CNG TY CHNG KHON NGN CNG TY CHNG KHON NGN HNG SI GN THNG TN HNG SI GN THNG TN (SACOMBANK SBS) (

NHM THC HIN: Nhm 1

NHM THC HIN: Nhm 1

I. Gii thiu v Sacombank II.Cc nghip v ca sacombank 1.Nghip v mi gii chng khon

Ni dung trnh by

2.Nghip v t doanh chng khon 3.Bo lnh pht hnh&pht hnh CK 4.Nghip v t vn & u t CK 5.Nghip v lu k CK

III. nh gi cc hot ng
ca sbs

I. Gii thiu v Sacombank

Tn Ting Vit: Ngn hng Thng mi C phn Si Gn Thng Tn (Sacombank) Tn Ting Anh: Saigon Thuong Tin Commercial Joint Stock Bank Tn vit tt: Sacombank a ch: 266-268 Nam K Khi Ngha, Qun 3, Tp H Ch Minh in thoi:(08) 9.320.420Fax:(08) 9.320.424 Email:sacombank@vnn.vn Website:www.sacombank.com.vn

 Vn iu l: 4.448.814.170.000 VND M chng khon:STB S lng chng khon nim yt:444881417 C phiu ng k nim yt ti:HOSE Ngi i din theo php lut: ng ng Vn Thnh, Ch tch HQT

 Ngi cng b thng tin: ng ng Vn Thnh Chc v: Ch tch HQT Email dng cng b thng tin: doingoai@sacombank.com

Ban lnh o cng ty:

*

- ng ng Vn Thnh, Ch tch - B Hunh Qu H, Ph Ch tch - ng Nguyn Chu Ph Ch tch - Thnh vin HQT: ng Dominic Timothy Charles Scriven; B Nguyn Th Mai Thanh; ng Trn Vn Ngc; ng Bi Thanh Hi; ng ng Hng Anh; ng John Law; ng Phm Duy Cng. * Ban Gim c: - ng Trn Xun Huy, Tng Gim c - ng To Thnh Danh, Ph Tng gim c - ng Lu Hunh, Ph Tng gim c - B Nguyn Th Thanh Mai, Ph Tng gim c - ng Hong Khnh Sinh, Ph Tng gim c - ng H Xun Nghim, Ph Tng gim c

Hi ng qun tr:

Ngnh ngh kinh doanh:

- Huy ng vn ngn hn, trung v di hn di hnh thc tin gi c k hn, khng k hn, chng ch tin gi; - Tip nhn vn u t v pht trin ca cc t chc trong nc, vay vn ca cc t chc tn dng khc; - Cho vay ngn hn, trung v di hn; - Chit khu thng phiu, tri phiu v giy t c gi - Hn vn v lin doanh theo php lut; - Lm dch v thanh ton gia cc khch hng; - Kinh doanh ngoi t, vng bc, thanh ton quc t; - Huy ng vn t nc ngoi v cc dch v khc.

Giy php thnh lp v hot ng:

S 059002 do S K hoch v u t TP.HCM cp ngy 10/04/2006

Cc nghip v chnh ca Sacombank :

1.Nghip v mi gii chng khon
2.Nghip v t doanh chng khon

3.Bo lnh pht hnh&pht hnh CK

4.Nghip v t vn & u t CK 5.Nghip v lu k CK

- Nhim v ca nhng nh mi gii SBS l trung gian gia mua v bn CK ti a ha li nhun ca KH. - Tip xc vi nhng nh mi gii chuyn nghip, trung thc, chuyn nghip , t tin ca cng ty c t vn mt cch tt nht
T VN KHCH HNG

CC DCH V GTGT

Nghip v mi gii chng khon

GIAO DCH CK OTC

GIAO DCH CK NIM YT

T vn khch hng
Khi giao dch chng khon ti SBS, bn s i ng nhn vin c kin thc chuyn su t vn nhit tnh v y cc yu cu v:
CCH THC M TI KHON

CCH THC GIAO DCH

CUNG CP TT CHO KH

GII P CC THC MC CA KH

Giao dch chng khon nim yt

t lnh Giao dch Trc tip t lnh Giao dch Qua in thoi
t lnh Giao dch Qua trang Web

Giao dch chng khon OTC

Nh mi gii chuyn nghip,nhit tnh kt ni nhu cu mua v bn CK OTC ca KH mt cch nhanh nht. - khai thc tt CK OTC, nhng chuyn gia hng u ca cng ty s cung cp nhng thng tin trung thc, nhng phn tch su sc cho KH.

Cc dch v GTGT
- Dch v vn tin ti khon v tra cu tnh trng lnh giao dch -Dch v h tr Nh u t

+ ng tin bn CK
+ Cho vay cm c i vi CK nim yt + Repo c phiu

NGHIP V T DOANH CA CNG TY Thc hin vic mua & bn CK bng

ngun vn ca cng ty - CTCK s tham gia mua bn chng khon nh mt t chc c lp, bng chnh ngun vn ca cng ty, ch khng phi bng ti khon ca khch hng. - l mt hot ng kh khn v phc tp, hot ng ny c th mang li cho CTCK nhng khon li nhun ln nhng cng c th gy ra nhng tn tht khng nh. - . thc hin nghip v ny thnh cng, ngoi i ng nhn vin phn tch th trng c nghip v gii,nhanh nhy vi nhng bin ng ca th trng,phi c mt ch phn cp qun l v a ra nhng quyt nh u t hp l.

Nm 2009, Sacombank-SBS t hn 770 t ng doanh thu v 254,5 t ng li nhun sau thu. Ngun thu chnh ca SBS l t t doanh, chim 47%, sau l mi gii chim 43%, cn li l t cc hot ng khc.
Trong qu 1/2010, cng ty ng th 4 v th phn mi gii ti HoSE (5,69%) v th 7 ti HNX (3,25%). Hin ti c 3 cng ty chng khon nim yt ti HoSE v 13 cng ty nim yt ti HNX.

2.3 Hot ng bo lnh pht hnh v pht hnh chng khon

Cng ty chng khon Sacombank l mt trong s t nhng cng ty chng khon u tin tham gia Th trng Chng khon Vit Nam v c UBCKNN cp giy php thc hin nghip v bo lnh pht hnh.

2.3 Hot ng bo lnh pht hnh v pht hnh chng khon

Bo lnh pht hnh c phiu. Bo lnh pht hnh tri phiu.

2.4. Nghip v t vn u t chng khon

Nghip v t vn u t chng khon

T vn ti chnh DN T vn u t chng khon

2.4. Nghip v t vn u t chng khon

Nghip v t vn ti chnh: (t vn cho nh pht hnh)

2.4. Nghip v t vn u t chng khon

Chuyn vin t vn s dng kin thc chuyn mn ca mnh t vn cho nh u t y l hot ng ph bin thng xuyn din ra

 Vic thc hin t vn c thc hin bng li ni, thng qua nhng bn tin, cc bo co phn tch, phng tin truyn thng Cng ty chng khon cng nh cc chuyn vin t vn lun phi tun th cc quy nh ca nh nc

2.4. Nghip v t vn u t chng khon

Dch v t vn v phn tch u t bao gm :
Cc bn tin c bit v nhn nh tun dnh ring cho khch hng Phn tch, nhn nh th trng hng ngy, phn tch cc din bin a chiu ca TT T vn v xu th ca TT, t vn cc m c phiu nn mua, nn bn v cc li khuyn v thi gian nm gi, t l nm gi... T vn v cch la chn danh mc v qun l danh mc Chia x nhng kinh nghim quan trng v hu ch v cc th thut lt sng, cch nhn bit Trend (xu th ca sng) T vn qua email, qua in thoi

2.5 Nghip v lu k chng khon

Lu k chng khon l g? L vic lu gi, bo qun chng khon ca khch hng v gip khch hng thc hin cc quyn ca mnh i vi chng khon. L cng vic u tin cc chng khon c th giao dch trn th trng tp trung. c thc hin thng qua cc thnh vin lu k ca th trng giao dch chng khon.

Nghip v lu k chng khon

Trong vai tr l mt cng ty chng khon, Sacombank c cc quyn v ngha v nh sau: Thu ph i vi khch hng s dng dch v ng k chng khon theo quy nh ca php lut. Ghi chp chnh xc v cp nht thng tin v cc chng khon ng k lu k. Bo qun, lu tr, thu thp v x l s liu lin quan n ng k chng khon.

 Kim sot ni b nhm bo v khch hng hoc ngi s hu chng khon. Cung cp dch v chuyn quyn s hu chng khon i vi cc chng khon pht hnh ring l theo yu cu ca t chc pht hnh Xy dng quy trnh ng k chng khon ti cng ty.

Cc nguyn tc qun l ti khon lu k chng khon:

Mi khch hng ch c m mt ti khon lu k v mi bt ton thanh ton c thc hin thng qua ti khon ny. Ti khon lu k chng khon ca khch hng phi tch bit vi ti khon lu k chng khon chnh ca cng ty. Cng ty khng c s dng chng khon trong ti khon lu k chng khon ca khch hng v cc mc ch ring.

III. nh gi kt qu hot ng ca cng ty chng khon Sacombank:

V cc nghip v:
Nhn chung tt c cc nghip v m cng ty chng khonc th Sacombank cung cp mt cch kh tt, tuy vn cn mt s thiu st, song Sacombank cng ang ln k hoch hon thnh tt hn.

III. nh gi kt qu hot ng ca cng ty chng khon Sacombank:

- V hot ng u t:
+ Sacombank ch yu tp trung vo chng khon n ( tri phiu chnh ph, tri phiu ca t chc kinh t...) vi hn 80% tng vn u t. + Cc khon u t vo c phiu v u t vo cng ty lin kt, lin doanh chim gn 20% tng vn u t.

III. nh gi kt qu hot ng ca cng ty chng khon Sacombank:

Kt qu t c:
Hu ht hon thnh cc ch tiu t ra trong nm 2009. Li nhun trc thu c tnh c nm 2009 ca Sacombank t 1,900 t ng, bng 120% k hoch. Ngoi ra, thu c gn 300 t li nhun t vic IPO chng khon ngn hng Si Gn Thng Tn pht hnh 18.8% vn iu l cho cc c ng chin lc v cn b cng nhn vin. C phiu STB ca Sacombank c cng nhn l 1 trong19 C phiu vng ca th trng chng khon Vit Nam.

Danh sch nhm:

Bo Uyn Dng th Hin Hnh

Chinh

Cm n c v cc bn lng nghe

THE END