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  • Phan Tich Ky Thuat Trong Dau Tu Chung Khoan

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    nhondiep
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    Phan Tich Ky thuat trong dau tu chung khoan

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    308 views104 pages

    Phan Tich Ky Thuat Trong Dau Tu Chung Khoan

    Uploaded by

    nhondiep

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as PDF, TXT or read online from Scribd
    Flag for inappropriate content
    of 104
    UY BAN CHUNG KHOAN NHA NUGC DE TAI NGHIEN CUU KHOA HOC CAP CO SO XAY DUNG VA PHAT TRIEN HOAT DONG LUU KY CHUNG KHOAN QUOC TE TREN THI TRUONG CHUNG KHOAN VIET NAM MA 6: CS.04.04 Bon vichi wi: Trung Tam Giao Dich Ching Khodn Tp. HCM Chi nhiém dé tai: Cit ohn BS Thu Trang Thu ky 48 tai: Thac sy V6 Huy Héng Phuong Te. HO Ci MINH - NAM 2004 51 BOC DANH MUC KY HIEU CAC CHU viéiT TAT 1. Thj truding ching khodn TICK 2. Trung tam Giao dich ching khodin TTGDCK 3. Uy ban ching khodn Nha nude UBCKNN 4. COng ty chitng khodn cTCK 5. T6 chife phat hanh TCPH 6. S8 giao dich chitng khodn SGDCK 7. T6 chite niém yét TCNY 8. Thanh vién ha ky TVLK 9. Trung tim luu ky TILK 10.Dai ly dang ky DLDK 11.Dai ly chuyén nhugng DLCN 12. Dang ky, Thanh todn bi trif va Luu ky chitng khodn DK-TTBT-LKCK -vii- MUC LUC ‘Trang MYC LUC DANH MUC KY HIRU CAC CHU viET TAT M6 BAU Chung 1: C6 SO LY LUAN VE CAC HOAT BONG LUU KY CHUNG 1 KHOAN QUOC TE VA KINH NGHIEM CUA MOT SO NUGC TREN THE GIG! 1.1Co $3 If Iugn hoat dng luu ky chitng khogn quéc tf cla céc he 1 thdng lu ky chitng khodn 1.1.1MOt sé khdi nigm trong hoat dong luu kf, thanh todn bd wit 1 chiing Khodn qué t& 1.1.1.1 Mt s6 khéi niém trong hoat dng hau ky, thanh tosn bd wir 1 chting khodn qu6c t& 1.1.1.2 Nguyén téc hoat dng va phuong thifc vin hanh_ 2 L.L.2Vai td cla céc hé théng hu ky chting khogn trong cfc hoat 6 dng giao dich chting khodn quéc t€ 1.1.3 Céc dich vu Iu ky qu t€ va phutdng thife thyc hién 8 1.1.3.1 Nh6m cac dich vu vé tai khodn 8 1.1.3.2. Nh6m eéc dich vu vé nghiép vu 9 1.1.4Vai rd ciba cong nghé tin hoc va thong tin lien lac dién tir trong 13 hoat déng hu ky quéc 1.2Céc did kign tham gia vao he théng luu kg toan clu 4 1.2.1Khung phép ly 4 1.2.2 Co sd vat chit ky thuat, ha tang co sd 16 1.2.2.1 Xay dung hé théng mang két n6i véi cdc 16 chite c6 ién 16 quan 1.2.2.2 Xay dyng va phat wién h@ thong chudng tinh phén mém 16 quan IY hoat dong lu ky, thanh ton va thyc hign quyén cho ching khodn quéc t€ 1.2.2.3 Xay dumng va dvfa ra cae gidi phép quan tri va dy phdng 16 10 1.2.2.4 Xay dung kho lita ky chitng chi chuing Khon 7 1.2.3 Cée diéu kign khée 7 1.3 M6 hinh luu kychtfing khodn toan cfu ciia m6t s6 nuéc trén th€ gidi 18 1.3.1 M6 hinh luu ky ching khoan toan cdu tai Singapore 19 1.3.1.1 Hoat dong luu ky 19

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