng mi c ngha l ngi bn lm th tc thng quan xut khu, giao hng cho ngi chuyn ch do ngi mua ch nh ti a im quy nh nc xut khu. A. FCA B. EXW C. CFR D. DAF

2. Theo Incoterms 2000, ngi bn giao hng ti c s ca ngi bn th iu kin thng mi thch hp s l: A. DDU B. EXW C. FOB D. DDP

3. Theo UCP 600, chng t no sau y phi c pht hnh bi ngi hng li nu chng khng c quy nh khc trong th tn dng?. A. Draft B. Packing list C. Inspection certificate D. C/O

4. Khi mt th tn dng yu cu k pht mt hi phiu cho ngi m th tn dng, theo UCP 600, cc ngn hng s xem xt hi phiu nh vy nh th no? A. Cc ngn hng c th khng quan tm n yu cu nh vy B. Cc ngn hng c th chp nhn mt hi phiu k pht cho ngn hng m c lu n ngi m. C. Cc ngn hng s xem xt hi phiu nh l mt chng t ph. D. Cc ngn hng s thuyt phc ngi m iu chnh th tn dng nhm loi b nhng yu cu nh vy.
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5. Mt ngn hng m n tng cng trch nhim i vi mt th tn dng cng vi ngn hng pht hnh c gi l: A. Ngn hng thng bo th tn dng. B. Ngn hng thng lng C. Ngn hng bi hon. D. Ngn hng xc nhn.

6. Th tn dng yu cu giy chng nhn gim nh hng ho c pht hnh bi mt nh gim nh c uy tn ngha l A. Giy chng nhn c pht hnh bi bt k t chc no. B. Giy chng nhn c pht hnh bi ngi th hng. C. Giy chng nhn phi c k, c ghi ngy thng v c pht hnh trong 01 bn chnh v 01 bn sao. D. Giy chng nhn khng phi c pht hnh bi ngi th hng v n phi tun th vi nhng iu khon v iu kin khc ca th tn dng. 7. Da trn iu khon ca UCP 500 qui nh v vn n ng bin (Ocean Bill of lading), cu no di y ng cho khi nh ngha chuyn ti hng? A. D hng hoc ti xp hng t mt phng thc vn chuyn ny n mt phng thc khc trong sut tin trnh vn chuyn. B. D hng hoc ti xp hng t mt con tu ny n mt con tu khc trong sut hnh trnh chuyn ch hng bng ng bin t cng xp hng n cng cui cng. C. D hng hoc ti xp hng t mt phng thc vn chuyn ny n mt phng thc vn chuyn khc trong cc hnh thc vn chuyn khc nhau trong sut tin trnh chuyn ch. D. D hng hoc ti d hng t mt s phng tin vn chuyn ny n phng tin vn chuyn khc trong sut tin trnh vn chuyn. 8. Theo UCP 600, bo him ti thiu trong chng t bo him khi tr gi ca tn dng th l 550.000 USD v tr gi ca Ho n thng mi c cc thng tin sau: Tng tr gi mua hng Tr thanh ton tr trc : 1.100.000,00 USD : 550.000,00 USD : 550.000,00 USD B. 605.000,00USD
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Phn cn li thun theo L/C A.1.210.000,00 USD

550.000,00 USD 9. Theo Incoterms 2000, iu kin no sau y c p dng trong Hp ng nu ngi bn khng chu trch nhim thng quan hng xut khu?. A. FCA DAF B. EXW D. FAS C.

710.000,00 USD A. Tt c cc chng t c yu cu trong th tn dng. B. Ch c chng t vn ti. C. Ho n thng mi, chng t vn ti, n bo him hoc chng th bo him. D. Tt c cc chng t (khng ch chng t vn ti), ngoi tr Hi phiu c yu cu trong th tn dng.

10. Theo Quy nh v thc hnh cc tiu chun ngn hng quc t (ISBP), chng t giao hng l ?.

11. Nu L/C khng cp n vic giao hng tng phn c cho php hay khng, cu no di y c xem l ng?. A. Giao hng tng phn c php. B. Giao hng tng phn khng c php. C. Chiu theo ch th ca Ngn hng m L/C. D. Chiu theo ch th t ngi th hng. 12. Nu ngi hng li L/C d nh chuyn nhng mt phn hoc ton b tr gi ca L/C cho nh cung cp cui cng, L/C p ng yu cu ca ngi hng li: A. L/C c iu khon chuyn tin bng in B. L/C c iu khon chuyn giao C. L/C c iu khon phn chia c D. L/C c th chuyn nhng 13. Theo UCP 500, pht biu no sau y lin quan n Ho n thng mi theo mt L/C khng th chuyn nhng c l ng, ngoi tr: A. Thng thng c k bi ngi th hng. B. c lp di tn ca ngi m L/C. C. c lp di tn ca ngi th hng L/C. D. Th hin nhng thng tin v hng ho theo quy nh ca L/C.
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14. Mt th tn dng yu cu nh sau (1) 100 tn la m, (2) 1130 i giy , giao hng tng phn khng cho php. Ho n thng mi no sau khng c chp nhn theo UCP 500 v cc iu khon ca L/C?. A. Ho n thng mi th hin: (1) 95 tn la m (2) 96 i giy. B. Ho n thng mi th hin: (1) 105 tn la m (2) 1130 i giy. C. Ho n thng mi th hin: (1) 106 tn la m (2) 100 i giy. D. Ho n thng mi th hin: (1) 100 tn la m (2) 95 i giy. 15. Trc khi thng bo th tn dng n ngi th hng, Ngn hng thng bo c trch nhim: A. Thc hin thanh ton da trn cc chng t ph hp. B. Kim tra nhng iu kin ca th tn dng c c r rng cha. C. Lu vi ngn hng m th tn dng rng th tn dng c thng bo. D. Kim tra hnh thc bi hon bng in l c hiu lc. 16. Nu mt nh xut khu c yu cu chuyn giao cc chng t v hng ho trc tip n ngi mua nhng ngi bn mun ngi mua phi c mt s bo m thanh ton i vi ngi bn nu ngi mua khng thanh ton vo ngy n hn, L/C m ngi bn cn l:. A. L/C chuyn nhng B. L/C tun hon C. L/C d phng. D. L/C c m bo thanh ton.

17. iu kin DDP (Delivered Duty Paid), ai l ngi chu trch nhim lm th tc nhp khu? A. Ngi nhp khu B. Ngi xut khu C. Ngn hng m L/C D. Ngn hng xc nhn L/C

18. Thng thng, nu hng ho c vn chuyn bng ng b t Trung Quc n a im giao hng cho ngi mua trn bin gii Vit nam, iu kin thng mi theo Incoterms 2000 thch hp l: A. CIP B. CPT C. DAF D. DEQ

19. iu kin no ca Incoterms yu cu ngi xut khu phi mua bo him cho hng ho? A. FAS B. CFR C. ClF D. EXW

20. Mt ngn hng chu trch nhim thng bo L/C cho ngi hng li khi nhn c yu cu t ngn hng m L/C c gi l:
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A. Ngn hng thng bo B. Ngn hng ch nh 21. Nu L/C nu:

C. Ngn hng bi hon D. Ngn hng xc nhn

Thi hn giao hng: --- L u: T- shirt, thi hn giao hng: 20/06/2007 - --L th 2: vy, thi hn giao hng tr nht l: 01/07/2007 Giao hng c hiu lc i vi 2 l ring bit. i vi l hng u, ngi th hng giao hng T- shirt vo ngy 21/06/2007 v ngn hng pht hnh t chi thanh ton do l hng u b giao tr. i vi l th 2, ngi th hng giao mt hng vy vo ngy 30/06/2007 v xut trnh chng t n ngn hng pht hnh yu cu thanh ton. Theo UCP 500, cu no sau y l ng?. A. Ngn hng pht hnh c th t chi thanh ton do thi hn giao hng c quy nh trn L/C l cha tun th ng. B. Ngn hng pht hnh c th t chi thanh ton do ngi th hng khng giao l hng th 2 vo ngy 01/07/2007 nh quy nh trn L/C. C. Ngn hng pht hnh c th khng t chi thanh ton i vi c 2 l hng do ngy giao hng tr nht ca ln giao hng quy nh l ngy 01/07/2007. D. Ngn hng pht hnh khng th t chi bi v ln giao hng th 2 c xp trong thi hn hiu lc ca th tn dng. 22. Nu L/C quy nh Ho n thng mi c lp lm 4 bn, cu no sau y l ng? A. Ngi th hng c th xut trnh 02 bn chnh v 02 bn sao ca Ho n thng mi. B. Ngi th hng c th xut trnh 04 bn chnh ca Ho n thng mi. C. Ngi th hng c th xut trnh 04 bn sao ca Ho n thng mi. D. Ngi th hng c th xut trnh t nht 01 bn chnh ho n thng mi cng vi 04 bn sao ca Ho n thng mi. 23. Ngi hng li c th gim thiu s tht bi do cc ri ro khi tun th theo cc iu kin ca L/C bng cch: A. c tt c cc iu kin ca L/C mt cch cn thn ngay khi nhn c L/C.
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B. Ngay lp tc yu cu tu chnh cc iu kin ca L/C nu c iu kin no khc vi Hp ng ngoi thng c k kt hoc ngi hng li thy kh c th tho mn bt k iu kin no ca L/C. C. u tin l giao hng trnh ri ro do giao hng tr, sau ngay lp tc yu cu tu chnh cc iu kin ca L/C nu thy iu kin no khc so vi Hp ng ngoi thng k kt, hoc nu ngi th hng thy kh c th tun th yu cu ca L/C. D. Yu cu xc nhn L/C thng qua mt ngn hng ti nc ngi th hng. 24. iu kin Incoterms no m trong ngi bn chu trch nhim thng quan hng nhp khu?. A. FCA B. EXW C. DDP D. FOB

25. Cc ri ro c bo him trong bo him hng ho vn chuyn ng bin s loi tr ri ro: A. ng t B. Tn tht chung. C. H hng do chnh hng ho gy nn. D. Tu mc cn

26. Mt l hng sau khi c giao, ai l ngi s xut trnh chng t theo quy nh cho ngn hng thng lng yu cu thanh ton theo quy nh trn L/C: A. Ngi bn. B. Ngi mua. C. Ngi gi hng. D. Ngi nhn hng.

27. Chng t no th hin hng ho c vn chuyn i thng t cng bc hng n cng d hng?. A. Vn n chy sut B. Vn n theo lnh. C. Vn n i thng. D. Vn n c cp cng trung chuyn.

28. Chng t no sau y c dng i ly vn n ng bin?. A. Th ch th ca ngi gi hng. B. Phiu t ch trn tu. C. Bin lai thuyn ph. D. Bn lc khai hng

29. Mt cng ty giao nhn hng l/ngi gom hng l cung cp dch v n khch hng v pht hnh bn gc: A. Vn n ng bin. B. Vn n ca ngi giao nhn/Vn n s cp. C. Vn n trung chuyn hng.
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D. Vn n vn chuyn dnh cho vn ti a phng thc. 30. Quc gia xut x ca hng ha xut nhp khu c ngha l? A. mua hng ho B. Ni hng ho c gi i. C. Ni hng ho c sn xut ra. D. Ni bn hng ho .

31. C quan/t chc cp giy chng nhn x xut hng ha ti Vit Nam l: A. VCCI B. Ban qun l khu cng nghip/khu ch xut C. B cng thng D. Tt c u ng

32. Trong cc chng t sau, chng t s hu hng ha l A. C/O B. B/L. C. D.O. D. Tt c u sai

33. Giy chng nhn xut x hng ha form A cho mt hng giy dp sang th trng EU do ai cp? A. VCCI B. Ban qun l khu cng nghip/khu ch xut C. B cng thng D. Tt c u ng

34. Trong nghip v thu tu chuyn, ngi thu tu lun lun l ? A. Ngi xut khu B. Ngi nhp khu C. Ngi xut khu v nhp khu D. Ngi xut khu hoc nhp khu

35.Hp ng license thun ty l hp ng chuyn nhng quyn ..cc i tng s hu tr tu? A. S hu B. Quyn s dng C. Chim hu D. nh ot

36. Trong hp ng chuyn giao cng ngh, cng ngh chuyn giao t ngi bn sang ngi mua bng cch A. Cung cp ti liu B. o to C. Tr gip k thut 37. Trong hp ng xut nhp khu hng ha D. Tt c u ng

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37. Trong hp ng xut nhp khu hng ha c quy nh dung sai l 10%, nhng khng quy nh ai s c quyn chn dung sai. Ngi c quyn chn dung sai s l: A. Ngi bn B. Ngi mua C. Ngi bn hoc ngi mua D. Ngi thu tu 38. Trong hp ng thu tu chuyn c ghi n v thi gian dng tnh thi gian lm hng l: W.W.W.S.H.EX.U.U., c ngha l A. Ngy lm vic thi tit tt ngy l v ngy ngh c tr ra, nu c lm hng vn tnh l ngy lm hng B. Ngy lm vic thi tit tt, ngy l v ngy ngh c tr ra, khng lm hng vn tnh l ngy lm hng C. Ngy lm vic thi tit tt ngy l v ngy ngh c tr ra D. Tt c u sai 39. Lut thng mi Vit Nam hin hnh c ban hnh vo nm A. 1997 B. 2000 C. 2004 D. 2005 40. Lut s hu tr tu Vit Nam c hiu lc vo: A. Ngy 01/7/2005 B. Ngy 01/1/2006 C. Ngy 01/04/2006 D. Ngy 01/7/2006

Phn 4: Cc cu hi la chn c nhiu p n

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1. Nu L/C quy nh chng t do bn th 3 lp c chp nhn, theo ISBP (International Standard Banking Practice), chng t chp nhn c xut trnh theo quy nh ca L/C: A. Cc chng t vn ti th hin ngi gi hng khc vi ngi th hng L/C. B. Hi phiu c k pht bi mt ngi khc vi ngi th hng L/C. C. Ho n thng mi k pht do mt bn khc vi ngi th hng L/C. D. Bng lit k trng lng hng giao do bn pht hnh khc vi ngi th hng L/C. 2. Mt tn dng th yu cu xut trnh 01 Giy chng nhn bo him cho hng xut khu. Nu tr gi hng theo iu kin CIP trn ho n thng mi l 10.000,00 USD, th chng t bo him c chp nhn l: A. n bo him c s tin bo him 12.000,00 USD B. Giy chng nhn bo him c s tin bo him l 11.000, 00 USD. C. Giy chng nhn bo him c s tin bo him l 10.000,00 USD. D. Xc nhn bo him theo iu kin m vi tr gi l 10.000,00 USD. 3. Mt tn dng th quy nh giao hng phi c thc hin khong/vo ngy 27/06/2007. Thi hn giao hng no sau y c th c chp nhn?. A. 20/06/2007 B. 27/06/2007 C. 02/07/2007 D. 03/07/2007

4. Theo UCP 500, pht biu no sau y c chp nhn? A. Hi phiu khng bt buc trong thanh ton L/C tr ngay. B. Hi phiu l bt buc i vi thanh ton L/C c thi hn. C. Hi phiu l khng bt buc nu thanh ton bng L/C c th hu b. D. Hi phiu c th bt buc trong thanh ton L/C tr ngay. 5. Cng ty nhp khu ABC v Cng ty xut khu XYZ tho thun mua bn thng qua Hp ng mua bn thanh ton bng L/C khi bn hng t cng Tp. HCM n cng New York bng ng bin, theo Incoterms 2000, iu kin thng mi no thng c s dng. A. CIF Ho Chi Minh B. FOB Ho chi Minh 6. Theo UCP 500, cu pht biu no sau y ng:
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C. CIF New York D. FOB New York

A. L/C khng th hin l c th hy ngang hoc khng th hy ngang, th s l c th hy ngang. B. Nu L/C khng th hin c th hy b hoc khng th hy b th s l khng th hy b. C. Nu L/C khng th hin c th chuyn nhng hay khng, th s l khng th chuyn nhng. D. Nu L/C khng th hin c th chuyn nhng hay khng, th s l c th chuyn nhng. 7. Ngi th hng c trch nhim xem xt mt cch cn thn L/C nhn c m bo rng: A. Ngi th hng c th p ng c yu cu ca tt c cc chng t c quy nh trong L/C. B. Tt c cc iu khon v iu kin ca L/C c tun th. C. L/C l c th chuyn nhng c. D. L/C c m ra ph hp vi Hp ng ngoi thng k kt. 8. Khi in vo mu n xin m th tn dng khng hu ngang, ngi m phi m bo rng: A. Tt c cc ni dung ca Hp ng ngoi thng phi th hin trn . B. Tt c cc ch dn phi r rng v chnh xc. C. Cc chi tit qu c th th khng cn phi nu ln. D. Tt c cc ch dn phi c quy nh mt cc chnh xc da trn hnh thc thanh ton, s chp nhn hoc thng lng. 9. Ngay c khi c cc quyn li v trch nhim quy nh trn L/C, ngi th hng s m bo vn n ng bin (B/L) l: A. Khng phi l vn n thu tu chuyn B. Khng phi l vn n ca ngi chuyn ch. C. Khng phi l vn n ca bn gi hng th ba quy nh trn L/C. D. Khng phi l vn n khng sch. 10. Pht biu no sau y v Hp ng xut nhp khu l ng? A. Bn bn bn mua c tr s kinh doanh cc nc khc nhau B. Hng ha lun lun di chuyn ra khi nc ngi bn C. ng tin thanh ton l ngoi t D. Hng ha thng di chuyn ra khi bin gii quc gia
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11. iu kin thng mi no trong Incoterms 2000 th hin ngi bn giao hng phi c ngha v thng quan xut khu, giao hng ln tu ti cng bc hng. A. FCA B. FOB C.CIF D.CIP

12. Dch v no sau y do i l giao nhn thay mt nh xut khu thc hin: a. t ch trn tu b. Bc container c. D hng d. C a, b v c

13. iu kin no ca Incoterms th hin trn hp ng trong ngi bn c ngha v mua bo him v tr ph bo him hng ho xut khu?. A.CIF B. CFR C. CIP D. CPT

14. Chng t no sau y c xem l bin lai nhn hng ca ngi chuyn ch ? A.Bill of Lading B. Seaway Bill C. Shippers Letter of Instruction D. Airway Bill

15. Khi bn th nht vn n ng bin gc c ngi nhn hng i Lnh giao hng th vn n no tr nn khng c hiu lc?. A. Bn gc th hai. B. Bn gc th ba C. Bo sao u tin. D. Bn sao th hai

16. iu kin Bo him A trong bo him chuyn ch hng ho bng ng bin loi tr ri ro?. A. Bo him chin tranh v nh cng B. Hao ht thng thng C. H hng do bn thn hng ho D. Bo him tu mc cn

17. Vn ti a phng thc c nhng thun li no sau y? A. Cung cp dch v vn chuyn nhanh hn. B. Gim chi ph xut khu. C. Tit kim chi ph. D. Gim gnh nng v chng t v cc th tc khc. 18. Thng thng, vn n ng bin c chc nng no sau y?. A. Bng chng ca Hp ng chuyn ch hng ho. B. Bin nhn hng ca ngi chuyn ch.
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C. Chng t quyn s hu hng ho D. Chng t khiu ni ngi chuyn ch 19. Xut khu hng ho i t Vit nam sang quc gia khng c hng bt k s u i no, nh xut khu s lp giy chng nhn xut x Form no?. A. From A B. Form O C. Form B D. Form E

20. Trc khi vn chuyn hng khi khu vc kim sot ca Hi quan mt nc, ngi ch hng hoc i l c yu cu xut trnh nhng giy t no?. A. T khai hng xut/nhp khu c php thng quan. B. n bo him C. Th tn dng. D. Bn sao chng th giao hng. 21. Trong giao dch thng mi quc t, cc phng thc thanh ton khc nhau t c da trn mi quan h chnh gia: A. Ngi mua B. Ngi bo him C. Ngi bn. D. Ngi c bo him.

15

Cu 2: Thut ng chit khu c ngha l a) Thanh tan ngay lp tc b) Kim tra chng t ri gi chng t n NGN HNG PHT HNH L/C yu cu thanh ton c) Kim tra chng t v thanh ton trc ngy o hn Cu 3: ng tin tnh ton, ng tin thanh ton trong hp ng thng mi phi l ngoi t t do chuyn i a) ng b) Sai Cu 4.Phng tin thanh tan c nhiu tin ch, tit kim tin mt, an ton n gin linh hot a) Hi phiu b) Lnh phiu c) Sc d) Th Cu 5: Loi L/C no sau y c coi l phng tin ti tr vn cho nh xut khu a)Irrevocable credit b)Red clause credit c)Revolving credit d)Irrevocable transferable credit Cu 7: Theo UCP 600, khi L/C ko quy nh thi hn xut trnh chng t th c hiu l: a) 5 ngy lm vic ca NH b) 5 ngy sau ngy giao hng c) 21 ngy sau ngy giao hng d) 21 ngy sau ngy giao hng nhng phi nm trong thi hn hiu lc ca L/C Cu 8: Trong mi hnh thc nh thu, trch nhim ca Collecting Bank l: a) Trao chng t cho nh nhp khu b) Khng ch chng t cho n khi nh nhp khu tr tin c) Khng ch chng t cho n khi nh nhp khu k chp nhn hi phiu d) Tt c cc cu trn u ko chnh xc 16

Cu 9: Chit khu min truy i trong thanh ton tn dng chng t thc cht l mua t b chng t hng ha: a) ng b) Sai Cu 10: Ngy giao hng c hiu l: a) Ngy Clean on board trn B/L b) Ngy pht hnh B/L c) Ty theo loi B/L s dng C. v nu trn vn n ko c ghi ch ring bit v ngy giao hng th ngy ft hnh vn n chnh l ngy giao hng. Cn nu trn vn n c ft hnh sau khi hng ha c bc ln tu th ngy ln tu c xem l ngy giao hng. Cu 12: NH chuyn chng t (remitting bank) phi kim tra ni dung cc chng t lit k trn yu cu nh thu nhn c t ngi nh thu, l: a) ng b) Sai B. V cc NH chuyn chng t ch l trung tm thanh ton, ch thc hin vic chuyn chng t theo ng nhng ch th trong nh thu v trong ni dung ph hp vi quy nh ca URC c dn chiu m ko c trch nhim phi kim tra ni dung cc chng t Cu 14: Ngi quyt nh cui cng rng b chng t c ph hp vi cc iu kin v iu khon ca L/C l a) Issuing bank b) Applicant c) Negotiating bank d) Reimbursement bank A. V NGN HNG PHT HNH chu trch nhim chnh v vic thanh ton gi tr ca tn dng. KHi NH thanh tan gi b chng t n, NHFH phi kim tra xem c f hp vi nhng iu khon trong th tn dng ko. Nu f hp th tr tin cho NH thanh ton, nu ko f hp NH c quyn t chi vic hon li s tin thanh ton Cu 15: Khng th s dng 2 ng tin trong cng 1 hp ng thng mi, l: a) ng b) Sai B. V trong HTM c th dng ng tin tnh ton v ng tin thanh tan l 2 ng tin khc nhau, ty theo s tha thun ca 2 bn Cu 17: hn ch ri ro khi p dung thanh tan nh thu, nh xut khu nn la chn hi phiu trn, l 17

a) ng b) Sai B. V phng thc thanh ton nh thu trn l phng thc thanh ton ko km chng t. V vy ko m bo quyn li cho ngi xut khu, v gia vic nhn hng v thanh ton ca ngi nhp khu ko c s rng buc ln nhau ngi xut khu gp nhiu ri ro Cu 18: UCP 500 l vn bn php l bt buc tt c cc ch th tham gia thanh ton tn dng chng t phi thc hin l a) ng b) Sai B. V UCP 500 l loi vn bn mang tnh php l ty , ko mang tnh cht bt buc. Tnh bt buc ch th hin khi cc bn lin quan tuyn b p dng n v dn chiu trong L/C. Cu 19: Li th ca nh nhp khu trong D/P v D/A l nh nhau a) ng b) Sai B. i vi D/A nh nhp khu c s dng hay bn hng ha m cha phi thanh ton cho n khi hi phiu n hn thanh ton ko b sc p v vn ri ro thuc v ngi XK. i vi D/P nh nhp khu phi tr tin ri mi c nhn hng, b sc p v vn ri ro thuc v ngi NK nh hng ko ng cht lng, yu cu, thi gian Cu 20: Mt B/L hon ho bt buc phi c t hon ho (clean) trn b mt ca vn n , l a) ng b) Sai B. Vn n sch l vn n trn thuyn trng ko vit g vo vn n hoc vit vo nhng ni tt c hng ha nhn b ngoi u m bo quy cch ng gi xut khu. V vy 1 B/L hon ho ko nht thit phi c t clean trn b mt Cu 23: Trong phng thc thanh ton nh thu trn (Clean Collection), nh xut khu phi xut tnh chng t no qua NH: a) Bill of Lading b) Bill of Exchange c) Invoice d) C/O B. V trong phng thc nh thu trn ch cn c vo hi phiu do nh xut khu lp ra. Cc chng t thng mi do bn XK chuyn giao trc tip cho bn nhp khu, ko qua NH. M cc chng t B/L, invoice, C/O li l cc chng t thng mi, ch c B/E l chng t ti chnh

18

Cu24: 1 NH xc nhn th tn dng th phi c trch nhim xc nhn nhng sa i ca L/C : a) ng b) Sai B. V NH xc nhn l NH do ngi th hng ko tin tng vo kh nng thanh ton ca NGN HNG PHT HNH nn h thng yu cu NH c uy tn trong lnh vc ti chnh tin t xc nhn vo th tn dng, v vy NH xc nhn chu trch nhim thanh tan s tin trong th tn dng cho ngi th hng. Cn trch nhim xc nhn nhng sa i trong L/C do NHFH chu trch nhim Cu 25: B chng t hon ho l c s a) Nh xut khu i tin NGN HNG PHT HNH L/C b) Nh nhp khu han tr NGN HNG PHT HNH s tin thanh tan cho ngi th hng c) NH xc nhn thc hin cam kt thanh ton d) Tt c cc cu trn u ng D. V nh xut khu xut trnh b chng t f hp vi k quy nh ca L/C, NH bn NK (NHFH) s thanh ton gi tr L/C cho ngi th hng. Sau NH s giao li b chng t hon ho ny cho NH NK h nhn hng vi k nh nhp khu phi thanh ton bi hon gi tr L/C cho NH theo hp ng k kt. Trong trng hp s dng L/C xc nhn th khi nh xut khu xut trnh b chng t f hp vi k ca L/C th s c chp nhn thanh ton gi tr L/C nh cam kt. Cu 27: Sa i L/C ch c thc hin bi NH FH L/C , l a) ng b) Sai A. V trong thanh ton tn dng chng t NHFH chu trch nhim thanh ton, nn ri ro thanh ton thuc v NHFH. V vy NHFH l ngi c quyn quyt nh sa i b xung cc iu khon ca L/C Cu 28: Thng bo sa i th tn dng cho ngi hng li ch c thc hin bi NH thng bo L/C , l: a) ng b) Sai A. V trong tn dng chng t NH thng bo c trch nhim chuyn th tn dng v thng bo cho ngi XK. Nn sau khi L/C c sa i b xung th nhng ni dung sa i, b xung s c gi ti ngi XK thng qua NH thng bo

19

Cu 30: L/C quy nh cho php xut trnh chng t ti VCB. Chng t c xut trnh ti EIB v EIB chuyn chng t ti NGN HNG PHT HNH L/C i tin. Ngn hng FH t chi thanh ton, l: a) ng b) Sai A. V trong L/C quy nh xut trnh chng t VCB, th ch khi chng t c xut trnh ti VCB th mi c thanh ton cn xut trnh ti ICB th s ko c thanh tan mc d chng t L/C hp l. V vy NHFH t chi thanh tan v chng t ko c xut trnh ng quy nh Cu 32: Trong thanh ton tn dng chng t ngi tr tin hi phiu l a) Xut khu b) Nhp khu c) NHFH d) NHTT C. V trong thanh ton tn dng chng t th NHFH c trch nhim chnh v vic thanh ton gi tr ca tn dng Cu 33: Khi nhn c cc ch th ko y hoc ko r rng thng bo th tn dng th ai c trch nhim phi cung cp cc thng tin cn thit ko chm tr gip NHTB xc minh tnh chn tht b ngoi ca th tn dng a) XK b) NK c) NHFH d) NHTB e) NHXK f) NHCK g) NHHT h) NHTT

C. V NHFH l NH bit r tnh hnh ti chnh thm nh cc thng tin ca ngi NK, sau khi xem xt k lng th NHFH ft hnh th tn dng v gi th tn dng ny cho ngi XK thng qua NHTB. V vy khi cc ch th ko r rng th xc minh tnh chn tht b ngai ca th tn dng th phi gp NHFH Cu 39: S dng D/P k hn trong thanh ton nh thu an ton cho nh xut khu hn D/A l a) ng b) Sai A. V D/P l phng thc mua bn tr tin ngay, sau khi ngi NK tr tin th mi c nhn hng. Cn D/A l fng thc mua bn chu, ngi chp nhn ch phi k chp nhn tr tin vo hi phiu k hn th s c NH trao chng t hng ha Ngi XK d gp ri ro trong thanh tan Cu 41: Ngi k ft B/E l: 20

a) Ngn hng b) Xut khu c) Ty thuc B/E s dng B. V hi phiu l 1 mnh lnh tr tin v k do ngi Xk k ft i tin ngi nhp khu sau khi nh xut khu giao hng ha dv Cu 44: Trong nghip v tn dng chng t, tt c cc bn hu quan ch giao dch cn c vo: a) Chng t b) Hng ha, dch v c) Cc giao dch khc m chng t m c th lin quan n A. V tn dng chng t l 1 vn bn cam kt dng trong thanh ton, trong NGN HNG PHT HNH s chu trch nhim tr tin cho cc bn lin quan, khi h xut trnh y cc chng t quy nh v mi iu khan, k ca th tn dng c thc hin y v vy tn dng chng t ch cn c vo cc chng t khi giao dch m ko cn c vo hng ha dv Cu 45: ng tin tnh ton v ng tin thanh tan trong HTM phi l ngoi t t do chuyn i l: a) ng b) Sai B. V ng tin tnh tan v ng tin thanh ton s dng trong HTM l do s tho thun ca 2 bn XK v NK, n c th l ng ni t, ngoi t mnh hoc ng tin ca nc th 3, ng tin chung Cu 51: Trong TMQT khi t gi hi oi tng (theo pp yt gi trc tip) th c li cho ai? a) Nh xut khu b) Nh nhp khu c) NH d) Tt c cc bn A. V khi t gi tng (yt theo pp trc tip) th ng ni t gim gi, ng ngoi t ln gi. Khi nh xut khu l ngi thu tin v, do khi c ngoi t h i ra ng ni t v h s thu c nhiu ni t hn Cu 52: Theo URC 522 ca ICC, chng t no sau y l chng t thng mi? a) Draft b) Promissory note c) Cheque d) Invoice D. V theo URC 522 ca ICC, chng t ti chnh gm draft, promissory note, cheque; chng t thng mi invoice, contract, B/L 21

Cu 53:Theo URC 522 ca ICC, chng t no sau y l chng t thng mi a) Draft b) Promissory c) Cheque d) C/O D. V theo URC 522 ca ICC th chng t ti chnh bao gm: draft, promissory note, cheque. Cn chng t thng mi bao gm: Invoice, B/L, C/O, contract chng t thng mi l C/O Cu 60: Mc ngi nhn hng vn n ng bin trong b chng t thanh tan nh thu l ai ? a) NH NK b) Ngi NK c) i din ca ngi XK d) NH c ch nh B. Trong thanh tan nh thu NH ch lm trung gian thanh tan m ko phi l ngi thanh ton nn ko chu ri ro thanh tan, ngi thanh ton l ngi NK nn mc ngi nhn hng l ngi nhp khu Cu 63: Theo URC 522 ca ICC chng t no di y l chng t ti chnh a) Invoice b) Contract c) Bill of lading d) Bill of exchange D. V chng t ti chnh l nhng chng t c s dng thanh tan hng ha, dv, bao gm hi phiu (Bill of exchange); lnh phiu (Promissory note); sec (cheque). Cn chng t thng mi bao gm: chng t hng ha, chng t vn ti, chng t bo him nh invoice, contract, bill of lading, C/O Cu 64: Theo URC 522 ca ICC, chng t no di y l chng t ti chnh a) Promissory note b) Contract c) Invoice d) C/O A. V theo URC 522 ca ICC th chng t ti chnh bao gm:Draft, promissory note, cheque; chng t thng mi gm C/O, B/L, invoice, contact chng t ti chnh l promission note. Cu 67: Trong L/C iu khan v hng ha ko xut hin con s dung sai v cng ko c cc thut ng For, about, circa. Theo UCP 500 ca ICC th c hiu dug sai ntn? a)Ko 22

b)+10% c)+5% d)+3% C. Theo iu 39b-UCP500 trong L/C iu khan v hng ha ko xut hin con s dung sai v cng ko c thut ng for, about, circa th dung sai c hiu l +5% Cu 68: Ngi nhn hng vn n ng bin trong b chng t thanh tan L/C l ai? a)Ngi nhp khu b)i din ca ngi NK c)Theo lnh ca NGN HNG PHT HNH L/C d)NH c ch nh C. V NHPH l ngi chu trch nhim thanh tan, nn trnh ri ro cho mnh th NHPH yu cu giao hng theo lnh ca mnh Cu 69: Khi no giy chng nhn bo him hng ha c k ft a)Trc ngy giao hng b)Cng ngy giao hng c)Sau ngy giao hng d)Do NH c la chn B. V nu mun hn th hng ha ko c bo him trong 1 thi gian nht nh d phi chu tn tht khi mua bo him sau ngy giao hng, cn nu ko phi bt buc mua bo him trc ngy giao hng th ko phi mua trnh lng f vn (i vi L/C th c m L/C nh nhp khu phi mua bo him trc khi L/C c m, k hu chng t v chuyn cho NH m L/C NH m L/C l ngi hng li bo him) Cu 70: Ngy k ft ha n thng mi l ngy no a)Trc ngy giao hng b)Sau ngy chng nhn bo him c)Sau ngy vn n ng bin d)Do ngi vn chuyn quyt nh A. V ha n thng mi l 1 loi chng t k ton do nh xut khu thit lp, trong bao gm cc ni dung tn nh xut khu, NK, s hiu, ngy thng v ni lp, ch k ca ngi lp v m t v hng ha, n gi, s lng hng ha, tng gi tr hng ha, k giao hng v vy, n c xut trnh khi 2 bn tham gia k kt hp ng v c nh nhp khu chp nhn nhng ni dung trong ha n th hp ng thng mi mi xy ra n c k ft trc khi giao hng Cu 71:Khi no vn n ng bin c k ft a)Trc ngy hi phiu tr ngay b)Trc ngy bo him c)Trc ngy ha n thng mi 23

d)Sau ngy ha n thng mi D. V nu ko ghi ch ring bit v ngy giao hng trn vn n th ngy ft hnh (k ft) vn n chnh l ngy giao hng. Nu trn vn th hin ngy thng ln tu khc ngy ft hnh vn n th ngy ln tu c xem l ngy ft hnh vn n cho d ft hnh trc hoc sau vn n, m hng ha thng mi c k ft trc ngy giao hng vn n ng bin c k ft sau ngy ha n TM Cu 72: Trong b chng t thanh tan L/C quy nh xut trnh Insurrance policy th phi xut trnh a)Insurrance certificate b)Insurrance policy c)Insurrance certificate or Insurrance a policy d)Covernote B. V theo quy nh ca L/C l phi xut trnh b chng t f hp vi yu cu ca L/C yu cu xut trnh l Insurrance policy th phi xut trnh ng Insurrance policy, nu xut trnh ko ng th b chng t coi l ko f hp ko c thanh tan Cu 73:Trong hp ng thanh ton chm nh xut khu nn chn hi phiu g? a)Tr ngay b)C k chp nhn c)Hi phiu NH d)C bo lnh D. V hi phiu c bo lnh th ngi ng ra bo lnh phi l ti chnh, DN c uy tn v ti chnh kh nng thanh tan cho nh xut khu c m bo Nh xut khu hn ch c ri ro Cu 74: Trong hi phiu thng mi Blank endorsed c hiu l g ? a)Ko k hu b)K hu ghi r tn ngi chuyn nhng v ngi c chuyn nhng c)K hu ghi tn ngi chuyn nhng d)K hu ghi tn ngi c chuyn nhng C. Blank endorsed: k hu trng. Khi k hu trng, ngha l ch c ngi chuyn k, ko tn ngi c nhn Cu 75: Trong thng mi quc t nh xut khu nn s dng sec g? a)Theo lnh b)Gch cho c)ch danh d)Xc nhn

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D. V sc xc nhn l sec c NH xc nhn vic tr tin m bo kh nng thanh tan cho nh xut khu nh xut khu hn ch c ri ro Cu 76: Trong quan h thng mi quc t khi cc bn tham gia hiu bit v tin tng ln nhau th nn s dng phng thc thanh tan no? a)Chuyn tin b)M ti khan ghi s c)Nh thu trn d)Tn dng chng t A. V chuyn tin l phng thc thanh tan quc t n gin nht v th tc v thc hin nhanh chng Cu 77: Ngi thit lp cc iu khan nh thu D/P l ai? a)Importer b)Exporter c)Remiting d)Collecting bank B. V exporter lp lnh nh thu nn cc iu khan trong lnh nh thu l do exporter thit lp Cu 78: Trong thng mi quc t ngi yu cu s dng hnh thc thanh tan chuyn tin (T/T; M/T) l ai? a)Ngi NK b)Ngi XK c)NH bn NK d)NH bn XK A. V ngi NK l ngi yu cu chuyn tin tr cho ngi XK. V vy, ty tng trng hp c th m ngi NK yu cu s dng hnh thc thanh ton chuyn tin (M/T; T/T) Cu 79: V sao trong thanh ton fi mu dch ti NH, t gi mua ngoi t tin mt li thp hn t gi mua chuyn khon? a)NH ko thch nhn tin mt b)NH thch nhn bng chuyn khon c)Cung ngoi t tin mt nhiu d)CF cho tin mt cao D. Cu 80: Thi hn giao hng ca L/C gip lng vi L/C gc phi ntn? a)Trc b)Sau c)Cng ngy d)Ty ngi giao hng chn 25

A. V sau khi nhn c L/C do ngi NK m cho mnh hng, nh xut khu cn c vo ni dung L/C ny v dng chnh L/C ny th chp m 1 L/C khc cho ngi khc hng vi ni dung gn ging nh L/C ban u Nh xut khu sau khi c L/C mi gi ti NH ngi NK, nh xut khu nhn c hng ha t L/C mi ny v tin hnh giao li hng ha ny cho bn NK m L/C gc c s dng ch yu qua mua bn trung gian (ngi XK ny ng vai tr l trung gian) Cu 81:Trong phng thc gia cng thng mi quc t cc bn c th p dng loi L/C no di y: a)Irrevocable credit b)Confirmed credit c)Reciprocab credit d)Red Clause credit C. Reciprocal L/C: Th tn dng i ng: l loi L/C ch bt u c hiu lc khi L/C i ng vi n m ra. L/C i ng c s dng trong phng thc gia cng thng mi i ng Cu 82: VN t chc no ft hnh C/O? a)Ngi XK b)Ngn hng thng mi c)Phng thng mi v cng nghip VN d)Vinacontrol C. V C/O_Certificate of origin: giy chng nhn xut x do phng thng mi v cng nghip ft hnh Cu 83: Bo lnh thanh ton hng ha XNK c li cho ai? a)Ngi NK b)Ngi XK c)Ngn hng NK d)Ngn hng XK B. V m bo kh nng thanh tan cho nh xut khu nh xut khu ko phi chu ri ro trong thanh tan Cu 84: Mt hp ng thng mi c bo lnh thanh tan s c li cho ai a)Ngi XK b)Ngi NK c)NH NK d)NH XK A. V nh vy ngi XK s c m bo kh nng thanh tan trnh c ri ro trong thanh tan Cu 85:Trong L/C iu khon v hng ha s dng cc thut ng for, about, circach s lng hng ha theo UCP500 ca ICC th dung sai l bao nhiu 26

a)Khng b)+10% c)+5 % d)+3% B. Theo iu 39a ca UCP 500 th khi s dng cc thut ng for, about, circa th dung sai cho fp l +10% Cu 86: B chng t thng mi quc t c lp theo yu cu ca ai? a)Nh xut khu b)Nh nhp khu c)NH NK d)NH XK B. V n l cn c nh nhp khu xc nh xem hng ha c c giao ng nh tha thun trong hp ng hay ko, cht lng, xut x ca hng ha, ngy giao hng c ng ko? nu c tranh chp xy ra th nh nhp khu c bng chng khi kin. Mt khc n cng l cn c nh nhp khu nhn c hng ha khi xut trnh c b chng t Cu 87: Theo UCP 500 ca ICC trong chng t bo him nu ko quy nh r s tin c bo him th s tin ti thiu phi l bao nhiu? a)100%gi CIF b)110%gi CIF c)110%gi FOB d)100%gi ha n B. V theo iu 34 UCP 500 quy nh, trong chng t bo him nu ko quy nh r s tin c bo him th s tin ti thiu phi l 110% gi CIF (trong 100%gi tr hp ng, 10% f tri: cc khan CF, b p phn li nhun d tnh) Cu 88: NH kim tra ch chp nhn thanh tan loi vn n no di y a)Receive for shipment B/L b)Clean B/L c)Clean shipped on board B/L d)Order B/L endorsement in blank C. V clean shipped on board B/L_vn n sch khi hng c xp ln boong tu ca vn n ng bin sau khi hng ha c xp ln boong tu th nhn b ngai u m bo quy cch ng gi, s lng chng loi Cu 89:Trong phng thc thanh tan nh thu trn (clean collection) ngi XK phi xut trnh chng t no? a)Bill of lading b)Bill of exchange 27

c)Invoice d)Contract B. V trong phng thc thanh tan nh thu trn th nh nhp khu y nhim cho NH fc v mnh thu h tin ngi NK, ch cn c vo hi phiu do nh xut khu lp ra. Cc chng t thng mi do bn XK chuyn giao trc tip cho bn NK, ko qua NH.V B/E l hi phiu Ngi XK ch phi xut trnh B/E Cu 90: Ai l ngi k ft hi phiu L/C a)Ngi XK b)NH thng bo c)Ngi th hng d)NH c y quyn C. V sau khi nhn c th tn dng v chp nhn ni dung th tn dng th tin hnh giao hng theo k hp ng.Sau khi han thnh vic giao hng th lp b chng t thanh ton theo tn dng, gi ti NH fc v mnh ngh thanh tan Ngi k ft hi phiu L/C l ngi th hng Cu 91: Mt chng t c ngy k sau ngy lp chng t th t ngy ft hnh l: a)Ngy lp b)Ngy k c)C th ngy lp hoc ngy k d)Do NH t quyt nh B. V khi chng t c ch k th mi m bo theo ng quy nh ca PL v khi n mi c hiu lc thi hnh (m bo c gi tr php l nu trong trng hp c tranh chp xy ra) Cu 92: Ai l ngi quyt nh sa i L/C a)Ngi NK b)Ngi XK c)NH thng bo d)NH ft hnh D. V NGN HNG PHT HNH l ngi chu trch nhim thanh tan, nn l ngi c quyn quyt nh sa i L/C Cu 93:L/C c xc nhn c li cho ai? a)Ngi NK b)Ngi XK c)NHFH d)Ngn hng thng bo C. V khi L/C c xc nhn th ngi XK hn ch ri ro thanh ton v lc ny ngi XK c 2 phng n xut trnh chng t l: Xut trnh cho NGN HNG PHT HNH c thanh tan; 28

xut trnh chng t n NH xc nhn c thanh tan.NHko c fp t chi mi khi nhn c chng t hp l theo L/C Cu 94: Tin k qu xc nhn L/C do ai tr a)Ngi NK b)Ngi XK c)NGN HNG PHT HNH L/C d)NH thng bo C. V NH xc nhn chu trch nhim thanh ton s tin trong th tn dng cho ngi th hng tr thay NHFH khi nhn c b chng t f hp t ngi th hng. V vy NH ny yu cu NHFH phi t tin k qu xc nhn Cu 95: Nhng chng t no c th do bn th 3 cp theo yu cu ca L/C Third party documents acceptable a)Draft b)Invoice c)C/O d)Packing list C/O (certificate of origin) giy chng nhn xut x. Giy ny c th c cp bi nh sx hoc cc t chc php nhn c thm quyn cp chng nhn ngun gc xut x Cu 96: 1 L/C giao hng k CIF v yu cu 1 giy chng nhn bo him trong s cc loi sau, giy chng nhn no c chp nhn a)Bo him ng 100% gi tr ha n b)Bo him ng 120% CIF c)Bo him 110% CIF, nu L/C ko quy nh s tin bo him ti thiu d)Bo him 110% s tin bo him ti thiu quy nh trong L/C C. V theo iu 34ii v chng t bo him trong UCP 500 quy nh th s tin bo him thg = 110% gi tr CIF hoc 110% CIP, 110% gi ha n , nu L/C ko quy nh s tin bo him ti thiu Cu 97:Theo UCP 500 ca ICC hi phiu c th c k ft vi s tin t hn gi tr ha n ko? a)Ko b)C c)Ty theo NH quy nh d)Ty theo nh xut khu quy nh B. V theo iu 39 ca UCP 500 v dung sai s tin, s lng, n gi trong tn dng th nu ko c about. approximately, circa th dung sai c fp l +5%. Cn nu c about, approximately th dung sai c fp l +10% 29

Cu 98: Ti khon NOSTRO l ti khan tin gi ca 1 NH m u? a)NH nc ngai bng ngai t b)NH nc ngai bng ngoi t c)NH trong nc bng ngoi t d)NH trong nc bng ni t A. V ti khan NOSTRO l TK tin gi thanh ton ca 1 ngn hng (ni a) m ti 1NH nc ngai bng ngoi t Cu 99: K qu m L/C s c li cho ai? a)Ngi NK b)Ngi XK c)NGN HNG PHT HNH d)NH thng bo C. V NHFH tn dng c khan k qu ca khch hng tng cc hot ng khc ca NH, do NH c thm 1 lng vn quan h tn dng c m rng, cc dv ca NH cng c m rng do vic cung cp dv thanh tan cho KH. Tng cng mqh vi cc i l lm tng tim nng KD i ng gia cc NH Cu 100: Ai l ngi k qu m L/C nhp khu? a)Ngi NK b)Ngi XK c)NGN HNG PHT HNH d)NH thng bo A. V ngi NK khi ngh NH m L/C th NGN HNG PHT HNH yu cu ngi NK phi k qu cho NH theo t l nht nh NH mi m L/C v chu trch nhim thanh tan Cu 101: Hnh thc m L/C (th, in) do ai quyt nh a)Ngi NK b)Ngi XK c)NGN HNG PHT HNH d)NH thng bo A. V ty thuc vo tng yu cu c th m nh nhp khu ngh NH m L/C. M L/C bng th hay in, v mi hnh thc m L/C khc nhau th f m cng khc nhau. Nn l ngi m th c quyn quyt nh m theo hnh thc no Cu 102: L ngi NK trong thanh tan L/C, nu c chn loi L/C th ko nn chn loi no? a)Irrevocable credit b)Irrevocable confirmed credit c)Revoling credit 30

d)Red clause credit Cu 103: Ngi chu trch nhim thanh tan cho ngi th hng trong thanh tan L/C l ai? a)Ngi NK b)NHFH c)NH thng bo B Cu 104: Trong cc loi L/C sau loi no ngi trung gian ko phi lp chng t hng ha? a)Irrvocable credit b)Transferable credit c)Back to back credit d)Revoling credit B. V transferable credit (th tn dng chuyn nhng) Lai L/C ny c p dng trong trng hp ngi hng li th nht ko s lng hng ha XK hoc ko c hng, h ch l ngi mi gii thng mi nn c chuyn nhng 1 fn hay tan b ngha v thc hin L/C cho nhng ngi hng li th 2. Nhng ngi hng li ny s tin hnh giao hng v ngi lp chng t hng ha gi ti NGN HNG PHT HNH L/C (bn NK) Cu 105: Trong thanh ton L/C ngi NK da vo vn bn no kim tra chng t thanh tan? a)Hp ng b)L/C c)Tha c Nh d)Hp ng v L/C B Cu 106: Gi s ngi XK ko giao hng nhng xut trnh c b chng t f hp vi iu khan ca L/C th NGN HNG PHT HNH x l ntn? a)Vn thanh tan b)Ko thanh tan c)Thanh tan 50% gi tr d)Ty NH quyt nh Cu 107: NH nc A mun tr tin cho NH nc B nhng gia 2 NH ny cha thit lp quan h i l hi vic thanh tan c th thc hin c ko? a)C b)Ko 31

c)Ty thuc NH A d)Ty thuc NH B A. c thanh tan qua trung gian (bn th 3) Cu 108: Ngy xut tronh chng t trong thanh tan L/C phi l ngy no? a)Trc hoc cng ngy giao hng b)Cng ngy giao hng c)Sau ngy giao hng d)Trc hoc cng ngy ht hn hiu lc L/C C. V sau khi giao hng xong th nh xut khu mi tin hnh lp chng t v mi c c s lp chng t.Khi chng t c lp xong th ngi hng th tin hnh xut trnh chng t n NH fc v mnh c thanh ton Cu 109: Trong k giao hng CIF, trn B/L phi ghi f cc ntn? a)Freight to collect b)Freight prepayable c)Freight prepaid d)Freight to be prepaid C. V CIF-cost, insurance, freight-gi hng, f bo him, cc vn chuyn. Ti cng quy nh (Nh xut khu chu trch nhim thu tu, ng bo him nn khi nh nhp khu thanh tan cho nh xut khu th s tin phi tr=gi hng+f bo him+cc vn chuyn cc tr trc). Freight prepaid: cc f tr ti cng bc. Tc nh xut khu chu trch nhim thu tu, mua bo him KHi nh nhp khu tr tin th cng bao gm gi hng ha+f BH+cc vn chuyn Cu 110: Khi s dng L/C tun han s c li cho ai? a)Ngi NK b)Ngi XK c)NGN HNG PHT HNH d)NH thng bo A. L/C tun han l L/C ko th hy ngang m sau ny khi s dng ht gi tr ca n hoc ht hn hiu lc th n li c gi tr nh c v tip tc c s dng 1 cch tun han trong 1 thi hn nht nh cho n khi tng tr gi hp ng c thc hin khi s dng L/C tun han c li: trnh c ng vn, gim c f m L/C, gim c t l k qu, ngi mua ch ng v ngun hng Cu 111: Khi s dng L/C c xc nhn s c li cho ngi NK a)ng b)Sai c)Ko ng han tan 32

d)Ty thuc NGN HNG PHT HNH B. Khi s dng L/C xc nhn th s c li cho ngi XK ch ko phi ngi NK v ngi XK s c m bo kh nng thanh tan Cu 112: Stand by credit l fng thc tr tin hng ha XNK? a)ng b)Sai c)Ko ng han tan d)Ty thuc ngi tr tin B. Stand by credit th tn dng d phng. m bo quyn li cho ngi NK, NH m L/C d phng s cam kt vi ngi NK s thanh tan li cho h trong trng hp ngi XK ko hon thnh ngha v giao hng theo L/C ra. V vy, th tn dng d phng ko mang tnh cht l phng thc thanh ton hng ha XNK, m ch c tnh cht l phng thc m bo cho vic giao hng, thc hin ng hp ng. Cu 113: Stand by credit l 1 cng c m bo thc hin hp ng thng mi quc t? a)ng b)Sai c)Thi k thuc NH d)Ko han tan ng A. Stand by credit th tn dng d phng. m bo quyn li cho ngi NK, NH m L/C d phng s cam kt vi ngi NK s thanh tan li cho h trong TH ngi XK ko hon thnh ngha v giao hng theo L/C ra Ko mang tnh cht l fng thc thanh tan hng ha XNK, m ch c tnh cht l phng thc m bo cho vic giao hng, thc hin ng hp ng Cu 114: Back to back credit c s dng trong trng hp no? a)2 bn XK ko tin nhau b)Mua bn chuyn ti XK c) d) B. Back to back credit th tn dng gip lng. Sau khi nhn c L/C do ngi NK m cho mnh hng, nh xut khu cn c vo ni dung L/C ny v dng chnh L/C ny th chp m 1 L/C khc cho ngi khc hng vi ni dung gn ging nh L/C ban u c s dng ch yu qua mua bn trung gian. Cu 115: Loi L/C no sau y c coi l phng tin cp vn cho bn trc khi giao hng a)Irrevocable credit b)Red clause credit 33

c)Revoling credit d)Irrevocable transferable credit B. V Red clause credit_TD iu khan (tn dng ng trc) Th tn dng ny km theo 1 iu khan c bit y nhim cho NH thng bo hoc NH xc nhn, ng tin trc cho ngi hng trc khi h xut trnh chng t hng ha c s dng nh 1 phng tin cp vn cho bn bn trc khi giao hng Cu 116: Reciprocab credit c s dng trong trng hp no? a)Hng i hng b)NH 2 bn XNK tin tng nhau c)Nh xut khu ko tin tng NH tr tin d)2 bn XNK m ti khan cng 1 NH. A. Reciprocal credit:th tn dng i ng. L loi L/C ch bt u c hiu lc khi L/C kia i ng vi n m ra L/C i ng c s dng trong phng thc hng i hng (Barter) v phng thc gia cng thng mi quc t. c im ngi m L/C ny l ngi hng li L/C kia v ngc li Cu 117: Loi L/C no c s dng khi ngi xut khu ng vai tr l ngi mi gii a)Revoling credit b)Transferable credit c)Stand by credit d)Red clause credit B. Transferable credit: th tn dng chuyn nhng. Loi L/C ny c p dng trong trng hp ngi hng li th nht ko c s lng hng ha XK hoc ko c hng, h ch l ngi mi gii thng mi nn chuyn nhng 1 fn hay tan b ngha v thc hin L/C cho nhng ngi hng li th 2. Cu 118: Mt khch hng c 1 t sec 20.000USD mun i sang HKD. Bit t gi USD/HKD=6,8514/20. Hi khch hng s nhn c bao nhiu HKD? a)137.038 b)137.028 c)137.048 d)137.040 B. Ta c 1USD=6,8514HKD 200.000USD xHKD x = 20.000 * 6,8514 = 137.028

34

Cu 119: 1 khch du lch c 2000 EUR mun i sang VND vi NH bit t gi mua 1EUR=20.240 VND, 1 EUR=20.260 VND. Hi khch du lch s nhn c s VND l bao nhiu? a)40.520.000 b)40.480.000 c)40.620.000 d)40.500.000 B. Ta c : 1EUR = 20240 VND 2000EUR x VND x = 2000 * 20.240 = 40.480.000 Cu 120: Mt khch hng n NH chit khu 1 t hi phiu thu c 200.000SGD, h ngh NH i sang JPY Bit t gi USD/SGD=1,6812/20 USD/JPY=112,24/321 Hi khch hng s nhn c s tin bng JPY l bao nhiu? a)13.354.735,15 b)13.361.884,37 c)13.346.016,65 d)13.350.210,50 C. Ta c SGD/JPY = min (USD/JPY : USD/SGD) = 112,24/1,6820 1SGD = 112,24/1,6820 JPY 200.000SGD x JPY ==> x = 200.000 * 112,24/1,6820 = 13.346.016,65 Vy khch hng nhn c s tin l 13.346.016,65 JPY Cu 121: Mt khch hng n NH chit khu hi phiu thu c 500.000 HKD, h mun i sang SGD thanh tan hng NK. Bit t gi: USD/HKD=7,4020/28 USD/SGD=1,7826/32 Hi s SGD khch hng s nhn c l bao nhiu? a)120.400,39 b)120.453,93 c)120.413,40 d)120.420,42 A. Ta c HKD/SGD = min(USD/SGD : USD/HKD) = 1,7826/7,4028 C 1 HKD = 1,7826/7,4028 SGD 500.000HKD x SGD 35

==> x = 500.000 * 1,7826/7.4028 SGD = 120.400,39 SGD Vy vi 500.000HKD th khch hng i c 120.400,39 SGD Cu 121: Nh chit khu 1 t hi phiu tr gi 600.000 SGD li sut CK l 3% v s tin CK 3000 SGD hi thi gian chit khu l bao nhiu thng? a)1,5 b)2 c)2,5 d)3 B. Gi thi gian chit khu l t. 3000 = (600.000 * 3%* t)/12 t = 2 Vy thi gian chit khu l 2 thng Cu 122: NH chit khu 1 t hi phiu tr gi 600.000 USD v thi hn 2 thng s tin chit khu l 3000 USD. Hi li xut chit khu tnh theo % nm l bao nhiu? a)2,0 b)3,0 c)2,5 d)4,0 B. Gi l/s chit khu tnh theo %nm l i 3000 = (600.000 * i *2)/12=3% Cu 123: NH chit khu 1 t hi phiu tr gi 500.000 EUR, l/s chit khu 2,5%/nm. Thi hn 3 thng. S tin chit khu (EUR) l bao nhiu? a)3125 b)3150 c)3200 d)3250 A. S tin chit khu NH nhn c (l/s chit khu)=(500.000*2.5%*3)/12=3125 Cu 124: Ngn hng chit khu 1 t hi phiu, thi hn chit khu 3 thng, l/s chit khu 2,5%/nm, s tin chit khu 3125 USD. Hi t hi phiu ny c gi tr ban u l bao nhiu USD? a)502.000 b)500.000 c)520.000 d)540.000 B. Gi gi tr hi phiu ban u l x. 36

3125=(x * 2,5% *3)/12 x = 500.000 Cu 125: NH chit khu 1 t hi phiu tr gi 500.000 USD thi hn 3 thng s tin CK 3125 USD l/s tnh % theo nm l bao nhiu? a)2,0 b)2,5 c)3,0 d)3,5 B. Gi l/s tnh theo nm l i 3125=(500.000*i*3)/12 i=2,5% Cu 126 (79): NH chit khu 1 t hi phiu tr gi 500.000 HKD, l/s chit khu 2,5%/nm. S tin CK 3125 HKD. Hi thi hn chit khu hi phiu tnh theo thng l bn? a)3,0 b)2,0 c)2,5 d)3,5 Cu 127: Trong nh thu D/A ngi XK (A) chuyn nhng hi phiu c chp nhn cho ngi th hng mi (B) n hn ngi thu hng B i tin nhng ngi nhp khu ko tr tin vi l do hng ha h nhn c ko ng vi hp ng. Hi trch nhim thanh tan ny ai phi gnh chu a)Ngi XK b)Ngi NK c)Ngi XK v ngi th hng d)Ngi th hng B. V hi phiu c c im l tnh bt buc tr tin ca hi phiu. Khi nh nhp khu k chp nhn tr tin hi phiu th theo quy nh ca php lut, ngi b k ft phi tr tin theo ng ni dung ca hi phiu, ko c vic bt k l do ring hoc chung no t chi tr tin, tr khi hi phiu c lp tri vi lut iu chnh. V vy khi nh nhp khu k chp nhn tr tin hi phiu th nh nhp khu buc phi tr tin cho bt c ai l ngi cm hi phiu ngay c trong trng hp ngi XK ko giao hng ha cho ngi mua. Cu 128(81): NH xc nhn vn phi thanh tan cc chng t f hp c xut trnh n NH sau ngy L/C. Xc nhn ht hn nu NH kim tra chng t gi vn bn xc nhn rng chng t c xut trnh n NH ny trong thi gian hiu lc ca L/C a)ng b)Sai 37

c)Do NH ft hnh quy nh d)Do NH thng bo Cu 129: Chng t xut trnh chm l chng t xut trnh sau a)Khi L/C ht hn hiu lc b)Thi hn xut trnh quy nh c) d) B. V trong hp ng thng mi c quy nh thi hn xut trnh chng t, nu xut trnh chng t sau thi hn quy nh th chng t xut trnh chm s mt quyn i tin Cu 130 (83): Theo UCP 500 ca ICC nu L/C ko quy nh g khc th gi tr hi phiu c c php vt s d ca L/C hoc gi tr cho php trong L/C hay ko? a)C b)Ko c)Do ngi XK quyt nh d)Do NH thanh tan quyt nh Cu 131: L ngi XK trong thanh tan L/C nu c chn L/C th nn chn loi no? a)Irrevocable credit b)Revocable credit c)Revoling credit d)Irrevocable confirmed credit D. Irrevocable confirmed credit: th tn dng ko th hy ngang c xc nhn. y l loi th tn dng ko hy ngang, c 1 NH c uy tn m bo tr tin cho ngi th hng, theo yu cu ca NGN HNG PHT HNH L/C , v c 2 NH cam kt tr tin m bo quyn li cho ngi XK. Cu 132: Ngi XK khi kim tra L/C ft hin sai st cn b xung sa i th phi lin h ngh vi ai? a)NH thng bo b)NH ft hnh c)NH thanh tan d)Ngi nhp khu D. V ngi NK l ngi ngh m th tn dng, nn c mqh vi NH ft hnh, mt khc ngi XK v ngi NK c mqh vi nhau da trn hp ng thng mi k v da vo hp ng th ngi XK kim tra sai st sau lin h vi ngi NK sa i b sung L/C Cu 133: 1 L/C c thanh tan sau ngi NK nhn hng ft hin hng ha b thiu.H khiu ni yu cu NGN HNG PHT HNH han tr li s tin ca hng ha b thiu.Nhn xt ca anh ch v khiu ni ny 38

a)Sai b)ng c)Ty NH quyt nh d)Ty ngi vn chuyn quyt nh A. Khiu ni ca ngi NK n NHFH l sai, v NHFH tr tin cn c vo chng t hng ha, ch ko cn c vo hng ha ch chu trch nhim thanh tan ch ko chu trch nhim v cht lng hng ha. V vy, mun khiu ni th phi khiu ni nh xut khu Cu 134: Mt L/C c nhng thng tin Date of issve: 1-3-2005 Period of presentation:20-4-2005 Expiry date: 1-5-2005 Hiu lc L/C c hiu l ngy no? a)1-3-2005 b)20-4-2005 c)1-5-2005 d)T 1-3-2005 ti 1-5-2005 D. V thi hn hiu lc c tnh k t ngy ft hnh n ngy ht hn hiu lc ca th tn dng Cu 135: Trong L/C xc nhn, ngi c ngha v thanh tan cho ngi th hng l ai? a)Importer b)Issuing bank c)Advising bank d)Confiming bank D. Confiming bank: NHXN. V khi L/C c xc nhn th NHXN phi c ngha v thanh ton, ko c fp t chi mi khi nhn c b chng t hon ho, bt k NHFH c thanh ton c hay ko Cu 136: KHi nhn c b chng t thanh tan L/C NH ft hin c 1 chng t ko c quy nh ca L/C th NH s x l chng t ny ntn? a)Phi kim tra b)Phi kim tra v gi i c)Gi tr li cho ngi xut trnh d) Gi tr li cho ngi xut trnh gi chng t ny i m ko chu trch nhim D. V b chng t gi i ko f hp vi quy nh ca L/C, nn s ko c NH thanh tan v c NH gi tr li ni lp chng t m ko phi chu trch nhim g. Trch nhim ny thuc v ngi lp ct. Cu 137: Mt hi phiu thng mi k hn c ngi NK k chp nhn. Hi phiu c chuyn nhng. n hn thanh ton, ngi NK ko tr tin hi phiu vi l do hng ha h nhn c cht lng km so vi hp ng. Hi vic lm ngi NK l th no? 39

a)ng b)Sai c) d)Ty ngi NK quyt nh B. V hi phiu c c im l tnh bt buc tr tin ca hi phiu.Khi ngi NK k chp nhn tr tin hi phiu th theo quy nh ca fp lut, ngi b k ft phi tr tin theo ng ni dung ca hi phiu, ko c vin bt k l do ring hoc chung no t chi tr tin, tr khi hi phiu c lp tri vi lut iu chnh.V vy, khi nh nhp khu k chp nhn tr tin vo hi phiu th nh nhp khu buc phi tr tin cho bt c ai l ngi cm hi phiu ngay c trong trng hp ngi XK ko giao hng cho ngi mua Cu 138: NH chit khu 1 t hi phiu k hn 2 thng l/s 3% nm s tin chit khu 3000 SGD t hi phiu c ga tr ban u l bao nhiu SGD? a)580.000 b)600.000 c)620.000 d)630.000 C. Gi x l gi tr t hi phiu ban u 3000 = ( x * 2*3%)/12 x = 600.000

40

 THI V P N THI CHUNG KT NGHIP V GII NGHIP V: THANH TON XUT NHP KHU Thi gian 180 pht Phn I: La chn v khoanh trn cu tr li ng (mi cu 0,18 im):

1. NH pht hnh L/C kim tra chng t thy hon ton ph hp, NH ch c th tm dng hoc khng thc hin thanh ton khi: a. C quyt nh ca to n tm dng thanh ton hoc khng thanh ton b. C s chp thun ca ngi hng c. C s chp thun ca NH gi chng t
d. C (a) v (c) u ng (x)

2. Nhng trng hp no sau y NHCTVN c php pht hnh L/C mua hng bng ngoi t: a. Hng giao t khu ch xut b. Hng giao t kho ngoi quan c. Hng giao t cc khu cng nghip d. C (a), (b) a Case of need b Guarantor (x)
41

(x)

3. Mt ngn hng thng mi hnh ng cho nh xut khu khi l:

c Solicitor d Custodian 4. Mt ho n thng mi c chng thc bi lnh s qun ca nc nhp khu chp thun vic nhp khu mt loi hng ho no th c gi l: a Legalized invoice b Pro-forma invoice c Commercial invoice d Form A 5. Trong b chng t nh thu c hi phiu c k hn nhng li khng quy nh iu kin giao chng t, chng t ch c giao khi: a Against payment b Against acceptance c Against trust receipt d Against an understanding from drawee to pay at the maturity date. 6. Theo quy nh ca UCP 600, chuyn ti c ngha a The movement of goods between two shipping vessels only b The shipping route via a certain port instead of a direct route c The transfer and reloading of goods between the same or different types of conveyance during the shipment course. d None of the above 7. Ai l ngi tr ph chuyn nhng a The transferee b The transferor c The D/C applicant d The ultimate buyer 8. Nhng ri ro no sau y khng c bo him bi t chc bo him tn dng a Default by the buyer b Fraud committed by the seller c War d None of the above 9. Hp ng bo him bao (cover note for insurance) l: a A brokers notice that insurance has been placed pending issure of policy (x) b A brokers contract that insurance has been effected c The application for insurance of the isured d None of the above 10. Nhng ri ro no sau y khng c bo him theo iu khon A
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(x)

(x)

(x)

(x)

(x)

a Perils of the sea b Delay c Jettison d Stranding 11. Nhng ngn hng no sau y khng a ra cam kt thanh ton (x) a Isuing bank b Reimbursing bank c Confirming bank d None of the above 12. House B/L c pht hnh bi (x) terms from warehouse to company showing shipment a Freight forwarder showing shipment details b Shipping warehouse c Carrier showing goods taken in charge from warehouse of shipper and shipment details. d None of the above 13. Short form bill l: a With a short format for shipment particulars b Which indicates conditions of carriage by reference to other documents (x) c Indicating carrier which has the right to short cut shipping route in case of unforeseen coditions d None of the above 14. Phn bit gia liner bill of lading v liner waybill (x) a One is a bill of lading and the other is an air way bill b One is a document of title and the other is not d None of the above 15. Ngha ca t Franchise trong mt chng t bo him l a Cc quyn c th ca ngi c bo him b T l tn tht nht nh m ngi bo him khng phi chu trch nhim bi thng. (x) c T l bo him ph d Khng phi cc ni dung nu trn 16. Chng t nao di y khng bt buc phai ky. nu L/C khng quy inh gi a. Bill of Exchange b. Cerfiticate of quality c. Packing List. (x)
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(x)

c One is regular journey bill of lading and the other is not

d. c (b) v (c) u ng 17. L/C quy nh "Port of Discharge : Any Port in Europe" . Trn chng t vn ti xut trnh theo L/C c ghi mc Port of Discharge : Any Port in Europe. Ngn hng chp nhn nu chng t vn ti l : a. Marince/ Ocean B/L b. Charter Party B/L (x)

c. Multimodal transport documents d. C (a), (b), (c) u khng c chp nhn 18. L/C yu cu xut trnh "Invoice", Ngn hng khng chp nhn nu ngi th hng xut trnh a. Pro-forma Invoice b. Customs Invoice c. Consular Invoice d. C (a) v (b) khng c chp nhn 19. Ngn hng pht hnh yu cu Ngn hng A xc nhn L/C v thng bo cho ngi hng li qua Ngn hng B. Ngn hng B tip nhn chng t v gi trc tip n Ngn hng pht hnh. a. Ngn hng pht hnh c quyn t chi v chng t khng do Ngn hng xc nhn xut trnh b. Ngn hng pht hnh phi xin y quyn thanh ton t Ngn hng xc nhn c. Ngn hng pht hnh phi thanh ton nu b chng t ph hp. d. C (a) v (b) u ng
20. Chng t C/O yu cu khng c xut trinh ban gc thi phai quy inh a. C/O In one copy b. One copy of C/O c. One copy of C/O - Original Document not acceptable (x)

(x)

(x)

d. C (b) v (c) u ng

Phn 2: Tr li cu hi (mi cu 0,22 im) 1. L/C yu cu xut trnh bn gc Airway bill c k bi ngi giao hng, bn sao ca Airway bill c cn phi k bi ngi giao hng hay khng? Vic sa cha trn bn sao Airwaybill c cn xc thc khng? Tr li: - Khng phi k - Khng cn xc thc

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2. L/Cquy nh bo him all ricks , ngn hng c chp nhn chng t bo him ghi ch all ricks nhng li th hin loi tr mt s ri ro no hay khng? Tr li: c 3. Ngn hng s chp nhn chng t bo him ghi r t l % hay bng cch khc, ngha v bi thng ca tng ngi bo him vi iu kin no? Tr li: vi iu kin ngha v ng bo him c nu r, hoc ngi bo him chnh tuyn b chu trch nhim bo him 100% ri ro. 4. L/C khng cp v ngi c bo him, chng t bo him th hin rng vic bi thng c tr theo lnh ca ch hng hay ngi hng c c chp nhn hay khng? Tr li: Khng c chp nhn tr khi n c k hu quyn nhn bo him c chuyn qua ngay hoc trc khi chuyn giao chng t 5. L/C quy nh to order of issuing bank , ngn hng c chp nhn chng nhn xut x th hin tn ngi m L/C hay tn mt pha khc ghi trong L/C l ngi nhn hng khng? Tr li: C 6. Ai l ngi c php xc thc nhng sa cha v iu chnh trn chng t vn ti a phng thc. Tr li: Thuyn trng, ngi iu hnh phng tin vn ti a phng thc hoc bt c i l no ca h. 7. L/C quy nh chng t bo him phi ghi r ngy ht hiu lc th ngy ht hiu lc phi lin quan n ngy no? Tr li: lin quan n ngy giao hng ln tu, hoc ngy gi hng hoc tip nhn hng cui cng (ty tng trng hp) gii hn thi gian xut trnh i bi thng. 8. Chng t vn ti khng phi l chng t s hu i vi hng ha, L/C quy nh chng t phi lp to order hay to order of ca mt bn no , chng xut trnh ghi r hng c gi ch danh cho pha m khng phi to order hay to order of th c c chp nhn khng?. Tr li: C 9. Chng t bo him pht hnh cho ngi nm gi chng t s c chp nhn khi L/C yu cu chng t bo him c k hu trng l ng hay sai? Tr li: ng 10. Ha n ghi s tin chit gim do ng trc, vic tnh ton tin bi thng phi da vo tng gi tr hang ha hay gi tr hng h c khu tr phn ng trc? Tr li: Vic tnh ton tin bo him phi da vo tng gi tr hng ha. 11. Chng t bo him pht hnh cho ngi nm gi chng t s c chp nhn khi L/C yu cu chng t bo him c k hu trng l ng hay sai? Tr li: ng 12. Khi vn n ng b, ng st xut trnh theo L/C, t carrier khng cn th hin ch k ca ngi chuyn ch hoc i l vi iu kin no? Tr li: Vi iu kin trn b mt chng t vn ti th hin tn ca carier bng cch khc 13. Vn n khng c gi tr lu thng Non-negotiable copies bills of lading c cn k khng? C cn xc thc v iu chnh hoc sa cha m chng c thc hin trn bn vn n gc hay khng?. Tr li: Khng 45

14. L/C quy nh cng bc hng ch danh, vn n xut trnh ghi tn cng bc hng vo c tiu place of receipt thay v ghi vo loading port , vn n ny ch c chp nhn vi iu kin no? Tr li: Nu vn n th hin r hng ha c vn chuyn t ni nhn hng bng tu bin v vn n phi c mc ghi ch Hng bc ln tu ti cng ghi place of receipt 15. i vi L/C tun hon t ng, khch hng phi lm th tc k qu, vay vn , cam kt trn c s tng tr gi ti a ca L/C hay gi tr mt ln tun hon ca L/C. Tr li: Tng tr gi ti a ca L/C 16. L/C yu cu xut trnh vn n ng bin v ngi mua tht s khng mun cho php hng c chuyn ti th L/C cn phi quy nh thm iu kin g? Ti sao? Tr li: L/C cn phi quy nh: Loi tr iu 20(c) (ii) UCP600. V theo quy nh ca iu ny: Ngay c khi L/C cm chuyn ti, ngn hng s phi chp nhn mt vn n ng bin ghi rng hng ha s c chuyn ti, nu vn n th hin hng ha c vn chuyn bng Container, x lan 17. Sa cha trn chng t c xc thc nh th no mi c chp nhn? Tr li: Theo ISBP (bn sa i 2007 cho UCP 600),: Tr nhng chng t do ngi hng lp, vic sa cha trn cc chng t khc phi th hin l c ngi pht hnh, hoc ngi c ngi pht hnh y quyn, xc thc. Sa cha trn cc chng t c hp php ha, chng thc phi th hin l c ngi hp php ha hay chng thc, xc thc. Vic xc thc phi c ngi xc thc thc hin bng cch k hoc k tt, ghi r h tn, trng hp ngi xc thc khng phi l ngi pht hnh chng t th phi ghi r chc nng ca ngi xc thc. Cc chng t do ngi hng pht hnh, tr hi phiu, khng cn hp php ho, chng thc, chng nhn hoc tng t th vic sa cha khng cn xc thc. Mt chng t c nhiu sa cha th phi nh s cc sa cha v xc thc ring bit tng sa cha. 18. Theo ISBP Shipping documents , stale documents acceptable, third party documents acceptable c ngha l g? Tr li: - Shipping documents L tt c cc chng t do L/C yu cu, tr hi phiu. - Stale documents acceptable chng t xut trnh sau 21 ngy sau ngy giao hng, nhng trong hiu lc ca L/C, c chp nhn - Third party documents acceptable Tt c cc chng t theo - L/C, k c ha n, nhng tr hi phiu, c th k pht bi mt bn khng phi ngi hng 19. Ch k trn vn bn c mang tiu ca cng ty th c cn phi lp li tn cng ty bn cnh ch k khng? Tr li: Khng 20. Sa cha v iu chnh hi phiu phi c xc thc bi ai? Tr li: Bi ngi k pht 21. i l A k vn n ng bin(thay mt thuyn trng) th i l B c c php sa li trn vn n v k xc thc thay mt thuyn trng khng? ISBP (bn sa i 2007 cho UCP 600) quy nh nh th no? Tr li: C V theo ISBP, vic sa cha trn vn n ng bin c th c xc thc bi hng vn ti, thuyn trng hoc bt k i l no ca h. 22. L/C quy nh khng chp nhn chi ph b sung vo cc ph chuyn ch, vn n ng bin th hin cc iu kin giao hng nh free in (FI), free in and out (FIO) v free in and out 46

Stowed (FIOS) c c chp nhn khng? Vn n ng bin c dn chiu v chi ph c th c thu do chm tr trong d hng hay sau khi d hng th c c coi l th hin v ph ph c cp trong hon cnh ny hay khng? Tr li: - Cc iu kin giao hng nh trn b coi l th hin c ph ph, v vy vn n ng bin ny s khng c chp nhn. - Vn n ng bin dn chiu vic chi ph c th c thu do chm tr trong v sau d hng khng c coi l th hin ph ph. 23. Hng ha c vn chuyn trong mt container m c lin quan n nhiu vn n ng bin th cc vn n ng bin ch c chp nhn vi iu kin g? Tr li: Tt c cc vn n ng bin lin quan n l hng phi c xut trnh theo cng mt L/C. 24. L/C khng cho php giao hng tng phn, 2 b chng chng t vn ti a phng thc c xut trnh s c chp nhn vi iu kin g? Tr li: 2 b chng t phi th hin l c s dng cho vic vn chuyn hng ha trn cng mt phng tin vn chuyn, cng mt hnh trnh chuyn ch v cng mt ni n. 25. Chng t vn ti ghi packaging may not be sufficient for the journey, c phi l chng t bt hp l khng? Tr li: Khng Phn 3: Bi tp tnh hung (0,9 im) Khch hng ca bn, Cng ty ABC, nhp khu hng t Trung Quc v bn li cho mt cng ty Hn Quc. Gn y, cng ty ABC nhn c mt n t hng ln t mt ngi mua mi Hn Quc. y l mt giao dch vi gi tr ln, cng ty ABC yu cu ngi mua phi thanh ton di hnh thc cam kt thanh ton ca mt ngn hng v Ngi cung cp Trung Quc cng yu cu thanh ton tng t nh vy. a. Nu tn v m t phng thc thanh ton thch hp m bo vic thanh ton cho cng ty ABC. b. C bao nhiu phng thc thanh ton m bn c th t vn cho ngi cung cp Trung Quc m bo vic thanh ton cho h? hy m t cc phng thc thanh ton . Tr li: (phn a: 0,4 im, phn b: 0,5 im) a Phng thc thanh ton thch hp l th tn dng. y l mt cam kt thanh ton khng hu ngang bng vn bn ca mt ngn hng thanh ton cho ngi xut khu n mt s tin ti a, trong thi hn quy nh v da trn c s chng t ph hp vi tt c cc iu khon v iu kin ca th tn dng. Cc bn c lin quan: - Applicant (importer) ngi mua Hn Quc. - Issuing Bank ngn hng ca ngi mua Hn Quc. - Beneficiary (exporter) cng ty ABC - Advising Bank : Ngn hng ca cng ty ABC. Cng ty ABC c c cam kt thanh ton ca ngn hng ngi mua thanh ton trong tng lai, thm chi ngay c khi ngi mua khng c kh nng thanh ton, Cng ty ABC vn nhn c thanh ton t ngn hng pht hnh. b Vic thanh ton cho ngi cung cp Trung Quc c th c thc hin bng: (i) Th tn dng chuyn nhng - C th c chuyn nhng ton phn hay tng phn bi ngi th hng th nht cho mt hay nhiu ngi hng th hai. - Thng c s dng khi ngi th hng th nht khng cung cp c hng ho. 47

c tnh:

Khng hu ngay Chuyn nhng mt ln Theo ng cc iu khon v iu kin ca th tn dng gc tr tn v a ch ca ngi th hng th nht, s tin, n gi (nu c), t l bo him (nu c), ngy ht hn, thi hn xut trnh chng t, hoc thi hn giao hng cui cng hoc khong thi gian quy nh cho vic giao hng. - Yu cu ngi mua Hn Quc phi p dng th tn dng chuyn nhng. - Ngn hng thng bo khi nhn c L/C, theo yu cu ca cng ty ABC s chuyn nhng cho ngi cung cp Trung Quc. (ii) Th tn dng gip lng - Khi ngi th hng nhn c th tn dng khng th chuyn nhng, anh ta s thu xp vi ngn hng ca mnh pht hnh mt Baby L/C . - Ngn hng pht hnh L/C gip lng s nhn c thanh ton t L/C gc (master L/C) m L/C ny c t cc ti Ngn hng pht hnh. - Ngn hng pht hnh phi m bo rng cc iu khon v iu kin ca Baby L/C phi ging nh L/C gc, tr tn ca ngi hng, ngy giao hng, ngy xut trnh chng t, ngy ht hn hiu lc, tr gi L/C, t l bo him.

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