Fidic 99 - 2002 Vietnamese Đã Dịch

FI Di C
HIP HI QUC T CC K S T VN

iu kin Hp ng
FIDIC
IU KIN HP NG
NH MY V THIT K XY DNG
IU KIN HP NG
D N EPC CHA KHA TRAO TAY

Conditions of Contract
FIDIC
CONDITIONS OF CONTRACT FOR
PLANT AND DESIGN BUILD
EPC TURNKEY PROJECTS

NH XUT BN XY DNG HIP HI T VN XY DNG VIT NAM


iu kin Hp ng
FIDIC
IU KIN HP NG
MY MC THIT BV THIT K XY DNG
IU KIN HP NG
D N EPC CHA KHA TRAO TAY

Condition of Contract
FIDIC
PLANT AND DESIGN BUILD
EPC TURNKEY PROJECTS

HIP HI T VN XY DNT VIT NAM (VECAS)
THNH VIN CA FIDIC L C QUAN BIN DCH
CHU TRCH NHIM V NI DUNG

NH XUT BN XY DNG
H NI - 2002

FIDIC l ch vit tt bng ting php ca Hip hi Quc t cc K s T vn

IDIC c ba hip hi quc gia cc k s t vn chu u sng lp ra nm 1913.
Mc ch thnh lp Hip hi l cng nhau xut nhng li ch v nghip v ca
cc hip hi thnh vin v ph bin cc thng tin cn quan tm n cc hip hi quc gia
thnh vin.

i nay, s lng thnh vin ca FIDIC l trn 60 nc trn ton cu v Hip hi l i
din cho phn ln cc k s t vn lm n c lp trn th gii.

IDIC b tr sp xp cc cuc hi tho, hi gh v cc hot ng khc theo s pht trin
ca cc mc tiu ca mnh: duy tr o l cao v cc tiu chun v ngh nghip; trao
i quan im v thng tin, tho lun cc vn cng quan tm gia cc hip hi thnh
vin v ngi i din ca cc t chc ti chnh quc t, v m rng ngh nghip c tnh
k thut cc nc ang pht trin.

c n phm ca FIDIC bao gm cc bi tham lun cc cuc hi tho v hi ngh,
thng tin cho cc k s t vn, ch d n v cc c quan pht trin quc t, cc dng
chun nh gi, cc ti liu v hp ng v cc tha thun gia khch hng/t vn.
Nhng th ny u c sn ti vn phng Thy S.

Hip hi Quc t cc k s T vn
FIDIC xut bn
P.O Box 86
CH-1000 Lausane 12 Thy S.
in thoi +4121654 4411
Fax +4121653 3432
E.mail fidic @ pobox.com.
w w w http:/www.fidic.org

FIDIC 1999

F
T
F
C

LI GII THIU

t lu, cc mu iu kin v Hp ng ca FIDIC dng cho cc ch u t v Nh thu
trong cc d n xy dng quc t nh trong mi nc (c iu chnh) c s dng mt cc
rng ri trn th gii. nc ta, t khi c chnh sch m ca theo c ch th trng, cc dng
mu iu kin Hp ng ny tr thnh quen thuc vi cc c quan nh nc, cc gii kinh
doanh xy dng. Quyn sch iu kin hp ng i vi cc cng vic cc cng trnh
xy dng do FIDIC xut bn nm 1984 c xem nh cm nang ca nhng ngi xy dng.
Ngh nh s 43/CP ngy 16/7/1996 v Ngh nh s 88/CP ngy 1/9/1999 ca Chnh ph v
quy ch u thu u yu cu p dng Cc iu kin chung v iu kin c th cc Hp
ng theo hng dn ca FIDIC (Hip hi Quc t cc K s T vn) trong cng tc u thu.
FIDIC khng ngng thu thp tnh hnh, nghin cu v n nay nhn thy mt s d n nm
ngoi phm vi ca cac biu mu iu kin Hp ng c. Qua mt thi gian d tho, ly
kin rng ri ca cc chuyn gia u ngnh, ca cc t chc ti chnh quc t, ca cc Hi,
Hip hi c lin quan v p dng th, n thng 9/1999 mt b gm 4 dng mu iu kin Hp
ng mi ra i. Cc mu iu kin Hp ng mi c th thch ng cho i b phn cc d
n xy dng v lp t trn th gii.
B mi ny c lin tc ph bin trn khp nm chu v dn dn thay th cc b c v
ngy cng m rng phm vi tc dng ca n trong cng tc u thu xy dng. Trong dng
hp ng ngn gn c ngn hng Th gii WB xem nh l cc iu kin tiu chun trong
Ti liu v u thu tiu chun trong cc cng trnh nh.
c s cho php ca FIDIC vi t cch l i din duy nht ca FIDIC ti Vit Nam, Hip
hi T vn Xy dng Vit Nam dch ph bin mi Cc iu kin Hp ng xy dng
nhm gip cc doanh nghip nm bt kp thi cc thng l quc t trong kinh doanh xy dng.
thun tin cho vic s dng, b mi ca FIDIC c dch v xut bn thnh 2 tp:
- Tp 1: + Cc iu kin ca Hp ng v xy dng cho cc cng trnh kin trc v cng
trnh k thut do ch cng trnh (u t) thit k:
- Tp 2: + Cc iu kin Hp ng v nh my v thit k xy dng.
+ Cc iu kin v Hp ng cho cc d n EPC cha kha trao tay.
Sau khi xut bn tp 1, Hip hi xin trn trng gii thiu vi qu c gi tp 2 ca b mi
ni trn. y l mt ti liu c tnh tng hp bao qut nhiu lnh vc nn trong khi dch khng
trnh khi thiu st mong c s gp ca qu v.
Hip hi T vn Xy dng Vit Nam xin chn thnh cm n s gip ca B Xy dng (trc
tip l Nh xut bn xy dng), cc chuyn gia xy dng va qun l u ngnh trong cng tc
dch v xut bn b sch ny.

HIP HI T VN XY DNG VIT NAM


iu kin Hp ng
NH MY V THIT K - XY DNG

DNG CHO CC NH MY C V IN V
CC CNG TRNH XY DNG V K THUT
DO NH THU THIT K

iu kin chung
Hng dn son tho iu kin ring
Mu th d thu, tha thun hp ng v
Tha thun x l tranh chp

FIDIC 1999

IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

DO NH THU THIT K

Sa i ln th nht 1999

FIDIC 1999
iu kin Hp ng
NH MY V
THIT K - XY DNG

7

LI CM N
Hip hi Quc t cc K s T vn (FIDIC) xin chn thnh cm n cc thnh vin sau y
ca T cng tc cp nht ti liu: Christopher Wade (Trng nhm), SWECO-VBB Thy in;
Peter L Booen, c; Christpher R Seppala (C vn php l), White & Case, Php; v J ose F
Speziale, IATASA, Achentina.
Vic chun b c tin hnh di s ch o chung ca y ban v Cc Hp ng ca FIDIC
bao gm cc ng Dohn B Bowcock, k s t vn, Vng quc Anh (Ch tch); Michael
Mortimer Hawkins, Swedpower, Thy in; v Axel-Volkmar J aeger, Schmidt Reuter Partner,
c; cng vi ng K B (Tony) Norris, c vn c bit.
Cc d tho c nhiu c nhn v t chc c tn trong danh sch di y r sot li.
Nhng nhn xt ca h c Nhm cng tc cp nht nghin cu kp ti v nhng ch
thch hp cc nhn xt c sa li li vn ca cc iu khon, Mushtag Ahmad, NESPAK,
Pakistan; Peter Batty, Post Buckley International, M, Roeland Bertrams Clifford Chance, H
Lan; Charles G Borthwich, SwedoPower, Thy in; Manfred Breege, Lahmeyer International,
c, Pablo Bueno, TYPSA, Ty Ban Nha; Nael G Bunni, K s T vn, Ai len; Ian Fraser,
Beca Carter Hollisng & Femer Niu Di In; Roy Goode, i hc Oxford, Vng quc Anh; Dan
W Graham, Bridtows Cooke & Carpmael, Vng quc Anh; Tonny Jensen (Ch tch y ban
qun l cht lng ca FIDIC); COWI, an Mch; Philip Loots v Hip hi Nam Phi; Neil
McCole, Merz and McLellan, Vng quc Anh; Tim Raynolds, Constant & Constant, Anh;
Matthew Needham-Laing, Victoria Russell & Paul J Taylor, Berrynams Lace Mawer, Vng
quc Anh; David R. Wightman & Gerlando Butera, Nabarro Nathanson, Vng quc Anh;
Hip hi cc k s T vn Nht Bn; C quan Cng nghip Xy dng Phi Lip Pin; T chc
Quc t Cc Nh thu Chu u (EIC); C quan Lin lc Cng nghip Kim loi Chu u
(ORGALIME); Hip hi Quc t cc Nh thu lm cng vic no vt, Hi lut gia Quc t;
Ngn hng Pht trin chu ; v Ngn hng Th gii. S tha nah65n ca nhng c nhn v
t chc ni trn khng c ngha l h thng qua cch din t ca tt c cc iu khon.
FIDIC xin c nh gi cao thi gian v cng sc b ra ca tt c c nhn v t chc
trn y.
Quyt nh cui cng v hnh thc v ni dung ca ti liu vn thuc v FIDIC.

FIDIC 1999

8
LI NI U

Trong nm 1999, Hip hi Quc t cc K d Tv n (FIDIC) cng b ln xut bn th nht
ca 4 dng hp ng tiu chunn mi.
iu kin ca Hp ng Xy dng
Dng ny c khuyn ngh cho cc cng trnh xy dng hoc k thut do Ch u t
hoc i din ca Ch u t, cc nh t vn thit k. Theo s sp xp thng thng i
vi cc loi hp ng ny th Nh thu xy dng thc hin cng trnh ng vi thit k
do Ch u t cung cp. Tuy nhin cng trnh c th bao gm mt s hng mc v c
in v/hoc xy dng do Nh thu thit k.
iu kin ca Hp ng Nh my v thit k - Xy dng,
Dng ny c khuyn ngh dng cho vic cung cp nh my in v/hoc c kh v cho
vic thit k v thi cng cc cng trnh xy dng hoc k thut. Theo s sp xp thng
thng i vi loi Hp ng ny th Nh thu thit k v cung cp cc nh my v/hoc
cc cng vic khc theo cc yu cu ca Ch u t m c th kt hp c cc cng vic
h tng, c, in v/hoc xy dng.
iu kin Hp ng cho cc d n EPC/Cha kha trao tay,
Dng ny c th thch hp vi vic cung cp trn c s cha kha trao tay mt dy
chuyn hay mt nh my in, mt x nghip hay c s tng t hoc mt d n h tng
hoc mt loi d n pht trin khc m : (i) gi thnh v thi gian c yu cu cao
hn, v (ii) Nh thu chu trch nhim hon thnh i vi thit k thi cng cng trnh, v
s tham gia rt t ca Ch u t. Theo s sp xp thng thng, i vi cc d n cha
kha th Nh thu thc hin mi cng vic t vn, Mua sm v xy dng (EPC): cung
cp trang thi b ng b, sn sng vn hnh (ti lc cha kha trao tay).
Dng Hp ng ngn,
Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut c vn
tng i nh. Ty theo loi cng vic v iu kin c th, dng ny cng c th thch
hp i vi cc hp ng c gi tr ln hn, c bit i vi cng trnh tng i n
gin, lp i lp li hoc cng tnh lm trong thi gian ngn. Theo sp xp thng thng
i vi loi hp ng ny th Nh thu xy dng cng trnh ph hp theo thit k do ch
u t hay i din ca Ch u t (nu c) cung cp, nhng dng ny cng c th thch
hp i vi mt hp ng c hoc bao gm ton b cc cng vic h tng v c, in
v/hoc xy dng do Nh thu thit k.
Cc dng hp ng c khuyn ngh cho vic s dng chung khi vic u thu c
mi trn c s quc t. C th yu cu sa i mt s quyn hn php l no , c
bit nu cc iu kin c dng trong nhng hp ng trong nc. FIDIC coi cc vn
bn chnh thc v ng tin cy l bng ting Anh.

FIDIC 1999

9
Khi son tho cc iu kin Hp ng Nh my v Thit k - Xy dng ny, thy
rng, trong khi c nhiu khon s c p dng rng ri th c mt s khon no cn
thit phi thay i tnh n cc tnh hung lin quan n hp ng ring. Nhng
khon c xem l c th p dng cho nhiu (nhng khng phi l cho tt c) hp ng
u c a vo trong iu kin chung chng kt hp cht ch trong mi hp
ng.
iu kin chung v iu kin ring s cng bao gm cc iu kin ca Hp ng chi
phi cc quyn lp v ngha v ca cc Bn. Cn thit phi son tho cc iu kin ring
cho mi hp ng ring l v phi tnh n nhng khon trong cc iu kin chung c
cp ti cc iu kin ring.
i vi t cng b ny, iu kin chung c son tho da trn cc c s sau y:
(i) cc khon thanh ton tm lin quan n gi hp ng trn gi s c thc hin
theo tin trinh cng vic v thnh tng t c trnh by chi tit trong mt lch
trnh thanh ton.
(ii) Nu li vn trong iu kin chung i hi phi c thm d liu th (tr khi c m
t l phi c chi tit ha trong cc yu cu ca Ch u t) Khon tham chiu ti
nhng d liu c cha ng trong Ph lc ca H s thu, d liu hoc c quy
nh bi bn Ch u t hoc c ngi d thu a vo.
(iii) Khi mt Khon trong iu kin chung cp n mt trng hp m cc thut ng
hp ng khc nhau c p dng cho cc hp ng khc nhau th cc nguyn tc
c vn dng, vit iu khon ny ra thnh vn, nh sau:
(a) nu nhng quy nh no ngi s dng khng mun p dng th c th n
gin gch b hoc khng vin dn; h s cm thy thun thin hn l phi vit
on vn b sung (trogn iu kin ring) bi v trong iu kin chung
khng c cc yu cu ca h; hoc
(b) trong nhng trng hp khc, nhng ch m vic p dng (a) khng thch
hp th khon nn c cc quy nh c xem l c th p dng cho hu ht
cc hp ng.
V d, Khon 14.2 [ng trc] c a vo l cho thun tin ch khng phi v chnh
sch no ca FIDIC lin quan n vic tm ng. Khon ny s khng p dng c
(thm ch c nu c khng b gch b) nu n b b qua do khng trnh by r chi tit s
tin thanh ton trc. Cn lu rng mt vi quy nh nm trong iu kin chung c th
khng thch hp i vi mt hp ng mang tnh ei63n hnh.
Nhng thng tin tip theo v mt ny, v d cu ch cho nhng quy nh khc, v nhng
ti liu gii thch khc v nhng v d v cu ch gip son tho iu kin ring v
nhng h s mi thu khc c gp chung li trong ln xut bn ny thnh Hng dn
son tho iu kin ring. Trc khi a thm bt c v d v cu vn no, cn kim tra
mbo l n hon ton ph hp cho tnh hung ring ; nu khng n s phi sa li.

10
nhng ch m vn a ra lm v d c sa li v trong trng hp khi c nhng sa
i v li vn hoc c cc b sung khc, cn phi thn trng m bo khng to ra
nhng ch ti ngha hoc l ca iu kin chung hoc gia cc iu khon ca iu kin
ring. Mt iu rt c bn l tt c nhng nhim v d tho ny v ton b vic son tho
h s mi thu phi c giao ph cho ngi c trnh thch ng k c v mt hp ng,
k thut v mua sm.
Ti liu xut bn ny kt thc vi cc mu Th D thu, ph lc H s mi thu (cung cp
mt danh sch cc Khon m n tham chiu ti), Bn tha thun hp ng, cc phung n
Tha thun v x l tranh chp. Ban tha thun x l tranh chp ny a ra li vn cho
bn tha thun gia Bn Ch u t v Bn Nh thu v ngi c ch nh lm nhim
v hoc l ngi ha gii duy nht hoc l thnh vin ca ban ha gii ba ngi; v bao
gm (theo tham chiu) cc Khon ca Ph lc ca iu kin chung.
FIDIC d nh xut bn mt hng dn s dng iu kin hp ng cho Xy dng, cho
Nh my v thit k - Xy dng v cho cc D n K thut, Mua sm, xy dng (EPC)/
cha kha trao tay Mt nphm thch hp khac ca FIDIC l trnh t u thu gii
thiu mt cch thc c h thng chn la nhng ngi d thu, thu nhn v nh gi
cc h s thu.
Nhm lm r trnh t ca cc hot ng theo Hp ng, c th tham chiu cc s hai
trang tip theo v cc Khon c lit k di y (mt vi s ca Khon cng c nu
ra trong cc s ). Nhng s l minh h v khng c xem l s din gii cc
iu kin ca Hp ng.
1.1.3.1 & 13.7 Ngy hn
1.1.3.2 & 8.1 Ngy khi cng
1.1.6.6 & 4.2 Bo lnh thc hin
1.1.4.7 & 14.3 Chng ch Thanh ton tm
1.1.3.3 & 8.2 Thi gian hon thnh (nh c ko di theo khon 8.4)
1.1.3.4 & 9.1 Kim nh khi hon thnh
1.1.3.5 & 10.1 Chng ch nghim thu
1.1.3.6 & 12.1 Kim nh sau khi hon thnh (nu c)
1.1.3.7 & 11.1 Thi hn thng bo sai st (nh c ko di theo 11.3)
1.1.3.8 & 11.9 Chng ch thc hin
1.1.4.4 & 14.13 Chng ch Thanh ton cui cng

11
Pht hnh
cc ti liu
mi thu
Np
H s
d
thu
Pht hnh
Th chp
thun
8.1 Ngy khi cng 10.1 Cp
Chng ch
nghim thu
11.9 Cp
Chng ch
Thc hin
Hp ng

8.2 Thi gian hon thnh

Chm tr 11 Thng < 21
do Nh bo cc sai ngy
thu st

Trnh t in hnh ca cc s vic chnh trong cc Hp ng cho Nh my v
Thit k - Xy dng

1. Thi gian hon thnh phi c ni r (trong Ph lc H s d thu) nh s ngy,
c b sung thi gian ko di theo Khon 8.4.
2. Nhm ch c ra trnh t ca cc s vic, s trn y da trn th d v nh thu
khng tun th ng vi Khon 8.2.
3. Thi hn thng bo cc sai st phi c nu r (trong Ph lc H s d thu) s
ngy, c b sung thi gian ko di theo Khon 11.3.
4. Ty thuc vo loi cng trnh m c th yu cu kim nh sau khi hon thnh.

FIDIC 1999

Ngy
hn

28
ngy

Thi hn
u thu

<28
ngy

Sa cha
sai st

9.1 Th khi
hon thnh

4.2 Pht hnh Bo lnh
thc hin Hp ng

4.2 Tr li
Bo lnh
thc hin
Hp ng

12
14.3 Nh thu np
Bo co cho
Nh t vn

14.6 Nh t vn cp
Chng ch Thanh
ton tm thi
14.7 Ch u t thanh ton cho Nh thu

<56 ngy

<28 ngy

Nh t vn r sot
Bo co, Nh thu
cung cp thng tin <28 ngy <56 ngy

14.1 Nh thu np 14.11 Nh thu np 14.13 Nh t vn 14.7 Ch u
d tho Bo co Bo co cui cng pht hnh Chng t thanh ton
cui cng cho v 14.12 trang tri ch thanh ton
Nh t vn ht cui cng

Trnh t in hnh ca cc s vic thanh ton c tr tnh trong iu 14

Bn ra thng 20.2 Cc bn 20.4 Mt Bn trnh BXKTC (DAB) 20.4 Mt Bn 20.6 Mt Bn
Bo nh trnh ch nh Ban xem xt 1 tranh chp c th ra thng c th khi
BXLTC (DAB) XLTC (DAB) bo v s khng xng s phn
xem xt 1 tha mn x trng ti
tranh chp

Cc Bn a ra Ha gii mt cch hu ho
kin vi
BXLTC (DAB)

<28 ngy <84 ngy <28 ngy >56 ngy

BXLTC (DAB) Trng ti/cc
ra quyt nh Trng ti c
ch nh

Tnh lin tc in hnh ca cc s kin tranh chp c tr tnh trong iu 20

FIDIC 1999
Mi ln
Thanh ton
tm hng
thng (hoc
cch khc)

Thanh ton
cui cng
13
IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

DO NH THU THIT K

iu kin chung

FIDIC 1999
iu kin Hp ng
NH MY V
THIT K - XY DNG
FIDIC
14
iu kin Chung
NI DUNG
1. NHNG QUY NH CHUNG
1.1 nh ngha
1.2 Din gii
1.3 Cc cch thng tin
1.4 Lut v ngn ng
1.5 Th t u tin ca cc ti liu
1.6 Tha thun hp ng
1.7 Nhng li
1.8 S cn trng v cung cp ti liu
1.9 Cc sai st trong cc yu cu ca Ch u t
1.10 Vic Ch u t s dng ti liu ca Nh thu
1.11 Vic Nh thu s dng ti liu ca Ch u t
1.12 Cc chi tit b mt
1.13 Tun th lut php
1.14 ng trch nhim v a trch nhim
2. CH U T
2.1 Quyn tip cn Cng trng
2.2 Giy php, chng ch hoc giy chp thun
2.3 Nhn lc ca Ch u t
2.4 S thu xp ti chnh ca Ch u t
2.5 Khiu ni ca Ch u t
3. NH T VN
3.1 Nhim v v quyn hn ca Nh t vn
3.2 y quyn ca Nh t vn
3.3 Ch dn ca Nh t vn
3.4 Thay th Nh t vn
3.5 Quyt nh
4. NH THU
4.1 Trch nhim chung ca Nh thu
FIDIC
15
4.2 Bo lnh thc hin
4.3 i din Nh thu
4.4 Nh thu ph
4.5 Cc Nh thu ph c c
4.6 Hp tc
4.7 nh v cc mc
4.8 Cc quy nh v an ton
4.9 m bo cht lng
4.10 D liu v cng trng
4.11 Tnh cht y ca Gi Hp ng c chp thun
4.12 iu kin vt cht khng lng trc c
4.13 Quyn v ng i v cc phng tin
4.14 Trnh can thip
4.15 ng vo cng trng
4.16 Vn chuyn hng ha
4.17 Thit b Nh thu
4.18 Bo v mi trng
4.19 in, nc v kh t
4.20 Thit b v vt liu cp t do ca Ch u t
4.21 Bo co tin
4.22 An ninh cng trng
4.23 Hot ng ca Nh thu trn cng trng
4.24 C vt
5. THIT K
5.1 Nhim v thit k chung
5.2 Cc ti liu ca Nh thu
5.3 m bo ca Nh thu
5.4 Tiu chun v quy nh k thut
5.5 o to
5.6 Cc ti liu hon cng
5.7 Ti liu hng dn vn hnh v bo dng
5.8 Li thit k
6. NHN VIN V NGI LAO NG
6.1 Thu mn nhn vin v lao ng
FIDIC
16
6.2 Mc lng v iu kin lao ng
6.3 Nhng ngi trong b my ca Ch u t
6.4 Lut lao ng
6.5 Gi lao ng
6.6 iu kin sinh hot cho nhn vin v ngi lao ng
6.7 Sc khe v an ton lao ng
6.8 S gim st ca Nh thu
6.9 Nhn lc Nh thu
6.10 H s v nhn lc v thit b ca Nh thu
6.11 Hnh vi gy ri
7. THIT B, VT LIU V TAY NGH
7.1 Cch thc thc hin
7.2 Mu m
7.3 Gim nh
7.4 Kim nh (th)
7.5 T chi
7.6 Cng vic sa cha
7.7 Quyn s hu v thit b v vt liu
7.8 L ph s dng
8. KHI CNG, CHM TR V TM NGNG
8.1 Khi cng
8.3 Chng trnh tin
8.4 Gia hn thi gian hon thnh
8.5 Chm tr do Nh chc trch
8.6 Tin thc hin
8.7 Nhng thit hi do chm tr
8.8 Tm ngng cng vic
8.9 Hu qu ca vic tm ngng
8.10 Thanh ton tin thit b v vt liu trong trng hp tm ngng
8.11 Ko di tnh trng tm ngng
8.12 Ni li cng vic

FIDIC
17
9. TH (KIM NH) KHI HON THNH
9.1 Ngha v Nh thu
9.2 Vic th (kim nh) b chm tr
9.3 Th (kim nh) li
9.4 Khng vt qua c cc cuc kim nh khi hon thnh
10. NGHIM THU CA CH U T
10.1 Nghim thu cng trnh v cc hng mc cng trnh
10.2 Nghim thu b phn cng trnh
10.3 Can thip vo cc cuc kim nh khi hon thnh
10.4 Yu cu b tr li mt bng
11. TRCH NHIM I VI CC SAI ST
11.1 Hon thnh cng vic cn d dang v sa cha sai st
11.2 Chi ph cho vic sa cha sai st
11.3 Ko di thi hn thng bo sai st
11.4 Khng sa cha c sai st
11.5 Di chuyn cng vic b sai st
11.6 Cc kim nh thm
11.7 Quyn c ra vo
11.8 Nh thu tm nguyn nhn
11.9 Chng ch thc hin
11.10 Nhng ngha v cha c hon thnh
11.11 Gii phng mt bng
12. KIM NH SAU KHI HON THNH
12.1 Th tc kim nh sau khi hon thnh
12.2 Th (kim nh) b chm tr
12.3 Th (kim nh) li
12.4 Khng vt qua c cc cuc kim nh sau khi hon thnh
13. BIN I V IU CHNH
13.1 Quyn c bin i
13.2 T vn v gi tr cng trnh
13.3 Th tc bin i
13.4 Thanh ton bng tin t qui nh
13.5 Tin tm ng
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18
13.6 Cng vic hng ngy
13.7 iu chnh do thay i lut l
13.8 iu chnh do thay i v chi ph
14. GI HP NG V THANH TON
14.1 Gi hp ng
14.2 ng trc
14.3 Xin cp Chng ch thanh ton tm
14.4 Lch trnh thanh ton
14.5 Thit b v cc vt liu dng cho cng trnh
14.6 Cp Chng ch Thanh ton tm
14.7 Thanh ton
14.8 Thanh ton b chm tr
14.9 Thanh ton tin gi li
14.10 Bo co khi hon thnh
14.11 Xin cp Chng ch thanh ton cui cng
14.12 Trang tri xong
14.13 Cp Chng ch thanh ton cui cng
14.14 Chm dt trch nhim ca Ch u t
14.15 Loi tin dng thanh ton
15. CHM DT HP NG BI CH U T
15.1 Thng bo sa cha
15.2 Chm dt hp ng bi Ch u t
15.3 Xc nh gi ti ngy chm dt hp ng
15.4 Thanh ton sau khi chm dt hp ng
15.5 Quyn chm dt hp ng ca Ch u t
16. TM NGNG V CHM DT HP NG BI NH THU
16.1 Quyn Nh thu tm ngng cng vic
16.2 Chm dt hp ng bi Nh thu
16.3 Ngng cng vic v di di thit b ca Nh thu
16.4 Thanh ton khi chm dt hp ng
17. RI RO V TRCH NHIM
17.1 Bi thng
17.2 S cn trng ca Nh thu i vi cng trnh
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19
17.3 Ri ro ca Ch u t
17.4 Hu qu cc ri ro ca Ch u t
17.5 Quyn s hu tr tu v s hu cng nghip
17.6 Gii hn ca trch nhim
18. BO HIM
18.1 Cc yu cu chung v bo him
18.2 Bo him cng trnh v thit b ca Nh thu
18.3 Bo him tn thng cho ngi v thit hi v ti sn
18.4 Bo him cho nhn lc Nh thu
19. BT KH KHNG
19.1 nh ngha v bt kh khng
19.2 Thng bo v bt kh khng
19.3 Nhim v gim s chm tr n thp nht
19.4 Cc hu qu ca bt kh khng
19.5 Bt kh khng nh hng n Nh thu ph
19.6 Chm dt c la chn, thanh ton, ht trch nhim
19.7 Ht trch nhim thc hin theo lut
20. KHIU NI, TRANH CHP V TRNG TI
20.1 Khiu ni ca Nh thu
20.2 Vic c Ban x l tranh chp
20.3 Khng tha thun c v Ban x l tranh chp
20.4 C quyt nh ca Ban x l tranh chp
20.5 Ha gii mt cch hu ho
20.6 Trng ti
20.7 Khng tun th quyt nh ca Ban x l tranh chp
20.8 Ht hn vic ch nh Ban x l tranh chp

PH LC
CC IU KIN CHUNG CA THA THUN X L TRANH
CHP
BN MC LC CC KHON

FIDIC
20
Cc nh ngha c Lit k theo Bng ch ci

1.1.4.1 S tin c chp thun theo hp ng 1.1.6.5 Lut
1.1.1.9 Ph lc ca H s d thu 1.1.1.3 Th chp thun
1.1.3.1 Ngy hn 1.1.1.4 Th d thu
1.1.3.2 Ngy khi cng 1.1.4.5 Ni t
1.1.3.3 Hp ng 1.1.5.3 Vt liu
1.1.3.4 Tha thun Hp ng 1.1.2.1 Bn
1.1.4.2 Gi Hp ng 1.1.4.9 Chng ch thanh ton
1.1.2.3 Nh thu 1.1.3.8 Chng ch thc hin
1.1.6.1 H s Nh thu 1.1.6.6 Bo lnh thc hin
1.1.5.1 Thit b Nh thu 1.1.5.4 Cng trnh vnh cu
1.1.2.7 Nhn lc Nh thu 1.1.5.5 Thit b
1.1.1.7 xut ca Nh thu 1.1.4.10 S tin tm thi
1.1.2.5 i din Nh thu 1.1.4.11 Tin gi li
1.1.4.3 Chi ph 1.1.1.6 Tin
1.1.6.2 Nc s ti 1.1.1.10 Bng cc ni dung bo
lnh
1.1.2.9 DAB Ban x l tranh chp 1.1.1.10 Tin thanh ton
1.1.3.9 Ngy 1.1.5.6 Hng mc cng trnh
1.1.3.7 Thi hn thng bo sai st 1.1.6.7 Cng trng
1.1.2.2 Ch u t 1.1.4.12 Bn k khai
1.1.6.3 Thit b Ch u t 1.1.2.8 Nh thu ph
1.1.2.6 Nhn lc Ch u t 1.1.3.5 Chng ch nghim thu
1.1.1.5 Cc yu cu ca Ch u t 1.1.5.7 Cng trnh tm
1.1.2.4 Nh t vn 1.1.1.4 H s d thu
1.1.2.10 FIDIC 1.1.3.6 Th sau khi hon thnh
1.1.4.4 Chng ch thanh ton cui cng 1.1.3.4 Th khi hon thnh
1.1.4.5 Bn k khai cui cng 1.1.3.3 Thi hn hon thnh
1.1.6.4 Bt kh khng 1.1.6.8 Khng lng trc c
1.1.4.6 Ngoi t 1.1.6.9 Bin i
1.1.5.2 Hng ha 1.1.5.8 Cng trnh
1.1.4.7 Chng ch thanh ton tm 1.1.3.9 Nm

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21
IU KIN CHUNG
1.1 nh ngha
Trong Nhng iu kin ca Hp ng (Nhng iu kin ny) bao gm iu kin
ring v iu kin chung ny, nhng t v cm t lit k di y s c ngha nh quy
nh bn di. Nhng t ch ngi hoc cc bn, c ngha bao gm cng ty v cc
n v php nhn khc, tr nhng ch m ng cnh i hi phi hiu khc.
1.1.1 Hp ng
1.1.1.1 Hp ng l tha thun Hp ng, Th Chp thun, Th D
thu, nhng iu kin ny, Yu cu ca Ch u t, Tin ,
xut ca Nh thu v cc ti liu khc (nu c) c lit k trong
Tha thun Hp ng hoc trong Th Chp thun.
1.1.1.2 Tha thun Hp ng l tha thun Hp ng (nu c) c
tham chiu ti Khon 1.6 [Tha thun Hp ng]
1.1.1.3 Th chp thun l th th hin s chp thun chnh thc Th d
thu, c Ch u t k, trong cha ng bt k bn ghi nh
no c km theo bao gm cc tha thun c k gia hai Bn.
Nu khng c mt th chp thun nh th th cm t Th chp
thun c ngha l Tha thun hp ng v ngy pht hnh hoc
nhn c Th chp thun ngha l ngy k Tha thun Hp ng.
1.1.1.4 Th d thu l ti liu c ly tiu l th d thu, c Nh
thu hon thnh v gm bn cho thu c k v gi cho Ch u
t.
1.1.1.5 Cc yu cu ca Ch u t l ti liu c tiu cc yu cu
ca Ch u t, nh c trong Hp ng, v bt k s b sung v sa
i ti liu ny ph hp vi Hp ng. Ti liu ny nu c th mc
ch, phm vi v/hoc cc tiu chun thit k v/hoc cc c tnh
k thut khc i vi cng trnh.
1.1.1.6 Bng danh mc l vn bn c gi l bn danh mc do Nh
thu hon thnh v trnh km theo Th D thu, nh c a
vo trong Hp ng. Vn bn nh vy c th gm cc d liu, lit
k v biu cc t gi v/hoc gi.
1.1.1.7 xut ca Nh thu l ti liu c tn xut m Nh thu np
cng Th D thu, nh c trong Hp ng. Ti liu ny c th gm
thit k s b ca Nh thu.
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22
1.1.1.8 H s d thu l Th d thu v tt c cc vn bn khc m Nh
thu trnh cng vi Th d thu, nh c a vo trong Hp
ng.
1.1.1.9 Ph lc ca H s d thu l cc trang hon chnh c tn ph
lc h s d thu v c km theo v lm thnh mt phn ca Th
d thu.
1.1.1.10 Bng cc Ni dung bo m v Lch trnh thanh ton l ti
liu c tn nh vy (nu c) trong cc bng biu.
1.1.2 Cc Bn v cc c nhn
1.1.2.1 Bn l Ch u t hoc Nh thu nh ng cnh yu cu.
1.1.2.2 Ch u t l ngi c gi l Ch u t trong Th d thu
v nhng ngi k tha hp php theo chc danh ny.
1.1.2.3 Nh thu l nhng ngi c tn l Nh thu trong Th d thu
v nhng ngi k tha hp php nhn danh nhng ngi ny.
1.1.2.4 Nh t vn l ngi c Ch u t ch nh l Nh t vn
nhm thc hin mc ch ca Hp ng v c gi nh vy trong
Ph lc ca H s d thu, hoc ngi khc c Ch u t ch
nh theo tng thi gian v bo cho Nh thu theo Khon 3.4 [Thay
th Nh t vn].
1.1.2.5 i din Nh thu l ngi c Nh thu nu ra trong Hp
ng hoc c Nh thu thnh thong ch nh theo Khon 4.3
[i din Nh thu] v hnh ng thay mt Nh thu.
1.1.2.6 Nhn lc Ch u t l k s, tr l c ni ti trong Khon
3.2 [y quyn ca Nh t vn] v tt c nhng nhn vin, ngi lao
ng khc, hoc nhng ngi lm khc ca Nh t vn v ca Ch
u t, v bt k nhn lc no khc do Ch u t hoc Nh t vn
thng bo cho Nh thu l nhn lc Ch u t.
1.1.2.7 Nhn lc Nh thu l i din ca Nh thu v tt c nhn lc
m Nh thu s dng trn cng trng, c th bao gm nhng nhn
vin, ngi lao ng khc, hoc nhng ngi lm khc ca Nh
thu v ca tng Nh thu ph v bt k nhn lc no khc gip
vic cho Nh thu trong vic thi cng cng trnh.
1.1.2.8 Nh thu ph l bt k ngi no c ch ra trong Hp ng l
thu ph, hoc bt k ngi no c ch nh l thu ph cho mt
phn ca cng trnh v nhng ngi k tc hp php theo chc danh
ca mi mt trong s nhng ngi ni trn.
1.1.2.9 DBA (Ban x l tranh chp) l mt ngi hoc ba ngi c gi
nh vy trong Hp ng, hoc nhng ngi khc c ch nh theo
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23
Khon 20.2 [Ch nh Ban x l tranh chp] hoc theo Khon 20.3
[Bt ng trong vic c Ban x l tranh chp].
1.1.2.10 FIDIC l Fderation Internationaale des Ingnieurs - Conseils,
ngha l Hip hi quc t Cc K s T vn.
1.1.3 Ngy, th, thi hn v hon thnh
1.1.3.1 Ngy hn l ngy vo 28 ngy trc thi hn cui cng np H
s d thu.
1.1.3.2 Ngy khi cng l ngy c thng bo theo Khon 8.1 [Ngy
khi cng].
1.1.3.3 Thi hn hon thnh l thi gian hon thnh cng trnh hoc
hng mc cng trnh (ty tng trng hp) theo Khon 8.2 [Thi
hn hon thnh], nh nu trong Ph lc H s d thu vi bt k
s ko di no theo Khon 8.4 [Gia hn thi hn hon thnh], c
tnh t ngy khi cng.
1.1.3.4 Th (Kim nh) hon thnh l nhng cuc th c ch ra
trong Hp ng hoc c tha thun gia hai Bn hoc c
hng dn l mt Bin i v c tin hnh theo iu 9 [Kim
nh khi hon thnh] trc khi cng trnh hoc hng mc cng trnh
(ty trng hp) c Ch u t tip thu bn giao.
1.1.3.5 Chng ch nghim thu l chng ch c pht hnh theo iu
10 [Nghim thu ca Ch u t].
1.1.3.6 Th kim nh sau khi hon thnh l cc cuc th (nu c)
c nu trong Hp ng v c thc hin theo iu 12 [Kim
nh sau khi hon thnh] sau khi Cng trnh hoc mt hng mc
(ty trng hp) c Ch u t tip nhn.
1.1.3.7 Thi hn thng bo sai st l thi hn thng bo cc sai st ca
cng trnh hoc mt hng mc (ty tng trng hp) theo Khon
11.1 [Hon thnh Phn vic cn d dang v sa cha cc sai st],
nh c nu trong Ph lc H s d thu (vi bt c s gia hn
theo Khon 11.3 [Gia hn thi hn thng bo sai st], c tnh t
ngy cng trnh hoc hng mc cng trnh c hon thnh nh
c xc nhn theo quy nh ti Khon 10.1 [Nghim thu cng trnh
hoc cc hng mc cng trnh].
1.1.3.8 Chng ch thc hin l chng nhn c pht hnh theo Khon
11.9 [Chng ch thc hin].
1.1.3.9 Ngy l ngy theo lch v nm l 365 ngy.

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24
1.1.4 Tin v thanh ton
1.1.4.1 S tin c chp thun theo Hp ng l s tin c chp
thun trong th chp thun thi cng v hon thnh cng trnh v
sa cha bt c sai st no.
1.1.4.2 Gi Hp ng l gi c xc nh trong Khon 14.1 [Gi Hp
ng], v bao gm cc iu chnh ph hp vi Hp ng.
1.1.4.3 Chi ph l tt c cc khon chi ph hp l do Nh thu chu (hoc
s phi chu), bt k trong hay ngoi cng trng, gm c chi ph
qun l v cc ph tng t nhng khng gm li nhun.
1.1.4.4 Chng ch thanh ton cui cng l chng ch thanh ton c
ban hnh theo Khon 14.13 [Cp chng ch thanh ton cui cng].
1.1.4.5 Bn k khai cui cng l bn k khai c xc nh ti Khon
14.11 [Xin cp chng ch thanh ton cui cng].
1.1.4.6 Ngoi t l tin t m bng loi tin mt phn (hoc ton b)
ca Gi Hp ng phi tr, nhng khng phi l ng Ni t.
1.1.4.7 Chng ch thanh ton tm thi l chng ch thanh ton c
cp theo iu 14 [Gi Hp ng v thanh ton], khc vi Chng
ch thanh ton cui cng.Bn k khai l mt bn k do Nh thu
trnh l mt phn ca n xin thanh ton theo iu 14 [Gi hp
ng v thanh ton].
1.1.4.8 Ni t l tin t ca nc s ti.
1.1.4.9 Chng ch thanh ton l chng ch thanh ton c cp theo
iu 14 [Gi Hp ng v thanh ton].
1.1.4.10 S tin tm thi l s tin (nu c) c xc nh trong Hp
ng l s tin tm thi c cp thc hin mt phn cng trnh
hoc cung cp thit b, vt liu hoc dch v theo Khon 13.5 [S
tin tm thi].
1.1.4.11 Tin gi li l tin Ch u t gi li theo Khon 14.3 [n xin
cp chng ch thanh ton tm thi] v tr theo Khon 14.9 [Thanh
ton tin b gi li].
1.1.4.12 Bn k khai l mt bn k do Nh thu trnh lm thnh mt
phn ca n xin cp Chng ch thanh ton, theo iu 14 [Gi Hp
ng v thanh ton].
1.1.5 Cng trnh v Hng ha
1.1.5.1 Thit b nh thu l ton b thit b, my mc, phng tin, xe
c v cc th khc yu cu phi c thi cng v hon thnh cng
trnh v sa cha bt c sai st no. Tuy nhin, thit b ca Nh thu
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25
khng bao gm cc cng trnh tm, thit b ca Ch u t (nu c),
thit b, vt liu v bt c th no khc nhm to thnh hoc ang
to thnh mt cng trnh vnh cu.
1.1.5.2 Hng ha l thit b, vt liu, nh xng v cng trnh tm ca
Nh thu hoc bt c th no thch hp.
1.1.5.3 Vt liu l nhng th hoc tt c cc loi (khng phi thit b)
nhm to nn hoc ang to nn mt phn ca cng trnh vnh cu
gm nhng th c cung cp, ch ni v vt liu (nu c) do Nh
thu cung cp theo Hp ng.
1.1.5.4 Cng trnh vnh cu l cc cng trnh vnh cu s do Nh thu
thi cng theo Hp ng.
1.1.5.5 Thit b l cc b dng c, my mc, phng tin xe c s to
thnh hoc ang to thnh mt phn ca cc cng trnh vnh cu.
1.1.5.6 Hng mc l mt phn cng trnh c nu trong Ph lc H s
D thu l mt hng mc (nu c).
1.1.5.7 Cng trnh tm l tt c cc cng trnh tm thi thuc bt k loi
no (ngoi cc Thit b ca Nh thu) cn thit phi c trn cng
trng thi cng v hon thnh cng trnh vnh cu v sa cha
bt k sai st no.
1.1.5.8 Cng trnh l cc cng trnh vnh cu v cng trnh tm hoc bt
k loi thch hp no trong .
1.1.6 Cc nh ngha khc
1.1.6.1 Ti liu Nh thu l cc tnh ton, chng trnh my tnh v
phn mm khc, bn v, s tay hng dn, cc m hnh v cc ti
liu c tnh cht k thut khc (nu c) do Nh thu cung cp theo
Hp ng c m t ti Khon 5.2 [Ti liu Nh thu].
1.1.6.2 Nc s ti l nc m cng trng (hoc phn ln cng trng)
c t nc , ni cc cng trnh vnh cu s c thi cng.
1.1.6.3 Thit b Ch u t l my mc, phng tin xe c (nu c) do
Ch u t cp cho Nh thu s dng thi cng Cng trnh, nh
nu trong c tnh k thut, nhng khng bao gm Thit b
khng c Ch u t tip nhn.
1.1.6.4 Bt kh khng c nh ngha ti iu 19 [Bt kh khng].
1.1.6.5 Lut l ton b lut php quc gia (hoc ca bang), cc o lut,
php lnh, v cc lut khc, cc quy ch, cc vn bn php quy di
lut ca bt k c quan cng quyn c thnh lp theo php lut.
FIDIC
26
1.1.6.6 Bo lnh thc hin l vic bo m (hoc nhng bo m, nu
c) theo Khon 4.2 [Bo lnh thc hin].
1.1.6.6 Cng trng l ni cc cng trnh vnh cu c thi cng v l
ni m thit b v vt liu c chuyn ti v bt k ni no khc
c nu ra trong Hp ng khi to nn mt b phn ca cng
trng.
1.1.6.7 Khng lng trc c l iu khng th lng trc c
mt cch c l ca mt Nh thu c kinh nghim ti thi im np
thu.
1.1.6.8 Bin i l bt k s bin ng no i vi yu cu ca Ch u
t hoc cng vic c ch dn hoc chp thun l s bin i theo
iu 13 [Bin i v iu chnh].
1.2 Din gii
Trong Hp ng, tr nhng trng hp ng cnh yu cu khc, cn th:
(a) t ng ch mt gii l gm tt c cc gii;
(b) t ng ch s t cng bao gm s nhiu v nhng t ch s nhiu cng bao gm
c s t.
(c) iu khon bao gm cc t ng , ng hoc tha thun yu cu s
tha thun phi uc ghi bng vn bn, v
(d) c vit hoc bng vn bn ngha l phi c vit bng tay, c nh
my, c in hoc ch bn in t v lm thnh ti liu lu gi lu bn.
Cc t ng bn l v cc u khc s khng c xem xt khi din dch cc iu
kin ny.
1.3 Cc cch thng tin
Bt c ch no khi iu kin ny quy inh vic a ra hoc ban hnh s chp thun,
chng ch, tn thnh, quyt nh, thng bo v yu cu, th nhng truyn thng ny s
phi l:
(a) bng vn bn v chuyn tay (theo giy bin nhn), c gi bng bu in, bu
phm hoc c truyn i bng bt k h thng truyn in t c tha thun
nh nu trong Ph lc H s d thu; v
(b) c chuyn, gi hoc truyn n a ch thng tin c vi ngi nhn nh
quy nh trong Ph lc H s d thu. Tuy nhin:
(i) nu ngi nhn thng bo mt a ch khc, th sau thng tin phi
c chuyn theo a ch mi mt cch tng ng; v
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(ii) nu ngi nhn khng thng bo g khc khi yu cu mt s ph duyt
hoc mt s ng , th thng tin c th c gi ti a ch m t
pht hnh yu cu.
Nhng giy ph duyt, chng ch, tn thnh v quyt nh khng c b cn gi li
hoc b lm chm tr mt cc v l. Khi mt giy chng ch c cp cho mt Bn
ngi cp giy chng ch phi gi mt bn sao cho Bn kia. Khi mt thng bo cho
mt Bn, do mt Bn khc hoc do Nh t vn pht hnh, phi gi mt bn sao, ty
trng hp, cho Nh t vn hoc cho Bn kia.
1.4 Lut v Ngn ng
Hp ng chu s iu tit theo lut ca nc s ti (hoc quyn lc php l khc)
c nu trong Ph lc H s d thu.
Nu c bt c phn no ca Hp ng c dch bng nhiu hn mt th ngn ng th
bn dch thc hin bng ngn ng ch o c nu trong phn Ph lc H s d thu,
s chim u th.
Ngn ng giao dch phi l ngn ng quy nh trong Ph lc H s d thu. Nu
trong khng quy nh ngn ng giao dch, th phi dng ngn ng m Hp ng
(hoc a phn Hp ng) c son tho.
Cc ti liu to thnh Hp ng c dng gii thch chung gia cc bn. Vi mc
ch din gii, th t u tin ca cc ti liu theo trnh t sau:
(a) Tha thun Hp ng (nu c)
(b) Th chp thun
(c) Th d thu
(d) iu kin ring
(e) iu kin chung
(f) Cc yu cu ca Ch u t
(g) Tin , v
(h) xut ca Nh thu v cc ti liu khc l b phn ca Hp ng
Nu thy c s kh hiu hoc thiu nht qun trong ti liu, Nh t vn phi a ra
nhng gii thch lm r hoc c ch dn.
1.6 Tha thun Hp ng
Cc bn s k Tha thun Hp ng trong vng 28 ngy sau khi Nh thu nhn c
th chp thun, tr phi c s tha thun khc. Tha thun Hp ng phi c da
FIDIC
28
vo mu km theo iu kin ring. Chi ph ng du v chi ph tng t (nu c) theo
lut nh lin quan n vic k kt Tha thun Hp ng do Ch u t chu.
1.7 Nhng li
Khng bn no c chuyn nhng ton b hoc mt phn Hp ng hoc bt c
phn li ch hoc quyn li trong hoc theo Hp ng. Tuy nhin, cc bn:
(a) c th chuyn nhng ton b hoc mt phn Hp ng vi s tha thun
trc ca pha bn kia theo s suy xt thn trng duy nht ca pha bn , v
(b) c th, dng lm bo lnh i vi mt ngn hng hoc t chc ti chnh,
nhng li quyn thu bt k s tin n hn no phi tr hoc sp n hn theo
Hp ng.
Mi mt ti liu ca Nh thu phi c Nh thu bo qun, gi gn cn thn, tr khi
v cho ti khi Ch u t tip nhn. Tr phi c quy nh khc trong Hp ng, Nh
thu phi cung cp cho Nh t vn 6 bn sao ca mi ti liu ca Nh thu.
Nh thu phi gi trn cng trng, mt bn sao Hp ng, cc n phm c nu
trong Yu cu ca Ch u t, Ti liu ca Nh thu, nhng bin i v cc thng tin
khc c cp theo Hp ng. Ngi ca Ch u t c quyn c xem tt c nhng
ti liu ny vo tt c cc thi im thch hp.
Nu mt Bn pht hin thy li hoc sai st v mt k thut trong mt ti liu c
chun b dng thi cng cng trnh, th Bn phi thng bo ngay cho Bn kia bit
nhng li hoc sai st ny.
1.9 Sai st trong Cc Yu cu ca Ch u t
Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph do sai st trong Cc Yu
cu ca Ch u t v tuy l mt Nh thu c kinh nghim v cn thn nhng
khng pht hin ra sai st khi kim tra cc yu cu ca Ch u t theo Khon 5.1
[Nhim v thit k chung] th Nh thu phi thng bo cho Nh t vn v c quyn
theo Khon 20.1 [Khiu ni ca Nh thu] :
(a) ko di thm thi gian b vo bt k mt s chm tr no nh vy, nu vic
hon thnh b hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon
thnh cng trnh]; v
(b) thanh ton bt k Chi ph no pht sinh do nguyn nhn nh vy, cng vi li
nhun hp l, a vo Gi Hp ng.
Sau khi nhn c thng bo, Nh t vn phi tin hnh theo Khon 3.5 [Quyt nh]
nht tr hoc xc nh (i) liu c ng khng v (nu ng) chng mc no m sai
st ny khng th c pht hin mt cch hp l, v (ii) nhng vn c ni trong
im (a) v (b) trn lin quan n chng mc ny.

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1.10 Ch u t s dng ti liu ca Nh thu
Gia cc Bn vi nhau, Nh thu gi bn quyn v cc quyn s hu tr tu khc i
vi cc ti liu ca Nh thu, bn v v cc ti liu thit k khc do (hoc thay mt)
Nh thu lm.
Nh thu c xem nh (bng cch k Hp ng) cp cho Ch u t t mt Giy
php c th chuyn nhng, khng c thi hn chm dt, khng c quyn, khng
phi tr tin bn quyn, v vic sao chp, s dng v thng tin cc ti liu ca Nh
thu, bao gm c tin hnh v s dng cc ci tin. Giy php ny phi:
(a) p dng trong sut qu trnh hot ng thc t hoc d nh (d di th no
chng na) ca cc b phn lin quan n Cng trnh.
(b) giao quyn cho ai s hu mt cch thch hp cc phn lin quan n Cng
trnh; sao chp, s dng v thng tin ti liu Nh thu vi mc ch hon thnh,
vn hnh, bo tr, sa i, iu chnh, sa cha v ph d cng trnh, v
(c) trng hp ti liu Nh thu dng chng trnh my tnh v phn mm khc,
cho php h s dng trn bt c my tnh no trn cng trng v cc ni khc
nh tr tnh c th trong Hp ng, k c vic thay my tnh do Nh thu
cp.
Ti liu ca Nh thu v cc ti liu thit k khc do Nh thu (hoc do i din ca
mnh) thc hin. Nu Nh thu khng ng , Ch u t (hoc i din ca mnh)
khng c s dng, sao chp hoc thng tin cho bn th 3 v mc ch khc vi
nhng mc ch cho php trong Khon ny.
Gia cc bn, Ch u t gi bn quyn v cc quyn s hu tr tu khc v Cc Yu
cu ca Ch u t v cc ti liu khc do Ch u t hoc do i din ca Ch u t
lm ra. Nh thu c th, bng chi ph ca mnh, sao chp, s dng v nhn thng tin v
nhng ti liu ny v mc ch ca Hp ng. Nu khng c s ng ca Ch u
t, Nh thu s khng c sao chp, s dng hoc thng tin nhng ti liu cho bn
th 3, tr khi iu l cn thit v mc ch ca Hp ng.
Nh thu phi cung cp tt c cc thng tin b mt v cc thng tin khc khi Nh t vn
yu cu mt cch hp l iu tra v xc nh vic tun th Hp ng ca Nh thu.
1.13 Tun th lut php
Nh thu, khi thc hin Hp ng, phi tun th Lut hin hnh. Tr phi c quy nh
khc trong iu kin ring.
(a) Ch u t phi c hoc s phi c giy php quy hoch, phn vng hoc giy
php tng t cho cng trnh vnh cu, v cc giy php khc c m t trong
Yu cu ca Ch u t nh Ch u t c hoc s c; v Ch u t phi
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bi thng v gnh chu thit hi cho Nh thu v hu qu ca sai st do mnh
gy ra.
(b) Nh thu phi thng bo, np tt c cc loi thu, l ph, ph v c tt c giy
php v ph chun, theo Lut nh lin quan n thit k, thi cng v hon
thnh cng trnh v sa cha sai st, v Nh thu phi bi thng v gnh chu
thit hi cho Ch u t nhng hu qu do sai st ca mnh.
Nu Nh thu thit lp (theo lut hin hnh) mt lin doanh, tp on hoc nhm hp
tc gm hai ngi hoc nhiu hn.
(a) nhng ngi ny phi c ng trch nhim v a trch nhim i vi Ch u
t thc hin Hp ng.
(b) nhng ngi ny phi thng bo vi Ch u t v ngi ng u ca h, l
ngi s c thm quyn lin kt Nh thu v tng ngi trong s nhng ngi
ny; v
(c) Nh thu khng c thay i thnh phn hoc t cch php l ca mnh nu
khng c s ng ca Ch u t.

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2. CH U T
2.1 Quyn tip cn cng trng
Ch u t phi cho Nh thu quyn tip cn v s hu ton b cc phn ca cng
trng trong sut thi gian (hoc nhng thi gian) nh quy nh trong Ph lc H
s d thu. Quyn v vic s hu c th khng ch dnh ring cho Nh thu. Nu trong
Hp ng Ch u t c yu cu phi cho (Nh thu) quyn s hu bt k nn
mng, kt cu, thit b hoc phng tin tip cn cng trng, Ch u t phi thc
hin iu ny trong thi gian v theo cch thc quy nh trong phn Yu cu ca Ch
u t. Tuy nhin, Ch u t c th gi li, cha cho bt k quyn no nh vy hoc
quyn s hu cho ti khi no nhn c Bo lnh thc hin.
Nu khng quy nh thi gian trong Ph lc H s d thu, Ch u t phi cho Nh
thu quyn tip cn v quyn s hu cng trng trong khong thi gian yu cu
Nh thu c th thc hin ng theo chng trnh trnh theo Khon 8.3 [Chng
trnh tin ].
Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph do Ch u t khng cho
Nh thu nhng quyn hoc s hu trong thi gian nh vy, Nh thu phi thng bo
cho Nh t vn v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] yu cu:
(a) ko di thi gian b cho s chm tr ny, nu vic hon thnh b chm hoc s
b chm, theo Khon 8.4 [Gia hn thi gian hon thnh],
(b) c thanh ton chi ph pht sinh cng vi li sut hp l, c tnh vo Gi
hp ng.
Sau khi nhn c thng bo ny, Nh t vn phi thc hin theo Khon 3.5 [Quyt
nh] nht tr hoc quyt nh vn ny.
Tuy nhin, nu v trong phm vi m vic Ch u t khng cho php nhng quyn y
cho Nh thu l do sai st hoc s chm tr ca Nh thu, bao gm mt sai st, hoc
chm tr trong vic np bt c ti liu no ca Nh thu, th Nh thu s khng c
quyn hng vic gia hn thi gian, chi ph hoc li nhun nh vy.
Ch u t phi (trng hp v th lmc iu ny) h tr hp l cho Nh thu
theo yu cu ca Nh thu:
(a) c c bn sao cc b Lut ca nc s ti lin quan n Hp ng m Nh
thu cha c, v
(b) v vic xin giy php hoc giy chp thun m Lut nc s ti yu cu, gm
nhng loi:
(i) Nh thu c i hi phi c theo Khon 1.13 [Tun th lut php]
(ii) cung cp hng ha, bao gm thng qua th tc hi quan, v
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(iii) xut cc thit b ca Nh thu khi a chng i khi cng trng.
Ch u t phi chu trch nhim m bo ngi ca Ch u t v cc Nh thu khc
ca Ch u t trn cng trng:
(a) hp tc vi s n lc ca Nh thu theo Khon 4.6 [Hp tc]
(b) hnh ng tng t nh nhng g yu cu Nh thu thc hin theo im (a), (b)
v (c) ca Khon 4.8 [Nhng quy nh v an ton] v theo Khon 4.18 [Bo v
mi trng].
Ch u t phi trnh, trong vng 28 ngy sau khi nhn c bt k yu cu no ca
Nh thu, bng chng hp l l thu xp ti chnh c thc hin v ang c duy
tr, iu s to iu kin cho Ch u t c th thanh ton Gi Hp ng (nh d
ton ti thi im ) theo iu 14 [Gi Hp ng v thanh ton], nu Ch u t d
nh thc hin nhng thay i c th no i vi vic thu xp ti chnh th Ch u
t phi thng bo cho Nh thu cc chi tit c th.
Nu Ch u t t xt thy mnh c quyn i vi bt k thanh ton no theo bt c
iu no ca nhng iu kin ny hoc cc quy nh khc lin quan n Hp ng,
v/hoc i vi vic ko di thi gian thng bo sai st, Ch u t hoc Nh t vn
phi thng bo i vi cc khon thanh ton ng hn theo Khon 4.19 [in, nc v
kh t] theo Khon 4.20 [Thit b ca Ch u t v vt liu cp t do] hoc cc dch
v khc do Nh thu yu cu.
Phi thng bo cng c tnh hin thc cng tt sau khi Ch u t nhn thy vn
hoc tnh trng dn ti khiu ni. Thng bo v vic ko di Thi hn thng bo sai st
phi c thc hin trc khi ht hn thi gian thng bo.
Cc thng tin chi tit phi xc nh c th iu hoc c s khiu ni khc, v phi bao
gm minh chng ca s tin v/hoc s ko di m Ch u t t cho mnh c quyn
c hng lin quan n Hp ng. Nh t vn sau phi tin hnh theo Khon 3.5
[Quyt nh] nht tr hoc quyt nh (i) s tin (nu c) m Ch u t c quyn
c Nh thu thanh ton v/hoc (ii) ko di (nu c) Thi hn thng bo sai st theo
Khon 11.3 [Ko di thi hn thng bo sai st].
S tin ny c th s c a ra vo thnh mt khon tr i trong Gi hp ng v
Chng ch thanh ton. Ch u t ch c quyn tr hoc gim s tin tr tng s
c xc nhn trong Chng ch thanh ton, hoc theo mt khiu ni no khc i vi
Nh thu theo Khon ny.

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3. NH T VN
3.1 Nhim v v quyn hn ca Nh t vn
Ch u t phi ch nh Nh t vn, l ngi s thc hin cc nhim v c giao
trong Hp ng. Ngi ca Nh t vn phi l nhng k s c trnh thch hp v
nhng cn b chuyn mn khc c trnh thc hin cc nhim v ny.
Nh t vn khng c quyn sa i Hp ng.
Nh t vn c th thc hin cc thm quyn c dnh cho mnh nh quy nh c
th trong Hp ng hoc p dng mt cch cn thit theo Hp ng. Nu Nh t vn
cn phi c s ph duyt ca Ch u t trc khi thc hin mt thm quyn c th,
cc Yu cu ny phi c quy nh nh trong iu kin ring. Ch u t cam kt s
khng p t thm nhng g p i vi thm quyn ca Nh t vn, tr nhng g tha
thun vi Nh thu.
Tuy nhin, bt c khi no Nh t vn thc hin mt thm quyn c th m cn c s
ph duyt ca Ch u t, th (v mc ch ca Hp ng) coi nh Ch u t chp
thun.
Tr phi c nu khc i trong iu kin ny, th:
(a) mi khi thc thi nhim v hoc thc hin mt quyn hn c xc nh c
th hoc bao hm trong Hp ng, Nh t vn c xem l lm vic cho Ch
u t.
(b) Nh t vn khng c quyn gim bt bt k nhim v, ngha v hoc trch
nhim no theo Hp ng cho mt bn no, v
(c) bt k s chp thun, kim tra, xc nhn, ng , xem xt, thm tra, ch dn,
thng bo, xut, yu cu, th hoc hnh ng tng t no ca Nh t vn
(bao gm c trng hp khng c s phn i) cng khng h min cho Nh
thu khi bt k trch nhim no theo Hp ng, bao gm c trch nhim i
vi cc sai st, b st, khng nht qun v khng tun th ng.
3.2 y quyn ca Nh t vn
i khi Nh t vn c th phn cng nhim v v y nhim quyn hn cho cc tr l,
v cng c th hy b s phn cng hoc y quyn . Nhng ngi tr l ny ca
Nh t vn c th l mt k s thng tr v/hoc gim st vin c lp c ch nh
gim st v/hoc th cc hng mc thit b v/hoc vt liu. S phn cng, y
quyn hoc hy b s phn cng, y quyn ca Nh t vn phi th hin bng vn bn
v ch c hiu lc khi no c hai Bn nhn c cc vn bn . Tuy nhin, tr phi c
s tha thun khc ca hai Bn, Nh t vn s khng y quyn quyt nh bt k
vn g theo Khon 3.5 [Quyt nh].
Nhng ngi tr l phi l nhng ngi c trnh ph hp, c trnh thc hin
cc nhim v v nhng quyn hn c giao, ng thi phi thng tho ngn ng giao
tip nh xc nh ti Khon 1.4 [Lut v Ngn ng].
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Mi ngi tr l c giao vic hoc y quyn ch c y quyn hng dn cho
Nh thu chng mc quyn hn quy nh. Bt k s chp thun, kim tra, xc nhn,
ng , xem xt, gim st, ch dn, thng bo, xut, kin ngh, kim nh hoc hnh
ng tng t no ca ngi tr l, ph hp vi s y quyn, u c hiu lc nh
hnh ng ca Nh t vn thc hin. Tuy nhin:
(a) bt k mt s tht bi no trong vic khng chp thun mt cng vic, thit b
hoc vt liu no , s khng c ngha l s ph duyt v, do vy, s khng
phng hi n quyn ca Nh t vn trong vic bc b cng vic, thit b,
hoc vt liu ;
(b) nu Nh thu c iu g hoi nghi i vi mt quyt nh hoc ch dn no ca
tr l th Nh thu c th nu vn vi Nh t vn, l ngi s nhanh
chng khng nh, o ngc hoc bin i quyt nh hoc ch dn .
3.3 Ch dn ca Nh t vn
Nh t vn c th a ra cho Nh thu (bt c lc no) nhng hng dn cn thit
thc hin Cng trnh v sa cha mi sai st, tt c phi ph hp Hp ng. Nh thu
s ch thc hin hng dn ca Nh t vn, hoc ca ngi tr l, c y quyn thch
hp theo Khon ny. Nu hng dn dn n mt bin i th p dng iu 13 [Bin
i v iu chnh]
Nh thu phi tun th theo ch dn do Nh t vn hoc ngi tr l c y quyn,
i vi bt c vn no c lin quan n Hp ng. Ch dn phi c a ra bng
vn bn.
3.4 Thay T vn
Nu Ch u t nh thay Nh t vn, Ch u t trong vng khng t hn 42 ngy
trc ngy d nh thay th phi thng bo cho Nh thu bit tn, a ch, kinh nghim
thch hp ca Nh t vn nh thay. Ch u t khng c thay th Nh t vn bng
mt ngi m Nh thu a ra l do phn i hp l bng cch thng bo cho Ch u
t, vi cc thng tin chng minh c th.
3.5 Quyt nh
Bt k khi no iu kin ny quy nh rng Nh t vn phi thc hin theo Khon 3.5
ng hay quyt nh vn , Nh t vn phi trao i vi tng Bn c gng i
n tha thun. Nu khng t c tha thun, Nh t vn phi a ra mt quyt nh
khch quan ph hp vi Hp ng, vi s xem xt k tt c cc bi cnh lin quan.
Nh t vn phi thng bo cho hai Bn tng tha thun hoc quyt nh vi cc thng
tin c th chng minh. Mi bn phi c gng tn trng hiu lc ca mi tha thun
hoc quyt nh, tr phi hoc cho ti khi c r sot theo iu 20 [Khiu ni, Tranh
chp v Trng ti].

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4. NH THU
Nh thu phi thit k, thi cng v hon thnh cng trnh theo Hp ng, v phi sa
cha bt k sai st no trong cng trnh. Khi hon thnh, cng trnh phi ng theo
mc ch d nh nh xc nh trong Hp ng.
Nh thu phi cung cp thit b, my mc v cc ti liu ca Nh thu c nu trong
Hp ng, v ton b ngi ca Nh thu, hng ha, vt liu tiu dng, nhng th
khc v dch v bt k l tm thi hoc lu di c yu cu trong v cho thit k, thi
cng, hon thnh v sa cha sai st.
Cng trnh ny phi bao gm tt c cng vic cn thit p ng cc yu cu ca
Ch u t, xut v tin ca Nh thu, hoc c cp n trong Hp ng v
tt c cc cng vic (k c khng c nu trong Hp ng) cn thit n nh hoc
an ton v vn hnh tt Cng trnh.
Nh thu phi chu trch nhim v s tho ng, n nh v an ton cho vic hot ng
trn cng trng, cc phng php xy dng v ton b cng trnh.
Bt k lc no Nh t vn yu cu, Nh thu phi trnh cc chi tit ca vic b tr v
cc phng php m Nh thu xut p dng cho vic thi cng cng trnh. Khng
c thay i ng k nhng s b tr v cc phng php nu khng thng bo trc
cho Nh t vn.
4.2 Bo lnh thc hin
Nh thu (bng chi ph ca mnh) phi c c Bo lnh thc hin v s lng v loi
tin t xc nh trong Ph lc ca H s d thu thc hin ng Hp ng. Nu
khng quy nh s lng c th trong Ph lc H s d thu, s khng p dng Khon
ny.
Nh thu phi gi Bo lnh thc hin cho Ch u t trong vng 28 ngy sau khi nhn
c Th chp thun trng thu, v phi gi mt bn sao cho Nh t vn. Bo lnh
thc hin phi do mt th nhn cp v phi l t trong mt nc (hoc php quyn
khc) cp v c Ch u t chp thun, v phi theo mu ph lc iu kin ring
hoc theo mu khc c Ch u t chp thun.
Nh thu phi m bo rng Bo lnh thc hin c gi tr v hiu lc ti khi Nh thu
thi cng, hon thnh xong cng trnh v sa cha xong cc sai st. Nu cc iu
khon ca Bo lnh thc hin nu r ngy ht hn v Nh thu cha c php nhn
Chng nhn thc hin vo thi im 28 ngy trc ngy ht hn, Nh thu s phi gia
hn gi tr ca Bo lnh thc hin cho ti khi cng vic c hon thnh v mi sai
st c sa cha xong.
Ch u t khng c i thanh ton tin Bo lnh thc hin ngoi tr s tin m
Ch u t c quyn hng theo Hp ng trong trng hp:
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(a) Nh thu khng gia hn c hiu lc ca Bo lnh thc hin nh m t
on trn, trong trng hp Ch u t c th i ton b s tin ca Bo
lnh thc hin.
(b) Nh thu khng tr cho Ch u t khon n nh Nh thu phi tr nh tha
thun hoc c xc nh theo Khon 2.5 [Khu ni ca Ch u t] hoc theo
iu 20 [Khiu ni, Tranh chp v Trng ti] trong vng 42 ngy sau khi tha
thun hoc quyt nh phi tr.
(c) Nh thu khng sa cha nhng sai st trong vng 42 ngy sau khi nhn c
thng bo ca Ch u t yu cu sa cha sai st, hoc
(d) Trng hp cho php Ch u t c chm dt Hp ng theo Khon 15.2
[Ch u t chm dt Hp ng], bt k c thng bo chm dt hay cha.
Ch u t phi bi thng v gnh chu nhng thit thi cho Nh thu v nhng h
hng, tn tht, v chi ph (bao gm chi ph v l ph php l) do vic khiu ni v Bo
lnh thc hin gy nn phm vi m Ch u t khng c php khiu ni.
Ch u t phi tr li Bo lnh thc hin cho Nh thu trong vng 21 ngy sau khi
nhn c mt bn sao Chng ch nghim thu.
4.3 i din Nh thu
Nh thu phi ch nh i din Nh thu v y quyn cho ngi ny hnh ng thay
mt Nh thu trong Hp ng.
Tr phi i din Nh thu c nu tn trong Hp ng, trc ngy khi cng Nh
thu phi np cho Nh t vn tn v cc chi tit ca ngi m Nh thu ngh lm
i din ca Nh thu c xem xt v ng . Nu ngi ny khng c chp
thun hoc sau b gt b hoc nu ngi c b nhim khng m bo hot ng
vi t cch l ngi i din Nh thu th, mt cch tng t, Nh thu phi trnh tn
v cc thng tin chi tit ca ngi i din khc thch hp cho v tr ny.
Nu khng c s ng trc ca Nh t vn, Nh thu khng c bi nhim i
din Nh thu hoc b nhim ngi khc thay th.
i din Nh thu phi c dnh ton b thi gian ch o vic thc hin Hp
ng ca Nh thu. Nu i din Nh thu buc phi vng mt tm thi ti hin
trng trong thi gian thi cng cng trnh th phi b nhim ngi thay th thch hp
vi s nht tr t trc ca Nh t vn v phi thng bo kp thi cho Nh t vn.
i din ca Nh thu, thay mt Nh thu, phi tip nhn cc ch dn theo Khon 3.3
[Ch dn ca Nh t vn]
i din Nh thu c th y nhim quyn hn, chc nng v thm quyn cho bt c
ngi no c nng lc v c th hy b vic y thc ny vo bt c thi im no.
Vic y thc hoc hy b s ch c hiu lc khi Nh t vn nhn c thng bo trc
do i din Nh thu k, nu tn ngi ny v quy nh quyn hn, chc nng v thm
quyn c giao hoc hy b.
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i din Nh thu v nhng ngi ny phi thng tho ngn ng giao tip c xc
nh ti Khon 1.4 [Lut v Ngn ng].
4.4 Nh thu ph
Nh thu khng c giao cho thu ph ton b cng trnh.
Nh thu phi chu trch nhim v mi hot ng hoc sai st ca thu ph, cc i
din hoc nhn vin ca h nh th l hnh ng hoc sai st ca Nh thu, tr phi
c quy nh khc trong iu kin ring:
Khng yu cu Nh thu phi ng ngi cung cp vt liu hoc i vi mt hp
ng thu ph m thu ph ca hp ng ny c tn trong Hp ng.
Phi c s ng trc ca Nh t vn i vi cc Nh thu ph c xut khc;
v
Nh thu phi thng bo cho Nh t vn trong vng 28 ngy trc ngy d nh bt
u thc hin mi cng vic ca Nh thu ph v ngy bt u thc hin cng trnh
ny trn cng trng.
4.5 Nh thu ph c c
Trong Khon ny, Nh thu ph c c l mt thu ph m Nh t vn, theo
iu 13 [Bin i v iu chnh], ch dn cho Nh thu thu lm nh mt thu ph.
Nh thu khng c ngha v phi thu mt thu ph c c m Nh thu khng
ng mt cch hp l bng cch thng bo cho Nh t vn cnh nhanh cng tt vi
cc chi tit chng minh.
4.6 Hp tc
Nh c quy nh trong Hp ng hoc theo ch dn ca Nh t vn, Nh thu
phi to cc c hi thch hp vic thc hin cng vic i vi:
(a) nhn lc ca Ch u t,
(b) cc Nh thu khc do Ch u t thu, v
(c) cc nhn vin ca nhng c quan Nh nc c quyn lc hp php l nhng
ngi c th c thu thc hin cng vic khng c trong Hp ng trn
hoc gn cng trng.
Bt c s ch dn no nh th s dn n s Bin i nu v mt mc no s
lm cho Nh thu phi chu cc chi ph khng lng trc c. Cc dch v cho
nhng ngi ny v cho cc Nh thu khc c th bao gm vic s dng thit b ca
Nh thu, cc cng trnh tm hoc vic b tr ng vo cng trng l trch nhim
ca Nh thu.
Nh thu phi chu trch nhim v cc hot ng thi cng xy lp ca mnh trn cng
trng, v phi phi hp cc hot ng ca mnh vi hot ng ca cc Nh thu khc
phm vi (nu c) c nu r trong Yu cu ca Ch u t.
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Theo Hp ng, nu Ch u t c yu cu giao cho Nh thu quyn s dng bt c
nn mng, kt cu, nh xng hoc phng tin tip cn no theo ti liu ca Nh
thu, Nh thu phi np nhng ti liu ny cho Nh t vn vo thi gian v theo th
thc quy nh trong cc Yu cu ca Ch u t.
4.7 nh v cc mc
Nh thu phi nh v cng trnh theo cc im gc, tuyn v cao trnh tham chiu
c xc nh trong Hp ng hoc do Nh t vn cung cp. Nh thu phi chu trch
nhim nh v ng ton b cc hng mc ca cng trnh v phi sa cha bt k v sai
st no v v tr, cao trnh, kch thc hoc cn tuyn ca cng trnh.
Ch u t s phi chu trch nhim v bt c sai st no ca nhng hng mc tham
chiu c quy nh c th hoc c thng bo, nhng Nh thu phi c gng
kim tra chnh xc trc khi s dng chng
Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph trong thi cng do sai st
trong nhng hng mc tham chiu ny, v mc d l mt Nh thu c kinh nghim v
bng mi cch khng th (mt cch hp l) pht hin ra sai st ny v trnh s
chm tr v/hoc tn thm chi ph th Nh thu phi thng bo cho Nh t vn v c
quyn theo Khon 20.1 [Khiu ni ca Nh thu] yu cu:
(a) gia hn thi gian b cho mi s chm tr , nu vic hon thnh b tr hon
hoc s b tr hon, theo Khon 8.4 [Gia hn thi gian hon thnh]
(b) thanh ton cc chi ph cng vi li nhun hp l v s c tnh vo Gi hp
ng.
Sau khi nhn c thng bo, Nh t vn phi thc hin theo Khon 3.5 [Quyt nh]
thng nht hoc quyt nh (i) liu v (nu c) mc no m sai st khng
th c pht hin, v (ii) vn c m t trong im (a) v (b) trn c lin quan
n mc ny hay khng.
Nh thu phi:
(a) tun th tt c quy nh an ton hin hnh,
(b) quan tm ti s an ton cho tt c nhng ngi c php c mt trn cng
trng,
(c) n lc bng mi bin php hp l m bo cng trng v cng trnh gn
gng nhm trnh gy nguy him cho nhng ngi ny,
(d) m bo c hng ro, chiu sng, bo v v coi sc cng trnh cho ti khi hon
thnh v bn giao theo iu 10 [Nghim thu bn giao ca Ch u t], v
(e) cung cp cc cng trnh tm (gm ng x, ng i b, trm gc v hng
ro) cn thit cho thc hin cng trnh s dng v bo v cng chng v cc
ch s hu v ngi ang c tr cc khu t ln cn.
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4.9 m bo cht lng
Nh thu phi xy dng mt h thng m bo cht lng tun th yu cu ca Hp
ng. H thng ny phi thch hp vi cc chi tit nu trong Hp ng. Nh t vn
c quyn kim tra bt c khu no ca h thng.
Chi tit ca tt c cc th tc v ti liu chng minh s ph hp phi c np cho
Nh t vn thng tin trc khi bt u mi giai on thit k v thi cng. Khi bt c
ti liu k thut no c gi cho Nh t vn, bng chng ca vic chp thun t trc
ca Nh thu phi c th hin trn chnh ti liu .
S ph hp vi h thng bo m cht lng khng lm gim bt i bt k nhim v,
ngha v hoc trch nhim no ca Nh thu theo Hp ng.
Ch u t phi c sn thng bo cho Nh thu, trc Ngy hn, ton b cc s liu
lin quan m Ch u t c v iu kin ngm di t v thy vn ti cng trng,
gm c v mt mi trng. Tng t nh vy, Ch u t phi c sn cho Nh thu tt
c s liu m Ch u t c c sau Ngy hn. Nh thu phi chu trch nhim hiu
thu c ton b cc s liu ny.
mc c th c (c tnh n chi ph v thi gian), Nh thu phi c coi l
c c tt c cc thng tin cn thit lin quan n ri ro, bt trc v cc iu kin
khc c th nh hng n H s d thu hoc cng trnh. mc nh vy, Nh
thu phi c coi nh xem xt v thm tra cng trng, khu vc xung quanh cng
trng, cc s liu nu trn v thng tin khc v phi hon tt xong trc khi np H
s d thu cng nh cc vn lin quan, bao gm (khng hn ch):
(a) hnh th v tnh cht cng trng, bao gm c cc iu kin ngm di t;
(b) iu kin kh hu v thy vn;
(c) phm vi v tnh cht cng vic v hng ha cn thit thc hin v hon
thnh cng trnh v sa cha sai st;
(d) Lut, th tc v cc quy nh lao ng ca nc s ti, v
(e) yu cu v ng vo, n , c s vt cht, nhn vin, in, giao thng, nc
v cc dch v khc.
4.11 Tnh cht y ca Gi hp ng
Nh thu c coi l :
(a) c tha mn v s chnh xc v y ca Gi Hp ng c chp nhn,
v
(b) tnh ton Gi hp ng c chp nhn da trn c s d liu, s din gii, cc
thng tin cn thit, gim nh, xem xt v s tha mn v tt c cc vn c
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lin quan c tham chiu ti Khon 4.10 [D liu v cng trng] v bt c
s liu lin quan ti thit k ca Nh thu.
Tr phi c quy nh khc trong Hp ng, gi Hp ng c chp nhn bao gm
ton b ngha v ca Nh thu theo Hp ng (bao gm c cc ngha v theo tin tm
ng, nu c) v ton b nhng th cn thit thit k, thc hin v hon thnh tt
cng trnh v sa cha cc sai st.
4.12 iu kin vt cht khng lng trc c
Trong Khon ny, cc iu kin vt cht l iu kin vt cht t nhin v nhn to,
cht gy nhim v nhng cn tr vt cht khc m Nh thu gp phi ti cng trng
khi thi cng, bao gm cc iu kin ngm di t v iu kin thy vn nhng khng
gm iu kin kh hu.
Nu Nh thu gp phi cc iu kin vt cht bt li m khng lng trc c, Nh
thu phi thng bo ngay cho Nh t vn.
Thng bo phi m t iu kin vt cht Nh t vn c th kim nh chng v phi
a ra l do ti sao Nh thu cho rng nhng iu kin vt cht ny l khng th lng
trc c. Nh thu phi tip tc thi cng cng trnh, s dng cc bin php hp l,
ph hp vi cc iu kin vt cht, v phi tun th ch dn ca Nh t vn. Nu ch
dn to ra s bin i th s p dng iu 13 [Bin i v iu chnh].
Nu v chng mc no m Nh thu gp phi iu kin vt cht khng lng
trc c, c thng bo v vic v nu b chm tr v/hoc chu chi ph do cc
iu kin ny gy nn, th Nh thu c hng quyn theo Khon 20.1 [Khiu ni
ca Nh thu] i:
(a) ko di thi gian cho s chm tr ny, nu vic hon thnh cng trnh b hoc
s b chm theo Khon 8.4 [Gia hn thi gian hon thnh ], v
(b) thanh ton cc chi ph, c tnh vo Gi hp ng.
Sau khi nhn c thng bo v thm tra v/hoc iu tra nhng iu kin vt cht
ny, Nh t vn phi theo Khon 3.5 [Quyt nh] nht tr hoc xc nh (i) liu v
(nu c) mc no nhng iu kin vt cht l khng th lng trc, v (ii) cc
vn c m t trong im (a) v (b) trn lin quan n mc ny.
Tuy nhin, trc khi thng nht hoc xc nh ln cui cng chi ph pht sinh theo
im (ii), Nh t vn c th xem xt liu nhng iu kin vt cht khc cc hng
mc tng t ca cng trnh (nu c) li t ra thun li hn l c th c nhn thy
mt cch hp l trc khi Nh thu np thu. Nu v chng mc no m gp
c nhng iu kin thun li hn th Nh t vn c th tin hnh theo Khon 3.5
[Quyt nh] ng hoc quyt nh gim bt chi ph pht sinh do nhng iu kin
ny, c coi l phn khu tr trong Gi hp ng v Chng ch thanh ton. Tuy
nhin, hiu qu thc ca vic iu chnh theo im (b) v phn khu tr cho ton b
iu kin vt cht xy ra trong cc hng mc tng t ca cng trnh s khng c
dn n mt s gim gi thc trong Gi hp ng.
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Nh t vn c th xem xt bt k bng chng no v nhng iu kin vt cht c
Nh thu lng trc khi np H s d thu, c th do Nh thu lm sn nhng s
khng b gii hn bi nhng bng chng ny.
4.13 Quyn v i ng v phng tin
Nh thu phi chu ton b chi ph v l ph cho cc quyn v ng i li chuyn
dng v/hoc tm thi m Nh thu cn c, bao gm li vo cng trng. Nh thu, t
mnh v bng ri ro v chi ph ca mnh, cng phi c cc c s vt cht khc bn
ngoi Cng trnh m Nh thu c th cn v mc ch ca cng trnh.
4.14 Trnh can thip
Nh thu phi khng c can thip mt cch khng cn thit hoc khng thch hp
vo:
(a) s thun tin ca cng chng; hoc
(b) vic tip cn, s dng v chim lnh ton b ng i, va h bt k n l cng
cng hay thuc quyn kim sot s hu ca Ch u t hoc nhng ngi khc
Nh thu phi bi thng v m bo cho Ch u t khng b mi thit hi gy ra do
tt c cc h hng, tn tht v chi ph (bao gm cc l ph v chi ph php l) do bt k
s can thip khng cn thit v khng ph hp no gy ra.
4.15 ng vo cng trng
Nh thu phi c coi l tha mn v s c sn v ph hp ca cc tuyn ung
ti cng trng. Nh thu phi n lc hp l trnh lm h hng ng hoc cu do
vic s dng i li ca Nh thu hoc ngi ca Nh thu gy ra. Nhng n lc ny
phi bao gm c vic s dng ng cc phng tin v tuyn ng thch hp.
Tr phi c quy nh khc trong cc iu kin ny:
(a) Nh thu (trong quan h gia cc bn) s phi chu trch nhim bo dng nu
Nh thu c yu cu khi s dng cc tuyn ng ;
(b) Nh thu phi cung cp cc bin hiu, bin ch dn cn thit dc tuyn ng
v phi xin php nu cc c quan lin quan yu cu cho vic s dng cc tuyn
ng, bin hiu, bin ch dn;
(c) Ch u t khng chu trch nhim v bt c khiu ni no c th ny sinh t
vic s dng hoc cc vic lin quan khc i vi cc tuyn ng i li;
(d) Ch u t khng bo m s thch hp hoc sn c cc tuyn ng ring bit
no, v
(e) chi ph do s khng thch hp hoc khng c sn cc tuyn ng vo cho yu
cu s dng ca Nh thu, s do Nh thu chu.

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4.16 Vn chuyn Hng ha
Tr phi c quy nh khc trong iu kin ring:
(a) Nh thu phi thng bo cho Nh t vn khng mun hn 21 ngy trc ngy
m mi thit b hoc hng mc hng ha chnh khc c vn chuyn ti cng
trng;
(b) Nh thu phi chu trch nhim v vic ng gi, xp hng, vn chuyn, tip
nhn, d hng, lu kho v bo v ton b hng ha v cc vt dng khc cn
thit cho cng trnh, v
(c) Nh thu phi bi thng v gnh chu thit hi cho Ch u t i vi cc h
hng, mt mt v chi ph (k c chi ph v ph t php) do vic vn chuyn
hng ha v phi thng lng v thanh ton ton b yu cu i n b pht
sinh t vic vn ti ca h.
4.17 Thit b Nh thu
Nh thu phi chu trch nhim i vi ton b thit b Nh thu. Khi c a n
cng trnh, thit b ca Nh thu phi l dng ring cho vic thi cng cng trnh.
Nh thu khng c chuyn cc hng mc thit b chnh ca Nh thu ra khi cng
trng nu khng c s ng ca Nh t vn. Tuy nhin, khng yu cu phi c
s ng i vi phng tin vn chuyn hng ha v ngi ca Nh thu ra khi
cng trng.
4.18 Bo v mi trng
Nh thu phi thc hin cc bc hp l bo v mi trng (c trong v ngoi cng
trng) v hn ch thit hi v nh hng ti con ngi v ti sn do nhim, ting n
v cc hu qu khc do hot ng ca Nh thu gy ra.
Nh thu phi m bo rng cc kh thi, cht thi trn mt t v dng thi do hot
ng ca Nh thu khng c vt qu mc quy nh trong cc yu cu ca Ch u
t v khng c vt qu mc quy nh ca Lut hin hnh.
4.19 in, nc v kh t
Tr nhng trng hp quy nh di y, Nh thu phi chu trch nhim cung cp
in, nc v cc dch v khc Nh thu cn.
Nh thu c quyn s dng cho mc ch thi cng Cng trnh vic cung cp in, nc
v dch v khc c th c trn cng trng m cc chi tit v gi c a ra trong
cc yu cu ca Ch u t. Nh thu, t mnh phi chu ri ro v dng chi ph ca
mnh, cung cp my mc thit b cn thit s dng nhng dch v ny v o c s
lng tiu th.
S lng tiu th v s tin phi tr (theo gi c ny) cho cc dch v phi c chp
thun hoc xc nh bi Nh t vn theo Khon 2.5 [Khiu ni ca Ch u t] v
Khon 3.5 [Quyt nh]. Nh thu phi thanh ton nhng khon tin ny cho Ch u
t.
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Ch u t phi c sn cc thit b ca Ch u t (nu c) Nh thu dng cho thi cng
cng trnh theo cc chi tit, s sp xp v gi c c nu trong cc yu cu ca Ch u
t. Tr khi c quy nh khc trong cc yu cu ca Ch u t th:
(a) Ch u t phi chu trch nhim i vi thit b ca Ch u t, tr khi:
(b) Nh thu phi chu trch nhim i vi tng thit b ca Ch u t trong khi
ngi ca Nh thu vn hnh, li, iu khin, qun l hoc kim sot n.
S lng thch hp v s tin phi tr (vi gi nu) s dng thit b ca Ch u
t phi c Nh t vn ng hoc quyt nh theo Khon 2.5 [Khiu ni ca Ch
u t] v Khon 3.5 [Quyt nh]. Nh thu phi thanh ton s tin ny cho Ch u
t.
Ch u t phi cung cp, min ph, cc vt liu cung cp t do (nu c) theo cc chi
tit nu trong cc yu cu ca Ch u t. Ch u t phi chu ri ro v dng chi ph
ca mnh cung cp nhng vt t ny ti thi im v a im c quy nh trong
Hp ng. Nh thu phi kim tra bng mt nhng vt liu ny, v phi thng bo kp
thi cho Nh t vn v s thiu ht, sai st hoc khng c ca nhng vt liu ny. Tr
khi hai Bn c tha thun khc, Ch u t phi xc nh ngay s thiu ht, sai st nh
c thng bo.
Sau khi c kim tra bng mt, vt liu cp khng s phi c Nh thu bo qun v
gim st cn thn. Trch nhim kim tra, bo qun ca Nh thu khng tch Ch u
t khi trch nhim i vi s thiu ht, sai st, li khng thy r khi kim tra bng
mt.
4.21 Bo co Tin
Tr phi c quy nh khc trong iu kin ring, cc bo co tin thc hin hng
thng s c Nh thu chun b v np cho Nh t vn su bn. Bo co u tin phi
tnh t ngy khi cng n ngy cui cng ca thng u. Sau cc bo co phi
c np hng thng, mi bo co phi np trong vng 7 ngy sau ngy cui cng ca
khong thi gian lin quan.
Bo co phi lin tc cho ti khi Nh thu hon thnh ton b cng vic cn tn li ti
thi im hon thnh c nu trong Chng ch nghim thu cng trnh.
Mi bo co phi c:
(a) s v miu t chi tit tin , bao gm tng giai on thit k, ti liu ca
Nh thu, mua sm thit b, gia cng, vn chuyn ti cng trnh, thi cng, lp
dng, kim tra v vn hnh th;
(b) nh m t tnh trng gia cng ch to v tin trn cng trng
(c) i vi vic gia cng ch to hng mc chnh ca thit b v vt t, tn ca ni
sn xut, tin phn trm v ngy thc s hoc d kin:
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44
(i) bt u gia cng ch to
(ii) kim nh ca Nh thu,
(iii) kim nh, v
(iv) vn chuyn v ti cng trng;
(d) cc chi tit c m t ti Khon 6.10 [H s nhn lc v thit b ca Nh
thu]
(e) bn sao ti liu m bo cht lng, kt qu th v chng ch ca vt liu
(f) danh mc cc thay i, thng bo c a ra theo Khon 2.5 [Khiu ni ca
Ch u t] v thng bo c a ra theo Khon 20.1 [Khiu ni ca Nh
thu];
(g) s liu thng k v an ton, bao gm chi tit ca cc hot ng v cc trng
hp nguy hi lin quan n yu t mi trng v quan h cng cng; v
(h) so snh tin theo k hoch v thc t, vi chi tit ca mi s vic hoc tnh
hung c th gy nguy him cho vic hon thnh theo Hp ng, v cc bin
php ang (hoc s) c p dng khc phc s chm tr.
Tr phi c nhng quy nh khc trong iu kin ring:
(a) Nh thu phi chu trch nhim v vic khng cho php nhng ngi khng c
nhim v vo cng trng, v
(b) Hn ch s ngi c php ca Nh thu v Ch u t; v i vi nhng
ngi khc c Ch u t hoc Nh t vn thng bo cho Nh thu l ngi
c php ca cc Nh thu khc do Ch u t thu lm vic trn cng
trng.
Nh thu phi gii hn cc hot ng ca mnh trong phm vi thc hin hot ng trn
cng trng v khu vc ph m Nh thu c v c Nh t vn ng l ni lm
vic. Nh thu phi c s ch cn thit gi cho thit b ca Nh thu v nhn lc
Nh thu ch hot ng trong phm vi cng trng v cc khu vc ph v khng c
cho thit b v nhn lc ca mnh ra ngoi khu vc ln cn.
Trong thi gian thi cng cng trnh, Nh thu phi gi cho cng trng khng c cc
cn tr khng cn thit, v phi ct gi hoc xp t thit b hoc vt liu tha ca Nh
thu. Nh thu phi dn sch rc v d b cng trnh tm ra khi cng trng khi
khng cn cn na.
Sau khi Chng ch nghim thu c cp, Nh thu phi dn sch v a i tt c
thit b Nh thu, nguyn vt liu tha, ph thi xy dng, rc ri v cng trnh tm
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khi nhng b phn ca cng trng v cng trnh m c cp Chng ch nghim
thu. Nh thu phi li nhng khu vc ca cng trng v cng trnh trong trng
thi sch s v an ton. Tuy nhin, Nh thu c th li cng trng, trong giai on
thng bo sai st, nhng hng ha cn Nh thu hon thnh ngha v theo Hp
ng.
4.24 C vt
Ton b cc ha thch, ng xu, c hoc cc di vt khc hoc cc hng mc a
cht hoc kho c c tm thy trn cng trng s c t di s bo qun v
thuc thm quyn ca Ch u t. Nh thu phi ch khng cho ngi ca mnh
hoc ngi khc ly i hoc lm h hng cc vt tm thy ny.
Khi pht hin ra nhng vt ny, Nh thu phi thng bo ngay cho Nh t vn
hng dn gii quyt. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph
thc hin hng dn th Nh thu phi thng bo tip cho Nh t vn bit v c quyn
theo Khon 20.1 [Khiu ni ca Nh thu] i:
(a) ko di thi gian b cho s chm tr ny, nu vic hon thnh b hoc s b
chm theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton cc chi ph v s c tnh vo Gi hp ng.
Sau khi nhn c thng bo tip theo ny, Nh t vn phi tin hnh theo Khon 3.5
[Quyt nh] nht tr hoc quyt nh nhng vn ny.

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5. THIT K
Nh thu phi thc hin v chu trch nhim i vi thit k cng trnh. Thit k phi
do cc nh thit k c nng lc l cc k s hoc cc nh chuyn mn c trnh thc
hin, tun th cc tiu chun (nu c) c quy nh trong cc yu cu ca Ch u t.
Tr phi c quy nh khc trong Hp ng, Nh thu phi np cho Nh t vn duyt
ng tn v cc c im ca tng ngi thit k c xut v thu ph thit k.
Nh thu phi m bo rng Nh thu, nhng ngi thit k ca Nh thu v Thu ph
thit k c kinh nghim v nng lc cn thit thit k. Nh thu m bo rng
nhng ngi thit k phi c mt tham gia tho lun vi Nh t vn ti tt c cc
thi im thch hp, cho ti ngy ht hn thi gian thng bo sai st lin quan.
Khi nhn c thng bo theo Khon 8.1 [Khi cng], Nh thu phi nghin cu k
cc yu cu ca Ch u t (gm Tiu chun thit k v tnh ton, nu c) v cc hng
mc tham kho c cp ti Khon 4.7 [nh v cc mc]. Trong khong thi gian
c nu trong Ph lc H s d thu, c tnh t ngy bt u, Nh thu phi thng
bo cho Nh t vn sai st, li hoc thiu st c pht hin ra trong cc yu cu ca
Ch u t hoc nhng hng mc tham kho ny.
Sau khi nhn c thng bo, Nh t vn phi xc nh xem c p dng iu 13 [Bin
i v iu chnh] khng v phi thng bo chi Nh thu ngay. Nu v mc no
m (c tnh n chi ph v thi gian) mt Nh thu c kinh nghim lm vic cn trng
l ra c th pht hin ra sai st, li hoc thiu st khi kim tra cng trng v cc
yu cu ca Ch u t trc khi np thu, th thi hn hon thnh khng c ko di
v Gi hp ng khng c iu chnh.
5.2 Ti liu ca Nh thu
Ti liu ca Nh thu phi bao gm ti liu k thut c quy nh trong cc yu cu
ca Ch u t, ti liu yu cu p ng s ph duyt theo php quy, v ti liu m
t trong Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo
dng]. Tr phi c quy nh khc trong cc yu cu ca Ch u t, ti liu ca Nh
thu phi c vit bng ngn ng giao tip quy nh ti Khon 1.4 [Lut v ngn
ng].
Nh thu phi chun b tt c ti liu ca Nh thu v cc ti liu cn thit khc ch
dn cho ngi ca Nh thu. Ngi ca Ch u t c quyn kim tra vic chun b
cc ti liu ny bt c lc no trong lc ti liu ang c chun b.
Nu cc yu cu ca Ch u t m t cc ti liu ca Nh thu s c trnh cho Nh
t vn xem xt v/hoc chp thun th ti liu ny s c trnh cng vi thng bo
c di y. Trong cc quy nh di y ca Khon ny, (i) thi gian xem xt c
ngha l thi gian m Nh t vn cn xem xt v (nu c quy nh c th) chp
thun v (ii) cc ti liu ca Nh thu loi tr cc ti liu khng c quy nh l
cn trnh ln xem xt v/hoc chp thun.
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Tr cc quy nh khc trong cc yu cu ca Ch u t th mi thi k xem xt khng
c vt qu 21 ngy tnh t ngy Nh t vn nhn c ti liu ca Nh thu v
thng bo ca Nh thu. Thng bo ny phi nu r l ti liu ca Nh thu c
chun b sn sng xem xt (v chp thun nu c quy nh nh vy) theo Khon ny
v s dng. Thng bo cng phi nu r ti liu ca Nh thu ng vi Hp ng,
hoc phm vi m n khng lm ng c.
Nh t vn, c th, trong thi gian xem xt, s thng bo cho Nh thu rng ti liu
ca Nh thu mc no khng ng vi Hp ng. Nu mt ti liu ca Nh
thu khng ng vi Hp ng th Nh thu phi iu chnh li, trnh li xem xt li
(nu c quy nh r th chp thun) theo Khon ny v Nh thu s phi chu mi chi
ph.
Trong mi hng mc ca cng trnh, tr phi c s ng hoc chp thun trc ca
Nh t vn, phi thc hin nhng cng vic:
(a) trong trng hp mt ti liu ca Nh thu (nu quy nh r) c trnh cho
Nh t vn chp thun:
(i) Nh t vn s thng bo cho Nh thu l ti liu ca Nh thu c
chp thun, m c hoc khng c bnh lun, hoc ti liu ca Nh thu
khng ng vi Hp ng;
(ii) vic thc hin hng mc cng trnh nh vy s khng c bt u tin
hnh nu nh Nh t vn vn cha chp thun ti liu ca Nh thu;
(iii) Nh t vn s c coi nh l chp thun ti liu ca Nh thu vo
thi im ht hn thi gian xem xt cc ti liu ca Nh thu lin quan
n thit k v thi cng hng mc cng trnh , nu trc khng c
thng bo cho Nh thu nh on (i)
(b) vic thi cng hng mc cng trnh nh vy s khng c bt u trc khi ht
hn thi gian xem xt tt c cc ti liu ca Nh thu lin quan n thit k v
thi cng
(c) vic thi cng hng mc cng trnh nh vy phi theo ng nhng ti liu ca
Nh thu c xem xt ny (v chp thun nu c nu r); v
(d) Nh thu phi thng bo cho Nh t vn ngay nu Nh thu mun thay i v
thit k hoc ti liu no m trc c trnh xem xt (v nu c quy
nh th chp thun). Sau , Nh thu s trnh cc ti liu c sa i cho
Nh t vn theo ng cc th tc nu trn.
Nu Nh t vn hng dn l cn thm ti liu ca Nh thu, Nh thu s phi chun
b ngay lp tc.
Bt c s chp thun hoc tn thnh hoc xem xt no nh vy (theo Khon ny hoc
Khon khc) cng khng lm gim bt i ngha v v trch nhim ca Nh thu.

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5.3 m bo ca Nh thu
Nh thu phi m bo vic thit k, cc ti liu ca Nh thu, cng tc thi cng v
hon thnh cng trnh s phi theo ng vi:
(a) Lut ca nc s ti, v
(b) h s hnh thnh Hp ng, nh c b sung hay sa i bng cc bin
i.
5.4 Nhng tiu chun v cc quy nh k thut
Cng tc thit k, cc ti liu ca Nh thu, cng tc thi cng v hon thnh cng trnh
s phi tun th theo nhng tiu chun k thut ca nc s ti, Lut xy dng, v
Lut mi trng, cc Lut hin hnh cho cc sn phm c to ra t cng trnh, v
cc tiu chun khc c nu r trong cc yu cu ca Ch u t, c p dng cho
cng trnh hoc do cc lut hin hnh quy nh.
Tt c nhng Lut ny, i vi cng trnh v mi hng mc cng trnh phi l nhng
Lut hin hnh khi cng trnh hay hng mc c Ch u t nghim thu theo iu 10
[Nghim thu ca Ch u t]. Cc iu khon tham chiu trong Hp ng v cc tiu
chun c ban hnh s c hiu l nhng iu khon tham chiu i vi ln xut
bn c p dng vo Ngy hn, tr phi quy nh khc.
Nu nhng tiu chun c p dng c sa i hay l tiu chun mi c hiu lc
Nc s ti sau Ngy hn th Nh thu phi thng bo cho Nh t vn v (nu ph
hp) s kin ngh p dng. Trong trng hp:
(a) Nh t vn xc nh l cn phi p dng, v
(b) kin ngh p dng s dn n bin i,
Khi Nh t vn s bt u ghi mt s bin i ph hp vi iu 13 [Bin i v
iu chnh].
5.5 o to
Nh thu s tin hnh o to nhn lc ca Ch u t v vic vn hnh v bo dng
cng trnh trong phm vi c quy nh c th trong cc yu cu ca Ch u t. Nu
Hp ng nu r vic o to phi c tin hnh trc khi bn giao cng trnh, cng
trnh s khng c coi l hon thnh bn giao theo Khon 10.1. [Nghim thu cng
trnh v hng mc cng trnh] cho n khi o to c hon thnh.
5.6 Ti liu hon cng
Nh thu s chun b v kp thi cp nht mt b h s y cc ti liu hon cng
v cng tc thi cng cng trnh, ch r chnh xc cc v tr, kch c v cc chi tit ca
cng trnh xy dng nh c thi cng. Nhng ti liu ny s c gi cng
trng v c s dng ring cho nhng mc ch ca Khon ny. Nh t vn s c
cung cp 02 bn copy ca nhng h s ny trc khi tin hnh kim nh khi hon
thnh.
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Ngoi ra, Nh thu phi cung cp cho Nh t vn cc bn v hon cng ca cc cng
trnh, cho thy tt c nhng chi tit cng trnh c thc hin v trnh nhng bn v
cho Ch u t xem xt theo Khon 5.2 [Ti liu ca Nh thu]. Nh thu s nhn
c s ng ca Nh t vn v kch c ca chng, h thng tham chiu v cc chi
tit lin quan khc.
Trc khi ban hnh Chng ch nghim thu cng trnh, Nh thu s cung cp cho Nh
t vn nhng con s c th v cc loi bn sao ca cc bn hon cng theo cc yu cu
ca Ch u t. Cng trnh s khng c coi l hon thnh bn giao theo Khon
10.1 [Nghim thu cng trnh v hng mc cng trnh] cho n khi Nh t vn nhn
c nhng ti liu ny.
5.7 Hng dn vn hnh v bo dng
Trc khi tin hnh kim nh khi hon thnh, Nh thu phi cung cp cho Nh t vn
nhng ti liu hng dn vn hnh v bo dng tm thi y cc chi tit Ch
u t c th vn hnh, bo dng, tho d, lp t li, iu chnh v sa cha cc
thit b.
Cng trnh s khng c coi l hon thnh bn giao theo Khon 10.1 [Nghim thu
cng trnh v hng mc cng trnh] cho n khi Nh t vn nhn c nhng ti
liu hng dn chi tit cui cng v vn hnh v bo dng v nhng ti liu hng
dn khc c nu c th trong cc yu cu ca Ch u t cho nhng mc ch ny.
5.8 Li thit k
Nu pht hin ra trong ti liu ca Nh thu c cc li, b st, khng r rng, khng
nht qun hay khng ph hp, Ch thu phi chu mi chi ph cho vic sa cha cc
li ny cng nh cc cng trnh du cho c s chp thun hoc ng theo iu
ny.

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6.1 Tuyn m nhn vin v lao ng
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s sp xp vic
thu nhn vin v ngi lao ng, ngi a phng hay ni ngi khc v tr
lng, b tr n v i li cho h.
6.2 Mc lng v cc iu kin lao ng
Nh thu s tr mc lng v tn trng cc iu kin lao ng, khng thp hn so vi
cc mc lng v iu kin lao ng c quy nh cho cc ngh v ngnh cng
nghip trong cng vic ca ngi lao ng c thc hin. Nu khng c mc
lng hoc iu kin lao ng no c quy nh m c th p dng c th Nh
thu s p dng cc mc lng v iu kin lao ng chung a phng m cc ch
thu ngi tr cho cc ngh v ngnh cng nghip tng t nh ca Nh thu.
6.3 Nhng ngi trong b my Ch u t
Nh thu khng c tuyn m, hay toan tnh tuyn nhn vin v ngi lao ng t
trong b my ca Ch u t.
6.4 Lut lao ng
Nh thu phi tun th tt c cc Lut lao ng hin hnh c p dng cho nhn lc
ca Nh thu, bao gm c Lut lin quan n vic lm, sc khe, an ton, phc li,
nhp c, di c v tt c cc nhng quyn li hp php ca h.
Nh thu phi yu cu cc nhn cng ca mnh tun th cc Lut ang c p dng,
bao gm c nhng Lut lin quan n an ton lao ng.
6.5 Gi lao ng
Khng tin hnh lm vic trn cng trng vo nhng ngy ngh ca a phng, hoc
ngoi gi lm vic bnh thng c nu trong Ph lc ca H s d thu, tr phi:
(a) c quy nh khc trong Hp ng,
(b) c s chp thun ca Nh t vn, hoc
(c) cng vic khng th trnh c hoc cn thit phi lm bo v cho s tn ti
hoc ti sn hay s an ton ca cng trnh, trong trng hp Nh thu s
phi thng bo ngay cho Nh t vn.
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu phi cung cp
v duy tr tt c cc phng tin n v bo v sc khe cn thit cho nhn lc ca
Nh thu. Nh thu phi cung cp mi iu kin cho nhn vin ca Ch u t nh
nu trong cc yu cu ca Ch u t.
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Nh thu khng c cho php bt c nhn cng no ca Nh thu c ch tm thi
hoc vnh cu trong khu vc kt cu ca cng trnh vnh cu.
Nh thu lun lun c nhng s cn trng hp l m bo an ton v sc khe cho
nhn lc ca Nh thu. Phi hp vi cc c quan y t a phng, Nh thu phi m
bo rng cc nhn vin y t, cc phng tin cp cu, phng chm sc ngi m, dch
v cp cu phi lun lun sn sng trn cng trng v ti cc ni ca nhn lc ca
Nh thu v Ch u t, ng thi phi c s sp xp ph hp p ng cc yu cu
v v sinh, phc li cn thit v phng chng cc dch bnh.
Nh thu s ch nh mt an ton vin cng trng, chu trch nhim v m bo an
ton v phng trnh tai nn. Ngi ny phi c trnh m nhn trng trch ny,
v c quyn a ra nhng hng dn v p dng nhng bin php phng trnh tai
nn. Trong sut qu trnh thi cng cng trnh, Nh thu phi cung cp nhng g m
ngi ny cn thit thc hin trch nhim v quyn hn ny.
Nh thu s gi cho Nh t vn cc chi tit v tai nn cng sm cng tt sau khi n xy
ra. Nh thu s gi nhng giy t lin quan n tnh trng sc khe, an ton v phc
li ca ngi lao ng, thit hi v mt ti sn, nh Nh t vn yu cu mt cch
hp l.
6.8 Gim st ca Nh thu
Trong sut qu trnh thit k v thi cng cng trnh, v c thi gian cn thit sau
hon thnh cc ngha v ca Nh thu, Nh thu s c s gim st cn thit vch k
hoch, sp xp, ch o, qun l, kim tra v th nghim cng vic.
Vic gim st s c giao cho mt s lng y ngi c kin thc v ngn
ng giao tip c quy nh trong Khon 1.4 [Lut v Ngn ng] v v cc hot ng
s c tin hnh (bao gm c cc phng php v cc k thut cn thit, nhng kh
khn c th s gp phi v nhng bin php phng tai nn) tha mn yu cu
cng trnh cng nh vic thi cng cng trnh c an ton.
6.9 Nhn lc Nh thu
Nhn lc ca Nh thu phi c trnh chuyn mn, k nng v kinh nghim ph hp
tng xng v ngh nghip, cng vic lm ca mnh. Nh t vn c th yu cu Nh
thu sa thi (hay tc ng sa thi) bt c nhn cng no cng trng hay cng
trnh, k c i din ca Nh thu nu nhng ngi :
(a) khng khng gi thi sai tri hoc thiu cn thn,
(b) thc hin nhim v mt cc thiu nng lc hoc cu th,
(c) khng tun th bt k iu khon no ca Hp ng, hoc
(d) c lm nhng vic gy phng hi n an ton, sc khe hoc bo v mi
trng.
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Nu ng nh vy, Nh thu s b nhim (hoc buc phi b nhim) mt ngi khc
thch hp thay th.
6.10 Bo co v nhn lc v thit b Nh thu
Nh thu phi trnh cho Nh t vn nhng chi tit v s lng tng cp hng nhn vin
ca Nh thu v ca mi loi thit b ca Nh thu c trn cng trng. Cc chi tit s
c trnh ln hng thng, theo biu mu m Nh t vn quy nh, cho n khi Nh
thu hon thnh tt c cc cng vic cn d dang vo ngy hon thnh cng trnh
c nu trong Chng ch nghim thu cng trnh.
6.11 Hnh vi gy ri
Nh thu phi lun lun cn trng trnh bt k cc hnh vi, phm lut gy ri hoc
mt trt t no do nhn vin ca Nh thu gy ra v gi s bnh n v bo v s
yn bnh cho con ngi v ti sn trn v gn cng trng.

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7.1 Cch thc thc hin
Nh thu s thc hin vic ch to thit b, sn xut v gia cng cc vt liu v tt c
cc cng vic thi cng cng trnh:
(a) theo cch thc (nu c) c nu ra trong Hp ng,
(b) vi mt tay ngh thnh tho v mt cch cn thn, ph hp vi cch lm thc
t c tha nhn, v
(c) vi cc phng tin trang b ph hp v cc vt liu khng nguy him, tr phi
c quy nh khc trong Hp ng.
7.2 Mu m
Nh thu phi np cc mu vt liu v cc thng tin cn thit sau y cho Nh t vn
xem xt theo cc th tc cho ti liu ca Nh thu c miu t trong Khon 5.2 [Ti
liu ca Nh thu]:
(a) cc mu vt liu tiu chun ca nh sn xut v cc mu m khc c nu c
th trong Hp ng, v Nh thu phi chu mi chi ph, v
(b) cc mu b sung Nh t vn yu cu nh l mt bin i.
Tng mu phi c gn nhn hiu v xut x v vic s dng c d kin trong
cng trnh.
7.3 Gim nh
Ngi ca Ch u t trong mi thi im thch hp s:
(a) c quyn vo tt c cc ni trn cng trng v cc ni khai thc nguyn
vt liu t nhin, v
(b) trong qu trnh sn xut, gia cng, ch to v xy dng ( trn cng trng, hay
ni khc) c quyn kim tra, kim nh, o lng, th cc loi vt liu, tay
ngh v kim tra tin trnh ch to thit b, sn xut v gia cng vt liu
Nh thu s to mi iu kin cho ngi ca Ch u t tin hnh cc hot ng
ny, bao gm c vic cho php ra vo, cung cp cc phng tin, cc giy php v
thit b an ton. Nhng hot ng ny khng lm gim i bt c ngha v hoc trch
nhim no ca Nh thu.
Nh thu phi thng bo cho Nh t vn mi khi mt cng vic no xong, trc
khi c ph lp, hoc khng cn nhn thy, hoc ng gi lu kho hoc vn
chuyn. Khi Nh t vn s hoc l tin hnh ngay vic kim tra, gim nh, o
lng hoc th, khng c chm tr m khng c l do hoc thng bo ngay cho Nh
thu l Nh t vn khng i hi phi lm nh vy. Trng hp Nh thu khng gi
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c thng bo th, nu v khi Nh t vn yu cu, Nh thu phi m li cng trnh ra,
sau lp li v hon thin, tt c u bng chi ph ca mnh.
7.4 Th (kim nh)
Khon ny s c p dng cho tt c cc cuc th c nu trong Hp ng, ngoi
vic th sau khi hon thnh (nu c).
Nh thu phi cung cp cc my mc, s tr gip, ti liu v cc thng tin khc, in,
thit b, nhin liu, vt dng, dng c, ngi lao ng, vt liu v nhn vin c trnh
v kinh nghim cn thit tin hnh nhng kim nh c th mt cch hiu qu. Nh
thu phi thng nht vi Nh t vn v thi gian, a im tin hnh kim nh c th
ca thit b, vt liu v cc hng mc cng trnh khc.
Nh t vn c th, theo iu 13 [Bin i v iu chnh] c th thay i a im hoc
cc chi tit ca cc cuc kim nh c th hoc hng dn Nh thu tin hnh cc
cuc kim nh b sung. Nu nhng cuc kim nh b sung hoc thay i ny cho
thy thit b, vt liu hoc tay ngh c kim nh khng ph hp vi Hp ng th
cc chi ph cho vic tin hnh nhng bin i ny s do Nh thu chu bt k nhng
iu khon khc ca Hp ng.
Nh t vn phi thng bo trc 24 ting ng h cho Nh thu v nh ca mnh l
s tham gia vo cuc kim nh. Nu nh Nh t vn khng tham gia vo cuc kim
nh ti a im v thi gian tha thun, Nh thu c th tin hnh kim nh, tr
phi c s ch dn khc t pha Nh t vn, v cc cuc kim nh coi nh c tin
hnh vi s c mt ca Nh t vn.
Nu Nh thu phi chu s chm tr hay chu cc chi ph do tun th cc hng dn
ca Nh t vn hay do s chm tr thuc trch nhim ca Ch u t, Nh thu phi
thng bo cho Nh t vn, v theo Khon 20.1 [Khiu ni ca Nh thu] s c
quyn i:
(a) gia hn thi gian b cho s chm tr ny, nu nh vic hon thnh b chm
hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton nhng chi ph cng vi li nhun hp l, c tnh vo Gi hp
ng
Sau khi nhn c thng bo, Nh t vn s theo Khon 3.5 [Quyt nh] ng hoc
quyt nh cc vn ny.
Nh thu phi trnh ngay cho Nh t vn cc bo co c xc nhn v cc cuc kim
nh. Khi cc cuc kim nh c th c tin hnh xong, Nh t vn s chng thc
chng ch kim nh ca Nh thu hoc cp chng ch cho Nh thu v kt qu .
Nu nh Nh t vn khng tham gia vo cc cuc kim nh, coi nh h chp nhn
cc bo co l chnh xc.
7.5 T chi
Nu nh kt qu ca cuc kim tra, gim st, o c hay th nghim cho thy c
nhng li ca thit b, vt liu, thit k hay tay ngh hoc khng ph hp vi Hp
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55
ng, Nh t vn c th t chi cc thit b, vt liu, thit k hoc nhn lc tay ngh
bng cch thng bo cho Nh thu vi cc l do. Nh thu phi sa cha sai st ngay
lp tc v m bo cho cc mc ch b bc b c x l cho ph hp vi Hp
ng.
Nu Nh t vn yu cu l thit b, vt liu, thit k hay tay ngh cn c kim nh
li, cc cuc kim nh s c tin hnh li theo ng nhng trnh t v iu kin
lm trc . Nu nh vic t chi v kim nh li dn n nhng chi ph thm cho
Ch u t th Nh thu s phi chu trch nhim thanh ton cc chi ph ny cho Ch
u t theo Khon 2.5 [Khiu ni ca Ch u t].
7.6 Cng vic sa cha
Mc d c nhng cuc kim nh trc hay cp chng ch, Nh t vn c th
ch dn Nh thu tin hnh:
(a) a i khi cng trng hoc thay th cc thit b, vt liu khng ph hp vi
Hp ng,
(b) d b v tin hnh li cng vic nu khng ph hp vi hp ng, v
(c) tin hnh cng vic cn gp m bo an ton cng trnh hoc do mt tai nn,
s kin khng lng trc hoc nguyn nhn khc.
Nh thu phi tun th nhng ch dn ca Nh t vn trong khong thi gian thch hp
l thi gian (nu c) c xc nh trong ch dn hoc phi tin hnh ngay nu tnh
cht cp bch c xc nh theo on ph (c).
Nu Nh thu khng tun theo ch dn, Ch u t s c quyn thu v tr lng cho
ngi khc tin hnh cc cng vic. Tr phi Nh thu c hng quyn thanh ton
cho cng vic, Nh thu s phi tr theo Khon 2.5 [Khiu ni ca Ch u t] tin
thanh ton cho Ch u t ton b chi ph do khng tun th ch dn gy ra.
7.7 Quyn s hu thit b v vt liu
Mi hng mc thit b v vt liu trong phm vi ph hp vi Lut ca nc s ti, s
tr thnh ti sn ca Ch u t, nu n c trc nhng thi im c nu di y
m khng b chim gi v b cn tr:
(a) khi chng c cung cp ti cng trng;
(b) khi Nh thu c hng thanh ton cho gi tr ca thit b v cc vt liu theo
Khon 8.10 [Thanh ton i vi thit b v vt liu trong trng hp tm
ngng cng trnh].
7.8 Bn quyn
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s phi tr tin
bn quyn, tin thu v nhng tin khc cho:
(a) cc vt liu t nhin ly t bn ngoi cng trng, v
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(b) cc vt liu thi do ph d, o bi v cc vt liu d tha khc (c th l t
nhin hay nhn to) tr trng hp c bi thi trn cng trng nh c nu
c th trong Hp ng

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8.1 Khi cng
Nh t vn s thng bo cho Nh thu t nht l 7 ngy v ngy khi cng. Tr phi c
cc quy nh khc trong nhng iu kin ring. Ngy khi cng s l trong vng 42
ngy sau khi Nh thu nhn c Th chp thun.
Nh thu s bt u tin hnh thit k v thi cng cng trnh ngay trn c s thc t
sau ngy khi cng v s thc hin cng trnh ng thi hn m khng c chm tr.
8.2 Thi hn hon thnh
Nh thu phi hon thnh ton b cng trnh, v mi hng mc (nu c) trong khong thi hn hon thnh cng trnh ho
(a) qua cc cuc kim nh khi hon thnh, v
(b) hon thnh tt c cc cng vic c nu trong Hp ng c yu cu cho
cng trnh hoc hng mc c xem xt l hon thnh cho cc mc ch
bn giao theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh].
8.3 Chng trnh tin
Nh thu s trnh cho Nh t vn chng trnh k hoch thi gian chi tit trong vng
28 ngy sau khi nhn c thng bo theo Khon 8.1 [Khi cng]. Nh thu cng s
trnh chng trnh thi gian c sa i nu chng trnh k hoch trc
khng ph hp vi tin thc t hoc khng ph hp vi ngha v ca Nh thu. Mi
chng trnh tin s bao gm:
(a) th t cng vic m Nh thu s tin hnh thc hin cng trnh, bao gm
thi gian d tnh cho mi giai on thit k, chun b ti liu ca Nh thu, mua
sm thit b, gia cng ch to, kim tra, vn chuyn n cng trng, xy lp,
th nghim v vn hnh th.
(b) thi gian xem xt theo Khon 5.2 [Ti liu ca Nh thu] v cho cc vic trnh,
ph duyt v chp thun khc c nu c th trong cc yu cu ca Ch u
t.
(c) qu trnh v thi gian kim tra, kim nh c nu c th trong Hp ng, v
(d) bo co b tr trong bao gm:
(i) m t chung v cc phng php m Nh thu nh p dng v cc giai
on chnh trong vic thi cng cng trnh, v
(ii) cc chi tit cho thy s c tnh hp l ca Nh thu v s lng mi
loi nhn cng ca Nh thu v mi loi thit b ca Nh thu cn trn
cng trng cho mi giai on chnh.
Tr phi Nh t vn, trong vng 21 ngy sau khi nhn c chng trnh k hoch,
thng bo cho Nh thu bit phm vi m chng trnh khng ph hp vi Hp ng,
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Nh thu s thc hin theo chng trnh k hoch v ngha v ca mnh m Hp ng
quy nh. Ngi ca Ch u t s c php da vo chng trnh k hoch khi
vch ra k hoch cc hot ng ca h.
Nh thu phi thng bo ngay lp tc cho Nh t vn v cc s kin hoc tnh hung
c th c th xy ra trong tng lai c tc ng xu i vi cng vic, hay lm tng
Gi hp ng hoc lm chm tr vic thi cng cng trnh. Nh t vn c th yu cu
Nh thu trnh bn d tnh v nhng nh hng ca cc s kin hoc tnh hung trong
tng lai v/hoc xut theo Khon 13.3 [Th tc bin i].
Nu bt c lc no, Nh t vn thng bo cho Nh thu rng chng trnh k hoch
khng tun th (trong phm vi nh) vi Hp ng hoc khng ph hp vi tin
thc t v nhng nh nu ca Nh thu, Nh thu s phi trnh mt chng trnh
k hoch c sa i cho Nh t vn theo Khon ny.
8.4 Gia hn Thi gian hon thnh
Nh thu s c php theo Khon 20.1 [Khiu ni ca Nh thu] gia hn thi gian
hon thnh nu v phm vu m vic hon thnh cho mc ch ca Khon 10.1
[Nghim thu cng trnh v hng mc cng trnh] ang hoc s b chm tr do mt
trong nhng l do sau y:
(a) c s bin i, tr phi vic iu chnh thi gian hon thnh c thng nht
theo Khon 13.3 [Th tc bin i],
(b) nguyn nhn ca s chm tr dn n vic c ko di thm v mt thi gian
theo mt Khon ca nhng iu kin ny,
(c) trong nhng iu kin thi tit xu bt thng,
(d) vic thiu nhn lc hay hng ha khng th lng trc c do cc hot ng
ca Chnh ph hay dch bnh gy ra, hoc
(e) s chm tr, tr ngi hoc cn tr trn cng trng do Ch u t, Nhn lc
ca Ch u t hay cc Nh thu khc ca Ch u t gy ra hoc b quy cho.
Nu Nh thu t coi nh mnh c php gia hn thi gian hon thnh, Nh thu
phi thng bo cho Nh t vn theo Khon 20.1 [Khiu ni ca Nh thu]. Khi xc
nh vic ko di thi gian theo Khon 20.1, Nh t vn phi xem xt li nhng quyt
nh trc v c th tng, ch khng c gim tng thi gian ko di.
Nu nhng iu kin sau y c p dng, c th:
(a) Nh thu thc hin ng cc th tc do cc nh chc trch ti nc s ti
quy nh,
(b) Cc nh chc trch ny lm chm tr hoc v cng vic ca Nh thu, v
(c) vic chm tr hoc v l khng th bit trc c,
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khi vic chm tr hoc v ny s c coi l nguyn nhn gy chm tr theo
phn (b) ca Khon 8.4 [Gia hn thi gian hon thnh].

8.6 Tin thc hin
Nu, bt c lc no:
(a) tin thc t qu chm hon thnh cng vic trong khong thi gian hon
thnh, v/hoc
(b) tin b hoc s b chm hn so vi chng trnh k hoch hin ti theo
Khon 8.3 [Chng trnh tin ],
m khng phi do nhng nguyn nhn nu trong Khon 8.4 [Gia hn thi gian hon
thnh], khi Nh t vn c th hng dn cho Nh thu, theo Khon 8.3 [Chng
trnh tin ], trnh mt chng trnh c sa i v bo co h tr m t cc phng
php c sa i m Nh thu xut p dng thc hin tin v hon thnh
trong thi gian hon thnh.
Tr phi Nh t vn c thng bo khc, Nh thu s p dng nhng phng php
c sa i ny, m chng c th yu cu tng s gi lm vic v s lng nhn lc
ca Nh thu v/hoc hng ha m Nh thu phi chu ri ro v mi chi ph. Nu
nhng phng php c sa i ny dn n nhng chi ph thm cho Ch u t,
theo Khon 2.5 [Khiu ni ca Ch u t], Nh thu s phi thanh ton nhng chi ph
ny cho Ch u t, ngoi nhng thit hi do vic chm tr gy ra (nu c) theo Khon
8.7 di y.
Nu Nh thu khng tun th Khon 8.2 [Thi hn hon thnh], th Nh thu theo
Khon 2.5 [Khiu ni ca Ch u t] s phi chi tr cho Ch u t i vi nhng
thit hi do li ny. Nhng thit hi ny s l s tin c nu trong ph lc ca H s
d thu, s c tr hng ngy trong khong thi gian gia thi gian hon thnh v
ngy nu trong Chng ch nghim thu cng trnh. Tuy nhin, tng s tin theo
Khon ny s khng vt qu tng s tin ti a do thit hi v chm tr gy ra (nu
c) c nu trong Ph lc ca H s d thu.
Nhng thit hi ny s ch l nhng thit hi do Nh thu n b v li gy ra, ch
khng phi l vic chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t]
trc khi hon thnh cng trnh. Nhng thit hi ny khng lm gim nh i cho Nh
thu ngha v hon thnh cng trnh hoc bt c trch nhim, nhim v no theo nh
trong Hp ng.
8.8 Tm ngng cng vic
Nh t vn vo bt c lc no u c th hng dn Nh thu tm ngng tin ca
mt hng mc hay ton b cng trnh. Trong thi gian tm ngng , Nh thu phi
bo v, m bo hng mc hoc cng trnh khng b xung cp, mt mt hay b h
hng.
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Nh t vn s thng bo nguyn nhn tm ngng. Nu v phm vi nguyn nhn c
thng bo, v l trch nhim ca Nh thu, khi nhng Khon 8.9, 8.10 v 8.11 s
khng c p dng.
Nu Nh thu gp phi s chm tr v/hoc phi chu cc chi ph do tun th cc
hng dn ca Nh t vn theo Khon 8.8 [Tm ngng cng vic] v/hoc t vic tin
hnh li cng vic, Nh thu phi thng bo cho Nh t vn v theo quy nh ca
Khon 20.1 [Khiu ni ca Nh thu] c:
(a) gia hn thi gian b cho chm tr ny, nu vic hon thnh b hoc s b
(b) thanh ton cc chi ph, c tnh trong Gi hp ng.
Sau khi nhn c thng bo ny, Nh t vn phi tin hnh theo Khon 3.5 [Quyt
nh] thng nht hoc quyt nh nhng vn ny.
Nh thu s khng c quyn ko di thi gian, hay thanh ton cc chi ph cho vic
sa cc hu qu ca li thit k, tay ngh hay vt liu ca Nh thu gy ra hoc li ca
Nh thu khng bo v, ct gi hoc bo qun theo Khon 8.8 [Tm ngng cng vic].
8.10 Thanh ton tin thit b v cc vt liu trong trng hp tm ngng cng vic
Nh thu s c thanh ton cho gi tr ca thit b v cc vt liu khng c vn
chuyn n cng trng (vo ngy tm ngng) nu:
Cng vic i vi thit b hoc s cung cp thit b v/hoc cc vt liu b tr hon
hn 28 ngy, v
Nh thu nh du thit b v hoc cc vt liu l ti sn ca Ch u t theo hng
dn ca Nh t vn.
8.11 Tm ngng qu lu
Nu vic tm ngng theo Khon 8.8 [Tm ngng cng vic] tip tc din ra qu 84
ngy, Nh thu c th yu cu Nh t vn cho php tip tc tin hnh cng vic. Nu
Nh t vn khng cp php trong vng 28 ngy sau khi Nh thu yu cu, Nh thu
c th thng bo cho Nh t vn v coi nh vic tm ngng s b b qua theo iu 13
[Bin i v iu chnh] ca hng mc cng trnh b nh hng. Nu vic tm ngng
nh hng n ton b cng trnh, Nh thu c th thng bo kt thc Hp ng theo
Khon 16.2 [Kt thc Hp ng bi Nh thu].
8.12 Tip tc tin hnh cng vic
Sau khi nhn c s cho php hay hng dn tip tc tin hnh, Nh thu v Nh
t vn s cng kim tra cng trnh, thit b v cc vt liu b nh hng do vic tm
ngng. Nh thu s sa cha ch xung cp, h hng hay mt mt ca cng trnh, thit
b hoc cc vt liu xy ra trong thi gian tm ngng.
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9. KIM NH KHI HON THNH
9.1 Ngha v ca Nh thu
Nh thu s tin hnh cc cuc kim nh khi hon thnh theo iu ny v Khon 7.4
[Kim nh], sau khi cung cp cc ti liu theo Khon 5.6 [Ti liu hon cng] v
Khon 5.7 [Hng dn vn hnh v bo dng].
Nh thu s thng bo cho Nh t vn khng mun hn 21 ngy v ngy m Nh thu
sn sng tin hnh cc cuc kim nh khi hon thnh. Tr phi c tha thun
khc, cc cuc kim nh hon thnh s c tin hnh trong vng 14 ngy sau ngy
thng bo, vo ngy m Nh t vn hng dn.
Tr phi c quy nh khc trong iu kin ring, cc cuc kim nh khi hon thnh s
c tin hnh theo tun t sau:
(a) cc kim nh trc khi a vo vn hnh th, s bao gm cc cuc kim tra
thch hp v cc cuc kim nh chc nng (kh hoc lnh) m bo
rng mi hng mc thit b c th m bo an ton cho bc tip theo, (b);
(b) cc cuc kim nh vn hnh th, s bao gm c nhng cuc kim nh vn
hnh c th thy rng cng trnh hay hng mc c th nh vn hnh mt
cch an ton v nu c quy nh, trong tt c iu kin c th xy ra, v
(c) vn hnh th, cho thy rng cng trnh hay hng mc hot ng tt v ng
vi Hp ng.
Trong khi vn hnh th, khi cng trnh ang hot ng trong iu kin n nh; Nh
thu s thng bo cho Nh t vn rng cng trnh sn sng cho bt c cuc kim
nh khi hon thnh khc, trong c cc cuc kim nh thao tc thy c cng
trnh p ng cc tiu chun c nu c th trong cc yu cu ca Ch u t v vi
cc bo lnh thc hin.
Vn hnh th s khng c tnh vo nghim thu cng trnh theo iu 10 [Nghim thu
ca Ch u t]. Tr phi c quy nh khc trong Cc iu kin ring, sn phm do
cng trnh to ra trong qu trnh vn hnh th s l ti sn ca Ch u t.
Khi xem xt kt qu ca cc cuc kim nh khi hon thnh, Nh t vn s xem xt
n hiu qu ca vic s dng cng trnh do Ch u t yu cu v hot ng hoc cc
c tnh khc ca cng trnh. Ngay sau khi cc cng trnh hay hng mc vt qua
cc cuc kim nh khi hon thnh nh nu trong phn (a), (b) hay (c), Nh thu s
trnh bn bo co c chng nhn v kt qu ca cc cuc kim nh ny cho Nh
t vn.
9.2 Vic kim nh b chm tr
Nu cc cuc kim nh khi hon thnh b qu chm tr do Ch u t, th Khon 7.4
[Kim nh] (on 5) v/hoc Khon 10.3 [Can thip vo cc cuc kim nh khi hon
thnh] s c p dng.
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Nu cc cuc kim nh khi hon thnh b qu chm tr do Nh thu, Nh t vn c
th bng thng bo yu cu Nh thu tin hnh cc cuc kim nh trong vng 21 ngy
sau khi nhn c thng bo. Nh thu s tin hnh cc cuc kim nh vo ngy hoc
cc ngy trong thi gian c Nh thu n nh v phi thng bo cho Nh t vn.
Nu Nh thu khng tin hnh cc cuc kim nh khi hon thnh trong vng 21 ngy
th ngi ca Ch u t c th tin hnh cc cuc kim nh m Nh thu phi chu
ri ro v chi ph cho cc cuc kim nh . Cc cuc kim nh khi hon thnh s
c coi l tin hnh vi s c mt ca Nh thu v kt qu kim nh s c chp
nhn l chnh xc.
9.3 Kim nh li
Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon
thnh, th Khon 7.5 [T chi] s c p dng v Nh t vn hoc Nh thu c th
yu cu tin hnh li cc cuc kim nh khng t v cc cng vic c lin quan theo
nhng quy trnh v iu kin tng t trc .
9.4 Khng vt qua cc cuc kim nh khi hon thnh
Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon thnh
c tin hnh li theo Khon 9.3 [Kim nh li], khi Nh t vn c quyn:
(a) yu cu tip tc tin hnh kim nh li theo Khon 9.3;
(b) nu nh vic cng trnh hay hng mc khng vt qua cc cuc kim nh lm
nh hng c bn n li ch ca Ch u t c c t , s loi b cng
trnh hoc hng mc (ty theo tng trng hp), trong trng hp Ch u
t s c cc s b p nh phn (c) ca Khon 11.4 [Khng sa cha c
sai st]; hoc
(c) cp Chng ch nghim thu cng trnh, nu Ch u t yu cu.
Trong trng hp ca phn (c), Nh thu khi s thc hin tt c cc ngha v khc
theo Hp ng, v Gi hp ng s b gim i mt s tin b vo s tin m Ch
u t b thit t vic gi tr cng trnh b gim i do vic khng qua c kim nh.
Tr phi vic gim gi do nguyn nhn ny gy ra c nu c th (hay xc nh c
phng php tnh ton) trong Hp ng, Ch u t c th yu cu vic gim Gi
c: (i) hai bn tha thun (khi hon thnh va lng ch ring v vn ny) v s
thanh ton trc khi cp Chng chi nghim thu cng trnh, hoc (ii) xc nh v thanh
ton theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh].

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Tr nhng quy nh trong Khon 9.4 [Khng vt qua cc cuc kim nh khi hon
thnh], cng trnh s c Ch u t tip nhn khi (i) cng trnh c hon thnh
theo ng Hp ng, bao gm c nhng vn c nu trong Khon 8.2 [Thi hn
hon thnh] v tr nhng ni dung c cho php trong phn (a) di y v (ii)
c cp Chng ch theo Khon ny.
Nh thu c th bng cch thng bo cho Nh t vn xin c cp Chng ch
nghim thu cng trnh khng sm hn 14 ngy trc khi, theo Nh thu, cng trnh
c hon thnh v sn sng bn giao. Nu cng trnh c chia thnh cc hng
mc bng cch tng t, Nh thu c th xin c cp Chng ch nghim thu cho mi
hng mc.
Ch u t, trong vng 28 ngy sau nhn c n ca Nh thu, s:
(a) cp Chng ch nghim thu cng trnh cho Nh thu, nu r ngy m cng trnh
hay hng mc c hon thnh theo Hp ng, tr nhng cng vic nh cn
tn ng li v cc sai st v c bn khng lm nh hng n vic s dng
cng trnh hay cc hng mc cho mc ch ban u (cho n khi hoc trong khi
nhng vic ny ang c hon thnh v cc sai st ang c sa cha), hoc
(b) bc b n v a ra l do v nu c th nhng cng vic m Nh thu cn
phi lm c cp Chng ch nghim thu cng trnh. Nh thu s phi hon
thnh nhng cng vic ny trc khi a ra thng bo tip theo Khon ny.
Nu Nh t vn khng cp Chng ch nghim thu cng trnh hay bc b n ca Nh
thu trong thi gian 28 ngy v nu cng trnh hay hng mc (ty theo tng trng
hp) v c bn ng vi Hp ng, Chng ch nghim thu cng trnh coi nh c
cp vo ngy th 28.
Nh t vn c th, theo s ch o duy nht ca Ch u t, s cp Chng ch nghim
thu cng trnh cho tng phn ca cng trnh vnh cu.
Ch u t s khng s dng bt c phn no ca cng trnh (tr trng hp s dng
tm thi nhng c nu c th trong Hp ng hoc hai bn cng ng ) tr khi
v cho n khi Nh t vn cp Chng ch nghim thu cng trnh . Tuy nhin, nu
Ch u t s dng bt c phn no ca cng trnh trc khi Chng ch nghim thu
c cp, th:
(a) phn cng trnh c s dng s c coi l c tip nhn k t ngy n
c a vo s dng,
(b) Nh thu s khng chu trch nhim v phn cng trnh k t ngy ny, khi
trch nhim s thuc v Ch u t, v
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(c) nu Nh thu yu cu, Nh t vn s cp Chng ch nghim thu cho phn cng
trnh ny.
Sau khi Nh t vn cp Chng ch nghim thu cho mt phn cng trnh, Nh thu s
c to c hi sm nht thc hin cc bc cn thit tin hnh nhng cuc
kim nh khi hon thnh cn tn li. Nh thu s tin hnh cc cuc kim nh khi
hon thnh ny cng sm cng tt trc khi ht hn ca thi hn thng bo sai st.
Nu Nh thu phi chu cc chi ph do vic nghim thu v/hoc s dng ca Ch u
t m khng phi l vic s dng c nu c th trong Hp ng v c hai bn
ng , khi Nh thu s (i) thng bo cho Nh t vn v (ii) theo Khon 20.1
[Khiu ni ca Nh thu] c quyn thanh ton nhng chi ph cng vi li nhun
hp l v c tnh vo Gi hp ng. Sau khi nhn c thng bo ny, Nh t vn
s ng hoc xc nh chi ph ny v li nhun theo Khon 3.5 [Quyt nh].
Nu Chng ch nghim thu c cp cho mt phn cng trnh (ch khng phi l
mt hng mc) th nhng thit hi do chm tr hon thnh nhng phn cn li ca
cng trnh sau s phi gim bt. Tng t, nhng thit hi do chm tr cho phn
cn li ca hng mc (nu c) m phn ny l mt b phn cng s phi gim bt. i
vi bt c thi k chm tr no sau ngy c nu c th trong Chng ch nghim thu
ny, s gim bt theo t l trong cc thit hi do chm tr ny s c tnh nh l mt
t l m gi tr ca phn c xc nhn mang n cho gi tr cng vic hoc phn
vic (nu trng hp xy ra) c xem nh l mt tng th. Theo Khon 3.5 [Quyt
nh], Nh t vn s ng hoc xc nh nhng phn thit hi do tr hon gy ra hng
ngy theo Khon 8.7 [Nhng thit hi do chm tr], v s khng nh hng n gi tr
ti a cc thit hi ny.
Nu qu 14 ngy m Nh thu khng tin hnh cc cuc kim nh khi hon thnh v
nguyn nhn do Ch u t chu trch nhim th khi Ch u t s coi nh tip
nhn cng trnh hay hng mc (ty tng trng hp) vo ngy m l ra cc cuc kim
nh hon thnh c hon tt.
Theo Nh t vn s cp Chng ch nghim thu cng trnh v Nh thu s tin hnh
ngay cc cuc kim nh hon thnh cng sm cng tt trc ngy ht hn ca thi
gian thng bo sai st. Nh t vn s thng bo trc 14 ngy v yu cu tin hnh cc
cuc kim nh hon thnh theo nhng iu khon ca Hp ng.
Nu Nh thu gp phi s chm tr hay phi chu cc chi ph do s chm tr tin hnh
cc cuc kim nh khi hon thnh gy ra, Nh thu s thng bo cho Nh t vn bit
v theo Khon 20.1 [Khiu ni ca Nh thu] c quyn:
(a) gia hn thi gian b li cho s chm tr , nu nh vic hon thnh ang
hoc s b chm tr theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton cc chi ph cng thm li nhun hp l, tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc xc nh nhng vn
ny theo Khon 3.5 [Quyt nh].
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10.4 Yu cu b tr li mt bng
Tr phi c ni dung khc trong Chng ch nghim thu cng trnh, mt chng ch cho
mt hng mc hay mt phn cng trnh s khng c xem l xc nhn hon thnh
mt khu vc no hoc yu cu khi phc li mt bng.

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cng trnh v ti liu ca Nh thu v mi hng mc cn phi lun trong tnh
trng do Hp ng quy nh (tr trng hp b rch hay hng) n ngy ht hn ca
thi hn thng bo sai st, Nh thu s phi:
(a) hon thnh cc cng vic cn tn ng vo ngy nu trong Chng ch
nghim thu trong khong thi gian hp l m Nh t vn yu cu, v
(b) thc hin cc cng vic sa cha cc sai st hoc h hng do Ch u t (hoc
i din ca Ch u t) thng bo vo ngy hoc trc ngy Thi hn thng
bo sai st ca cng trnh hay hng mc ht hn (trng hp nu xy ra).
Nu sai st xut hin hoc h hng xy ra, Nh thu s c Ch u t (hoc i din
ca Ch u t) thng bo.
Tt c cng vic c nu trong phn (b) ca Khon 11.1 [Hon thnh cng vic d
dang v sa cha sai st] s c tin hnh v Nh thu phi chu ri ro v cc chi
ph, nu v mc cng vic c quy cho l:
(a) thit k ca cng trnh, ngoi phn thit k m Ch u t chu trch nhim
(nu c),
(b) thit b, cc vt liu hoc tay ngh khng ph hp vi Hp ng,
(c) vn hnh hoc bo dng khng ng cch m trch nhim thuc v Nh thu
(theo Khon 5.5 n 5.7 hoc khc), hoc
(d) Nh thu khng tun th cc ngha v khc.
Nu v mc m vic c quy cho nguyn nhn khc, Nh thu s c Ch
u t (hay i din ca Ch u t) thng bo ngay lp tc v khi s p dng
Khon 13.3 [Th tc bin i].
11.3 Ko di thm thi hn thng bo sai st
Theo Khon 2.5 [Khiu ni ca Ch u t] Ch u t s c quyn ko di thm
thi hn thng bo sai st v cng trnh hoc hng mc nu v mc m cng
trnh, hng mc cng trnh hay mt b phn chnh ca Nh my (ty tng trng hp
v sau khi nghim thu) khng th s dng c cho mc ch nh do sai st
hoc h hng. Tuy nhin, thi gian thng bo sai st s khng c ko di qu 2 nm.
Nu vic cung cp v/hoc lp t thit b v/hoc cc vt liu b tm ngng theo
Khon 8.8 [Tm ngng cng vic] hay Khon 16.1 [Quyn Nh thu tm ngng cng
vic], theo iu ny ngha v ca Nh thu s khng p dng cho nhng sai st hoc
h hng xy ra qu 2 nm sau khi thi gian thng bo sai st cho thit b, cc vt liu
l ra khng cn hiu lc.
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Nu Nh thu khng sa cha c cc sai st hay h hng trong khong thi gian
hp l, Ch u t hoc i din ca Ch u t c th n nh ngy sa cha cc
sai st hay h hng. Nh thu s c thng bo v ngy ny.
Nu Nh thu khng sa cha c cc sai st hay h hng vo ngy thng bo v
vic sa cha s c thc hin m Nh thu phi chu chi ph theo Khon 11.2 [Chi
ph sa cha sai st], Ch u t (ty theo la chn) c th:
(a) t tin hnh cng vic hoc thu ngi khc theo cch thc hp l v Nh thu
phi chu mi chi ph, nhng Nh thu s khng chu trch nhim v cng vic
ny; v Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] phi tr cho Ch
u t nhng chi ph hp l pht sinh t vic Ch u t sa cha cc sai st
hoc h hng;
(b) yu cu Nh t vn ng hoc quyt nh khu tr hp l trong Gi hp ng
theo Khon 3.5 [Quyt nh]; hoc
(c) nu sai st hoc h hng dn n vic Ch u t v c bn b mt ton b li
ch t cng trnh hay phn ln cng trnh, s chm dt ton b Hp ng hay
phn ln cng trnh khng th a vo s dng cho mc ch nh. Khi ,
khng lm tn hi n cc quyn li khc, theo Hp ng hay khng, Ch u
t s c quyn ly li ton b s tin tr cng trnh hoc mt phn cng
trnh (ty tng trng hp c th) cng thm vi chi ph ti chnh v chi ph
tho d phn cng trnh , dn dp cng trng v tr thit b, cc vt liu li
cho Nh thu.
Nu sai st hoc h hng khng th sa cha tt ngay trn cng trng c v c
Ch u t ng , Nh thu c th chuyn khi cng trng hng mc hng mc thit
b b sai st hay h hng sa cha. S ng ny ca Ch u t c th yu cu
Nh thu tng s tin cho bo lnh Hp ng bng chi ph thay th ton b cc phn
ny hay cung cp s bo m ph hp khc.
11.6 Cc kim nh thm
Nu vic sa cha sai st hoc h hng c th nh hng n s vn hnh ca cng
trnh, Nh t vn c th yu cu tin hnh li bt c cuc kim nh no nu trong Hp
ng, bao gm c cc cuc kim nh khi hon thnh v/hoc kim nh sau khi hon
thnh sa cha sai st hoc h hng.
Cc kim nh ny phi c tin hnh theo cc iu kin c p dng cho cc kim
nh trc, ch khc l c tin hnh bng s ri ro v kinh ph ca bn chu trch
nhim theo Khon 11.2 [Chi ph cho vic sa cha sai st] cho chi ph sa cha sai
st.

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11.7 Quyn c ra vo
Khi Chng ch thc hin hp ng c cp, Nh thu s c quyn tip cn tt c
cc phn ca cng trnh v cc h s v hot ng v s thc hin ca cng trnh, tr
phi khng ph hp vi nhng hn ch hp l v mt an ninh ca Ch u t.
Nh thu s, nu Nh t vn yu cu, tm nguyn nhn dn n sai st theo hng dn
ca Nh t vn. Tr phi sai st c sa cha bng chi ph ca Nh thu theo
Khon 11.2 [Chi ph cho vic sa cha sai st], chi ph ca vic tm kim nguyn nhn
cng vi li nhun hp l s c Nh t vn ng hoc quyt nh theo Khon 3.5
[Quyt nh]; v s c tnh vo Gi hp ng.
Vic thc hin cc ngha v ca Nh thu s khng c coi l hon thnh nu Nh
thu cha c Nh t vn cp Chng ch thc hin Hp ng, nu r ngy m Nh
thu hon thnh ngha v ca mnh theo ng Hp ng.
Nh t vn s cp Chng ch thc hin Hp ng trong vng 28 ngy sau ngy ht hn
ca Thi hn thng bo sai st hoc ngay sau khi Nh thu cung cp tt c cc ti
liu ca Nh thu v hon thnh v kim nh tt c cng trnh, bao gm c vic sa
cha cc sai st. Ch u t s nhn c 01 bn ca Chng ch thc hin.
Ch c Chng ch thc hin mi c coi l cu thnh nn vic chp nhn cng trnh.
Sau khi cp Chng ch thc hin, mi bn s phi chu trch nhim hon thnh
ngha v vn cha c thc hin ti thi im . Hp ng vn c coi l c hiu
lc i vi cc mc ch xc nh ni dung v phm vi ca nhng ngha v cha thc
hin.
Khi nhn c Chng ch thc hin hp ng, Nh thu s dn khi cng trng tt c
cc thit b ca Nh thu, vt liu cn tha, rc v cc cng trnh tm cn li.
Nu tt c nhng vt dng ny khng c dn khi cng trng trong vng 28 ngy
sau khi Ch u t nhn c 01 bn sao Chng ch thc hin, Ch u t c th bn
hoc thi b cc vt . Ch u t c quyn c thanh ton cc chi ph pht sinh t
vic bn hoc thi b hay lu cc vt dng trn cng trng.
Vic cn i cc khon tin thu c t vic bn cc vt dng trn s c tr cho Nh
thu. Nu s tin ny t hn cc chi ph m Ch u t phi tr, Nh thu s tr phn
chi ph pht sinh di ra cho Ch u t.

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69
Nu cc cuc kim nh sau khi hon thnh c nu c th trong Hp ng, khi s
p dng iu ny. Tr phi c nhng quy nh khc trong iu kin ring, Ch u t s:
(a) cung cp in, thit b, nhin liu, dng c, lao ng, vt liu v cc nhn vin
c trnh v kinh nghim thch hp cn thit tin hnh cc cuc kim nh
sau khi hon thnh mt cch hiu qu, v
(b) tin hnh cc cuc kim nh sau khi hon thnh theo cc ti liu hng dn
ca Nh thu thuc Khon 5.7 [Hng dn vn hnh v bo dng] v vic
hng dn m Nh thu c yu cu trong qu trnh tin hnh cc cuc kim
nh ny; vvi s c mt nhn vin ca Nh thu hoc cc bn kia c yu
cu.
Cc cuc kim nh sau khi hon thnh s c thc hin ngy nu c sau khi Ch
u t nghim thu cng trnh hoc hng mc. Ch u t s thng bo cho Nh thu
trc 21 ngy v ngy s tin hnh kim nh sau khi hon thnh. Tr phi c s tha
thun khc, cc cuc kim nh sau khi hon thnh s c tin hnh trong vng 14
ngy sau ngy c thng bo, vo ngy hay cc ngy c Ch u t quyt nh.
Nu Nh thu khng tham gia vo kim nh ti thi im v ni c tha thun,
Ch u t c th tin hnh kim nh sau khi hon thnh, khi cuc kim nh coi
nh tin hnh vi s c mt ca Nh thu v Nh thu s phi chp nhn kt qu
kim nh l chnh xc.
Kt qu ca kim nh sau khi hon thnh s c c hai bn tp hp v nh gi. Khi
, bo co s tnh n nh hng ca vic Ch u t s dng cng trnh trc .
12.2 Cc cuc kim nh b chm tr
Nu Nh thu phi chu nhng chi ph pht sinh t vic chm tr v l ca Ch u t
trong cc cuc kim nh sau khi hon thnh, Nh thu s (i) thng bo cho Nh t vn
v (ii) theo Khon 20.1 [Khiu ni ca Nh thu] s c thanh ton cc chi ph
cng vi li nhun hp l v tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, theo Khon 3.5 [Quyt nh] Nh t vn s ng
hoc xc nh v chi ph v li nhun ny.
Nu v l do no , khng phi do li ca Nh thu, mt cuc kim nh sau khi hon
thnh cng trnh hoc hng mc s khng th hon thnh trong thi gian thng bo sai
st (hoc bt c thi gian no c hai bn tha thun), khi cng trnh hay hng
mc s c coi nh vt qua cuc kim nh sau khi hon thnh ny.
12.3 Kim nh li
Nu cng trnh, hoc hng mc khng qua c cc cuc kim nh sau khi hon
thnh th:
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70
(a) s p dng phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa
cha sai st], v
(b) mi bn c th yu cu tin hnh li cc cuc kim nh khng t v cc
cuc kim nh sau khi hon thnh ca cng vic c lin quan vi cc hng
mc v iu kin tng t trong cuc kim nh trc .
Nu v mc m cng trnh khng vt qua cuc kim nh v phi kim tra li l
do nhng vn nu trong phn (a) n (d) ca Khon 11.2 [Chi ph cho vic sa cha
sai st] v vic dn n pht sinh cc chi ph thm cho Ch u t, th theo Khon
2.5 [Khiu ni ca Ch u t] Nh thu s phi tr cc chi ph ny cho Ch u t.
12.4 Khng vt qua cc cuc kim nh sau khi hon thnh
(a) cng trnh hoc hng mc khng qua c cuc kim nh no hoc tt c
cc cuc kim nh sau khi hon thnh,
(b) s tin phi tr cho nhng thit hi do khng qua c cuc kim nh nu r
(hoc phng php tnh ton c xc nh) trong Hp ng, v
(c) Nh thu tr s tin ny cho Ch u t trong thi hn thng bo sai st.
Khi cng trnh hoc hng mc s c coi nh qua cc cuc kim nh sau khi
hon thnh,
Nu cng trnh hoc hng mc khng qua c cuc kim nh sau khi hon thnh v
Nh thu ngh iu chnh hoc sa i cng trnh hay hng mc , Ch u t
(hoc i din ca Ch u t) c th hng dn cho Nh thu rng Nh thu s khng
c ra vo cng trnh hoc hng mc nu cha thun tin cho Ch u t. Nh
thu c trch nhim tin hnh iu chnh hoc sa i v t c cuc kim tra,
trong khong thi gian thch hp m Ch u t hoc i din ca Ch u t thng
bo v cho bit thi gian l thun tin. Tuy nhin, nu Nh thu khng nhn c
thng bo ny trong thi hn thng bo sai st, Nh thu s khng phi chu trch
nhim v cng trnh hoc hng mc (ty theo tng trng hp) coi nh qua c
cuc kim nh sau khi hon thnh ny.
trong vic khng cho php Nh thu ra vo cng trnh hay nh my, iu tra cc
nguyn nhn dn n vic khng qua c cuc kim nh hay iu chnh hoc sa
i, Nh thu phi (i) thng bo cho Nh t vn v (ii) theo Khon 20.1 [Khiu ni ca
Nh thu] c thanh ton cc chi ph cng thm li nhun hp l, v c tnh
vo Gi hp ng
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh v chi ph v
li nhun ny theo Khon 3.5 [Quyt nh].

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71
13. BIN I V IU CHNH
13.1 Quyn c bin i
Vic bin i c th c Ch u t trin khai vo bt c lc no trc khi cp
Chng ch nghim thu cng trnh bng vic yu cu hoc hng dn cho Nh thu
trnh xut. Vic sa i s khng bao gm vic b st cng vic no do ngi
khc thc hin.
Nh thu s thc hin v chu trch nhim v mi vic bin i, tr phi Nh thu thng
bo ngay cho Nh t vn nu r (vi cc chi tit h tr c th) rng (i) Nh thu khng
th c c nhng phng tin cn thit theo yu cu cho vic bin i, (ii) vic s
lm gim s an ton hoc n nh ca cng trnh hoc (iii) vic s nh hng khng
tt n vic t c cc bo lnh thc hin. Khi nhn c thng bo ny, Nh t vn
s hy b, khng nh hoc thay i hng dn.
13.2 T vn gi tr cng trnh
Vo bt c lc no, Nh thu s t ln Nh t vn cc kin ngh bng vn bn m
(theo kin ca Nh thu) nu c p dng s, (i) y nhanh tin hon thnh, (ii)
gim chi ph cho Ch u t trong vic iu hnh, bo dng hoc vn hnh cng
trnh, (iii) tng hiu qu hoc gi tr ca cng trnh hon thnh cho Ch u t, hoc
(iv) s c li cho Ch u t.
xut s c son tho bng chi ph ca Nh thu v s bao gm cc hng mc
13.3 Th tc bin i
Nu Nh t vn yu cu mt xut trc khi hng dn bin i, Nh thu s tr li
bng vn bn ngay l do ti sao Nh thu khng th p ng (nu l trng hp )
hoc np:
(a) bn m t thit k c xut v/hoc cng vic s tin hnh v k hoch
thc hin chng,
(b) xut ca Nh thu v cc bin i cn thit cho chng trnh tin theo
Khon 8.3 [Chng trnh tin ] v cho thi gian hon thnh, v
(c) xut ca Nh thu v vic iu chnh Gi hp ng.
Nh t vn, ngay sau khi nhn c xut (theo Khon 13.2 [T vn v gi tr
cng trnh] s tr li nu r ng hay khng ng , hoc c kin. Nh thu s
khng c tr hon cng vic no trong khi i s phn hi t pha Nh t vn.
Mi hng dn thc hin vic bin i i vi bt c yu cu no v vic ghi li cc
chi ph s c Nh t vn cung cp cho Nh thu v h s xc nhn l nhn c.
Khi hng dn hay chp thun mt bin i, Nh t vn s ng hoc quyt nh
iu chnh Gi hp ng v Lch trnh thanh ton theo Khon 3.5 [Quyt nh]. Nhng
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72
iu chnh ny s bao gm c li nhun hp l v s tnh n vic xut ca Nh
thu theo Khon 13.3 [T vn v gi tr cng trnh] nu c p dng.
13.4 Thanh ton bng tin t quy nh
Nu Nh thu thanh ton Gi hp ng bng 2 loi tin t tr ln khi vic iu chnh
c nht tr, chp thun hoc quyt nh nh nu trn, s tin phi tr bng mi
loi n v tin t s c xc nh c th. Cho mc ch ny, t l tin t thc t hoc
d kin cho Chi ph ca cng vic c sa i v t l cc loi tin t khc nhau c
xc nh trong vic thanh ton Gi hp ng s c tham chiu.
13.5 Tin d chi
Tin d chi s ch c s dng ton b hay mt phn theo hng dn ca Nh t vn,
v Gi hp ng s c iu chnh tng ng. Ton b s tin Nh thu c chi tr s
bao gm tin cho cng vic, cung cp hay cc dch v m tin d chi c lin quan nh
Nh t vn hng dn. i vi mi khon tin d chi, Nh t vn c th hng dn:
(a) cng vic s c Nh thu thc hin v nh gi tr (bao gm thit b, cc vt
liu hay cc dch v s c cung cp) theo Khon 13.3 [Th tc bin i],
v/hoc
(b) thit b, cc vt liu hoc dch v c Nh thu mua m tnh vo Gi hp ng;
(i) s tin thc t c Nh thu tr (hoc s tr), v
(ii) s chi ph qun l v li nhun, c tnh l phn trm ca s tin thc
t ny bng cch p dng t l phn trm ph hp (nu c) c nu
trong bng gi thch hp. Nu khng c t l , t l phn trm c
nu trong Ph lc H s thu s c p dng.
Khi Nh t vn yu cu, Nh thu phi cung cp bo gi, ha n phiu mua hng v
giy bin nhn lm cn c.
13.6 Cng vic hng ngy
Nu l cng vic nh hoc ph, Nh t vn c th hng dn vic bin i s c
thc hin trn c s cng vic hng ngy. Cng vic sau s c ch nh gi theo
bng k cng vic hng ngy c nu trong Hp ng, v nhng th tc tip theo s
p dng. Nu bng k cng vic hng ngy khng c nu trong Hp ng, Khon
ny s khng c p dng.
Trc khi t hng cc hng ha cho cng vic, Nh thu s trnh bng bo gi ln
Nh t vn. Khi ngh thanh ton, Nh thu s trnh giy bin nhn, ha n, phiu
thanh ton ca cc hng ha .
Tr cc mt hng c nu trong lch cng vic hng ngy rng vic thanh ton s
khng ng hn, hng ngy Nh thu s phi gi cc thng bo chnh xc (gm 02
bn) cho Nh t vn bao gm cc chi tit sau y ca cc ngun c s dng trong
vic thc hin cc cng vic ca ngy trc :
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73
(a) tn, cng vic v thi gian ca nhn vin Nh thu,
(b) xc nh loi v thi gian ca thit b Nh thu v cng trnh tm thi, v
(c) s lng v chng loi thit b v cc vt liu c s dng.
Mt bn chp ca mi bn bo co nu chnh xc, hoc khi c ng , s c Nh
t vn k v gi li cho Nh thu. Nh thu khi s trnh cc bo co gi ca cc
ngun ln cho Nh t vn trc khi chng c a vo bo co tip sau theo
Khon 14.8 [Xin cp Chng ch thanh ton tm].
13.7 iu chnh do cc thay i lut l
Gi hp ng s c iu chnh tnh n vic tng hoc gim chi ph ny sinh t
thay i trong lut php ca nc s ti (bao gm vic ban hnh lut mi v vic sa
i b sung cc lut hin hnh) hoc vic Chnh ph din gii c tnh php l hoc
chnh thc v cc Lut , c thc hin sau Ngy khi cng, lm nh hng n
Nh thu trong vic thc hin nhng ngha v theo Hp ng.
Nu Nh thu phi chu (hoc s phi chu) s chm tr v/hoc nhng chi ph pht
sinh thm do vic thay i lut hoc vic din gii v cc lut , c thc hin sau
Ngy khi cng, Nh thu s thng bo cho Nh t vn v theo Khon 20.1 [Khiu ni
ca Nh thu] s c php:
(a) ko di thi gian cho s chm tr nu vic hon thnh b (hoc s b) tr
hon theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton cc chi ph , s c tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Nh t vn s ng hoc quyt nh nhng vn
Trong Khon ny, bng s liu iu chnh c ngha l bng hon chnh cc s liu
iu chnh c a vo trong Ph lc H s d thu. Nu khng c bng s liu iu
chnh, Khon ny s khng c p dng.
Nu Khon ny c p dng, cc khon tin thanh ton cho Nh thu s c iu
chnh tng hoc gim theo chi ph lao ng, hng ha v cc u vo khc cho cng
trnh, bng vic thm hoc bt cc khon tin c xc nh theo cng thc c nu
trong Khon ny. Trong phm vi m vic b tr y cho vic tng hoc gim chi
ph khng c nu trong iu ny hoc cc iu khc, s tin c chp thun theo
Hp ng s c coi l tnh c cc khon tin d phng cho vic tng v gim cc
chi ph.
Vic iu chnh s c p dng i vi s tin phi thanh ton cho Nh thu, nh
c tnh ton theo Bng gi thch hp v c xc nhn trong Chng ch thanh ton
s c xc nh theo cng thc cho mi loi tin t s thanh ton cho Gi Hp ng.
S khng p dng iu chnh i vi cc cng vic c nh gi da trn c s ca
Chi ph hoc gi c hin hnh. Cng thc s theo kiu thng dng sau:
FIDIC
74
o
n
o
n
o
n
n
M
M
d
E
E
c
L
L
b a P
trong :
P
n
l s nhn iu chnh c p dng cho gi tr hp ng c tnh cho cc cng
vic c tin hnh trong thi gian n theo tin t tng ng, thi gian ny c ngha
l 1 thng tr khi c nu trong Ph lc H s d thu;
a l h s c nh, c nu trong bng s liu iu chnh tng ng, th hin phn
khng iu chnh ca cc khon thanh ton theo hp ng;
b, c, d, ... l nhng h s biu hin t l c tnh ca mi phn chi ph lin quan
n vic thi cng cng trnh, c nu trong bng cc s liu iu chnh tng ng;
nh cc phn chi ph trong bng c th th hin cc ngun nh lao ng, thit b v vt
liu;
L
n
, E
n
, M
n
, ... l nhng ch s chi ph hin thi hoc nhng gi tham kho cho
thi gian n, c th hin bng tin t thanh ton tng ng, mi ch s c p
dng cho mt loi chi ph tng ng trong bng vo thi im 49 ngy trc ngy cui
cng ca thi gian (m Chng nhn thanh ton ring c lin quan n), v
L
o
, E
o
, M
o
, ... l nhng ch s chi ph c bn hoc gi tham kho cho thi gian
n, c th hin bng tin t thanh ton tng ng, mi ch s s c p dng cho
mt loi chi ph tng ng trong bng vo Ngy khi cng.
Cc ch s chi ph hoc cc gi tham kho c nu trong bng s liu iu chnh s
c s dng. Nu c nghi ng v ngun ca chng, Nh t vn s xc nh. Cho mc
ch ny, vic tham kho s c thc hin i vi cc gi tr ca cc ch s vo nhng
ngy c nu (c nu ring trong ct 4 v ct 5 ca bng) nhm lm sng t v
ngun ca gi tham kho; mc d nhng ngy ny (v cc gi tr ny) c th khng
khp vi cc ch s chi ph c bn.
Trong trng hp m tin t ca ch s (c nu trong bng) khng phi l tin t
thanh ton tng ng, mi ch s s c chuyn i sang tin t thanh ton tng ng
theo t gi bn ra, do Ngn hng Trung ng ca nc s ti n nh, ca tin t tng
ng ny vo ngy nu trn, ngy m ch s s c yu cu p dng.
Khi m mi ch s chi ph hin hnh cn cha c, Nh t vn s xc nh mt ch s
tm thi cp Chng nhn thanh ton tm thi. Khi mt ch s chi ph hin hnh c
ri th vic iu chnh s c tnh ton li cho ph hp.
Nu Nh thu khng hon thnh cng trnh trong khong thi gian hon thnh, vic
iu chnh gi s c thc hin da trn (i) mi ch s hoc gi c p dng vo thi
im 49 ngy ngy trc ngy ht hn Thi gian hon thnh cng trnh hoc (ii) ch
s hoc gi c hin hnh: ty theo cch thc no thun li hn cho Ch u t.
Cc h s cho mi yu t chi ph c nu trong bng s liu iu chnh s ch c
iu chnh nu chng c chng t l khng hp l, khng cn bng hoc khng
p dng c, dn n thay i.
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14.1 Gi hp ng
Tr phi c cc quy nh khc trong iu kin ring:
(a) Gi hp ng s l Gi hp ng c chp thun tr trn gi v c iu
chnh theo Hp ng;
(b) Nh thu s phi tr tt c loi thu, ph c yu cu phi tr theo Hp ng,
v Gi hp ng s khng c iu chnh cho bt c khon no ca cc chi
ph ny, loi tr c nu trong Khon 13.7 [iu chnh do cc thay i v lut
l].
(c) khi lng cng vic c nu trong Lch trnh c coi l nhng khi lng
c tnh v s khng c coi l nhng khi lng thc t v ng ca cng
trnh m Nh thu c yu cu thc hin; v
(d) bt k khi lng cng vic no hoc s liu gi c c nu trong Lch trnh
s c s dng cho mc ch c nu trong Lch trnh v c th khng p
dng cho nhng mc ch khc.
Tuy nhin, nu mt phn cng trnh c thanh ton theo khi lng c cung cp
hoc cng vic c thc hin, cc quy nh v tnh ton v nh gi s c nu
trong iu kin ring. Gi hp ng s c xc nh theo , ty theo vic iu chnh
theo Hp ng.
14.2 ng trc
Ch u t s ng trc, nh mt khon vay khng c li sut cho vic huy ng v
thit k, khi Nh thu trnh mt giy bo lnh theo Khon ny. Tng s ng trc, s
ln v thi gian ca thanh ton (nu hn 1 ln) v tin t v t l c p dng s nh
c nu trong Ph lc H s d thu.
Tr phi v cho n khi Ch u t nhn c giy bo lnh ny, hoc nu tng s
thanh ton trc khng c nu trong Ph lc H s d thu, Khon ny s khng
c p dng.
Nht vn s cp Chng ch thanh ton tm thi cho ln thanh ton u tin sau khi
nhn c mt bn Bo co theo Khon 14.3 [Xin cp chng ch thanh ton tm] v
sau khi Ch u t nhn c (i) Bo lnh thc hin theo Khon 4.2 [Bo lnh thc
hin] v (ii) mt bo lnh bng s lng v tin t tng ng vi s tin ng trc.
Bo lnh ny s c mt c quan cp v t trong mt nc (hoc php quyn khc)
do Ch u t chp thun, v s theo biu mu ph lc ca cc iu kin ring hoc
theo biu mu khc c Ch u t chp thun.
Nh thu phi m bo rng bo lnh l c gi tr v c hiu lc cho n khi vic ng
trc c hon tr, nhng s tin ny c th s c chit khu ly tin bi s tin
m Nh thu tr li nh nu trong Chng ch thanh ton. Nu cc iu khon ca
bo lnh nu c th ngy ht hn bo lnh v vic ng trc khng c hon tr
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trc ngy ht hn 28 ngy, Nh thu phi gia hn hiu lc ca bo lnh cho n khi
vic ng trc c hon tr.
Vic ng trc s c hon tr thng qua cc chit khu phn trm trong Chng ch
thanh ton. Tr phi c cc phn trm khc c nu c th trong Ph lc H s d
thu th:
(a) cc chit khu s bt u trong Chng ch thanh ton, trong tng s tt c
thanh ton tm thi c xc nhn (tr thanh ton trc v cc chit khu v
vic tr li s tin gi li) ln hn 10% ca s tin Hp ng c chp thun
tr i s tin tm thi; v
(b) cc chit khu s c tnh d trn t l tr dn ca 25% s tin ca mi Chng
ch thanh ton (khng tnh n vic thanh ton trc v chit khu v hon tr
s tin gi li) bng cc loi tin t v t l ca thanh ton trc, cho n khi
thanh ton trc c hon tr.
Nu vic ng trc vn cha c hon tr trc khi cp Chng ch nghim thu cng
trnh hoc trc khi chm dt Hp ng theo iu 15 [Chm dt Hp ng bi Ch
u t], iu 16 [Tm dng v chm dt Hp ng bi Nh thu] hoc iu 19 [Bt
kh khng] (ty tng trng hp), khi ton b s n s l n n k v Nh thu
phi chu trch nhim thanh ton cho Ch u t.
14.3 Xin cp thanh ton tm
Nh thu s np bo co (6 bn) ln Nh t vn sau khi ht thi hn thanh ton nu
trong Hp ng (nu khng c nu th bo co sau mi thng) bng biu mu m Nh
t vn chp thun, trnh by chi tit cc s tin m Nh thu cho l mnh c hng,
cng vi cc ti liu h tr bao gm c bo co v tin theo Khon 4.21 [Bo co
tin ].
Bo co s bao gm nhng mc sau, nhng mc ny s c nu c th bng cc loi
tin t khc nhau m Gi hp ng c th thanh ton theo tun t:
(a) gi tr hp ng c tnh ca cng trnh c thi cng v cc ti liu ca Nh
thu c chun b cho n cui thng (bao gm c bin i nhng khng bao
gm cc ni dung c nu trong phn (b) n (f) di y);
(b) bt c s tin no c thm vo hay gim i do c s thay i v lut php v
thay i v chi ph theo Khon 13.7 [iu chnh do cc thay i v lut l] v
Khon 13.8 [iu chnh do cc thay i v chi ph];
(c) bt c s tin no b chit khu i gi li c tnh ton bng cch p dng
phn trm do gi li c nu trong iu kin ring i vi tng s tin trn
cho n khi s tin do Ch u t gi li t ti gii hn ca S tin gi li
(nu c) c nu trong Ph lc H s d thu;
(d) s tin thm vo hoc gim i cho thanh ton trc v hon tr theo Khon
14.2 [ng trc],
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(e) s tin c thm vo hoc bt i i vi thit b v cc vt liu theo Khon
14.5 [Thit b v cc vt liu cho cng trnh];
(f) vic thm vo hoc bt i no c th tr thnh n n hn theo Hp ng hoc
quy nh khc thuc cc ni dung ca iu 20 [Khiu ni, tranh chp v trng
ti], v
(g) vic chit khu s tin c xc nhn trong cc Chng ch thanh ton trc .
Nu Hp ng c mt Lch trnh thanh ton nu c th cc t thanh ton trong Gi
hp ng s c thanh ton, khi tr phi c nu khc vi quy nh trong Lch
trnh ny th:
(a) cc t thanh ton c nu trong Lch trnh thanh ton s l cc gi tr hp
ng c tnh cho cc mc ch ca phn (a) ca Khon 14.3 [Xin cp thanh
ton tm];
(b) Khon 14.5 [Thit b v cc vt liu dng cho cng trnh] s khng c p
dng; v
(c) nu nhng t thanh ton ny khng c xc nh bng cc tham kho tin
thc t t c trong qu trnh thi cng cng trnh v nu tin thc t c
pht hin thy chm hn tin ca Lch trnh thanh ton, cn c vo Nh
t vn c th ng hoc quyt nh nhng t thanh ton sa i theo Khon
3.5 [Quyt nh] c tnh n phm vi mc m tin ang chm hn so vi
tin c xc nh trc .
Nu Hp ng khng c Lch trnh thanh ton, Nh thu s trnh d ton khng rng
buc i vi cc khon thanh ton m Nh thu mun c tr gp ng hn trong
mi qu. D ton u tin s c trnh trong vng 42 ngy sau Ngy khi cng. Cc
d ton c sa i s c np theo nh k hng qu cho n khi Chng ch
nghim thu cng trnh c cp.
14.5 Thit b v cc vt liu s dng cho cng trnh
Nu p dng khon ny, Chng ch thanh ton tm, theo phn (e) ca Khon 14.3, s
bao gm, (i) s tin cho thit b v vt liu c gi ti cng trng c th
hin trong cng trng vnh cu, v (ii) mt chit khu khi gi tr hp ng ca thit b
v cc vt liu ny c gp vo lm mt phn ca cng trnh vnh cu theo phn (a)
ca Khon 14.3 [Xin cp chng ch thanh ton tm]
Nu nhng danh sch c cp ti trong phn (b) (i) hoc phn (c) (i) di y
khng c trong Ph lc H s d thu, Khon ny s khng c p dng.
Nht vn s xc nh v chng nhn cho mi b sung nu nhng iu kin sau y
c tha mn
(a) Nh thu
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(i) gi nhng bin bn h s tt (bao gm n t hng, giy bin nhn, cc
chi ph v vic s dng thit b v vt liu) sn sng cho gim st, v
(ii) trnh bo co cc chi ph mua v vn chuyn thit b v vt liu n
cng trng, c cc chng t hp l;
v hoc
(b) Thit b v cc vt liu lin quan:
(i) L nhng th c lit k trong Ph lc H s d thu thanh ton
khi c vn chuyn xung tu.
(ii) c vn chuyn n Nc s ti, trn ng ti cng trng, theo
Hp ng; v
(iii) c m t trong vn n ng bin r rng hoc cc chng t vn ti
bin c trnh cho Nh t vn cng vi cc chng t thanh ton vn
ti v bo him, cc giy t khc c yu cu hp l v giy bo lnh
ca ngn hng theo mu v do mt php nhn c Ch u t chp
nhn cp vi s tin v cc loi tin t tng ng vi s tin ng
theo Khon ny, giy bo lnh ny c th theo mu tng t mu trong
Khon 14.2 [ng trc] v s c gi tr cho n khi thit b v vt liu
c bo qun ng cch trn cng trng v c bo v trnh b mt
mt h hi.
hoc
(c) Thit b v cc vt liu lin quan
(i) l nhng th c nu trong Ph lc H s d thu thanh ton khi
c vn chuyn ti cng trng, v
(ii) c vn chuyn ti v c bo qun ng cch trn cng trng
v c bo v khng mt mt, h hi hoc xung cp v th hin theo
ng Hp ng;
S tin b sung c chng nhn s l tng ng vi 80% ca chi ph cho thit
b v cc vt liu m Nh t vn xc nh (bao gm vic vn chuyn ti cng trng)
c tnh n cc ti liu c nu trong Khon ny v ca gi tr Hp ng i vi cc
thit b v cc vt liu.
Tin t cho s tin b sung ny cng s ging nh tin t trong khon thanh ton n
hn khi gi tr hp ng c tnh n theo phn (a) ca Khon 14.3 [Xin cp chng
ch thanh ton tm]. Lc , Chng ch thanh ton bao gm c chit khu tng
ng, vi s tin b sung cho thit b v cc vt liu tng ng cng cng loi tin t
v t l ny.

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14.6 Cp Chng ch thanh ton tm
S khng c s tin no c chng nhn hoc thanh ton cho n khi Ch u t
nhn v thng qua bo lnh thc hin. Sau , trong vng 28 ngy sau khi nhn c
bo co v cc ti liu lin quan khc, Nh t vn s cp cho Ch u t chng ch
thanh ton tm nu r s tin m Nh t vn s xc nh r l n n hn phi tr vi
cc ti liu h tr khc.
Tuy nhin, trc khi cp Chng ch nghim thu cng trnh, Nh t vn s khng b bt
buc phi cp Chng ch thanh ton tm ca mt s tin (sau vic gi li v cc chit
khu khc) t hn s tin ti thiu ca Chng ch thanh ton tm (nu c) c nu
trong Ph lc H s d thu. Trong trng hp ny, Nh t vn s thng bo cho Nh
thu ngay.
Chng ch thanh ton tm s khng b t chi v bt c l do no khc, d cho:
(a) nu ci g c cung cp hoc cng vic c thc hin bi Nh thu khng
ng vi Hp ng, chi ph cho vic sa cha hay thay th c th b t chi
cho n khi vic sa cha hay thay th hon tt, v/hoc
(b) nu Nh thu hoc ang khng thc hin cng vic no hoc ngha v ca
mnh theo ng Hp ng v c Nh t vn thong bo nh vy, gi tr
ca cng vic ny hoc ngha v ny c th b t chi cho n khi cng vic
hoc ngha v c thc hin xong.
Nh t vn trong bt c Chng ch thanh ton no cng c th iu chnh hoc sa cho
ph hp vi bt c Chng ch thanh ton trc . Chng ch thanh ton s khng
c coi l biu th vic chp thun, ph duyt hoc ng tha mn ca Nh t vn.
14.7 Thanh ton
Ch u t s thanh ton cho Nh thu:
(a) t ng trc u tin trong vng 42 ngy sau khi cp th Chp thun hoc
trong vng 21 ngy sau khi nhn c cc ti liu theo Khon 4.2 [Bo lnh
thc hin] v Khon 14.2 [ng trc], ty theo vic no n sau;
(b) s tin c chng nhn trong mi Chng ch thanh ton tm thi trong vng
56 ngy sau khi Nh t vn nhn c Bo co v cc ti liu lin b tr, v
(c) s tin c chng nhn trong Chng ch thanh ton cui cng trong vng 56
ngy sau khi Ch u t nhn c Chng ch thanh ton ny.
Vic thanh ton s tin n hn phi tr bng mi loi tin t s c chuyn vo ti
khon ngn hng, do Nh thu xut, ti nc thanh ton (cho loi tin t ny) c
nu c th trong Hp ng.
Nu Nh thu khng nhn c tin thanh ton theo Khon 14.7 [n nh thi hn
thanh ton], Nh thu s c nhn cc thanh ton ti chnh theo tng thng trn c s
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s tin khng c thanh ton trong thi gian chm tr. Thi gian ny c coi nh
s c coi nh bt u t ngy thanh ton c nu c th trong Khon 14.7 [Thanh
ton] bt k n (trong trng hp ca phn (b)) ngy m Chng ch thanh ton c
cp.
Tr phi c quy nh khc trong iu kin ring, nhng khon thanh ton ti chnh ny
s c tnh theo t l hng nm l 3% trn t sut chit khu ca Ngn hng Trung
ng nc ca tin t thanh ton, v s c thanh ton theo tin t .
Nh thu s c nhn khon thanh ton ny m khng cn c thng bo hoc chng
nhn chnh thc v khng lm nh hng quyn li hoc phng sch khc.
Khi Chng ch nghim thu cng trnh c cp, v cng trnh qua tt c cc cuc
kim nh c th (bao gm c kim nh sau khi hon thnh, nu c), mt na u ca
s tin gi li s c Nh t vn chng nhn thanh ton cho Nh thu. Nu Chng
ch nghim thu c cp cho mt hng mc, phn trm tng ng ca na u s tin
gi li s c thanh ton khi hng mc vt qua tt c cc cuc kim nh.
Ngay sau ngy ht hn cui cng ca Thi hn thng bo sai st, vic cn i n tn
ng ca s tin gi li s c Nh t vn chng nhn thanh ton cho Nh thu.
Nu Chng ch nghim thu c cp cho mt hng mc, t l phn trm tng ng ca
na sau s tin gi li s c chng nhn v c thanh ton ngay sau ngy ht hn
ca Thi hn thng bo sai st ca hng mc.
Tuy nhin, nu cng vic no cn cha c thc hin theo iu 11 [Trch nhim v
sai st] hoc theo iu 12 [Kim tra sau khi hon thnh], Nh t vn s c quyn t
chi chng nhn v chi ph d tnh cho cng vic ny cho n khi cng vic c
tin hnh xong.
T l phn trm tng ng cho mi hng mc s l gi tr phn trm ca hng mc nh
nu trong hp ng. Nu gi tr phn trm ca hng mc khng c nu c th
trong Ph lc H s d thu, khng c phn trm no ca mi na s tin gi li s
c p dng theo Khon ny cho hng mc .
Trong vng 84 ngy sau khi nhn c Chng ch nghim thu cng trnh, Nh thu s
trnh cho Nh t vn 06 bn ca Bo co khi hon thnh cng vi cc ti liu b tr
theo Khon 14.3 [Xin cp Chng ch thanh ton tm], cho thy:
(a) gi tr ca tt c cc cng vic c lm ng vi Hp ng cho n ngy c
nu trong Chng ch nghim thu cng trnh,
(b) bt c khon tin no khc m Nh thu coi l n hn thanh ton, v
(c) d ton ca cc khon tin khc m Nh thu coi l s n hn thanh ton theo
Hp ng. Cc s tin c tnh s c trnh by ring l trong bo co khi
hon thnh ny.
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Sau Nh t vn s chng nhn theo Khon 14.6 [Cp Chng ch thanh ton tm].
14.11 Xin cp Chng ch thanh ton cui cng
Trong vng 56 ngy sau khi nhn c Chng ch thc hin, Nh thu s trnh cho
Nh t vn 06 bn ca d tho bo co cui cng vi cc ti liu b tr trnh by chi
tit theo mu m Nh t vn chp thun:
(a) gi tr ca tt c cc cng vic c lm theo ng Hp ng, v
(b) s tin khc m Nh thu coi l n hn thanh ton theo Hp ng hoc cc
tha thun khc.
Nu Nh t vn khng ng hoc khng c th chng thc mt phn no ca d tho
bo co cui cng, Nh thu s trnh thm thng tin khi Nh t vn c th yu cu hp
l v s thay i d tho theo s nht tr ca hai bn. Nh thu s chun b v trnh cho
Nh t vn bo co cui cng nh hai bn nht tr. Bo co ny s c gi l Bo
co cui cng trong cc iu kin ny.
Tuy nhin nu sau khi c nhng cuc tho lun gia Nh t vn v Nh thu v nhng
thay i no trong d tho bo co cui cng m hai bn nht tr, hin nhin l s c
tranh chp, Nh t vn s gi cho Ch u t (v gi cho Nh thu mt bn) Chng
ch thanh ton tm cho cc phn c hai bn nht tr ca d tho bo co cui cng.
Sau , nu tranh chp c gii quyt theo Khon 20.4 [Khi c quyt nh ca ban x
l tranh chp] hoc Khon 20.5 [Ha gii mt cch hu ho]. Nh thu s chun b v
trnh cho Ch u t (gi cho Nh t vn 01 bn) bo co cui cng.
Khi trnh bo co cui cng, Nh thu s trnh Bn thanh ton trn giy t khng nh
rng ton b Bo co cui cng th hin vic thanh ton y v gii quyt xong tt
c s tin phi tr cho Nh thu theo hoc lin quan n Hp ng. Bn thanh ton ny
c th nu rng n s c hiu lc khi Nh thu nhn li Bo lnh Hp ng v vic
cn bng n nn ca s tin ny m Bn thanh ton s c hiu lc vo ngy .
14.13 Cp Chng ch thanh ton cui cng
Trong vng 28 ngy sau khi nhn c Bo co cui cng v Bn thanh ton ht n
trn giy t ph hp vi Khon 14.11 [Xin cp chng ch thanh ton cui cng] v
Khon 14.12 [Trang tri xong], Nh t vn s pht hnh cho Ch u t, Chng ch
thanh ton cui cng nu r
(a) s tin thanh ton cui cng, v
(b) sau khi trao tn dng cho Ch u t i vi tt c cc khon tin m Ch u
t ng trc v tt c s tin m Ch u t c hng, hoc vic cn
bng n t Ch u t sang Nh thu hoc t Nh thu sang Ch u t, ty
tng trng hp.
Nu Nh thu khng xin Chng ch thanh ton cui cng theo Khon 14.11 [Xin cp
Chng ch thanh ton cui cng] v Khon 14.12 [Trang tri xong], Nh t vn s yu
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cu Nh thu lm iu . Nu Nh thu khng trnh n xin trong vng 28 ngy, Nh
t vn s cp Chng ch thanh ton cui cng cho s tin m h xc nh ng l phi
thanh ton.
Ch u t s khng chu trch nhim vi Nh thu v bt c vic g v vn g theo
hoc lin quan n Hp ng hoc thi cng cng trnh, tr khi Nh thu nu c th
mt s tin dng cho vic :
(a) trong bo co cui cng v cng
(b) (tr nhng vn v vic ny sinh sau khi cp Chng ch nghim thu cng
trnh) trong bo co khi hon thnh c nu trong Khon 14.10 [Bo co khi
hon thnh].
Tuy nhin, Khon ny khng gii hn trch nhim ca Ch u t v cc ngha v bi
thng hay trch nhim ca Ch u t trong cc trng hp gian di, c vi phm
hay tin hnh sai cng vic do l l ca Ch u t.
Gi Hp ng s c thanh ton bng mt loi tin t hoc nhiu loi tin t c nu
c th trong Ph lc H s d thu. Tr phi c cc quy nh khc trong cc iu kin
ring nu c hn mt loi tin t c nu, vic thanh ton s c thc hin nh sau:
(a) nu s tin c chp thun theo Hp ng ch c tnh bng ni t khi:
(i) T l hoc cc khon tin c tnh bng ni t v ngoi t v t gi
trao i n nh c s dng tnh tin thanh ton nh nu c th
trong Ph lc H s d thu, tr khi c tha thun khc ca c hai bn;
(ii) vic thanh ton v chit khu theo Khon 13.5 [Tin tm ng] v Khon
13.7 [iu chnh do thay i lut php] s c tnh bng cc loi tin
t v t l c p dng; v
(iii) vic thanh ton v chit khu trong phn (a) n (d) ca Khon 14.3
[Xin cp chng ch thanh tom tm] s c tnh bng cc tin t v t
l c nu r trong phn (a) (i) trn;
(b) vic thanh ton cc thit hi c nu c th trong Ph lc H s d thu s
c tnh bng cc loi tin t v t l c nu trong Ph lc H s d thu;
(c) cc thanh ton khc ca Nh thu cho Ch u t s c tnh bng loi tin t
m s tin do Ch u t chi tiu bng loi tin hoc bng tin t m c
hai Bn c th tha thun;
(d) nu bt c s tin no m Nh thu thanh ton cho Ch u t bng loi tin t
ring vt qu s tin m Ch u t phi tr cho Nh thu bng loi tin t ,
Ch u t c th thu li phn cn i ca s tin ny t cc khon tin khc
thanh ton cho Nh thu bng cc loi tin t khc; v
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(e) nu khng c t gi trao i no c nu trong Ph lc H s d thu, th s
s dng t gi vo ngy khi cng v do Ngn hng nh nc s ti xc nh.

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15.1 Thng bo sa cha
Nu Nh thu khng thc hin ngha v theo Hp ng, Nh t vn c th ra thng
bo yu cu Nh thu phi thc hin v sa cha cc sai hng trong khong thi gian
hp l c th.
15.2 Chm dt Hp ng bi Ch u t
Ch u t s c quyn chm dt Hp ng nu Nh thu:
(a) khng tun th Khon 4.2 [Bo lnh thc hin] hoc vi mt thng bo theo
Khon 15.1 [Thng bo sa cha],
(b) b d cng trnh hoc th hin r rng nh khng tip tc thc hin ngha v
theo Hp ng,
(c) khng c l do chnh ng m li khng
(i) tip tc cng trnh theo iu 8 [Khi cng, chm tr v tm ngng],
hoc
(ii) tun th thng bo c a ra theo Khon 7.5 [T chi] hoc khon
7.6 [Cng vic sa cha] trong vng 28 ngy sau khi nhn c thng
bo,
(d) cho Thu ph ton b cng trnh hoc chuyn nhng Hp ng m khng c
s tha thun theo yu cu,
(e) b ph sn hoc b v n, b ng ca, b qun l ti sn, phi thng lng vi
ch n hoc tip tc kinh doanh di s gim st ca ngi qun l ti sn,
ngi c y quyn hoc ngi qun l v li ch ca ch n hoc c hnh
ng hoc s kin no xy ra (theo cc Lut c p dng) c nh hng
tng t ti cc hot ng hoc s kin ny, hoc
(f) a hoc c ng a (trc tip hoc gin tip) t lt, qu cp hay tin hoa
hng hoc cc vt khc c gi tr cho ngi no nh phn thng hoc
mua chuc:
(i) thc hin hoc chu thc hin cc hnh ng lin quan n Hp
ng, hoc
(ii) t ra l thin v hay khng thin v mt ngi no c lin quan
n Hp ng,
hoc nu nhn vin ca Nh thu, i l hoc cc Thu ph a hoc c ng a
(trc tip hoc gin tip) cho ngi no nh phn thng hoc mua chuc nh
c m t trong phn (f). Tuy nhin, vic thng hay y lo mt cch hp php cho
Ngi ca Nh thu s khng cho quyn chm dt Hp ng.
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85
Nu c mt trong nhng trng hp ny, Ch u t c th, bng cch thng bo
cho Nh thu trc 14 ngy, chm dt Hp ng v trc xut Nh thu ra khi cng
trng. Tuy nhin, trong trng hp ca phn (e) hoc (f), Ch u t c th thng bo
chm dt Hp ng ngay lp tc.
S la chn ca Ch u t trong vic quyt nh chm dt Hp ng s khng lm
nh hng n cc quyn li khc ca Ch u t, theo Hp ng.
Nh thu phi ri cng trng v chuyn cc hng ha cn thit, cc ti liu ca Nh
thu v cc h s thit k khc ca Nh thu cho Nh t vn. Tuy nhin Nh thu s c
gng ht mc tun th ngay lp tc cc hng dn hp l c nu trong thng bo
(i) chuyn nhng hp ng ph, v (ii) bo v cuc sng v ti sn hay cho s an
ton ca cng trnh.
Sau khi chm dt Hp ng, Ch u t c th hon thnh cng trnh v/hoc sp t
cho cc n v khc thc hin. Ch u t v cc n v ny khi c th s dng bt
c hng ha, ti liu no ca Nh thu v cc ti liu thit k khc do Nh thu thc
hin hoc do i din Nh thu thc hin.
Ch u t s thng bo rng thit b ca Nh thu v cc cng trnh tm thi s c
gii phng cho Nh thu ti hoc gn Cng trng. Nh thu s ngay lp tc sp xp
chuyn i, ri ro v chi ph cho vic ny s do Nh thu chu. Tuy nhin, nu n
lc ny m Nh thu cn n Ch u t mt khon thanh ton no th Ch u t c
quyn bn chng ly li tin. S tin d ra s c tr cho Nh thu.
15.3 Xc nh gi vo ngy chm dt Hp ng
Ngay khi thng bo chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t]
c hiu lc, Nh t vn theo Khon 3.5 [Quyt nh] s ng hoc xc nh gi tr
ca cng trnh, hng ha v ti liu ca Nh thu v cc khon tin phi thanh ton cho
Nh thu cc cng vic c thc hin theo ng Hp ng.
15.4 Thanh ton sau khi chm dt Hp ng
Sau khi thng bo chm dt hp ng theo Khon 15.2 [Chm dt Hp ng bi Ch
u t] c hiu lc, Ch u t c th:
(a) tin hnh theo Khon 2.5 [Khiu ni ca Ch u t],
(b) khng thanh ton thm cho Nh thu cho n khi chi ph thit k, thi cng,
hon thnh v sa cha cc sai st v h hng do chm tr trong hon thnh
(nu c) v cc chi ph khc m Ch u t chu c thit lp, v/hoc
(c) Thu li t Nh thu cc ph tn do h hng, mt mt m Ch u t phi chu
v cc chi ph thm khc ca vic hon thnh cng trnh, sau khi tnh n bt
k mt khon n no i vi Nh thu theo Khon 15.3 [Xc nh gi ti ngy
chm dt Hp ng]. Sau khi thu hi li t cc mt mt, h hng v cc chi
ph thm, Ch u t s thanh ton phn tin cn i cho Nh thu.

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15.5 Quyn chm dt Hp ng ca Ch u t
Ch u t c quyn chm dt Hp ng vo bt c lc no thun tin cho Ch u t,
bng cch thng bo cho Nh thu vic chm dt Hp ng. Vic chm dt ny s c
hiu lc 28 ngy sau ngy n sau ca cc thi im m Nh thu nhn c thng
bo ny ca Ch u t hoc Ch u t tr li Bo lnh thc hin. Ch u t s
khng c chm dt Hp ng theo Khon ny t thi cng cng trnh hoc sp
xp cho Nh thu khc thi cng cng trnh.
Sau khi chm dt Hp ng, Nh thu phi tin hnh theo Khon 16.3 [Ngng cng
vic v di di thit b Nh thu] v s c thanh ton theo Khon 19.6 [Chm dt c
la chn, thanh ton v ht trch nhim].

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16. TM NGNG V CHM DT HP NG BI
NH THU
16.1 Quyn tm ngng cng vic bi Nh thu
Nu Nh t vn khng chng nhn theo Khon 14.6 [Cp Chng ch thanh ton tm]
hoc Ch u t khng tun theo Khon 2.4 [Thu xp ti chnh ca Ch u t] hoc
khon 14.7 [Thanh ton], Nh thu c th sau khi thng bo cho Ch u t khng
mun hn 21 ngy, s tm ngng cng vic (hoc gim t l cng vic) tr phi v cho
n khi Nh thu nhn c Chng ch thanh ton, ty trng hp v nh m t trong
thng bo.
Hnh ng ca Nh thu khng c lm nh hng n quyn li ca Nh thu i
vi cc chi ph ti chnh theo Khon 14.8 [Thanh ton chm] v chm dt hp ng
theo Khon 16.2 [Chm dt Hp ng bi Nh thu].
Nu Nh thu tip nhn c Chng ch thanh ton, chng c hoc thanh ton (nh
nu trong Khon tng ng v thng bo trn) trc khi thng bo chm dt hp
ng, Nh thu phi tip tc tin hnh cng vic tr li nh bnh thng ngay khi c
th c.
Nu Nh thu phi chu s chm tr v/hoc cc chi ph pht sinh l hu qu ca vic
tm ngng cng vic (hoc do gim t l cng vic) theo Khon ny, Nh thu phi
thng bo cho Nh t vn theo Khon 20.1 [Khiu ni ca Nh thu c quyn]:
(a) gia hn thi gian b cho s chm tr nh vy, nu vic hon thnh ang
(b) thanh ton cho chi ph cng thm li nhun hp l, c tnh vo Gi hp
ng.
Sau khi nhn c thng bo ny, Nh t vn s ng hoc cc nh cc vn ny
theo Khon 3.5 [Quyt nh].
16.2 Chm dt Hp ng bi Nh thu
Nh thu c quyn chm dt hp ng nu:
(a) Nh thu khng nhn c chng c hp l trong vng 42 ngy sau khi
thng bo theo Khon 16.1 [Quyn tm ngng cng vic ca Nh thu] lin
quan n vic khng tun th Khon 2.4 [Thu xp ti chnh ca Ch u t],
(b) Nh t vn khng cp Chng ch thanh ton trong vng 56 ngy sau khi nhn
c Bo co v cc ti liu b tr,
(c) Nh thu khng nhn c s tin c thanh ton ng theo Chng ch thanh
ton Tm thi trong vng 42 ngy sau khi ht hn thi gian thanh ton c
nu trong Khon 14.7 [Thanh ton] m vic thanh ton phi c tin hnh
trong thi gian (tr vic chit khu theo Khon 2.5 [Khiu ni ca Ch u
t]),
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(d) Ch u t v c bn khng thc hin ngha v theo Hp ng,
(e) Ch u t khng tun th Khon 1.6 [Tha thun Hp ng] hoc Khon 1.7
[Chuyn nhng],
(f) vic tm ngng b ko di nh hng n ton b cng trnh nh c m t
trong Khon 8.11 [Ko di tnh trng tm ngng], hoc
(g) Ch u t b ph sn hay v n, b ng ca, b qun l ti sn, phi iu nh
vi ch n hoc tip tc kinh doanh di s iu hnh ca ngi c y thc
hoc i din cho quyn li ca ch n hoc nu c hnh ng hoc s kin
no xy ra (theo cc Lut hin hnh) c tc dng tng t ti cc hot ng
hoc s kin .
Trong bt c s kin hoc trng hp no nu trn, Nh thu c th, bng thng bo
trc 14 ngy cho Ch u t chm dt Hp ng. Tuy nhin trong trng hp ca
phn (f) hoc (g), Nh thu c th thng bo chm dt Hp ng ngay lp tc.
S la chn ca Nh thu chm dt Hp ng s khng c lm nh hng n
cc quyn li khc ca bn thn mnh, theo Hp ng hay khng theo.
16.3 Ngng cng vic v di di thit b Nh thu
Sau khi nhn c thng bo kt thc Hp ng theo Khon 15.5 [Quyn chm dt
Hp ng ca Ch u t], Khon 16.2 [Chm dt Hp ng bi Nh thu] hoc
Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim] c hiu lc,
Nh thu s ngay lp tc:
(a) ngng tt c cc cng vic thm, ngoi tr cc cng vic c Nh t vn
hng dn bo v con ngi v ti sn hoc an ton ca cng trnh.
(b) chuyn giao ton b ti liu ca Nh thu, thit b, cc vt liu v cc cng vic
khc m Nh thu c thanh ton, v
(c) di di tt c hng ha khi cng trng, ngoi tr cc th cn thit cho an ton
v ri khi cng trng.
16.4 Thanh ton khi chm dt Hp ng
Sau khi thng bo chm dt Hp ng theo Khon 16.2 [Chm dt Hp ng bi Nh
thu] c hiu lc, Ch u t s ngay lp tc:
(a) tr li Bo lnh thc hin cho Nh thu,
(b) thanh ton cho Nh thu theo Khon 19.6 [Chm dt c la chn, thanh ton
v ht trch nhim], v
(c) thanh ton cho Nh thu s tin do mt mt v li nhun hoc mt mt h hng
khc m Nh thu phi chu do vic chm dt Hp ng ny.

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17.1 Bi thng
Nh thu phi bi thng v gnh chu nhng tn hi cho Ch u t, cc nhn vin
ca Ch u t v cc i l ring ca h, i vi cc khiu ni, hng hc, mt mt v
cc chi ph (bao gm ph v cc chi ph php l) c lin quan n:
(a) tn hi thn th, bnh tt, m au, bnh tt hay cht, ca bt c ngi no xy
ra trong hoc ngoi qu trnh tin hnh hoc do nguyn nhn ca thit k, thi
cng v hon thnh cng trnh v sa cha cc sai st, tr phi c th quy cho
vic cu th, c lm hoc vi phm Hp ng bi Ch u t, cc nhn vin
ca Ch u t, hoc bt k i din ring no ca h, v
(b) hng hc hay mt mt ca bt c ti sn no, l ng sn hay ca c nhn
(khng phi l cng trnh), phm vi m nhng hng hc hay mt mt ny:
(i) pht sinh t hoc trong qu trnh tin hnh hoc do nguyn nhn ca
thit k, thi cng v hon thnh cng trnh v sa cha cc sai st,
(ii) c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u
t, hoc cc i l ring ca h, hoc bt c ngi no trc tip hay
gin tip c h thu.
Ch u t phi bi thng v gnh chu nhng tn hi cho Nh thu, cc nhn vin
ca Nh thu v cc i l ring ca h, i vi cc khiu ni, thit hi, mt mt v chi
ph (bao gm ph v cc ph php l) lin quan n (1) tn hi thn th, m au, bnh
tt hay cht c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u t,
cc nhn vin ca Ch u t, hoc cc i l ring ca h, v (2) cc vn m trch
nhim khng thuc bo him, nh m t trong phn (d) (i), (ii) v (iii) ca Khon
18.3 [Bo him i vi vic tn thong ngi v thit hi ti sn].
Nh thu s chu hon ton trch nhim i vi vic coi sc cng trnh v hng ha t
ngy khi cng cho n ngy pht hnh Chng ch nghim thu hoc coi nh c pht
hnh theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho cng trnh,
khi trch nhim c chuyn qua Ch u t. Nu Chng ch nghim thu c pht
hnh (hoc coi nh pht hnh) cho bt c hng mc hay cng trnh no, th trch
nhim coi sc n bt k hng mc no ca cng trnh c chuyn cho Ch u
t.
Sau khi trch nhim c chuyn mt cch ph hp cho Ch u t, Nh thu s nhn
trch nhim coi sc n bt k cng vic no cn tn li cha gii quyt xong vo
ngy c nu trong Chng ch nghim thu cho n khi cc cng vic ny c hon
thnh.
Nu bt c vic mt mt hay h hng no xy ra cho cng trnh, hng ha hoc ti liu
ca Nh thu no trong khong thi gian Nh thu ang chu trch nhim coi sc, do
bt c l do no khng c lit k trong Khon 17.3 [Nhng ri ro ca Ch u t],
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Nh thu s phi sa nhng mt mt hay h hng bng s ri ro v chi ph ca Nh
thu, cng trnh, hng ha v ti liu ca Nh thu ng vi Hp ng.
Nh thu s phi chu trch nhim i vi bt c hng hc hay mt mt do cc hot
ng m Nh thu thc hin sau khi Chng ch nghim thu c pht hnh. Nh
thu phi chu trch nhim i vi bt c mt hng hc hay mt mt xy ra sau khi
Chng ch nghim thu c pht hnh v c nhng vic xy ra trc m Nh
thu chu trch nhim.
Cc ri ro c tham chiu trong Khon 17.4 di y l:
(a) chin tranh, thi th ch (bt k chin tranh c tuyn b hay khng), xm
lc, hot ng th ch nc ngoi,
(b) ni lon, khng b, cch mng, khi ngha, qun s, hoc chim ot quyn
lc, hoc ni chin,
(c) ni lon, bo ng gy hn lon trong nc s ti do nhng ngi khng phi
l nhn vin ca Nh thu v ngi lm thu khc ca Nh thu v Nh thu
ph gy ra.
(d) bom n ca chin tranh, cht n, ion ha gy phng x trong nc s ti,
ngoi tr c th quy kt cho Nh thu s dng n ca chin tranh, cht n,
pht x hoc cc hot ng ca phng x, v
(e) p lc ca cc loi sng gy ra bi my bay hoc cc phng tin hng khng
c tc ca m thanh hoc siu thanh.
(f) Ch u t s dng hoc chim gi bt c phn no ca cng vic lu bn,
ngoi tr vic c th c quy nh trong Hp ng,
(g) thit k bt c phn no ca cng trnh bi nhn vin ca Ch u t hay bi
nhng ngi khc m Ch u t chu trch nhim, nu c, v
(h) bt c hot ng no ca thin nhin khng lng trc c mc du c kinh
nghim cng khng th tnh ton trc c cc bin php phng thch hp.
17.4 Hu qu ca cc ri ro ca Ch u t
Nu v trong chng mc no mi ri ro c lit k trong Khon 17.3 trn y dn
n mt mt hay h hng cho cng trnh, bt ng sn, hng ha hay cc ti liu ca
Nh thu, th Nh thu phi ngay lp tc gi thng bo cho Nh t vn v sa cha s
mt mt v h hng trong phm vi Nh t vn yu cu.
Nu Nh thu phi chu s chm tr v/hoc chu chi ph do sa cha nhng mt mt
hay h hng ny Nh thu phi gi mt thng bo cho Nh t vn v s c quyn theo
Khon 20.1 [Khiu ni ca Nh thu] :
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(a) ko di thi gian v s chm tr ny, nu vic hon thnh b hoc s b chm
tr, theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton mi chi ph s c cng vo Gi hp ng. Trong trng hp phn
(f) v (g) ca Khon 17.3 [Cc ri ro ca Ch u t] li nhn hp l v chi
ph ny cng c gp vo.
Sau khi nhn thng bo tip theo ny, Nh t vn phi thc hin theo Khon 3.5
[Quyt nh] nht tr hay quyt nh cc vn ny.
17.5 Quyn s hu cng nghip v tr tu
Trong Khon ny, s xm phm ngha l s xm phm (hay b cho l xm phm) bt
c mt bng sng ch, thit k ng k, quyn sao chp, nhn hiu, mc thng
mi, b mt thng mi hay quyn s hu cng nghip v tr tu khc lin quan n
cng trnh; v khiu ni ngha l s i hi quyn li (hay kin tng i hi quyn
li) do thy rng b xm phm.
Khi mt Bn khng gi thng bo cho Bn kia v bt c khiu ni no trong vng 28
ngy t khi tip nhn khiu ni, Bn th nht s b coi l mt mi quyn bi thng
theo Khon ny.
Ch u t phi bi thng v gnh chu tn hi cho Nh thu i vi bt k khiu ni
cho rng b xm phm, l hoc l:
(a) mt kt qu khng trnh khi ca s phc tng ca Nh thu i vi cc yu
cu ca Ch u t, hay
(b) kt qu ca vic cng trnh ang c s dng bi Ch u t;
(i) v mt mc ch hn l mc ch c ch ra hoc c suy ra mt
cch thch ng bi hp ng, hoc
(ii) lin quan n bt k th g khng c cung cp bi Nh thu, tr phi
vic s dng nh vy c tit l cho Nh thu trc Ngy khi cng
hay c nu trong Hp ng.
Nh thu s bi thng v gnh chu tn hi cho Ch u t i vi bt k khiu ni
khc ny sinh hoc lin quan n (i) thit k, ch to, xy dng hoc thc hin cng
trnh ca Nh thu, (ii) s dng thit b ca Nh thu, hoc (iii) s dng cng trnh mt
cch ng n.
Nu mt bn c quyn c n b theo khon ny, Bn bi thng c th (bng chi
ph ca mnh) tin hnh cc cuc m phn gii quyt khiu ni v bt c kin tng
hay phn x no c th ny sinh t . Bn khc s, theo yu cu v bng chi ph ca
Bn n b, h tr trong tranh lun v khiu ni. Bn khc ny (cng vi nhn vin
ca mnh) s khng c lm bt c iu g c th ln tn hi n cc n Bn n b,
tr phi bn n b khng thc hin bt k cuc m phn, kin tng hay gii quyt
tranh chp khi c Bn kia yu cu.

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Khng Bn no phi chu trch nhim php l i vi Bn kia v s mt mt trong s
dng bt k cng trnh no, s mt mt v li nhun, s mt mt ca bt k Hp ng
no hay s mt mt thit hi khng trc tip hay do hu qu li m Bn kia c th
phi chu lin quan n Hp ng, ngoi nhng quy nh trong Khon 16.4 [Thanh
ton khi chm dt hp ng] v Khon 17.1 [Bi thng].
Ton b trch nhim php l ca Nh thu i vi Ch u t, theo hoc lin quan n
Hp ng ngoi Khon 4.19 [in, nc v kh ga], Khon 4.20 [Thit b ca Ch u
t v vt t cp khng], Khon 17.1 [Bi thng] v Khon 17.5 [Quyn s hu cng
nghip v tr tu], phi khng c vt qu tng s tin nu trong iu kin ring
hay (nu tng s ny khng c nu) s tin c chp nhn theo Hp ng.
Khon ny s khng gii hn trch nhim php l trong cc trng hp gian di, b
cuc c hay c x sai tri mt cch liu lnh bi Bn phm li.

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18. BO HIM
Trong iu khon ny, i vi mi loi bo him Bn bo him c ngha l Bn
chu trch nhim thc hin v duy tr bo him c quy nh trong Khon lin quan.
Khi Nh thu l Bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon mc c Ch u t duyt. Cc khon mc ny phi tng thch
vi cc khon mc c c hai Bn tha thun trc ngy c Th chp thun. Tha
thun v cc khon mc ny phi c quyn u tin ng trc cc quy nh ca
iu ny.
Khi Ch u t l bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon thch hp vi cc chi tit c km theo iu kin ring.
Nu yu cu phi bi thng cho i tng bo him chung th vic bi thng phi
c p dng ring cho mi i tng bo him nh th hin mt Hp ng bo him
ring bit c pht hnh cho mi i tng trong bo him chung. Nu yu cu
phi bi thng cho i tng c b sung vo bo him chung tc l v danh ngha
c b sung vo cho bo him c quy nh trong iu ny, (i) Nh thu phi theo
Hp ng i din cho i tng c bo him chung b sung ny ngoi tr vic Ch
u t i din cho cc nhn vin ca mnh, (ii) i tng c bo him chung b
sung s khng c quyn nhn thanh ton trc tip t Nh bo him hoc c bt k
quan h trc tip no vi nh bo him, v (iii) Bn bo him phi yu cu mi i
tng c bo him chung b sung phi tun th cc iu kin quy nh trong Hp
ng bo him.
Mi Hp ng bo him cho s mt mt hay thit hi s thanh ton bng cc loi tin
t c yu cu b p mt mt v thit hi. Cc khon thanh ton c nhn t
nh Bo him phi c s dng b p mt mt hay thit hi.
Bn bo him lin quan, trong cc khong thi gian ring c nu trong Ph lc H
s d thu (c tnh ton t ngy khi cng) phi np cho bn kia:
(a) bng chng v vic nhng bo him c m t trong iu ny c thc
hin, v
(b) cc bn sao cc Hp ng bo him c m t trong Khon 18.2 [Bo him
cho cng trnh v thit b ca Nh thu], v Khon 18.3 [Bo him tn thng
v ngi v thit hi v ti sn].
Khi tin ng bo him c thanh ton, Bn bo him phi np chng t thanh
ton cho Bn kia. Mt khi chng t hay Hp ng Bo him c np, Bn Bo him
cng phi thng bo cho Nh t vn.
Mi bn u phi tun th theo cc iu kin quy nh trong mi Hp ng bo him.
Bn bo him phi thng bo cc thng tin lin quan n cc thay i trong thc hin
thi cng cng trnh cho Nh bo him v m bo rng, vic bo him s c duy tr
theo iu ny.
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Khng bn no c thay i ti liu i vi cc khon mc bo him m khng c
tha thun trc ca Bn kia. Nu mt Nh bo him thay i (hay d nh) thay i,
th Bn c Nh bo him thng bo trc phi thng bo ngay cho Bn kia.
Nu Bn bo him khng thc hin v m bo hiu lc bo him nh yu cu thc
hin v m bo theo Hp ng, hoc khng cung cp chng c y v cc bn sao
cc Hp ng bo him y ph hp vi Khon ny, Bn kia c th (theo s la
chn ca mnh v khng gy tn hi cho bt c quyn li hay bin php n b khc)
thc hin bo him cho s c lin quan v tr tin ng bo him thch ng. Bn bo
him s thanh ton cc khon tin ng bo him ny cho bn kia v Gi hp ng s
c iu chnh tng ng.
Khng c g trong khon ny gii hn ngha v, trch nhim php l hoc trch nhim
ca Nh thu hay Ch u t theo cc iu khon khc ca Hp ng hay cc khon
mc khc. Mi khon khng c bo him hay khng c bi thng bi nh bo
him phi do Nh thu v/hoc Ch u t chu theo cc ngha v, trch nhim php
l. Tuy nhin, nu Bn bo him khng thc hin v khng m bo hiu lc mi bo
him hin c m n yu cu thc hin v duy tr theo Hp ng, v Bn kia cng
khng ng hy b v cng khng thc hin Bo him cho dn b lin quan n sai
phm ny, th mi khon tin l ra c hon tr theo bo him ny phi c Bn
bo him tr.
Cc thanh ton bi mt Bn cho Bn khc s theo Khon 2.5 [Khiu ni ca Ch u
t] hay Khon 20.1 [Khiu ni ca Nh thu] p dng.
Bn bo him phi bo him cho cng trnh, my mc thit b, vt t v ti liu ca
Nh thu khng thp hn ton b chi ph phc hi bao gm c cc chi ph ph d, di
di cht thi xy dng v cc ph nghip v v li nhun. Bo him ny s c hiu lc
t ngy chng t c np theo phn (a) ca Khon 18.1 [Yu cu chung i vi bo
him], ti ngy pht hnh Chng ch nghim thu cng trnh.
Bn bo him phi duy tr bo him ny cung cp bo him cho n ngy pht hnh
Chng ch thc hin, cho mt mt hay h hng m Nh thu chu trch nhim xut
pht t nguyn nhn xy ra trc khi pht hnh Chng ch nghim thu, v cho mt mt
hay h hng gy nn bi Nh thu trong qu trnh hot ng khc bao gn nhng mt
mt hay h hng theo iu 11 [Trch nhim i vi cc sai st] v iu 12 [Kim
nh sau khi hon thnh].
Bn bo him phi bo him cho cc thit b ca Nh thu khng t hn ton b gi tr
thay th, bao gm c vn chuyn n cng trnh. i vi mi hng mc thit b ca
Nh thu, bo him phi c hiu lc trong khi thit b ang c vn chuyn n cng
trnh v cho n khi n khng cn cn thit nh l thit b ca Nh thu na.
Tr phi c quy nh khc trong iu kin ring, cc bo him theo Khon ny:
(a) phi c thc hin v duy tr bi Nh thu nh Bn bo him,
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(b) phi ng tn chung ca cc Bn, m h c quyn cng nhn cc khon thanh
ton t cc Nh bo him, cc khon thanh ton ang gi hoc phn b gia
cc bn cho mc ch duy nht l b p mt mt hay thit hi.
(c) phi b p mt mt hay thit hi do bt c nguyn nhn no khng lit k
trong Khon 17.3 [Ri ro ca Ch u t],
(d) phi b p mt mt hay thit hi cho mt phn ca cng trnh c quy cho
vic s dng hoc chim gi bi Ch u t i vi phn khc ca cng trnh,
v mt mt hay thit hi t nhng ri ro c lit k trong phn (c), (g) v (h)
ca Khon 17.3 [Cc ri ro ca Ch u t], loi tr (trong mi trng hp)
nhng ri ro m khng th bo him c vi cc khon mc hp l v mt
thng mi, vi s chit khu cho tng s c khng ln hn khon c nu
trong Ph lc H s thu (nu khon ny khng c nu, phn (d) s khng
c p dng) v
(e) tuy nhin c th loi tr mt mt hay thit hi v s phc hi ca:
(i) mt phn ca cc cng trnh trong iu kin khuyt tt do sai phm
trong thit k, nguyn vt liu hay trnh tay ngh (nhng n b s
gm cc phn khc b mt mt hay thit hi nh l kt qu trc tip ca
iu kin b khuyt tt ny v khng ging nh c miu t trong phn
(ii) di y),
(ii) mt phn ca cc cng trnh b mt mt hay thit hi nhm phc hi
mt phn khc ca cc cng trnh nu phn kia trong iu kin khuyt
tt do sai phm trong thit k, nguyn vt liu hay trnh tay ngh,
(iii) mt phn ca cc cng trnh c bn giao cho Ch u t, tr phi Nh
thu chu trch nhim php l v mt mt hay thit hi, v
(iv) cc hng ha khng c trong nc, theo Khon 14.5 [Thit b v cc vt
liu d nh dng cho cc cng trnh].
Nu qu mt nm sau ngy khi cng, s bi thng c m t trong phn (d) trn
y khng cn l cc khon mc hp l c tnh thng mi, Nh thu phi (vi t cch
l Bn bo him) thng bo cho Ch u t vi cc chi tit h tr. Ch u t sau
(i) s c quyn theo Khon 2.5 [Khiu ni ca Ch u t] thanh ton mt khon
tng ng cc khon mc hp l c tnh thng mi nh Nh thu mun c tr
mt khon bi thng nh vy, v (ii) c coi nh, tr phi h c c s bi thng
cc khon mc hp l c tnh thng mi, thng qua s b st theo Khon 18.1
[Cc yu cu chung v bo him].
Bn bo him phi bo him i vi trch nhim php l ca mi Bn v bt k s mt
mt hay h hng, t vong hay tn hi thn th c th xy ra i vi mi ti sn vt
cht, ngoi tr nhng th c bo him theo Khon 18.2 [Bo him cho cng trnh v
thit b ca Nh thu] hoc i vi ngi (tr nhng ngi c bo him theo Khon
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18.4 [Bo him chi nhn lc ca Nh thu]), c th xy ra do vic thc hin Hp ng
ca Nh thu v xy ra trc khi pht hnh Chng nhn thc hin.
Bo him ny phi gii hn cho mi s c khng t hn s tin c nu trong Ph lc
H s d thu vi khng gii hn s lng s c. Nu s tin khng c nu trong
Ph lc H s d thu, th khon ny s khng p dng.
Ngoi tr c quy nh khc trong iu kin ring, cc bo him c nu r trong
Khon ny:
(a) phi c hiu lc v c duy tr bi Nh thu vi t cch l Bn bo him,
(b) phi c cc tn chung ca cc Bn,
(c) phi c m rng bo him i vi trch nhim php l cho mi mt mt
hay h hng v ti sn ca Ch u t (tr nhng th c bo him theo
khon 18.2) ny sinh do vic thc hin Hp ng ca Nh thu, v
(d) tuy nhin, c th loi tr trch nhim php l trong phm vi pht sinh t:
(i) quyn ca Ch u t c cc cng trnh vnh cu c thi cng trn,
pha trn, bn di, trong hoc xuyn qua bt k vng t no, v chim
gi vng t ny cho cc cng trnh vnh cu,
(ii) s h hng l kt qu khng trnh khi ca cc trch nhim ca Nh
thu trong thi cng cc cng trnh v sa cha mi khuyt tt, v
(iii) mt nguyn nhn c nu trong Khon 17.3 [Ri ro ca Ch u t],
ngoi tr vic c khon bi thng cho cc khon mc hp l c tnh
thng mi.
18.4 Bo him cho nhn lc ca Nh thu
Nh thu phi thc hin v duy tr bo him i vi trch nhim php l cho cc khiu
ni v h hng, mt mt v chi ph (bao gm cc ph php l v cc chi ph) do tn
tht, m au, bnh tt hay t vong ca bt k ngi no c Nh thu thu hay bt k
nhn vin no khc ca Nh thu.
Ch u t v Nh t vn cng phi c bi thng theo Hp dng bo him, ngoi
tr vic bo him ny c th khng gm cc mt mt v khiu ni pht sinh t mt
hnh vi hay s bt cn ca Ch u t hay cc nhn vin ca Ch u t.
Bo him phi c duy tr y hiu lc v hiu qu trong sut ton b thi gian
m cc nhn vin ny gip thi cng cng trnh. i vi cc nhn cng ca Nh thu
ph, bo him ny c th do Nh thu ph thc hin, nhng Nh thu phi c trch
nhim i vi vic tun th theo iu ny.

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19. BT KH KHNG
19.1 nh ngha v Bt kh khng
Trong iu ny, Bt kh khng c ngha l mt s kin hoc trng hp bt thng:
(a) ngoi kh nng kim sot ca mt Bn,
(b) Bn khng c th d phng mt cch hp l trc khi k kt Hp ng,
(c) xy ra m bn khng th trnh hay khc phc mt cch hp l, v
(d) thc cht khng th quy cho Bn kia.
Bt kh khng c th gm, nhng khng gii hn, nhng s kin hay trng hp bt
thng thuc cc loi c lit k di y, nu tha mn cc iu kin t (a) n (d)
trn:
(i) chin tranh, tnh trng chin tranh (bt k c tuyn b chin tranh
khng) s xm lc, hot ng ca k th nc ngoi,
(ii) ni lon, khng b, cch mng, khi ngha, o chnh hoc ni chin,
(iii) ni lon, no lon, vi phm k lut, bi cng, hay b bao vy nhng
ngi khng phi l ngi ca Nh thu v cc ngi lm khc ca Nh
thu v Nh thu ph,
(iv) v kh n dc ca chin tranh, vt liu n, phng x ion hoc nhim
do hot ng phng x, ngoi tr c th quy kt cho vic Nh thu s
dng v kh n dc, cht n, phng x v hot ng phng x, v
(v) cc thin tai nh ng t, lc, bo hay hot ng ni la.
Nu mt Bn b hoc s b cn tr thc hin bt c ngha v ca mnh theo Hp ng
do tnh trng bt kh khng, Bn phi gi thng bo cho Bn kia v s vic hoc
trng hp gy nn tnh trng bt kh khng v phi nu r cc ngha v, cng vic
v/hoc s b cn tr. Thng bo phi c gi trong vng 14 ngy sau khi bn
nhn bit c tnh trng, hoc l ra nhn bit c v s vic hoc trng hp gy
nn tnh trng bt kh khng.
Bn , khi thng bo, phi c min cho vic thc hin cng vic thuc ngha v
trong thi gian m tnh trng bt kh khng cn tr vic thc hin ca h.
Du cho c cc quy nh no khc ca Khon ny, th bt kh khng cng khng p
dng i vi cc ngha v thanh ton tin ca bt c Bn no cho Bn kia theo Hp
ng.

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19.3 Ngha v gim s chm tr n thp nht
Mi Bn thng xuyn phi c s n lc hp l ti thiu ha chm tr trong vic
thc hin Hp ng do bt kh khng.
Mt bn phi gi thng bo cho Bn kia khi khng cn b nh hng bi tnh trng bt
kh khng.
Nu Nh thu b cn tr thc hin bt k nhim v no ca mnh theo Hp ng do bt
kh khng m thng bo theo Khon 19.2 [Thng bo v bt kh khng], v chu s
chm tr v/hoc chu Chi ph do bt kh khng, Nh thu s c quyn theo Khon
20.1 [Khiu ni ca Nh thu]:
(a) ko di thi gian do s chm tr nh vy, nu vic hon thnh b v s b
chm tr, theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) nu s vic hay trng hp thuc loi c m t trong phn t (i) ti (iv)
ca Khon 19.1 [nh ngha v bt kh khng] v, trong trng hp t
phn (ii) ti (iv) xy ra nc s ti, c thanh ton cc chi ph ny.
nh] nht tr hay quyt nh cc vn ny.
Nu bt k Nh thu ph no c quyn theo Hp ng hay theo tha thun lin quan
n cc cng vic lm gim nh tnh trng bt kh khng theo cc khon b sung hay
rng hn nhng g quy nh trong iu ny, th nhng s vic v tnh trng bt kh
khng khon b sung hay rng hn ny s khng min cho Nh thu khi phi thc
hin hoc cho php h c gim nh theo iu ny.
19.6 Chm dt cng trnh c s la chn, thanh ton, ht trch nhim
Nu vic thc hin cng trnh c bn ang c tin hnh b cn tr lin tc trong thi
gian 84 ngy do bt kh khng c thng bo theo Khon 19.2 [Thng bo Bt
kh khng] hoc trong nhiu khon thi gian m tng s l trn 140 ngy do cng bt
kh khng c thng bo, th mt trong hai Bn c th gi thng bo chm dt
Hp ng cho Bn kia. Trong trng hp ny, vic chm dt Hp ng s c hiu lc
7 ngy sau khi c thng bo v Nh thu phi thc hin theo Khon 16.3 [Chm dt
cng vic v di di cc thit b ca Nh thu].
i vi trng hp chm dt ny, Nh t vn phi xc nh gi tr cng vic c
thc hin v cp mt Chng ch thanh ton bao gm:
(a) cc khon thanh ton cho bt k cng vic no c thc hin m gi
c nu trong Hp ng;
(b) chi ph cho thit b v vt t c t hng cho cng trnh c chuyn ti
cho Nh thu, hoc nhng th Nh thu c trch nhim chp nhn giao hng:
FIDIC
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thit b v vt t ny s tr thnh ti sn (v l ri ro) ca Ch u t khi
c Ch u t thanh ton, v Nh thu s cho Ch u t ty s dng;
(c) mi chi ph hoc trch nhim khc m trong trng hp bt kh khng Nh
thu phi chu mt cch hp l vi hy vng hon thnh cng trnh;
(d) Chi ph di chuyn cc cng trnh tm v thit b ca Nh thu khi cng trnh
v tr li cc hng mc thit b ny cho cng trnh ca Nh thu nc ca h
(hoc n mt ni khc vi chi ph khng ln hn); v
(e) Chi ph bi thng cho i ng nhn vin v cc ngi lao ng c Nh thu
thu cho ton b thi gian lin quan n cng trnh vo thi im chm dt
Hp ng.
19.7 Ht trch nhim thc hin theo lut nh
Bt k mi quy nh khc ca iu ny, nu mt s vic hay trng hp ngoi kh
nng kim sot ca cc Bn (bao gm, nhng khng gii hn ch bt kh khng) xy
ra m lm mt hoc hai Bn khng th hoc khng theo lut hon thnh ngha v
theo Hp ng ca h hoc theo lut iu chnh Hp ng, m cc bn c quyn
khng phi tip tc thc hin hp ng, trn c s thng bo ca Bn ny cho Bn kia
v s vic hoc trng hp ny th:
(a) cc Bn s ht ngha v tip tc thc hin cng vic ny, m khng lm
phng hi cc quyn ca bt k Bn no i vi bt k s vi phm Hp ng
t trc, v
(b) tng s tin Ch u t phi tr cho Nh thu s ging nh s tin l ra phi
tr theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim]
nu Hp ng b chm dt theo Khon 19.6.

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20. KHIU NI, TRANH CHP & TRNG TI PHN X
Trong trng hp Nh thu t cho rng mnh c quyn i vi bt k s gia hn thi
gian hon thnh v/hoc bt c s thanh ton thm bt k iu khon no ca cc
iu kin ny hoc c lin quan ti Hp ng, Nh thu phi thng bo cho Nht
vn m t s vic hay trng hp dn ti vic pht sinh khiu ni. Thng bo phi
c a ra ngay v khng c qu 28 ngy sau khi Nh thu nhn thy hoc l ra
thc c s vic hoc trng hp ny.
Nu Nh thu khng thng bo v khiu ni, trong vng 28 ngy th thi gian hon
thnh s khng c ko di, Nh thu s khng c quyn thanh ton thm v Ch
u t khng phi chu mi trch nhim v khiu ni. Nu khng s p dng nhng
quy nh sau y ca Khon ny.
Nh thu cng phi trnh cc thng bo khc theo Hp ng yu cu v cc chi tit b
sung cho vic khiu ni, tt c u c lin quan ti s vic hoc trng hp ny.
Nh thu phi gi cc bn h s hin c ti cng trng hoc l mt ni m Ch
u t c th chp nhn v c th s cn thit minh chng cho khiu ni. Vi vic
khng tha nhn trch nhim ca Ch u t, Nh t vn c th sau khi nhn c bt
c mt thng bo no theo Khon ny, phi gim st vic lu gi cc h s v/hoc
hng dn Nh thu tip tc lu gi lu hn cc h s hin c. Nh thu phi cho php
Nh t vn kim tra tt c cc h s, v phi np cc bn sao (nu c yu cu) cho
Nh t vn.
Trong thi gian 42 ngy sau khi Nh thu thc c (hoc l ra phi thc c),
v s vic hoc trng hp a n khiu ni, hoc l trong khong thi gian khc
tng t m c th c Nh thu a ra v c Nh t vn ph duyt, Nh thu phi
gi cho Nh t vn y chi tit khiu ni bao gm c cc chi tit h tr v c s ca
vic khiu ni v ca yu cu ko di thi gian v/hoc thanh ton thm. Nu s vic
hoc trng hp dn n khiu ni vn tip tc c hiu lc th:
(a) cc chi tit y ca khiu ni s c xem xt nh l tm thi;
(b) Nh thu phi gi trc tip cc khiu ni tm thi hng thng cho thy s chm
tr tch li v/hoc khon tin khiu ni v nhng chi tit c th m Nh t vn
c th yu cu; v
(c) Nh thu phi gi bn khiu ni cui cng trong vng 28 ngy sau khi ht nh
hng do s vic hoc trng hp gy ra, hoc trong khong thi gian khc c
th c Nh thu xut v c Nh t vn ng .
Trong vng 42 ngy sau khi nhn c mt khiu ni hoc cc chi tit h tr thm cho
khiu ni trc y, hoc trong khong thi gian khc c th c Nh t vn xut
v c Nh thu chp nhn, Nh t vn phi tr li vi s tn thnh hay khng tn
thnh v cc nhn xt chi tit. H cng c th yu cu thm bt c chi tit no, nhng
tuy nhin phi c tr li trn cc nguyn tc ca v khiu ni trong khong thi gian
.
FIDIC
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Mi Chng ch thanh ton phi bao gm cc khon tin khiu ni nh c chng
minh hp l ng vi cc iu khon lin quan ca Hp ng. Ngoi tr v cho n
khi cc chi tit c cung cp y chng minh ton b khiu ni, Nh thu s ch
c quyn thanh ton cho phn ca khiu ni m c th chng minh c.
Nh t vn s phi tin hnh theo Khon 3.5 [Quyt nh] thng nht hoc quyt
nh (i) gia hn (nu c) Thi gian hon thnh (trc hoc sau hn nh) theo Khon
8.4 [Gia hn thi gian hon thnh] v/hoc (ii) thanh ton thm (nu c) m Nh thu
c quyn theo Hp ng.
Cc yu cu ca Khon ny l phn b sung thm cho mi khon khc c th p dng
cho mt khiu ni. Nu Nh thu khng tun th Khon ny hoc Khon khc c lin
quan n khiu ni, th bt c s gia hn thi gian hon thnh v/hoc khon thanh
ton thm s phi c xt n mc (nu c) m s vi phm ny cn tr hoc
lm nh hng n vic iu tra khiu ni, tr phi khiu ni khng nm trong on th
hai ca Khon ny.
Cc tranh chp phi c phn x bi Ban x l tranh chp theo Khon 20.4 [Quyt
nh ca Ban x l tranh chp]. Cc Bn s cng ch nh ra Ban x l tranh chp vo
thi hn 28 ngy sau khi mt Bn thng bo cho Bn kia v nh ca mnh v vic
a tranh chp ln Ban x l tranh chp da theo Khon 20.4.
Ban x l tranh chp gm, nh quy nh trong Ph lc H s d thu, mt hoc ba
ngi c trnh ph hp (nhng thnh vin). Nu s lng thnh vin khng
quy nh nh vy v cc Bn khng thng nht, th Ban x l tranh chp s gm ba
ngi.
Nu Ban x l tranh chp bao gm ba ngi, th mi Bn s c mt thnh vin cho bn
kia chp thun. Cc bn s ly kin ca hai thnh vin ny v s thun v thnh vin
th ba, ngi s c ch nh lm Ch tch.
Tuy nhin, nu nh c danh sch cc thnh vin hin c trong Hp ng, th thnh
vin s c chn t danh sch ny hn l mt ngi no khc m khng th hoc
khng t nguyn chp nhn s ch nh vo Ban x l tranh chp.
S thng nht gia cc Bn v c thnh vin duy nht (ngi x l tranh chp) hoc
l tng ngi mt trong ba thnh vin c s kt hp cht ch bng vic tham kho
iu kin chung, vi cc sa i c thng nht gia cc thnh vin.
Cc khon th lao cho thnh vin duy nht hoc ca mi mt trong ba thnh vin s
c cc bn thng nht khi tha thun cc mc ch nh. Mi Bn s chu trch nhim
tr mt na khon th lao ny.
Nu thi im no m cc bn tha thun, h c th ch nh mt ngi thch hp
hoc cc ngi thay th mt hoc nhiu thnh vin ca Ban x l. Tr phi cc Bn
tha thun khc, vic ch nh s c hiu lc nu mt thnh vin t chi m nhn
hoc khng th m nhn bi nguyn nhn t vong, khng c nng lc, t chc hoc
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kt thc nhim k. Vic thay th phi c ch nh theo cch tng t nh i vi
vic ch nh hoc tha thun ngi b thay th nh m t trong khon ny.
Vic ch nh bt c thnh vin no c th b kt thc bng s nht tr ca c hai Bn,
nhng khng c bi Ch u t hoc Nh thu t hnh ng. Mt khc tr phi c
s ng ca c hai Bn, vic ch nh Ban x l tranh chp (gm mi thnh vin) s
chm dt khi Ban x l tranh chp a ra quyt nh v vic phn x tranh chp
theo Khon 20.4 tr phi cc tranh chp khc c a ln Ban x l tranh chp vo
thi gian theo Khon 20.4, trng hp m thi im lin quan s l khi Ban x l
tranh chp a ra quyt nh v nhng tranh chp ny.
Nu c bt c iu kin no di y gm:
(a) cc Bn bt ng trong vic ch nh thnh vin duy nht ca Ban x l tranh
chp vo thi hn c nu trong on u ca Khon 20.2 [Vic c Ban x l
tranh chp].
(b) mt trong hai Bn khng c c thnh vin ( Bn kia chp thun) cho
Ban x l tranh chp gm ba ngi vo thi hn .
(c) cc Bn khng thng nht vic ch nh thnh vin th ba ( gi vai tr Ch
tch ca Ban x l tranh chp) vo thi hn .
(d) cc Bn khng thng nht vic ch nh mt ngi thay th trong 42 ngy ngay
sau ngy m thnh vin duy nht hoc mt trong ba thnh vin t chi hoc
khng th m nhn cng vic do t vong, khng kh nng, t chc hoc
ht nhim k, m sau c quan ch nh hoc vin chc c tn trong cc iu
kin ring, da trn yu cu ca mt Bn no hoc c hai Bn v sau khi trao
i tha ng vi hai Bn, s ch nh thnh vin vo Ban x l tranh chp.
Vic ch nh ny s l kt lun cui cng. Mi bn phi c trch nhim tr mt
na tin th lao cho c quan hoc vin chc c quyn ch nh ny.
Nu mt tranh chp (bt c loi no) xy ra gia cc Bn lin quan n, hoc pht sinh
ngoi Hp ng hoc vic thi cng cng trnh, bao gm bt c tranh chp no lin
quan n vic chng nhn, xc nh, hng dn, kin hoc nh gi ca Ch u t,
th ngay sau khi Ban x l tranh chp c ch nh theo Khon 20.2 [Vic c Ban x
l tranh chp] v 20.3 [Khng tha thun c v Ban x l tranh chp] mi bn c
th t tranh chp bng vn bn cho Ban x l tranh chp ra quyt nh, c gi
cc bn sao cho Bn kia. Cc kin ny phi c nu r l chng c thc hin
theo Khon ny.
i vi Ban x l tranh chp c ba ngi th Ban x l tranh chp s c coi nh
nhn cc kin ny vo ngy Ch tch Ban x l tranh chp cng nhn c.
Hai Bn phi ngay lp tc c mi thng tin cho Ban x l tranh chp, to iu kin
tip cn cng trng v cc phng tin ph hp m Ban x l tranh chp c th yu
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cu cho mc ch a ra quyt nh cho vic tranh chp, Ban x l tranh chp phi
c coi l khng hnh ng nh cc trng ti.
Trong thi gian 84 ngy sau khi nhn c cc kin nh vy, hoc nhn c khon
tm ng theo nh iu 6 ca Ph lc - Nhng iu kin chung ca tha thun x l
tranh chp, bt c k hn no mun hn, hoc trong khong thi gian khc c th c
Ban x l tranh chp xut v c hai Bn chp thun Ban x l tranh chp phi
a ra quyt nh ca mnh, nhng quyt nh ny phi hp l v phi c cng b
rng n ph hp vi khon ny. Tuy nhin nu nh khng Bn no thanh ton y
cc ha n c np bi mi thnh vin ng theo iu 6 ca Ph lc, Ban x l
tranh chp s khng c ngha v phi a ra quyt nh cho n khi ha n c
thanh ton y . Quyt nh s rng buc hai Bn, phi thc hin ngay lp tc quyt
nh tr phi v cho n khi c xem xt li theo s ha gii hoc mt quyt nh
trng ti nh c m t di y. Tr phi Hp ng chm dt, khc t hoc hy
b, Nh thu phi tip tc thc hin cng trnh theo Hp ng.
Nu mt Bn khng tha mn vi quyt nh ca Ban x l tranh chp, th Bn
trong vng 28 ngy sau khi nhn c quyt nh, c th thng bo chi Bn kia v vic
cha tha mn ca mnh. Nu Ban x l tranh chp khng a ra quyt nh trong
vng 84 ngy (hoc thi gian khc c chp nhn) sai khi nhn c h s hoc
khon thanh ton nh vy th bn ny trong vng 28 ngy sau thi hn ny c th
thng bo cho Bn kia v vic cha tha mn.
Trong mi s kin, thng bo v vic cha tha mn phi cng b l n ph hp vi
Khon ny, v trnh by nhng vn ca Tranh chp v nhng l do cha tha mn.
Ngoi tr nhng quy nh trong Khon 20.7 [Khng tun th quyt nh ca Ban x l
tranh chp] v 20.8 [Ht hn vic ch nh Ban x l tranh chp], khng Bn no c
quyn khi s phn x tranh chp tr khi mt thng bo v vic cha tha mn
c a ra theo khon ny.
Nu Ban x l tranh chp a ra quyt nh ca mnh v mt vn tranh chp cho
hai Bn, v khng c thng bo vic cha tha mn do cc bn a ra trong vng 28
ngy sau khi nhn c quyt nh ca Ban x l tranh chp, th quyt nh s l cui
cng v rng buc c hai Bn.
i vi ni dung m thng bo cha tha mn c a ra theo Khon 20.4 trn, cc
Bn phi c gng gii quyt tranh chp bng ha gii trc khi khi kin. Tuy nhin
tr phi cc Bn tha thun khc, vic trng ti phn x c th tin hnh vo hoc sau
ngy th 56 sau ngy thng bo khng tha mn c a ra, thm ch khng c
mt c gng ha gii no.
20.6 Trng ti
Tr phi tranh chp c gii quyt bng ha gii, cn bt k tranh chp no lin quan
n quyt nh ca Ban x l tranh chp (nu c) cha phi l cui cng v rng buc
u phi c gii quyt bi trng ti quc t. Ngoi tr c nhng tha thun khc bi
hai Bn:
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(a) tranh chp phi c gii quyt xong theo cc Quy tc trng ti ca Phng
Thng mi quc t,
(b) tranh chp phi c gii quyt bi ba trng ti c ch nh theo cc Quy tc
ny, v
(c) vic gii quyt tranh chp ca trng ti phi c thc hin bng ngn ng
giao tip c quy nh trong khon 1.4 [Lut v Ngn ng].
Cc trng ti s c ton quyn c xem xt duyt li mi chng ch, xc nh, hng
dn, cc kin hoc nh gi ca Nh t vn v mi quyt nh ca Ban x l tranh
chp lin quan n tranh chp. S khng g lm cn tr vic Nh t vn c gi ra
lm chng v a ra cc chng c trc cc trng ti v bt k vn lin quan n
tranh chp
S khng bn no b hn ch trong vic a ra trc cc trng ti nhng bng chng
hay lun c trc y c trnh ti Ban x l tranh chp hoc nhng l do khng
tha mn c nu ra trong thng bo khng tha mn. Mi quyt nh ca Ban x l
tranh chp phi c xem xt nh chng c trong phn x trng ti.
Vic trng ti phn x c th c bt u trc hoc sau khi hon thnh cng trnh.
Trch nhim ca cc Bn, ca Nh t vn v Ban x l tranh chp s khng b thay i
bi bt k l do no gy ra bi vic phn x trng ti c din ra trong qu trnh thc
hin cng trnh.
Trong trng hp m:
(a) khng Bn no a ra thng bo khng tha mn trong thi gian c quy nh
ti Khon 20.4 [C quyt nh ca Ban x l tranh chp],
(b) quyt nh c lin quan ca Ban x l tranh chp (nu c) l cui cng v bt
buc, v
(c) mt Bn khng tun th quyt nh ny th Bn kia c th trong khi khng lm
tn hi n cc quyn li khc c th c, t a vic khng tun th ny ln
trng ti phn x theo Khon 20.6 [Trng ti]. Khon 20.4 [C quyt nh ca
Ban x l tranh chp] v Khon 20.5 [Ha gii mt cch hu ho] s khng
c p dng cho vic ny.
20.8 Ht hn vic ch nh ca Ban x l tranh chp
Nu tranh chp xy ra gia cc bn lin quan n hoc pht sinh ngoi hp ng hoc
vic thc hin cng trnh v khng c Ban x l tranh chp ti ch, do bi ht hn ch
nh hay l do khc th:
(a) Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii
mt cch hu ho] s khng p dng, v
(b) Tranh chp c th c trc tip a ln trng ti phn x theo Khon 20.6
[Trng ti].
FIDIC
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PH LC
iu kin chung ca Tha thun x l tranh chp
1. nh ngha
Mi Tha thun x l tranh chp l mt tha thun 3 Bn bi v gia:
(a) Ch u t,
(b) Nh thu; v
(c) Thnh vin ngi c xc nh trong Tha thun x l tranh chp nh l:
(i) Thnh vin duy nht ca Ban x l tranh chp hoc Ngi phn x
v trong trng hp ny mi tham kho i vi cc Thnh vin khc
khng p dng, hoc
(ii) mt trong 3 ngi c gi chung l Ban x l tranh chp v trng
hp m hai ngi cn li c gi l Cc thnh vin khc.
Ch u t v Nh thu k (hoc d nh k) mt hp ng c gi l Hp
ng v c nu r trong Tha thun x l tranh chp kt hp vi Ph lc ny.
Trong Tha thun x l tranh chp, cc cm t v t khng c nh ngha cch khc
s c cc ngha nh cho chng trong Hp ng.
2. Cc iu khon chung
Tha thun x l tranh chp s c hiu lc khi Ch u t, Nh thu v mi mt thnh
vin (hoc thnh vin) u tng ngi mt k vo bn tha thun x l tranh chp.
Khi Tha thun x l tranh chp c hiu lc, Ch u t v Nh thu phi thng bo
cho cc thnh vin mt cch ph hp. Nu thnh vin khng nhn c thng bo no
trong vng su thng sau khi k Tha thun x l tranh chp th n s ht hn v v
hiu.
Vic tuyn dng thnh vin l s ch nh c nhn. Khng c php c s y nhim
hay hnh thc Thu ph ca Tha thun x l tranh chp nu khng c tha thun
trc bng vn bn ca cc bn v vic ny v ca cc thnh vin khc (nu c).
3. S bo m
Thnh vin bo m v tha thun rng ng/b ta phi v s phi v t v c lp vi
Ch u t, Nh thu v Nh t vn. Thnh vin s thng bo ngay cho mi ngi
trong s h v cho cc thnh vin khc (nu c), mi s vic hay tnh hung c th
xut hin mu thun vi s bo m v tha thun ca ng/b ta l v t v c lp.
Khi ch nh thnh vin, Ch u t v Nh thu da vo nhng kh nng tiu biu ca
thnh vin l ngi:
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(a) c kinh nghim trong cng vic m Nh thu thc hin theo Hp ng,
(b) c kinh nghim trong din gii ti liu Hp ng, v
(c) thnh tho v ngn ng giao tip c xc nh trong Hp ng.
4. Ngha v chung ca thnh vin
Thnh vin phi:
(a) khng c li ch ti chnh hoc li ch khc t Ch u t Nh thu hoc Nh
t vn cng nh li ch ti chnh no trong Hp ng ngoi tr vic thanh ton
theo Tha thun x l tranh chp;
(b) trc y khng c t Ch u t, Nh thu hoc Nh t vn thu lm T
vn hoc v tr khc, ngoi tr trong nhng trng hp nh thng bo bng
vn bn cho Ch u t v Nh thu trc khi h k Tha thun x l tranh
chp;
(c) thng bo bng vn bn cho Ch u t, Nh thu v cc Thnh vin khc
(nu c), trc khi k Tha thun x l tranh chp v theo s hiu bit v hi
tng tt nht ca ng/b ta, mi quan h ngh nghip hay c nhn vi gim
c, cn b hay nhn vin ca Ch u t hay Nh thu v mi dnh lu trc
y n d n tng th m Hp ng l mt phn;
(d) trong thi gian ca Tha thun x l tranh chp khng c Ch u t hoc
Nh thu hay Nh t vn thu lm t vn hoc v tr khc ngoi tr c
tha thun bng vn bn ca Ch u t, Nh thu v cc thnh vin khc (nu
c); v
(e) tun theo cc quy nh v th tc nu trong Ph lc v Khon 20.4 ca iu
kin ca Hp ng;
(f) khng a ra li khuyn cho Ch u t, Nh thu v cc nhn vin ca Ch
u t hay nhn vin ca Nh thu lin quan n qun l ch o Hp ng,
ngoi vic tun th vi cc quy nh v th tc trong Ph lc;
(g) khng c tham gia vo cc cuc bn bc hay k bt k tha thun no vi
Ch u t, Nh thu hay Nh t vn lin quan n vic lm thu cho bt k
trong h nh l Nh t vn hoc v tr khc, sau khi chm dt hot ng trong
khun kh Tha thun x l tranh chp;
(h) m bo s sn sng ca ng/b ta cho mi t i hin trng hoc thm vn
nu cn; v
(i) x l cc vn chi tit ca Hp ng v mi hot ng ca Ban x l tranh
chp v cc thm d ring v b mt v khng cng b hay tuyn b chng khi
khng c s cho php trc bng vn bn ca Ch u t hay Nh thu v
cc Thnh vin khc (nu c).

FIDIC
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5. Cc ngha v chung ca Ch u t v ca Nh thu
Ch u t, Nh thu, cc nhn vin ca Ch u t v cc nhn vin ca Nh thu
khng c yu cu li khuyn hoc tham kho kin ca Thnh vin v Hp ng,
ngoi tr nhng g trong s tin trin bnh thng ca cc hot ng ca Ban x l
tranh chp theo Hp ng v Tha thun x l tranh chp ngoi tr phm vi c tha
thun trc ca Ch u t, Nh thu v cc Thnh vin khc (nu c). Ch u t v
Nh thu phi chu trch nhim ring v s tun th theo iu khon ny, ca cc nhn
vin ca Ch u t v cc nhn vin ca Nh thu.
Ngoi tr c s nht tr bng vn bn ca Ch u t, Nh thu, thnh vin v cc
thnh vin khc (nu c), Ch u t v Nh thu cam kt vi nhau v vi thnh vin
rng thnh vin s khng:
(a) c ch nh l nh trng ti trong bt k cuc phn x trng ti no thuc
Hp ng;
(b) c coi l ngi lm chng a ra cc chng c c lin quan n bt k
tranh chp no trc cc trng ti c ch nh phn x theo Hp ng;
hoc
(c) chu trch nhim php l i vi bt k khiu ni no v bt c vic g c
lm hoc b b st trong vic thc hin hoc c thc hin cc chc nng ca
thnh vin ngoi tr hnh ng hay s b st biu hin tnh trng qu mt tin
cy.
Ch u t v Nh thu cng bi thng chung v bi thng ring v gnh chu cho
thnh vin nhng tn hi t nhng khiu ni, m ng/b ta khng phi chu trch
nhim php l theo nh on trn.
6. Thanh ton
Thnh vin phi c thanh ton nh sau, bng tin t c quy nh trong Tha thun
x l tranh chp:
(a) mt khon chi ph hng ngy s c coi nh l thanh ton y cho:
(i) mi ngy lm vic dnh cho vic c cc h s np, tham gia nghe
cc kin (nu c), chun b cc quyt nh, hoc i hin trng (nu
c);
(ii) mi ngy hay mt phn ca ngy cho ti thi gian ti a chuyn i l 2
ngy mi chiu (nu c) gia nh ca thnh vin v cng trng hoc
n a im hp khc vi cc thnh vin khc (nu c) hay vi Ch
u t v Nh thu.
(b) tt c cc chi ph hp l pht sinh lin quan n cc nhim v ca thnh vin,
bao gm c cc chi ph cho dch v th k, in thoi, gi th, fax v in tn,
chi ph i li, khch sn, tin n, yu cu c bin nhn cho mi khon vt trn
5% ca chi ph hng ngy ni n trong phn (a) ca Khon ny; v
FIDIC
108
(c) mi khon thu quy nh c th ca nc s ti v cc khon thanh ton cho
Thnh vin (tr phi l ngi bn a hoc thng tr) theo Khon 6.
Chi ph hng ngy phi c quy nh trong Tha thun x l tranh chp.
Ngay sau khi Tha thun x l tranh chp c hiu lc, Thnh vin s, trc khi tham
gia bt c hot ng no theo Tha thun x l tranh chp, np cho Nh thu, vi mt
bn sao cho Ch u t mt danh n cho (a) khon ng trc 25% ca tng d ton
cc chi ph hng ngy m ng/b ta c hng v (b) ng trc mt khon tng
ng vi tng chi ph d ton m ng/b ta chu lin quan n cng vic. Thanh ton
cho danh n nh vy s do Nh thu thc hin khi nhn danh n. Thnh vin khng
c ngha v phi tin hnh cc hot ng theo Tha thun x l tranh chp cho n khi
mi thnh vin c thanh ton y cc danh n np theo on ny quy
nh.
Sau thnh vin phi np cho Nh thu, vi mt bn sao cho Ch u t, cc ha
n cn i cc ph v chi ph ca ng/b ta hng ngy, tr i cc khon ng
trc. Ban x l tranh chp s khng c ngha v phi np quyt nh ca mnh cho
n khi cc danh n cho tt c cc ph v chi ph hng ngy ca mi thnh vin
a ra quyt nh c thanh ton y .
Ngoi tr c tr sm hn quy nh nu trn, Nh thu phi thanh ton y cho
mi danh n ca thnh vin trong vng 28 ngy theo lch sau khi nhn c mi danh
n v s yu cu Ch u t (trong cc gii trnh theo Hp ng) thanh ton mt na
s tin ca cc danh n ny. Ch u t sau phi thanh ton cho Nh thu theo
Hp ng.
Nu Nh thu khng tr cho thnh vin khon m ng/b ta c quyn hng theo
Tha thun x l tranh chp, Ch u t phi thanh ton khon tin thch ng cho
thnh vin v bt c khon no khc c th cn duy tr hot ng ca Ban x l
tranh chp; v khng lm tn hi n quyn li hoc s b p ca Ch u t. B
sung cho cc quyn li khc pht sinh t li ny, Ch u t c quyn hng s chi
tr ton b s tin tr vg qu na khon thanh ton ny, cng thm mi chi ph
trang tri cc khon tin ny v chi tr cc chi ph tnh theo t gi quy nh khon
14.8 ca cc iu kin hp ng.
Nu Thnh vin khng nhn c khon thanh ton ng trong thi gian 28 ngy sau
khi np danh n hp l, Thnh vin c th (i) tm ngng dch v ca ng/b ta
(khng cn thng bo) cho n khi nhn c thanh ton v/hoc (ii) xin thi vic
bng cch gi thng bo ti Ch u t v Nh thu. Thng bo s c hiu lc khi c
hai cng nhn c. Mi thng bo nh vy s l thng bo cui cng v rng buc
Ch u t, Nh thu v Thnh vin.
7. Vi phm ca Thnh vin
Nu Thnh vin khng tun th cc ngha v theo Khon 4, ng/b ta s khng c
quyn hng mi ph v chi ph nu trn v phi khng lm nh hng n quyn li
khc ca h, tr li cho Ch u t v Nh thu mi ph v chi ph m Thnh vin v
cc Thnh vin khc nhn (nu c), v vic kin tng hay cc quyt nh (nu c)
ca Ban x l tranh chp b v hiu.
FIDIC
109
8. Cc tranh chp
Mi tranh chp hoc khiu ni pht sinh ngoi hoc lin quan n Tha thun x l
tranh chp, hoc do vi phm, chm dt hoc khng cn gi tr ca n, cui cng s
phi c gii quyt theo cc Quy tc trng ti ca Phng Thng mi Quc t bi
mt trng ti c ch nh theo Quy tc trng ti ny.

FIDIC
110
PH LC
Cc quy tc v th tc
1. Ch u t v Nh thu s phi cung cp cho Ban x l tranh chp mt bn sao tt c
cc ti liu m Ban x l tranh chp c th i hi, bao gm cc ti liu Hp ng, cc
bo co v tin trnh thc hin cc ch dn v bin i, cc chng ch v cc ti liu
khc lin quan ng vi vn tranh chp. Mi trao i thng tin gia Ban x l tranh
chp v Ch u t hoc Nh thu u phi c sao li cho Bn kia. Nu Ban x l
tranh chp gm c 3 ngi, Ch u t v Nh thu s gi cc bn sao ti liu c
yu cu v nhng thng tin trn ti tng thnh vin mt.
2. Ban x l tranh chp phi thc hin theo Khon 20.4 v cc quy nh ny. Ty thuc
vo thi gian cho php a ra thng bo v mt quyt nh v cc yu t c lin
quan khc, Ban x l tranh chp s:
(a) hnh ng mt cch cng bng v v t i vi c Ch u t v Nh thu, to
cho h c hi thch hp v thun li thc hin trng hp ca mnh v c
trch nhim vi trng hp khc, v
(b) p dng cc th tc ph hp vi tranh chp, trnh s chm tr hoc chi ph
khng cn thit.
3. Ban x l tranh chp c th tin hnh nghe cc kin v cc kin tranh chp, ty
tng v vic m Ban s quyt nh thi gian v a im nghe kin v c th yu
cu cc ti liu v cc lun c bng vn bn t Ch u t v Nh thu c gi trc
cho Ban hoc trnh by ti cuc hp
4. Ngoi tr c tha thun khc bng vn bn ca Ch u t v Nh thu, Ban x l
tranh chp c quyn p dng th tc thm tra, t chi vic xin tham d nghe cc kin
hoc lm thnh gi ca bt c ngi no khng phi l cc i din ca Ch u t v
Nh thu, v tin hnh trong s vng mt bt c bn no m Ban x l tranh chp
tha mn sau khi nhn c cc thng bo v thm d; nhng s t mnh quyt nh c
th thc hin quyn ny hay khng v phm vi n u.
5. Ch u t v Nh thu to iu kin cho Ban x l tranh chp trong s cc vic khc,
c quyn:
(a) lm th tc p dng trong quyt nh cho mt tranh chp,
(b) quyt nh da trn quyn hn ca Ban x l tranh chp, v phm vi ca tranh
chp c gi ti h,
(c) tin hnh bt k cuc nghe kin no cho l thch hp, khng b rng buc bi
bt c quy tc hay th tc no khc ngoi nhng iu quy nh trong Hp ng
v cc quy tc ny,
(d) ch ng nm chc cc s vic v cc vn cn cho mt quyt nh,
(e) tn dng s hiu bit ca chnh chuyn gia ca mnh, nu c,
FIDIC
111
(f) quyt nh thanh ton ti chnh theo Hp ng,
(g) quyt nh v vic gim nh tm thi nh cc bin php tm thi hoc bo lu
kin, v
(h) xem xt kim tra v sot li cc chng ch, quyt nh, xc nh, hng dn,
kin hoc nh gi ca Nh t vn, c lin quan n tranh chp.
6. Ban x l tranh chp s khng by t bt c quan im no trong cc cuc nghe kin
lin quan n s phi tri ca cc lun c cc Bn a ra t trc. Ban s a ra v
thng bo v quyt nh ca mnh theo Khon 20.4 hoc l c tha thun trc bng
vn bn vi Ch u t v Nh thu. Nu Ban x l tranh chp gm ba ngi th:
(a) ban s nhm hp ring sau mt cuc nghe kin, nu c, tho lun v chun
b quyt nh ca mnh;
(b) ban s c gng t ti quyt nh thng nht. Nu chng minh l khng th
thng nht c, th quyt nh em p dng phi c tn thnh bi a s cc
thnh vin, nhng ngi c th yu cu thiu s cn li chun b vn bn bo
co np cho Ch u t v Nh thu; v
(c) nu mt thnh vin khng tham d bui hp nghe cc kin hoc khng thc
hin y cc chc nng theo yu cu, th hai thnh vin cn li c th tin
hnh a ra quyt nh, tr phi:
(i) hoc Ch u t hoc Nh thu khng ng h lm nh vy hoc
(ii) Thnh vin vng mt l Ch tch v ng/b ta ch th cho thnh vin
khc khng c a ra quyt nh.

FIDIC
112
BNG MC LC CC KHON

Khon Trang
An ninh cng trng 4.22 44
Bn v hoc hng dn b chm tr 1.9 28
Bng chng thanh ton 5.4 48
Bo co khi hon thnh 14.10 79
Bo co tin 4.21 43
Bo co v nhn lc v thit b Nh thu 6.10 52
Bo him cng trnh v thit b ca Nh thu 18.2 94
Bo him nhn lc Nh thu 18.4 96
Bo him tn thng cho ngi v thit hi v ti sn 18.3 95
Bo lnh Hp ng 4.2 35
Bo v mi trng 4.18 42
Bt kh khng nh hng n Nh thu 19.5 98
Bt kh khng: chm dt khng bt buc 19.6 98
Bi thng 17.1 89
Cc cch thng tin 1.3 26
Cc ch dn hoc bn v b chm 1.9 28
Cc chi tit mt 1.12 29
Cc hu qu ca bt kh khng 19.4 98
Cc kim nh thm 11.6 67
Cc quy nh v an ton 4.8 38
Cc yu cu chung Bo him 18.1 93
Cch thc thc hin 7.1 53
Can thip vo cc cuc kim nh khi hon thnh 10.3 64
Cp Chng ch thanh ton cui cng 14.13 81
Cp Chng ch thanh ton tm 14.6 78
Chm dt Hp ng bi Ch u T 15.2 84
Chm dt Hp ng bi Nh thu 16.2 87
Chm dt Hp ng c la chn, thanh ton v ht trch nhim 19.6 98
Chm dt trch nhim ca Ch u t 14.14 82
Chm tr do Nh chc trch 8.5 58
Ch dn ca Nh t vn 3.3 34
FIDIC
113
Ch nh Ban x l tranh chp 20.2 101
Chi ph cho vic sa cha sai st 11.2 66
Chng ch thc hin 11.9 68
Chng trnh tin 8.3 57
C quyt nh ca Ban x l tranh chp 20.4 102
C vt 4.24 45
Cng vic cn o lng 12.1 69
Cng vic sa cha 7.6 55
i din ca Nh thu 4.3 36
m bo cht lng 4.9 39
nh gi 12.3 69
nh gi 12.3 69
Di chuyn cng vic b sai st 11.5 67
in, nc v kh t 4.19 42
in, nc v kh ga 4.19 42
iu chnh do cc thay i v lut l 13.7 73
iu chnh do thay i lut php 13.7 73
u chnh do thay i v chi ph 13.8 73
iu kin vt cht khng lng trc c 4.12 40
nh ngha Nh thu ph c ch nh 5.1 46
nh ngha bt kh khng 19.1 97
nh ngha 1.1 21
nh v cc mc 4.7 38
ng trch nhim v a trch nhim 1.14 30
D liu v cng trng 4.10 39
ng vo cng trng 4.15 41
Gi Hp ng 14.1 75
Gii phng mt bng 11.11 68
Gim nh 7.3 53
Gim st ca Nh thu 6.8 51
Giy php, chng ch hoc giy chp thun 2.2 31
Gi lao ng 6.5 50
Gii hn trch nhim ca Nh thu 17.6 92
Gii hn trch nhim 17.6 92
FIDIC
114
Hnh vi gy ri 6.11 52
Hu qu cc ri ro ca Ch u t 17.4 90
Hu qu ca bt kh khng 19.4 98
Hu qu ca vic tm ngng 8.9 60
Ht hn ch nh Ban x l tranh chp 20.8 104
Ht trch nhim thc hin theo lut 19.7 99
Ha gii mt cch hu ho 20.5 103
Hon thnh cc cng vic cn d dang v sa cha sai st 11.1 66
Hot ng ca Nh thu trn cng trng 4.23 44
Hp tc 4.6 37
Ko di thi gian hon thnh 8.4 58
Ko di thi gian thng bo sai st, h hng 11.3 66
Ko di tnh trng tm ngng 8.11 60
Khiu ni ca Ch u t 2.5 32
Khiu ni ca Nh thu 20.1 100
Khiu ni v xm phm quyn s hu tr tu 17.5 91
Khi cng 8.1 57
Khng sa cha c sai st, h hng 11.4 67
Khng tha thun c vi Ban x l tranh chp 20.3 102
Khng tun th quyt nh ca Ban x l tranh chp 20.7 104
Khng vt qua c cc cuc kim tra khi hon thnh 9.4 62
Kim nh (th) 7.4 54
Kim tra 7.3 53
L ph s dng 7.8 55
Loi tin dng thanh ton 14.15 82
Lut lao ng 6.4 50
Lut v Ngn ng 1.4 27
Mu m 7.2 53
Mc lng v cc iu kin lao ng 6.2 50
Ngy cng 13.6 72
Ngha v Nh thu 9.1 61
Nghim thu b phn cng trnh 10.2 63
Nghim thu cng trnh v cc hng mc cng trnh 10.1 63
Ngng cng vic v di di thit b ca Nh thu 16.3 88
FIDIC
115
Nhng ngi trong b my ca Ch u t 6.3 50
Nh thu ph 4.4 37
Nh thu s dng ti liu ca Ch u t 1.11 29
Nh thu tm nguyn nhn 11.8 68
Nhn lc ca Ch u t 2.3 32
Nhn lc ca Nh thu 6.9 51
Nhim v v quyn hn ca Nh t vn 3.1 33
Nhng ngha v cha c hon thnh 11.10 68
Nhng thit hi do chm tr 8.7 59
Nhng li li ch ca Hp ng ph 4.5 37
Nhng li 1.7 28
Ni li cng vic 8.12 60
Phn i vic ch nh 5.2 46
Phng php o lng 12.2 69
Phng tin cho nhn vin v lao ng 6.6 50
Quyn chm dt hp ng ca Ch u t 15.5 86
Quyn ca Nh thu tm ngng cng vic 16.1 87
Quyn c bin i 13.1 71
Quyn c ra vo 11.7 68
Quyn s hu tr tu v s hu cng nghip 17.5 91
Quyn s hu v thit b vt liu 7.7 55
Quyn tm ngng cng vic ca Nh thu 16.1 87
Quyn tip cn cng trng 2.1 31
Quyn v ng i v phng tin 4.13 41
Quyt nh 3.5 34
Ri ro ca Ch u t 17.3 90
S b st 12.4 70
S cn thn v cung cp ti liu 1.8 28
S cn trng ca Nh thu i vi cng trnh 17.2 89
S din gii 1.2 26
S thu xp ca Ch u t 2.4 32
Sc khe an ton lao ng 6.7 51
Sc khe v an ton 6.7 51
Tm ngng cng vic 8.8 59
FIDIC
116
Thanh ton bng tin t quy nh 13.4 72
Thanh ton b chm tr 14.8 78
Thanh ton cho Nh thu ph c ch nh 5.3 48
Thanh ton sau khi chm dt Hp ng 16.4 88
Thanh ton sau khi chm dt Hp ng 15.4 85
Thanh ton tin b gi li 14.9 79
Thanh ton tin thit b v vt liu trong trng hp tm ngng 8.10 60
Thanh ton 14.4 77
Thanh ton 14.7 78
Thay t vn 3.4 34
Thit b ca Nh thu 4.17 42
Thit b v cc vt liu s dng cho cng trnh 14.5 77
Thit b v vt liu cp t do ca Ch u t 4.20 43
Tha thun Hp ng 1.6 28
Thi gian hon thnh 8.2 57
Thng bo bt kh khng 19.2 97
Thng bo sa cha 15.1 84
Th (kim nh) li 9.3 62
Th t u tin ca cc ti liu 1.5 27
Th tc bin i 13.3 71
Th tc khiu ni 20.1 100
Thu xp ti chnh ca Ch u t 2.4 32
Tin thc hin 8.6 59
Tin tm ng 13.5 72
Tnh cht y ca gi tr Hp ng c chp nhn 14.11 81
Trch nhim chung ca Nh thu 4.1 35
Trnh can thip 4.14 41
Trng ti 20.6 103
Trng ti phn x 20.6 103
T chi 7.5 54
T vn v Gi tr cng trnh 13.2 71
Tun th lut php 1.13 29
Tuyn m nhn vin v lao ng 6.1 50
ng trc 14.2 75
FIDIC
117
y quyn ca Nh t vn 3.2 33
Vn chuyn hng ha 4.16 42
Vic Ch u t s dng ti liu ca Nh thu 1.10 29
Vic Nh thu s dng ti liu ca Ch u t 1.11 29
Vic th (kim nh) b tr 9.2 61
Vic u quyn ca Nh t vn 3.2 33
Xc nh gi vo ngy chm dt 15.3 85
Xin cp chng ch thanh ton cui cng 14.11 81
Xin cp Chng ch thanh ton tm thi 14.3 76
Yu cu b tr li mt bng 10.4 65
Yu cu chung vi bo him 18 93

FIDIC
118
IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

DO NH THU THIT K


HIP HI QUC T CC K S T VN (FIDIC)
iu kin Hp ng
NH MY V
THIT K - XY DNG
FIDIC
119
NI DUNG
GII THIU
CH V VIC CHUN B H S D THU
1. Cc quy nh chung .....................................................................................................
2. Ch u t ...................................................................................................................
3. Nh t vn ...................................................................................................................
4. Nh thu ......................................................................................................................
5. Thit k .......................................................................................................................
6. Nhn vin v lao ng .................................................................................................
7. Thit b, vt liu v tay ngh ........................................................................................
8. Khi cng, chm tr v tm ngng ...............................................................................
9. Kim nh khi hon thnh ............................................................................................
10. Nghim thu ca Ch u t ..........................................................................................
11. Trch nhim v sai st .................................................................................................
12. Kim nh sau khi hon thnh ......................................................................................
13. Bin i v iu chnh .................................................................................................
14. Gi Hp ng v thanh ton .........................................................................................
15. Chm dt bi Ch u t .............................................................................................
16. Tm ngng v chm dt bi Nh thu .........................................................................
17. Ri ro v trch nhim ...................................................................................................
18. Bo him .....................................................................................................................
19. Bt kh khng ..............................................................................................................
20. Khiu ni, tranh chp v trng ti .................................................................................

PH LC CC MU BO LNH

FIDIC 1999
FIDIC
120
Gii thiu
Cc iu khon ca iu kin Hp ng cho Nh my v Thit k - Xy dng c
Hip hi Quc t Cc k s T vn (FIDIC) chun b v c khuyn ngh s dng chung
cho vic mua sm (bao gm thit k, ch to, vn chuyn v lp t) Nh my v cho thit
k v thi cng cc cng trnh xy dng v k thut m cc nh d thu c tham d u
thu quc t. Vic iu chnh cc iu kin c th cn thit trong mt s phm vi quyn
hn php l, c bit nu c s dng vi cc hp ng trong nc.
Theo nhng s thu xp thng thng i vi cc loi hp ng ny, Nh thu chu trch
nhim v thit k v cung cp theo cc yu cu ca Ch u t - thit b nh my
v/hoc cc cng trnh xy dng v/hoc cc cng trnh k thut.
Hng dn sau y nhm tr gip cho nhng ngi son tho cc iu kin ring bng
cc a ra cc phng n cho cc khon khc nhau nhng ni thch hp. Trong chng
mc c th, cc cch vit mu cng c a xen vo. Tuy nhin, trong mt s trng
hp, ch a ra bn ghi nh.
Trc khi a bt k cc vit mu no, cn phi kim tra m bo rng n hon ton
thch hp cho cc trng hp c th. Tr phi n c coi l thch hp, cch vit mu cn
phi c sa i trc khi s dng.
ch no cch vit mu c sa i, v trong mi trng hp c cc sa i hoc b
sung khc, cn ch m bo khng lm cho ti ngha, hoc trong iu kin chung
hoc gia cc iu ca iu kin ring.
Trong khi chun b cc iu kin ca Hp ng a vo ti liu thu, on sau c th
c s dng:
Cc iu kin Hp ng bao gm iu kin chung, l mt phn ca iu kin Hp
ng cho Nh my v Thit k - Xy dng Xut bn ln th nht 1999 ca Hip hi Quc
t Cc k s T vn (FIDIC) v iu kin ring sau y bao gm cc sa i v b sung
cho iu kin chung.
Khng c cc Khon trong iu kin chung yu cu cc s liu c a vo iu kin
ring. Nh nu trong phn (ii) ca Li ni u, iu kin chung ni n bt c s liu
cn thit no c trong Ph lc H s d thu hoc (i vi cc vn k thut) trong cc
yu cu ca Ch u t.
FIDIC xut bn mt ti liu vi ta Cc th tc u thu gii thiu cc tip cn c
h thng la chn cc nh d thu v vic nh gi cc H s d thu; c xut bn
ln th hai nm 1994. Ti liu nhm gip cho Ch u t c c nhng H s d thu c
tnh cnh tranh lnh mnh vi s lng ti thiu cc cng vic tuyn chn. FIDIC d tnh
s b sung cp nht th tc u thu v xut bn mt Hng dn s dng iu kin Hp
ng cho Nh my v Thit k - Xy dng.

FIDIC
121
Cc lu khi son tho cc H s d thu
H s d thu phi c son tho bi cc k s c trnh ph hp quen vi cc kha
cnh k thut ca cc cng trnh c yu cu, v nn c cc lut s c trnh thch
hp sot xt.
Cc H s mi thu c cp cho cc ng thu s bao gm cc iu kin Hp ng, cc
yu cu ca Ch u t, v Th d thu v cc bng biu cc ng thu in vo. Ngoi
ra, mi ng thu cn nhn c cc d liu nu trong Khon 4.10 v cc Hng dn cho
ng thu thng bo cho h cc vn m Ch u t mun h a vo xut ca h
nhng khng phi l mt phn ca cc yu cu ca Ch u t cho cng trnh. Khi Ch
u t chp thun Th d thu, Hp ng (khi s c hiu lc v tc dng hon ton)
bao gm xut c chp thun v cc bng biu c hon thnh.
Cc yu cu ca Ch u t cn nu r cc yu cu c th cho cng trnh khi c hon thnh,
bao gm cc yu cu v chc nng, cht lng v phm vi, v c th yu cu Nh thu cung
cp cc vt dng no , nh cc mt hng tiu dng c th c nu trong mt danh mc.
Cc vn c cp trong mt s hoc tt c cc Khon sau y c th gm c:
1.8 S cc bn sao ca cc ti liu ca Nh thu
1.13 Cc Giy php m Ch u t c
2.1 S hu theo giai on cc mng, kt cu, my mc hoc phng tin ra vo
4.1 Cc mc ch c yu cu cho cng trnh
4.6 Cc Nh thu khc (v cc ngi khc) trn cng trng
4.7 Cc mc, tuyn v cao tham kho
4.14 Cc bn th ba
4.18 Hn ch v mi trng
4.19 in, nc, kh ga v cc dch v khc sn c trn cng trng
4.20 Thit b ca Ch u t v vt liu cp khng
5.1 Tiu chun i vi Ngi thit k
5.2 Cc ti liu ca Nh thu c yu cu, v c th ph duyt
5.4 Cc tiu chun k thut v quy tc xy dng
5.5 o to vn hnh cho nhn lc ca Ch u t
5.6 Cc bn v hon cng v cc h s khc ca cng trnh
6.6 iu kin sinh hot ca nhn vin
7.2 Cc mu vt liu
7.3 Kim nh trong qu trnh gia cng, ch to v/hoc xy dng
9.1 Kim nh khi hon thnh
9.4 Thit hi do khng vt qua cc cuc kim nh khi hon thnh
12.1 Kim nh sau khi hon thnh
12.4 Thit hi do khng vt qu cc cuc kim nh sau khi hon thnh
13.5 Cc s tin d phng
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Nhiu Khon trong iu kin chung c cp ti cc s liu c trong Ph lc H s d
thu, ginh mt v tr thun tin cho cc s liu thng c yu cu. Nhng mu lm v
d trong n phm ny cung cp mt phiu kim tra cc d liu c yu cu; nhng khng
c ch dn, c trong iu kin chung ln trong v d v Ph lc H s d thu, l s
liu c Ch u t yu cu hoc do Nh thu a vo. Ch u t cn chun b Ph lc
H s d thu, da trn biu mu ny, vi cc ni dung c hon thnh theo yu cu ca
mnh.
Ch u t cng c th yu cu cc d liu khc t cc ng thu, v bao gm mt Bn cu
hi trong cc danh mc.
Ch u t cng c th yu cu cc d liu khc t cc ng thu, v bao gm mt Bn cu
hi trong cc danh mc.
Cc ch dn cho cc ng thu c th cn nu r mi kh khn hn ch trong vic hon
thin Ph lc H s d thu v/hoc cc bng biu, v/hoc nu r phm vi cc thng tin
khc m mi ng thu s a vo cng vi H s d thu. Nu mi ng thu phi c bo
lnh ca cng ty m v/hoc Bo lnh d thu, cc yu cu ny (p dng trc khi Hp
ng c hiu lc) s a vo Cc ch dn cho ng thu: cc biu mu s c km vo ti
liu ny nh l Ph lc A v B. Cc ch dn c th bao gm c cc vn c cp n
trong mt s hoc tt c cc Khon sau:
4.3 i din Nh thu (h, tn v l lch)
4.9 H thng m bo cht lng
18 Bo him
20 Gii quyt tranh chp
Mt hp ng thit k - xy dng c th cu thnh mt hp ng cha kha trao tay v bao
gm thit k, xy dng, ti sn c nh, my mc v thit b (f.f.e), m phm vi ca chng
c nu trong cc yu cu ca Ch u t. Cn phi xem xt y n cc yu cu chi
tit nh mc m cng trnh c trang b y , sn sng vn hnh, vi cc ph
tng thay th v vt liu tiu hao c Ch u t cung cp c bit cho vn hnh (trong
mt thi gian c th). Ngoi ra, Nh thu c th c yu cu vn hnh cng trnh, vn
hnh th trong mt vi thng theo Khon 9.1 (c) hoc vn hnh trong mt vi nm.
iu d hiu l cc ng thu thng min cng khi phi i mt vi s cnh tranh gay
gt, phi chu chi ph ln trong vic chun b cc thit k d thu. Khi chun b cc hng
dn cho ng thu, cn phi ngh n phm vi chi tit m cc ng thu c th thc s chun
b c v a vo cc xut ca mnh. Mc chi tit cn c nu c th trong hng
dn ng thu. Cn ch rng c th khng c vic m t trong cc ti liu cu thnh nn
Hp ng, m n ch c hiu lc v tc dng khi cc xut ca ng thu c chp
thun.
Cn xem xt n vic c tr cng cho cc nh d thu nu, cung cp mt H s d thu
tt, h phi tin hnh cc nghin cu hoc tin hnh cng vic thit k c tnh nguyn tc
(thit k s b N.D).

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123
iu 1 Cc quy nh chung
Khon 1.1 Cc nh ngha
C th cn thit phi sa i mt s nh ngha. V d:
1.1.3.1 Ngy hn c th xc nh l mt ngy theo lch c th.
1.1.4.6 C th yu cu mt loi ngoi t c th
1.1.4.7 C th yu cu mt loi tin t khc l ng ni t ca Hp ng
1.1.6.2 Cch dng t Nc s ti c th khng thch hp cho cng trng
khu vc ct qua bin gii.
Khon 1.2 S Din gii
Nu vic dng t li nhun s c quy nh chnh xc hn, Khon ny c th i khc:
V D: phn cui ca Khon 1.2, thm vo:
Trong cc iu kin ny, nhng quy nh bao gm cm t chi ph cng li nhun hp l
yu cu li nhun ny phi l 1/20 (5%) ca chi ph .
Khon 1.5 Th t u tin ca ti liu
Thng thng cn c mt th t u tin d phng khi sau ny pht hin c s mu thun
trong cc ti liu hp ng. Nu trnh t u tin khng c nu trc, Khon ny phi
c thay i:
V D: B Khon 1.5 v thay bng:
Cc ti liu to thnh Hp ng phi c ly lm gii thch chung cho cc bn vi nhau.
Nu thy c s ti ngha hoc khng nht qun, trnh t u tin c th s theo lut hin
hnh chi phi. Nh t vn c quyn a ra hng dn m h thy cn thit gii quyt s
ti ngha hoc khng nht qun .
Khon 1.6 Tha thun Hp ng
Mu ca tha thun cn phi a vo trong H s d thu c nh km iu kin ring:
mt mu lm v d c a vo cui sch trong ln xut bn ny. Nu cn thit phi m
phn di trong u thu, tha thun hp ng cn ghi nhn gi hp ng c chp
nhn, Ngy hn v/hoc Ngy khi cng. Vic k kt Hp ng c th cn phi theo lut
hin hnh.
Khon 1.10 Ch u t s dng ti liu ca Nh thu
C th cn cc iu Khon b sung nu ton b quyn s dng cc phn ring ca phn
mm my tnh (v d) c giao cho Ch u t. Cc iu Khon ny cn phi tun theo
cc lut hin hnh.
Khon 1.13 Tun th Lut php
i vi hp ng nh my, cn sa i cho thch hp:
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KHON MU CHO HP NG NH MY
Thm vo phn cui ca Khon 1.13:
Tuy nhin, Nh thu, vo ng thi im, phi np cc chi tit v
hng ha cho Ch u t, Ch u t cn nhanh chng c ton b
giy php hoc chng ch nhp khu cn thit cho nhng hng ha
ny.
Ch u t cng phi c hoc cp giy php ng bao gm giy
php thi cng, quyn i li v cc tha thun c yu cu cho cng
trnh.
Khon 1.14 ng trch nhim v a trch nhim
i vi mt Hp ng ln, cn c quy nh c th cc yu cu chi tit i vi lin doanh.
V d, mi thnh vin cn c bo lnh ca cng ty m: mt mu v d c a km ti
liu ny, xem Ph lc A.
Nhng i hi ny, ci no cn c p dng trc khi Hp ng c hiu lc, th cn phi
a vo bn ch dn cho cc ng thu. Ch u t s yu cu sm ch nh ra ngi ng
u ca lin doanh, nhm sau ch tip xc vi mt u mi duy nht v khng mun b
li cun vo mt cuc tranh ci gia cc thnh vin ca lin doanh, Ch u t cn phi
nghin cu t m hp ng lin doanh mt cch thn trng v cng c th n phi c s
chp thun ca c quan cung cp ti chnh ca d n.
Khon B sung Chi tit cn b mt
Nu cn gi b mt, cn thm mt Khon b sung:
KHON MU
Nh thu phi gi kn v b mt nhng chi tit ca Hp ng, tr
phi cn thit thc hin ngha v theo Hp ng hoc tun th cc
lut hin hnh. Nh thu khng c xut bn, hoc cc chi tit no
c th ca cng trnh trong cc ti liu k thut hoc thng mi
no hoc bt c u nu khng c s ng t trc ca Ch
u t.
iu 2 Ch u t
Khon 2.1 Quyn tip cn cng trng
C th cn thit phi cho php Nh thu sm tip cn cng trng kho st v iu tra
di mt t. Nu khng c php tip cn cng trng sm v c c dnh ring sau
, cn c cc chi tit c th nu r trong nhng Yu cu ca Ch u t.
Khon 2.3 Nhn lc ca Ch u t
Khon ny cn phi c phn nh trong cc Hp ng ca Ch u t vi cc Nh thu
khc trn cng trng.
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iu 3 Nh t vn
Khon 3.1 Quyn v nhim v ca Nh t vn
Bt c yu cu no cn c Ch u t chp thun u phi c nu trong iu kin
ring:
V D: Nh t vn cn phi c s chp nhn c th ca Ch u t trc
khi hnh ng theo cc Khon sau y ca iu kin ny:
(a) Khon........................................................................................**
(b) Khon........................................................................................**
** (in s, m t hnh ng, tr phi tt c u cn c s chp
thun)
Danh sch ny phi c thm hoc bt khi cn. Nu s bt buc phi c s chp thun
ca Ch u t ch p dng khi vt mt s gii hn, ti chnh hoc g khc, th cch vit
mu phi c thay i.
Khon b sung Cc cuc hp ca Ban lnh o
KHON MU:
Nh t vn hoc i din ca Nh thu c th yu cu ngi khc
tham gia cuc hp ca lnh o xem xt vic thu xp cho cc
cng vic trong tng lai. Nh t vn phi ghi li ni dung ca cuc
hp lnh o v cung cp cc bn sao bin bn cuc hp cho nhng
ngi d hp v cho Ch u t. Trong bin bn, trch nhim i
vi mi hnh ng tin hnh phi ph hp vi Hp ng.
iu 4 Nh thu
Khon 4.2 Bo lnh thc hin
Nhng mu bo lnh thc hin c th chp nhn c phi c a vo trong cc ti liu
H s d thu, lm thnh ph lc ca iu kin ring. Cc dng mu c a vo lm
ph lc ca ti liu ny Ph lc C v Ph lc D. Cc mu kt hp hai B lut thng nht
do Phng Thng mi quc t xut bn. (ICC, da vo 38 Cours Albert 1er, 75008
Paris, Php), h cng xut bn hng dn s dng nhng lut iu chnh ny. Nhng mu
v cch vit ca Khon c th c sa i ph hp vi lut hin hnh.
V D: phn cui im 2 ca Khon 4.2, thm vo:
Nu Bo lnh thc hin l theo mu bo lnh ca ngn hng, th n phi c pht hnh
bi (a) hoc ngn hng nc s ti hoc (b) trc tip t mt ngn hng nc ngoi c
Ch u t chp nhn. Nu Bo lnh thc hin khng theo mu ca ngn hng, n phi do
mt c quan ti chnh c ng k hoc c php kinh doanh nc s ti cp.
FIDIC
126
Khon 4.3 i din ca Nh thu
Nu bit i din ti thi im np H s d thu, ng thu c th xut i din
ny. ng thu c th xut ngi khc, c bit nu vic giao hp ng c th b chm.
Nu ngn ng quy nh theo lut khng ging ngn ng giao tip hng ngy (theo Khon
1.4) hoc nu v l do no khc cn quy nh i din Nh thu phi thng tho mt th
ting c th, cn b sung mt trong s cu sau:
i din Nh thu v tt c nhng ngi khc u phi thng tho
........................................(in tn ngn ng)
Nu i din Nh thu, hoc nhng ngi ny khng thng tho
ting...........................(in tn th ting), Nh thu phi c phin
dch gii c mt thng xuyn trong sut thi gian lm vic.
Khon 4.4 Nh thu ph
Cch vit trong iu kin chung gm nhng iu kin s thng xuyn uc p dng. Nu
yu cu c s ng t hn hoc khng cn, mt s (hoc ton b) cc im t (a) n (c)
c th phi b, hoc ni r trong iu kin ring:
V D: khng cn c s ng t trc nu gi tr hp ng ph nh hn
mt phm trm (1%) gi tr c chp thun trong hp ng.
Khon 4.8 Cc th tc v an ton
Nu Nh thu cng s dng cng trng vi cc Nh thu khc, s khng ph hp cho h
nu phi cung cp mt s hng mc c lit k. Trong nhng trng hp ny, ngha v
ca Ch u t cn c quy nh c th.
Khon 4.12 Nhng iu kin vt cht khng lng trc c
Trong trng hp ca nhng cng trnh ngm ln, vic phn b ri ro ca iu kin ngm
l mt kha cnh cn c xem xt khi chun b H s d thu. Nu ri ro ny do cc bn
cng chu, Khon ny c th c sa i:
V D: B im (b) ca Khon 4.12 v thay th:
(c) vic thanh ton cho bt c chi ph no nh vy, ...........................
phn trm (...............%) s c a vo trong Gi hp ng (s
phn trm chnh lch (%) ca chi ph s do Nh thu chu)
Khon 4.16 Vn chuyn hng ha
i vi Hp ng Nh my, vic thu xp c la chn c th thch hp:
FIDIC
127
V D: B sung phn cui ca Khon 4.16:
Nh thu phi ngh Nh t vn cho php cung cp bt k hng
mc hng ha no ti cng trng. Khng c cung cp hng ha
nu khng c s cho php , iu cng s khng loi tr cho
Nh thu bt c ngha v no.
Khon 4.17 Thit b Nh thu
Nu Nh thu khng cung cp tt c cc thit b cn thit ca Nh thu hon thnh cng
trnh, ngha v ca Ch u t cn c quy nh c th: xem khon 4.20. Nu c yu cu
giao thit b ca Nh thu, cn b sung thm cc on, ph hp vi lut hin hnh:
V D: phn cui ca Khon 4.17, b sung cc on sau:
Cc thit b ca Nh thu thuc s hu ca Nh thu (trc tip hoc
gin tip) s c coi l ti sn ca Ch u t t khi thit b c
a ti cng trng. Vic giao ti sn phi khng c:
(a) nh hng n trch nhim hoc ngha v ca Ch u t,
(b) nh hng n quyn ca Nh thu c s dng c quyn
thit b ring ca Nh thu c giao cho mc ch ca cng
trnh, hoc
(c) nh hng ti trch nhim ca Nh thu trong vic vn hnh v
bo dng thit b ca Nh thu.
Ti sn trong mi hng mc c coi nh l giao li cho Nh
thu khi Nh thu c php chuyn ti sn ra khi cng trng
hoc nhn Chng ch nghim thu cng trnh, ty theo vic no xy
ra trc.
Khon 4.19 in, nc v kh t
Nu nhng dch v ny c sn Nh thu s dng, c tnh k thut cn a ra cc
chi tit, bao gm a im v gi c.
Khon 4.20 Thit b ca Ch u t v vt liu cp khng
p dng Khon ny, c tnh k thut cn m t tng hng mc m Ch u t s cung
cp v/hoc vn hnh v cn nu r cc chi tit cn thit. i vi mt s loi phng tin,
c th cn thm mt s iu Khon, lm r cc kha cnh nh trch nhim v bo him.
Khon 4.22 An ninh ca Cng trng
Nu Nh thu cng s dng cng trng vi cc Nh thu khc, c th s khng hp l
cho Nh thu khi phi chu trch nhim v an ninh cng trng. Trong nhng trng hp
ny, ngha v ca Ch u t cn phi c xc nh c th.

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128
iu 5 Thit k
Khon 5.1 Cc ngha v thit k chung
Nh thu bt u bng vic xem xt k cc yu cu ca Ch u t, m trong c th
bao gm thit k s b. Thit k ny c th cn lp d n kh thi. Cc ng thu phi
c thng bo phm vi m thit k s b ca Ch u t l mt gi hoc mt yu cu.
Khon 5.2 Ti liu ca Nh thu
Cc ti liu ca Nh thu c nh ngha l cc ti liu m Nh thu phi np cho Nh
t vn, nh nu u trong hp ng m n khng cn c (v d) tt c ti liu k
thut m ngi ca Nh thu s cn thi cng cng trnh.
Cc yu cu ca Ch u t cn phi nu r phm vi m ti liu ca Nh thu c yu
cu, ti liu no trong s cn phi c s chp thun (ch khng ch r sot), v th tc
np. V d, i vi cc yu cu ca Ch u t cho mt hp ng Nh my c th l thch
hp khi quy nh rng ti liu ca Nh thu phi c cc bn v cho thy Nh my c lp
nh th no v yu cu mi thng tin khc :
(a) chun b cc mng thch hp hoc cc phng tin chng khc,,
(b) cung cp li vo thch hp trn cng trng cho Nh my v mi trang b cn thit v
n a im lp rp Nh my, v/hoc
(c) ni cc phng tin cn thit ti Nh my.
C th phi xc nh c th cc thi k xem xt khc nhau, c tnh n thi gian cn
thit r sot cc loi bn v khc nhau, v/hoc kh nng np trnh thc t cc giai
on c th ca qu trnh Thit k - Xy dng.
iu 6 Nhn vin v lao ng
Khon 6.5 S gi lm vic
Nu Ch u t khng mun quy nh c th s gi lm vic trong Ph lc H s d thu,
hoc cho ng thu quy nh c th (nhm lp k hoch gim st ca Nh t vn), th
Khon ny c th b.
Khon 6.6 C s vt cht cho nhn vin v lao ng
Nu Ch u t s lm sn ch , phi quy nh c th trch nhim ca Ch u t lm
vic ny.
Khon 6.8 Gim st ca Nh thu
Nu ngn ng c quy nh khng ging ngn ng giao tip hng ngy (theo Khon 1.4)
hoc nu v mt l do no , cn phi quy nh l nhn vin gim st ca Nh thu phi
thng tho mt th ting c th, cn b sung cc cu sau:

FIDIC
129
V D: B sung vo phn cui ca Khon 6.8:
Mt t l thch hp cc nhn vin gim st ca Nh thu phi c
trnh .................(in tn ngn ng)...................... lm vic
hoc Nh thu phi c s lng y cc phin dch gii lun c
mt ti cng trng trong gi lm vic.
Cc Khon b sung:
C th b sung cc v d cho cc iu Khon thch hp, tnh n tnh trng v v tr
cng trng, c trong iu kin Hp ng xy dng ca FIDIC.
iu 7 Thit b, vt liu v tay ngh
Khon b sung
Nu Hp ng c mt t chc cung cp ti chnh m cc nguyn tc hoc chnh sch
ca t chc yu cu mt s hn ch v vic s dng vn ca h, cn b sung thm
Khon:
KHON MU: Ton b hng ha phi c xut x nc c ngun thch hp nh
quy nh trong .............................(in tn ti liu hng dn
mua sm thit b c pht hnh).
Hng ha phi c vn chuyn bi cc phng tin vn chuyn t
nhng nc c ngun thch hp, tr phi c Ch u t min cho
bng vn bn trn c s cc chi ph qu kh nng hoc s chm tr.
Bo lnh, bo him v dch v ngn hng phi do Nh bo him v
ngn hng ca cc nc c ngun thch hp cung cp.
iu 8 Khi cng, chm tr v tm ngng cng vic
Khon 8.2 Thi gian hon thnh
Nu cng trnh c nghim thu theo cc giai on, nhng giai on ny cn c nh r
theo hng mc, trong Ph lc H s d thu.
Khon 8.7 Thit hi do chm tr
Theo nhiu h thng php lut, s tin ca nhng thit hi c nh trc ny phi c
c tnh hp l tn tht c th xy ra cho Ch u t trong trng hp chm tr. Nu s
tin c chp thun theo Hp ng c n nh l s tin trn gi bng nhiu loi tin
t, th tt hn ht l xc nh nhng h hng ny (theo ngy) bng cch khu tr phn trm
cho mi mt ni dung. Nu s tin c chp nhn theo Hp ng c tnh bng ng
ni t: xem Khon 14.15 (b).
Khon b sung:
Vic khuyn khch hon thnh sm c th c trong ti liu thu (mc d Khon 13.2
cp ti vic hon thnh nhanh hn).
FIDIC
130
KHON MU: Cc hng mc c yu cu hon thnh vo cc ngy c a ra
trong Ph lc H s d thu nhng hng mc ny c th c
Ch u t nm gi v s dng trc khi hon thnh ton b cng
trnh. Cc chi tit ca cng vic c yu cu thc hin cho php
Nh thu c hng tin thng c quy nh trong cc Yu cu
ca Ch u t.
tnh tin thng, phi xc nh cc ngy hon thnh cc hng
mc trong Phc lc H s d thu. Khng cho php iu chnh cc
ngy hon thnh vi l do gia hn thi gian hon thnh.
iu 9 Kim nh khi hon thnh
Khon 9.1 Ngha v ca Nh thu
Cc yu cu ca Ch u t cn phi m t cc cuc kim nh m Nh thu tin hnh
trc khi c cp Chng ch nghim thu. C th l thch hp cho cc xut ca Nh
thu nu c cc sp xp chi tit, s phi hp v.v...Nu cng trnh c kim nh v
nghim thu theo cc giai on, cc yu cu kim nh c th phi xem xt nh hng ca
mt s phn ca cng trnh cn cha hon thnh.
Cch vit trong cc phn gm cc iu kin c p dng in hnh cho mt Hp ng
Nh my, nhng mt khc c th yu cu sa i. C th l, im (c) cp ti vic vn
hnh th, trong qu trnh bt c sn phm no do cng trnh to ra s thuc quyn s
hu ca Ch u t. V vy Ch u t c trch nhim x l sn phm , v c quyn
gi li s tin bn sn phm . Nu Nh thu gi li sn phm , Khon ny cn phi
c sa i thch hp.
Khon 9.4 Khng qua c cc cuc kim nh khi hon thnh
Nu phn khu tr c cp trong on cui, da trn mc khng t c, c
nu trong iu kin ring hoc cc yu cu ca Ch u t, tiu chun vn hnh ti thiu
c th chp nhn c cn c quy nh c th.
iu 10 Nghim thu ca Ch u t
Khon 10.1 Chng ch nghim thu
Nu cng trnh c nghim thu theo tng giai on, cc giai on ny cn c xc nh
theo cc hng mc trong Ph lc H s d thu. Cn xc nh chnh xc v a l v Ph
lc cn c mt bng biu xc nh cc mt lin quan n vic tr s tin gi li , thi
gian hon thnh v cc thit hi do chm tr: bng c m t trong Ph lc mu.
iu 11 Trch nhim i vi sai st, h hng
Khon 11.10 Cc ngha v cha hon thnh
C th cn phi xem xt nh hng ca Khon ny lin quan ti thi hn trch nhim theo
quy nh ca lut hin hnh.
FIDIC
131
iu 12 Kim nh sau khi hon thnh
Khon 12.1 Th tc kim nh sau khi hon thnh
Cc yu cu ca Ch u t cn m t cc cuc kim nh m Ch u t yu cu, sau khi
nghim thu, xc nh r cng trnh c p ng y cc yu cu hot ng hay
khng. i vi mt s loi cng trnh, tht kh c th quy nh r nhng cuc kim nh
ny, mc d chng cn thit c mt kt qu thnh cng. C th l thch hp nu xut
ca Nh thu bao gm cc sp xp chi tit, v/hoc nu r thit b c yu cu, ngoi
nhng th c nh my.
i vi nhiu loi cng trnh khc, c th nht thit phi xc nh c u vo vt cht,
v/hoc ng thu n nh (trong mt danh mc v cc bo m nu c th) c tiu
chun vn hnh m Nh my ca h s phi t c.
Cc iu khon trong iu kin chung c da trn cc cuc kim nh sau khi hon
thnh do Ch u t v ngi vn hnh ca Ch u t thc hin, theo s hng dn ca
nhn vin Nh thu. Nu tr liu c s sp xp khc th chng cn phi c quy nh c
th trong cc yu cu ca Ch u t, v Khon nn cn c sa i cho thch hp. V
d, cc iu khon trong iu kin Hp ng EPC/d n Cha kha trao tay ca FIDIC
c da trn cc cuc kim nh do Nh thu thc hin, Ch u t cung cp cc vt
dng, nhn vin v nng lng.
Khon 12.4 Khng qua c cc cuc kim nh sau khi hon thnh
Nu s p dng phn u ca Khon ny, phng php tnh thit hi do khng t c
(da trn mc khng t) cn c nh r trong iu kin ring hoc trong cc yu
cu ca Ch u t, v cng phi nh r tiu chun hon thin thnh ti thiu c th chp
nhn.
iu 13 Bin i v iu chnh
Cc bin i c th tin hnh bng bt k 1 trong 3 cch:
(a) Nh t vn c th ch dn bin i theo Khon 13.1, m khng c tha thun trc
v s kh thi hoc gi c;
(b) Nh thu c th xut ca ring mnh theo Khon 13.2, m s c li cho c hai
bn, hoc;
(c) Nh t vn c th c mt xut theo Khon 13.3, tm kim s thng nht gim
thiu s tranh chp.
Khon 13.5 Cc khon tin d chi
Mc d, ni chung, khng thch hp cho loi Hp ng ny, c th yu cu s tin d chi
cho cc phn cng trnh m chng khng yu cu phi nh gi vi ri ro ca Nh thu. V
d cn c Khon tin d chi mua hng ha m Ch u t mun la chn, hoc gii
quyt s khng chc chn lm v cc iu kin mt bng. Nht thit phi xc nh phm vi
ca tng Khon tin d chi (trong mt danh mc, c th) v phm vi c xc nh sau
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s khng c tnh vo cc phn khc ca Khon tin c chp thun theo Hp ng.
Nu nh gi c Khon tin d chi theo Khon 13.5 (b), t l phn trm phi c Nh
D thu tnh trong Ph lc H s d thu.
Khon 13.8 iu chnh i vi vic thay i chi ph
C th yu cu cc Khon v iu chnh nu vic Nh thu phi chu ri ro bt hp l ca
vic tng gi do lm pht. Tr phi khng p dng Khon ny, Ph lc H s d n thu
phi gm mt bng biu cho tng loi tin t thanh ton: bng biu thch hp c trnh
by Ph lc mu. Cn thn trng trong vic tnh s iu ha gi c/h s a, b, c,...,
tng s khng c vt qu s thng nht), v trong vic la chn v xc nh c th cc
ch s chi ph. Li khuyn ca chuyn gia c th s thch hp. i vi Hp ng Nh my,
s thch hp hn khi p dng cng thc tnh lin quan trc tip nhiu hn ti vic xc nh
thi gian i vi chi ph m nh ch to phi chu.
iu 14 Gi hp ng v thanh ton
Khon 14.1 Gi hp ng
Khi vit iu kin ring, cn xem xt s tin v thi gian thanh ton cho Nh thu. Dng
tin mt ch ng r rng c li cho Nh thu, cc ng thu phi xem xt th tc thanh
ton tm thi khi chun b H s d thu ca mnh.
Thng thng, loi Hp ng ny da vo gi trn gi, khng iu chnh gi hoc iu
chnh t. V vy, Nh thu phi chu ri ro khi thay i chi ph pht sinh t thit k ca h.
Gi tin trn gi c th gm hai hoc nhiu Khon tin, c tnh theo loi tin t thanh
ton (c th, nhng khng cn, bao gm c ng ni t).
nh gi s bin i, c th yu cu cc ng thu gi km bng thng k chi tit v
gi, bao gm s lng, t gi n v v cc thng tin khc v gi. Thng tin ny c th
cng s hu ch cho vic nh gi Khon thanh ton tm. Tuy nhin thng tin khng th
mang tnh cnh tranh. Khi H s d thu ang c chun b, Ch u t v vy phi
quyt nh c chp nhn tr s tin theo bng tnh chi tit ca ng thu hay khng. Nu
khng chp nhn, Ch u t cn m bo Nh t vn phi c kinh nghim cn thit
nh gi nhng thay i c th c yu cu.
C th yu cu cc Khon b sung bao trm c cc ngoi l i vi vic la chn
trong Khon 14.1 v cc vn khc lin quan ti vic thanh ton.
Nu khng p dng Khon 14.1 (a), phng php xc nh gi Hp ng cn phi c
quy nh trong cc Khon b sung v c a vo trong cu cui ca Khon 14.1. Nu
vic thanh ton cho bt c phn no ca cng trnh c thc hin trn c s tnh gi,
phn cng trnh ny phi c nu trong Hp ng, v cch dng t ng sau c th ph
hp cho mt trong nhng Khon b sung:
KHON MU V NH GI:
Nh t vn phi ng hoc xc nh gi tr ca nhng phn cng
trnh c nh gi, theo khon 3.5. Vic nh gi phi c thc
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hin bng khi lng thc t ca nhng phn cng trnh ny, khng
theo thng l a phng.
Bt c khi no Nh t vn yu cu phn no ca cng trnh phi
c nh gi, cn c thng bo cho i din ca Nh thu m
ngi phi:
(a) tham gia ngay hoc c i din khc c trnh tr gip cho
Nh t vn nh gi, v
(b) cung cp mi th theo yu cu ca Nh t vn.
Nu Nh thu khng tham gia hoc khng c i din, vic nh gi
ca Nh t vn hoc i din s c chp thun l chnh xc.
Loi tr c quy nh khc trong Hp ng, bt c ch no cng
trnh vnh cu c nh gi bng bin bn u phi do Nh t vn
chun b. Nh thu, theo v khi c yu cu, phi tham gia kim
tra v ng cc bin bn vi Nh t vn, v phi k cc ni dung
nh ng . Nu Nh thu khng tham gia kim tra v ng
nhng bin bn ny, chng s c chp thun l chnh xc.
Nu Nh thu kim tra v khng ng vi cc bin bn, v/hoc
khng k bin bn, Nh thu phi thng bo cho Nh t vn nhng
ni dung c a vo bin bn l khng chnh xc. Sau khi nhn
c thng bo, Nh t vn phi xem xt k bin bn v/hoc
khng nh hoc iu chnh chng. Nu Nh thu khng thng bo
nh vy cho Nh t vn trong vng14 ngy sau khi c yu cu
kim tra bin bn, bin bn s c chp nhn l chnh xc.
Nu khng p dng Khon 14.1 (b), cn b sung thm cc Khon:
KHON MU V MIN THU QUAN
Tt c hng ha do Nh thu nhp khu vo nc s ti phi c
min thu hi quan v cc thu nhp khu khc, nu c s cho php
bng vn bn t trc ca Ch u t nhp khu. Ch u t
phi k xc nhn cc giy t min thu cn thit do Nh thu chun
b xut trnh cho vic thng qua hng ha v cng phi cung cp
cc ti liu xin min thu sau:
(M t ti liu cn thit m Nh thu khng th chun b c)
Nu khng c cp th tc min thu, thu hi quan phi tr v
tr phi c Ch u t hon li.
Ton b hng ha nhp khu khng kt hp vi hoc khng dng
ht cho cng trnh phi c xut khu khi kt thc hp ng.
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Nu khng xut khu, nhng hng ha ny phi c nh gi
np thu nh p dng vi nhng hng ha lin quan theo lut ca
nc ny.
Tuy nhin khng c min thu i vi:
(a) hng ha ging nh nhng hng ha c sn xut trong nc,
tr phi khng c s lng hoc hng ha c tiu chun khc
cn cho cng trnh; v
(b) cc yu t thu hoc thu quan vn c trong gi hng ha hoc
dch v c mua trong nc m chng c coi nh c
trong s tin c chp thun theo gi Hp ng tha thun.
Thu cng, cu cng v loi tr nhng g ra trn, cc yu t
thu hoc thu quan vn c trong gi hng ha hoc dch v s c
coi nh bao gm trong gi hp ng tha thun.
KHON MU V MIN THU
Nhn vin ngi nc ngoi khng phi np thu thu nhp ti nc
s ti i vi thu nhp c tr bng ngoi t, hoc i vi thu thu
nhp nh vo tin chi tiu, thu nh v cc dch v tng t do
Nh thu chi tr trc tip cho nhn vin ca Nh thu, hoc cc
Khon ph cp ti ch. Nu nhn vin ca Nh thu nhn c
phn thu nhp nc s ti bng mt ngoi t, h c th chuyn v
nc (sau khi hon thnh thi hn cng tc cng trnh) cc khon
tin cn li ca s tin thu nhp c tr bng ngoi t.
Ch u t phi xin min thu i vi Khon ny. Nu khng xin
c, Ch u t phi hon tr cc Khon thu lin quan tr.
Khon 14.2 ng trc
Khi son tho iu kin ring, cn xem xt li ch ca vic ng trc. Tr phi khng p
dng Khon ny, tng s tin ng trc (v s ln thanh ton nu l hn mt ln) phi
c quy nh c th trong Ph lc H s d thu. T l chit khu cho phn hon li phi
c kim tra m bo rng s tin hon li phi c thc hin xong trc khi hon
thnh. Cc s tin c th trong phn (a) v (b) ca Khon iu kin chung phi c da
trn gi nh tng s tin thanh ton l nh hn 22% s tin c chp thun theo Hp
ng.
Mu bo lnh c th chp nhn c phi c trong ti liu thu, km vi iu kin ring:
mu v d c km theo ti liu ny, l Ph lc E.
Nu Nh thu phi cung cp cc hng mc thit b chnh, cn xem xt li ch ca vic
thanh ton theo giai on trong khi ch to. Ch u t c th xem xt c nn c mt mu
bo lnh, v l nhng thanh ton ny khng lin quan ti nhng th thuc s hu ca
mnh. Nu Nh thu c thanh ton theo giai on trc khi xp hng xung tu, ti liu
thu c th gm:
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(a) cc iu khon trong Ph lc H s d thu lin quan ti thi gian ng trc (theo
Khon ny) theo cc giai on ch to;
(b) trong lch trnh thanh ton hoc cc ti liu khc s c s dng xc nh gi
tr Hp ng theo Khon 14.3 (a), mt gi cho tng giai on ny (c yu cu iu
Khon b sung v bo lnh); hoc
(c) sa i chi tit Khon 14.5.
Khon 14.4 Lch trnh thanh ton
iu kin chung bao gm cc iu Khon thanh ton tm thi cho Nh thu, c th c
da trn mt lch trnh thanh ton. Nu s dng cc c s khc xc nh gi tr tm thi,
cn b sung cc chi tit vo iu kin ring. Nu cc thanh ton c quy nh c th
trong lch trnh thanh ton, s tin ti thiu ca chng ch tm thi c th c lc b
trong phn Ph lc H s d thu, v lch trnh thanh ton c th l mt trong s cc mu
sau:
(a) s tin (hoc phn trm ca gi d ton theo Hp ng cui cng) c th c a vo
theo tng thng (hoc thi gian khc) trong thi gian hon thnh, m c th t ra l
khng hp l, nu tin ca Nh thu khc nhiu so vi d kin m da vo n lch
trnh thanh ton c lp; hoc
(b) lch trnh thanh ton c th c da trn tin thc t t c khi thi cng cng
trnh, iu cn quy nh c th cc mc thanh ton. C th xy ra bt ng khi cng
vic c yu cu cho mt mc thanh ton gn t c nhng bn cn i ch c th
c hon thnh mt vi thng sau .
Nhng con s c ng thu a vo lch trnh thanh ton c th c so snh vi chng
trnh H s d thu ca h (nu c), nh gi xem c ph hp vi nhau khng.
Thay vo , nu cng trnh bao gm nhiu loi hnh hot ng khc nhau, mt phng
thc nh gi n gin gi tr tm thi c th l thch hp.
KHON MU V TH TC NH GI TM THI
Trc khi khi cng xy dng cng trnh vnh cu, Nh thu phi
np b chng t khi lng chnh ca cng trnh vnh cu
(BPQPW), cng vi thng tin b tr v cc tnh ton hp l m Nh
t vn yu cu. BPQPW phi gm khi lng cui cng ca cc
hng mc chnh c nh trc ca cng trnh vnh cu m
chng c nh gi theo phng thc tt c theo nh mc sao
cho tng s tin bng Gi hp ng d ton. BPQPW khng gm
cc hng mc c nh gi cho thit k hoc cng trnh tm
thi. Gi tr ca mi thnh phn cng vic no ca bt k thnh
phn no ca cng vic khc khng c m t trong BPQPW, phi
c a vo trong cc nh mc cho cng trnh vnh cu s c
xy nn sau khi thnh phn ny c thc hin.
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BPQPW phi c s cho thun ca Nh t vn, c th b rt b
vo bt c thi im no, v khng c nh hng n s tin phi
tr cui cng theo Hp ng. BPQPW c sa i v ban hnh li
nu vo bt k thi im no trc khi nghim thu cho thy n
khng th hin ton b cng trnh vnh cu khi hon thnh.
Trong thi gian hon thnh, gi tr Hp ng cho mc ch ca
im (a) ca Khon 14.3 khng c vt qu s tin tnh t
BPQPW hin hnh, da trn khi lng cng trnh vnh cu
c xy dng theo Hp ng. Mi bn gii trnh phi:
(a) ging mu ca BPQPW hin hnh,
(b) bao gm gii trnh k m BPQPW hin hnh (gm s
lng cui cng c nh trc) v khi lng c xy
dng l chnh xc, v
(c) gi km chng nhn do i din Nh thu k, chng nhn
rng phn cng trnh c xy dng ti nay u tun theo Hp
ng.
Khon 14.7 Thanh ton
Nu p dng mt thi hn thanh ton khc, Khon ny c th c sa i:
V D: Trong im (b) ca Khon 14.7, xa 56 thay bng 42
Nu nc/cc nc thanh ton cn c quy nh, c th nu chi
tit trong mt lch trnh.
Khon 14.8 Thanh ton chm tr
Nu t sut chit khu ti ngn hng trung ng nc c ng tin thanh ton khng
thch hp nh gi chi ph ti chnh ca Nh thu, c th phi quy nh mt t gi mi.
Mt cch chn la khc, c th thanh ton chi ph ti chnh thc, c xem xt n vic thu
xp ti chnh trong nc.
Khon 14.9 Thanh ton s tin gi li
Nu mt phn ca s tin b gi li c tr, v c thay bng mt bo lnh thch hp, c
th thm Khon b sung. Mu bo lnh chp nhn c cn c trong H s d thu, cng
vi iu kin ring: mu v d c km theo ti liu, l ph lc F.
KHON MU V GII PHNG NGOI L
Khi s tin gi li ti 3/5 (60%) ca gii hn s tin gi li nh
nu trong Ph lc H s d thu, Nh t vn phi xc nhn v
Ch u t phi thanh ton mt na (50%) gii hn tin gi li cho
Nh thu nu h c giy bo lnh, theo mu v c mt php nhn
cung cp do Ch u t chp thun vi s tin v tin t bng s
tin thanh ton.
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Nh thu phi m bo Giy Bo lnh cn hn v c hiu lc cho
ti khi Nh thu thc hin v hon thnh cng trnh v sa cha
cc h hng, nh quy nh trong phn Bo lnh Hp ng thc
hin ti Khon 4.2, v c hon tr cho Nh thu mt cch thch
hp. Vic tr khon tin gi li ny c thay cho vic tr na s
tin cn li ca s tin gi li theo on hai ca Khon 14.9.
Khon 14.15 Tin t thanh ton
Nu ton b s tin c thanh ton phi l ng ni t v ton b s tin thanh ton theo
Hp ng phi l ng ni t. Khon tin thanh ton bng ng ni t phi c t do
chuyn i, loi tr nhng s tin thanh ton chi ph trong nc. Phn trm tnh cho chi
ph trong nc c quy nh trong Ph lc H s d thu.
Thu xp ti chnh
i vi Hp ng ln mt s th trng, c th cn c m bo v ti chnh t cc php
nhn nh: c quan vin tr, ngn hng pht trin, c quan tn dng xut khu hoc cc t
chc ti chnh quc t khc. Nu u t ti chnh l t nhng ngun ny, iu kin ring
c th cn phi hp vi cc yu cu c bic ca chng. Vic dng t chnh xc ph thuc
vo t chc lin quan, v vy cn tham kho m bo yu cu ca h, v s ph duyt
d tho H s d thu.
T chc ti chnh hoc ngn hng c th mun Hp ng phi c cc tham chiu cho phn
thu xp ti chnh, c bit nu Khon tin c thu xp t nhiu ngun cho cc ni dung
cng vic khc nhau. S l bnh thng i vi iu kin ring bao gm cc Khon c
bit xc nh cc hng, loi thit b khc nhau v quy nh c th cc ti liu s c trnh
ln t chc cung cp ti chnh lin quan c thanh ton. Nu cc yu cu ca t chc
ti chnh khng c p ng, c th gp kh khn (hoc thm ch khng th) m bo
vic cp ti chnh ph hp cho d n, v/hoc t chc ti chnh c th khc t cung cp
ti chnh cho mt phn hoc ton b Hp ng.
Tuy nhin, nhng ni m vic cp ti chnh khng b rng buc i vi xut khu hng
ha v dch v t mt nc no nhng c cung cp n gin bi cc ngn hng
thng mi cho Ch u t vay, nhng ngn hng ny c th quan tm n vic m bo
rt hn ch quyn ca Nh thu. Nhng ngn hng ny c th mun Hp ng c da
trn iu kin Hp ng cho EPC/ cc d n cha kha trao tay ca FIDIC.
gc khc, Nh thu c th c chun b bt u vic thu xp ti chnh v duy tr
trch nhim i vi chng, mc d Nh thu c th khng c kh nng hoc khng sn
sng cung cp ti chnh t ngun chnh ca mnh. Cc yu cu ca ngn hng cung cp ti
chnh ca Nh thu s c nhng tc ng n thi ca h trong thng tho Hp ng.
H c th yu cu Ch u t thanh ton tm thi, mc d t l ln gi Hp ng c th
c gi li cho ti khi cng trnh c hon thnh. V Nh thu sau s phi thu xp ti
chnh ca mnh trang tri thm ht gia tin thanh ton v s tin phi b ra, Nh thu
(v ngn hng cung cp ti chnh ca mnh) c th s yu cu mt s mu bo lnh, bo
lnh thanh ton khi n.
C th l thch hp cho Ch u t, khi chun b ti liu thu, d tnh yu cu tip theo
bng vic m bo cung cp mt bo lnh cho ni dung thanh ton m Nh thu s nhn
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khi hon thnh cng trnh. (Cc) mu bo lnh chp nhn c phi c trong H s d
thu, km vi iu kin ring: mt mu v d c a ra km ti liu ny, Ph lc G. C
th b sung Khon sau:
CC QUY NH MU CHO TI CHNH CA NH THU
Ch u t phi xin (bng chi ph ca mnh) mt giy bo lnh
thanh ton s tin v nhng loi tin t v do mt php nhn cp,
nh nu trong Ph lc H s d thu. Ch u t phi chuyn
bo lnh cho Nh thu trong vng 28 ngy sau khi hai bn k Tha
thun Hp ng. Giy bo lnh phi theo mu nh km iu kin
ring ny hoc theo mu khc c Nh thu chp thun. Tr phi v
cho ti khi Nh thu nhn c giy bo lnh, Nh t vn khng
c thng bo theo Khon 8.1.
Bo lnh phi c tr li cho Ch u t ti thi im sm nht
ca nhng thi im sau:
(a) khi Nh thu c thanh ton s tin chp thun theo Hp
ng.
(b) khi ngha v theo bo lnh ht hn hoc c hon thnh;
hoc
(c) khi Ch u t hon thnh ton b ngha v theo Hp ng.
iu 15 Chm dt bi Ch u t
Khon 15.2 Chm dt bi Ch u t
Trc khi mi thu, Ch u t cn phi kim tra r rng cch dng t ca Khon ny, v
mi l do chm dt d kin l ph hp vi lut iu chnh Hp ng.
Khon 15.5 Quyn chm dt ca Ch u t
Tr phi khng ph hp vi cc yu cu ca Ch u t v/hoc cc t chc ti chnh, cn
b sung thm mt cu:
V D: thm vo phn cui ca Khon 15.5
Ch u t cng phi tr cho Nh thu s tin do bt c s mt mt
hoc thit hi no do s chm dt gy ra.
iu 16 Tm ngng v chm dt bi Nh thu
Khon 16.2 Chm dt bi Nh thu
Trc khi mi thu, Ch u t cn phi kim tra k cch dng t ng ca Khon ny l
ph hp vi lut iu chnh Hp ng. Nh thu cn phi kim tra k mi l do chm dt
d kin l ph hp vi lut ny.
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139
iu 17 Ri ro v trch nhim
Khon 17.6 Gii hn trch nhim
V D: Trong Khon 17.6, s tin c cp trong cu gn cui phi l:
Khon b sung: S dng ch / phng tin ca Ch u t
Nu Nh thu s dng tm thi phng tin ca Ch u t, cn b sung mt Khon:
KHON MU: Nh thu phi chu trch nhim hon ton v s cn trng i vi
cc hng mc c nu chi tit di, t thi hn s dng hoc
chim gi ca Nh thu, cho ti thi hn chuyn giao hoc tr li (
ni no m vic chuyn giao hoc tr li c tin hnh sau thi
hn c nu trong Chng ch nghim thu cng trnh):
(in chi tit)
Nu c mt mt hoc h hng xy ra i vi cc hng mc trn
trong thi gian Nh thu phi chu trch nhim, xut pht t bt c
l do no ngoi nhng l do m Ch u t phi chu trch nhim,
Ch thu phi, bng chi ph ca mnh, sa cha h hng v mt mt
p ng yu cu ca Nh t vn.
iu 18 Bo him
Vic dng t trong iu kin chung th hin vic bo him s c thu xp do Bn Bo
him l Nh thu tr phi c quy nh khc trong iu kin ring. Do bo him
c Nh thu cung cp phi ph hp theo cc khon chung tha thun vi Ch u t.
Ch dn cho nhng ng thu, v vy, c th yu cu nhng ng thu cung cp chi tit cc
khon d kin.
Nu Ch u t thu xp mt bo him no theo iu ny, ti liu thu cn phi c cc
chi tit nh l ph lc ca iu kin ring ( ng thu c th c tnh cc bo him khc
h mun c bo m cho bn thn h), bao gm cc iu kin, gii hn, s loi tr v
min bi thng; theo mu ca mt bn sao ca mi loi bo him. Ch u t c th thy
kh k nhng bo him m t trong on 3 ca Khon 18.2 (i vi thit b ca Nh
thu, bao gm thit b ca Thu ph) v Ch u t khng bit s tin hoc tr gi nhng
hng mc thit b ny. Cn c cu sau y trong iu kin ring:
V D: Xa on cui ca Khon 18.2 v thay bng:
Tuy nhin, nhng bo him c nu trong hai on u ca Khon
18.2 phi do Ch u t k v duy tr nh l Bn Bo him, v
khng phi do Nh thu.
Khon b sung: Bo him thit k
Nu Ch u t yu cu bo h thm cho bo him thit k, c th b sung mt khon:
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140
KHON MU: Nh thu phi k bo him bi thng ngh nghip, gm ri ro s
xut v ngh nghip trong thit k cng trnh. Bo him ny phi l
c mt gii hn khng km hn vic.......
Nh thu phi vi n lc ca mnh duy tr hiu lc v tc dng ca
bo him bi thng ngh nghip cho ti khi..................Nh thu
cam kt thng bo cho Ch u t kp thi v bt c kh khn no
trong vic gia hn hoc thay mi hoc thu xp li bo him ny.
iu 19 Bt kh khng
Trc khi mi thu, Ch u t phi xc minh rng t ng ca iu ny l ph hp vi
lut iu chnh Hp ng.

iu 20 Khiu ni, tranh chp v trng ti
Khon 20.2 Ch nh Ban x l tranh chp
Tr phi Nh t vn (mc d c Ch u t ch nh) phi a ra cc quyt nh phn x
trc theo iu 20 ny, theo s la chn c nu r phn di. Hp ng phi gm
cc quy nh theo iu 20, trong khi khuyn khch cc bn t c s tha thun v tranh
chp trong lc cng trnh vn tip tc, cho php h a cc vn tranh chp ln mt Ban
x l tranh chp cng bng (BXLTC).
Thnh cng ca vic x l ph thuc vo, trong s cc yu t khc, nim tin ca cc bn
i vi cc c nhn c tha thun s nm trong Ban x l tranh chp. V vy, nht
thit l cc ng c vin vo v tr ny khng b p t do mt trong hai bn, v nu c nhn
c chn theo Khon 20.3, vic la chn phi do mt c quan hon ton v t thc hin.
FIDIC s thc hin vai tr ny, nu c quan ny c y thc ng vi cch vit trong Ph
lc H s d thu.
Khon 20.2 a ra vic b nhim Ban x l tranh chp sau khi mt bn thng bo d nh
ca mnh s a tranh chp ln Ban xl tranh chp. Tuy nhin, i vi mt s loi d n
nht nh, c bit l nhng d n lin quan n cng vic ln trn cng trng, ni m s
thch hp nu Ban x l tranh chp n thm cng trng thng xuyn, c th quyt nh
duy tr hot ng ca mt Ban x l tranh chp thng xuyn. Trong trng hp ny,
Khon 20.2 v 20.4 cng vi Ph lc v Ph thm vo iu kin chung, v Tha thun x
l tranh chp, phi c sa i tun th vi cc vit ph hp trong iu kin Hp
ng Xy dng FIDIC.
Khon 20.2 cung cp 2 cch sp xp khc nhau cho Ban x l tranh chp (BXLTC):
(a) mt ngi, vi t cch l thnh vin duy nht ca BXLTC, k tha thun tay ba vi
c hai bn; hoc
(b) mt Ban x l tranh chp gm 3 ngi, mi ngi k tha thun tay ba vi hai bn.
FIDIC
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Mu ca tha thun tay ba ny c th l mt trong hai cch trnh by phn cui ca n
phm ny, thch hp cho vic sp xp c p dng. C hai mu ny kt hp ( tham
kho) iu kin chung ca Tha thun x l tranh chp, l Ph lc ca iu kin chung
bi v chng cng c cp ti trong Khon 20.2. Theo mu no trong hai mu Tha
thun x l tranh chp ny, mi c nhn c tham kho nh mt thnh vin.
Trc khi k kt Hp ng, cn xem xt liu Ban x l tranh chp 1 ngi hay 3 ngi s
thch hp hn cho mt d n c th, c tnh n quy m, thi gian v cc lnh vc chuyn
mn lin quan.
Vic b nhim Ban x l tranh chp c th c thun li bng cch c mt danh sch cc
thnh vin tim nng c chp thun trong Hp ng: mt bng.
Mt cch khc, Nh t vn c th quyt nh phn x trc. S la chn ny, l vai tr
truyn thng ca Nh t vn nhng nc c lut chung, c th thch hp nu Nh t vn
l mt chuyn gia t vn chuyn nghip c lp c kinh nghim v ngun lc p ng cho
vic qun l mi kha cnh ca Hp ng. Ch u t cn phi nhn nhn rng, mc d
Nh t vn thng thng lm vic cho Ch u t nh quy nh ti Khon 3.1 (a), Nh
t vn s c quyt nh phn x trc mt cch v t v Ch u t khng c lm nh
hng n s v t ny. Nu s la chn ny c xem l thch hp, Khon ny c th
c thay i:
KHON MU CHO QUYT NH PHN X TRC CA NH T VN:
B Khon 20.2 v 20.3.
Xa b Khon 20.4 v thay bng Khon 20.4 n hnh trong Cc
iu kin ca Hp ng Xy dng ca FIDIC xut bn ln u nm
1999, v sau xa b 2 on 2 ca Khon 20.4 c thay th
ny v b sung on sau:
Nh t vn phi ng vai tr l Ban x l tranh chp theo Khon
20.4 ny, lm vic mt cch cng bng, khng thin v v bng chi
ph ca Ch u t. Trong trng hp, Ch u t nh thay Nh t
vn thng bo ca Ch u t theo Khon 3.4 phi gm nhng
xut chi tit v vic ch nh mt Ban x l tranh chp thay th.
Khon 20.5 Ha gii
Nhng quy nh ca Khon ny l khuyn khch cc bn gii quyt mt tranh chp mt
cch hu ho, khng cn trng ti: v d, bng thng lng trc tip, ha gii, dn xp,
hoc cc dng gii quyt tranh chp la chn khc. Th tc ha gii, thnh cng,
thng ph thuc vo nim tin v s chp thun th tc ca c hai bn. V vy, khng bn
no c tm cch nm bt bn kia chp nhn th tc.
Khon 20.6 Trng ti
Hp ng nn gm cc iu khon cho gii quyt bng trng ti quc t i vi bt c
tranh chp no m n khng gii quyt c bng ha gii. Trong cc Hp ng xy dng
FIDIC
142
quc t, trng ti thng mi quc t c nhiu li th v v kin ta n quc gia, v c
th d c cc bn chp thun hn.
Cn xem xt cn thn m bo rng nhng quy nh trng ti quc t c chn l
tng hp vi cc quy nh ca Khon 20 v vi cc ni dung khc c a ra trong Ph
lc H s d thu. Cc quy nh trng ti ca Phng Thng mi Quc t (ICC c
ng 38 Cours Albert 1
er
, 75008 Paris, Php) thng c trong cc Hp ng quc t.
Trong s thiu vng cc quy nh c th v s lng trng ti v ni trng ti phn x,
Ta n trng ti quc t ca ICC s quyt nh s lng trng ti (thng l 3 trong tranh
chp xy dng ln) v ni trng ti phn x.
Nu cc quy nh trng ti UNCITRAL (hoc cc n v trng ti khc khng phi l ICC)
c la chn, cn ch nh trong Ph lc H s d thu, mt t chc ch nh trng ti
hoc qun l vic trng ti, tr phi t chc ny c nu tn (v vai tr c th ca h)
trong Cc quy nh trng ti. C th cng cn m bo, trc khi ch nh mt t chc
trong Ph lc H s d thu, l c chun b b nhim hoc qun l.
i vi cc d n ln c u thu quc t, thng thng ni phn x phi l mt nc
khc vi nc ca Ch u t hoc Nh thu. Nc ny cn phi c lut trng ti hin i
v khng thnh kin v ph chun mt cng c song phng hoc a phng (nh
Cng c Niu Oc 1958 v tha nhn v thi hnh quyt nh trng ti nc ngoi) hoc c
hai, m s to iu kin thi hnh mt quyt nh trng ti cc nc ca cc bn.
C th xem l mong mun trong mt s trng hp cho cc Bn khc tham gia vo phn
x trng ti gia cc Bn, to ra mt trng ti a Bn. Trong khi iu ny c th l kh thi,
cc iu khon v trng ti a Bn yu cu son tho k, v thng cn c son tho
trn c s tng trng hp. Cha c mu tiu chun v iu khon trng ti a Bn cho s
dng quc t no c ban hnh

FIDIC
143
Cc Ph lc CC MU BO LNH
(Cc) mu bo lnh c th chp nhn c cn phi c trong ti liu thu: i vi Ph lc
A v/hoc B, trong phn ch dn cho cc ng thu; v i vi cc Ph lc C n G, c
km theo iu kin ring. Cc mu sau y, (loi tr Ph lc A) kt hp vi Cc quy tc
thng nht do Phng thng mi quc t xut bn (ICC, c ng 38 Cours Albert
1
er
, 75008 Paris, Php), c th phi c iu chnh cho ng vi lut hin hnh. Mc d
ICC xut bn cc hng dn Cc quy tc thng nht ny, cn c s c vn v php l
trc khi son tho cc bo lnh. Ch rng s tin c bo lnh phi c tnh bng tt
c cc loi tin t, nh quy nh trong Hp ng, theo ngi bo lnh tr cho ngi
th hng.

FIDIC
144
Ph lc A: MU BO LNH CA CNG TY M
{Xem trang 30, v cc kin ti Khon 1.14}
M t tm tt Hp ng ng ..................................................................................................
Tn v a ch ca Ch u t .........................(cng vi nhng ngi k tha v tha hng)
Chng ti c thng bo rng.........................(sau y c gi l Nh thu) ang
trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong
th mi thu ca cc ng yu cu bn cho ca Nh thu phi c h tr bng mt bo lnh
ca cng ty m.
cc ng, vi t cch l Ch u t, xem xt, giao Hp ng cho Nh thu, chng ti (tn
ca cng ty m).............................bo lnh khng hy ngang v v iu kin vi cc ng, nh
mt ngha v u tin, vic thc hin ng tt c cc trch nhim v ngha v ca Nh thu
theo Hp ng, gm vic Nh thu tun th tt c cc iu khon v iu kin theo ngha v
nh ca chng.
Nu Nh thu khng thc hin nh vy cc ngha v v trch nhim ca mnh v khng tun
th Hp ng, chng ti s bi thng cho Ch u t ton b mt mt, thit hi v cc chi
ph (gm chi ph v ph php l) pht sinh t vic khng thc hin ny m Nh thu phi chu
trch nhim i vi Ch u t theo Hp ng..
Bo lnh ny s chnh thc c hiu lc v tc dng khi Hp ng chnh thc c hiu lc v tc
dng. Nu Hp ng cha chnh thc c hiu lc v tc dng trong vng mt nm k t ngy
c giy bo lnh ny, hoc nu cc ng t thi rng cc ng khng nh k kt Hp ng
vi Nh thu, bo lnh ny s b hy b v v hiu. Bo lnh ny s tip tc c hiu lc v tc
dng cho n khi Nh thu hon thnh tt c cc ngha v v trch nhim theo Hp ng, khi
bo lnh ny s ht hn v s c tr li cho chng ti, v theo ngha v ca chng ti s
c hon thnh y .
Bo lnh ny s p dng v b sung cho Hp ng khi c Ch u t v Nh thu sa i
hoc thay i theo tng t. Chng ti sau y cho php h tha thun bt k sa i hoc
thay i no, vic thc hin ng nhng ci v tun th nhng ci m Nh thu cng c bo
lnh di y. Ngha v v trch nhim ca chng ti trc bo lnh s khng c hon
thnh do mt s cho php v thi gian hoc bt k c n no khc ca Ch u t i vi
Nh thu, hoc do s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc
do bt c sa i ca Hp ng hoc ca t chc Nh thu hoc Ch u t, hoc do bt c
vn no khc, bt k l chng ti c bit v ng hoc khng bit v khng ng .
Bo lnh ny s do lut ca cng mt quc gia iu chnh (hoc c quan quyn lc khc) nh
lut iu chnh Hp ng v bt c tranh chp no theo bo lnh ny s c gii quyt cui
cng theo Cc quy nh trng ti ca Phng Thng mi quc t do mt hoc nhiu trng ti
c ch nh theo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c
th chuyn nhng ch ph thuc vo cc quy nh ny. Chng ti khng nh rng li ch ca
bo lnh ny c th c chuyn nhng ch ph thuc vo cc quy nh v chuyn nhng
ca Hp ng.
Ngy...........................................(Cc) Ch k .........................................................................
FIDIC
145
Ph lc B: MU BO LNH THU
[Xem trang 126]
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng .................(ngi m ti liu thu xc nh l Ch u t)
Chng ti c thng bo rng.........................(sau y c gi l Ngi chu trch
nhim) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc
iu kin trong th mi thu ca cc ng (cc iu kin ca th mi thu, c ra trong
ti liu c tn Cc hng dn cho cc Nh d thu) yu cu bn cho ca ngi c trch
nhim ny phi c h tr bng mt bo lnh thu.
Theo yu cu ca ngi chu trch nhim, chng ti (tn ngn hng) ....................theo y
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Ch u t, mt s tin
hoc nhng s tin tng cng li khng qu s tin...............................................(bng
ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit
trnh by ca ng (theo yu cu) nu r rng:
(a) Ngi chu trch nhim , khng c s ng ca cc ng, rt li bn cho ca
mnh sau thi hn cui cng c quy nh cho trnh v trc khi ht hn thi hn
hiu lc ca chng, hoc
(b) Ngi chu trch nhim t chi chp nhn vic sa cha cc sai st trong bn cho
ca mnh theo cc iu kin ca th mi thu, hoc
(c) ng trao Hp ng cho ngi c trch nhim v h khng tun th khon 1.6 ca
iu kin Hp ng.
(d) ng trao Hp ng cho ngi c trch nhim v anh ta khng tun th khon 4.2
ca cc iu kin Hp ng.
Bt c yu cu thanh ton no phi c ch k ca ng m ch k phi c cc ngn hng
ca ng hoc phng cng chng chng thc. Nhu cu v bin bn c chng thc ny vo
hoc trc (thi hn 35 ngy sau khi ht hn hiu lc ca Th d thu)................................,
khi bo lnh ny ht hn v phi c tr li cho chng ti.
Bo lnh ny theo Cc quy tc thng nht v Bo lnh theo yu cu, do Phng Thng mi
quc t xut bn s 458, tr trng hp quy nh trn.

Ngy...........................................(Cc) Ch k .........................................................................
FIDIC
146
Ph lc C: MU BO LNH HP NG BO LNH
THEO NHU CU
[Xem kin ti Khon 4.2]
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng...........................(ngi m Hp ng xc nh l Ch u
t)
nhim) l Nh thu ca cc ng theo Hp ng ny, yu cu h c bo lnh thc hin hp
ng.
hoc nhng s tin tng cng li khng qu s tin...............................................(S tin theo
giy bo lnh bng ch:..................................) khi chng ti nhn c yu cu bng vn bn
ca ng v bn vit trnh by ca ng (theo yu cu) nu r rng:
(a) Ngi chu trch nhim vi phm trch nhim ca mnh theo Hp ng, v
(b) ni dung m ngi chu trch nhim vi phm.
[Theo bn sao c cng chng bin bn nghim thu ton b cng trnh m chng ti nhn c
theo iu 10 ca cc iu kin Hp ng, s tin c bo lnh ny s c
gim.................% v chng ti s thng bo ngay cho ng rng chng ti nhn c chng
nhn ny v gim s tin bo lnh thch hp]
(1)

Bt c nhu cu thanh ton no cng phi c ch k ca [b trng/gim c] ca cc ng m
ch k phi c cc ngn hng ca cc ng hoc phng cng chng chng thc. Nhu cu
v bin bn c chng thc ny phi c chng ti nhn ti vn phng ny vo hoc
trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng
trnh)............................................(ngy ht hn), khi bo lnh ny ht hn v s c tr cho
chng ti.
Chng ti c thng bo rng ngi th hng c th yu cu ngi chu trch nhim gia
hn bo lnh ny nu chng nhn thc hin theo Hp ng cn cha c cp vo thi hn 28
ngy trc ngy ht hn ny. Chng ti cam kt thanh ton cho cc ng s tin c bo lnh
khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca cc ng v bn trnh
by vit rng chng ch thc hin khng c cp, v nhng l do c quy cho ngi chu
trch nhim, v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi theo cc quy nh v bo
lnh theo nhu cu, do Phng Thng mi quc t xut bn s 458, loi tr quy nh trn.
Ngy........................................Ch k.......................................... ..............................................
(1)
Khi son tho H s d thu, ngi son tho cn xc nh xem liu c a on vn
trong ngoc [ ] vo khng.
FIDIC
147
Ph lc D: MU BO LNH HP NG GIY BO M
[Xem kin ti khon 4.2]
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng.........................................................................(cng vi
nhng ngi k tha v th hng, tt c nh c xc nh trong hp ng l Ch u t)
Bng Giy bo lnh ny, (tn v a ch ca Nh thu).................(ngi l Nh thu theo Hp
ng ny) l ngi chu trch nhim v (tn v a ch ca ngi bo lnh) l ngi bo lnh
c duy tr khng th hy ngang v rng buc cht vi ngi th hng bng tng s
tin................................................. (S tin theo giy bo lnh bng
ch:................................) cho vic thc hin ng ton b ngha v v trch nhim ny ca
ngi chu trch nhim theo Hp ng. [S tin theo giy bo lnh ny s c chit
khu................% khi pht hnh Chng nhn bn giao ton b cng trnh theo iu 10 ca cc
iu kin ca Hp ng]
(1)
Giy bo lnh ny s c hiu lc t ngy khi cng nh quy nh trong Hp ng.
i vi s khng p ng ca ngi chu trch nhim trong vic thc hin bt c ngha v
Hp ng no, hoc do xy ra bt c s vic hoc trng hp no c lit k ti Khon
15.2 ca cc iu kin ca Hp ng, ngi bo lnh s phi lm tha mn v tr tin cho
nhng thit hi m ngi th hng phi chu do s khng p ng, s vic hoc trng hp
(2)
. Tuy nhin, ton b trch nhim ca ngi bo lnh phi khng c qu s tin theo
Giy bo lnh.
Ngha v v trch nhim ca ngi bo lnh s khng hon thnh do bt k s cho php v
thi gian hoc bt c c n no khc m ngi th hng dnh cho ngi chu trch nhim,
hoc do bt k s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do
s sa i Hp ng hoc quy c ca ngi chu trch nhim hoc ngi th hng, hoc do
bt c vn no khc, bt k c hoc khng c s bit r hoc ng ca ngi bo lnh.
Bt c khiu ni no thuc Giy bo lnh ny phi c ngi bo lnh nhn vo hoc trc
(thi hn su thng sau hn d kin thi hn thng bo h hng ca cng trnh)
...........................(Ngy ht hn), khi giy bo lnh ny s ht hn v s c tr li cho
ngi bo lnh.
Li ch ca Giy bo lnh ny c th c chuyn nhng theo cc quy nh v chuyn
nhng Hp ng v ph thuc vo vic ngi bo lnh nhn c cc bng chng v vic
tun th ton b cc quy nh ny.
Giy bo lnh ny phi c iu chnh bi lut ca cng mt nc (hoc c quan quyn lc
khc) nh lut iu chnh Hp ng ny. Giy bo lnh ny kt hp v s ph thuc vo cc
quy tc thng nht v Giy bo lnh Hp ng, do Phng Thng mi quc t pht hnh s
524, v cc t ng c s dng trong Giy bo lnh ny phi cha ng cc ngha c
nu trong cc quy tc ny.

FIDIC
148
Do vy, Giy bo lnh ny c ban hnh bi Ngi chu trch nhim v Ngi bo lnh pht
hnh vo (ngy thng nm) ... ..................................................................................................
Ch k i din hoc thay mt ngi chu trch nhim ............................................................
Ch k i din hoc thay mt ngi bo lnh.........................................................................

(1)
Khi son tho H s d thu, ngi bin son phi xc nh liu c a vo on vn la
chn trnh by trong du ngoc n [ ] hay khng
(2)
B sung: [v khng c quyn thc hin cc ngha v ca ngi chu trch nhim theo
Hp ng]
hoc: [hoc theo la chn ca Ngi bo lnh (s c thc hin bng vn bn trong vng
42 ngy nhn c khiu ni nu r s khng p ng) thc hin cc ngha v ca
Ngi chu trch nhin theo Hp ng]
FIDIC
149
Ph lc E: MU BO LNH CHO NG TRC
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng......................................................................(ngi m Hp
ng quy nh l Ch u t)
nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt khon ng
trc, m Hp ng yu cu h phi c giy bo lnh.
giy bo lnh bng ch:..................................) trn c s vic chng ti nhn c yu cu
bng vn bn v bn trnh by vit nu rng:
(a) vic ngi chu trch nhim khng thanh ton li s tin thanh ton trc theo cc iu
kin ca Hp ng, v
(b) s tin m ngi chu trch nhim khng thanh ton li.
Bo lnh ny s c hiu lc khi ngi chu trch nhim nhn c [ln u tin] s tin ng
trc. S tin bo lnh ny s c chit khu theo s tin thanh ton trc c thanh ton
cho cc ng, nh c bng chng bi cc thng bo ca cc ng c ban hnh theo Khon
14.6 ca cc iu kin ca Hp ng. Khi nhn c (t ngi chu trch nhim) mt bn sao
ca tng thng bo gii thch, chng ti s thng bo ngay cho ng s tin bo lnh c
iu chnh thch hp.
Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m phi c cc ngn hng
ca ng hoc Phng Cng chng chng thc. Yu cu c chng thc v bin bn phi
c chng ti nhn ti vn phng ny vo hoc trc (Thi hn 70 ngy sau khi ht hn theo
d kin ca thi hn hon thnh).....................................(Thi hn ht hn), khi bo lnh
ny ht hn v phi c tr li cho chng ti.
hn bo lnh ny nu khon tin ng trc khng c thanh ton vo thi hn 28 ngy trc
ngy ht hn ny. Chng ti cam kt tr cho ng s tin bo lnh ny khi chng ti nhn c,
trong vng 28 ngy, yu cu bng vn bn ca ng v bin bn rng s tin ng trc cha
c thanh ton li v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc
thng nht v bo lnh theo yu cu, do Phng Thng mi quc t pht hnh s 458, tr cc
quy nh trn.
Thi gian.................................(Cc) ch k ............................................................................

FIDIC
150
Ph lc F: MU GIY BO LNH TIN GI LI
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng.........................................................................(ngi m
Hp ng xc nh l Ch u t)
Chng ti c thng bo .........................(sau y c gi l Ngi chu trch nhim) l
Nh thu ca cc ng theo Hp ng ny v mun nhn c mt thanh ton sm (mt phn)
s tin gi li, m Hp ng yu cu h phi c mt bo lnh.
giy bo lnh) khi chng ti nhn c yu cu bng vn bn v bn trnh by vit ca cc
ng nu r:
(a) ngi chu trch nhim khng thc hin ngha v ca mnh sa cha cc thiu st
c th m h phi chu trch nhim theo Hp ng, v
(b) tnh cht ca cc sai st ny.
Ti bt c thi im no, ngha v ca chng ti theo bo lnh ny s khng c ln hn
tng s tin gi li m cc ng chuyn cho ngi chu trch nhim, nh cc thng bo ca
ng chng minh theo Khon 14.6 ca cc iu kin ca Hp ng vi mt bn sao c
chuyn cho chng ti.
Bt c nhu cu thanh ton no cng phi c (cc) ch k ca ng m nhng ch k phi
c cc ngn hng ca ng hoc phng Cng chng chng thc. Nhu cu v trnh by
c chng thc phi do chng ti nhn ti vn phng ny vo hoc trc (thi hn 70 ngy
sau hn d kin thi hn xc nh cc h hng ca cng trnh) .......................(Thi hn ht
hn), khi bo lnh ny ht hn v c tr li cho chng ti.
hn bo lnh ny nu Chng ch thc hin theo Hp ng khng c ban hnh vo thi hn
28 ngy trc thi hn ny. Chng ti cam kt thanh ton cho ng s tin bo lnh ny khi
chng ti nhn c, trong vng thi hn 28 ngy ny, yu cu ca cc ng bng vn bn v
trnh by ca cc ng l chng ch thc hin khng c ban hnh v bo lnh ny
khng c gia hn.
Bo lnh ny phi c iu chnh bi cc lut php ca...........................v phi ph thuc
vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn
s 458, tr cc quy nh trn.
Ngy........................................Ch k...........................................................................................

FIDIC
151
Ph lc G: MU BO LNH THANH TON CA
CH U T
[Xem trang 32 Ti chnh ca Nh thu]
M t tm tt Hp ng ....... ..................................................................................................
Tn v a ch ca ngi th hng ................... (ngi m Hp ng xc nh l Ch u t)
Chng ti c thng bo rng .........................(ngi m Hp ng quy nh l Ch u t
v ngi sau y gi l Ngi chu trch nhim) c yu cu c mt bo lnh ngn hng.
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Nh thu, mt s tin
hoc nhng s tin tng cng li khng vt qu ...............................................(bng ch
...............) khi chng ti nhn c yu cu bng vn bn v bin bn ca cc ng nu:
(a) rng, v thanh ton ng theo Hp ng, ngi chu trch nhim khng thanh ton
y vo thi hn 14 ngy sau thi hn ca thi gian quy nh trong Hp ng m
trong thi gian vic thanh ton ny l ra phi c thc hin, v
(b) s tin m ngi chu trch nhim khng thanh ton.
Bt c nhu cu thanh ton no u phi c nh km theo mt bn sao ca [danh mc ti
liu chng minh quyn c thanh ton]......................................, v vic m ngi chu trch
nhim khng thanh ton y .
Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m ch k ny phi do cc
ngn hng ca ng hoc Phng Cng chng chng thc. Nhu cu v trnh by c chng
thc phi c chng ti nhn ti vn phng ny vo hoc trc (thi hn 6 thng sau khi hn
d nh v thi hn thng bo h hng)..................................... khi bo lnh ny ht hn v
phi c tr cho chng ti.
Bo lnh ny phi do cc lut ca...........................iu chnh v phi ph thuc vo cc quy
tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr
cc quy nh trn.
Ngy........................................Ch k .....................................................................................

FIDIC
152
IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

DO NH THU THIT K

Cc mu th d thu, tha thun Hp ng
v tha thun x l tranh chp

iu kin Hp ng
NH MY V
THIT K - XY DNG
FIDIC
153
TH D THU
HP NG
KNH GI:
Chng ti kim tra Cc iu kin ca Hp ng, Cc yu cu ca Ch u t, cc bng
biu, cc ph lc v ch thch km theo s:.................hoc cng trnh c nu trn y.
Chng ti kim tra, hiu v sot xt cc ti liu ny v tin rng chng khng c sai st. Do
vy chng ti xin c thit k, thc hin v hon thnh cng trnh v sa cha cc sai st ny
sinh theo ng vi H s d thu ny bao gm tt c cc ti liu v xut km theo cho gi
trn gi l: (loi tin thanh ton)
Chng ti chp nhn cc khuyn ngh ca cc ng v vic ch nh Ban x l tranh chp nh
nu trong danh sch
[Chng ti hon chnh danh sch bng vic b sung khuyn ngh ca chng ti i
vi thnh vin khc ca Ban x l tranh chp, nhng cc khuyn ngh ny khng phi
l cc iu kin ca ngh ny].
Chng ti nht tr tun th theo H s d thu ny cho n................................ v n s rng
buc chng ti v c th c chp nhn bt k thi im no trc ngy ny. Chng ti
xc nhn rng Ph lc l mt phn ca Th d thu.
Nu ngh ny c chp nhn, chng ti s cung cp Bo lnh hp ng theo quy nh, bt
u cng vic ngay sau khi cng v hon thnh cc cng trnh ng vi cc ti liu c tn
trn trong thi hn hon thnh. Chng ti cam kt rng cng trnh s ng vi cc ni dung
bo m.
Tr phi v cho n khi mt tha thun chnh thc c lp v thc hin, cng vi s chp
nhn bng vn bn ca cc ng, Th d thu ny s lm thnh mt Hp ng rng buc gia
chng ta.
Chng ti hiu rng cc ng khng bt buc phi chp nhn bn cho gi thp nht hay bt k
bn cho khc m cc ng c th nhn c.
Ch k: ..............................vi t cch l: ..............................................................................
C thm quyn k Th d thu v thay mt cho.....................................................................
a ch: ...................................................................................................................................
.................................................................................................................................................
Ngy: ......................................................................................................................................
* Nu ng thu khng chp nhn, on ny c th c b hoc thay th bng:
Chng ti khng chp nhn cc khuyn ngh ca cc ng v ch nh Ban x l tranh chp.
Chng ti a cc khuyn ngh ca chng ti vo danh sch, nhng nhng ngh ny
khng phi l cc iu kin ca ngh ny. Nu nhng khuyn ngh ny khng c cc ng
chp nhn, chng ti xut rng Ban x l tranh chp s c ch nh chung theo Khon
20.2 ca Cc iu kin ca Hp ng.
FIDIC
154
PH LC H S THU
[Ghi ch: ngoi tr cc iu khon m cc yu cu ca Ch u t c, cc thng tin sau
y phi c hon chnh trc khi h s thu c np]
Khon mc Khon Mc ghi
Tn v a ch ca Ch u t.................. 1.1.2.2&1.3 ..................................................
..................................................
..................................................
Tn v a ch ca Nh thu .................... 1.1.2.3&1.3 ..................................................
..................................................
..................................................
Tn v a ch ca Nh t vn ................ 1.1.2.4&1.3 ..................................................
..................................................
..................................................
Thi gian hon thnh cng trnh............. 1.1.3.3 ............. ...................ngy
Thi gian thng bo sai st..................... 1.1.3.7 ............. 365 ngy
Cc h thng chuyn ti in t ............. 1.3 .................. ..................................................
Lut iu chnh ....................................... 1.4 .................. ..................................................
Ngn ng quy nh ................................. 1.4 .................. ..................................................
Ngn ng giao tip ................................. 1.4 .................. ..................................................
Thi gian cho tip cn cng trng ........ 2.1 ................. .........ngy sau Ngy khi cng
S tin bo lnh Hp ng ..................... 4.2 ..........% ca s tin c chp
nhn theo Hp ng,
bng cc loi tin t v
cc t l m Gi Hp
ng c th thanh ton.
Thi gian thng bo cc li, khuyt tt 5.1 ........................................ngy
v sai st khng lng trc c trong
cc yu cu ca Ch u t.....................
Gi lm vic bnh thng ...................... 6.5 .................. .................................................
Thit hi n cng trnh do chm tr ..... 8.7&14.15(b) ...........% ca Gi Hp ng
cui cng cho mi
ngy, bng cc loi
FIDIC
155
tin t v cc t l
m Gi Hp ng c
th thanh ton
S tin ti a ca thit hi do chm tr.... 8.7 ...........% ca Gi Hp ng
cui cng
Nu c cc khon tm thi:
Phn trm cho iu chnh cc khon
tm thi ............................................... 13.5(b) ............... ..........................%
.................................................................................................................................................
Ch k tt ca ng k H s thu ........................................................................................
Nu khon 13.8 p dng:
iu chnh do thay i trong chi ph:
Bng s liu iu chnh ........................... 13.8 ................... Cho cc khon thanh ton mi
thng/nm .................... (tin)

H s; Phm vi Nc xut x; Ngun ca ch s; Gi tr vo ngy
ca ch s Tin t ca ch s Tn/xc nh cng b
Gi tr Ngy
a =0.10 c nh ............................ ............................. ....................................
b = .......Lao ng ............................ .............................. .....................................
c =...................... ............................ ............................. ....................................
d =...................... ............................ ............................. ....................................
* cc gi tr v cc s liu ny khng nh s xc nh ca mi ch s nhng khng xc
nh cc ch s vo Ngy hn
Tng s ng trc ................................... 14.2 ................ ............% ca s tin c
chp thun theo Hp ng
S lng v thi gian cc t thanh ton .. 14.2 ................ ..........................................
Cc loi tin t v cc t l ........................ 14.2 ................ ............% bng .................
............% bng .................
Bt u chi tr li khon ng trc ........... 14.2(a) ............. Khi cc khon thanh ton
l ..............% ca s tin
c chp thun theo Hp
FIDIC
156
ng t hn cc s tin d
phng
Chi tr dn khon ng trc .................... 14.2(b)................ .................%
S phn trm gi li ................................. 14.3 ................... .................%
Gii hn s tin gi li ............................. 14.3 ................... .............% ca s tin c
chp thun theo Hp ng
Nu Khon 14.5 p dng:
Thit b v vt t c thanh ton
ang trn ng ti cng trng ............. 14.5(b) .............. ...........................[danh mc]
...........................[danh mc]
Thit b v vt t c thanh ton
c chuyn ti cng trng ................... 14.5(c) .............. ...........................[danh mc]
...........................[danh mc]
S tin ti thiu ca cc Chng ch
thanh ton tm thi .................................. 14.6 ................... ................% ca s tin
c chp thun theo
Hp ng
Nu cc thanh ton ch c thc hin bng loi tin t/cc loi tin t c nu tn trong
trang u ca Th d thu:
Loi tin t/cc loi tin t thanh ton ..... 14.15 ................. nh c nu tn trong
Th d thu
..................................................................................................................................................
Ch k tt ca ngi k H s thu .......................................................................................
Nu mt s khon thanh ton c tr bng mt loi tin/cc loi tin khng c nu tn
trong trang u ca Th d thu:
Cc loi tin thanh ton ........................... 14.15 ...................

n v tin t Phn trm tr bng tin t T gi hi oi: t l tin
ni t/mt n v ngoi t
Ni t: ...................... .....................................{tn} 1.000
FIDIC
157
Ngoi t: .................. .....................................{tn} .................................................
.................. .....................................{tn} .................................................
.................................................................................................................................................
Cc khong thi gian np bo him:
(a) Chng t bo him ............................ 18.1 ..................... .....................ngy
(b) Cc hp ng bo him lin quan ..... 18.1 ..................... .....................ngy
Khon khu tr ti a cho bo him i
vi cc ri ro ca Ch u t ................... 18.2(d) ................ ............................................
Khon bo him ti thiu ca
Bn th ba ................................................ 18.3 ................... ...........................................
Ban x l tranh chp s ........................... 20.2 ................... l: ......................................
Mt thnh vin duy nht/
ngi x l
Hoc
Ban x l tranh chp c ba
thnh vin

Vic ch nh (nu khng nht tr) c
thc hin bi ........................................... 20.3 .................... Ch tch FIDIC hoc ngi
c Ch tch ch nh
Nu c cc hng mc:
nh ngha cc hng mc:
.................................................................................................................................................
M t Tr gi: phn trm ca Thi gian Thit hi do chm tr
(Khon 1.1.5.6) S tin c chp Hon thnh (Khon 8.7)
thun theo Hp ng (Khon 1.1.3.8)
......................... ....................................... .......................... ...................................
......................... ....................................... .......................... ...................................
......................... ....................................... .......................... ...................................
FIDIC
158
* Nhng phn trm ny cng s c p dng cho mi na phn tin gi li theo Khon
14.9.
[Trong Ph lc trn, phn in nghing nhm gip ngi son tho mt Hp ng ring
bng vic cung cp hng dn v cc iu khon lin quan n Hp ng ring ny. Phn
in nghing ny khng cn gp vo trong H s thu v nhn chung n t ra khng thch
hp cho cc ng thu]
..................................................................................................................................................
Ch k tt ca ngi k H s thu .......................................................................................

FIDIC
159
THA THUN HP NG
Tha thun ny c lp vo ..................... ngy .................... thng .................nm ...........
Gia ......................... ca ........................ (di y c gi l Ch u t) ca mt Bn
V ............................ ca ........................ (di y c gi l Nh thu) ca Bn kia
Cn c mong mun ca Ch u t i vi cng trnh c bit n l ............................... cn
c thc hin bi Nh thu, v chp nhn h s thu ca Nh thu thc hin v hon
thnh cng trnh ny v sa cha mi sai st trong .
Ch u t v Nh thu tha thun nh sau:
1. Trong tha thun ny cc t ng v cu ch phi c cng ngha c n nh ring cho
chng trong cc iu kin Hp ng c tham kho di y.
2. Cc ti liu sau y phi c coi nh l to thnh, c hiu v din gii nh mt
phn ca tha thun ny:
(a) Th chp thun ngy...
(b) Th d thu ...
(c) Phn ph ch
(d) Cc iu kin ca Hp ng
(e) Cc yu cu ca Ch u t
(f) Cc bng biu hon thnh, v
(g) xut ca Nh thu
3. Khi xem xt n cc khon thanh ton c thc hin bi Ch u t cho Nh thu
nh cp di y, Nh thu tha thun vi Ch u t s thit k, thc hin v hon
thnh cng trnh v sa cha cc sai st h hng trong ng vi cc iu khon ca
Hp ng.
4. Ch u t tha thun thanh ton cho Nh thu, c xem xt n vic thc hin v hon
thnh cng trnh v sa cha cc sai st h hng, Gi Hp ng ti cc thi im v
theo phng thc c Hp ng quy nh.
lm chng iu , cc bn di y ng thc hin bn tha thun k t ngy thng v
nm ghi trn theo ng lut php ca cc bn
Ngi k .............................................................. Ngi k ..............................................
Thay mt Ch u t trong s c mt ca Thay mt Nh thu trong s c mt ca
Ngi lm chng: ................................................ Ngi lm chng: .................................
Tn: ...................................................................... Tn: .......................................................
a ch: ................................................................ a ch: .................................................
Ngy thng: ......................................................... Ngy thng: ..........................................
FIDIC
160
THA THUN X L TRANH CHP
[cho Ban x l tranh chp c mt ngi]
Tn v cc chi tit ca Hp ng ............................................................................................
Tn v cc a ch ca Ch u t ..........................................................................................
Tn v cc a ch ca thnh vin ............................................................................................
Xt thy Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh thnh vin
m nhn vai tr l ngi x l duy nht cng gi l Ban x l tranh chp x l tranh
chp ny sinh lin quan n.
Ch u t, Nh thu v thnh vin cng tha thun nh sau:
1. Cc iu kin ca tha thun x l tranh chp ny bao gm Cc iu kin chung ca
tha thun x l tranh chp c b sung vo cc iu kin chung ca Cc iu
kin ca Hp ng cho Nh my v Thit k - Xy dng xut bn ln th nht nm
1999 do Hip hi quc t cc k s t vn (FIDIC) xut bn, v cc iu khon sau
y. Trong cc iu khon ny bao gm c phn sa i v b sung cho iu kin
chung ca tha thun x l tranh chp, cc t ng v cu ch c ngha nh nhau nh
c n nh trong iu kin chung ca tha thun x l tranh chp.
2. {Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c}
3. Theo iu 6 ca iu kin chung ca tha thun x l tranh chp, thnh vin s c
tr khon ph hng ngy l ................................ cho mi ngy.
4. Trong vic xem xt cc khon ph ny v cc khon thanh ton khc do Ch u t v
Nh thu thc hin theo iu 6 ca iu kin chung ca tha thun x l tranh chp,
thnh vin cam kt nhn vai tr nh Ban x l tranh chp (ngi x l) ph hp vi
tha thun x l tranh chp.
5. Ch u t v Nh thu cng cam kt chung v cam kt ring chi tr cho thnh vin,
c xem xt vic thc hin cc dch v ny, theo iu 6 ca iu kin chung ca tha
thun x l tranh chp.
6. Tha thun x l tranh chp ny s c iu chnh theo lut ca ...
Ngi k .....................................Ngi k.................................Ngi k .......................
Thay mt Ch u t vi Thay mt Nh thu vi Thay mt Thnh vin vi
s c mt ca s c mt ca s c mt ca
Ngi lm chng: ....................... Ngi lm chng: ................. Ngi lm chng:..........
Tn: ............................................ Tn: ........................................Tn: ...............................
a ch: ........................................ a ch: ...................................a ch: .........................
Ngy thng: ................................. Ngy thng: ........................... Ngy thng: ..................
{Thm m t tm tt hoc tn ca v tranh chp}
FIDIC
161
THA THUN CA BAN X L TRANH CHP
[cho mi thnh vin ca Ban x l tranh chp gm ba ngi]
Tn v cc a ch ca Ch u t ..........................................................................................
Tn v cc a ch ca Nh thu .............................................................................................
Tn v cc a ch ca Thnh vin ..........................................................................................
Cn c vic Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh thnh
vin m nhn vai tr ca mt trong ba ngi c gi chung l Ban x l tranh chp
[v mong mun thnh vin m nhn vai tr l Ch tch Ban x l tranh chp] x l tranh
chp ny sinh lin quan n.
kin ca Hp ng cho Nh my v Thit k - Xy dng xut bn ln th nht nm
1999 do Hip hi quc t cc k s t vn (FIDIC) xut bn, v cc iu khon sau
y. Trong cc iu khon ny bao gm c phn sa i v b sung cho iu kin
chung ca tha thun x l tranh chp, cc t ng v cu ch c ngha nh nhau nh
c n nh trong iu kin chung ca tha thun x l tranh chp.
2. Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c
thnh vin cam kt m nhn phc v theo nh qui nh trong tha thun x l tranh
chp nh l mt trong ba ngi cng hnh ng nh l Ban x l tranh chp.
thun x l tranh chp.
Ngi k .....................................Ngi k.................................Ngi k .......................
Ngi lm chng: ....................... Ngi lm chng: ................. Ngi lm chng:..........
Tn: ............................................ Tn: ........................................Tn: ...............................
a ch: ........................................ a ch: ...................................a ch: .........................
Ngy thng: ................................. Ngy thng: ........................... Ngy thng: ..................
FIDIC
162

iu kin hp ng
D n EPC/Cha kha trao tay

iu kin chung
Cc mu th d thu, tha thun hp ng v
Tha thun x l tranh chp

FIDIC
163
IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

Sa i ln th nht 1999

iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
FIDIC
164
LI GII THIU V XUT BN LN TH NHT
Cc quyn Sch v Sch Vng ca FIDIC (tc dng tiu chun v hp ng cng trnh k
thut xy dng v cc cng trnh in v my) c s dng rng ri hng my chc nm
v c cng nhn - qua cc s vic khc qua cc nguyn l v cn bng ri ro c chia
s gia Ch u t v Nh thu. Cc nguyn l chia s ri ro c li cho c i bn, Ch
u t k mt hp ng vi gi r hn v ch chu chi ph thm khi cc ri ro bt thng ring
bit cui cng xy ra tht v Nh thu trch c tr gi cho ri ro m thc t kh lng trc
c. Cc nguyn l chia s ri ro mt cch cn bng vn tip tc trong cc quyn sch mi
Xy dng, Nh my v Thit k - Xy dng.
Trong nhng nm gn y, ghi nhn l nhiu th trng xy dng, ngi ta yu cu mt
dng hp ng trong vic nm chc gi cui cng v i khi c thi gian hon thnh l
quan trng v cng. Cc Ch u t trong cc hp ng cha kha trao tay nh vy, mun tr
nhiu hn i khi rt nhiu - bit chc chn hn rng gi cui cng tha thun s
khng b vt qu. Trong nhng d n c th tm thy nhiu d n do t nhn cung cp
vn; nhng ngi cho vay li yu cu Ch u t c tin cy v chi ph ca d n ln
hn so vi s phn phi ri ro c quy nh trong cc dng c in v Hp ng FIDIC.
D n xy dng (Hp ng dng EPC - K thut Mua sm Xy dng) thng ch l mt
phn ca mt lin doanh thng mi phc tp v s tht bi ti chnh hoc loi khc ca d n
xy dng s gy nguy c cho c lin doanh.
i vi cc d n nh vy, cn phi cho Nh thu chu trch nhim vi mt mc v cc
ri ro rng hn so vi cc Sch v Vng truyn thng. c chc chn hn v gi cui
cng, Nh thu thng i c bo him v cc ri ro nh s xut hin cc iu kin a cht
xu hoc khng lng trc v v cc yu cu ca Ch u t hin nay c bin thnh cc
mc tiu mong mun. Nu Nh thu phi chu cc ri ro , Ch u t r rng phi cho h
thi gian v c hi c c v xem xt tt c thng tin c lin quan trc khi Nh thu
c yu cu k mt gi hp ng c nh. Nh u t cng cn nhn bit rng khi yu cu
cc Nh thu chu trch nhim v gi th cc ri ro s lm tng gi xy dng v trong mt
s d n dn n khng th thc hin c v mt thng mi.
Ngay c trong cc hp ng nh vy, Ch u t phi chu mt s ri ro nh cc ri ro v
chin tranh, khng b v tng t cng nhng ri ro bt kh khng khc. Lun lun c th v
i khi nn khuyn cc Bn tho lun cch chia s cc ri ro khc trc khi k hp ng.
Trong trng hp d n BOT (Xy dng - Vn hnh - Chuyn giao) thng c thng tho
trn mt gi, vic xc nh cc ri ro trong hp ng xy dng cha kha trao tay trc y
c cc nh b vn v Nh thu EPC thng tho s c th cn c xc minh li tnh
n vic quy nh cui cng v tt c cc ri ro gia cc hp ng khc nhau trong gi thu
tng th.
Ngoi cc d n do t nhn b vn rt gn y c pht trin nhanh v i hi cc iu kin
hp ng bo m tnh chnh xc cng tng v gi, thi gian v vic hon thnh, t lu r
rng l nhiu Nh u t, nht l khu vc cng cng, trn phm vi rng ca cc nc i
hi cc iu kin hp ng tng t, t nht l i vi Hp ng cha kha trao tay. H
thng s dng cc Sch hoc Sch Vng khng tht ng nguyn bn v sa i cc iu
khon chuyn cho Ch u t cc ri ro m sch ca FIDIC vn gn cho Nh thu, nh vy
sa i r rt cc nguyn l truyn thng v chia s ri ro mt cch cn bng ca FIDIC.
Nhu cu ca nhiu Ch u t c pht hin v FIDIC cng nhn l tt hn cho
FIDIC
165
tt c cc bn khi nhu cu c cng nhn cng khai v iu chnh. cung cp mt dng
tiu chun ca FIDIC dng cho cc hp ng nh vy, cc yu cu ca Ch u t v vic
chuyn nhiu ri ro hn cho Nh thu c xc lp r rng. Do Ch u t khng cn
phi sa i mt dng tiu chun dng cho mt cch thu xp ri ro khc v Nh thu s nhn
thy r rng cc ri ro h phi gnh thm. Tt nhin Nh thu s tng mt cch hp php gi
hp ng ca h ng x vi cc ri ro mi tng thm.
Dng dng cho cc d n EPC/Cha kha trao tay ny c nh s thch hp cho khng
nhng cc hp ng EPC trong mt lin doanh BOT hoc tng t m cng cho tt c nhiu
d n, c ln ln nh hn, c bit E v M (in v My) v cc hng mc gia cng thit b
khc c tt c cc loi nh u t trn th gii tin hnh, thng trong mt mi trng
ca lut dn s. cc c quan chnh ph hoc cc nh pht trin t nhn mun thc hin
d n ca h trn c s cha kha trao tay c gi c nh v c s trao i k nng cng ca
hai pha.
Cc nh u t dng dng ny bo m Cc yu cu ca Ch u t do h chun b phi th
hin c nguyn l v thit k c bn ca nh my v mt chc nng. Nh thu s c php
yu cu sot li tt c cc thng tin v s liu lin quan ng thi tin hnh cc iu tra kho
st cn thit. H cng s phi tin hnh mi thit k cn thit v chi tit ha v cc thit b v
nh my c th d nh cung cp, cho php h cung cp cc gii php ph hp nht i vi
trang b v kinh nghim ca h. T th tc u thu phi cho php s tho lun gia Nh
thu v Ch u t v cc vn k thut v cc iu kin thng mi. Tt c cc vn
khi c tha thun s tr thnh b phn ca hp ng k kt.
Sau Nh thu c quyn t do tin hnh cng vic theo cch h chn, ch cn sao cho kt
qu cui cng t c trng hon thnh do Nh u t qui nh. Bi th Ch u t ch cn
tin hnh kim tra mt cch hn ch v ni chung khng can thip vo cng vic ca Nh
thu. R rng l Ch u t mun bit v theo di s tin trin ca cng vic chc rng tin
thi gian ang c tun th. H cng mun bit cht lng cng vic c nh quy nh,
cc bn th ba khng b quy ry, cc th nghim v hon thnh u t v ni khc i Cc
yu cu ca Ch u t ang c tun th.
c trng ca loi hp ng ny l Nh thu phi chng t s tin cy v s hon thin ca nh
my v trang thit b ca h. V th s ch c bit c dnh cho Kim nh v hon
thnh (Th nghim hon thnh N.D) thng chim mt thi gian kh ln v vic nghim thu
s ch tin hnh sau s kt thc thng li ca cc th nghim .
FIDIC xc nhn l cc d n do t nhn b vn thng cn phi thng tho nhiu hn l i
vi cc d n c vn cng v t cn c cc thay i bt k dng tiu chun hp ng no
c kin ngh cho cc d n vi BOT hoc lin doanh kiu tng t. Qua cc vic khc, loi
dng tiu chun cn thch nghi vi vic tnh n c trng ring bit nu khng phi l duy
nht ca mi d n, cng nh cc yu cu ca cc Nh cho vay v cc nh cung cp ti chnh
khc. Tuy nhin, cc thay i khng lm mt i s cn thit phi c mt dng tiu chun.
Cc iu kin ca Hp ng ECP/Cha kha trao tay khng thch hp cho vic s dng
trong cc trng hp sau:
Nu khng c thi gian hoc thng tin cc nh b thu nghin cu k lng v
kim tra li cc yu cu ca Ch u t hoc h tin hnh cc thit k ca h, cc
nghin cu xc nh ri ro v nh gi (cn ch c bit n khong 4.12 v 5.1)
FIDIC
166
Nu vic xy dng dnh lu n cng trnh ngm hoc cng trnh cc khu vc khc
m h khng kim tra c.
Nu Ch u t d nh gim st cht ch hoc kim tra cng vic ca Nh thu hoc
thm tra phn ln cc bn v xy dng.
Nu s tin cho mi ln tm ng u c mt cng chc hoc mt ngi trung gian
xc nh.
FIDIC khuyn nn dng cc iu kin hp ng cho Nh my v Thit k - Xy dng trong
cc trng hp trn cho cc cng trnh c Nh thu thit k hoc y nhim thit k.

FIDIC
167
LI CM N
Hip hi Quc t cc K s T vn (FIDIC) xin chn thnh cm n cc thnh vin sau y ca
T cng tc cp nht ti liu: Christopher Wade (Trng nhm), SWECO-VBB Thy in;
Peter L Booen (Ngi son tho chnh), GIBB Ltd, Vng quc Anh; Hermann Bayerlein,
Fichtner, c; Christopher R Seppala (C vn php l), White & Case, Php; v Jose F
Speziale, IATASA, Achentina.
Vic chun b c tin hnh di s ch o chung ca y ban v cc Hp ng ca FIDIC
bao gm cc ng Dohn B Bowcock, k s t vn, Vng quc Anh (Ch tch); Michael
Mortimer Hawkins, Swedpower, Thy in; v Axel-Volkmar Jaeger, Schmidt Reuter
Partner, c; cng vi ng K B (Jony) Norris, c vn c bit.
Cc d tho c nhiu c nhn v t chc c tn trong danh sch di y r sot li. Nhng
nhn xt ca h c Nhm cng tc cp nht nghin cu kp thi v nhng ch thch
hp cc nhn xt c sa li li vn ca cc iu khon, Mushtag Ahmad, NESPAK,
Pakistan; Peter Batty, Post Buckley International, M; Roeland Bertrams Clifford Chance, H
Lan; Charles G Borthwich, SwedPower, Thy in; Manfred Breege. Lahmeyer International,
c; Pablo Bueno, TYPSA, Ty Ban Nha; Nael G Bunni, K s T vn, Ai len; lan Fraser,
Beca Carter Hollising & Ferner Niu Di ln; Roy Goode, i hc Oxford, Vng quc Anh;
Dan W Graham, Bristows Cooke & Carpmael, Vng quc Anh; Mark Griffiths, Griffiths &
Armour, Vng quc Anh; Geoffrey F Hawker, K s T vn, Vng quc Anh; Hesse &
Steinberger, VDMA, c; Poul E Hvilsted Elsamprojekt, an Mch; Lennart Iwar, Lindahl,
Thy in; Gordon L Jaynes, Whitman Breed Abbott & Morgan, Vng quc Anh; Tonny
Jensen (Ch tch y ban qun l cht lng ca FIDIC); COWI, an Mch; Martin Klapper,
Hopgood v Ganim, xtrylia; Philip Loots v Hip hi Nam Phi; Neil McCole, Merz and
McLellan, Vng quc Anh; Matthew Needham Laing, Victoria Russell v Paul J Taylor,
Berrymans Lace Mawer, Vng quc Anh; J Gordon Rees, Binnie Black v Veatch, Vng
quc Anh; Tim Raynolds, Constant & Constant, Anh; David R.Wightman & Gerlando Butera,
Nabarro Nathanson, Vng quc Anh; Hip hi cc k s t vn Nht Bn; C quan Cng
nghip Xy dng Phi Lip Pin; Vereniging voor Bouwrecht, H Lan; T chc Quc t Cc Nh
thu Chu u (EIC); C quan Lin lc Cng nghip Kim loi Chu u (ORGALIME);
Hip hi Quc t Cc Nh thu lm cng vic no vt, Hi lut gia Quc t; Ngn hng Pht
trin Chu ; v Ngn hng Th gii. S tha nhn ca nhng c nhn v t chc ni trn
khng c ngha l h thng qua cc din t ca tt c cc iu khon. c bit, EIC v
ORGALIME nu r cc im hn ch v mt s iu ca hp ng EPC.
FIDIC xin c nh gi cao thi gian v cng sc b ra ca tt c cc c nhn v t chc
trn y.
Quyt nh cui cng v hnh thc v ni dung ca ti liu vn thuc v FIDIC.

FIDIC
168
LI NI U
Trong nm 1999, Hip hi quc t cc k s t vn (FIDIC) cng b ln xut bn th nht
ca 4 dng hp ng tiu chun mi:
iu kin ca Hp ng Xy dng,
Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut do Ch u t
hoc k thut do Ch u t hoc i din ca Ch u t, cc Nh t vn thit k. Theo s
sp xp thng thng i vi cc loi hp ng ny th Nh thu xy dng thc hin cng
trnh ng vi thit k do Ch u t cung cp. Tuy nhin cng trnh c th bao gm mt s
hng mc v c, in v/hoc xy dng do Nh thu thit k.
iu kin ca Hp ng Nh my v Thit k - Xy dng,
Dng ny c khuyn ngh dng cho vic cung cp nh my in v/hoc c kh v cho vic
thit k v thi cng cc cng trnh xy dng hoc k thut. Theo s sp xp thng thng i
vi loi hp ng ny th Nh thu thit k v cung cp cc nh my v/hoc cc cng vic
khc theo cc yu cu ca Ch u t m n c th kt hp c cc cng vic h tng, c, in
v/hoc xy dng.
iu kin Hp ng cho cc D n EPC/Cha kha trao tay (EPC l: k thut mua sm, xy
dng ND)
Dng ny c th thch hp vi vic cung cp trn c s cha kha trao tay mt dy chuyn hay
mt nh my in, mt x nghip hay c s tng t hoc mt d n h tng hoc mt loi d
n pht trin khc m : (i) gi thnh v thi gian c yu cu cao hn, v (ii) Nh thu
chu trch nhim hon thnh i vi thit k v thi cng cng trnh, vi s tham gia rt t ca
Ch u t. Theo s sp xp thng thng, i vi cc d n cha kha trao tay th Nh thu
thc hin mi cng vic K thut, Mua sm v Xy dng (EPC): cung cp trang thit b ng
b, sn sng vn hnh (ti lc cha kha trao tay).
Dng Hp ng ngn,
Dng ny c khuyn ngh dng cho cc cng trnh xy dng hoc k thut c vn tng i
nh. Ty theo loi cng vic v iu kin c th, dng ny cng c th thch hp i vi cc
hp ng c gi tr ln hn, c bit i vi cng trnh tng i n gin, lp i lp li hoc
cng trnh lm trong thi gian ngn. Theo sp xp thng thng i vi loi hp ng ny th
Nh thu xy dng cng trnh ph hp theo thit k do Ch u t hay i din ca Ch u
t (nu c) cung cp, nhng dng ny cng c th thch hp i vi mt hp ng c hoc bao
gm ton b cc cng vic h tng v c, in v/hoc xy dng do Nh thu thit k.
Cc dng hp ng c khuyn ngh cho vic s dng chung khi vic u thu c mi
trn c s quc t. C th yu cu sa i mt s quyn hn php l no , c bit nu cc
iu kin c dng trong nhng hp ng trong nc. FIDIC coi cc vn bn chnh thc v
ng tin cy l bng ting Anh.
Khi son tho iu kin Hp ng cho d n EPC/Cha kha trao tay ny, thy rng, trong
khi c nhiu khon s c p dng rng ri th c mt s khon no cn thit phi thay
i tnh n cc tnh hung lin quan n hp ng ring. Nhng khon c xem l c th
FIDIC
169
p dng cho nhiu (nhng khng phi l cho tt c) hp ng u c a vo trong iu
kin chung chng kt hp cht ch trong mi hp ng.
iu kin chung v iu kin ring s cng bao gm cc iu kin ca Hp ng chi phi cc
quyn li v ngha v ca cc bn. Cn thit phi son tho cc iu kin ring cho mi hp
ng ring l v phi tnh n nhng khon trong cc iu kin chung c cp ti cc
iu kin ring.
i vi t cng b ny, iu kin chung c son tho da trn cc c s sau y:
(i) cc khon thanh ton tm lin quan n Gi Hp ng trn gi s c thc hin theo
tin trnh cng vic v thnh tng t c trnh by chi tit trong mt lch trnh thanh
ton.
(ii) nu li vn trong iu kin chung i hi phi c thm d liu in hnh c Ch
u t quy nh th Khon tham chiu ti nhng d liu c cha ng trong iu
kin ring hoc yu cu ca Ch u t.
(iii) khi mt Khon trong iu kin chung cp n mt trng hp m cc thut ng
hp ng khc nhau c p dng cho cc hp ng khc nhau th cc nguyn tc
c vn dng, vit Khon ny ra thnh vn, nh sau:
(a) nu nhng qui nh no ngi s dng khng mun p dng th c th n
gin gch b hoc khng vin dn; h s cm thy thun tin hn l phi vit
on vn b sung (trong iu kin ring) bi v trong iu kin chung
khng c cc yu cu ca h; hoc
(b) trong nhng trng hp khc, nhng ch m vic p dng (a) khng thch
hp th khon nn c cc qui nh c xem l c th p dng cho hu ht cc
hp ng.
V d, Khon 14.2 (ng trc) c a vo l cho thun tin ch khng phi v chnh
sch no ca FIDIC lin quan n vic tm ng. Khon ny s khng p dng c (thm
ch c nu n khng b gch b) nu n b b qua do khng trnh by r chi tit s tin thanh
ton trc. Cn lu rng mt vi quy nh nm trong iu kin chung c th khng thch
hp i vi mt hp ng mang tnh in hnh.
Nhng thng tin tip theo v mt ny, v d cu ch cho nhng quy nh khc, v nhng ti
liu gii thch khc v 1 phiu kim tra v v d v cu ch gip son tho iu kin ring
v nhng h s mi thu khc c gp chung li trong ln xut bn ny thnh Hng dn
son tho iu kin ring. Trc khi a thm bt c v d v cu vn no, cn kim tra
m bo l n hon ton ph hp cho tnh hung ring ; nu khng n s phi sa li.
nhng ch m vn a ra lm v d c sa li v trong trng hp khi c nhng sa i
v li vn hoc c cc b sung khc, cn phi thn trng m bo khng to ra nhng ch
ti ngha hoc l ca iu kin chung hoc gia cc iu khon ca iu kin ring. Mt iu
rt c bn l tt c nhng nhim v d tho ny v ton b vic son tho h s mi thu phi
c giao ph cho ngi c trnh thch ng k c v mt hp ng, k thut v mua sm.
FIDIC
170
Ti liu xut bn ny kt thc vi cc mu Th d thu, Bn tha thun hp ng, cc phng
n tha thun v x l tranh chp. Bn tha thun x l tranh chp ny a ra li vn cho bn
tha thun gia Bn Ch u t v Bn Nh thu v ngi c ch nh lm nhim v hoc
l ngi ha gii duy nht hoc l thnh vin ca ban ha gii ba ngi; v bao gm (theo
tham chiu) cc khon ca Ph lc ca iu kin chung.
FIDIC d nh xut bn mt hng dn s dng iu kin hp ng cho Xy dng, cho Nh
my v Thit k - Xy dng v cho cc D n K thut, Mua sm, Xy dng (EPC)/cha kha
trao tay.
Nhm lm r trnh t ca cc hot ng theo Hp ng, c th tham chiu cc s hai
trang tip theo v cc Khon c lit k di y (mt vi s ca Khon cng c nu ra
trong cc s ). Nhng s l minh ha v khng c xem l s din gii Cc iu
kin ca Hp ng.
1.1.3.1 & 13.7 Ngy hn
1.1.3.2 & 8.1 Ngy khi cng
1.1.6.6 & 4.2 Bo lnh thc hin
1.1.3.3 & 8.2 Thi gian hon thnh (nh c ko di theo khon 8.4)
1.1.3.4 & 9.1 Kim nh khi hon thnh
1.1.3.5 & 10.1 Chng ch Nghim thu
1.1.3.6 & 12.1 Kim nh sau khi hon thnh (nu c)
1.1.3.7 & 11.1 Thi hn thng bo sai st (nh c ko di nh 11.3)
1.1.3.8 & 11.9 Chng ch Thc hin

FIDIC
171
Pht hnh Np K tha 8.1 Ngy khi cng 10.1 Cp 11.9 Cp
Cc Ti liu H s thun chng ch chng ch
mi thu d thu Hp ng nghim thu thc hin

Thi hn
thng bo
Ngy 8.2 Thi gian hon thnh
1
sai st
3

hn

<28 11 Thng <21
28 ngy Chm tr do bo cc ngy
ngy Nh thu
2
sai st

Thi hn
u thu 4.2 Pht hnh Bo lnnh 9.1 Th khi Sa cha
thc hin hp ng hon thnh
4
sai st

4.2 Tr li
bo lnh
thc hin
hp ng

Trnh t in hnh ca cc s vic chnh trong cc Hp ng cho d n EPC/cha
kha trao tay
1. Thi gian hon thnh phi c ni r (trong iu kin ring) nh s ngy, c
b sung thi gian ko di theo Khon 8.4.
2. Nhm ch c ra trnh t ca cc s vic, s trn y da trn v d v Nh
thu khng tun th ng vi Khon 8.2.
3. Thi hn thng bo cc sai st phi c nu r (trong iu kin ring) s ngy, c
b sung thi gian ko di theo Khon 11.3.
4. Ty thuc vo loi cng trnh m c th yu cu kim nh sau khi hon thnh.

FIDIC
172
14.3 Nh thu np bo 14.6 Ch u t 14.7 Ch u t thanh ton cho Nh
co cho Ch u t cp cho Nh thu thu
thng bo v s
tin c hng

Mi ln <56 ngy
thanh ton
tm hng
thng (hoc <28 ngy
cch khc)

Thanh ton Nh T vn r sot bo co cui cng,
cui cng Nh thu cung cp thng tin
<42 ngy
14.11 Nh thu np d 14.11 Nh thu 14.7 Ch
tho bo co cui cng np bo co cui u t
cho Ch u t cng v 14.2 thanh ton
trang tri xong

Trnh t in hnh ca cc s vic thanh ton c tr tnh trong iu 14

Bn ra thng 20.2 Cc bn 20.4 Mt bn trnh 20.4 Mt bn 20.6 Mt bn
Bo nh trnh ch nh Ban BXLTC (DAB) c th ra c th khi
BXLTC (DAB) XLTC (DAB) xem xt 1 tranh chp thng bo v xung s phn
xem xt 1 s khng tha x trng ti
tranh chp mn

Ha gii mt cch hu ho
Cc bn a ra
kin vi BXLTC
(DAB)

<28 ngy <84 ngy <28 ngy >56 ngy
BXLTC Trng ti/ cc
(DAB) ra trng ti c
quyt nh ch nh
Tnh lin tc in hnh ca cc s kin tranh chp c tr tnh trong iu 20.
FIDIC
173
IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

iu kin chung

FIDIC 1999
iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
FIDIC
174
IU KIN CHUNG
NI DUNG
1.1 nh ngha
1.2 Din gii
1.3 Cc cch thng tin
1.4 Lut v ngn ng
1.6 Tha thun hp ng
1.7 Nhng li
1.9 Vic bo mt
1.10 Vic Ch u t s dng ti liu ca Nh thu
1.13 Tun th lut php
2. CH U T
2.1 Quyn tip cn Cng trng
3. VIC IU HNH CA CH U T
3.1 i din ca Ch u t
3.2 Nhn lc khc ca Ch u t
3.3 Ngi c y quyn
3.4 Cc ch dn
3.5 Quyt nh
4. NH THU
FIDIC
175
4.2 Bo lnh thc hin
4.3 i din Nh thu
4.4 Nh thu ph
4.5 Nh thu ph c c
4.6 Hp tc
4.7 nh v cc mc
4.9 m bo cht lng
4.11 Tnh cht y ca Gi Hp ng
4.12 Cc kh khn khng lng trc c
4.13 Quyn v ng i v cc phng tin
4.14 Trnh can thip
4.15 ng vo cng trng
4.16 Vn chuyn hng ha
4.17 Thit b Nh thu
4.18 Bo v mi trng
4.19 in, nc v kh t
4.21 Bo co tin
4.24 C vt
5. THIT K
5.2 Cc ti liu ca Nh thu
5.3 m bo ca Nh thu
5.4 Tiu chun v quy nh k thut
5.5 o to
5.6 Cc ti liu hon cng
5.8 Li thit k
FIDIC
176
6.2 Mc lng v iu kin lao ng
6.3 Nhng ngi trong b my ca Ch u t
6.4 Lut lao ng
6.5 Gi lao ng
6.9 Nhn lc Nh thu
6.10 Bo co v nhn lc v thit b ca Nh thu
6.11 Hnh vi gy ri
7.1 Cch thc thc hin
7.2 Mu m
7.3 Gim nh
7.4 Kim nh (th)
7.5 T chi
7.6 Cng vic sa cha
7.7 Quyn s hu v thit b v vt liu
7.8 L ph s dng
8.1 Khi cng
8.3 Chng trnh tin
8.4 Gia hn thi gian hon thnh
8.6 Tin thc hin
8.8 Tm ngng cng vic
8.10 Thanh ton tin thit b v vt liu trong trng hp tm ngng
8.11 Ko di tnh trng tm ngng
8.12 Ni li cng vic

FIDIC
177
9. TH (KIM NH) KHI HON THNH
9.1 Ngha v Nh thu
9.2 Vic th (kim nh) b chm tr
9.3 Th (kim nh) li
9.4 Khng vt qua c cc cuc kim nh khi hon thnh
11.6 Cc kim nh thm
11.7 Quyn c ra vo
12.2 Th (kim nh) b chm tr
12.3 Th (kim nh) li
12.4 Khng vt qua c cc cuc kim nh sau khi hon thnh
13. BIN I V IU CHNH
13.1 Quyn c bin i
13.2 T vn v gi tr cng trnh
13.3 Th tc bin i
13.4 Thanh ton bng tin t qui nh
13.5 Tin d chi
13.6 Ngy lm vic
FIDIC
178
13.7 iu chnh do thay i lut l
14.1 Gi hp ng
14.2 ng trc
14.5 Thit b v cc vt liu dng cho cng trnh
14.6 Thanh ton tm
14.7 n nh thi hn thanh ton
14.11 Xin cp thanh ton cui cng
14.13 Thanh ton cui cng
15.1 Thng bo sa cha
15.2 Chm dt hp ng bi Ch u t
15.3 Xc nh gi vo ngy chm dt hp ng
15.4 Thanh ton sau khi chm dt hp ng
15.5 Quyn chm dt hp ng ca Ch u t
16. TM NGNG V CHM DT HP NG BI NH THU
16.2 Chm dt hp ng bi Nh thu
16.3 Ngng cng vic v di di thit b ca Nh thu
16.4 Thanh ton khi chm dt hp ng
17.1 Bi thng
FIDIC
179
17.4 Hu qu cc ri ro ca Ch u t
17.5 Quyn s hu cng nghip
17.6 Gii hn trch nhim
18. BO HIM
18.4 Bo him cho nhn lc Nh thu
19. BT KH KHNG
19.1 nh ngha v bt kh khng
19.3 Nhim v gim s chm tr n thp nht
19.6 Chm dt c la chn, thanh ton, ht trch nhim
19.7 Ht trch nhim thc hin theo lut
20.6 Trng ti
20.8 Ht hn vic ch nh Ban x l tranh chp
PH LC
CC IU KIN CHUNG CA THA THUN X L TRANH CHP
BN MC LC CC KHON

FIDIC
180
Cc nh ngha c Lit k theo Bng ch ci ting Anh

1.1.3.5 Ngy hn 1.1.6.5 Lut
1.1.3.6 Ngy khi cng 1.1.4.5 Ni t
1.1.3.7 Hp ng 1.1.5.3 Vt liu
1.1.3.8 Tha thun Hp ng 1.1.2.1 Bn
1.1.3.9 Gi Hp ng 1.1.3.8 Chng ch thc hin
1.1.2.3 Nh thu 1.1.1.5 Bo hnh thc hin
1.1.6.1 H s Nh thu 1.1.6.6 Bo lnh thc hin
1.1.5.1 Thit b Nh thu 1.1.5.4 Cng trnh vnh cu
1.1.2.7 Nhn lc Nh thu 1.1.5.5 Thit b
1.1.2.5 i din Nh thu 1.1.4.6 S tin tm thi
1.1.4.2 Chi ph 1.1.4.7 Tin gi li
1.1.6.2 Nc s ti 1.1.1.5 Lch trnh thanh ton
1.1.2.9 DAB Ban x l tranh chp 1.1.5.6 Hng mc cng trnh
1.1.2.9 Ngy 1.1.6.7 Cng trng
1.1.3.7 Thi hn thng bo sai st 1.1.4.8 Bn k khai
1.1.2.2 Ch u t 1.1.2.8 Nh thu ph
1.1.6.3 Thit b Ch u t 1.1.3.5 Chng ch nghim thu
1.1.2.6 Nhn lc Ch u t 1.1.5.7 Cng trnh tm
1.1.2.4 i din ca Ch u t 1.1.1.4 H s d thu
1.1.1.3 Cc yu cu ca Ch u t 1.1.3.6 Th sau khi hon thnh
1.1.2.10 FIDIC 1.1.3.4 Th khi hon thnh
1.1.4.3 Bn k khai cui cng 1.1.3.3 Thi hn hon thnh
1.1.6.4 Bt kh khng 1.1.6.8 Khng lng trc c
1.1.4.4 Ngoi t 1.1.6.9 Bin i
1.1.5.2 Hng ha 1.1.5.8 Cng trnh
1.1.3.9 Nm

FIDIC
181
IU KIN CHUNG
1.1 nh ngha
Trong Nhng iu kin ca Hp ng (Nhng iu kin ny) bao gm iu kin
ring v iu kin chung ny, nhng t v cm t lit k di y s c ngha nh quy
nh bn di. Nhng t ch ngi hoc cc bn, c ngha bao gm cng ty v cc
n v php nhn khc, tr nhng ch m ng cnh i hi phi hiu khc.
1.1.1 Hp ng
1.1.1.1 Hp ng l nhng Tha thun Hp ng, nhng iu kin ny, Yu
cu ca Ch u t, H s d thu v cc ti liu khc (nu c) c lit k
trong Tha thun Hp ng.
1.1.1.2 Tha thun Hp ng l tha thun hp ng (nu c) c tham chiu
ti Khon 1.6 [Tha thun Hp ng], bao gm bt k bin bn ghi nh
ph no km theo.
1.1.1.3 Yu cu ca Ch u t l ti liu c ly tiu cc yu cu ca Ch
u t, c a vo trong Hp ng, v bt k s b sung v sa i ti
liu ny ph hp vi Hp ng. Ti liu ny nu c th mc ch, phm vi
v/hoc cc tiu chun thit k v/hoc cc c tnh k thut khc i vi
Cng trnh.
1.1.1.4 H s D thu l n cho hng c k bi Nh thu v tt c cc vn
bn khc m Nh thu trnh (khc vi cc iu kin v yu cu ca Ch
u t, nu cng c trnh), c a vo trong hp ng.
1.1.2 Cc bn v cc c nhn
1.1.2.1 Bn l Ch u t hoc Nh thu theo ng cnh yu cu.
1.1.2.2 Ch u t l ngi c gi l Ch u t trong tha thun hp
ng v nhng ngi k tc hp php theo chc danh ny.
1.1.2.3 Nh thu l nhng ngi c gi l Nh thu trong tha thun
hp ng v cc ngi k tha hp php nhn danh nhng ngi
ny.
1.1.2.4 i din Ch u t l ngi c Ch u t nu ra trong Hp
ng hoc c ch nh theo tng thi gian theo Khon 3.1 [i
din ca Ch u t], v hnh ng thay mt cho Ch u t.
1.1.2.5 i din Nh thu l ngi c Nh thu nu ra trong Hp
ng hoc c Nh thu thnh thong ch nh theo Khon 4.3
[i din Nh thu] v hnh ng thay mt Nh thu.
FIDIC
182
1.1.2.6 Nhn lc Ch u t l i din ca Ch u t, cc tr l c
ni ti trong Khon 3.2 [Nhn lc khc ca Ch u t] v tt c
nhng nhn vin, ngi lao ng khc, hoc nhng ngi lm khc
ca Ch u t v i din Ch u t thng bo cho Nh thu l
nhn lc Ch u t.
1.1.2.7 Nhn lc ca Nh thu l i din ca Nh thu v tt c cc
nhn lc m Nh thu s dng trn cng trng, c th bao gm
nhng nhn vin, ngi lao ng khc, hoc nhng ngi lm khc
ca Nh thu v ca tng Nh thu ph v bt k ngun nhn lc
no khc gip vic cho Nh thu trong vic thi cng cng trnh.
1.1.2.8 Nh thu ph l ngi c gi l thu ph trong Hp ng,
hoc bt k ngi no c ch nh l thu ph cho mt phn ca
cng trnh v nhng ngi k tc hp php theo chc danh ca mi
mt trong s nhng ngi ni trn.
1.1.2.9 DAB (Ban x l tranh chp) l mt ngi hoc ba ngi c gi
nh vy trong Hp ng, hoc nhng ngi khc c ch nh theo
Khon 20.3 [Bt ng trong vic c Ban x l Tranh chp]
1.1.2.10 FIDIC l Fderation Internationale des Ingnieurs-Conseils,
ngha l Hip hi Quc t Cc k s T vn.
1.1.3 Ngy, th, thi hn v hon thnh
Ngy hn l ngy vo 28 ngy trc thi hn cui cng np H s d thu.
1.1.3.1 Ngy khi cng l ngy c thng bo theo Khon 8.1 [Ngy
khi cng], tr phi c nu khc trong tha thun Hp ng.
1.1.3.2 Thi hn hon thnh l thi gian hon thnh cng trnh hoc
hng mc cng trnh (ty tng trng hp) theo Khon 8.2 [Thi
hn hon thnh] nh nu trong iu kin ring vi bt c s ko
di theo Khon 8.4 [Gia hn thi gian hon thnh], c tnh t
ngy khi cng.
1.1.3.3 Th (kim nh) hon thnh l nhng cuc th c ch ra
trong Hp ng hoc c tha thun gia hai Bn hoc c
hng dn l mt Bin i v c tin hnh theo iu 9 [Kim
nh khi hon thnh] trc khi cng trnh hoc hng mc cng trnh
(ty trng hp) c Ch u t tip thu bn giao.
1.1.3.4 Chng ch nghim thu l chng ch c pht hnh theo iu
10 [Nghim thu ca Ch u t]
1.1.3.5 Th (kim nh) sau khi hon thnh l cc cuc th (nu c)
c nu trong Hp ng v c thc hin theo iu 12 [Kim
nh sau khi hon thnh] sau khi cng trnh hoc mt hng mc (ty
tng trng hp) c Ch u t tip nhn.
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1.1.3.6 Thi hn thng bo sai st l thi hn thng bo cc sai st ca
cng trnh hoc hng mc (ty tng trng hp) theo Khon 11.1
[Hon thnh phn vic cn d dang v sa cha cc sai st], nh
c nu trong iu kin ring (vi bt c s gia hn theo Khon
11.3 [Gia hn thi hn thng bo sai st], c tnh t ngy cng
trnh hoc hng mc cng trnh c hon thnh nh c xc nhn
theo quy nh ti Khon 10.1 [Nghim thu cng trnh v hng mc
cng trnh]. Nu thi hn ny khng c nh r trong iu kin
ring th thi hn s l mt nm
1.1.3.7 Chng ch thc hin l chng nhn c pht hnh theo Khon
11.9 [Chng ch thc hin]
1.1.3.8 Ngy l ngy theo lch v nm l 365 ngy.
1.1.4 Tin v thanh ton
1.1.4.1 Gi hp ng l gi c nu r trong tha thun Hp ng cho
vic thit k, thi cng v hon thnh cng trnh v sa cha cc sai
st bao gm cc iu chnh (nu c) ph hp vi Hp ng.
1.1.4.2 Chi ph l tt c cc khon chi hp l do Nh thu chu (hoc s
phi chu), bt k trong hay ngoi phm vi cng trng, gm c chi
ph qun l v cc chi ph tng t, nhng khng gm li nhun.
1.1.4.3 Bng k khai cui cng l bng k khai c nh r ti Khon
14.11 [Xin cp Chng ch thanh ton cui cng]
1.1.4.4 Ngoi t l tin t m bng loi tin mt phn (hoc ton b)
Gi hp ng phi tr nhng khng phi l Nt t.
1.1.4.5 Ni t l tin t ca nc s ti.
1.1.4.6 S tin tm thi l s tin (nu c) c xc nh trong Hp
ng l s tin tm thi c cp thc hin mt phn bt k ca
cng trnh hoc cung cp thit b, vt liu hoc dch v theo Khon
13.5 [S tin tm thi].
1.1.4.7 Tin gi li l tin Ch u t gi li theo Khon 14.3 [n xin
cp Chng ch thanh ton tm thi] v tr theo Khon 14.9 [Thanh
ton tin b gi li]
1.1.4.8 Bn k khai l mt bn k do Nh thu trnh l mt phn ca
n xin thanh ton theo iu 14 [Gi hp ng v thanh ton]
1.1.5 Cng trnh v Hng ha
1.1.5.1 Thit b Nh thu l ton b thit b my mc, phng tin, xe
c v cc th khc yu cu phi c thi cng v hon thnh cng
trnh v sa cha bt c sai st no. Tuy nhin, thit b ca Nh thu
khng bao gm cc cng trnh tm, thit b ca Ch u t (nu c),
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thit b, vt liu v bt c th no khc nhm to thnh hoc ang
to thnh mt cng trnh vnh cu.
1.1.5.2 Hng ha l thit b, vt liu, nh xng v cng trnh tm trong
cc loi trn ca Nh thu hoc bt c mt th no thch hp.
1.1.5.3 Vt liu l nhng th hoc tt c cc loi (khng phi thit b)
nhm to nn hoc ang to nn mt phn ca cng trnh vnh cu
gm nhng th c cung cp, ch ni v vt liu (nu c) do Nh
thu cung cp theo Hp ng.
1.1.5.4 Cng trnh vnh cu l cc cng trnh vnh cu c Nh thu
thit k v thi cng theo Hp ng.
1.1.5.5 Thit b l cc b dng c, my mc, phng tin xe c s to
thnh hoc ang to thnh mt phn ca cc cng trnh vnh cu.
1.1.5.6 Hng mc l mt phn cng trnh c nu trong iu kin
ring l mt hng mc (nu c).
1.1.5.7 Cng trnh tm l tt c cc cng trnh tm thi thuc bt k loi
no (ngoi cc thit b ca Nh thu) cn thit phi c trn cng
trng thi cng v hon thnh cng trnh vnh cu v sa cha
bt k sai st no.
1.1.5.8 Cng trnh l cc cng trnh tm v cng trnh vnh cu hoc bt
k loi thch hp no trong .
1.1.6 Cc nh ngha khc
1.1.6.1 Ti liu Nh thu l cc tnh ton, chng trnh my tnh v
phn mm khc, bn v, s tay hng dn, cc m hnh v cc ti
liu c tnh cht k thut khc (nu c) do Nh thu cung cp theo
Hp ng; c m t ti Khon 5.2 [Ti liu Nh thu]
1.1.6.2 Nc s ti l nc m cng trng (hoc phn ln cng trng)
c t nc , ni cc cng trnh vnh cu s c thi cng.
1.1.6.3 Thit b Ch u t l my mc, phng tin xe c (nu c) do
Ch u t cp cho Nh thu s dng thi cng cng trnh, nh
nu trong Yu cu ca Ch u t; nhng khng bao gm thit b
khng c Ch u t tip nhn.
1.1.6.4 Bt kh khng c nh ngha ti iu 19 [Bt kh khng]
1.1.6.5 Lut l ton b lut php quc gia (hoc ca bang), cc o lut,
php lnh, v cc lut khc, cc quy ch, cc vn bn php quy di
lut ca bt k c quan cng quyn c thnh lp theo php lut.
1.1.6.6 Bo lnh thc hin l vic bo m (hoc nhng bo m, nu
c) theo Khon 4.2 [Bo lnh thc hin]
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1.1.6.7 Cng trng l nhng ni cc cng trnh vnh cu c thi cng
v l ni m thit b v vt liu c chuyn ti v bt c ni no
khc c nu ra trong Hp ng khi to nn mt b phn ca cng
trng.
1.1.6.8 Khng lng trc c l iu khng th lng trc c
mt cch c l ca mt Nh thu c kinh nghim ti thi im np
thu.
1.1.6.9 Bin i l bt k s bin ng no i vi yu cu ca Ch u
t hoc cng vic c ch dn hoc chp thun l s bin i theo
iu 13 [Bin i v iu chnh]
1.2 Din gii
Trong, Hp ng tr trng hp ng cnh yu cu khc, cn th:
(a) nhng t ch mt gii l gm tt c cc gii;
(b) nhng t ch s t cng bao gm s nhiu v t ng ch s nhiu cng bao gm
c s t.
(c) nhng quy nh bao gm cc t ng , ng hoc tha thun yu
cu s tha thun phi c ghi bng vn bn, v
(d) c vit hoc bng vn bn ngha l phi c vit bng tay, c nh
my, c in hoc ch bn in t v lm thnh ti liu lu gi lu bn.
Cc t ng bn l v cc u khc s khng c xem xt khi din dch cc iu
kin ny.
1.3 Cc cch thng tin
Bt c ch no khi iu kin ny quy nh vic a ra hoc ban hnh s chp thun,
chng ch, tn thnh, quyt nh, thng bo v yu cu, th nhng truyn thng ny s
phi l:
(a) bng vn bn v chuyn tay (theo giy bin nhn), c gi bng bu in, bu
phm hoc c truyn i bng bt k h thng truyn in t c tha thun
nh nu trong iu kin ring; v
(b) c chuyn, gi hoc truyn n a ch thng tin c vi ngi nhn nh
quy nh trong Hp ng. Tuy nhin:
(i) nu ngi nhn thng bo mt a ch khc, th sau thng tin phi
c chuyn theo a ch mi mt cch tng ng; v
(ii) nu ngi nhn khng thng bo g khc khi yu cu mt s ph duyt
hoc mt s ng , th thng tin c th c gi ti a ch m t
pht hnh yu cu.
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Nhng giy ph duyt, chng ch, tn thnh v quyt nh khng c b cn gi li
hoc b lm chm tr mt cch v l.
1.4 Lut v ngn ng
Hp ng chu s iu tit theo lut ca nc s ti (hoc quyn lc php l khc)
c nu trong iu kin ring.
Nu c bt c phn no ca Hp ng c dch bng nhiu hn mt th ngn ng th
bn dch thc hin bng ngn ng ch o c nu trong phn iu kin ring, s
chim u th.
Ngn ng giao dch phi l ngn ng quy nh trong iu kin ring. Nu trong
khng quy nh ngn ng giao dch, th phi dng ngn ng m Hp ng (hoc a
phn Hp ng) c son tho.
Cc ti liu to thnh Hp ng c dng gii thch chung gia cc bn. Vi mc
ch din gii, th t u tin ca cc ti liu theo trnh t sau:
(i) Tha thun hp ng (nu c)
(b) iu kin ring
(c) iu kin chung
(d) Cc Yu cu ca Ch u t
(e) H s d thu v cc ti liu khc l b phn ca Hp ng
1.6 Tha thun Hp ng
Hp ng s hon ton c hiu lc thi hnh t ngy c nu r trong tha thun Hp
ng. Chi ph ng du v chi ph tng t (nu c) theo lut nh lin quan n vic
k kt tha thun Hp ng do Ch u t chu.
1.7 Nhng li
Khng bn no c chuyn nhng ton b hoc mt phn Hp ng hoc bt c
phn li ch hoc quyn li trong hoc theo Hp ng. Tuy nhin, cc bn:
(a) c th chuyn nhng ton b hoc mt phn Hp ng vi s tha thun
trc ca pha bn kia theo s suy xt thn trng duy nht ca pha bn , v
(b) c th, dng lm bo lnh i vi mt ngn hng hoc t chc ti chnh,
nhng li quyn thu bt k s tin n hn no phi tr hoc sp n hn theo
Hp ng.

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Ti liu ca Nh thu phi c Nh thu ct gi cn thn, tr phi v cho ti khi c
Ch u t tip nhn. Tr phi c quy nh khc trong Hp ng, Nh thu phi cung
cp cho Nh t vn 6 bn sao mi b ti liu ca Nh thu.
Nh thu phi gi trn cng trng mt bn sao Hp ng, cc n phm c nu
trong yu cu ca Ch u t, Ti liu ca Nh thu, nhng bin i v cc thng tin
khc c cp theo Hp ng. Ngi ca Ch u t c quyn c xem tt c nhng
ti liu ny vo tt c cc thi im thch hp.
Nu mt Bn pht hin thy li hoc sai st v mt k thut trong mt ti liu chun
b dng thi cng cng trnh, th Bn phi thng bo ngay cho Bn kia bit nhng
li hoc sai st ny.
1.9 Vic bo mt
Ngoi tr trng hp cn thit thc hin theo ngha v hoc tun theo cc Lut hin
hnh, c hai bn u phi xem cc chi tit ca Hp ng l b mt v ca ring mnh.
Nh thu khng c xut bn, cho php xut bn hay l bt k chi tit no ca
cng trnh trn mi sch bo thng mi hoc k thut hoc mt ni no khc m
khng c s tha thun trc ca Ch u t.
1.10 Ch u t s dng ti liu ca Nh thu
Gia cc bn vi nhau, Nh thu gi bn quyn v cc quyn s hu tr tu khc i
vi ti liu ca Nh thu v cc thit k khc do (hoc thay mt) Nh thu lm.
Nh thu c xem nh (bng cch k Hp ng) cp cho Ch u t mt Giy php
c th chuyn nhng, khng c thi hn chm dt, khng c quyn, khng phi tr
tin bn quyn, v vic sao chp, s dng v thng tin cc ti liu ca Nh thu, bao
gm c tin hnh v s dng cc ci tin. Giy php ny phi:
(a) p dng trong sut qu trnh hot ng thc t hoc d nh (d di th no
chng na) ca cc b phn lin quan n cng trnh.
(b) Giao quyn cho ai s hu mt cch thch hp cc phn lin quan n cng
trnh, sao chp, s dng v thng tin ti liu ca Nh thu vi mc ch hon
thnh, vn hnh, bo dng, sa i, iu chnh, sa cha v ph d cng
trnh, v
(c) trng hp ti liu ca Nh thu dng chng trnh my tnh v phn mm
khc, cho php h s dng trn bt c my tnh no trn cng trng v cc ni
khc nh tr tnh c th trong Hp ng, k c vic thay my tnh do Nh
thu cp.
Ti liu ca Nh thu v cc ti liu khc do Nh thu (hoc do i din ca mnh)
thc hin, nu Nh thu khng ng , Ch u t (hoc i din ca mnh) khng
c s dng, sao chp hoc thng tin cho bn th 3 v mc ch khc vi nhng mc
ch cho php trong Khon ny.
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Gia cc bn, Ch u t gi bn quyn v cc quyn s hu tr tu khc v yu cu
ca Ch u t v cc ti liu khc do Ch u t hoc do i din ca Ch u t lm
ra. Nh thu c th, bng chi ph ca mnh, sao chp, s dng v nhn thng tin v
nhng ti liu ny v mc ch ca Hp ng. Nu khng c s ng ca Ch u
t Nh thu s khng c sao chp, s dng hoc thng tin nhng ti liu cho bn
th 3, tr khi iu l cn thit v mc ch ca Hp ng.
Nh thu khng b yu cu phi tit l cho Ch u t bt c mt thng tin no m
Nh thu trnh by trong H s d thu nh l chi tit bo mt. Nh thu s phi tit l
bt k thng tin no khc m iu kin ringc th yu cu mt cch hp l iu tra
v xc nh vic tun th Hp ng ca Nh thu.
1.13 Tun th lut php
Nh thu, khi thc hin Hp ng, phi tun th Lut hin hnh. Tr phi c quy nh
khc trong iu kin ring.
(a) iu kin ring phi c (hoc s phi c) giy php quy hoch, phn vng hoc
giy php tng t cho cng trnh vnh cu, v cc giy php khc c m t
trong Yu cu ca Ch u t nh Ch u t c hoc s c; v Ch u t
phi bi thng v gnh chu thit hi cho Nh thu do hu qu sai st do mnh
gy ra; v
(b) Nh thu phi thng bo, np tt c cc loi thu, l ph, ph v c tt c giy
php v ph chun, theo Lut nh lin quan n thit k, thi cng v hon
thnh cng trnh v sa cha sai st; v Nh thu phi bi thng v gnh chu
thit hi cho Ch u t nhng hu qu sai st ca mnh.
Nu Nh thu thit lp (theo lut hin hnh) mt lin doanh, tp on hoc nhm hp
tc gm hai hoc hn ba ngi:
(a) nhng ngi ny phi c ng trch nhim v a trch nhim i vi Ch u
t thc hin hp ng.
(b) nhng ngi ny phi thng bo vi Ch u t v ngi ng u ca h, l
ngi s c thm quyn lin kt Nh thu v tng ngi trong s nhng ngi
ny; v
(c) Nh thu phi khng c thay i c cu hoc t cch php l ca mnh nu
khng c s ng ca Ch u t.

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189
2. CH U T
2.1 Quyn tip cn cng trng
Ch u t phi cho Nh thu quyn tip cn v s hu ton b cc phn ca cng
trng trong sut thi gian (hoc nhng thi gian) nh quy nh trong iu kin
ring. Quyn v vic s hu c th khng ch dnh ring cho Nh thu. Nu trong yu
cu Hp ng Ch u t phi (cho Nh thu) quyn s hu bt k nn mng, kt cu,
thit b hoc phng tin tip cn cng trng, Ch u t phi thc hin iu ny
trong thi gian v theo cch thc quy nh trong phn Yu cu ca Ch u t. Tuy
nhin, Ch u t c th gi li, cha cho bt k quyn no nh vy hoc quyn s
hu cho ti khi no nhn c Bo lnh thc hin.
Nu khng quy nh thi gian trong iu kin ring, Ch u t phi cho Nh thu
thu quyn tip cn v s hu cng trng vi hiu lc t ngy khi cng.
Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph do Ch u t khng cho
Nh thu nhng quyn s hu trong thi gian nh vy, Nh thu phi thng bo cho
Nh t vn v c quyn theo Khon 20.1 [Khiu ni ca Nh thu] yu cu:
(a) ko di thi gian b cho s chm tr ny, nu vic hon thnh b chm hoc s
b chm, theo Khon 8.4 [Gia hn thi gian hon thnh]
(b) c thanh ton chi ph pht sinh cng vi li sut hp l, c thm vo trong
Gi hp ng.
nh] nht tr hoc quyt nh vn ny.
Tuy nhin, nu v trong phm vi m vic Ch u t khng cho php nhng quyn y
cho Nh thu l do sai st hoc s chm tr ca Nh thu bao gm mt sai st, hoc
chm tr trong vic np bt c ti liu no ca Nh thu, th Nh thu s khng c
quyn hng vic gia hn thi gian, chi ph hoc li nhun nh vy.
Ch u t phi (trng hp v th lm c iu ny) h tr hp l cho Nh thu
theo yu cu ca Nh thu:
(a) C c bn sao cc b Lut ca nc s ti lin quan n Hp ng m Nh
thu cha c, v
(b) v vic xin giy php hoc giy chp thun m Lut nc s ti yu cu, gm
nhng loi:
(c) Nh thu c i hi phi c theo Khon 1.13 [Tun th lut php]
(i) cung cp hng ha, bao gm thng qua th tc hi quan, v
(ii) xut cc thit b ca Nh thu khi a chng ra khi cng trng.
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Ch u t phi chu trch nhim m bo cho ngi ca Ch u t v cc Nh thu
khc ca Ch u t trn cng trng:
(a) hp tc vi s n lc ca Nh thu theo Khon 4.6 [Hp tc]
(b) hnh ng tng t nh nhng g yu cu Nh thu thc hin theo im (a), (b)
v (c) ca Khon 4.8 [Nhng quy nh v an ton] v theo Khon 4.18 [Bo v
mi trng]
2.4 S Thu xp ti chnh ca Ch u t
Ch u t phi trnh, trong vng 28 ngy sau khi nhn c bt k yu cu no ca
Nh thu, bng chng hp l l thu xp ti chnh c thc hin v ang c duy
tr, iu s to iu kin cho Ch u t c th thanh ton Gi hp ng (nh d
ton vo thi im ) theo iu 14 [Gi hp ng v thanh ton], nu Ch u t d
nh thc hin nhng thay i c th no i vi vic sp xp ti chnh th Ch u
t phi thng bo cho Nh thu cc chi tit c th.
Nu Ch u t t xt thy mnh c quyn vi bt k thanh ton no theo bt c iu
no ca nhng iu kin ny hoc cc quy nh khc lin quan n Hp ng, v/hoc
i vi vic ko di thi gian thng bo sai st, Ch u t phi thng bo v cung cp
cc chi tit c th cho Nh thu. Tuy nhin, khng phi thng bo i vi cc khon
thanh ton ng hn theo Khon 4.19 [in, nc v kh t], theo Khon 4.20 [Thit
b ca Ch u t v vt liu cp t do], hoc cc dch v khc do Nh thu yu cu.
Phi thng bo cng c tnh hin thc cng tt sau khi Ch u t nhn thy vn
hoc tnh trng dn ti khiu ni. Thng bo v vic ko di Thi hn thng bo sai st
phi c thc hin trc khi ht hn thi gian thng bo.
Cc thng tin chi tit phi xc nh c th iu hoc c s khiu ni khc, v phi bao
gm minh chng ca s tin v/hoc s ko di m Ch u t t cho mnh c quyn
c hng lin quan n Hp ng. Ch u t sau phi tin hnh theo Khon 3.5
[Quyt nh] nht tr hoc quyt nh (i) s tin (nu c) m Ch u t c quyn
c Nh thu thanh ton v/hoc (ii) ko di (nu c) thi hn thng bo sai st theo
Khon 11.3 [Ko di thi hn thng bo sai st].
Ch u t c th khu tr s tin ny t bt k khon n hay s n no ca Nh thu.
Ch u t ch c quyn tr hoc gim s tin t tng s c xc nhn khon n
ca Nh thu, hoc theo mt khiu ni no khc i vi Nh thu theo Khon ny hoc
on ph (a) v/hoc (b) ca Khon 14.6 [Thanh ton tm]

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191
3. VIC IU HNH CA CH U T
3.1 i din ca Ch u t
Ch u t c th ch nh mt i din hnh ng thay mt cho mnh theo hp
ng. Trong trng hp ny, Ch u t phi cung cp cho Nh thu thng bo v tn,
a ch, nhim v v quyn hn i din ca mnh.
i din ca Ch u t s phi thc thi cc nhim v c phn cng cho mnh, v
s thc hin cc quyn lc c y thc bi Ch u t. Tr phi v cho n khi Ch
u t thng bo khc cho Nh thu, i din ca Ch u t c coi l c ton
quyn ca Ch u t theo Hp ng, ngoi tr chi tit c th trong iu 15 [Chm
dt hp ng bi Ch u t].
Nu Ch u t mun thay th bt c ngi no c ch nh lm i din cho mnh
th trong vng khng t hn 14 ngy, Ch u t phi cung cp cho Nh thu mt
thng bo v tn a ch, nhim v v quyn hn i din ca mnh.
3.2 Nhn vin khc ca Ch u t
Ch u t hoc i din ca Ch u t c th phn cng nhim v v y nhim
quyn hn cho cc tr l, v cng c th hy b s phn cng hoc y quyn .
Nhng ngi tr l ny ca Nh t vn c th l mt Nh t vn thng tr v/hoc
gim st vin c lp c ch nh gim st v/hoc th cc hng mc thit b
v/hoc vt liu. S phn cng, y quyn hoc hy b s phn cng, y quyn ca Ch
u t ch c hiu lc khi no Nh thu nhn c bn sao ca vn bn .
Nhng ngi tr l phi l nhng ngi c trnh thch hp, c trnh thc hin
nhng nhim v v nhng quyn hn c giao, v thng tho ngn ng giao tip
c quy nh ti Khon 1.4 [Lut v Ngn ng]
3.3 Ngi c y quyn
Tt c nhng ngi bao gm i din Ch u t v cc tr l, nhng ngi c phn
cng nhim v hoc y quyn quyn hn ca Ch u t, s ch c quyn a ra cc
ch dn cho Nh thu trong trng hp c nu r trong vic y quyn. Bt k s
chp thun, xem xt, xc nhn, ng , kim tra, gim st, ch dn, thng bo, xut,
yu cu, kim nh, hoc cc hnh ng tng t ca ngi c y quyn, ph
hp vi vic y quyn, s c cng hiu lc nh l nu hnh ng do chnh Ch u
t thc hin. Tuy nhin:
(a) n s khng lm gim bt bt k trch nhim no theo hp ng ca Nh thu,
bao gm trch nhim v li, s b st, s khng nht qun v khng ng yu
cu, tr phi c quy nh khc trong thng bo c lin quan n ngi c y
quyn cho cc hnh ng nh vy,
(b) bt k mt s tht bi no trong vic khng chp thun mt cng vic, thit b
hoc vt liu no , s khng c ngha l s ph duyt v, do vy, s khng
phng hi n quyn ca Ch u t trong vic bc b cng vic, thit b,
hoc vt liu ;
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(c) Nu Nh thu c iu g hoi nghi i vi mt quyt nh hoc ch dn no ca
tr l th Nh thu c th nu vn vi Ch u t, l ngi s nhanh
chng khng nh, o ngc hoc bin i quyt nh hoc ch dn
3.4 Cc ch dn
Ch u t c th a ra cho Nh thu nhng ch dn cn thit Nh thu thc hin
ngha v ca mnh theo hp ng. Mi mt ch dn phi c vit thnh vn bn v
phi nu r ngha v lin quan n n v cc Khon (hoc iu khon khc ca Hp
ng) m trong cc ngha v c ghi r. Nu hng dn dn n mt bin i th
p dng iu 13 [Bin i v iu chnh]
Nh thu phi tip nhn cc ch dn ca Ch u t, hoc ca i din Ch u t hay
tr l ngi c quyn hn chnh ng c y quyn theo iu ny.
3.5 Quyt nh
Bt k khi no iu kin ny quy nh rng Ch u t phi thc hin theo Khon 3.5
ng hoc quyt nh vn , Ch u t phi trao i vi Nh thu c gng i
n tha thun. Nu khng t c tha thun, Ch u t phi a ra mt quyt nh
khch quan ph hp Hp ng vi s xem xt k tt c cc bi cnh lin quan.
Ch u t phi thng bo cho Nh thu tng tha thun hoc quyt nh vi cc
thng tin c th chng minh. Mi bn phi c gng tn trng hiu lc ca mi tha
thun hoc quyt nh, tr phi Nh thu a ra mt thng bo cho Ch u t v s
khng tha mn ca mnh vi quyt nh trong vng 14 ngy k t khi nhn c
thng bo. Sau , bn kia c th chuyn s bt ng cho Ban x l tranh chp theo
Khon 20.4 [C quyt nh ca Ban x l tranh chp].

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4. NH THU
Nh thu phi thit k, thi cng v hon thnh cng trnh theo Hp ng v phi sa
cha bt k sai st no trong cng trnh. Khi hon thnh, cng trnh phi ng theo
mc ch d nh nh xc nh trong Hp ng.
Nh thu phi cung cp thit b v ti liu ca Nh thu c nu trong Hp ng v
ton b ngi ca Nh thu, hng ha, vt liu tiu hao, nhng th khc v dch v bt
k l tm thi hay lu di c yu cu trong v cho thit k, thi cng, hon thnh v
sa cha sai st.
Cng trnh ny phi bao gm tt c cc cng vic cn thit p ng cc yu cu ca
Ch u t, hoc c cp n trong Hp ng v tt c cc cng vic (k c khng
c nu trong Hp ng) cn thit cho s n nh hoc vic hon thnh hoc s an
ton v bn thn s vn hnh tt cng trnh.
Nh thu phi chu trch nhim v s tha ng, n nh v an ton cho vic hot ng
trn cng trng, cc phng php xy dng v ton b cng trnh.
Nh thu, bt c khi no Ch u t yu cu, phi trnh cc chi tit ca vic b tr
v cc phng php m Nh thu xut p dng cho vic thi cng cng trnh. Khng
c thay i ng k nhng s b tr v cc phng php nu khng thng bo trc
vi Ch u t.
4.2 Bo lnh thc hin
Nh thu (bng chi ph ca mnh) phi c c Bo lnh thc hin vi s lng v loi
tin t xc nh trong iu kin ring thc hin ng Hp ng. Nu khng quy
nh s tin c th trong iu kin ring, s khng p dng Khon ny.
Nh thu phi gi Bo lnh thc hin cho Ch u t trong vng 28 ngy sau khi c
hai bn k tha thun hp ng. Bo lnh thc hin phi do mt th nhn cp v
phi l t trong mt nc (hoc php quyn khc) cp v c Ch u t chp thun,
v phi theo mu ph lc iu kin ring hoc theo mu khc c Ch u t chp
thun.
Nh thu phi m bo rng Bo lnh thc hin c gi tr v hiu lc ti khi Nh thu
thi cng v hon thnh cng trnh v sa cha xong cc sai st. Nu cc iu khon
ca Bo lnh thc hin nu r ngy ht hn v Nh thu cha c php nhn Chng
nhn thc hin vo thi im 28 ngy trc ngy ht hn, Nh thu s phi gia hn gi
tr ca Bo lnh thc hin cho ti khi cng vic c hon thnh v mi sai st
c sa cha xong.
Ch u t khng c i thanh ton tin v Bo lnh thc hin ngoi tr s tin m
Ch u t c quyn hng theo Hp ng trong trng hp:
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(a) Nh thu khng gia hn c hiu lc ca Bo lnh thc hin nh m t
on trn, trong trng hp Ch u t c th i ton b s tin ca Bo
lnh thc hin,
(b) Nh thu khng tr cho Ch u t khon n nh Nh thu tha thun hoc
c xc nh phi tr ti Khon 2.5 [Khiu ni ca Ch u t] hoc iu 20
[Khiu ni, Tranh chp v Trng ti], trong vng 42 ngy sau khi tha thun
hoc quyt nh phi tr,
(c) Nh thu khng sa cha nhng sai st, hoc
(d) Trng hp cho php Ch u t c chm dt Hp ng theo Khon 15.2
[Chm dt hp ng bi Ch u t], bt k c thng bo chm dt hay cha.
Ch u t phi bi thng v gnh chu nhng thit thi cho Nh thu v nhng h
hng, tn tht v chi ph (bao gm chi ph v l ph t php) do vic khiu ni v Bo
lnh thc hin gy nn phm vi m Ch u t khng c php khiu ni.
Ch u t phi tr li Bo lnh thc hin cho Nh thu trong vng 21 ngy sau khi
nhn c mt bn sao Chng ch nghim thu.
4.3 i din Nh thu
Nh thu phi ch nh i din Nh thu v y quyn cho ngi i din hnh ng
thay mt Nh thu trong Hp ng.
Tr phi i din Nh thu c nu tn trong Hp ng, trc ngy khi cng, Nh
thu phi np cho Ch u t tn v cc chi tit ca ngi m Nh thu ngh lm
i din ca Nh thu xem xt v ng . Nu ngi ny khng c chp nhn
hoc sau b gt b hoc nu ngi c b nhim khng m bo hot ng vi t
cch l ngi i din Nh thu th, mt cch tng t, Nh thu phi trnh tn v cc
thng tin chi tit ca ngi i din khc thch hp cho v tr ny.
Nu khng c s ng trc ca Ch u t, Nh thu khng c bi nhim i
din Nh thu hoc b nhim ngi khc thay th.
i din ca Nh thu, thay mt Nh thu, phi tip nhn cc ch dn theo Khon 3.4
[Cc ch dn]
i din ca Nh thu c th y nhim quyn hnh, chc nng v thm quyn cho bt
c ngi no c nng lc v c th hy b vic y thc ny ti bt c thi im no.
Vic y thc hoc hy b s ch c hiu lc khi Ch u t nhn c thng bo trc
do i din Nh thu k, nu tn ngi ny v quy nh quyn hnh, chc nng v
thm quyn c giao hoc hy b.
i din ca Nh thu v nhng ngi ny phi thng tho ngn ng giao tip c
xc nh ti Khon 1.4 [Lut v Ngn ng].
4.4 Nh thu ph
Nh thu khng c giao cho thu ph ton b cng trnh.
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Nh thu phi chu trch nhim v mi hnh ng hoc sai st ca thu ph, cc i
din hoc nhn vin ca h nh th l hnh ng v sai st ca Nh thu. Khi
c xc nh trong iu kin ring, khng chm hn 28 ngy, Nh thu phi giao cho
Ch u t thng bo v:
(a) d kin chn Nh thu ph vi cc c im chi tit nu r kinh nghim c lin
quan
(b) d kin bt u cng vic ca Nh thu ph, v
(c) d kin bt u cng vic ca Nh thu ph ti hin trng.
4.5 Nh thu ph c c
Trong Khon ny, Nh thu ph c c l mt thu ph m Ch u t, theo
iu 13 [Bin i v iu chnh], ch dn cho Nh thu thu lm nh mt thu ph.
Nh thu khng c ngha v phi thu mt thu ph c c m Nh thu khng
ng mt cch hp l bng vic thng bo cho Ch u t cng nhanh cng tt vi
cc chi tit chng minh.
4.6 Hp tc
Nh c quy nh trong Hp ng hoc ch dn ca Ch u t, Nh thu phi to
ra cc c hi thch hp thc hin cng vic i vi:
(a) nhn lc ca Ch u t,
(b) cc Nh thu khc do Ch u t thu, v
(c) cc nhn vin ca cc c quan Nh nc c quyn lc hp php,
l nhng ngi c th c thu thc hin cng vic khng c trong Hp ng
trn hoc gn cng trng.
Bt c s ch dn no nh th s dn n s bin i nu v mc no s lm
cho Nh thu phi chu cc chi ph theo mt mc m mt Nh thu c kinh nghim
cng khng th lng trc c khi np H s d thu. Cc dch v cho nhng ngi
ny v cc Nh thu khc c th bao gm vic s dng thit b ca Nh thu, cc cng
trnh tm hoc vic b tr ng vo cng trng l trch nhim ca Nh thu.
Nh thu phi chu trch nhim v cc hot ng thi cng xy lp ca mnh trn cng
trng, v phi phi hp cc hot ng ca mnh vi hot ng ca cc Nh thu khc
phm vi (nu c) c nu r trong Yu cu ca Ch u t.
Theo Hp ng, nu c yu cu Ch u t trao cho Nh thu quyn s dng bt c
nn mng, kt cu, nh xng hoc phng tin tip cn no theo ti liu ca Nh
thu, Nh thu phi np nhng ti liu ny cho Ch u t vo thi gian v th theo
th thc quy nh trong cc yu cu ca Ch u t.

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4.7 nh v cc mc
Nh thu phi nh v cng trnh theo cc im gc, tuyn v cao trnh tham chiu
c xc nh trong Hp ng. Nh thu s chu trch nhim v vic nh v ng tt
c cc hng mc ca cng trnh v phi iu chnh sai st v v tr, cao , kch thc
hoc cn tuyn ca cng trnh.
Nh thu phi:
(a) tun th tt c quy nh an ton hin hnh,
(b) quan tm ti s an ton cho tt c nhng ngi c php c mt trn cng
trng,
(c) n lc bng mi bin php hp l m bo cng trng v cng trnh gn
gng nhm trnh gy nguy him cho nhng ngi ny,
(d) m bo c hng ro, chiu sng, bo v v coi sc Cng trnh cho ti khi hon
thnh v bn giao theo iu 10 [Nghim thu bn giao ca Ch u t], v
(e) cung cp cc cng trnh tm (gm ng s, ng i b, trm gc v hng
ro) cn thit cho thc hin cng trnh s dng v bo v cng chng v cc
ch s hu v ngi ang c tr cc khu t ln cn.
4.9 m bo cht lng
Nh thu phi xy dng mt h thng m bo cht lng tun th yu cu ca Hp
ng. H thng ny phi thch hp vi cc chi tit nu trong Hp ng. Ch u t
c quyn kim tra bt c khu no ca h thng.
Chi tit ca tt c cc th tc v ti liu chng minh s ph hp phi c np cho
Ch u t thng tin trc khi bt u mi giai on thit k v thi cng. Khi bt c
ti liu k thut no c gi cho Ch u t, bng chng ca vic chp thun t trc
ca Nh thu phi c th hin trn chnh ti liu .
S ph hp vi h thng m bo cht lng khng lm gim bt i bt k nhim v,
ngha v hoc trch nhim no ca Nh thu theo Hp ng.
Ch u t phi c sn thng bo cho Nh thu, trc Ngy hn, ton b s liu
lin quan m Ch u t c v iu kin ngm di t v thy vn ca cng trng,
gm c cc yu t mi trng. Cng nh vy, Ch u t phi c sn cho Nh thu tt
c s liu m Ch u t c c sau Ngy hn.
Nh thu phi chu trch nhim kim tra v thu hiu cc ti liu . Ch u t s
khng chu trch nhim v tnh chnh xc, y v hon thin ca s liu tr cc
iu quy nh khong 5.1 [Nhim v thit k chung].
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4.11 Tnh cht y ca Gi hp ng
Nh thu c coi l tha mn v tnh cht ng v ca Gi hp ng.
Tr phi cc quy nh khc trong Hp ng, Gi hp ng c chp nhn bao gm
ton b ngha v ca Nh thu theo Hp ng (gm c ngha v theo tin tm ng, nu
c) v tt c nhng g cn thit cho vic thi cng v hon thnh mt cc thch hp cng
trnh v vic sa cha cc sai st.
4.12 Kh khn khng lng trc c
Tr phi c quy nh khc trong Hp ng
(a) Nh thu phi xem nh c y cc thng tin cn thit v ri ro, kh nng v
cc trng hp khc c th nh hng hoc tc ng n cng trnh;
(b) Khi k Hp ng, Nh thu chp nhn trch nhim ton b v vic lng trc
tt c cc kh khn v chi ph hon thnh thng li cng trnh; v
(c) Gi hp ng s khng iu chnh xt ti cc kh khn hoc chi ph khng
lng trc c.
4.13 Quyn v i ng v phng tin
Nh thu phi chu ton b chi ph v l ph cho cc quyn v ng i li chuyn
dng v/hoc tm thi m Nh thu cn c, bao gm li vo cng trng. Nh thu, t
mnh, cng phi c thm cc phng tin khc bn ngoi cng trng cn cho cng
vic bng s chu ri ro v kinh ph ca mnh.
4.14 Trnh can thip
Nh thu phi khng c can thip mt cch khng cn thit hoc khng thch hp
vo:
(a) s thun tin ca cng chng, hoc
(b) vic tip cn, s dng v chim lnh ton b ng i, va h bt k n l cng
cng hay thuc quyn kim sot ca Ch u t hoc nhng ngi khc.
Nh thu phi bi thng v m bo cho Ch u t khng b mi thit hi gy ra do
tt c cc h hng, tn tht v chi ph (bao gm cc l ph v chi ph php l) do bt k
s can thip khng cn thit v khng ph hp no gy ra.
4.15 ng vo cng trng
Nh thu phi c coi l tha mn v s c sn v ph hp ca cc tuyn ng ti
cng trng. Nh thu phi n lc hp l trnh lm h hng ng hoc cu do
vic s dng i li ca Nh thu hoc ngi ca Nh thu gy ra. Nhng n lc ny
phi bao gm vic s dng ng cc phng tin v tuyn ng thch hp.
Tr phi c quy nh khc trong cc iu kin ny:
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(a) Nh thu (trong quan h gia cc bn) s phi chu trch nhim bo dng nu
Nh thu c yu cu khi s dng cc tuyn ng ;
(b) Nh thu phi cung cp cc bin hiu, bin ch dn cn thit dc tuyn ng
v phi xin php nu cc c quan lin quan yu cu cho vic s dng cc tuyn
ng, bin hiu, bin ch dn;
(c) Ch u t khng chu trch nhim v bt c khiu ni no c th ny sinh t
vic s dng hoc cc vic lin quan khc i vi cc tuyn ng i li.
(d) Ch u t khng m bo s thch hp hoc sn c cc tuyn ng ring bit
no, v
(e) Chi ph do s khng thch hp hoc khng c sn cc tuyn ng vo cho yu
cu s dng ca Nh thu, s do Nh thu chu.
4.16 Vn chuyn Hng ha
Tr phi c quy nh khc trong iu kin ring:
(a) Nh thu phi thng bo cho Ch u t khng mun hn 21 ngy trc ngy
m mi thit b hoc hng mc hng ha chnh khc c vn chuyn ti cng
trng;
(b) Nh thu phi chu trch nhim v vic ng gi, xp hng, vn chuyn, nhn,
d hng, lu kho v bo v ton b hng ha v cc vt dng khc cn cho
cng trnh; v
(c) Nh thu phi bi thng v gnh chu thit hi cho Ch u t i vi cc h
hng, mt mt v chi ph (k c l ph v ph t php) do vic vn chuyn hng
ha v phi thng lng v thanh ton ton b yu cu i n b pht sinh t
vic vn ti ca h.
4.17 Thit b Nh thu
Nh thu phi chu trch nhim i vi ton b thit b Nh thu. Khi c a ti
cng trnh, thit b ca Nh thu phi l dng ring cho vic thi cng cng trnh.
4.18 Bo v mi trng
Nh thu phi thc hin cc bc hp l bo v mi trng (c trn v ngoi cng
trng) v hn ch thit hi v nh hng ti con ngi v ti sn do nhim, ting n
v cc hu qu khc t hot ng ca Nh thu gy ra.
Nh thu phi m bo rng cc kh thi, cht thi trn mt t v dng thi do hot
ng ca Nh thu khng c vt qu mc quy nh trong cc yu cu ca Ch u
t v khng c vt qu mc quy nh ca lut hin hnh.

FIDIC
199
4.19 in, nc v kh t
Tr trng hp quy nh di y, Nh thu phi chu trch nhim cung cp in,
nc v cc dch v khc m Nh thu cn.
Nh thu c quyn s dng cho mc ch thi cng Cng trnh vic cung cp in nc
v dch v khc c th c trn cng trng m cc chi tit v gi c a ra trong
cc yu cu ca Ch u t. Nh thu, t mnh phi chu ri ro v dng chi ph ca
mnh, cung cp my mc thit b cn thit s dng nhng dch v ny v o s
lng tiu th.
Ch u t phi c sn cc thit b ca mnh (nu c) Nh thu dng cho thi cng
cng trnh theo cc chi tit, s thu xp v gi c c nu trong cc yu cu ca Ch
u t. Tr phi c quy nh khc trong cc yu cu ca Ch u t th:
(a) Ch u t phi chu trch nhim i vi thit b ca Ch u t, tr khi
(b) Nh thu phi chu trch nhim i vi tng thit b ca Ch u t trong khi
ngi ca Nh thu vn hnh, li, iu khin qun l hoc kim sot n.
S lng thch hp v s tin phi tr (vi gi nu) s dng thit b ca Ch u
t phi c ng hoc quyt nh theo Khon 2.5 [Khiu ni ca Ch u t] v
Khon 3.5 [Quyt nh]. Nh thu phi thanh ton s tin ny cho Ch u t.
Ch u t phi cung cp, min ph, cc vt liu cung cp t do (nu c) theo cc chi
tit nu trong cc yu cu ca Ch u t. Ch u t phi chu ri ro v dng chi ph
ca mnh, cung cp nhng vt t ny ti thi im v a im c quy nh trong
Hp ng. Nh thu phi kin tra bng mt nhng vt liu ny, v phi thng bo kp
thi cho Ch u t v s thiu ht, sai st hoc khng c ca nhng vt liu ny. Tr
phi hai bn c tha thun khc, Ch u t phi xc nh ngay s thiu ht, sai st nh
c thng bo.
Sau khi c kim tra bng mt, vt liu cp khng s phi c Nh thu bo qun v
gim st cn thn. Trch nhim kim tra, bo qun ca Nh thu khng tch Ch u
t khi trch nhim i vi s thiu ht, sai st, li khng thy r khi kim tra bng
mt.
4.21 Bo co Tin
Tr phi c quy nh khc trong iu kin ring, cc bo co tin thc hin hng
hng s c Nh thu chun b v np cho Nh t vn 6 bn. Bo co u tin phi
tnh t ngy khi cng n ngy cui cng ca thng u. Sau , cc bo co phi
c np hng thng, mi bo co phi np trong vng 7 ngy sau ngy cui cng ca
khong thi gian lin quan.
Bo co phi lin tc cho ti khi Nh thu hon thnh ton b cng vic cn tn li ti
thi im hon thnh c nu trong Chng ch nghim thu cng trnh.
Mi bo co phi c:
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200
(a) s v m t chi tit tin , bao gm tng giai on thit k, Ti liu ca
Nh thu, mua sm thit b, gia cng, vn chuyn ti cng trnh, thi cng, lp
dng, kim tra, v vn hnh th;
(b) nh m t tnh trng gia cng ch to v tin trn cng trng;
(c) i vi vic gia cng ch to hng mc chnh ca thit b v vt t, tn ca ni
sn xut, tin phn trm v ngy thc s hoc d kin:
(i) bt u gia cng ch to v tin trn cng trng;
(ii) kim nh ca Nh thu,
(iii) kim nh, v
(iv) vn chuyn v ti cng trng;
(d) cc chi tit c m t ti Khon 6.10 [H s nhn lc v thit b ca Nh
thu];
(e) bn sao ti liu m bo cht lng, kt qu th v chng ch ca vt liu;
(f) danh mc cc thay i, thng bo c a ra theo Khon 2.5 [Khiu ni ca
Ch u t] v thng bo c a ra theo Khon 20.1 [Khiu ni ca Nh
thu];
(g) s liu thng k v an ton, gm chi tit ca cc hot ng v cc trng hp
nguy hi lin quan n yu t mi trng v quan h cng cng; v
(h) so snh tin theo k hoch v thc t, vi chi tit ca mi s vic hoc tnh
hung c th gy nguy him cho vic hon thnh theo Hp ng, v cc bin
php ang (hoc s) c p dng khc phc s chm tr.
Tr phi c nhng quy nh khc trong iu kin ring:
(a) Nh thu phi chu trch nhim v vic khng cho php nhng ngi khng c
nhim v vo cng trng, v
(b) Nhng ngi c nhim v c gii hn trong phm vi nhn lc ca Nh thu
v ca Ch u t v nhng ngi khc do Ch u t (hoc ngi thay mt)
thng bo cho Nh thu bit, l nhng ngi c nhim v ca cc Nh thu
khc do Ch u t thu lm vic trn cng trng.
Nh thu phi gii hn cc hot ng ca mnh trong phm vi cng trng, v khu vc
b sung m Nh thu c v c Ch u t ng l ni lm vic. Nh thu phi c
s ch cn thit gi cho thit b ca Nh thu v nhn lc ca Nh thu ch hot
FIDIC
201
ng trong phm vi cng trng v cc khu vc b sung v gi cho khng ln sang
khu vc ln cn.
Trong thi gian thi cng cng trnh, Nh thu phi gi cho cng trng khng c cc
cn tr khng cn thit, v phi ct gi hoc sp xp thit b hoc vt liu tha ca Nh
thu. Nh thu phi dn sch rc v d b cng trnh tm ra khi cng trng khi
khng cn na.
Sau khi Chng ch nghim thu c cp cho cng trnh; Nh thu phi dn sch v
a i tt c thit b Nh thu, nguyn vt liu tha, ph thi xy dng rc ri v cng
trnh tm. Nh thu phi li nhng khu vc ca cng trng v cng trnh trong
trng thi sch s v an ton. Tuy nhin, Nh thu c th li cng trng, trong giai
on thng bo sai st, nhng hng ha cn Nh thu hon thnh ngha v theo Hp
ng.
4.24 C vt
Tt c cc c vt, ng tin, c hoc cc di vt khc hoc hng mc a cht hoc
kho c c tm thy trn cng trng s c t di s bo qun v thm quyn
ca Ch u t. Nh thu phi ch khng cho ngi ca mnh hoc ngi khc ly i
hoc lm h hng cc vt tm thy ny.
Khi pht hin ra nhng vt ny, Nh thu phi thng bo ngay cho Ch u t
hng dn gii quyt. Nu Nh thu gp phi s chm tr v/hoc phi chu chi ph
thc hin hng dn th Nh thu phi thng bo tip cho Ch u t v c quyn theo
Khon 20.1 [Khiu ni ca Nh thu] i:
(a) ko di thi gian b cho s chm tr ny, nu vic hon thnh b hoc s b
chn theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton cc chi ph v s c tnh vo Gi hp ng.
Sau khi nhn c thng bo tip theo ny, Ch u t phi tin hnh theo Khon 3.5
[Quyt nh] ng hoc quyt nh nhng vn ny.

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202
5. THIT K
Nh thu c xem nh xem xt k lng trc ngy hn cc yu cu ca Ch u
t (bao gm cc c trng thit k v tnh ton, nu c). Nh thu phi chu trch
nhim v thit k ca cng trnh v v tnh chnh xc ca cc yu cu ca Ch u t
(bao gm c trng thit k v tnh ton, nu c) tr cc iu kin di y:
Ch u t s chu trch nhim v sai lm, thiu chnh xc hoc thiu st no ca bt
c yu cu no ca Ch u t a vo Hp ng u t v khng b xem l
ng ra bo m cho s chnh xc hoc y ca tt c s liu hoc thng tin no
di y. Bt c s liu hoc thng tin no m Nh thu nhn c t Ch u t hoc
ngi khc, khng min tr cho Nh thu khi trch nhim v thit k v s thc hin
ca cng trnh.
Tuy nhin, Ch u t s thu phi chu trch nhim v tnh chnh xc ca cc phn
sau y ca yu cu ca Ch u t v v cc s liu v thng tin sau y c Ch
u t (hoc ngi i din) cung cp:
(a) Cc phn, s liu v thng tin c ghi trong Hp ng c xem khng c
thay i hoc do Ch u t chu trch nhim,
(b) nh ngha ca cc mc ch d nh ca cng trnh hoc nhng phn no ,
(c) c trng ca cng tc th (kim nh) v s thc hin ca cc cng trnh hon
thin, v
(d) b phn, s liu hoc thng tin khng th r sot li bi Nh thu ngoi tr cc
iu quy nh khc trong Hp ng ra
5.2 Ti liu ca Nh thu
Ti liu ca Nh thu phi bao gm ti liu k thut c quy nh trong cc yu cu
ca Ch u t, ti liu yu cu p ng s ph duyt theo php quy, v ti liu m
t trong Khon 5.6 [Ti liu hon cng] v Khon 5.7 [Hng dn vn hnh v bo
dng]. Tr phi c quy nh khc trong cc yu cu ca Ch u t, ti liu ca Nh
thu phi c vit bng ngn ng giao tip quy nh ti Khon 1.4 [Lut v Ngn
ng]
Nh thu phi chun b tt c ti liu ca Nh thu v cc ti liu cn thit khc ch
dn cho ngi ca Nh thu.
Nu cc yu cu ca Ch u t m t cc ti liu ca Nh thu s c trnh cho Ch
u t xem xt th ti liu ny s c trnh cng vi thng bo c nu di y.
Trong cc quy nh di y ca Khon ny, (i) thi gian xem xt c ngha l thi
gian m Ch u t cn xem xt v (ii) Cc ti liu ca Nh thu loi tr mi ti
liu khng c quy nh l cn trnh ln xem xt.
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Tr phi c quy nh khc trong cc yu cu ca Ch u t th mi thi k xem xt
khng c vt qu 21 ngy tnh t ngy Ch u t nhn c ti liu ca Nh thu
v thng bo ca Nh thu. Thng bo ny phi nu r l ti liu ca Nh thu c
chun b sn sng xem xt theo Khon ny v s dng. Thng bo ny cng phi
nu r ti liu ca Nh thu ng vi Hp ng, hoc phm vi m n khng lm ng
c.
Ch u t, c th, trong thi gian xem xt, s thng bo cho Nh thu rng ti liu
ca Nh thu mc no khng ng vi Hp ng. Nu mt ti liu ca Nh
thu khng ng vi Hp ng th Nh thu phi iu chnh li, trnh li xem xt li
theo Khon ny v Nh thu s phi chu mi chi ph.
Trong mi hng mc ca cng trnh, ngoi tr phm vi m cc bn tha thun khc:
(a) vic thi cng hng mc cng trnh nh vy s khng c bt u trc khi ht
hn thi gian xem xt tt c cc ti liu ca Nh thu lin quan n thit k v
thi cng;
(b) vic thi cng hng mc cng trnh nh vy phi theo ng nhng ti liu ca
Nh thu trnh xem xt; v
(c) Nh thu phi thng bo cho Ch u t ngay nu Nh thu mun thay i v
thit k hoc ti liu no m trc c trnh xem xt. Sau , Nh
thu s trnh cc ti liu c sa i cho Ch u t theo ng cc th tc
nu trn.
Bt c s tha thun no (theo cc on trn) hoc bt c s xem xt no (theo khon
ny hoc khc) s khng min tr Nh thu khi trch nhim hoc ngha v no.
5.3 m bo ca Nh thu
Nh thu phi m bo vic thit k, cc ti liu ca Nh thu, cng tc thi cng v
hon thnh cng trnh s phi theo ng vi:
(a) Lut ca nc s ti, v
(b) h s hnh thnh Hp ng, nh c b sung hay sa i bng cc bin
i.
5.4 Nhng tiu chun v cc quy nh k thut
Cng tc thit k, cc ti liu ca Nh thu, cng tc thi cng v hon thnh cng trnh
s phi tun th theo nhng tiu chun k thut ca nc s ti, Lut xy dng, v
Lut mi trng, cc Lut hin hnh cho cc sn phm c to ra t cng trnh, v
cc tiu chun khc c nu r trong cc yu cu ca Ch u t, c p dng cho
cng trnh hoc do cc Lut hin hnh quy nh.
Tt c nhng Lut ny, i vi cng trnh v mi hng mc cng trnh phi l nhng
Lut hin hnh khi cng trnh hay hng mc c Ch u t nghim thu theo iu 10
[Nghim thu ca Ch u t]. Cc iu khon tham chiu trong Hp ng v cc tiu
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204
chun c ban hnh s c hiu l nhng iu khon tham chiu i vi ln xut
bn c p dng vo Ngy hn, tr phi quy nh khc.
Nu nhng tiu chun c p dng c sa i hay l tiu chun mi c hiu lc
nc s ti sau Ngy hn th Nh thu phi thng bo cho Ch u t v (nu ph
hp) s kin ngh p dng. Trong trng hp:
(a) Ch u t xc nh l cn phi p dng, v
(b) kin ngh p dng s dn n bin i.
Khi Ch u t s bt u ghi mt s bin i ph hp vi iu 13 [Bin i v
iu chnh].
5.5 o to
Nh thu s tin hnh o to nhn lc ca Ch u t v vic vn hnh v bo dng
cng trnh trong phm vi c quy nh c th trong cc yu cu ca Ch u t. Nu
Hp ng nu r vic o to phi c tin hnh trc khi nghim thu cng trnh,
cng trnh s khng c coi l hon thnh bn giao theo Khon 10.1 [Nghim thu
cng trnh v hng mc cng trnh] cho n khi o to c hon thnh.
5.6 Ti liu hon cng
Nh thu s chun b v kp thi cp nht mt b h s y cc ti liu hon cng
v cng tc thi cng cng trnh, ch r chnh xc cc v tr, kch c v cc chi tit ca
cng trnh xy dng nh c thi cng. Nhng ti liu ny s c gi cng
trng v c s dng ring cho nhng mc ch ca Khon ny. Ch u t s c
cung cp 02 bn sao ca nhng h s ny trc khi tin hnh kim nh khi hon
thnh.
Ngoi ra, Nh thu phi cung cp cho Ch u t cc bn v hon cng ca cc cng
trnh, cho thy tt c nhng chi tit cng trnh c thc hin v trnh nhng bn v
cho Ch u t xem xt theo Khon 5.2 [Ti liu ca Nh thu]. Nh thu s nhn
c s ng ca Ch u t v kch c ca chng, h thng tham chiu v cc chi
tit lin quan khc.
Trc khi ban hnh Chng ch nghim thu cng trnh, Nh thu s cung cp cho Ch
u t nhng con s c th v cc loi bn sao ca cc bn hon cng theo cc yu cu
ca Ch u t. Cng trnh s khng c coi l hon thnh nghim thu theo Khon
10.1 [Nghim thu cng trnh v hng mc cng trnh] cho n khi Ch u t nhn
c nhng ti liu ny.
Trc khi tin hnh kim nh khi hon thnh, Nh thu phi cung cp cho Ch u t
nhng ti liu hng dn vn hnh v bo dng tm thi y cc chi tit Ch
u t c th vn hnh, bo dng, tho d, lp t li, iu chnh v sa cha cc
thit b.
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Cng trnh s khng c coi l hon thnh nghim thu theo Khon 10.1 [Nghim
thu cng trnh v hng mc cng trnh] cho n khi Ch u t nhn c nhng
ti liu hng dn chi tit Ch u t c th vn hnh v bo dng v nhng ti
liu hng dn khc c nu c th trong cc yu cu ca Ch u t cho nhng mc
ch ny.
5.8 Li thit k
Nu pht hin trong ti liu ca Nh thu c cc li, b st, khng r rng, khng nht
qun hay khng ph hp, Ch thu phi chu mi chi ph cho vic sa cha cc li ny
cng nh cc cng trnh du cho c s chp thun hoc ng theo iu ny.

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206
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s sp xp vic
thu nhn vin v ngi lao ng, ngi a phng hay ni ngi khc v tr
lng, b tr n v i li cho h.
6.2 Mc lng v cc iu kin lao ng
Nh thu s tr mc lng v tn trng cc iu kin lao ng, khng thp hn so vi
cc mc lng v iu kin lao ng c quy nh cho cc ngh v ngnh cng
nghip trong cng vic ca ngi lao ng c thc hin. Nu khng c mc
lng hoc iu kin lao ng no c quy nh m c th p dng c th Nh
thu s p dng cc mc lng v iu kin lao ng chung a phng m cc ch
thu ngi tr cho cc ngh v ngnh cng nghip tng t nh ca Nh thu.
6.3 Nhng ngi trong b my Ch u t
Nh thu khng c tuyn m, hay toan tnh tuyn nhn vin v ngi lao ng t
trong b my ca Ch u t.
6.4 Lut lao ng
Nh thu phi tun th tt c cc Lut lao ng hin hnh c p dng cho nhn lc
ca Nh thu, bao gm c Lut lin quan n vic lm, sc khe, an ton, phc li,
nhp c, di c v tt c cc nhng quyn li hp php ca h.
Nh thu phi yu cu cc nhn cng ca mnh tun th cc Lut ang c p dng,
bao gm c nhng Lut lin quan n an ton lao ng.
6.5 Gi lao ng
Khng tin hnh lm vic trn cng trng vo nhng ngy ngh ca a phng, hoc
ngoi gi lm vic bnh thng, tr phi:
(a) c quy nh khc trong Hp ng,
(b) c s chp thun ca Ch u t, hoc
(c) cng vic khng th trnh c hoc cn thit phi lm bo v cho s tn ti
hoc ti sn hay s an ton ca cng trnh, trong trng hp Nh thu s
phi thng bo ngay cho Ch u t.
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu phi cung cp
v duy tr tt c cc phng tin n v bo v sc khe cn thit cho nhn lc ca
Nh thu. Nh thu phi cung cp mi iu kin cho nhn vin ca Ch u t nh
nu trong cc yu cu ca Ch u t.
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207
Nh thu khng c cho php bt c nhn cng no ca Nh thu c ch tm thi
hoc vnh cu trong khu vc kt cu ca cng trnh vnh cu.
Nh thu lun lun c nhng s cn trng hp l m bo an ton v sc khe cho
nhn lc ca Nh thu. Phi hp vi cc c quan y t a phng, Nh thu phi m
bo rng cc nhn vin y t, cc phng tin cp cu, phng chm sc ngi m, dch
v cp cu phi lun lun sn sng trn cng trng v ti cc ni ca nhn lc ca
Nh thu v Ch u t, ng thi phi c s sp xp ph hp p ng cc yu cu
v v sinh, phc li cn thit v phng chng cc dch bnh.
Nh thu s ch nh mt an ton vin cng trng, chu trch nhim v m bo an
ton v phng trnh tai nn. Ngi ny phi c trnh m nhn trng trch ny,
v c quyn a ra nhng hng dn v p dng nhng bin php phng trnh tai
nn. Trong sut qu trnh thi cng cng trnh, Nh thu phi cung cp nhng g m
ngi ny cn thit thc hin trch nhim v quyn hn ny.
Nh thu s gi cho Ch u t cc chi tit v tai nn cng sm cng tt sau khi xy ra.
Nh thu s gi nhng giy t lin quan n tnh trng sc khe, an ton v phc li
ca ngi lao ng, thit hi v mt ti sn, nh Ch u t yu cu mt cch hp
l.
Trong sut qu trnh thit k v thi cng cng trnh, v c thi gian cn thit sau
hon thnh cc ngha v ca Nh thu, Nh thu s c s gim st cn thit vch k
hoch, sp xp, ch o, qun l, kim tra v th nghim cng vic.
Vic gim st s c giao cho mt s lng y ngi c kin thc v ngn
ng giao tip (c quy nh trong Khon 1.4 [Lut v Ngn ng] v v cc hot ng
s c tin hnh (bao gm c cc phng php v cc k thut cn thit, nhng kh
khn c th s gp phi v nhng bin php phng tai nn tha mn yu cu
cng trnh cng nh vic thi cng cng trnh c an ton.
6.9 Nhn lc Nh thu
Nhn lc ca Nh thu phi c trnh chuyn mn, k nng v kinh nghim ph hp
tng xng v ngh nghip, cng vic lm ca mnh. Ch u t c th yu cu Nh
thu sa thi (hay tc ng sa thi) bt c nhn cng no cng trng hay cng
trnh, k c i din ca Nh thu nu nhng ngi :
(a) khng khng gi thi sai tri hoc thiu cn thn,
(b) thc hin nhim v mt cc thiu nng lc hoc cu th,
(c) khng tun th bt k iu khon no ca Hp ng, hoc
(d) c lm nhng vic gy phng hi n an ton, sc khe hoc bo v mi
trng.
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208
Nu ng nh vy, Nh thu s ch nh (hoc buc phi ch nh) mt ngi khc
thch hp thay th.
6.10 Bo co v nhn lc v thit b Nh thu
Nh thu phi trnh cho Ch u t nhng chi tit v s lng ca mi cp bc nhn
vin ca Nh thu v ca mi loi thit b ca Nh thu c trn cng trng. Cc chi
tit s c trnh ln hng thng, theo biu mu m Ch u t quy nh, cho n
khi Nh thu hon thnh tt c cc cng vic cn d dang vo ngy hon thnh
cng trnh c nu trong Chng ch nghim thu cng trnh.
6.11 Hnh vi gy ri
Nh thu phi lun lun cn trng trnh bt k cc hnh vi, phm lut gy ri hoc
mt trt t no do nhn vin ca Nh thu gy ra v gi s bnh n v bo v s
yn bnh cho con ngi v ti sn trn v gn cng trng.

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209
7.1 Cch thc thc hin
Nh thu s thc hin vic ch to thit b, sn xut v gia cng cc vt liu v tt c
cc cng vic thi cng cng trnh:
(a) theo cch thc (nu c) c nu ra trong Hp ng,
(b) vi mt tay ngh thnh tho v mt cch cn thn, ph hp vi cch lm thc
t c tha nhn, v
(c) vi cc phng tin trang b ph hp v cc vt liu khng nguy him, tr phi
c quy nh khc trong Hp ng.
7.2 Mu m
Nh thu phi np cc mu cho Ch u t xem xt theo cc th tc cho ti liu ca
Nh thu c miu t trong Khon 5.2 [Ti liu ca Nh thu]; c xc nh trong
Hp ng v bng chi ph ca h. Mi mu phi c nhn hiu ghi r ngun gc v d
kin s dng trong cng trnh.
7.3 Gim nh
Ngi ca Ch u t trong mi thi im thch hp s:
(a) c quyn vo tt c cc ni trn cng trng v cc ni khai thc nguyn
vt liu t nhin, v
(b) trong qu trnh sn xut, gia cng, ch to v xy dng ( trn cng trng, ni
c quy nh c bit trong hp ng hay ni khc) c quyn kim tra,
kim nh, o lng, th cc loi vt liu, tay ngh v kim tra tin trnh ch
to thit b, sn xut v gia cng vt liu
Nh thu s to mi iu kin cho ngi ca Ch u t tin hnh cc hot ng
ny, bao gm c vic cho php ra vo, cung cp cc phng tin, cc giy php v
thit b an ton. Nhng hot ng ny khng lm gim i bt c ngha v hoc trch
nhim no ca Nh thu.
i vi cc cng vic m nhn vin ca Ch u t c quyn xem xt o lng
v/hoc kim nh, Nh thu phi thng bo cho Ch u t bit khi bt c cng vic
nh vy xong v trc khi c ph lp, hoc khng cn c nhn thy hoc ng
gi lu kho hoc vn chuyn. Khi Ch u t s hoc l tin hnh ngay vic
kim tra, gim nh, o lng hoc kim nh khng c chm tr m khng c l do
hoc thng bo ngay cho Nh thu l Ch u t khng i hi phi lm nh vy.
Trng hp Nh thu khng gi c thng bo th, nu v khi Ch u t yu cu,
Nh thu phi m li cng trnh ra, sau lp li v hon thin tt c u bng chi ph
ca mnh.

FIDIC
210
7.4 Th (kim nh)
Khon ny s c p dng cho tt c cc cuc th c nu trong Hp ng, ngoi
vic th sau khi hon thnh (nu c)
Nh thu phi cung cp cc my mc, s tr gip, ti liu v cc thng tin khc, in,
thit b, nhin liu, vt dng, dng c, ngi lao ng, vt liu v nhn vin c trnh
v kinh nghim cn thit tin hnh nhng kim nh c th mt cch hiu qu. Nh
thu phi thng nht vi Ch u t v thi gian, a im tin hnh kim nh c th
ca thit b, vt liu v cc hng mc cng trnh khc.
Ch u t c th, theo iu 13 [Bin i v iu chnh] c th thay i a im hoc
cc chi tit ca cc cuc kim nh c th hoc hng dn Nh thu tin hnh cc
cuc kim nh b sung. Nu nhng cuc kim nh b sung hoc thay i ny cho
thy thit b, vt liu hoc tay ngh c kim nh khng ph hp vi Hp ng th
cc chi ph cho vic tin hnh nhng bin i ny s do Nh thu chu bt k nhng
iu khon khc ca Hp ng.
Ch u t phi thng bo trc 24 ting ng h cho Nh thu v nh ca mnh l
s tham gia vo cuc kim nh. Nu nh Ch u t khng tham gia vo cuc kim
nh ti a im v thi gian tha thun, Nh thu c th tin hnh kim nh, tr
phi c s ch dn khc t pha Ch u t, v cc cuc kim nh coi nh c tin
hnh vi s c mt ca Ch u t.
Nu Nh thu phi chu s chm tr hay chu cc chi ph do tun th cc hng dn
ca Ch u t hay do s chm tr thuc trch nhim ca Ch u t, Nh thu phi
thng bo cho Ch u t, v theo Khon 20.1 [Khiu ni ca Nh thu] s c
quyn i:
(a) gia hn thi gian b cho s chm tr ny, nu nh vic hon thnh b chm
hoc s b chm theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton mi chi ph cng vi li nhun hp l, c tnh vo Gi hp ng
Sau khi nhn c thng bo, Ch u t s theo Khon 3.5 [Quyt nh] ng hoc
quyt nh cc vn ny.
Nh thu phi trnh ngay cho Ch u t cc bo co c xc nhn v cc cuc kim
nh. Khi cc cuc kim nh c th c tin hnh xong, Ch u t s chng thc
chng ch kim nh ca Nh thu hoc cp chng ch cho Nh thu v kt qu .
Nu nh Ch u t khng tham gia vo cc cuc kim nh, coi nh h chp nhn
cc bo co l chnh xc.
7.5 T chi
Nu nh kt qu ca cuc kim tra, gim st, o c hay th nghim cho thy c
nhng li ca thit b, vt liu, thit k hay tay ngh hoc khng ph hp vi Hp
ng, Ch u t c th t chi cc thit b, vt liu, thit k hoc nhn lc tay ngh
bng cch thng bo cho Nh thu vi cc l do. Nh thu phi sa cha sai st ngay
FIDIC
211
lp tc v m bo cho cc mc ch b bc b c x l cho ph hp vi Hp
ng.
Nu Ch u t yu cu l thit b, vt liu, thit k hay tay ngh cn c kim nh
li, cc cuc kim nh s c tin hnh li theo ng nhng trnh t v iu kin
lm trc . Nu nh vic t chi v kim nh li dn n nhng chi ph thm cho
Ch u t th Nh thu s phi chu trch nhim thanh ton cc chi ph ny cho Ch
u t theo Khon 2.5 [Khiu ni ca Ch u t].
7.6 Cng vic sa cha
Mc d c nhng cuc kim nh trc hay cp chng ch, Ch u t c th
ch dn Nh thu tin hnh:
(a) a i khi cng trng hoc thay th cc thit b, vt liu khng ph hp vi
Hp ng,
(b) d b v tin hnh li cng vic nu khng ph hp vi hp ng, v
(c) tin hnh cng vic cn gp m bo an ton cng trnh hoc do mt tai nn,
s kin khng lng trc hoc nguyn nhn khc.
Nu Nh thu khng tun theo ch dn, Ch u t theo Khon 3.4 [Cc ch dn] s c
quyn thu v tr lng cho ngi khc tin hnh cc cng vic. Tr phi Nh thu
c hng quyn thanh ton cho cng vic, Nh thu s phi tr theo Khon 2.5
[Khiu ni ca Ch u t] tin thanh ton cho Ch u t ton b chi ph do khng
tun th ch dn gy ra.
7.7 Quyn s hu thit b v vt liu
Mi hng mc thit b v vt liu trong phm vi ph hp vi Lut ca nc s ti, s
tr thnh ti sn ca Ch u t, nu n c trc nhng thi im c nu di y
m khng b chim gi v b cn tr:
(a) khi chng c cung cp ti cng trng;
(b) khi Nh thu c hng thanh ton cho gi tr ca thit b v cc vt liu theo
Khon 8.10 [Thanh ton i vi thit b v vt liu trong trng hp tm
ngng cng trnh].
7.8 L ph s dng
Tr phi c quy nh khc trong cc yu cu ca Ch u t, Nh thu s phi tr tin
bn quyn, tin thu v nhng tin khc cho:
(a) cc vt liu t nhin ly t bn ngoi cng trng, v
(b) cc vt liu thi do ph d, o bi v cc vt liu d tha khc (c th l t
nhin hay nhn to) tr trng hp c bi thi trn cng trng nh c nu
c th trong Hp ng
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212
8.1 Khi cng
Tr phi c quy nh khc trong tha thun Hp ng.
(a) Ch u t phi chuyn trc cho Nh thu khng t hn 7 ngy Thng bo
Ngy khi cng, v
(b) Ngy khi cng s l trong vng 42 ngy sau khi Hp ng c c hiu
lc theo Khon 1.6 [Tha thun Hp ng].
Nh thu phi bt u tin hnh thit k v thi cng cng trnh ngay trn c s thc t
sau ngy khi cng v s thc hin cng trnh ng thi hn m khng c chm tr.
8.2 Thi hn hon thnh
Nh thu phi hon thnh ton b cng trnh, v mi hng mc (nu c) trong khong
thi hn hon thnh cng trnh hoc hng mc (ty theo tng trng hp) bao gm:
(a) qua cc cuc kim nh khi hon thnh, v
(b) hon thnh tt c cc cng vic c nu trong Hp ng c yu cu cho
cng trnh hoc hng mc c xem xt l hon thnh cho cc mc ch
nghim thu theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh].
8.3 Chng trnh tin
Nh thu s trnh cho Ch u t chng trnh k hoch thi gian chi tit trong vng
28 ngy sau Ngy khi cng. Nh thu cng s trnh chng trnh thi gian c
sa i nu chng trnh k hoch trc khng ph hp vi tin thc t hoc
khng ph hp vi ngha v ca Nh thu. Tr phi c nu khc trong hp ng, mi
chng trnh tin s bao gm:
(a) th t cng vic m Nh thu s tin hnh thc hin cng trnh, bao gm
thi gian d tnh cho mi giai on chnh ca cng trnh,
(b) thi gian xem xt theo Khon 5.2 [Ti liu ca Nh thu],
(c) qu trnh v thi gian kim tra, kim nh c nu c th trong Hp ng v
(d) bo co b tr trong bao gm:
(i) m t chung v cc phng php m Nh thu nh p dng v cc giai
on chnh trong vic thi cng cng trnh, v
(ii) s liu gn ng v mi loi Nhn vin ca Nh thu v mi loi Thit
b ca Nh thu cho mi giai on chnh.
Tr phi Ch u t, trong vng 21 ngy sau khi nhn c chng trnh k hoch,
thng bo cho Nh thu bit phm vi m chng trnh khng ph hp vi Hp ng,
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Nh thu s thc hin theo chng trnh k hoch v ngha v ca mnh m Hp ng
quy nh. Ngi ca Ch u t s c php da vo chng trnh k hoch khi
vch ra k hoch cc hot ng ca h.
Nh thu phi thng bo ngay lp tc cho Ch u t v cc s kin hoc tnh hung
c th c th xy ra trong tng lai c tc ng xu hoc lm chm vic thi cng cng
trnh. Trong trng hp , hoc nu Ch u t thng bo cho Nh thu l chng
trnh b ph sn (so vi cc phm vi quy nh) khng ng Hp ng hoc ph hp
vi cc tin trin hin nay v vi cc nh ca Nh thu, Nh thu phi np cho Ch
u t mt chng trnh sa i ph hp vi khon ny.
8.4 Gia hn Thi gian hon thnh
Nh thu s c php theo Khon 20.1 [Khiu ni ca Nh thu] gia hn thi gian
hon thnh nu v phm vu m vic hon thnh cho mc ch ca Khon 10.1
[Nghim thu cng trnh v hng mc cng trnh] ang hoc s b chm tr do mt
trong nhng l do sau y:
(a) c s bin i (tr phi vic iu chnh thi gian hon thnh c thng nht
theo Khon 13.3 [Th tc bin i],
(b) nguyn nhn ca s chm tr dn n vic c ko di thm v mt thi gian
theo mt Khon ca nhng iu kin ny,
(c) s chm tr, tr ngi trn cng trng do Ch u t, nhn lc ca Ch u t
hay cc Nh thu khc ca Ch u t gy ra hoc b quy kt.
Nu Nh thu t coi nh mnh c php gia hn thi gian hon thnh, Nh thu
phi thng bo cho Ch u t theo Khon 20.1 [Khiu ni ca Nh thu]. Khi xc
nh vic ko di thi gian theo Khon 20.1, Ch u t phi xem xt li nhng quyt
nh trc v c th tng, ch khng c gim tng thi gian ko di.
(a) Nh thu thc hin ng cc th tc do cc nh chc trch ti nc s ti
quy nh,
(b) Cc nh chc trch ny lm chm tr hoc v cng vic ca Nh thu, v
(c) Vic lm chm hoc nh ch cng vic khng th c mt Nh thu c
kinh nghim lng trc khi np H s d thu
Khi vic chm tr hoc v ny s c coi l nguyn nhn gy chm tr theo
phn (b) ca Khon 8.4 [Gia hn thi gian hon thnh].

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8.6 Tin thc hin
Nu, bt c lc no:
(a) tin thc t qu chm hon thnh cng vic trong khong thi gian hon
thnh, v/hoc
(b) tin b hoc s b chm hn so vi chng trnh k hoch hin ti theo
Khon 8.3 [Chng trnh tin ].
m khng phi do nhng nguyn nhn nu trong Khon 8.4 [Gia hn thi gian hon
thnh], khi Ch u t c th hng dn cho Nh thu, theo Khon 8.3 [Chng
trnh tin ], trnh mt chng trnh c sa i v bo co h tr m t cc phng
php c sa i m Nh thu xut p dng thc hin tin v hon thnh
trong thi gian hon thnh.
Tr phi Ch u t c thng bo khc, Nh thu s p dng nhng phng php
c sa i ny, m chng c th yu cu tng s gi lm vic v s lng nhn lc
ca Nh thu v/hoc hng ha m Nh thu phi chu ri ro v mi chi ph. Nu
nhng phng php c sa i ny dn n nhng chi ph thm cho Ch u t,
theo Khon 2.5 [Khiu ni ca Ch u t], Nh thu s phi thanh ton nhng chi ph
ny cho Ch u t, ngoi nhng thit hi do vic chm tr gy ra (nu c) theo Khon
8.7 di y.
Nu Nh thu khng tun th Khon 8.2 [Thi hn hon thnh], th Nh thu theo
Khon 2.5 [Khiu ni ca Ch u t] s phi chi tr cho Ch u t i vi nhng
thit hi do li ny. Nhng thit hi ny s l s tin c nu trong iu kin ring,
s c tr hng ngy trong khong thi gian gia thi gian hon thnh v ngy nu
trong Chng ch nghim thu cng trnh. Tuy nhin, tng s tin theo Khon ny s
khng vt qu tng s tin ti a do thit hi v chm tr gy ra (nu c) c nu
trong iu kin ring.
Nhng thit hi ny s ch l nhng thit hi do Nh thu n b v li gy ra, ch
khng phi l vic chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t]
trc khi hon thnh cng trnh. Nhng thit hi ny khng lm gim nh i cho Nh
thu ngha v hon thnh cng trnh hoc bt c trch nhim, nhim v no theo nh
trong Hp ng.
8.8 Tm ngng cng vic
Ch u t vo bt c lc no u c th hng dn Nh thu tm ngng tin ca
mt hng mc hay ton b cng trnh. Trong thi gian tm ngng , Nh thu phi
bo v, m bo hng mc hoc cng trnh khng b xung cp, mt mt hay b h
hng.
Ch u t s thng bo nguyn nhn tm ngng. Nu v phm vi nguyn nhn c
thng bo, v l trch nhim ca Nh thu, khi nhng Khon 8.9, 8.10 v 8.11 s
khng c p dng.
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Nu Nh thu gp phi s chm tr v/hoc phi chu cc chi ph do tun th cc
hng dn ca Ch u t theo Khon 8.8 [Tm ngng cng vic] v/hoc t vic tin
hnh li cng vic, Nh thu phi thng bo cho Ch u t v theo quy nh ca
Khon 20.1 [Khiu ni ca Nh thu] c:
(a) gia hn thi gian b cho chm tr ny, nu vic hon thnh b hoc s b
(b) thanh ton cc chi ph, c tnh trong Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t phi tin hnh theo Khon 3.5 [Quyt
nh] thng nht hoc quyt nh nhng vn ny.
Nh thu s khng c quyn ko di thi gian, hay thanh ton cc chi ph cho vic
sa cc hu qu ca li thit k, tay ngh hay vt liu ca Nh thu gy ra hoc li ca
Nh thu khng bo v, ct gi hoc bo qun theo Khon 8.8 [Tm ngng cng vic]
8.10 Thanh ton tin thit b v cc vt liu trong trng hp tm ngng cng vic
Nh thu s c thanh ton cho gi tr ca thit b v cc vt liu khng c vn
chuyn n cng trng (vo ngy tm ngng) nu:
(a) Cng vic i vi thit b hoc s cung cp thit b v/hoc cc vt liu b tr
hon hn 28 ngy, v
(b) Nh thu nh du thit b v hoc cc vt liu l ti sn ca Ch u t
theo hng dn ca Ch u t.
8.11 Tm ngng qu lu
Nu vic tm ngng theo Khon 8.8 [Tm ngng cng vic] tip tc din ra qu 84
ngy, Nh thu c th yu cu Ch u t cho php tip tc tin hnh cng vic. Nu
Ch u t khng cp php trong vng 28 ngy sau khi Nh thu yu cu, Nh thu
c th thng bo cho Ch u t v coi nh vic tm ngng s b b qua theo iu 13
[Bin i v iu chnh] ca hng mc cng trnh b nh hng. Nu vic tm ngng
nh hng n ton b cng trnh, Nh thu c th thng bo kt thc Hp ng theo
Khon 16.2 [Kt thc Hp ng bi Nh thu].
8.12 Tip tc tin hnh cng vic
Sau khi nhn c s cho php hay hng dn tip tc tin hnh, cc bn s cng
kim tra cng trnh, thit b v cc vt liu b nh hng do vic tm ngng. Nh thu
s sa cha ch xung cp, h hng hay mt mt ca cng trnh, thit b hoc cc vt
liu xy ra trong thi gian tm ngng.

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216
9. KIM NH KHI HON THNH
9.1 Ngha v ca Nh thu
Nh thu s hon thnh cc cuc kim nh khi hon thnh theo iu ny v Khon
7.4 [Kim nh], sau khi cung cp cc ti liu theo Khon 5.6 [Ti liu hon cng]
v Khon 5.7 [Hng dn vn hnh v bo dng].
Nh thu s thng bo cho Ch u t khng mun hn 21 ngy v ngy m Nh thu
sn sng tin hnh cc cuc kim nh khi hon thnh. Tr phi c tha thun
khc, cc cuc kim nh hon thnh s c tin hnh trong vng 14 ngy sau ngy
thng bo, vo ngy m Ch u t ch dn.
Tr phi c quy nh khc trong iu kin ring, cc cuc kim nh khi hon thnh s
c tin hnh theo tun t sau:
(a) cc kim nh trc khi a vo vn hnh th, s bao gm cc cuc kim tra
thch hp v cc cuc kim nh chc nng (kh hoc lnh) m bo
rng mi hng mc thit b c th m bo an ton cho bc tip theo, (b);
(b) cc cuc kim nh vn hnh th, s bao gm c nhng cuc kim nh vn
hnh c th thy rng cng trnh hay hng mc c th nh vn hnh mt
cch an ton v nu c quy nh, trong tt c iu kin c th xy ra, v
(c) vn hnh th, cho thy rng cng trnh hay hng mc hot ng tt v ng
vi Hp ng.
Trong khi vn hnh th, khi cng trnh ang hot ng trong iu kin n nh; Nh
thu s thng bo cho Ch u t rng cng trnh sn sng cho bt c cuc kim
nh khi hon thnh khc, trong c cc cuc kim nh thao tc thy c cng
trnh p ng cc tiu chun c nu c th trong cc yu cu ca Ch u t v vi
cc bo lnh thc hin.
Vn hnh th s khng c tnh vo nghim thu cng trnh theo iu 10 [Nghim thu
ca Ch u t]. Tr phi c quy nh khc trong iu kin ring, sn phm do cng
trnh to ra trong qu trnh vn hnh th s l ti sn ca Ch u t.
Khi xem xt kt qu ca cc cuc kim nh khi hon thnh, Ch u t s c cc s
chp nhn thch ng v tnh hiu qu ca bt k s s dng no v cng trnh cho s
thc hin hoc ca c tnh khc ca cng trnh. Ngay sau khi cc cng trnh hay hng
mc vt qua cc cuc kim nh khi hon thnh nh nu trong phn (a), (b) hay
(c), Nh thu s trnh bn bo co c chng nhn v kt qu ca cc cuc kim
nh ny cho Ch u t.
9.2 Vic kim nh b chm tr
Nu cc cuc kim nh khi hon thnh b qu chm tr do Ch u t, th Khon 7.4
[Kim nh] (on 5) v/hoc Khon 10.3 [Can thip vo cc cuc kim nh khi hon
thnh] s c p dng.
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Nu cc cuc kim nh khi hon thnh b qu chm tr do Nh thu, Ch u t c
th bng thng bo yu cu Nh thu tin hnh cc cuc kim nh trong vng 21 ngy
sau khi nhn c thng bo. Nh thu s tin hnh cc cuc kim nh vo ngy hoc
cc ngy trong thi gian c Nh thu n nh v phi thng bo cho Ch u t.
Nu Nh thu khng tin hnh cc cuc kim nh khi hon thnh trong vng 21 ngy
th ngi ca Ch u t c th tin hnh cc cuc kim nh m Nh thu phi chu
ri ro v chi ph cho cc cuc kim nh khi hon thnh s c coi l tin hnh vi
s c mt ca Nh thu v kt qu kim nh s c chp nhn l chnh xc.
9.3 Kim nh li
Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon
thnh, th Khon 7.5 [T chi] s c p dng v Ch u t hoc Nh thu c th
yu cu tin hnh li cc cuc kim nh khng t v cc cng vic c lin quan theo
nhng quy trnh v iu kin tng t trc .
9.4 Khng vt qua cc cuc kim nh khi hon thnh
Nu cng trnh hay hng mc khng vt qua c cc cuc kim nh khi hon thnh
c tin hnh li theo Khon 9.3 [Kim nh li], khi Ch u t c quyn:
(a) yu cu tip tc tin hnh kim nh li theo Khon 9.3;
(b) nu nh vic cng trnh hay hng mc khng vt qua cc cuc kim nh lm
nh hng c bn n li ch ca Ch u t c c t , s loi b cng
trnh hoc hng mc (ty theo tng trng hp), trong trng hp Ch u
t s c cc s b p nh phn (c) ca Khon 11.4 [Khng sa cha c
sai st]; hoc
(c) cp Chng ch nghim thu cng trnh.
Trong trng hp ca phn (c), Nh thu khi s thc hin tt c cc ngha v khc
theo Hp ng, v Gi hp ng s b gim i mt s tin b vo s tin m Ch
u t b thit t vic gi tr cng trnh b gim i do vic khng qua c kim nh.
Tr phi vic gim gi do nguyn nhn ny gy ra c nu c th (hay xc nh c
phng php tnh ton) trong Hp ng, Ch u t c th yu cu vic gim gi
c: (i) hai bn tha thun (khi hon thnh va lng ch ring v vn ny) v s
thanh ton trc khi cp Chng chi nghim thu cng trnh, hoc (ii) xc nh v thanh
ton theo Khon 2.5 [Khiu ni ca Ch u t] v Khon 3.5 [Quyt nh].

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Tr nhng quy nh trong Khon 9.4 [Khng vt qua cc cuc kim nh khi hon
thnh], cng trnh s c Ch u t tip nhn khi (i) cng trnh c hon thnh
theo ng Hp ng, bao gm c nhng vn c nu trong Khon 8.2 [Thi hn
hon thnh] v tr nhng ni dung c cho php trong phn (a) di y v (ii)
c cp Chng ch theo Khon ny.
Nh thu c th bng cch thng bo cho Ch u t xin c cp Chng ch
nghim thu cng trnh khng sm hn 14 ngy trc khi, theo Nh thu, cng trnh
c hon thnh v sn sng bn giao. Nu cng trnh c chia thnh cc hng
mc bng cch tng t, Nh thu c th xin c cp Chng ch nghim thu cho mi
hng mc.
Ch u t, trong vng 28 ngy sau nhn c n ca Nh thu, s:
(a) cp Chng ch nghim thu cng trnh cho Nh thu, nu r ngy m cng trnh
hay hng mc c hon thnh theo Hp ng, tr nhng cng vic nh cn
tn ng li v cc sai st v c bn khng lm nh hng n vic s dng
cng trnh hay cc hng mc cho mc ch ban u (cho n khi hoc trong khi
nhng vic ny ang c hon thnh v cc sai st ang c sa cha), hoc
(b) bc b n v a ra l do v nu c th nhng cng vic m Nh thu cn
phi lm c cp Chng ch nghim thu cng trnh. Nh thu s phi hon
thnh nhng cng vic ny trc khi a ra thng bo tip theo Khon ny.
Nu Ch u t khng cp Chng ch nghim thu cng trnh hay bc b n ca Nh
thu trong thi gian 28 ngy v nu cng trnh hay hng mc (ty theo tng trng
hp) v c bn ng vi Hp ng, Chng ch nghim thu cng trnh coi nh c
cp vo ngy th 28.
Cc b phn ca cng trnh (khc vi hng mc cng trnh) s khng c nghim thu
hoc c Ch u t s dng ngoi tr c quy nh Hp ng hoc c
hai Bn ng .
Nu qu 14 ngy m Nh thu khng tin hnh cc cuc kim nh khi hon thnh v
nguyn nhn do Ch u t chu trch nhim th khi Nh thu s tin hnh cc kim
nh hon thnh cng sm cng tt.
Nu Nh thu gp phi s chm tr hay phi chu cc chi ph do s chm tr tin hnh
cc cuc kim nh khi hon thnh gy ra, Nh thu s thng bo cho Nh t vn bit
v theo Khon 20.1 c quyn:
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(a) gia hn thi gian b li cho s chm tr , nu nh vic hon thnh ang
(b) thanh ton cc chi ph cng thm li nhun hp l, tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc xc nh nhng vn
ny theo Khon 3.5 [Quyt nh]

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220
cng trnh v ti liu ca Nh thu v mi hng mc cn phi lun trong tnh
trng do Hp ng quy nh (tr trng hp b rch hay hng) n ngy ht hn ca
thi hn thng bo sai st, Nh thu s phi:
(a) hon thnh cc cng vic cn tn ng vo ngy nu trong Chng ch
nghim thu trong khong thi gian hp l m Ch u t yu cu, v
(b) thc hin cc cng vic sa cha cc sai st hoc h hng do Ch u t thng
bo vo ngy hoc trc ngy Thi hn thng bo sai st ca cng trnh hay
hng mc ht hn (trng hp nu xy ra)
Nu sai st xut hin hoc h hng xy ra, Nh thu s c Ch u t thng bo.
Tt c cng vic c nu trong phn (b) ca Khon 11.1 [Hon thnh cng vic d
dang v sa cha sai st] s c tin hnh v Nh thu phi chu ri ro v cc chi
ph, nu v mc cng vic c quy cho l:
(a) thit k ca cng trnh,
(b) Thit b, cc vt liu hoc tay ngh khng ph hp vi Hp ng,
(c) vn hnh hoc bo dng khng ng cch m trch nhim thuc v Nh thu
(theo Khon 5.5 n 5.7 hoc khc), hoc
(d) Nh thu khng tun th cc ngha v khc.
Nu v mc m vic c quy cho nguyn nhn khc, Nh thu s c Ch
u t thng bo ngay lp tc v khi s p dng Khon 13.3 [Th tc bin i].
Theo Khon 2.5 [Khiu ni ca Ch u t] Ch u t s c quyn ko di thm
Thi hn thng bo sai st v cng trnh hoc hng mc nu v mc m cng
trnh, hng mc cng trnh hay mt b phn chnh ca Nh my (ty tng trng hp
v sau khi nghim thu) khng th s dng c cho mc ch nh do sai st
hoc h hng. Tuy nhin, thi hn thng bo sai st s khng c ko di qu 2 nm.
Nu vic cung cp v/hoc lp t thit b v/hoc cc vt liu b tm ngng theo
Khon 8.8 [Tm ngng cng vic] hay Khon 16.1 [Quyn Nh thu tm ngng cng
vic], theo iu ny ngha v ca Nh thu s khng p dng cho nhng sai st hoc
h hng xy ra qu 2 nm sau khi Thi gian thng bo sai st cho thit b, cc vt liu
l ra khng cn hiu lc.

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221
Nu Nh thu khng sa cha c cc sai st hay h hng trong khong thi gian
hp l, Ch u t hoc i din ca Ch u t c th n nh ngy sa cha cc
sai st hay h hng. Nh thu s c thng bo v ngy ny.
Nu Nh thu khng sa cha c cc sai st hay h hng vo ngy thng bo v
vic sa cha s c thc hin m Nh thu phi chu chi ph theo Khon 11.2 [Chi
ph sa cha sai st], Ch u t (ty theo la chn) c th:
(a) t tin hnh cng vic hoc thu ngi khc theo cch thc hp l v Nh thu
phi chu mi chi ph, nhng Nh thu s khng chu trch nhim v cng vic
ny; v Nh thu theo Khon 2.5 [Khiu ni ca Ch u t] phi tr cho Ch
u t nhng chi ph hp l pht sinh t vic Ch u t sa cha cc sai st
hoc h hng;
(b) ng hoc quyt nh khu tr hp l trong Gi hp ng theo Khon 3.5
[Quyt nh]; hoc
(c) nu sai st hoc h hng dn n vic Ch u t v c bn b mt ton b li
ch t cng trnh hay phn ln cng trnh, s chm dt ton b Hp ng hay
phn ln cng trnh khng th a vo s dng cho mc ch nh. Khi ,
khng lm tn hi n cc quyn li khc, theo Hp ng hay khng, Ch u
t s c quyn ly li ton b s tin tr cng trnh hoc mt phn cng
trnh (ty tng trng hp c th) cng thm vi chi ph ti chnh v chi ph
tho d phn cng trnh , dn dp cng trng v tr thit b, cc vt liu li
cho Nh thu.
Nu sai st hoc h hng khng th sa cha tt ngay trn cng trng c v c
Ch u t ng , Nh thu c th chuyn khi cng trng hng mc Nh my b sai
st hay h hng sa cha. S ng ny ca Ch u t c th yu cu Nh thu
tng s tin cho bo lnh Hp ng bng chi ph thay th ton b cc phn ny hay
cung cp s bo m ph hp khc.
11.6 Cc kim nh thm
Nu vic sa cha sai st hoc h hng c th nh hng n s vn hnh ca cng
trnh, Ch u t c th yu cu tin hnh li bt c cuc kim nh no nu trong Hp
ng, bao gm c cc cuc kim nh khi hon thnh v/hoc kim nh sau khi hon
thnh sa cha sai st hoc h hng.
Cc kim nh ny phi c tin hnh theo cc iu kin c p dng cho cc kim
nh trc, ch khc l c tin hnh bng s ri ro v kinh ph ca bn chu trch
nhim theo Khon 11.2 [Chi ph cho vic sa cha sai st] cho chi ph sa cha sai
st.

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11.7 Quyn c ra vo
Khi Chng ch thc hin hp ng c cp, Nh thu s c quyn tip cn tt c
cc phn ca cng trnh v cc h s v hot ng v s thc hin ca cng trnh, tr
phi khng ph hp vi nhng hn ch hp l v mt an ninh ca Ch u t.
Nh thu s, nu Ch u t yu cu, tm nguyn nhn dn n sai st theo ch dn ca
Ch u t. Tr phi sai st c sa cha bng chi ph ca Nh thu theo Khon
11.2 [Chi ph cho vic sa cha sai st], chi ph ca vic tm kim nguyn nhn cng
vi li nhun hp l s c Nh t vn ng hoc quyt nh theo Khon 3.5
[Quyt nh]; v s c tnh vo Gi hp ng.
Vic thc hin cc ngha v ca Nh thu s khng c coi l hon thnh nu Nh
thu cha c Ch u t cp Chng ch thc hin Hp ng, nu r ngy m Nh
thu hon thnh ngha v ca mnh theo ng Hp ng.
Ch u t s cp Chng ch thc hin Hp ng trong vng 28 ngy sau ngy ht hn
ca Thi hn thng bo sai st hoc ngay sau khi Nh thu cung cp tt c cc ti
liu ca Nh thu v hon thnh v kim nh tt c cng trnh, bao gm c vic sa
cha cc sai st. Nu Ch u t khng cp Chng ch thc hin th:
(a) Chng nhn thc hin c xem nh c cp vo ngy th 28 sau ngy
ng l phi c cp theo yu cu ca khon ny, v
(b) Khon 11.11 [Gii phng mt bng] v im (a) ca Khon 14.14 [Chm dt
trch nhim ca Ch u t] s khng c p dng.
Ch c Chng ch thc hin mi c coi l cu thnh nn vic chp nhn cng trnh.
Sau khi cp Chng ch thc hin, mi bn s phi chu trch nhim hon thnh
ngha v vn cha c thc hin ti thi im . Hp ng vn c coi l c hiu
lc i vi cc mc ch xc nh ni dung
Khi nhn c Chng ch thc hin hp ng, Nh thu s dn khi cng trng tt c
cc thit b ca Nh thu, vt liu cn tha, rc v cc cng trnh tm cn li.
Nu tt c nhng vt dng ny khng c dn khi cng trng trong vng 28 ngy
sau khi Ch u t cp Chng ch thc hin, Ch u t c th bn hoc thi b cc
vt . Ch u t c quyn c thanh ton cc chi ph pht sinh t vic bn hoc
thi b hay lu cc vt dng trn cng trng.
Vic cn i cc khon tin thu c t vic bn cc vt dng trn s c tr cho Nh
thu. Nu s tin ny t hn cc chi ph m Ch u t phi tr, Nh thu s tr phn
chi ph pht sinh di ra cho Ch u t.
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Nu cc cuc kim nh sau khi hon thnh c nu c th trong Hp ng, khi s
p dng iu ny. Tr phi c nhng quy nh khc trong iu kin ring:
(a) Ch u t s cung cp in, nhin liu, v vt liu v nhn lc v cc thit b
thch hp;
(b) Nh thu s cung cp cc thit b, my mc khc v nhn vin c trnh v
kinh nghim thch hp tin hnh cc cuc kim nh sau khi hon thnh mt
cch c hiu qu; v
(c) Tin hnh cc cuc kim nh sau khi hon thnh vi s c mt ngi ca Ch
u t v/hoc ca Nh thu nh cc bn kia c th yu cu mt cch hp l
khc.
Cc cuc kim nh sau khi hon thnh s c thc hin ngy nu c sau khi Ch
u t nghim thu cng trnh hoc hng mc. Ch u t thng bo cho Nh thu
trc 21 ngy v ngy s tin hnh kim nh sau khi hon thnh. Tr phi c s tha
thun khc, cc cuc kim nh sau khi hon thnh s c tin hnh trong vng 14
ngy sau ngy c thng bo, vo ngy hay cc ngy c Ch u t quyt nh.
Kt qu ca kim nh sau khi hon thnh s c Nh thu, ngi phi chun b cc
chi tit bo co, tp hp v nh gi. Khi , bo co s tnh n nh hng ca vic
Ch u t s dng cng trnh trc .
12.2 Cc cuc kim nh b chm tr
trong cc cuc kim nh sau khi hon thnh, Nh thu s (i) thng bo cho Ch u t
v (ii) theo Khon 20.1 [Khiu ni ca Nh thu] s c thanh ton cc chi ph
cng vi li nhun hp l v tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, theo Khon 3.5 [Quyt nh] Ch u t s ng
hoc xc nh v chi ph v li nhun ny.
Nu v l do no , khng phi do li ca Nh thu, mt cuc kim nh sau khi hon
thnh cng trnh hoc hng mc s khng th hon thnh trong thi gian thng bo sai
st (hoc bt c thi gian no c hai bn tha thun), khi cng trnh hay hng
mc s c coi nh vt qua cuc kim nh sau khi hon thnh ny.
12.3 Kim nh li
Nu cng trnh, hoc hng mc khng qua c cc cuc kim nh sau khi hon
thnh th:
(a) s p dng phn (b) ca Khon 11.1 [Hon thnh cng vic d dang v sa
cha sai st], v
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(b) mi bn c th yu cu tin hnh li cc cuc kim nh khng t v cc cuc
kim nh sau khi hon thnh ca cng vic c lin quan vi cc hng mc v
iu kin tng t trong cuc kim nh trc .
Nu v mc m cng trnh khng vt qua cuc kim nh v phi kim tra li l
do nhng vn nu trong phn (a) n (d) ca Khon 11.2 [Chi ph cho vic sacha
sai st] v vic dn n pht sinh cc chi ph thm cho Ch u t, th theo Khon
2.5 [Khiu ni ca Ch u t] Nh thu s phi tr cc chi ph ny cho Ch u t.
12.4 Khng vt qua cc cuc kim nh sau khi hon thnh
(a) cng trnh hoc hng mc khng qua c cuc kim nh no hoc tt c
cc cuc kim nh sau khi hon thnh,
(b) s tin phi tr cho nhng thit hi do khng qua c cuc kim nh nu r
(hoc phng php tnh ton c xc nh) trong Hp ng, v
(c) Nh thu tr s tin ny cho Ch u t trong thi hn thng bo sai st.
Khi cng trnh hoc hng mc s c coi nh qua cc cuc kim nh sau khi
hon thnh,
Nu cng trnh hoc hng mc khng qua c cuc kim nh sau khi hon thnh v
Nh thu ngh iu chnh hoc sa i cng trnh hay hng mc , Ch u t
hoc i din ca Ch u t c th hng dn cho Nh thu rng Nh thu s khng
c ra vo cng trnh hoc hng mc nu cha thun tin cho Ch u t. Nh
thu c trch nhim tin hnh iu chnh hoc sa i v t c cuc kim tra,
trong khong thi gian thch hp m Ch u t hoc i din ca Ch u t thng
bo v cho bit thi gian l thun tin.
Tuy nhin, nu Nh thu khng nhn c thng bo ny trong thi hn thng bo sai
st, Nh thu s khng phi chu trch nhim v cng trnh hoc hng mc (ty theo
tng trng hp) coi nh qua c cuc kim nh sau khi hon thnh ny.
trong vic khng cho php Nh thu ra vo cng trnh hay nh my, iu tra cc
nguyn nhn dn n vic khng qua c cuc kim nh hay iu chnh hoc sa
i, Nh thu phi (i) thng bo cho Ch u t v (ii) theo Khon 20.1 [Khiu ni ca
Nh thu] c thanh ton cc chi ph cng thm li nhun hp l, v c tnh
vo Gi hp ng
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh v chi ph v
li nhun ny theo Khon 3.5 [Quyt nh]

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13. BIN I V IU CHNH
13.1 Quyn c bin i
Vic bin i c th c Ch u t trin khai vo bt c lc no trc khi cp chng
ch nghim thu cng trnh bng vic yu cu hoc hng dn cho Nh thu trnh
xut. Vic sa i s khng bao gm vic b st cng vic no do ngi khc thc
hin.
Nh thu s thc hin v chu trch nhim v mi vic bin i, tr phi Nh thu thng
bo ngay cho Ch u t nu r (vi cc chi tit h tr c th) rng (i) Nh thu khng
th c c nhng phng tin cn thit theo yu cu cho vic bin i, (ii) vic s
lm gim s an ton hoc n nh ca cng trnh hoc (iii) vic s nh hng khng
tt n vic t c cc bo lnh thc hin. Khi nhn c thng bo ny, Ch u t
s hy b, khng nh hoc thay i hng dn.
13.2 T vn gi tr cng trnh
Vo bt c lc no, Nh thu s t ln Ch u t cc kin ngh bng vn bn m
(theo kin ca Nh thu) nu c p dng s, (i) y nhanh tin hon thnh, (ii)
gim chi ph cho Ch u t trong vic iu hnh, bo dng hoc vn hnh cng
trnh, (iii) tng hiu qu hoc gi tr ca cng trnh hon thnh cho Ch u t, hoc
(iv) s c li cho Ch u t.
xut s c son tho bng chi ph ca Nh thu v s bao gm cc hng mc
13.3 Th tc bin i
Nu Ch u t yu cu mt xut trc khi hng dn bin i, Nh thu s tr li
bng vn bn ngay l do ti sao Nh thu khng th p ng (nu l trng hp )
hoc np:
(a) bn m t thit k c xut v/hoc cng vic s tin hnh v k hoch
thc hin chng,
(b) xut ca Nh thu v cc bin i cn thit cho chng trnh tin theo
Khon 8.3 [Chng trnh tin ] v cho thi gian hon thnh, v
(c) xut ca Nh thu v vic iu chnh Gi hp ng.
Ch u t, ngay sau khi nhn c xut (theo Khon 13.2 [T vn v gi tr
cng trnh] s tr li nu r ng hay khng ng , hoc c kin. Nh thu s
khng c tr hon cng vic no trong khi i s phn hi t pha Nh t vn.
Mi hng dn thc hin vic bin i i vi bt c yu cu no v vic ghi li cc
chi ph s c Ch u t cung cp cho Nh thu v h s xc nhn l nhn c.
Khi hng dn hay chp thun mt bin i, Ch u t s ng hoc quyt nh
iu chnh gi hp ng v lch trnh thanh ton theo Khon 3.5 [Quyt nh]. Nhng
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iu chnh ny s bao gm c li nhun hp l v s tnh n vic xut ca Nh
thu theo Khon 13.3 [T vn v gi tr cng trnh] nu c p dng.
13.4 Thanh ton bng tin t quy nh
Nu Nh thu thanh ton Gi hp ng bng 2 loi tin t tr ln khi vic iu chnh
c nht tr, chp thun hoc quyt nh nh nu trn, s tin phi tr bng mi
loi n v tin t s c xc nh c th. Cho mc ch ny, t l tin t thc t hoc
d kin cho Chi ph ca cng vic c sa i v t l cc loi tin t khc nhau c
xc nh trong vic thanh ton Gi hp ng s c tham chiu.
13.5 Tin d chi
Tin d chi s ch c s dng ton b hay mt phn theo ch dn ca Ch u t, v
Gi hp ng s c iu chnh tng ng. Ton b s tin Nh thu c chi tr s
bao gm tin cho cng vic, cung cp hay cc dch v m tin d chi c lin quan nh
Ch u t hng dn. i vi mi khon tin d chi, Ch u t c th hng
dn:
(a) cng vic s c Nh thu thc hin v nh gi tr (bao gm thit b, cc vt
liu hay cc dch v s c cung cp) theo Khon 13.3 [Th tc bin i],
v/hoc
(b) thit b, cc vt liu hoc dch v c Nh thu mua m tnh vo Gi hp
ng tr i cc khon tin d chi ban u:
(i) s tin thc t c Nh thu tr (hoc s tr), v
(ii) s chi ph qun l v li nhun, c tnh l phn trm ca s tin thc
t ny bng cch p dng t l phn trm ph hp (nu c) c nu
trong hp ng.
Nh thu phi, khi Ch u t yu cu, cung cp bo gi, ha n phiu mua hng v
giy bin nhn lm cn c.
13.6 Ngy lm vic
Nu l cng vic nh hoc ph, Ch u t c th hng dn vic bin i s c
thc hin trn c s ngy lm vic. Cng vic sau s c ch nh gi theo bng k
ngy cng c nu trong Hp ng, v nhng th tc tip theo s p dng. Nu bng
k ngy cng khng c nu trong Hp ng, Khon ny s khng c p dng.
Trc khi t hng hng ha cho cng vic, Nh thu s trnh bng bo gi ln Ch
u t. Khi ngh thanh ton, Nh thu s trnh giy bin nhn, ha n, phiu thanh
ton ca cc hng ha .
Tr cc mt hng c nu trong lch cng vic hng ngy rng vic thanh ton s
khng ng hn, hng ngy Nh thu s phi gi cc thng bo chnh xc (gm 02
bn) cho Ch u t bao gm cc chi tit sau y ca cc ngun c s dng trong
vic thc hin cc cng vic ca ngy trc :
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(a) tn, cng vic v thi gian ca nhn vin Nh thu,
(b) xc nh, loi v thi gian ca thit b Nh thu v cng trnh tm thi, v
(c) s lng v chng loi thit b v cc vt liu c s dng.
Mt bn chp ca mi bn bo co nu chnh xc, hoc khi c ng , s c Ch
u t k v gi li cho Nh thu. Nh thu khi s trnh cc bo co gi ca cc
ngun ln cho Ch u t trc khi chng c a vo bo co tip sau theo
Khon 14.8 [Xin cp thanh ton tm].
13.7 iu chnh do cc thay i lut l
Gi hp ng s c iu chnh tnh n vic tng hoc gim chi ph ny sinh t
thay i trong lut php ca nc s ti (bao gm vic ban hnh lut mi v vic sa
i b sung cc lut hin hnh) hoc vic Chnh ph din gii c tnh php l hoc
chnh thc v cc Lut , c thc hin sau Ngy khi cng, lm nh hng n
Nh thu trong vic thc hin nhng ngha v theo Hp ng.
Nu Nh thu phi chu (hoc s phi chu) s chm tr v/hoc nhng chi ph pht
sinh thm do vic thay i lut hoc vic din gii v cc lut , c thc hin sau
Ngy khi cng, Nh thu s thng bo cho Ch u t v theo Khon 20.1 [Khiu ni
ca Nh thu] s c php:
(a) ko di thi gian cho s chm tr nu vic hon thnh b (hoc s b) tr
hon theo Khon 8.4 [Gia hn thi gian hon thnh], v
(b) thanh ton cc chi ph , s c tnh vo Gi hp ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh nhng vn
Nu gi hp ng s c iu chnh cho vic tng hoc gim trong chi ph ca lao
ng, hng ha v cc u vo khc ca cng trnh, cc iu chnh s c tnh cho
ph hp vi cc quy nh ca iu kin ring.

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14.1 Gi hp ng
Tr phi c cc quy nh khc trong iu kin ring:
(a) Vic chi tr cho cng trnh s c tin hnh trn c s gi Hp ng trn gi
v c iu chnh theo Hp ng, v
(b) Nh thu s phi tr tt c loi thu, ph c yu cu phi tr theo Hp ng,
v Gi hp ng s khng c iu chnh cho bt c khon no ca cc chi
ph ny, loi tr c nu trong Khon 13.7 [iu chnh do cc thay i v lut
l].
14.2 ng trc
Ch u t s ng trc, nh mt khon vay khng c li sut cho vic huy ng v
thit k, khi Nh thu trnh mt giy bo lnh theo Khon ny bao gm cc chi tit
c nu trong cc iu kin ring, nu iu kin ring khng quy nh:
(a) S tin ca vic thanh ton trc, nh vy Khon ny s khng p dng,
(b) S lng v thi im ca cc ln tr tin, nh vy ch c 1 ln,
(c) Cc ng tin p dng v t l, nh vy s l nhng ci m Gi hp ng c
tr, v/hoc
(d) T l tr dn cho vic hon tr, nh vy n s c tnh bng cch chia tng s
gi tr ca tin thanh ton trc cho Gi hp ng c quy nh trong Tha
thun Hp ng tr i tin tm ng.
Ch u t s tr cho ln thanh ton u tin sau khi nhn c (i) bo co (theo
Khon 14.3 [Xin cp thanh ton tm], (ii) Bo lnh thc hin theo Khon 4.2 [Bo
lnh thc hin] v (iii) mt bo lnh bng s lng v tin t tng ng vi s tin
ng trc. Bo lnh ny s c mt c quan cp t trong mt nc (hoc php quyn
khc) do Ch u t chp thun, v s theo biu mu ph lc ca iu kin ring hoc
theo biu mu khc c Ch u t chp thun. Tr phi v cho n khi Ch u t
nhn c giy bo lnh, Khon ny s khng p dng.
Nh thu phi m bo rng bo lnh l c gi tr v c hiu lc cho n khi vic ng
trc c hon tr, nhng s tin ny c th s c chit khu ly tin bi s tin
m Nh thu tr li. Nu cc iu khon ca bo lnh nu c th ngy ht hn bo lnh
v vic ng trc khng c hon tr trc ngy ht hn 28 ngy, Nh thu phi
gia hn hiu lc ca bo lnh cho n khi vic thanh ton trc c hon tr.
Vic ng trc s c hon tr thng qua cc khon khu tr trong thanh ton tm.
Cc chit khu s da trn t l tr dn c quy nh trong iu kin ring (hoc nu
khng c im (d)) trn, n s c p dng cho s tin phi tr khc (tr thanh
ton trc v cc chit khu v vic hon tr s tin gi li) cho n khi m tin thanh
ton trc c tr li.
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Nu vic ng trc vn cha c hon tr trc khi cp Chng ch nghim thu cng
trnh v trc khi chm dt Hp ng theo iu 15 [Chm dt Hp ng bi Ch u
t], iu 16 [Tm ngng v Chm dt hp ng bi Nh thu] hoc iu 19 [Bt kh
khng] (ty tng trng hp), khi ton b s n s l n n k v Nh thu phi
chu trch nhim thanh ton cho Ch u t.
Nh thu s np bo co (6 bn) ln Ch u t sau khi ht thi hn thanh ton nu
trong Hp ng (nu khng c nu th bo co sau mi thng) bng biu mu m Ch
u t chp thun, trnh by chi tit cc s tin m Nh thu cho l mnh c hng,
cng vi cc ti liu h tr bao gm c bo co v tin theo Khon 4.21 [Bo co
tin ].
Bo co s bao gm nhng mc sau, nhng mc ny s c nu c th bng cc loi
tin t khc nhau m Gi hp ng c th thanh ton theo tun t:
(a) gi tr hp ng c tnh ca cng trnh c thi cng v cc ti liu ca Nh
thu c chun b cho n cui thng (bao gm c bin i nhng khng bao
gm cc ni dung c nu trong phn (b) n (f) di y);
(b) bt c s tin no c thm vo hay gim i do c s thay i v lut php v
thay i v chi ph theo Khon 13.7 [iu chnh do cc thay i v lut l] v
Khon 13.8 [iu chnh do cc thay i v chi ph];
(c) bt c s tin no b chit khu i gi li c tnh ton bng cch p dng
phn trm do gi li c nu trong iu kin ring i vi tng s tin trn
cho n khi s tin do Ch u t gi li t ti gii hn ca S tin gi li
(nu c) c nu trong iu kin ring;
(d) s tin thm vo hoc gim i cho thanh ton trc v hon tr theo Khon
14.2 [ng trc],
(e) vic thm vo hoc bt i no c th tr thnh n n hn theo Hp ng hoc
quy nh khc thuc cc ni dung ca iu 20 [Khiu ni, tranh chp v trng
ti], v
(f) vic chit khu s tin c xc nhn trong cc thanh ton trc .
Nu Hp ng c mt Lch trnh thanh ton nu c th cc t thanh ton trong Gi
hp ng s c thanh ton, khi tr phi c nu khc vi quy nh trong Lch
trnh ny th:
(a) cc t thanh ton c nu trong Lch trnh thanh ton s l cc gi tr hp
ng c tnh cho cc mc ch ca phn (a) ca Khon 14.3 [Xin cp thanh
ton tm], ng vi khon 14.5 [Thit b v cc vt liu dng cho cng trnh], v
(b) nu nhng t thanh ton ny khng c xc nh bng cc tham kho tin
thc t t c trong qu trnh thi cng cng trnh v nu tin thc t c
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pht hin thy chm hn tin ca Lch trnh thanh ton, cn c vo Ch
u t c th ng hoc quyt nh nhng t thanh ton sa i theo Khon
3.5 [Quyt nh] c tnh n phm vi mc m tin ang chm hn so vi
tin c xc nh trc .
Nu Hp ng khng c Lch trnh thanh ton, Nh thu s trnh d ton khng rng
buc i vi cc khon thanh ton m Nh thu mun c tr gp ng hn trong
mi qu. D ton u tin s c trnh trong vng 42 ngy sau Ngy khi cng. Cc
d ton c sa i s c np theo nh k hng qu cho n khi Chng ch
nghim thu cng trnh c cp.
14.5 Thit b v cc vt liu s dng cho cng trnh
Nu Nh thu c quyn thanh ton tm thi theo Hp ng cho cc thit b v vt
liu cha n cng trng th Nh thu vn khng c hng thanh ton tr phi:
(a) thit b v vt liu trong nc v nh du l ti sn ca Ch u t
ph hp vi cc ch dn ca Ch u t, hoc
(b) Nh thu chuyn cho Ch u t chng t v Bo him v Bo lnh ca
Ngn hng theo mu v do mt php nhn c Ch u t chp thun cp vi
s tin v loi tin t bng s thanh ton . Bo lnh c th cng vi mu
nu khon 14.2 [ng trc] v s c gi tr cho n khi thit b v vt liu
c nhp kho cng trng v c bo v trnh b mt mt, h hng
hoc xung cp.
14.6 Thanh ton tm
S khng c s tin no c chng nhn hoc c thanh ton cho n khi Ch u
t nhn v thng qua Bo lnh Hp ng. Sau , trong vng 28 ngy sau khi nhn
c Bo co v cc ti liu lin quan khc, Ch u t s cp cho Nh thu thng bo
nu r hng mc no trong bo co m Ch u t khng ng cng vi cc chi tit
h tr. Thanh ton tm thi s khng b t chi loi tr khi:
(a) nu ci g c cung cp hoc cng vic c thc hin bi Nh thu khng
ng vi Hp ng, chi ph cho vic sa cha hay thay th c th b t chi
cho n khi vic sa cha hoc thay th hon tt, v/hoc
(b) nu Nh thu hoc ang khng thc hin cng vic no hoc ngha v
ca mnh theo ng Hp ng v c Ch u t thng bo nh vy, gi
tr ca cng vic ny hoc ngha v ny c th b t chi cho n khi cng vic
hoc ngha v c thc hin xong.
Ch u t, bng bt k vic thanh ton no cng c th iu chnh hoc sa cho ph
hp bt c thanh ton no trc , thanh ton s c coi l biu th vic chp thun,
ph duyt ng hoc tha mn ca Ch u t.
14.7 n nh thi hn thanh ton
Loi tr vic quy nh khc vi Khon 2.5 [Khiu ni ca Ch u t], Ch u t s
thanh ton cho Nh thu:
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(a) t thanh ton trc u tin trong vng 42 ngy sau ngy m Hp ng c
hiu lc v tc dng hoc trong vng 21 ngy sau khi nhn c cc ti liu
theo Khon 4.2 [Bo lnh thc hin] v Khon 14.2 [ng trc], ty theo vic
no n sau;
(b) s tin c chng nhn trong mi bo co khc vi bo co cui cng trong
vng 56 ngy sau khi Ch u t nhn c Bo co v cc ti liu b tr, v
(c) s tin phi tr cui cng trong vng 42 ngy sau khi nhn c thanh ton
cui cng v lnh tr bng vn bn theo Khon 14.11 [Xin cp Thanh ton cui
cng] v Khon 14.12 [Trang tri xong].
Vic thanh ton s tin n hn phi tr bng mi loi tin t s c chuyn vo ti
khon ngn hng, do Nh thu xut, ti nc thanh ton (cho loi tin t ny) c
nu c th trong Hp ng.
Nu Nh thu khng nhn c tin thanh ton theo Khon 14.7 [n nh thi hn
thanh ton], Nh thu s c nhn cc thanh ton ti chnh theo tng thng trn c s
s tin khng c thanh ton trong thi gian chm tr.
Tr phi c quy nh khc trong iu kin ring, nhng khon thanh ton ti chnh ny
s c tnh theo t l hng nm l 3% trn t sut chit khu ca ngn hng trung
ng nc ca tin t thanh ton, v s c thanh ton theo tin t .
Nh thu s c nhn khon thanh ton ny m khng cn c thng bo chnh thc v
khng lm nh hng quyn li hoc phng sch khc.
Khi Chng ch nghim thu cng trnh c cp, v cng trnh qua tt c cc cuc
kim nh c th (bao gm c kim nh sau khi hon thnh, nu c), mt na u ca
s tin gi li s c thanh ton cho Nh thu. Nu Chng ch nghim thu c cp
cho mt hng mc, phn trm tng ng ca na u s tin gi li s c thanh ton
khi hng mc vt qua tt c cc cuc kim nh.
Ngay sau ngy ht hn cui cng ca Thi hn thng bo sai st, vic cn i n tn
ng ca s tin gi li s c thanh ton cho Nh thu. Nu Chng ch nghim thu
c cp cho mt hng mc, t l phn trm tng ng ca na sau s tin gi li s
c chng nhn v c thanh ton ngay sau ngy ht hn ca Thi hn thng bo
sai st ca hng mc.
Tuy nhin, nu cng vic no cn cha c thc hin theo iu 11 [Trch nhim v
sai st] hoc theo iu 12 [Kim tra sau khi hon thnh], Ch u t s c quyn t
chi v chi ph d tnh cho cng vic ny cho n khi cng vic c tin hnh xong.
T l phn trm tng ng cho mi hng mc s l gi tr phn trm ca hng mc nh
nu trong hp ng. Nu gi tr phn trm ca hng mc khng c nu c th
trong hp ng, khng c phn trm no ca mi na s tin gi li s c p dng
theo Khon ny cho hng mc .
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Trong vng 84 ngy sau khi nhn c Chng ch nghim thu cng trnh, Nh thu s
trnh cho Ch u t 06 bn ca Bo co khi hon thnh cng vi cc ti liu b tr
theo Khon 14.3 [Xin cp Chng ch thanh ton tm], cho thy:
(a) gi tr ca tt c cc cng vic c lm ng vi Hp ng cho n ngy c
nu trong Chng ch nghim thu cng trnh,
(b) bt c khon tin no khc m Nh thu coi l n hn thanh ton, v
(c) d ton ca cc khon tin khc m Nh thu coi l s n hn thanh ton theo
Hp ng. Cc s tin c tnh s c trnh by ring l trong bo co khi
hon thnh ny.
Sau Ch u t s thng bo cho Nh thu theo Khon 14.6 [Thanh ton tm] v tr
theo Khon 14.7 [Thi hn thanh ton].
14.11 Xin cp thanh ton cui cng
Trong vng 56 ngy sau khi nhn c Chng ch thc hin, Nh thu s trnh cho
Ch u t 06 bn ca d tho bo co cui cng vi cc ti liu b tr trnh by chi
tit theo mu m Ch u t chp thun:
(a) gi tr ca tt c cc cng vic c lm theo ng Hp ng, v
(b) s tin khc m Nh thu coi l n hn thanh ton theo Hp ng hoc cc
tha thun khc.
Nu Ch u t khng ng hoc khng c th chng thc mt phn no ca d tho
bo co cui cng, Nh thu s trnh thm thng tin khi Ch u t c th yu cu hp
l v s thay i d tho theo s nht tr ca hai bn. Nh thu s chun b v trnh cho
Ch u t bo co cui cng nh hai bn nht tr. Bo co ny s c gi l Bo
co cui cng trong cc iu kin ny.
Tuy nhin nu sau khi c nhng cuc tho lun gia cc bn v bt k thay i no
trong d tho bo co cui cng m hai bn nht tr, hin nhin l s c tranh chp,
Ch u t s thanh ton cc phn tha thun ca d tho bo co cui cng ph
hp vi Khon 14.6 [Thanh ton tm] v Khon 14.7 [Thi hn thanh ton]. Sau ,
nu tranh chp c gii quyt theo Khon 20.4 [C quyt nh ca Ban x l tranh
chp] hoc Khon 20.5 [Ha gii mt cch hu ho], Nh thu s chun b v trnh
cho Ch u t bo co cui cng.
Khi trnh bo co cui cng, Nh thu s trnh Bn thanh ton trn giy t khng nh
rng ton b Bo co cui cng th hin vic thanh ton y v gii quyt xong tt
c s tin phi tr cho Nh thu theo hoc lin quan n Hp ng. Bn thanh ton ny
c th nu rng n s c hiu lc khi Nh thu nhn li Bo lnh Hp ng v vic
cn bng n nn ca s tin ny m Bn thanh ton s c hiu lc vo ngy .
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14.13 Thanh ton cui cng
Cn c vo im (c) Khon 14.7 [Thi hn thanh ton], Ch u t s thanh ton cho
Nh thu s tin cn n, cui cng tr i tt c s tin Ch u t tr trc y v
cc Khu tr no theo Khon 2.5 [Khiu ni ca Ch u t].
Ch u t s khng chu trch nhim vi Nh thu v bt c vic g v vn g theo
hoc lin quan n Hp ng hoc thi cng Cng trnh, tr khi Nh thu nu c th
mt s tin dng cho vic :
(a) trong Bo co cui cng v cng,
(b) (tr nhng vn v vic ny sinh sau khi cp Chng ch nghim thu cng
trnh) trong bo co khi hon thnh c nu trong Khon 14.10 [Bo co khi
hon thnh].
Tuy nhin, Khon ny khng gii hn trch nhim ca Ch u t v cc ngha v bi
thng hay trch nhim ca Ch u t trong cc trng hp gian di, c vi phm
hay tin hnh sai cng vic do l l ca Ch u t.
Gi hp ng s c thanh ton bng mt loi loi tin t hoc nhiu loi tin t c
nu c th trong Tha thun hp ng. Tr phi c cc quy nh khc trong iu kin
ring nu c hn mt loi tin t c nu, vic thanh ton s c thc hin nh sau:
(a) nu Gi hp ng ch c tnh bng ni t khi:
(i) T l hoc cc khon tin c tnh bng ni t v ngoi t v t gi
trao i n nh c s dng tnh tin thanh ton nh nu c th
trong Tha thun hp ng, tr khi c tha thun khc ca c hai bn;
(ii) vic thanh ton v chit khu theo Khon 13.5 [Tin tm ng] v Khon
13.7 [iu chnh do cc thay i v lut l] s c tnh bng cc loi
tin t v t l c p dng; v
(iii) vic thanh ton v chit khu khc trong phn (a) n (d) ca Khon
14.3 [Xin cp thanh ton tm] s c tnh bng cc tin t v t l
c nu r trong phn (a) (i) trn.
(b) vic thanh ton cc thit hi c nu c th trong iu kin ring s c tnh
bng cc loi tin t v t l c nu trong iu kin ring;
(c) cc thanh ton khc ca Nh thu cho Ch u t s c tnh bng loi tin t
m s tin do Ch u t chi tiu bng loi tin hoc bng tin t m c
hai Bn c th tha thun;
(d) nu bt c s tin no m Nh thu thanh ton cho Ch u t bng loi tin t
ring vt qu s tin m Ch u t phi tr cho Nh thu bng loi tin t ,
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Ch u t c th thu li phn cn i ca s tin ny t cc khon tin khc
m Ch u t thanh ton cho Nh thu bng cc loi tin t khc; v
(e) nu khng c t gi trao i no c nu trong Hp ng, th s s dng t
gi vo Ngy khi im v do Ngn hng nc s ti xc nh.

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15.1 Thng bo sa cha
Nu Nh thu khng thc hin ngha v theo Hp ng, Ch u t c th ra thng
bo yu cu Nh thu phi thc hin v sa cha cc sai hng trong khong thi gian
hp l c th.
15.2 Chm dt Hp ng bi Ch u t
Ch u t s c quyn chm dt Hp ng nu Nh thu:
(a) khng tun th Khon 4.2 [Bo lnh thc hin] hoc vi mt thng bo theo
Khon 15.1 [Thng bo sa cha],
(b) b d Cng trnh hoc th hin r rng nh khng tip tc thc hinn ngha
v theo Hp ng,
(c) khng c l do chnh ng m li khng tip tc cng trnh theo iu 8 [Khi
cng, chm tr v tm ngng],
(d) cho thu ph ton b cng trnh hoc chuyn nhng Hp ng m khng c
s tha thun theo yu cu,
(e) b ph sn hoc b v n, b ng ca, b qun l ti sn, phi thng lng vi
ch n hoc tip tc kinh doanh di s gim st ca ngi qun l ti sn,
ngi c y quyn hoc ngi qun l v li ch ca ch n hoc c hnh
ng hoc s kin no xy ra (theo cc Lut c p dng) c nh hng
tng t ti cc hot ng hoc s kin ny, hoc
(f) a hoc c ng a (trc tip hoc gin tip) t lt, qu cp hay tin hoa
hng hoc cc vt khc c gi tr cho ngi no nh phn thng hoc
mua chuc:
(i) thc hin hoc chu thc hin cc hnh ng lin quan n Hp
ng, hoc
(ii) t ra l thin v hay khng thin v mt ngi no c lin quan
n Hp ng,
hoc nu Nhn vin ca Nh thu, i l hoc cc Thu ph a hoc c ng a
(trc tip hoc gin tip) cho ngi no nh phn thng hoc mua chuc nh
c m t trong phn (f). Tuy nhin, vic thng hay y lo mt cch hp php cho
Ngi ca Nh thu s khng cho quyn chm dt Hp ng.
Nu c mt trong nhng trng hp ny, Ch u t c th, bng cch thng bo
cho Nh thu trc 14 ngy, chm dt Hp ng v trc xut Nh thu ra khi cng
trng. Tuy nhin, trong trng hp ca phn (e) hoc (f), Ch u t c th thng bo
chm dt Hp ng ngay lp tc.
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S la chn ca Ch u t trong vic quyt nh chm dt Hp ng s khng lm
nh hng n cc quyn li khc ca Ch u t, theo Hp ng.
Nh thu phi ri Cng trng v chuyn cc hng ha cn thit, cc ti liu ca Nh
thu v cc h s thit k khc ca Nh thu cho Ch u t. Tuy nhin Nh thu s c
gng ht mc tun th ngay lp tc cc hng dn hp l c nu trong thng bo
(i) chuyn nhng hp ng ph, v (ii) bo v tnh mng v ti sn hay cho s an
ton ca cng trnh.
Sau khi chm dt Hp ng, Ch u t c th hon thnh Cng trnh v/hoc sp t
cho cc n v khc thc hin. Ch u t v cc n v khc thc hin. Ch u t v
cc n v ny khi c th s dng bt c hng ha, ti liu no ca Nh thu v cc
ti liu thit k khc do Nh thu thc hin hoc do i din Nh thu thc hin
Ch u t s thng bo rng thit b ca Nh thu v cc Cng trnh tm thi s c
gii phng cho Nh thu ti hoc gn Cng trng. Nh thu s ngay lp tc sp xp
chuyn i, ri ro v chi ph cho vic ny s do Nh thu chu. Tuy nhin, nu n
lc ny m Nh thu cn n Ch u t mt khon thanh ton no th Ch u t c
quyn bn chng ly li tin. S tin d ra s c tr cho Nh thu.
15.3 Xc nh gi vo ngy chm dt Hp ng
Ngay khi thng bo chm dt theo Khon 15.2 [Chm dt Hp ng bi Ch u t]
c hiu lc, Ch u t theo Khon 3.5 [Quyt nh] s ng hoc xc nh gi tr
ca cng trnh, hng ha v ti liu ca Nh thu v cc khon tin phi thanh ton cho
Nh thu cc cng vic c thc hin theo ng Hp ng.
15.4 Thanh ton sau khi chm dt Hp ng
Sau khi thng bo chm dt hp ng theo Khon 15.2 [Chm dt Hp ng bi Ch
u t] c hiu lc, Ch u t c th:
(a) tin hnh theo Khon 2.5 [Khiu ni ca Ch u t],
(b) khng thanh ton thm cho Nh thu cho n khi chi ph thit k, thi cng,
hon thnh v sa cha cc sai st v h hng do chm tr trong hon thnh
(nu c) v cc chi ph khc m Ch u t chu c thit lp, v/hoc
(c) Thu li t Nh thu cc ph tn do h hng, mt mt m Ch u t phi chu
v cc chi ph thm khc ca vic hon thnh Cng trnh, sau khi tnh n bt
k mt khon n no i vi Nh thu theo Khon 15.3 [Xc nh gi ti ngy
chm dt Hp ng]. Sau khi thu hi li t cc mt mt, h hng v cc chi ph
thm, Ch u t s thanh ton phn tin cn i cho Nh thu.
15.5 Quyn chm dt Hp ng ca Ch u t
Ch u t c quyn chm dt Hp ng vo bt c lc no thun tin cho Ch u t,
bng cch thng bo cho Nh thu vic chm dt Hp ng. Vic chm dt ny s c
hiu lc 28 ngy sau ngy n sau ca cc thi im m Nh thu nhn c thng
bo ny ca Ch u t hoc Ch u t tr li Bo lnh thc hin. Ch u t s
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khng c chm dt Hp ng theo Khon ny t thi cng cng trnh hoc sp
xp cho Nh thu khc thi cng cng trnh.
Sau khi chm dt Hp ng, Nh thu phi tin hnh theo Khon 16.3 [Ngng cng
vic v di di thit b Nh thu] v s c thanh ton theo Khon 19.6 [Chm dt c
la chn, thanh ton v ht trch nhim].

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16. TM NGNG V CHM DT HP NG BI
NH THU
Nu Ch u t khng chng nhn theo Khon 2.4 [Thu xp ti chnh ca Ch u t]
hoc Khon 14.7 [n nh thi hn thanh ton], Nh thu c th, sau khi thng bo
cho Ch u t khng mun hn 21 ngy, s tm ngng cng vic (hoc gim t l
cng vic) tr phi v cho n khi Nh thu nhn c Chng ch thanh ton, cc
chng t hp l hoc thanh ton, ty tng trng hp v nh m t trong thng
bo.
Hnh ng ca Nh thu khng c lm nh hng n quyn li ca Nh thu i
vi cc chi ph ti chnh theo Khon 14.8 [Thanh ton chm] v chm dt hp ng
theo Khon 16.2 [Chm dt Hp ng bi Nh thu].
Nu Nh thu tip nhn c chng c hoc thanh ton (nh nu trong khon
tng ng v trong thng bo trn) trc khi thng bo chm dt hp ng, Nh thu
phi tip tc tin hnh cng vic tr li nh bnh thng ngay khi c th c.
Nu Nh thu phi chu s chm tr v/hoc cc chi ph pht sinh l hu qu ca vic
tm ngng cng vic (hoc do gim t l cng vic) theo Khon ny, Nh thu phi
thng bo cho Ch u t v theo Khon 20.1 [Khiu ni ca Nh thu] c quyn:
(a) gia hn thi gian b cho s chm tr nh vy, nu vic hon thnh ang
(b) thanh ton cho chi ph cng thm li nhun hp l, c tnh vo gi hp
ng.
Sau khi nhn c thng bo ny, Ch u t s ng hoc quyt nh cc vn
16.2 Chm dt Hp ng bi Nh thu
Nh thu c quyn chm dt hp ng nu:
(a) Nh thu khng nhn c chng c hp l trong vng 42 ngy sau khi
thng bo theo Khon 16.1 [Quyn tm ngng cng vic ca Nh thu] lin
quan n vic khng tun th Khon 2.4 [Thu xp ti chnh ca Ch u t],
(b) Nh thu khng nhn c s tin c thanh ton ng theo trong vng 42
ngy sau khi ht hn thi gian thanh ton c nu trong Khon 14.7 [Thi hn
thanh ton] m vic thanh ton phi c tin hnh trong thi gian (tr vic
chit khu theo Khon 2.5 ra [Khiu ni ca Ch u t]),
(c) Ch u t v c bn khng thc hin ngha v theo Hp ng,
(d) Ch u t khng tun th Khon 1.7 [Chuyn nhng],
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(e) vic tm ngng b ko di nh hng n ton b cng trnh nh c m t
trong Khon 8.11 [Ko di tnh trng tm ngng], hoc
(f) Ch u t b ph sn, v n, b ng ca, b qun l ti sn phi iu nh.
16.3 Ngng cng vic v di di thit b Nh thu
Sau khi nhn c thng bo kt thc Hp ng theo Khon 15.5 [Quyn chm dt
Hp ng ca Ch u t], khon 16.2 [Chm dt Hp ng bi Nh thu] hoc
Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim] c hiu lc,
Nh thu s ngay lp tc:
(a) ngng tt c cc cng vic thm, ngoi tr cc cng vic c Ch u t
hng dn bo v con ngi v ti sn hoc an ton ca cng trnh.
(b) chuyn giao ton b ti liu ca Nh thu, thit b, cc vt liu v cc cng vic
khc m Nh thu c thanh ton, v
(c) di di tt c hng ha khi cng trng, ngoi tr cc th cn thit cho an ton
v ri khi cng trng.
16.4 Thanh ton khi chm dt Hp ng
Sau khi thng bo chm dt Hp ng theo Khon 16.2 [Chm dt Hp ng bi Nh
thu] c hiu lc, Ch u t s ngay lp tc:
(a) tr li bo lnh thc hin cho Nh thu,
(b) thanh ton cho Nh thu theo Khon 19.6 [Chm dt c la chn, thanh ton
v ht trch nhim], v
(c) thanh ton cho Nh thu s tin do mt mt v li nhun hoc mt mt h hng
khc m Nh thu phi chu do vic chm dt Hp ng ny.

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17.1 Bi thng
Nh thu phi bi thng v gnh chu nhng tn hi cho Ch u t, cc nhn vin
ca Ch u t v cc i l ring ca h, i vi cc khiu ni, hng hc, mt mt v
cc chi ph (bao gm ph v cc chi ph php l c lin quan n:
(a) tn hi thn th, bnh tt, m au, bnh tt hay cht, ca bt c ngi no xy
ra trong hoc ngoi qu trnh tin hnh hoc do nguyn nhn ca thit k, thi
cng v hon thnh cng trnh v sa cha cc sai st, tr phi c th quy cho
vic cu th, c lm hoc vi phm Hp ng bi Ch u t, cc nhn vin
ca Ch u t, hoc bt k i din ring no ca h, v
(b) hng hc hay mt mt ca bt c ti sn no, l ng sn hay ca c nhn
(khng phi l cng trnh), phm vi m nhng hng hc hay mt mt ny:
(i) pht sinh t hoc trong qu trnh tin hnh hoc do nguyn nhn ca
thit k, thi cng v hon thnh cng trnh v sa cha cc sai st,
(ii) c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u
t, hoc cc i l ring ca h, hoc bt c ngi no trc tip hay
gin tip c h thu.
Ch u t phi bi thng v gnh chu nhng tn hi cho Nh thu, cc nhn vin
ca Nh thu v cc i l ring ca h, i vi cc khiu ni, thit hi, mt mt v chi
ph (bao gm ph v cc ph php l) lin quan n (1) tn hi thn th, m au, bnh
tt hay cht c quy cho s cu th, c lm hoc vi phm Hp ng bi Ch u t,
cc nhn vin ca Ch u t, hoc cc i l ring ca h, v (2) cc vn m trch
nhim khng thuc bo him, nh m t trong phn (d) (i), (ii) v (iii) ca Khon
18.3 [Bo him i vi vic tn thong ngi v thit hi ti sn].
Nh thu s chu hon ton trch nhim i vi vic coi sc cng trnh v hng ha t
ngy khi cng cho n ngy pht hnh Chng ch nghim thu hoc coi nh c pht
hnh theo Khon 10.1 [Nghim thu cng trnh v hng mc cng trnh] cho cng trnh,
khi trch nhim c chuyn qua Ch u t. Nu Chng ch nghim thu c pht
hnh (hoc coi nh pht hnh) cho bt c hng mc hay cng trnh no, th trch
nhim coi sc n bt k hng mc no ca cng trnh c chuyn cho Ch u t.
Sau khi trch nhim c chuyn mt cch ph hp cho Ch u t, Nh thu s nhn
trch nhim coi sc n bt k cng vic no cn tn li cha gii quyt xong vo ngy
c nu trong Chng ch nghim thu cho n khi cc cng vic ny c hon thnh.
Nu bt c vic mt mt hay h hng no xy ra cho cng trnh, hng ha hoc ti liu
ca Nh thu no trong khong thi gian Nh thu ang chu trch nhim coi sc, do
bt c l do no khng c lit k trong Khon 17.3 [Nhng ri ro ca Ch u t],
Nh thu s phi sa nhng mt mt hay h hng bng s ri ro v chi ph ca Nh
thu, cng trnh, hng ha v ti liu ca Nh thu ng vi Hp ng.
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Nh thu s phi chu trch nhim i vi bt c hng hc hay mt mt do cc hot
ng m Nh thu thc hin sau khi Chng ch nghim thu c pht hnh. Nh
thu phi chu trch nhim i vi bt c mt hng hc hay mt mt xy ra sau khi
Chng ch nghim thu c pht hnh v c nhng vic xy ra trc m Nh
thu chu trch nhim.
Cc ri ro c tham chiu trong Khon 17.4 di y l:
(a) chin tranh, thi th ch (bt k chin tranh c tuyn b hay khng), xm
lc, hot ng th ch nc ngoi,
(b) ni lon, khng b, cch mng, khi ngha, qun s hoc chim ot quyn lc,
hoc ni chin,
(c) ni lon, bo ng gy hn lon trong nc s ti do nhng ngi khng phi
l nhn vin ca Nh thu v ngi lm thu khc ca Nh thu v Nh thu
ph gy ra.
(d) bom n ca chin tranh, cht n, ion ha gy phng x trong nc s ti,
ngoi tr c th quy kt cho Nh thu s dng n ca chin tranh, cht n,
pht x hoc cc hot ng ca phng x, v
(e) p lc ca cc loi sng gy ra bi my bay hoc cc phng tin hng khng
c tc ca m thanh hoc siu thanh.
17.4 Hu qu ca cc ri ro ca Ch u t
Nu v trong chng mc no mi ri ro c lit k trong Khon 17.3 trn y dn
n mt mt hay h hng cho cng trnh, bt ng sn, hng ha hay cc ti liu ca
Nh thu, th Nh thu phi ngay lp tc gi thng bo cho Ch u t v sa cha s
mt mt v h hng trong phm vi Ch u t yu cu.
Nu Nh thu phi chu s chm tr v/hoc chu chi ph do sa cha nhng mt mt
hay h hng ny Nh thu phi gi mt thng bo cho Ch u t v s c quyn theo
Khon 20.1 [Khiu ni ca Nh thu] :
(a) ko di thi gian v s chm tr ny, nu vic hon thnh b hoc s b chm
(b) thanh ton mi chi ph s c cng vo Gi hp ng.
Sau khi nhn thng bo tip theo ny, Ch u t phi thc hin theo Khon 3.5
[Quyt nh] nht tr hay quyt nh cc vn ny.
17.5 Quyn s hu cng nghip v tr tu
Trong Khon ny, s xm phm ngha l s xm phm (hay b cho l xm phm) bt
c mt pa tng; thit k ng k, quyn sao chp, nhn hiu, mc thng mi, b
mt thng mi hay quyn s hu cng nghip v tr tu khc lin quan n cng
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trnh; v khiu ni ngha l s i hi quyn li (hay kin tng i hi quyn li) do
thy rng b xm phm.
Khi mt Bn khng gi thng bo cho Bn kia v bt c khiu ni no trong vng 28
ngy t khi tip nhn khiu ni, Bn th nht s b coi l mt mi quyn bi thng
theo Khon ny.
Ch u t phi bi thng v gnh chu tn hi cho Nh thu i vi bt k khiu ni
cho rng b xm phm, l hoc l:
(a) mt kt qu khng trnh khi ca s phc tng ca Nh thu i vi cc yu
cu ca Ch u t, hay
(b) kt qu ca vic cng trnh ang c s dng bi Ch u t;
(i) v mt mc ch hn l mc ch c ch ra hoc c suy ra mt
cch thch ng bi hp ng, hoc
(ii) lin quan n bt k th g khng c cung cp bi Nh thu, tr phi
vic s dng nh vy c tit l cho Nh thu trc Ngy khi cng
hay c nu trong Hp ng.
Nh thu s bi thng v gnh chu tn hi cho Ch u t i vi bt k khiu ni
khc ny sinh hoc lin quan n (i) thit k, ch to, xy dng hoc thc hin Cng
trnh ca Nh thu, (ii) s dng thit b ca Nh thu, hoc (iii) s dng Cng trnh
mt cch ng n.
Nu mt bn c quyn c n b theo khon ny, Bn bi thng c th (bng chi
ph ca mnh) tin hnh cc cuc m phn gii quyt khiu ni v bt c iu g c
th lm tn hi n bn n b, tr phi Bn n b khng thc hin bt k cuc m
phn, kin tng hay gii quyt tranh chp khi c Bn kia yu cu.
Khng Bn no phi chu trch nhim php l i vi Bn kia v s mt mt trong s
dng bt k cng trnh no, s mt mt v li nhun, s mt mt ca bt k Hp ng
no hay s mt mt thit hi khng trc tip hay do hu qu li m Bn kia c th
phi chu lin quan n Hp ng, ngoi nhng quy nh trong Khon 16.4 [Thanh
ton khi chm dt hp ng] v Khon 17.1 [Bi thng].
Ton b trch nhim php l ca Nh thu i vi Ch u t, theo hoc lin quan n
Hp ng ngoi Khon 4.19 [in, nc v kh ga], Khon 4.20 [Thit b ca Ch u
t v vt t cp khng], Khon 17.1 [Bi thng] v Khon 17.5 [Quyn s hu cng
nghip v tr tu], phi khng c vt qu tng s tin nu trong iu kin ring
hay (nu tng s ny khng c nu) Gi hp ng c xc nh trong Tha thun
hp ng.
Khon ny s khng gii hn trch nhim php l trong cc trng hp gian di, b
cuc c hay c x sai tri mt cch liu lnh bi Bn phm li.

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18. BO HIM
Trong iu khon ny, i vi mi loi bo him Bn bo him c ngha l Bn
chu trch nhim thc hin v duy tr bo him c quy nh trong Khon lin quan.
Khi Nh thu l Bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon mc c Ch u t tha thun. Cc khon mc ny phi tng
thch vi cc khon mc c c hai Bn tha thun trc khi h k kt tha thun
hp ng. Tha thun v cc khon mc ny phi c quyn u tin ng trc cc
quy nh ca iu ny.
Khi Ch u t l bn bo him, mi bo him phi c thc hin bi cc Nh bo
him vi cc khon thch hp vi cc chi tit c km theo iu kin ring.
Nu yu cu phi bi thng cho i tng bo him chung, th vic bi thng phi
c p dng ring cho mi i tng bo him nh th mt Hp ng bo him ring
bit c pht hnh cho mi i tng trong bo him chung. Nu yu cu phi bi
thng cho i tng c b sung vo bo him chung tc v danh ngha c b
sung cho vo bo him c quy nh trong iu ny, (i) Nh thu phi theo Hp
ng i din cho i tng bo him chung b sung ny ngoi tr vic Ch u t i
din cho cc nhn vin ca mnh, (ii) i tng c bo him chung b sung s
khng c quyn nhn thanh ton trc tip t Nh bo him hoc c bt k quan h trc
tip no vi nh bo him, v (iii) Bn bo him phi yu cu mi i tng c bo
him chung b sung phi tun th cc iu kin quy nh trong Hp ng bo him.
Mi Hp ng bo him cho s mt mt hay thit hi s thanh ton bng cc loi tin
t c yu cu b p mt mt v thit hi. Cc khon thanh ton c nhn t
nh Bo him phi c s dng b p mt mt hay thit hi.
Bn bo him lin quan, trong cc khong thi gian ring c nu trong iu kin
ring (c tnh ton t ngy khi cng) phi np cho bn kia:
(a) bng chng v vic nhng bo him c m t trong iu ny c thc
hin, v
(b) cc bn sao cc Hp ng bo him c m t trong Khon 18.2 [Bo him
cho cng trnh v thit b ca Nh thu], v Khon 18.3 [Bo him tn thng
v ngi v thit hi v ti sn].
Khi tin ng bo him c thanh ton, Bn bo him phi np chng t thanh
ton cho Bn kia.
Mi bn u phi tun th theo cc iu kin quy nh trong mi Hp ng bo him.
Bn bo him phi thng bo cc thng tin lin quan n cc thay i trong thc hin
thi cng cng trnh cho Nh bo him v m bo rng, vic bo him s c duy tr
theo iu ny.
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Khng bn no c thay i ti liu i vi cc khon mc bo him m khng c
tha thun trc ca Bn kia. Nu mt Nh bo him thay i (hay d nh) thay i,
th Bn c Nh bo him thng bo trc phi thng bo ngay cho Bn kia.
Nu bn bo him khng thc hin v m bo hiu lc bo him nh yu cu thc
hin v m bo theo Hp ng, hoc khng cung cp chng c y v cc bn sao
cc Hp ng bo him y ph hp vi Khon ny, Bn kia c th (theo s la
chn ca mnh v khng gy tn hi cho bt c quyn li hay bin php n b khc)
thc hin bo him cho s c lin quan v tr tin ng bo him thch ng. Bn bo
him s thanh ton cc khon tin ng bo him ny cho bn kia v Gi hp ng s
c iu chnh tng ng.
Khng c g trong khon ny gii hn ngha v, trch nhim php l hoc trch nhim
ca Nh thu hay Ch u t theo cc iu khon khc ca Hp ng hay cc khon
mc khc. Mi khon khng c bo him hay khng c bi thng bi nh bo
him phi do Nh thu v/hoc Ch u t chu theo cc ngha v, trch nhim php
l. Tuy nhin, nu Bn bo him khng thc hin v khng m bo hiu lc mi bo
him hin c m n yu cu thc hin v duy tr theo Hp ng, v Bn kia cng
khng ng hy b v cng khng thc hin Bo him cho dn b lin quan n sai
phm ny, th mi khon tin l ra c hon tr theo bo him ny phi c Bn
bo him tr.
Cc thanh ton bi mt Bn cho bn khc s theo Khon 2.5 [Khiu ni ca Ch u
t] hay Khon 20.1 [Khiu ni ca Nh thu] p dng.
Bn bo him phi bo him cho cng trnh, my mc thit b, vt t v ti liu ca
Nh thu khng thp hn ton b chi ph phc hi bao gm c cc chi ph ph d, di
di cht thi xy dng v cc ph nghip v v li nhun. Bo him ny s c hiu lc
t ngy chng t c np theo phn (a) ca Khon 18.1 [Yu cu chung i vi bo
him], ti ngy pht hnh Chng ch nghim thu cng trnh.
Bn bo him phi duy tr bo him ny cung cp bo him cho n ngy pht hnh
Chng ch thc hin, cho mt mt hay h hng m Nh thu chu trch nhim xut
pht t nguyn nhn xy ra trc khi pht hnh Chng ch nghim thu, v cho mt mt
hay h hng gy nn bi Nh thu hay Nh thu ph trong qu trnh hot ng khc
bao gm nhng mt mt hay h hng theo iu 11 [Trch nhim i vi cc sai st]
v iu 12 [Kim nh sau khi hon thnh].
Bn bo him phi bo him cho cc thit b ca Nh thu khng t hn ton b gi tr
thay th, bao gm c vn chuyn n cng trnh. i vi mi hng mc thit b ca
Nh thu, bo him phi c hiu lc trong khi thit b ang c vn chuyn n cng
trnh v cho n khi n khng cn cn thit nh l thit b ca Nh thu na.
Tr phi c quy nh khc trong iu kin ring, cc bo him theo Khon ny:
(a) phi c thc hin v duy tr bi Nh thu nh Bn bo him,
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(b) phi ng tn chung ca cc Bn, m h c quyn cng nhn cc khon thanh
ton t cc Nh bo him, cc khon thanh ton ang gi hoc phn b gia
cc bn cho mc ch duy nht l b p mt mt hay thit hi.
(c) phi b p mt mt hay thit hi do bt c nguyn nhn no khng lit k
trong Khon 17.3 [Ri ro ca Ch u t],
(d) phi b p mt mt hay thit hi t nhng ri ro c lit k trong phn (c),
(g) v (h) ca Khon 17.3 [Ri ro ca Ch u t], vi s chit khu cho tng
s c khng ln hn khon c nu trong iu kin ring (nu khon ny
khng c nu, phn (d) s khng c p dng), v
(e) tuy nhin c th loi tr mt mt hay thit hi v s phc hi ca:
(i) mt phn ca cc cng trnh trong iu kin khuyt tt do sai phm
trong thit k, nguyn vt liu hay trnh tay ngh (nhng n b s
gm cc phn khc b mt mt hay thit hi nh l kt qu trc tip ca
iu kin b khuyt tt ny v khng ging nh c miu t trong phn
(ii) di y),
(ii) mt phn ca cc cng trnh b mt mt hay thit hi nhm phc hi
mt phn khc ca cc cng trnh nu phn kia trong iu kin khuyt
tt do sai phm trong thit k, nguyn vt liu hay trnh tay ngh,
(iii) mt phn ca cc cng trnh c bn giao cho Ch u t, tr phi Nh
thu chu trch nhim php l v mt mt hay thit hi, v
(iv) cc hng ha khng c trong nc, theo Khon 14.5 [Thit b v cc vt
liu d nh dng cho cc cng trnh].
Nu qu mt nm sau ngy khi cng, s bi thng c m t trong phn (d) trn
y khng cn l cc khon mc hp l c tnh thng mi, Nh thu phi (vi t cch
l Bn bo him) thng bo cho Ch u t vi cc chi tit h tr. Ch u t sau
(i) s c quyn theo Khon 2.5 [Khiu ni ca Ch u t] thanh ton mt khon
tng ng cc khon mc hp l c tnh thng mi nh Nh thu mun c tr
mt khon bi thng nh vy, v (ii) c coi nh, tr phi h c c s bi thng
cc khon mc hp l c tnh thng mi, thng qua s b st theo Khon 18.1
[Cc yu cu chung v bo him].
Bn bo him phi bo him i vi trch nhim php l ca mi Bn v bt k s mt
mt hay h hng, t vong hay tn hi thn th c th xy ra i vi mi ti sn vt cht
(ngoi tr nhng th c bo him theo Khon 18.2 [Bo him cho cng trnh v
tbit b ca Nh thu] hoc i vi ngi (tr nhng ngi c bo him theo Khon
18.4 [Bo him chi nhn lc ca Nh thu]), c th xy ra do vic thc hin Hp ng
ca Nh thu v xy ra trc khi pht hnh Chng nhn thc hin.
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Bo him ny phi gii hn cho mi s c khng t hn s tin c nu trong iu
kin ring vi khng gii hn s lng s c. Nu s tin khng c nu trong Hp
ng, th khon ny s khng p dng.
Ngoi tr c quy nh khc trong iu kin ring, cc bo him c nu r trong
Khon ny:
(a) phi c hiu lc v c duy tr bi Nh thu vi t cch l Bn bo him,
(b) phi c cc tn chung ca cc bn,
(c) phi c m rng bo him i vi trch nhim php l cho mi mt mt
hay h hng v ti sn ca Ch u t (tr nhng th c bo him theo
khon 18.2) ny sinh do vic thc hin Hp ng ca Nh thu, v
(d) tuy nhin, c th loi tr trch nhim php l trong phm vi pht sinh t:
(i) quyn ca Ch u t c cc cng trnh vnh cu c thi cng trn,
pha trn, bn di, trong hoc xuyn qua bt k vng t no, v chim
gi vng t ny cho cc cng trnh vnh cu,
(ii) s h hng l kt qu khng trnh khi ca cc trch nhim ca Nh
thu trong thi cng cc cng trnh v sa cha mi khuyt tt, v
(iii) mt nguyn nhn c nu trong Khon 17.3 [Ri ro ca Ch u t],
ngoi tr vic c khon bi thng cho cc khon mc hp l c tnh
thng mi.
18.4 Bo him cho nhn lc ca Nh thu
Nh thu phi thc hin v duy tr bo him i vi trch nhim php l cho cc khiu
ni v h hng, mt mt v chi ph (bao gm cc ph php l v cc chi ph) do tn
tht, m au, bnh tt hay t vong ca bt k ngi no c Nh thu thu hay bt k
nhn vin no khc ca Nh thu.
Ch u t phi c bi thng theo Hp ng bo him, ngoi tr vic bo him
ny c th khng gm cc mt mt v khiu ni pht sinh t mt hnh vi hay s bt
cn ca Ch u t hay cc nhn vin ca Ch u t.
Bo him phi c duy tr y hiu lc v hiu qu trong sut ton b thi gian
m cc nhn vin ny gip thi cng cng trnh. i vi cc nhn cng ca Nh thu
ph, bo him ny c th do Nh thu ph thc hin, nhng Nh thu phi c trch
nhim i vi vic tun th theo iu ny.

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19. BT KH KHNG
19.1 nh ngha v Bt kh khng
Trong iu ny, Bt kh khng c ngha l mt s kin hoc trng hp bt thng:
(a) ngoi kh nng kim sot ca mt Bn,
(b) Bn khng c th d phng mt cch hp l trc khi k kt Hp ng,
(c) xy ra m bn khng th trnh hay khc phc mt cch hp l, v
(d) thc cht khng th quy cho bn kia.
Bt kh khng c th gm, nhng khn gii hn, nhng s kin hay trng hp bt
thng thuc cc loi c lit k di y, nu tha mn cc iu kin t (a) n (d)
trn:
(i) chin tranh, tnh trng chin tranh (bt k c tuyn b chin tranh
khng) s xm lc, hot ng ca k th nc ngoi,
(ii) ni lon, khng b, cch mng, khi ngha, o chnh hoc ni chin,
(iii) ni lon, no lon, vi phm k lut, bi cng, hay b bao vy nhng
ngi khng phi l ngi ca Nh thu v cc ngi lm khc ca Nh
thu v Nh thu ph.
(iv) v kh n dc ca chin tranh, vt liu n, phng x ion hoc nhim
do hot ng phng x, ngoi tr c th quy kt cho vic Nh thu s
dng v kh n dc, cht n, phng x v hot ng phng x, v
(v) cc thin tai nh ng t, lc, bo hay hot ng ni la.
19.2 Thng bo v Bt kh khng
Nu mt bn b hoc s b cn tr thc hin bt c ngha v ca mnh theo Hp ng
do tnh trng bt kh khng, Bn phi gi thng bo cho bn kia v s vic hoc
trng hp gy nn tnh trng bt kh khng v phi nu r cc ngha v, cng vic
v/hoc s b cn tr. Thng bo phi c gi trong vng 14 ngy sau khi bn
nhn bit c tnh trng, hoc l ra nhn bit c v s vic hoc trng hp gy
nn tnh trng bt kh khng.
Bn , khi thng bo, phi c min cho vic thc hin cng vic thuc ngha v
trong thi gian m tnh trng bt kh khng cn tr vic thc hin ca h.
Du cho c cc quy nh no khc ca Khon ny, th bt kh khng cng khng p
dng i vi cc ngha v thanh ton tin ca bt c bn no cho bn kia theo Hp
ng.

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19.3 Ngha v gim s chm tr n thp nht
Mi Bn thng xuyn phi c s n lc hp l ti thiu ha chm tr trong vic
thc hin Hp ng do bt kh khng.
Mt bn phi gi thng bo cho bn kia khi khng cn b nh hng bi tnh trng bt
kh khng.
Nu Nh thu b cn tr thc hin bt k nhim v no ca mnh theo hp ng do bt
kh khng m thng bo theo Khon 19.2 [Thng bo v bt kh khng], v chu s
chm tr v/hoc chu chi ph do bt kh khng, Nh thu s c quyn theo Khon 20.1
[Khiu ni ca Nh thu]:
(a) ko di thi gian do s chm tr nh vy, nu vic hon thnh b v s b chm
(b) Nu s vic hay trng hp thuc loi c m t trong phn t (i) ti (iv) ca
Khon 19.1 [nh ngha v bt kh khng] v, trong trng hp t phn (ii) ti
(iv) xy ra nc s ti, c thanh ton cc chi ph ny.
Sau khi nhn c thng bo ny, Ch u t phi thc hin theo Khon 3.5 [Quyt
nh] nht tr hay quyt nh cc vn ny.
Nu bt k Nh thu ph no c quyn theo Hp ng hay theo tha thun lin quan
n cc cng vic lm gim nh tnh trng bt kh khng theo cc khon b sung hay
rng hn nhng g quy nh trong iu ny, th nhng s vic v tnh trng bt kh
khng khon b sung hay rng hn ny s khng min cho Nh thu khi phi thc
hin hoc cho php h c gim nh theo iu ny.
19.6 Chm dt cng trnh c s la chn, thanh ton, ht trch nhim
Nu vic thc hin cng trnh c bn ang c tin hnh b cn tr lin tc trong thi
gian 84 ngy do Bt kh khng c thng bo theo Khon 19.2 [Thng bo Bt
kh khng] hoc trong nhiu khon thi gian m tng s l trn 140 ngy do cng bt
kh khng c thng bo, th mt trong hai Bn c th gi thng bo chm dt
Hp ng cho Bn kia. Trong trng hp ny, vic chm dt Hp ng s c hiu lc
7 ngy sau khi c thng bo v Nh thu phi thc hin theo Khon 16.3 [Chm dt
cng vic v di di cc thit b ca Nh thu].
i vi trng hp chm dt ny, Ch u t s phi thanh ton cho Nh thu:
(a) cc khon thanh ton cho bt k cng vic no c thc hin m gi
c nu trong Hp ng;
(b) Chi ph cho thit b v vt t c t hng cho cng trnh c chuyn ti
cho Nh thu, hoc nhng th Nh thu c trch nhim chp nhn giao hng:
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thit b v vt t ny s tr thnh ti sn (v l ri ro) ca Ch u t khi
c Ch u t thanh ton, v Nh thu s cho Ch u t ty s dng;
(c) mi chi ph hoc trch nhim khc m trong trng hp bt kh khng Nh
thu phi chu mt cch hp l vi hy vng hon thnh cng trnh;
(d) Chi ph di chuyn cc cng trnh tm v thit b ca Nh thu khi cng trnh
v tr li cc hng mc thit b ny cho cng trnh ca Nh thu nc ca h
(hoc n mt ni khc vi chi ph khng ln hn); v
(e) Chi ph bi thng cho i ng nhn vin v cc ngi lao ng c Nh thu
thu cho ton b thi gian lin quan n cng trnh vo thi im chm dt
Hp ng.
19.7 Ht trch nhim thc hin theo lut nh
Bt k mi quy nh khc ca iu ny, nu mt s vic hay trng hp ngoi kh
nng kim sot ca cc Bn (bao gm, nhng khng gii hn ch bt kh khng) xy
ra m lm mt hoc hai Bn khng th hoc khng theo lut hon thnh ngha v
theo hp ng ca h hoc theo lut iu chnh Hp ng, m cc bn c quyn
khng phi tip tc thc hin hp ng, trn c s thng bo ca bn ny cho bn kia
v s vic hoc trng hp ny th:
(a) Cc Bn s ht ngha v tip tc thc hin cng vic ny, m khng lm
phng hi cc quyn ca bt k bn no i vi bt k s vi phm Hp ng
t trc, v
(b) Tng s tin Ch u t phi tr cho Nh thu s ging nh s tin l ra phi
tr theo Khon 19.6 [Chm dt c la chn, thanh ton v ht trch nhim]
nu Hp ng b chm dt theo Khon 19.6.

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PHN X
Trong trng hp Nh thu t cho rng mnh c quyn i vi bt k s gia hn thi
gian hon thnh v/hoc bt c s thanh ton thm bt k iu khon no ca cc
iu kin ny hoc c lin quan ti Hp ng, Nh thu phi thng bo cho Ch u
t m t s vic hay trng hp dn ti vic pht sinh khiu ni. Thng bo phi c
a ra ngay v khng c qu 28 ngy sau khi Nh thu nhn thy hoc l ra
thc c s vic hoc trng hp.
Nu Nh thu khng thng bo v khiu ni, trong vng 28 ngy th thi gian hon
thnh s khng c ko di, Nh thu s khng c quyn thanh ton thm v Ch
u t khng phi chu mi trch nhim v khiu ni. Nu khng s p dng nhng
quy nh sau y ca Khon ny.
Nh thu cng phi trnh cc thng bo khc theo Hp ng yu cu v cc chi tit b
sung cho vic khiu ni, tt c u c lin quan ti s vic hoc trng hp ny.
Nh thu phi gi cc bn h s hin c ti cng trng hoc l mt ni m Ch
u t c th chp nhn v c th s cn thit minh chng cho khiu ni. Vi vic
khng tha nhn trch nhim ca Ch u t, Ch u t c th sau khi nhn c bt
c mt thng bo no theo Khon ny, phi gim st vic lu gi cc h s v/hoc
hng dn Nh thu tip tc lu gi lu hn cc h s hin c. Nh thu phi cho php
Ch u t kim tra tt c cc h s, v phi np cc bn sao (nu c yu cu) cho
Ch u t.
Trong thi gian 42 ngy sau khi Nh thu thc c (hoc l ra phi thc c),
v s vic hoc trng hp a n khiu ni, hoc l trong khong thi gian khc
tng t m c th c Nh thu a ra v c Ch u t ph duyt, Nh thu phi
gi cho Ch u t y chi tit khiu ni bao gm c cc chi tit h tr v c s ca
vic khiu ni v ca yu cu ko di thi gian v/hoc thanh ton thm. Nu s vic
hoc trng hp dn n khiu ni vn tip tc c hiu lc th:
(a) cc chi tit y ca khiu ni s c xem xt nh l tm thi;
(b) Nh thu phi gi trc tip cc khiu ni tm thi hng thng cho thy s chm
tr tch li v/hoc khon tin khiu ni v nhng chi tit c th m Ch u t
c th yu cu; v
(c) Nh thu phi gi bn khiu ni cui cng trong vng 28 ngy sau khi ht nh
hng do s vic hoc trng hp gy ra, hoc trong khong thi gian khc c
th c Nh thu xut v c Ch u t ng .
Trong vng 42 ngy sau khi nhn c mt khiu ni hoc cc chi tit h tr thm cho
khiu ni trc y, hoc trong khong thi gian khc c th c Ch u t xut v
c Nh thu chp nhn, Ch u t phi tr li vi s tn thnh hay khng tn thnh
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v cc nhn xt chi tit. H cng c th yu cu thm bt c chi tit no, nhng tuy
nhin phi c tr li trn cc nguyn tc ca v khiu ni trong khong thi gian .
Mi Chng ch thanh ton phi bao gm cc khon tin khiu ni nh c chng
minh hp l ng vi cc iu khon lin quan ca Hp ng. Ngoi tr v cho n
khi cc chi tit c cung cp y chng minh ton b khiu ni, Nh thu s ch
c quyn thanh ton cho phn ca khiu ni m c th chng minh c.
Ch u t s phi tin hnh theo Khon 3.5 [Quyt nh] thng nht hoc quyt
nh (i) gia hn (nu c) thi gian hon thnh (trc hoc sau hn nh) theo Khon
8.4 [Gia hn thi gian hon thnh] v/hoc (ii) thanh ton thm (nu c) m Nh thu
c quyn theo Hp ng.
Cc yu cu ca Khon ny l phn b sung thm cho mi khon khc c th p dng
cho mt khiu ni. Nu Nh thu khng tun th Khon ny hoc Khon khc c lin
quan n khiu ni, th bt c s ko di thi gian hon thnh v/hoc khon thanh
ton thm s phi c xt n mc (nu c) m s vi phm ny cn tr hoc
lm nh hng n vic iu tra khiu ni, tr phi khiu ni khng nm trong on th
hai ca Khon ny.
Cc tranh chp phi c phn x bi Ban x l tranh chp theo Khon 20.4 [Quyt
nh ca Ban x l tranh chp]. Cc bn s cng ch nh ra Ban x l tranh chp vo
thi hn 28 ngy sau khi mt bn thng bo cho Bn kia v nh ca mnh v vic
a tranh chp ln Ban x l tranh chp da theo Khon 20.4.
Ban x l tranh chp gm, nh quy nh trong iu kin ring, mt hoc ba ngi c
trnh ph hp (nhng thnh vin). Nu s lng thnh vin khng quy nh
nh vy v cc Bn khng thng nht, th Ban x l tranh chp s gm ba ngi.
Nu Ban x l tranh chp bao gm ba ngi, th mi Bn s c mt thnh vin cho bn
kia chp thun. Cc bn s ly kin ca hai thnh vin ny v s thun v thnh vin
th ba, ngi s c ch nh lm Ch tch.
Tuy nhin, nu nh c danh sch cc thnh vin hin c trong Hp ng, th thnh
vin s c chn t danh sch ny hn l mt ngi no khc m khng th hoc
khng t nguyn chp nhn s ch nh vo Ban x l tranh chp.
S thng nht gia cc Bn v c thnh vin duy nht (ngi x l tranh chp) hoc
l tng ngi mt trong ba thnh vin c s kt hp cht ch bng vic tham kho
iu kin chung, vi cc sa i c thng nht gia cc thnh vin.
Cc khon th lao cho thnh vin duy nht hoc ca mi mt trong ba thnh vin s
c cc bn thng nht khi tha thun cc mc ch nh. Mi bn s chu trch nhim
tr mt na khon th lao ny.
Nu thi im no m cc bn tha thun, h c th ch nh mt ngi thch hp
hoc cc ngi thay th mt hoc nhiu thnh vin ca Ban x l. Tr phi cc Bn
tha thun khc, vic ch nh s c hiu lc nu mt thnh vin t chi m nhn
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hoc khng th m nhn bi nguyn nhn t vong, khng c nng lc, t chc hoc
kt thc nhim k. Vic thay th phi c ch nh theo cch tng t nh i vi
vic ch nh hoc tha thun ngi b thay th nh m t trong khon ny.
Vic ch nh bt c thnh vin no c th b kt thc bng s nht tr ca c hai Bn,
nhng khng c bi Ch u t hoc Nh thu t hnh ng. Mt khc tr phi c
s ng ca c hai Bn, vic ch nh Ban x l tranh chp (gm mi thnh vin) s
chm dt khi Ban x l tranh chp a ra quyt nh v vic phn x tranh chp
theo Khon 20.4 tr phi cc tranh chp khc c a ln Ban x l tranh chp vo
thi gian theo Khon 20.4, trng hp m thi im lin quan s l khi Ban x l
tranh chp a ra quyt nh v nhng tranh chp ny.
Nu c bt c iu kin no di y gm:
(a) cc Bn bt ng trong vic ch nh thnh vin duy nht ca Ban x l tranh
chp vo thi hn c nu trong on u ca Khon 20.2,
(b) mt trong hai Bn khng c c thnh vin ( bn kia chp thun) cho
Ban x l tranh chp gm ba ngi vo thi hn ,
(c) cc Bn khng thng nht vic ch nh thnh vin th ba ( gi vai tr Ch
tch ca Ban x l tranh chp) vo thi hn ,
(d) cc Bn khng thng nht vic ch nh mt ngi thay th trong vng 42 ngy
sau ngy m thnh vin duy nht hoc mt trong ba thnh vin t chi hoc
khng th m nhn cng vic do t vong, khng kh nng, t chc hoc
ht nhim k,
th c quan ch nh hoc vin chc c tn trong iu kin ring, da trn yu cu ca
mt Bn no hoc c hai Bn v sau khi trao i tha ng vi hai Bn, s ch nh
thnh vin vo Ban x l tranh chp. Vic ch nh ny s l kt lun cui cng. Mi
Bn phi c trch nhim tr mt na tin th lao cho c quan hoc vin chc c
quyn ch nh ny.
Nu mt tranh chp (bt c loi no) xy ra gia cc Bn lin quan n, hoc pht sinh
ngoi Hp ng hoc vic thi cng cng trnh, bao gm bt c tranh chp no lin
quan n vic chng nhn, xc nh, hng dn, kin hoc nh gi ca Ch u t,
th ngay sau khi Ban x l tranh chp c ch nh theo Khon 20.2 [Vic c Ban x
l tranh chp] v 20.3 [Khng tha thun c v Ban x l tranh chp] mi bn c
th t tranh chp bng vn bn cho Ban x l tranh chp ra quyt nh, c gi
cc bn sao cho Bn kia. Cc kin ny phi c nu r l chng c thc hin
theo Khon ny.
i vi Ban x l tranh chp c ba ngi th Ban x l tranh chp s c coi nh
nhn cc kin ny vo ngy Ch tchBan x l tranh chp cng nhn c.
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Hai Bn phi ngay lp tc c mi thng tin cho Ban x l tranh chp, to iu kin
tip cn cng trng v cc phng tin ph hp m Ban x l tranh chp c th yu
cu cho mc ch a ra quyt nh cho vic tranh chp, Ban x l tranh chp phi
c coi l khng hnh ng nh cc trng ti.
Trong thi gian 84 ngy sau khi nhn c cc kin nh vy, hoc nhn c khon
tm ng theo nh iu 6 ca Ph lc. Nhng iu kin chung ca tha thun x l
tranh chp, bt c k hn no mun hn, hoc trong khong thi gian khc c th c
Ban x l tranh chp xut v c hai Bn chp thun Ban x l tranh chp phi
a ra quyt nh ca mnh, nhgng quyt nh ny phi hp l v phi c cng b
rng n ph hp vi khon ny. Tuy nhin nu nh khng Bn no thanh ton y
cc ha n c np bi mi thnh vin ng theo iu 6 ca Ph lc, Ban x l
tranh chp s khng c ngha v phi a ra quyt nh cho n khi ha n c
thanh ton y . Quyt nh s rng buc hai Bn, phi thc hin ngay lp tc quyt
nh tr phi v cho n khi c xem xt li theo s ha gii hoc mt quyt nh
trng ti nh c m t di y. Tr phi Hp ng chm dt, khc t hoc hy
b, Nh thu phi tip tc thc hin cng trnh theo Hp ng.
Nu mt Bn khng tha mn vi quyt nh ca Ban x l tranh chp, th Bn
trong vng 28 ngy sau khi nhn c quyt nh, c th thng bo chi Bn kia v vic
cha tha mn ca mnh. Nu Ban x l tranh chp khng a ra quyt nh trong
vng 84 ngy (hoc thi gian khc c chp nhn) sai khi nhn c h s hoc
khon thanh ton nh vy th bn ny trong vng 28 ngy sau thi hn ny c th
thng bo cho Bn kia v vic cha tha mn.
Trong mi s kin, thng bo v vic cha tha mn phi cng b l n ph hp vi
Khon ny, v trnh by nhng vn ca Tranh chp v nhng l do cha tha mn.
Ngoi tr nhng quy nh trong Khon 20.7 [Khng tun th quyt nh ca Ban x l
tranh chp] v 20.8 [Ht hn vic ch nh Ban x l tranh chp], khng bn no c
quyn khi s phn x tranh chp tr khi mt thng bo v vic cha tha mn
c a ra theo khon ny.
Nu Ban x l tranh chp a ra quyt nh ca mnh v mt vn tranh chp cho
hai bn, v khng c thng bo vic cha tha mn do cc bn a ra trong vng 28
ngy sau khi nhn c quyt nh ca Ban x l tranh chp, th quyt nh s l cui
cng v rng buc c hai bn.
i vi ni dung m thng bo cha tha mn c a ra theo Khon 20.4 trn, cc
Bn phi c gng gii quyt tranh chp bng ha gii trc khi khi kin. Tuy nhin
tr phi cc Bn tha thun khc, vic trng ti phn x c th tin hnh vo hoc sau
ngy th 56 sau ngy thng bo khng tha mn c a ra, thm ch khng c
mt c gng ha gii no.
20.6 Trng ti
Tr phi tranh chp c gii quyt bng ha gii, cn bt k tranh chp no lin quan
n quyt nh ca Ban x l tranh chp (nu c) cha phi l cui cng v rng buc
FIDIC
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u phi c gii quyt bi trng ti quc t. Ngoi tr c nhng tha thun khc bi
hai bn:
(a) tranh chp phi c gii quyt xong theo cc Quy tc trng ti ca Phng
Thng mi quc t,
(b) tranh chp phi c gii quyt bi ba trng ti c ch nh theo cc Quy tc
ny, v
(c) vic gii quyt tranh chp ca trng ti phi c thc hin bng ngn ng
giao tip c quy nh trong khon 1.4 [Lut v Ngn ng].
Cc trng ti s c ton quyn c xem xt duyt li mi chng ch, xc nh, hng
dn, cc kin hoc nh gi ca Ch u t (hay i din ca h) v mi quyt nh
ca Ban x l tranh chp lin quan n tranh chp.
S khng bn no b hn ch trong vic a ra trc cc trng ti nhng bng chng
hay lun c trc y c trnh ti Ban x l tranh chp hoc nhng l do khng
tha mn c nu ra trong thng bo khng tha mn. Mi quyt nh ca Ban x l
tranh chp phi c xem xt nh chng c trong phn x trng ti.
Vic trng ti phn x c th c bt u trc hoc sau khi hon thnh cng trnh.
Trch nhim ca cc Bn v Ban x l tranh chp s khng b thay i bi bt k l do
no gy ra bi vic phn x trng ti c din ra trong qu trnh thc hin cng trnh.
Trong trng hp m:
(a) khng Bn no a ra thng bo khng tha mn trong thi gian c quy nh
ti Khon 20.4 [C quyt nh ca Ban x l tranh chp],
(b) quyt nh c lin quan ca Ban x l tranh chp (nu c) l cui cng v bt buc
(c) mt Bn khng tun th quyt nh ny th Bn kia c th trong khi khng lm
tn hi n cc quyn li khc c th c, t a vic khng tun th ny ln
trng ti phn x theo Khon 20.6 [Trng ti]. Khon 20.4 [C quyt nh ca
Ban x l tranh chp] v Khon 20.5 [Ha gii mt cch hu ho] s khng
c p dng cho vic ny.
20.8 Ht hn vic ch nh ca Ban x l tranh chp
Nu tranh chp xy ra gia cc bn lin quan n hoc pht sinh ngoi hp ng hoc
vic thc hin cng trnh v khng c Ban x l tranh chp ti ch, do bi ht hn ch
nh hay l do khc th:
(a) Khon 20.4 [C quyt nh ca Ban x l tranh chp] v Khon 20.5 [Ha gii
mt cch hu ho] s khng p dng, v
(b) Tranh chp c th c trc tip a ln trng ti phn x theo Khon 20.6
[Trng ti].
FIDIC
255
PH LC
IU KIN CHUNG CA THA THUN X L TRANH CHP
1. nh ngha
Mi Tha thun x l tranh chp l mt tha thun 3 bn bi v gia:
(a) Ch u t,
(b) Nh thu; v
(c) Thnh vin ngi c xc nh trong Tha thun x l tranh chp nh l:
(i) v trong trng hp ny, mi tham kho i vi cc thnh vin khc
khng p dng, hoc
(ii) mt trong 3 ngi c gi chung l Ban x l tranh chp v trng
hp m hai ngi cn li c gi l Cc thnh vin khc.
Ch u t v Nh thu k (hoc d nh k) mt hp ng c gi l Hp
ng v c nu r trong Tha thun x l tranh chp kt hp vi Ph lc ny.
Trong Tha thun x l tranh chp, cc cm t v t khng c nh ngha cch khc
s c cc ngha nh cho chng trong Hp ng.
2. Cc iu khon chung
Tha thun x l tranh chp s c hiu lc khi Ch u t, Nh thu v mi mt thnh
vin (hoc thnh vin) u tng ngi mt k vo bn tha thun x l tranh chp.
Khi Tha thun x l tranh chp c hiu lc, Ch u t v Nh thu phi thng bo
cho cc thnh vin mt cch ph hp. Nu thnh vin khng nhn c thng bo no
trong vng su thng sau khi k Tha thun x l tranh chp th n s ht hn v v
hiu.
Vic tuyn dng thnh vin l s ch nh c nhn. Khng c php c s y nhim
hay hnh thc thu ph ca Tha thun x l tranh chp nu khng c tha thun trc
bng vn bn ca cc bn v vic ny v ca cc thnh vin khc (nu c).
3. S bo m
Thnh vin bo m v tha thun rng ng/b ta phi v s phi v t v c lp vi
Ch u t, Nh thu v i din ca Ch u t, thnh vin s thng bo ngay cho
mi ngi trong s h v cho cc thnh vin khc (nu c), mi s vic hay tnh hung
c th xut hin mu thun vi s bo m v tha thun ca ng/b ta l v t v c
lp.
Khi ch nh thnh vin, Ch u t v Nh thu da vo nhng kh nng tiu biu ca
thnh vin l ngi:
(a) c kinh nghim trong cng vic m Nh thu thc hin theo Hp ng,
FIDIC
256
(b) c kinh nghim trong din gii ti liu Hp ng, v
(c) thnh tho v ngn ng giao tip c xc nh trong Hp ng.
4. Ngha v chung ca thnh vin
Thnh vin phi:
(a) khng c li ch ti chnh hoc li ch khc t Ch u t hoc Nh thu cng
nh li ch ti chnh no trong Hp ng ngoi tr vic thanh ton theo Tha
thun x l tranh chp;
(b) trc y khng c t Ch u t hay Nh thu thu lm T vn hoc v tr
khc, ngoi tr trong nhng trng hp nh thng bo bng vn bn cho
Ch u t v Nh thu trc khi h k Tha thun x l tranh chp;
(c) thng bo bng vn bn cho Ch u t, Nh thu v cc Thnh vin khc
(nu c), trc khi k Tha thun x l tranh chp v theo s hiu bit v hi
tng tt nht ca ng/b ta, mi quan h ngh nghip hay c nhn vi gim
c, cn b hay nhn vin ca Ch u t hay Nh thu v mi dnh lu trc
y n d n tng th m Hp ng l mt phn;
(d) trong thi gian ca Tha thun x l tranh chp khng c Ch u t hoc
Nh thu thu lm t vn hoc v tr khc ngoi tr c tha thun bng
vn bn ca Ch u t, Nh thu v cc Thnh vin khc (nu c); v
(e) tun theo cc quy nh v th tc nu trong Ph lc v Khon 20.1 ca iu
kin ca Hp ng;
(f) khng a ra li khuyn cho Ch u t, Nh thu v cc nhn vin ca Ch
u t hay nhn vin ca Nh thu lin quan n qun l ch o Hp ng,
ngoi vic tun th vi cc quy nh v th tc trong Ph lc;
(g) khng c tham gia vo cc cuc bn bc hay k bt k tha thun no vi
Ch u t hay Nh thu lin quan n vic lm thu cho bt k trong h nh
l Nh t vn hoc v tr khc, sau khi chm dt hot ng trong khun kh
Tha thun x l tranh chp;
(h) m bo s sn sng ca ng/b ta cho mi t i hin trng hoc t vn nu
cn; v
(i) x l cc vn chi tit ca Hp ng v mi hot ng ca Ban x l tranh
chp v cc thm d ring v b mt v khng cng b hay tuyn b chng khi
khng c s cho php trc bng vn bn ca Ch u t hay Nh thu v
cc Thnh vin khc (nu c).
5. Cc ngha v chung ca Ch u t v ca Nh thu
Ch u t, Nh thu, cc nhn vin ca Ch u t v cc nhn vin ca Nh thu
khng c yu cu li khuyn hoc tham kho kin ca Thnh vin Hp ng,
ngoi tr nhng g trong s tin trin bnh thng ca cc hot ng ca Ban x l
FIDIC
257
tranh chp theo Hp ng v Tha thun x l tranh chp ngoi tr phm vi c tha
thun trc ca Ch u t, Nh thu v cc Thnh vin khc (nu c). Ch u t v
Nh thu phi chu trch nhim ring v s tun th theo iu khon ny, ca cc nhn
vin ca Ch u t v cc nhn vin ca Nh thu.
Ngoi tr c s nht tr bng vn bn ca Ch u t, Nh thu, thnh vin v cc
thnh vin khc (nu c), Ch u t v Nh thu cam kt vi nhau v vi thnh vin
rng thnh vin s khng:
(a) c ch nh l nh trng ti trong bt k cuc phn x trng ti no thuc
Hp ng;
(b) c coi l ngi lm chng a ra cc chng c c lin quan n bt k
tranh chp no trc cc trng ti c ch nh phn x theo Hp ng; hoc
(c) chu trch nhim php l i vi bt k khiu ni no v bt c vic g c
lm hoc b b st trong vic thc hin hoc c thc hin cc chc nng ca
thnh vin ngoi tr hnh ng hay s b st biu hin tnh trng qu mt tin cy.
Ch u t v Nh thu cng bi thng chung v bi thng ring v gnh chu cho
thnh vin nhng tn hi t nhng khiu ni, m ng/b ta khng phi chu trch
nhim php l theo nh on trn.
6. Thanh ton
Thnh vin phi c thanh ton nh sau, bng tin t c quy nh trong Tha thun
x l tranh chp:
(a) mt khon chi ph hng ngy s c coi nh l thanh ton y cho:
(i) mi ngy lm vic dnh cho vic c cc h s np, tham gia nghe cc
kin (nu c), chun b cc quyt nh, hoc i hin trng (nu c);
(ii) mi ngy hay mt phn ca ngy cho ti thi gian ti a chuyn i l 2
ngy mi chiu (nu c) gia nh ca thnh vin v cng trng hoc
n a im hp khc vi cc thnh vin khc (nu c) hay vi Ch
u t v Nh thu.
(b) tt c cc chi ph hp l pht sinh lin quan n cc nhim v ca thnh vin,
bao gm c cc chi ph cho dch v th k, in thoi, gi th, fax v in tn,
chi ph i li, khch sn, tin n, yu cu c bin nhn cho mi khon vt trn
5% ca chi ph hng ngy ni n trong phn (a) ca Khon ny; v
(c) mi khon thu quy nh c th ca nc s ti v cc khon thanh ton cho
thnh vin (tr phi l ngi bn a hoc thng tr) theo khon 6.
Chi ph hng ngy phi c quy nh trong tha thun x l tranh chp.
Ngay sau khi Tha thun x l tranh chp c hiu lc, thnh vin s, trc khi tham gia
bt c hot ng no theo Tha thun x l tranh chp, np cho Nh thu, vi mt bn
sao cho Ch u t mt danh n cho (a) khon ng trc 25% ca tng d ton cc chi
FIDIC
258
ph hng ngy m ng/b ta c hng v (b) ng trc mt khon tng ng vi
tng chi ph d ton m ng/b ta chu lin quan n cng vic. Thanh ton cho danh
n nh vy s do Nh thu thc hin khi nhn danh n. Thnh vin khng c ngha v
phi tin hnh cc hot ng theo Tha thun x l tranh chp cho n khi mi thnh
vin c thanh ton y cc danh n np theo on ny quy nh.
Sau thnh vin phi np cho Nh thu, vi mt bn sao cho Ch u t, cc ha
n cn i cc ph v chi ph ca ng/b ta hng ngy, tr i cc khon ng
trc. Ban x l tranh chp s khng c ngha v phi np quyt nh ca mnh cho
n khi cc danh n cho tt c cc ph v chi ph hng ngy ca mi thnh vin
a ra quyt nh c thanh ton y .
Ngoi tr c tr sm hn quy nh nu trn, Nh thu phi thanh ton y cho
mi danh n ca thnh vin trong vng 28 ngy theo lch sau khi nhn c mi danh
n v s yu cu Ch u t (trong cc gii trnh theo Hp ng) thanh ton mt na
s tin ca cc danh n ny. Ch u t sau phi thanh ton cho Nh thu theo
Hp ng.
Nu Nh thu khng tr cho thnh vin khon m ng/b ta c quyn hng theo
Tha thun x l tranh chp, Ch u t phi thanh ton khon tin thch ng cho
thnh vin v bt c khon no khc c th cn duy tr hot ng ca Ban x l
tranh chp; v khng lm tn hi n quyn li hoc s b p ca Ch u t. B
sung cho cc quyn li khc pht sinh t li ny, Ch u t c quyn hng s chi
tr ton b s tin tr vg qu na khon thanh ton ny, cng thm mi chi ph
trang tri cc khon tin ny v chi tr cc chi ph tnh theo t gi quy nh khon
14.8 ca cc iu kin hp ng.
Nu Thnh vin khng nhn c khon thanh ton ng trong thi gian 28 ngy sau
khi np danh n hp l, thnh vin c th (i) tm ngng dch v ca ng/b ta (khng
cn thng bo) cho n khi nhn c thanh ton v/hoc (ii) xin thi vic bng cch
gi thng bo ti Ch u t v Nh thu. Thng bo s c hiu lc khi c hai cng
nhn c. Mi thng bo nh vy s l thng bo cui cng v rng buc Ch u t,
Nh thu v thnh vin.
7. Vi phm ca Thnh vin
Nu Thnh vin khng tun th cc ngha v theo Khon 4, ng/b ta s khng c
quyn hng mi ph v chi ph nu trn v phi khng lm nh hng n quyn li
khc ca h, tr li cho Ch u t v Nh thu mi ph v chi ph m Thnh vin v
cc thnh vin khc nhn (nu c), v vic kin tng hay cc quyt nh (nu c)
ca Ban x l tranh chp b v hiu.
8. Cc tranh chp
Mi tranh chp hoc khiu ni pht sinh ngoi hoc lin quan n Tha thun x l
tranh chp, hoc do vi phm, chm dt hoc khng cn gi tr ca n, cui cng s
phi c gii quyt theo cc Quy tc trng ti ca Phng Thng mi quc t bi mt
trng ti c ch nh theo Quy tc trng ti ny.

FIDIC
259
PH LC
Cc quy tc v th tc
1. Ch u t v Nh thu s phi cung cp cho Ban x l tranh chp mt bn sao tt c
cc ti liu m Ban x l tranh chp c th i hi, bao gm cc ti liu Hp ng, cc
bo co v tin trnh thc hin cc ch dn v bin i, cc chng ch v cc ti liu
khc lin quan ng vi vn tranh chp. Mi trao i thng tin gia Ban x l tranh
chp v Ch u t hoc Nh thu u phi c sao li cho bn kia. Nu Ban x l
tranh chp gm c 3 ngi, Ch u t v Nh thu s gi cc bn sao ti liu c
yu cu v nhng thng tin trn ti tng thnh vin mt.
2. Ban x l tranh chp phi thc hin theo Khon 20.4 v cc quy nh ny. Ty thuc
vo thi gian cho php a ra thng bo v mt quyt nh v cc yu t c lin
quan khc, Ban x l tranh chp s:
(a) hnh ng mt cch cng bng v v t i vi c Ch u t v Nh thu, to
cho h c hi thch hp v thun li thc hin trng hp ca mnh v c
trch nhim vi trng hp khc, v
(b) p dng cc th tc ph hp vi tranh chp, trnh s chm tr hoc chi ph
khng cn thit.
3. Ban x l tranh chp c th tin hnh nghe cc kin v cc kin tranh chp, ty
tng v vic m Ban s quyt nh thi gian v a im nghe kin v c th yu
cu cc ti liu v cc lun c bng vn bn t Ch u t v Nh thu c gi trc
cho Ban hoc trnh by ti cuc hp
4. Ngoi tr c tha thun khc bng vn bn ca Ch u t v Nh thu, Ban x l
tranh chp c quyn p dng th tc thm tra, t chi vic xin tham d nghe cc kin
hoc lm thnh gi ca bt c ngi no khng phi l cc i din ca Ch u t v
Nh thu, v tin hnh trong s vng mt bt c bn no m Ban x l tranh chp
tha mn sau khi nhn c cc thng bo v thm d; nhng s t mnh quyt nh c
th thc hin quyn ny hay khng v phm vi n u.
5. Ch u t v Nh thu to iu kin cho Ban x l tranh chp trong s cc vic khc,
c quyn:
(a) lm th tc p dng trong quyt nh cho mt tranh chp,
(b) quyt nh da trn quyn hn ca Ban x l tranh chp, v phm vi ca tranh
chp c gi ti h,
(c) tin hnh bt k cuc nghe kin no cho l thch hp, khng b rng buc bi
bt c quy tc hay th tc no khc ngoi nhng iu quy nh trong Hp ng
v cc quy tc ny,
(d) ch ng nm chc cc s vic v cc vn cn cho mt quyt nh,
(e) tn dng s hiu bit ca chnh chuyn gia ca mnh, nu c,
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(f) quyt nh thanh ton ti chnh theo Hp ng,
(g) quyt nh v vic gim nh tm thi nh cc bin php tm thi hoc bo lu
kin, v
(h) xem xt kim tra v sot li cc chng ch, quyt nh, xc nh, hng dn,
kin hoc nh gi ca Nh t vn, c lin quan n tranh chp.
6. Ban x l tranh chp s khng by t bt c quan im no trong cc cuc nghe kin
lin quan n s phi tri ca cc lun c cc Bn a ra t trc. Ban s a ra v
thng bo v quyt nh ca mnh theo Khon 20.4 hoc l c tha thun trc bng
vn bn vi Ch u t v Nh thu. Nu Ban x l tranh chp gm ba ngi th:
(a) Ban s nhm hp ring sau mt cuc nghe kin, nu c, tho lun v
chun b quyt nh ca mnh;
(b) Ban s c gng t ti quyt nh thng nht. Nu chng minh l khng th
thng nht c, th quyt nh em p dng phi c tn thnh bi a s cc
thnh vin, nhng ngi c th yu cu thiu s cn li chun b vn bn bo
co np cho Ch u t v Nh thu; v
(c) Nu mt thnh vin khng tham d bui hp nghe cc kin hoc khng thc
hin y cc chc nng theo yu cu, th hai thnh vin cn li c th tin
hnh a ra quyt nh, tr phi:
(i) hoc Ch u t hoc Nh thu khng ng h lm nh vy hoc
(ii) Thnh vin vng mt l Ch tch v ng/b ta ch th cho thnh vin
khc khng c a ra quyt nh.

FIDIC
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Bn mc lc cc khon
Khon Trang
Quyn c ra vo sau khi nghim thu 11.7 222
i vo kim tra 7.3 209
ng vo cng trng 4.15 197
Quyn tip cn cng trng 2.1 189
Cc phng tin b sung 4.13 197
Ban X l 20.2 251
iu chnh do cc thay i v chi ph 13.8 227
iu chnh do cc thay i v lut php 13.7 227
ng trc 14.2 228
Tha thun Hp ng 1.6 186
Ha gii 20.5 253
Chp thun cc ti liu ca Nh thu 5.2 202
S chp thun, Giy php hoc Chng ch 2.2 189
Trng ti 20.6 253
Ti liu hon cng 5.6 204
Nhng li 1.7 186
H tr bi Ch u t 2.2 189
Thm quyn ca i din Ch u t v cc tr l 3.2 191
S cn trng i vi cng trnh 17.2 240
Chng ch nghim thu 10.1 218
Ph lc khiu ni 20.1 250
Gii phng cng trng sau khi c Chng ch thc hin 11.11 222
Gii phng cng trng sau khi c Chng ch nghim thu 4.23 200
Khi cng 8.1 212
Ngn ng cho cc thng tin 1.4 186
Hon thnh cc cng vic cn d dang v sa cha sai st 11.1 220
FIDIC
262
Bo co khi hon thnh 14.10 232
Thi gian hon thnh 8.2 212
Cc iu kin khng lng trc c 4.12 197
Cng tc bo mt 1.9 187
Cc chi tit mt 1.12 188
Gi Hp ng 14.1 228
Tnh y ca Gi Hp ng 4.11 197
Nh thu tm kim 11.8 222
Khiu ni ca Nh thu 20.1 250
Nhim v thit k ca Nh thu 5.1 202
Cc ti liu ca Nh thu 5.2 202
Ch u t s dng Cc ti liu ca Nh thu 1.10 187
Quyn tm ngng cng vic ca Nh thu 16.1 238
Thit b ca Nh thu 4.17 198
Cc ngha v chung ca Nh thu 4.1 193
Chm dt trch nhim ca Nh thu 2.5 190
Gii hn trch nhim ca Nh thu 17.6 242
Cc ngha v ca Nh thu: Kim nh khi hon thnh 9.1 216
Hot ng ca Nh thu trn cng trng 4.23 200
Ngi ca Nh thu 6.9 207
H s nhn s v thit b ca Nh thu 6.10 208
Gim st ca Nh thu 6.8 207
m bo ca Nh thu 5.3 203
Hp tc 4.6 195
Cc tin t cho thanh ton cc bin i 13.4 226
Cc tin t cho thanh ton 14.15 233
BXLTC-xem Ban x l tranh chp
S liu v cc iu kin cng trng 4.10 196
Ngy lm vic 13.6 226
Thng bo li ca Nh thu 15.1 235
Chm dt Hp ng do li ca Nh thu 15.2 235
Li ca Ch u t: Quyn tm ngng cng vic 16.1 238
Chm dt Hp ng do li ca Ch u t 16.2 238
FIDIC
263
Di chuyn cng vic b sai st 11.5 221
Khng sa cha c sai st 11.4 221
Ko di Thi gian thng bo sai st 11.3 220
Sa cha c sai st 11.1 220
Nh thu tm nguyn nhn 11.8 222
Cc nh ngha 1.1 181
Thit hi do chm tr 8.7 214
Ngi i din 3.3 191
Vic y quyn ca i din ca Ch u t 3.2 191
Li thit k 5.8 205
Nhim v thit k chung 5.1 202
Quyt nh 3.5 192
Trang tri xong 14.12 232
Hnh vi mt trt t 6.11 208
Khng tha thun c v Ban x l tranh chp 20.3 252
Ht hn ch nh Ban x l tranh chp 20.8 254
Khng tun th quyt nh ca Ban x l tranh chp 20.7 254
C quyt nh ca Ban x l tranh chp 20.4 252
Ha gii hu ho 20.5 253
Ti liu hon cng 5.6 204
S cn thn v cung cp ti liu 1.8 187
Nh thu s dng ti liu ca Ch u t 1.11 188
Th t u tin ca cc ti liu 1.5 186
in, nc v kh ga 4.19 199
Truyn ti in t cc thng tin 1.3 185
Khiu ni ca Ch u t: Cc loi tin thanh ton 14.15 233
Quyt nh ca Ch u t 3.5 192
Quyn chm dt Hp ng ca Ch u t 15.5 236
Thit b, vt liu cp khng ca Ch u t 4.20 199
Thu xp ti chnh ca Ch u t 2.4 190
Ngi ca Ch u t 2.3 190
FIDIC
264
y quyn khc ca i din Ch u t 3.2 191
Cc ri ro ca Ch u t 17.3 241
Hu qu cc ri ro ca Ch u t 17.4 241
Vic ch nh i din ca Ch u t 3.1 191
Bo v mi trng 4.18 198
Li ca Nh thu 5.8 205
Ko di thi gian hon thnh 8.4 213
Khng vt qua c cc cuc Kim nh sau khi hon thnh 12.4 224
Khng vt qua c cc cuc Kim nh khi hon thnh 9.4 217
Ti chnh ca Ch u t 2.4 190
Bt kh khng nh hng n Nh thu ph 19.5 248
Hu qu ca Bt kh khng 19.4 248
nh ngha Bt kh khng 19.1 247
Thng bo Bt kh khng 19.2 247
Bt kh khng: Chm dt khng bt buc 19.6 248
C vt 4.24 201
Ht trch nhim thc hin Hp ng 19.7 249
Vn chuyn hng ha 4.16 198
Sc khe v an ton 6.7 207
Bi thng 17.1 240
Kim tra 7.3 209
Cc ch dn 3.4 192
Bo him tn thng v ngi v thit hi ti sn 18.3 245
Bo him i vi nhn vin ca Nh thu 18.4 246
Bo him i vi cng trnh v thit b ca Nh thu 18.2 244
Yu cu chung i vi bo him 18.1 242
S hu tr tu v cng nghip 17.5 241
Can thip vo cc cuc Kim tra khi hon thnh 10.3 218
S din gii 1.2 185
ng trch nhim v a trch nhim 1.14 188
Thu mn nhn vin v Lao ng 6.1 206
iu kin n cho nhn vin v Lao ng 6.6 206
Ngn ng 1.4 186
FIDIC
265
S iu chnh 1.4 186
Tun th lut php 1.13 188
Lut lao ng 6.4 206
Gii hn trch nhim 17.6 242
Trch nhim khng b nh hng bi Bo him 18.1 243
Giy php hay cc ph duyt 2.2 189
Cch thc hin 7.1 209
Ti liu hng dn vn hnh v bo dng 5.7 204
Thanh ton cho vt liu khi tm ngng 8.10 215
S hu v vt liu 7.7 211
Thanh ton cho cc vt liu c nh 14.5 230
Vt liu do Ch u t cung cp 4.20 199
Cc Nh thu ph c ch nh 4.5 195
Thng bo vn chuyn hng ha 4.16 198
Thng bo sa cha 15.1 235
Cc thng bo 1.3 185
Ngha v sau khi c Chng ch thc hin 11.10 222
Ngha v chung ca Nh thu 4.1 193
Cc Nh thu khc 4.6 195
Thanh ton sau khi Chm dt Hp ng bi Nh thu 16.4 239
Thanh ton sau khi Chm dt Hp ng bi Ch u t 15.4 236
Xin cp thanh ton cui cng 14.11 232
Cc tin t thanh ton 14.15 233
Thanh ton b chm tr 14.8 231
Thanh ton cui cng 14.13 233
Thanh ton cho thit b v cc vt liu cho cng trnh 14.5 230
Thanh ton bng tin t quy nh 13.4 226
Thanh ton cho Nh thu sau bt kh khng 19.4 248
Xin cp thanh ton tm 14.3 229
Thanh ton tm 14.6 230
Lch trnh thanh ton 14.4 229
n nh thi hn thanh ton 14.7 230
FIDIC
266
Bo him thc hin 9.1 216
Bo lnh thc hin 4.2 193
Nhn lc ca Nh thu 6.9 207
Hnh vi mt trt t 6.11 208
Nhn lc ca Ch u t 2.3 190
Bo him cho nhn lc ca Ch u t 18.4 246
o to nhn s 5.5 204
Thanh ton cho thit b v cc vt liu cho cng trnh trong trng 8.10 215
hp tm ngng
S hu thit b v cc vt liu 7.7 211
Chng trnh 8.3 212
Tin thc hin 8.6 214
Cc bo co tin 4.21 199
S tin tm ng 13.5 226
m bo cht lng 4.9 196
Tun th cc quy nh v lut php 1.13 188
Tiu chun v quy nh k thut 5.4 203
T chi 7.5 210
Ht trch nhim thc hin hp ng theo lut 19.7 249
Cng vic sa cha 7.6 211
Chi ph cho sa cha sai st 11.2 220
Di di Thit b ca Nh thu sau khi kt thc 16.3 239
i din ca Ch u t 3.1 191
Trch nhim v cng trnh 4.1 193
Tip tc tin hnh cng vic sau khi tm ngng 8.12 215
Chit khu s tin gi li 14.3 229
Thanh ton s tin gi li 14.9 231
Quyn c bin i 13.1 225
Khiu ni v vi phm quyn s hu tr tu 17.5 241
Quyn s hu tr tu trong cc ti liu ca Nh thu 1.10 187
Quyn s hu tr tu trong cc ti liu ca Ch u t 1.11 188
Quyn v ng i v cc phng tin 4.13 197
Tin bn quyn 7.8 211
FIDIC
267
Cc th tc m bo an ton 4.8
Cc mu nguyn vt liu 7.2
nh v cc mc 4.7
Gii phng mt bng 11.11
Cc hot ng ca Nh thu trn cng trng 4.23
D liu v cng trng 4.10
An ninh cng trng 4.22
Bo co cui cng 14.11
Bo co gia k 14.3
Bt kh khng nh hng n Nh thu ph 19.5
Cc Nh thu ph 4.4
Gim st ca Nh thu 6.8
Yu cu b tr li mt bng 8.9
Tm ngng do li ca Ch u t 16.1
Tm ngng cng vic 8.8
Tm ngng b ko di 8.11
Nghim thu b phn ca cng trnh 10.2
Nghim thu cng trnh v cc hng mc 10.1
Chm dt Hp ng bi Nh thu 16.2
Thanh ton sau khi chm dt hp ng bi Nh thu 16.4
Quyn chm dt Hp ng bi Ch u t 15.5
Thanh ton sau khi chm dt hp ng bi Ch u t 15.4
Chm dt Hp ng khng bt buc sau khi xy ra bt kh khng 19.6
Chm dt Hp ng khng bt buc: thch hp vi Ch u t 15.5
nh gi vo ngy chm dt Hp ng 15.3
Chm dt Hp ng: Ngng cng vic 16.3
Kim nh 7.4
Kim nh sau khi hon thnh 12.1
Kim nh sau khi hon thnh b chm tr 12.2
Tin hnh li cc cuc kim nh sau khi hon thnh 12.3
Kim nh thm 11.6
Kim nh khi hon thnh 9.1
Kim nh khi hon thnh b chm tr 9.2
Khng vt qua c cc cuc Kim nh khi hon thnh 9.4
FIDIC
268
Bo him Bn th ba 18.3
Thi gian thanh ton 14.7
o to 5.5
Cc kh khn khng lng trc c 4.12
Cc ngha v khng hon thnh 11.10
Xc nh gi vo ngy chm dt Hp ng 15.3
T vn v gi tr cng trnh 13.2
Th tc bin i 13.3
Bin i 13.1
Bin i; Cc tin t quy nh 13.4
Cc mc lng v cc iu kin lao ng 6.2
Gi lm vic 6.5
S cn trng ca Nh thu i vi cng trnh 17.2

FIDIC
269
IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

iu kin chung

iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
FIDIC
270


NI DUNG

GII THIU
CH V VIC CHUN B H S D THU
1. Cc quy nh chung ..................................................................................................
2. Ch u t ..................................................................................................
3. Vic iu hnh ca Ch u t .....................................................................................
4. Nh thu ..................................................................................................
5. Thit k ..................................................................................................
6. Nhn vin v lao ng .................................................................................................
7. Thit b, vt liu v tay ngh ........................................................................................
8. Khi cng, chm tr v tm ngng ...............................................................................
9. Kim nh khi hon thnh ............................................................................................
10. Nghim thu ca Ch u t ..........................................................................................
11. Trch nhim v sai st .................................................................................................
12. Kim nh sau khi hon thnh ......................................................................................
13. Bin i v iu chnh .................................................................................................
14. Gi Hp ng v thanh ton .........................................................................................
15. Chm dt bi Ch u t .............................................................................................
16. Tm ngng v chm dt bi Nh thu .........................................................................
17. Ri ro v trch nhim .............................................................................................
18. Bo him ..................................................................................................
19. Bt kh khng ..................................................................................................
20. Khiu ni, tranh chp v trng ti .................................................................................

PH LC CC MU BO LNH

FIDIC
271
Gii thiu
Cc iu khon ca iu kin Hp ng cho d n EPC/Cha kha trao tay c Hip hi
Quc t Cc k s T vn (FIDIC) chun b v c khuyn ngh s dng chung cho mt thc
th chu trch nhim ton din v mt d n k thut (bao gm thit k, ch to, cung cp v
lp t) Nh my v cho thit k v thi cng cc cng trnh xy dng v k thut m cc ng
thu c tham d u thu quc t. Vic iu chnh cc iu kin c th c yu cu trong
mt s c s php l, c bit nu c s dng vi cc hp ng trong nc.
Phn ln cc d n cha kha trao tay c th yu cu thng lng gia cc bn. Nghin cu
cc xut ca nhng ng thu, Ch u t c th cn gp v tho lun vi h v cc xut
k thut m Ch u t cho l thch hp. Theo cch sp xp thng thng cho loi hnh hp
ng ny, Nh thu s tin hnh K thut Mua sm v Xy dng ng thi cung cp cc
phng tin c trang b y , sn sng cho vic vn hnh (theo kiu Cha kha trao tay)
Hng dn sau y nhm tr gip cho nhng ngi son tho cc iu kin ring bng cc
a ra cc phng n cho cc khon khc nhau nhng ni thch hp. Trong chng mc c
th, cc cch vit mu cng c a xen vo. Tuy nhin, trong mt s trng hp, ch a ra
bn ghi nh.
Trc khi s dng bt k cch vit mu no, cn phi kim tra m bo rng n hon ton
thch hp cho cc trng hp c th. Tr phi n c coi l thch hp, cch vit mu cn phi
c sa i trc khi s dng.
ch no cch vit mu c sa i, v trong mi trng hp c cc sa i hoc b sung
khc, cn ch m bo khng lm cho ti ngha, hoc trong iu kin chung hoc
gia cc iu ca iu kin ring.
Trong khi chun b cc iu kin ca Hp ng a vo ti liu thu, on sau c th c
s dng:
Cc iu kin Hp ng bao gm iu kin chung, l mt phn ca iu kin Hp ng
cho cho d n EPC/Cha kha trao tay Xut bn ln th nht 1999 ca Hip hi Quc t Cc
k s T vn (FIDIC) v iu kin ring sau y bao gm cc sa i v b sung cho iu
kin chung.
Cc khon ca iu kin chung cn c t liu a vo iu kin ring:
1.1,3.3 v 8.2 Thi gian hon thnh
1.1,3.7 v 11.1 Thi gian thng bo sai st
1.1,5.6 nh ngha ca mi hng mc (nu c)
1.3 H thng in t dng cho thng tin
1.4 Lut v Ngn ng
2.1 Thi gian c mt bng
4.2 Bo lnh thc hin
FIDIC
272
4.4 Thng bo v thu ph
8.7, 12.4 v 14.15(d) Tn tht do chm thi cng
13.8 iu chnh do thay i chi ph
14.2 ng trc
14.3(c) Tin gi li
18.1 Bo him ca Ch u t
18.2(d) Bo him v ri ro ca Ch u t
18.3 Bo him s tn thng cho ngi v thit hi v ti sn
20.2 S lng thnh vin ca Ban x l tranh chp
20.3 Vic ch nh thc th Ban x l tranh chp

FIDIC
273
Cc lu khi son tho cc H s d thu
H s d thu phi c son tho bi cc k s c trnh ph hp quen vi cc kha cnh
k thut ca cc cng trnh c yu cu, v nn c cc lut s c trnh thch hp sot
xt. Cc H s mi thu c cp cho cc ng thu s bao gm cc iu kin Hp ng, cc
yu cu ca Ch u t, v (nu c) dng mu thch hp ca Th d thu. Ngoi ra, mi
ng thu cn nhn c cc d liu nu trong Khon 4.10 v cc ch dn cho ng thu
thng bo cho h cc vn m Ch u t mun h a vo H s d thu ca h nhng
khng phi l mt phn ca cc yu cu ca Ch u t cho cng trnh.
Khi Ch u t v Nh thu k bn tha thun Hp ng, Hp ng (khi s c hiu lc
v tc dng hon ton) bao gm H s d thu v cc bn ghi nh km theo tha thun Hp
ng.
Cc yu cu ca Ch u t cn nu r cc yu cu c th cho cng trnh khi c hon thnh,
bao gm cc yu cu chi tit v cht lng v phm vi, v c th yu cu Nh thu cung cp
cc vt dng no , nh cc mt hng tiu dng. Cc vn c cp trong mt s hoc
tt c cc Khon sau y c th gm c:
1.8 S cc bn sao ca cc ti liu ca Nh thu
1.13 Cc Giy php m Ch u t c
2.1 S hu theo giai on cc mng, kt cu, my mc hoc phng tin ra vo
4.1 Cc mc ch c yu cu cho cng trnh
4.6 Cc Nh thu khc (v cc ngi khc) trn cng trng
4.7 Cc mc, tuyn v cao tham kho
4.18 Hn ch v mi trng
4.19 in, nc, kh ga v cc dch v khc sn c trn cng trng
4.20 Thit b ca Ch u t v vt liu cp khng
5.1 Yu cu, t liu v thng tin m Ch u t chu trch nhim
5.2 Cc ti liu ca Nh thu c yu cu xem xt
5.4 Cc tiu chun k thut v quy tc xy dng
5.5 o to vn hnh cho nhn lc ca Ch u t
5.6 Cc bn v hon cng v cc h s khc ca cng trnh
6.6 iu kin sinh hot ca nhn vin
7.2 Cc mu vt liu
7.3 Cc yu cu kim tra ngoi hin trng
7.4 Kim nh trong qu trnh gia cng, ch to v/hoc xy dng
9.4 Thit hi do khng vt qua cc cuc kim nh khi hon thnh
FIDIC
274
12.4 Thit hi do khng vt qu cc cuc kim nh sau khi hon thnh
Nhiu Khon trong iu kin chung c cp ti iu kin ring v cc s liu phi c
Ch u t xc nh mt cch c th hoc H s d thu nu cc s liu phi c ng thu
xc nh mt cch c th.
Cc ch dn cho cc ng thu c th cn nu r mi kh khn hn ch v cc s liu nu trong
H s d thu, v/hoc nu r phm vi cc thng tin khc m mi ng thu s a vo cng
vi H s d thu. Nu mi ng thu phi c bo lnh ca cng ty m v/hoc Bo lnh d
thu, cc yu cu ny (p dng trc khi Hp ng c hiu lc) s a vo cc ch dn cho
ng thu: cc biu mu s c km vo ti liu ny nh l Ph lc A v B. Cc ch dn c
th bao gm c cc vn c cp n trong mt s hoc tt c cc Khon sau:
4.3 i din Nh thu (h, tn v l lch)
4.9 H thng m bo cht lng
18 Bo him
20 Gii quyt tranh chp
Mt hp ng cha kha trao tay in hnh bao gm thit k, xy dng, ti sn c nh, my
mc v thit b (f.f.e), m phm vi ca chng c nu trong cc yu cu ca Ch u t. Cn
phi xem xt y n cc yu cu chi tit nh mc m cng trnh c trang b y ,
sn sng vn hnh, vi cc ph tng thay th v vt liu tiu hao c vn hnh trong mt
thi gian xc nh. Ngoi ra, Nh thu c th c yu cu vn hnh cng trnh, vn hnh th
trong mt vi thng theo Khon 9.1 (c) hoc vn hnh trong mt vi nm.
iu d hiu l cc ng thu thng min cng khi phi i mt vi s cnh tranh gay gt,
phi chu chi ph ln trong vic chun b cc thit k d thu. Khi chun b cc hng dn cho
ng thu, cn phi ngh n phm vi chi tit m cc ng thu c th thc s chun b c v
a vo H s d thu ca mnh. Mc chi tit cn c nu c th trong hng dn ng
thu. Cn ch rng c th khng c vic m t trong cc ti liu cu thnh nn Hp ng,
m n ch c hiu lc v tc dng khi bn tho thun c k kt.
Cn xem xt n vic c tr cng cho cc ng thu nu, cung cp mt H s d thu tt,
h phi tin hnh cc nghin cu hoc tin hnh cng vic thit k c tnh nguyn tc (thit k
s b N.D).

FIDIC
275
iu 1 Cc quy nh chung
Khon 1.1 Cc nh ngha
iu kin ring phi xc nh thi gian hon thnh cng trnh, v thi hn thng bo sai st.
Nu cng trnh c nghim thu theo nhiu giai on, mt vic t xy ra cho hp ng cha
kha trao tay, iu kin ring phi xc nh mi gian on nh l mt phn on v phi xc
nh cc phm vi, gii hn a l v thi gian hon thnh.
C th cn thit phi sa i mt s nh ngha. V d:
1.1.3.1 Ngy hn c th xc nh l mt ngy theo lch c th.
1.1.4.4 C th yu cu mt loi ngoi t c th bi t chc ti chnh
1.1.4.5 C th yu cu mt loi tin t khc l ng ni t ca Hp ng
1.1.6.2 Cch dng t Nc s ti c th khng thch hp cho cng trng
khu vc ct qua bin gii.
Khon 1.2 S Din gii
Nu vic dng t li nhun s c quy nh chnh xc hn, Khon ny c th i khc:
Trong cc iu kin ny, nhng quy nh bao gm cm t chi ph
cng li nhun hp l yu cu li nhun ny phi l 1/20 (5%) ca
chi ph .
Khon 1.3 Cc cch thng tin
iu kin ring phi xc nh h thng thng tin in t (nu c) v cng phi xc nh a ch
Nh thu chuyn thng bo n Ch u t.
Khon 1.4 Lut v Ngn ng
iu kin ring phi xc nh:
(a) Lut qun l Hp ng,
(b) Nu phn no ca Hp ng c vit son theo mt th ting v sau dch ra th
ting chnh thng, v
(c) (Nu thng tin lin lc khng c vit cng th ting vi Hp ng) ngn ng lin
lc vi nhau.
Khon 1.5 Th t u tin ca ti liu
Thng thng cn c mt th t u tin d phng khi sau ny pht hin c s mu thun trong
cc ti liu hp ng. Nu trnh t u tin khng c nu trc, Khon ny phi c thay
i:
V D: B Khon 1.5 v thay bng:
FIDIC
276
Cc ti liu to thnh Hp ng phi c ly lm gii thch chung
cho cc bn vi nhau. Nu thy c s ti ngha hoc khng nht
qun, trnh t u tin c th s theo lut hin hnh chi phi.
Khon 1.6 Tha thun Hp ng
Tha thun Hp ng l ti liu khin cho Hp ng c hiu lc v thng c i trc bng
thng tho. Do bn tha thun Hp ng cn phi c son mt cch thn trng. Mu
Tha thun cn phi c trong ti liu H s d thu nh mt ph lc ca iu kin ring: mt
mu lm v d c th tm thy phn cui ca n phm ny.
Bn Tha thun Hp ng cn ghi r tn ca mi bn, Gi hp ng, cc loi tin thanh ton,
s tin cho mi tin t v cc iu kin tin quyt no cn c tha mn trc khi Hp ng
c tc dng v hiu lc: tt c cn c cc bn nht tr. Nu cn m phn lu di trong nhn
thu, bn tha thun Hp ng cng cn ghi ngy hn v/hoc ngy khi cng.
Nu Ch u t mun on trc kh nng xut mt th chp thun, th cn sa i li
khon bng cch b cu u trong c ni rng Hp ng s c y hiu lc v tc dng
khi hai bn k kt bn tha thun Hp ng. Th d thu cn phi c on sau:
Tr phi v cho n khi mt tha thun chnh thc c son v thi hnh, th d thu cng
vi bn vit chp thun ca Ngi s hp thnh mt hp ng rng buc gia chng ta vi
nhau.
Khon 1.10 Ch u t s dng ti liu ca Nh thu
C th cn cc iu Khon b sung nu ton b quyn s dng cc phn ring ca phn mm
my tnh (v d) c giao cho Ch u t. Cc iu Khon ny cn phi tun theo cc lut
hin hnh.
Khon 1.13 Tun th Lut php
.Nu Ch u t s thu xp giy php nhp khu v tng t th iu khon khc s thch hp.
KHON MU CHO HP NG NH MY
Thm vo phn cui ca Khon 1.13:
Tuy nhin, Nh thu, vo ng thi im, phi np cc chi tit v hng
ha cho Ch u t, Ch u t cn nhanh chng c ton b giy php
hoc chng ch nhp khu cn thit cho nhng hng ha ny.
Ch u t cng phi c hoc cp giy php ng bao gm giy
php thi cng, quyn i li v cc tha thun c yu cu cho cng
trnh.
Khon 1.14 ng trch nhim v a trch nhim
i vi mt Hp ng ln, cn c quy nh c th cc yu cu chi tit i vi lin doanh. V
d, mi thnh vin cn c bo lnh ca cng ty m: mt mu v d c a km ti liu ny,
xem Ph lc A.
FIDIC
277
Nhng i hi ny, ci no cn c p dng trc khi Hp ng c hiu lc, th cn phi a
vo bn ch dn cho cc ng thu. Ch u t s yu cu sm ch nh ra ngi ng u ca
lin doanh, nhm sau ch tip xc vi mt u mi duy nht v khng mun b li cun vo
mt cuc tranh ci gia cc thnh vin ca lin doanh, Ch u t cn phi nghin cu t m
hp ng lin doanh mt cch thn trng v cng c th n phi c s chp thun ca c
quan cung cp ti chnh ca d n.
iu 2 Ch u t
Khon 2.1 Quyn tip cn cng trng
iu kin ring phi xc nh (cc) thi im m Ch u t cho Nh thu quyn c tip
cn cng trng, nu sau ngy khi cng. C th cn thit phi cho php Nh thu sm tip
cn cng trng kho st v iu tra di mt t. Nu khng c php tip cn cng
trng sm v c c dnh ring sau , cn c cc chi tit c th nu r trong nhng yu
cu ca Ch u t.
Khon 2.3 Nhn lc ca Ch u t
Khon ny cn phi c phn nh trong cc Hp ng ca Ch u t vi cc Nh thu khc
trn cng trng.
iu 3 Vic iu hnh ca Ch u t
Khon 3.1 i din ca Ch u t
Mc d Ch u t khng yu cu phi c mt i din, mt s ch nh nh vy c th gip
vic iu hnh ca Ch u t. Nu Ch u t mun ch nh mt k s t vn c lp
lm i din ca Ch u t, ngi phi c nu tn trong iu kin ring.
iu 4 Nh thu
Khon 4.2 Bo lnh thc hin
iu kin ring cn xc nh s tin v tin t ca Bo lnh thc hin tr phi khng c yu
cu:
V D: S tin Bo lnh thc hin s bng 10% ca Gi hp ng ghi trong
Tha thun Hp ng v s c biu th bng cc tin t v cc t
l m Gi hp ng c thanh ton.
Nhng mu bo lnh thc hin c th chp nhn c phi c a vo trong cc ti liu ca
H s d thu, lm thnh ph lc ca iu kin ring. Cc dng mu c a vo lm ph
lc ca ti liu ny Ph lc C v Ph lc D. Cc mu kt hp hai B lut thng nht do Phng
Thng mi quc t xut bn. (ICC, da vo 38 Cours Albert 1er, 75008 Paris, Php), h
cng xut bn hng dn s dng nhng lut iu chnh ny. Nhng mu v cch vit ca
Khon c th c sa i ph hp vi lut hin hnh.
V D: phn cui im 2 ca Khon 4.2, thm vo:
FIDIC
278
Nu Bo lnh thc hin l theo mu bo lnh ca ngn hng, th n
phi c pht hnh bi (a) hoc ngn hng nc s ti hoc (b)
trc tip t mt ngn hng nc ngoi c Ch u t chp nhn.
Nu Bo lnh thc hin khng theo mu ca ngn hng, n phi do
mt c quan ti chnh c ng k hoc c php kinh doanh
nc s ti cp.
Khon 4.3 i din ca Nh thu
Nu bit i din ti thi im np H s d thu, ng thu c th xut i din ny.
ng thu c th xut ngi khc, c bit nu vic giao hp ng c th b chm. Nu
ngn ng quy nh theo lut khng ging ngn ng giao tip hng ngy (theo Khon 1.4) hoc
nu v l do no khc cn quy nh i din Nh thu phi thng tho mt th ting c th,
cn b sung mt trong s cu sau:
i din Nh thu v tt c nhng ngi khc u phi thng tho
........................................(in tn ngn ng)
Nu i din Nh thu, hoc nhng ngi ny khng thng tho
ting...........................(in tn th ting), Nh thu phi c phin
dch gii c mt thng xuyn trong sut thi gian lm vic.
Khon 4.4 Nh thu ph
Nu Ch u t mun nhn c cc thng bo theo Khon ny th yu cu ca h phi c
xc nh trong iu kin ring
V D: Nh thu s gi cc thng bo c m t im (a) (b) v (c) ca
Khon 4.4 cho cc thu ph sau:
(lit k cc hot ng v/hoc b phn cng trnh c lin quan)
Khon 4.12 Nhng kh khn khng lng trc c
Nu cng trnh bao gm o hm hoc, cc cng trnh di mt t quan trng, thng thng
iu thch hp l chuyn ri ro cc iu kin t khng lng trc c cho Ch u t. Cc
Nh thu chu trch nhim s rt min cng gnh cc ri ro ca iu kin t xa l kh hoc
khng th nh gi trc c. iu kin ca Hp ng Nh my - Thit k - Xy dng cn
c s dng cho cc trng hp ca cng trnh c Nh thu (hoc nhn danh ca...)
thit k.
Khon 4.19 in, nc v kh t
Nu nhng dch v ny c sn Nh thu s dng, yu cu Ch u t cn a ra cc chi
tit, bao gm a im v gi c.
FIDIC
279
Khon 4.22 An ninh ca Cng trng
Nu Nh thu cng s dng cng trng vi cc Nh thu khc, Khon 4.8 v/hoc 4.22 cn
phi sa i v ngha v ca Ch u t cn c xc nh.
iu 5 Thit k
Khon 5.1 Cc ngha v thit k chung
Nu Cc Yu cu ca Ch u t c thit k s b, lp d n kh thi, cc ng thu phi
c thng bo phm vi m thit k s b ca Ch u t l mt gi hoc yu cu. Nu
Khon ny xt thy khng ph hp, cc iu khon ca iu kin FIDIC v Hp ng cho
Nh my - Thit k - Xy dng c th thch hp.
Khon 5.2 Ti liu ca Nh thu
Cc ti liu ca Nh thu c nh ngha l cc ti liu m Nh thu phi np cho Ch u
t, nh nu u trong hp ng m thng thng c th khng bao gm tt c ti liu
k thut m ngi ca Nh thu s cn thi cng cng trnh. V d i vi cc yu cu ca
Ch u t cho mt hp ng Nh my c th l thch hp khi quy nh rng ti liu ca Nh
thu phi c cc bn v cho thy Nh my c lp nh th no v yu cu mi thng tin khc
:
(a) chun b cc mng thch hp v cc phng tin chng khc,
(b) cung cp li vo thch hp trn cng trng cho Nh my v mi trang b cn thit v
n a im lp rp Nh my, v/hoc ni cc phng tin cn thit ti Nh my,
(c) thc hin nhng lin kt cn thit vi my
C th phi xc nh c th cc thi k xem xt khc nhau, c tnh n thi gian cn thit
r sot cc loi bn v khc nhau, v/hoc kh nng np trnh thc t cc giai on c th
ca qu trnh thit k.
iu 6 Nhn vin v lao ng
Khon 6.6 C s vt cht cho nhn vin v lao ng
Nu Ch u t s lm sn ch , phi quy nh c th trch nhim ca Ch u t lm vic
ny.
Khon 6.8 Gim st ca Nh thu
Nu ngn ng c quy nh khng ging ngn ng giao tip hng ngy (theo Khon 1.4)
hoc nu v mt l do no , cn phi quy nh l nhn vin gim st ca Nh thu phi
thng tho mt th ting c th, cn b sung cc cu sau:
V D: B sung vo phn cui ca Khon 6.8:
Mt t l thch hp cc nhn vin gim st ca Nh thu phi c
trnh
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(in tn ngn ng)
lm vic hoc Nh thu phi c s lng y cc phin dch
gii lun c mt ti cng trng trong gi lm vic.
Cc Khon b sung:
C th b sung mt s Khon, tnh n tnh trng v v tr cng trng:
KHON MU Nhn vin v lao ng nc ngoi
Nh thu c th nhp vo bt k ngi no cn thit cho vic thi
cng cng trnh. Nh thu phi m bo rng nhng ngi ny c
nhp vo vi visa c tr v giy php lm vic cn thit. Nh thu
phi chu trch nhim tr li h v ni m h c thu hoc v
a ch ca nhng ngi m Nh thu nhp. Trong trng hp t
vong nc s ti ca bt k ngi no trong s hoc thnh vin
ca gia nh h, th, cng tng t, Nh thu phi chu trch nhim
c nhng sp xp ph hp a h tr v hoc chn ct.
KHON MU Nc ung c cht ru hoc thuc gy nghin
Nh thu s khng nhp khu, bn, cho, trao i hoc bng cch no
khc chuyn nhng bt k loi nc ung c cht ru hoc thuc
gy nghin, cng nh s khng cho php hoc chp nhn vic nhp
khu, bn, cho, trao i hoc chuyn nhng bi ngi ca Nh
thu, tr phi iu ny ph hp vi lut php ca nc s ti.
KHON MU V kh v n dc
Nh thu s khng cho, thng qua trao i hng hoc bng cch no
khc, chuyn nhng cho bt k ai v bt c v kh v n dc
thuc bt k loi no, hoc cho php ngi ca Nh thu lm iu
.
KHON MU Ngy l v cc phong tc tn gio
Nh thu phi tn trng nhng ngy l c tha nhn, ngy ngh
v tn gio hoc cc phong tc khc ca nc s ti.
iu 7 Thit b, vt liu v tay ngh
Khon b sung
Nu Hp ng c mt t chc cung cp ti chnh m cc nguyn tc hoc chnh sch ca t
chc yu cu mt s hn ch v vic s dng vn ca h, cn b sung thm Khon:
KHON MU: Ton b hng ha phi c xut x nc c ngun thch hp nh
quy nh trong .............................(in tn ti liu hng dn
mua sm thit b c pht hnh).
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Hng ha phi c vn chuyn bi cc phng tin vn chuyn t
nhng nc c ngun thch hp, tr phi c Ch u t min cho
bng vn bn trn c s cc chi ph qu kh nng hoc s chm tr.
Bo lnh, bo him v dch v ngn hng phi do Nh bo him v
ngn hng ca cc nc c ngun thch hp cung cp.
iu 8 Khi cng, chm tr v tm ngng cng vic
Khon 8.7 Thit hi do chm tr
Theo nhiu h thng php lut, s tin ca nhng thit hi c nh trc ny phi c c
tnh hp l tn tht c th xy ra cho Ch u t trong trng hp chm tr. iu kin ring
phi xc nh s tin hng ngy cho cng trnh v mi hng mc c biu th hoc l mt s
tin hoc l mt t l: xem Khon 14.15 (b).
V D: Trong Khon 8.7, s tin tham kho cu th hai s l 0,02% ca
Gi hp ng nh l thit hi do chm tr i vi cng trnh, c
tr (hng ngy) theo cc t l ng tin (tin t) m Gi hp ng
c thanh ton. i vi mi hng mc, s tin hng ngy l
0,02% ca gi Hp ng cui cng ca hng mc , c tr
(hng ngy) theo cc ng tin . S tin ti a v thit hi do
chm tr s l 1% ca Gi hp ng c nu trong Tha thun hp
ng.
Khon b sung:
Vic khuyn khch hon thnh sm c th c trong ti liu thu (mc d Khon 13.2 cp ti
vic hon thnh nhanh hn).
KHON MU:
Cc hng mc c yu cu hon thnh vo cc ngy c a ra
trong trong yu cu ca Ch u t nhng hng mc ny c th
c Ch u t nm gi v s dng trc khi hon thnh ton b
cng trnh. Cc chi tit ca cng vic c yu cu thc hin cho
php Nh thu c hng tin thng v s tin thng c quy
nh trong cc Yu cu ca Ch u t.
tnh tin thng, phi xc nh cc ngy hon thnh cc hng
mc. Khng cho php iu chnh cc ngy hon thnh vi l do gia
hn thi gian hon thnh.
iu 9 Kim nh khi hon thnh
Khon 9.1 Ngha v ca Nh thu
Cc yu cu ca Ch u t cn phi m t cc cuc kim nh m Nh thu tin hnh trc
khi c cp Chng ch nghim thu. C th l thch hp cho H s d thu nu c cc sp xp
chi tit, s phi hp v.v...Nu cng trnh c kim nh v nghim thu theo cc giai on,
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cc yu cu kim nh c th phi xem xt nh hng ca mt s phn ca cng trnh cn
cha hon thnh.
Cch vit trong cc phn gm cc iu kin c p dng in hnh cho mt Hp ng Nh
my, nhng mt khc c th yu cu sa i. C th l, im (c) cp ti vic vn hnh th,
trong qu trnh bt c sn phm no do cng trnh to ra s thuc quyn s hu ca Ch
u t. V vy Ch u t c trch nhim x l sn phm , v c quyn gi li s tin
bn sn phm . Nu Nh thu gi li sn phm , Khon ny cn phi c sa i thch
hp.
Khon 9.4 Khng qua c cc cuc kim nh khi hon thnh
Nu phn khu tr c cp trong on cui, da trn mc khng t c, c nu
trong iu kin ring hoc cc yu cu ca Ch u t, tiu chun vn hnh ti thiu c th
chp nhn c cn c quy nh c th.
iu 10 Nghim thu ca Ch u t
Khon 10.1 Chng ch nghim thu
Nu cng trnh c nghim thu theo tng giai on, mt iu khng bnh thng Hp ng
cha kha trao tay, cc giai on ny cn c xc nh theo iu 1 trong iu kin ring. Cn
c cc xc nh chnh xc v a l.
iu 11 Trch nhim i vi sai st, h hng
Khon 11.10 Cc ngha v cha hon thnh
C th cn phi xem xt nh hng ca Khon ny lin quan ti thi hn trch nhim theo quy
nh ca lut hin hnh.
iu 12 Kim nh sau khi hon thnh
Khon 12.1 Th tc kim nh sau khi hon thnh
Trong mt d n cha kha trao tay EPC, Nh thu c yu cu c bit chng minh tnh tin
cy v hot ng ca Nh my trong qu trnh kim nh hon thnh v cng trnh ch c
nghim thu sau khi kim nh thnh cng. C bit, c th cn tin hnh kim nh hon thnh
sau khi Ch u t nghim thu v vn hnh cng trnh sao cho vic bo hnh thc hin
c thc hin trong cc iu kin vn hnh bnh thng. V d sau khi ngng vn hnh ca
Nh my.
Cc yu cu ca Ch u t cn m t cc cuc kim nh m Ch u t yu cu, sau khi
nghim thu, xc nh r cng trnh c p ng y cc Bo lnh thc hin ha trong
H s d thu khng. i vi mt s loi cng trnh, tht kh c th quy nh r nhng cuc
kim nh ny, mc d chng cn thit c mt kt qu thnh cng. C th l thch hp nu
h s d thu bao gm cc sp xp chi tit, v/hoc nu r thit b c yu cu, ngoi nhng
th c nh my.
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Cc iu khon trong iu kin chung c da trn cc cuc kim nh sau khi hon thnh
do Nh thu vi s gip ca Ch u t nh ngi quan st, vt tiu hao. Nu tr liu c
s sp xp khc th chng cn phi c quy nh c th trong cc yu cu ca Ch u t, v
Khon ny cn c sa i cho thch hp. V d, cc iu khon trong iu kin Hp ng
Nh my v thit k xy dng ca FIDIC c da trn cc cuc kim nh do Ch u t
thc hin v cc nhn vin vn hnh ca h vi s hng dn ca nhn vin Nh thu.
Khon 12.4 Khng qua c cc cuc kim nh sau khi hon thnh
Nu s p dng phn u ca Khon ny, phng php tnh thit hi do khng t c (da
trn mc khng t) cn c nh r trong iu kin ring hoc trong cc yu cu ca
Ch u t, v cng phi nh r tiu chun hon thin thnh ti thiu c th chp nhn.
iu 13 Bin i v iu chnh
Cc bin i c th tin hnh bng bt k 1 trong 3 cch:
(a) Ch u t c th ch dn bin i theo Khon 13.1, m khng c tha thun trc v
s kh thi hoc gi c;
(b) Nh thu c th xut ca ring mnh theo Khon 13.2, m s c li cho c hai bn,
hoc;
(c) Ch u t c th c mt xut theo Khon 13.3, tm kim s thng nht gim
thiu s tranh chp.
Khon 13.5 Cc khon tin d chi
Mc d, ni chung, khng thch hp cho loi Hp ng ny, c th yu cu s tin d chi cho
cc phn cng trnh m chng khng yu cu phi nh gi vi ri ro ca Nh thu. V d cn
c Khon tin d chi mua hng ha m Ch u t mun la chn, hoc gii quyt s
khng chc chn lm v cc iu kin mt bng. Nht thit phi xc nh phm vi ca tng
Khon tin d chi v phm vi c xc nh sau s khng c tnh vo cc phn khc ca
khon tin ca gi hp ng. Nu nh gi c Khon tin d chi theo Khon 13.5 (b), t l
phn trm phi c tnh trong H s d thu.
Khon 13.8 iu chnh i vi vic thay i chi ph
C th yu cu cc Khon v iu chnh nu vic Nh thu phi chu ri ro bt hp l ca vic
tng gi do lm pht. Cch din t cc iu khon da trn cc ch s chi ph c ng ti
cho iu kin Hp ng FIDIC v Nh my Thit k - Xy dng l thch hp. Cn thn
trng trong vic tnh s iu ha gi c/h s a, b, c,..., tng s khng c vt qu s
thng nht), v trong vic la chn v xc nh c th cc ch s chi ph. Li khuyn ca
chuyn gia c th s cn thit.
iu 14 Gi hp ng v thanh ton
Khon 14.1 Gi hp ng
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Khi vit iu kin ring, cn xem xt s tin v thi gian thanh ton cho Nh thu. Dng tin
mt ch ng r rng c li cho Nh thu, cc ng thu phi xem xt th tc thanh ton tm
thi khi chun b H s d thu ca mnh.
Thng thng, loi Hp ng ny da vo gi trn gi, khng iu chnh gi hoc iu chnh
t. V vy, Nh thu phi chu ri ro khi thay i chi ph pht sinh t thit k ca h. Gi tin
trn gi c th gm hai hoc nhiu Khon tin, c tnh theo loi tin t thanh ton (c th,
nhng khng cn, bao gm c ng ni t).
nh gi s bin i, c th yu cu cc ng thu gi km bng thng k chi tit v gi,
bao gm s lng, t gi n v v cc thng tin khc v gi. Thng tin ny c th cng s
hu ch cho vic nh gi Khon thanh ton tm. Tuy nhin thng tin khng th mang tnh
cnh tranh. Khi H s d thu ang c chun b, Ch u t v vy phi quyt nh c chp
nhn tr s tin theo bng tnh chi tit ca ng thu hay khng. Nu khng chp nhn, Ch
u t cn m bo ngi i din ca h phi c kinh nghim cn thit nh gi nhng
thay i c th c yu cu.
C th yu cu cc Khon b sung bao trm c cc ngoi l i vi vic la chn trong
Khon 14.1 v cc vn khc lin quan ti vic thanh ton.
Nu khng p dng Khon 14.1 (b), cn b sung thm cc Khon:
KHON MU V MIN THU QUAN
Tt c hng ha do Nh thu nhp khu vo nc s ti phi c
min thu hi quan v cc thu nhp khu khc, nu c s cho php
bng vn bn t trc ca Ch u t nhp khu. Ch u t
phi k xc nhn cc giy t min thu cn thit do Nh thu chun
b xut trnh cho vic thng qua hng ha v cng phi cung cp
cc ti liu xin min thu sau:
(M t ti liu cn thit m Nh thu khng th chun b c)
Nu khng c cp th tc min thu, thu hi quan phi tr v
tr phi c Ch u t hon li.
Ton b hng ha nhp khu khng kt hp vi hoc khng dng
ht cho cng trnh phi c xut khu khi kt thc hp ng.
Nu khng xut khu, nhng hng ha ny phi c nh gi
np thu nh p dng vi nhng hng ha lin quan theo lut ca
nc ny.
Tuy nhin khng c min thu i vi:
(a) hng ha ging nh nhng hng ha c sn xut trong nc,
tr phi khng c s lng hoc hng ha c tiu chun khc
cn cho cng trnh; v
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(b) cc yu t thu hoc thu quan vn c trong gi hng ha hoc
dch v c mua trong nc m chng c coi nh c
trong s tin c chp thun theo gi Hp ng tha thun.
Thu cng, cu cng v loi tr nhng g ra trn, cc yu t
thu hoc thu quan vn c trong gi hng ha hoc dch v s c
coi nh bao gm trong gi hp ng tha thun.
KHON MU V MIN THU
Nhn vin ngi nc ngoi khng phi np thu thu nhp ti nc
s ti i vi thu nhp c tr bng ngoi t, hoc i vi thu thu
nhp nh vo tin chi tiu, thu nh v cc dch v tng t do
Nh thu chi tr trc tip cho nhn vin ca Nh thu, hoc cc
Khon ph cp ti ch. Nu nhn vin ca Nh thu nhn c
phn thu nhp nc s ti bng mt ngoi t, h c th chuyn v
nc (sau khi hon thnh thi hn cng tc cng trnh) cc khon
tin cn li ca s tin thu nhp c tr bng ngoi t.
Ch u t phi xin min thu i vi Khon ny. Nu khng xin
c, Ch u t phi hon tr cc Khon thu lin quan tr.
Khon 14.2 ng trc
Khi son tho iu kin ring, cn xem xt li ch ca vic ng trc. Tr phi khng p dng
Khon ny, cc Khon c miu t t im (a) n im (d) ca Khon ny phi c xc
nh trong iu kin ring v mu bo lnh c th chp nhn c phi c trong ti liu thu,
km vi iu kin ring: mu v d c nh km ti liu ny, l Ph lc E.
Mu bo lnh c th chp nhn c phi c trong ti liu thu, km vi iu kin ring: mu
v d c km theo ti liu ny, l Ph lc E.
Nu Nh thu phi cung cp cc hng mc thit b chnh, cn xem xt li ch ca vic thanh
ton theo giai on trong khi ch to. Ch u t c th xem xt c nn c mt mu bo lnh,
v l nhng thanh ton ny khng lin quan ti nhng th thuc s hu ca mnh. Nu Nh
thu c thanh ton theo giai on trc khi xp hng xung tu, ti liu thu c th gm:
(a) cc iu khon trong Ph lc H s d thu lin quan ti thi gian ng trc (theo
Khon ny) theo cc giai on ch to; hoc
(b) trong lch trnh thanh ton hoc cc ti liu khc s c s dng xc nh gi tr
Hp ng theo Khon 14.3 (a), mt gi cho tng giai on ny (Lch trnh cn lin
quan ti vic Nh thu cung cp bo lnh c xc nh Khon 14.5)
Khon 14.3 p dng thanh ton tm
iu kin ring phi xc nh t l phn trm ca vic gi li cho im (c) v cng phi quy
nh mt t l cho s tin tr li.

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Khon 14.4 Lch trnh thanh ton
iu kin chung bao gm cc iu Khon thanh ton tm thi cho Nh thu, c th c da
trn mt lch trnh thanh ton. Nu s dng cc c s khc xc nh gi tr tm thi, cn b
sung cc chi tit vo iu kin ring. Nu cc thanh ton c quy nh c th trong lch trnh
thanh ton, c th l mt trong s cc mu sau:
(a) s tin (hoc phn trm ca gi d ton theo Hp ng cui cng) c th c a vo
theo tng thng (hoc thi gian khc) trong thi gian hon thnh, m c th t ra l
khng hp l, nu tin ca Nh thu khc nhiu so vi d kin m da vo n lch
trnh thanh ton c lp; hoc
(b) lch trnh thanh ton c th c da trn tin thc t t c khi thi cng cng
trnh, iu cn quy nh c th cc mc thanh ton. C th xy ra bt ng khi cng
vic c yu cu cho mt mc thanh ton gn t c nhng bn cn i ch c th
c hon thnh mt vi thng sau .
Khon 14.7 Thanh ton
Nu p dng mt thi hn thanh ton khc, Khon ny c th c sa i:
V D: Trong im (b) ca Khon 14.7, xa 56 thay bng 42
Nu nc/cc nc thanh ton cn c quy nh, c th nu chi tit trong H s d thu.
Khon 14.8 Thanh ton chm tr
Nu t sut chit khu ti ngn hng trung ng nc c ng tin thanh ton khng thch
hp nh gi chi ph ti chnh ca Nh thu, c th phi quy nh mt t gi mi. Mt cch
chn la khc, c th thanh ton chi ph ti chnh thc, c xem xt n vic thu xp ti chnh
trong nc.
Khon 14.9 Thanh ton s tin gi li
Nu mt phn ca s tin b gi li c tr, v c thay bng mt bo lnh thch hp, c th
thm Khon b sung. Mu bo lnh chp nhn c cn c trong H s d thu, cng vi
iu kin ring: mu v d c km theo ti liu, l ph lc F.
KHON MU V GII PHNG NGOI L
Khi s tin gi li ti .......................Ch u t s phi thanh
ton ..................................% s tin gi li cho Nh thu nu h c
giy bo lnh, theo mu v c mt php nhn cung cp do Ch
u t chp thun vi s tin v tin t bng s tin thanh ton.
Nh thu phi m bo Giy Bo lnh cn hn v c hiu lc cho
ti khi Nh thu thc hin v hon thnh cng trnh v sa cha
cc h hng, nh quy nh trong phn Bo lnh Hp ng thc
hin ti Khon 4.2, v c hon tr cho Nh thu mt cch thch
hp. Vic tr khon tin gi li ny c thay cho vic tr na s
tin cn li ca s tin gi li theo on hai ca Khon 14.9.
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287
Khon 14.15 Tin t thanh ton
Nu ton b s tin c thanh ton phi l ng ni t th phi nu tn trong tha thun Hp
ng, v ch p dng cu u tin ca Khon ny. Mt cch la chn khc, Khon ny c th
c thay th:
KHON MU V HP NG THANH TON BNG MT LOI TIN
ng tin thanh ton phi l ng ni t v ton b s tin thanh
ton theo Hp ng phi l ng ni t. Khon tin thanh ton bng
ng ni t phi c t do chuyn i, loi tr nhng s tin thanh
ton chi ph trong nc. Phn trm tnh cho chi ph trong nc c
quy nh trong H s d thu.
Thu xp ti chnh
i vi Hp ng ln mt s th trng, c th cn c m bo v ti chnh t cc php
nhn nh: c quan vin tr, ngn hng pht trin, c quan tn dng xut khu hoc cc t chc
ti chnh quc t khc. Nu u t ti chnh l t nhng ngun ny, iu kin ring c th cn
phi hp vi cc yu cu c bic ca chng. Vic dng t chnh xc ph thuc vo t chc
lin quan, v vy cn tham kho m bo yu cu ca h, v s ph duyt d tho H s d
thu.
Cc yu cu c th bao gm cc th tc d thu cn c s dng khin cho hp ng
cui cng thch hp cho vic cung cp ti chnh, v/hoc cc Khon ring c th cn a
vo iu kin ring. Cc v d sau ch r mt s vn m cc yu cu ca t chc ti chnh
c th cp ti:
(a) s ngn cm do s phn bit i x vi mt s cng tu vn ti ca mt nc no ;
(b) bo m Hp ng ty thuc vo lut trung lp c chp nhn rng ri;
(c) iu khon phn x theo cc lut quc t cng nhn v mt a im trung lp;
(d) cho Nh thu c iu kin ngng/kt thc trong trng hp c sai st trong cc vic
sp xp ti chnh;
(e) hn ch quyn loi b;
(f) xc nh cc thanh ton cn n trong trng hp kt thc;
(g) xc nh Hp ng khng tr thnh c hiu lc cho n khi mt s iu kin trc y
c tha mn, bao gm cc iu kin ng trc cho thu xp ti chnh; v
(h) Bt buc Ch u t thanh ton bng ti sn ca h nu, v nguyn nhn no , vn
do thu xp ti chnh khng thanh ton n Nh thu, d cho l sai st sp xp
ti chnh hoc iu khc.
Thm vo , t chc ti chnh hoc ngn hng c th mun Hp ng phi c cc tham chiu
cho phn thu xp ti chnh, c bit nu Khon tin c thu xp t nhiu ngun cho cc ni
dung cng vic khc nhau. S l bnh thng i vi iu kin ring bao gm cc Khon c
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bit xc nh cc hng, loi thit b khc nhau v quy nh c th cc ti liu s c trnh ln
t chc cung cp ti chnh lin quan c thanh ton. Nu cc yu cu ca t chc ti
chnh khng c p ng, c th gp kh khn (hoc thm ch khng th) m bo vic cp
ti chnh ph hp cho d n, v/hoc t chc ti chnh c th khc t cung cp ti chnh cho
mt phn hoc ton b Hp ng.
Tuy nhin, nhng ni m vic cp ti chnh khng b rng buc i vi xut khu hng ha
v dch v t mt nc no nhng c cung cp n gin bi cc ngn hng thng mi
cho Ch u t vay, nhng ngn hng ny c th quan tm n vic m bo rt hn ch
quyn ca Nh thu. Nhng ngn hng ny c th mun Hp ng loi b cc tham chiu i
vi vic thu xp ti chnh v/hoc hn ch quyn ca Nh thu theo iu 16.
DNG KHON M MT T CHC CUNG CP TI CHNH C TH YU CU:
Gi hp ng c xy dng nh sau:
Phn tch thnh cc hng mc v/hoc cung cp/ giao/ ....... v s c s thanh ton bi Ch
u t cho Nh thu nh sau:
(a) ...........% ca Gi hp ng s c Ch u t thanh ton trc tip cho Nh thu trong
vng 24 ngy khi Ch u t nhn c cc ti liu sau:
(i) Ha n thng mi cho Ch u t xc nh gi thanh ton hin nay tr,
(ii) Bo lnh tin ng trc c Ngn hng cp di dng ph lc,
(ii) Bo lnh thc hin c Ngn hng cp di dng ph lc, v
(iii) Chng ch thanh ton tm xc nhn tin phi thanh ton v xc nh s tin,
(b) ...........% ca Gi hp ng cung cp thit b c thanh ton nh sau:
(i) ..................% ca gi hp ng d ton v thit b c cung cp, bng cch
thanh ton trc tip t Ch u t cho Nh thu v mi hng mc c ch
n, theo cc ti liu sau:
Ha n thng mi (gc),
Ti liu chuyn ch (gc),
Chng nhn v xut x (gc),
Chng nhn v bo him (gc),
Chng nhn thanh ton tm (gc) xc nhn khon tin thanh ton cn thit v
xc nh s tin,
(ii) ..................% ca Gi hp ng d ton ca thit b c cung cp, c thanh
ton theo tha thun vay cho Nh thu v mi hng mc c ch n, vi
Chng ch cht lng theo mu km theo v cc bn sao ca cc ti liu c
lit k im (b) (i) trn.
FIDIC
289
(c) S cn bng gi Hp ng c tr nh sau:
(i) ..................% ca gi tr Hp ng d ton ca cc dch v cung cp, do Ch
u t thanh ton trc tip cho Nh thu v vic thc hin dch v lin quan vi
cc ti liu sau:
Ha n thng mi (gc),
Chng ch thanh ton tm thi (gc) xc nhn vic thanh ton phi tr v xc
nh s tin.
(ii) ..................% ca gi tr Hp ng d ton ca cc dch v cung cp, c
thanh ton t tha thun vay cho Nh thu vi Chng ch cht lng theo mu
km theo v cc bn sao cc ti liu c lit k im (c) (i) trn.
(d) Cc thanh ton trc tip ca Ch u t c xc nh trong im (b) s c thc
hin bi mt th tn dng khng th i c do Ch u t lp chuyn cho Nh thu
v c mt Ngn hng thch hp cho Nh thu xc nhn.
Cc thu xp ni trn (lin quan n t chc cung cp ti chnh Ch u t v Nh thu) c th
c Ch u t, hoc Nh thu khi xng trc khi np H s d thu. gc khc, Nh
thu c th c chun b bt u vic thu xp ti chnh v duy tr trch nhim i vi
chng, mc d Nh thu c th khng c kh nng hoc khng sn sng cung cp ti chnh t
chnh ngun ca mnh. Cc yu cu ca ngn hng cung cp ti chnh ca Nh thu s c
nhng tc ng n thi ca h trong thng tho Hp ng. H c th yu cu Ch u t
thanh ton tm thi, mc d t l ln gi Hp ng c th c gi li cho ti khi cng trnh
c hon thnh.
C th l thch hp cho Ch u t, khi chun b ti liu thu, d tnh yu cu tip theo bng
vic m bo cung cp mt bo lnh cho ni dung thanh ton m Nh thu s nhn khi hon
thnh cng trnh. (Cc) mu bo lnh chp nhn c phi c trong H s d thu, km vi
iu kin ring: mt mu v d c a ra km ti liu ny, Ph lc G. C th b sung
Khon sau:
CC QUY NH MU CHO TI CHNH CA NH THU
Ch u t phi xin (bng chi ph ca mnh) mt giy bo lnh
thanh ton s tin v nhng loi tin t v do mt php nhn cp,
nh nu trong .............................. Ch u t phi chuyn bo
lnh cho Nh thu trong vng 28 ngy sau khi hai bn k Tha
thun Hp ng. Giy bo lnh phi theo mu nh km iu kin
ring ny hoc theo mu khc c Nh thu chp thun. Tr phi v
cho ti khi Nh thu nhn c giy bo lnh, Ch u t khng
c thng bo theo Khon 8.1.
Bo lnh phi c tr li cho Ch u t ti thi im sm nht
ca nhng thi im sau:
(a) khi Nh thu c thanh ton Gi hp ng c quy
nh trong tha thun Hp ng,
FIDIC
290
(b) khi ngha v theo bo lnh ht hn hoc c hon thnh;
hoc
(c) khi Ch u t hon thnh ton b ngha v theo Hp
ng.
iu 15 Chm dt bi Ch u t
Khon 15.2 Chm dt bi Ch u t
Trc khi mi thu, Ch u t cn phi kim tra r rng cch dng t ca Khon ny, v mi
l do chm dt d kin l ph hp vi lut iu chnh Hp ng.
Khon 15.5 Quyn chm dt ca Ch u t
Tr phi khng ph hp vi cc yu cu ca Ch u t v/hoc cc t chc ti chnh, cn b
sung thm mt cu:
V D: thm vo phn cui ca Khon 15.5
Ch u t cng phi tr cho Nh thu s tin do bt c s mt mt
hoc thit hi no do s chm dt gy ra.
iu 16 Tm ngng v chm dt bi Nh thu
Khon 16.2 Chm dt bi Nh thu
Trc khi mi thu, Ch u t cn phi kim tra k cch dng t ng ca Khon ny l ph
hp vi lut iu chnh Hp ng. Nh thu cn phi kim tra k mi l do chm dt d kin
l ph hp vi lut ny.
iu 17 Ri ro v trch nhim
Khon 17.6 Gii hn trch nhim
V D: Trong Khon 17.6, s tin c cp trong cu gn cui phi l:
Khon b sung: S dng ch / phng tin ca Ch u t
Nu Nh thu s dng tm thi phng tin ca Ch u t, cn b sung mt Khon:
KHON MU:
Nh thu phi chu trch nhim hon ton v s cn trng i vi
cc hng mc c nu chi tit di, t thi hn s dng hoc
chim gi ca Nh thu, cho ti thi hn chuyn giao hoc tr li (
ni no m vic chuyn giao hoc tr li c tin hnh sau thi
hn c nu trong Chng ch nghim thu cng trnh):
(in chi tit)
FIDIC
291
Nu c mt mt hoc h hng xy ra i vi cc hng mc trn
trong thi gian Nh thu phi chu trch nhim, xut pht t bt c
l do no ngoi nhng l do m Ch u t phi chu trch nhim,
Nh thu phi, bng chi ph ca mnh, sa cha h hng v mt mt
p ng yu cu ca Ch u t.
iu 18 Bo him
Vic dng t trong iu kin chung th hin vic bo him s c thu xp do Bn Bo
him l Nh thu tr phi c quy nh khc trong iu kin ring. Do , bo him c
Nh thu cung cp phi ph hp theo cc khon chung tha thun vi Ch u t. Ch dn
cho nhng ng thu, v vy, c th yu cu nhng ng thu cung cp chi tit cc khon d
kin. iu kin ring phi xc nh s tin ti thiu v c khu tr theo im (d) ca Khon
18.2 v s tin ti thiu ca bo him ca bn th ba theo Khon 18.3.
Nu Ch u t thu xp mt bo him no theo iu ny, ti liu thu cn phi c cc chi
tit nh l ph lc ca iu kin ring ( ng thu c th c tnh cc bo him khc h
mun c bo m cho bn thn h), bao gm cc iu kin, gii hn, s loi tr v min
gim; theo mu ca mt bn sao ca mi loi bo him. Ch u t c th thy kh k nhng
bo him m t trong on 3 ca Khon 18.2 (i vi thit b ca Nh thu, bao gm thit
b ca Thu ph) v Ch u t khng bit s tin hoc tr gi nhng hng mc thit b ny.
Cn c cu sau y trong iu kin ring:
V D: Xa on cui ca Khon 18.2 v thay bng:
Tuy nhin, nhng bo him c nu trong hai on u ca Khon
18.2 phi do Ch u t k v duy tr nh l Bn Bo him, v
khng phi do Nh thu.
iu 19 Bt kh khng
Trc khi mi thu, Ch u t phi xc minh rng t ng ca iu ny l ph hp vi lut
iu chnh Hp ng.
iu 20 Khiu ni, tranh chp v trng ti
Khon 20.2 Ch nh Ban x l tranh chp
Hp ng phi gm cc quy nh theo iu 20, trong khi khuyn khch cc bn t c s
tha thun v tranh chp trong lc cng trnh vn tip tc, cho php h a cc vn tranh
chp ln mt Ban x l tranh chp cng bng (BXLTC).
Thnh cng ca vic x l ph thuc vo, trong s cc yu t khc, nim tin ca cc bn i
vi cc c nhn c tha thun s nm trong Ban x l tranh chp. V vy, nht thit l
cc ng c vin vo v tr ny khng b p t do mt trong hai bn, v nu c nhn c chn
theo Khon 20.3, vic la chn phi do mt c quan hon ton v t thc hin. FIDIC s thc
hin vai tr ny, nu c quan ny c y thc ng vi cch vit c gi di theo
Khon 20.3.
FIDIC
292
Khon 20.2 a ra vic b nhim Ban x l tranh chp sau khi mt bn thng bo d nh ca
mnh s a tranh chp ln Ban x l tranh chp. Tuy nhin, i vi mt s loi d n nht
nh, c bit l nhng d n lin quan n cng vic ln trn cng trng, ni m s thch
hp nu Ban x l tranh chp n thm cng trng thng xuyn, c th quyt nh duy tr
hot ng ca mt Ban x l tranh chp thng xuyn. Trong trng hp ny, Khon 20.2 v
20.4 cng vi Ph lc v Ph thm vo iu kin chung, v Tha thun x l tranh chp, phi
c sa i tun th vi cc vit ph hp trong iu kin Hp ng Xy dng FIDIC.
Khon 20.2 cung cp 2 cch sp xp khc nhau cho Ban x l tranh chp (BXLTC):
(a) mt ngi, vi t cch l thnh vin duy nht ca BXLTC, k tha thun tay ba vi
c hai bn; hoc
(b) mt Ban x l tranh chp gm 3 ngi, mi ngi k tha thun tay ba vi hai bn.
Mu ca tha thun tay ba ny c th l mt trong hai cch trnh by phn cui ca n
phm ny, thch hp cho vic sp xp c p dng. C hai mu ny kt hp ( tham kho)
iu kin chung ca Tha thun x l tranh chp, l Ph lc ca iu kin chung bi v
chng cng c cp ti trong Khon 20.2. Theo mu no trong hai mu Tha thun x l
tranh chp ny, mi c nhn c tham kho nh mt thnh vin.
Trc khi k kt Hp ng, cn xem xt liu Ban x l tranh chp 1 ngi hay 3 ngi s
thch hp hn cho mt d n c th, c tnh n quy m, thi gian v cc lnh vc chuyn mn
lin quan.
Vic b nhim Ban x l tranh chp c th c thun li bng cch c mt danh sch cc
thnh vin tim nng c chp thun trong Hp ng.
Khon 20.3 Khng tha thun c Ban x l tranh chp
V D: Th nhn hoc vin chc ch nh s l Ch tch FIDIC hoc mt
ngi c Ch tch c.
Khon 20.5 Ha gii
Nhng quy nh ca Khon ny l khuyn khch cc bn gii quyt mt tranh chp mt
cch hu ho, khng cn trng ti: v d, bng thng lng trc tip, ha gii, dn xp, hoc
cc dng gii quyt tranh chp la chn khc. Th tc ha gii, thnh cng, thng ph
thuc vo nim tin v s chp thun th tc ca c hai bn. V vy, khng bn no c tm
cch nm bt bn kia chp nhn th tc.
Khon 20.6 Trng ti
Hp ng nn gm cc iu khon cho gii quyt bng trng ti quc t i vi bt c tranh
chp no m n khng gii quyt c bng ha gii. Trong cc Hp ng xy dng quc t,
trng ti thng mi quc t c nhiu li th v v kin ta n quc gia, v c th d c
cc bn chp thun hn.
Cn xem xt cn thn m bo rng nhng quy nh trng ti quc t c chn l tng
hp vi cc quy nh ca Khon 20 v vi cc ni dung khc c lm r trong Hp ng.
Cc quy nh trng ti ca Phng Thng mi Quc t (ICC c ng 38 Cours Albert
FIDIC
293
1
er
, 75008 Paris, Php) thng c trong cc Hp ng quc t. Trong s thiu vng cc quy
nh c th v s lng trng ti v ni trng ti phn x, Ta n trng ti quc t ca ICC s
quyt nh s lng trng ti (thng l 3 trong tranh chp xy dng ln) v ni trng ti phn
x.
Nu cc quy nh trng ti UNCITRAL (hoc cc n v trng ti khc khng phi l ICC)
c la chn, cn ch nh trong Ph lc H s d thu, mt t chc ch nh trng ti hoc
qun l vic trng ti, tr phi t chc ny c nu tn (v vai tr c th ca h) trong Cc
quy nh trng ti. C th cng cn m bo, trc khi ch nh mt t chc trong Ph lc H
s d thu, l c chun b b nhim hoc qun l.
i vi cc d n ln c u thu quc t, thng thng ni phn x phi l mt nc
khc vi nc ca Ch u t hoc Nh thu. Nc ny cn phi c lut trng ti hin i v
khng thnh kin v ph chun mt cng c song phng hoc a phng (nh Cng c
Niu Oc 1958 v tha nhn v thi hnh quyt nh trng ti nc ngoi) hoc c hai, m s to
iu kin thi hnh mt quyt nh trng ti cc nc ca cc bn.
C th xem l mong mun trong mt s trng hp cho cc Bn khc tham gia vo phn x
trng ti gia cc Bn, to ra mt trng ti a Bn. Trong khi iu ny c th l kh thi, cc
iu khon v trng ti a Bn yu cu son tho k, v thng cn c son tho trn c s
tng trng hp. Cha c mu tiu chun v iu khon trng ti a Bn cho s dng quc t
no c ban hnh.

FIDIC
294
Cc Ph lc CC MU BO LNH
(Cc) mu bo lnh c th chp nhn c cn phi c trong ti liu thu: i vi Ph lc A
v/hoc B, trong phn ch dn cho cc ng thu; v i vi cc Ph lc C n G, c km
theo iu kin ring. Cc mu sau y, (loi tr Ph lc A) kt hp vi Cc quy tc thng
nht do Phng thng mi quc t xut bn (ICC, c ng 38 Cours Albert 1
er
, 75008
Paris, Php), c th phi c iu chnh cho ng vi lut hin hnh. Mc d ICC xut bn
cc hng dn Cc quy tc thng nht ny, cn c s c vn v php l trc khi son tho
cc bo lnh. Ch rng s tin c bo lnh phi c tnh bng tt c cc loi tin t, nh
quy nh trong Hp ng, theo ngi bo lnh tr cho ngi th hng.

FIDIC
295
Ph lc A MU BO LNH CA CNG TY M
{Xem trang , v cc kin ti Khon 1.14}
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca Ch u t.................................................................................................
.....................................................................(Cng vi nhng ngi k tha v tha hng)
Chng ti c thng bo rng.........................(sau y c gi l Nh thu) ang
trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc iu kin trong
th mi thu ca cc ng yu cu bn cho ca Nh thu phi c h tr bng mt bo lnh
ca cng ty m.
cc ng, vi t cch l Ch u t, xem xt, giao Hp ng cho Nh thu, chng ti (tn
ca cng ty m).............................bo lnh khng hy ngang v v iu kin vi cc ng, nh
mt ngha v u tin, vic thc hin ng tt c cc trch nhim v ngha v ca Nh thu
theo Hp ng, gm vic Nh thu tun th tt c cc iu khon v iu kin theo ngha v
nh ca chng.
Nu Nh thu khng thc hin nh vy cc ngha v v trch nhim ca mnh v khng tun
th Hp ng, chng ti s bi thng cho Ch u t ton b mt mt, thit hi v cc chi
ph (gm chi ph v ph php l) pht sinh t vic khng thc hin ny m Nh thu phi chu
trch nhim i vi Ch u t theo Hp ng.
Bo lnh ny s chnh thc c hiu lc v tc dng khi Hp ng chnh thc c hiu lc v tc
dng. Nu Hp ng cha chnh thc c hiu lc v tc dng trong vng mt nm k t ngy
c giy bo lnh ny, hoc nu cc ng t thi rng cc ng khng nh k kt Hp ng
vi Nh thu, bo lnh ny s b hy b v v hiu. Bo lnh ny s tip tc c hiu lc v tc
dng cho n khi Nh thu hon thnh tt c cc ngha v v trch nhim theo Hp ng, khi
bo lnh ny s ht hn v s c tr li cho chng ti, v theo ngha v ca chng ti s
c hon thnh y .
Bo lnh ny s p dng v b sung cho Hp ng khi c Ch u t v Nh thu sa i
hoc thay i theo tng t. Chng ti sau y cho php h tha thun bt k sa i hoc
thay i no, vic thc hin ng nhng ci v tun th nhng ci m Nh thu cng c bo
lnh di y. Ngha v v trch nhim ca chng ti trc bo lnh s khng c hon
thnh do mt s cho php v thi gian hoc bt k c n no khc ca Ch u t i vi
Nh thu, hoc do s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc
do bt c sa i ca Hp ng hoc ca t chc Nh thu hoc Ch u t, hoc do bt c
vn no khc, bt k l chng ti c bit v ng hoc khng bit v khng ng .
Bo lnh ny s do lut ca cng mt quc gia iu chnh (hoc c quan quyn lc khc) nh
lut iu chnh Hp ng v bt c tranh chp no theo bo lnh ny s c gii quyt cui
cng theo Cc quy nh trng ti ca Phng Thng mi quc t do mt hoc nhiu trng ti
c ch nh theo cc quy nh ny. Chng ti khng nh rng li ch ca bo lnh ny c
th chuyn nhng ch ph thuc vo cc quy nh ny. Chng ti khng nh rng li ch ca
bo lnh ny c th c chuyn nhng ch ph thuc vo cc quy nh v chuyn nhng
ca Hp ng.
Ngy...........................................(Cc) Ch k........................................................................

FIDIC
296
Ph lc B MU BO LNH THU
[Xem trang ]
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng........................................................................................
......................................................................(ngi m ti liu thu xc nh l Ch u t)
nhim) ang trnh mt bn cho cho Hp ng ny theo th mi thu ca cc ng, v cc
iu kin trong th mi thu ca cc ng (cc iu kin ca th mi thu, c ra trong
ti liu c tn Cc hng dn cho cc Nh d thu) yu cu bn cho ca ngi c trch
nhim ny phi c h tr bng mt bo lnh thu.
hoc nhng s tin tng cng li khng qu s tin...............................................(bng
ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn vit
trnh by ca ng (theo yu cu) nu r rng:
(a) Ngi chu trch nhim , khng c s ng ca cc ng, rt li bn cho ca
mnh sau thi hn cui cng c quy nh cho trnh v trc khi ht hn thi hn
hiu lc ca chng, hoc
(b) Ngi chu trch nhim t chi chp nhn vic sa cha cc sai st trong bn cho
ca mnh theo cc iu kin ca th mi thu, hoc
(c) ng trao ( tham gia vo) Hp ng cho ngi c trch nhim v anh ta khng
giao bo lnh thc hin theo khon 4.2 ca cc iu kin ca Hp ng.
Bt c yu cu thanh ton no phi c ch k ca ng m ch k phi c cc ngn hng
ca ng hoc phng cng chng chng thc. Nhu cu v bin bn c chng thc ny vo
hoc trc (thi hn 35 ngy sau khi ht hn hiu lc ca Th d thu)................................,
khi bo lnh ny ht hn v phi c tr li cho chng ti.
Bo lnh ny theo Cc quy tc thng nht v Bo lnh theo yu cu, do Phng Thng mi
quc t xut bn s 458, tr trng hp quy nh trn.
Ngy...........................................(Cc) Ch k........................................................................

FIDIC
297
Ph lc C MU BO LNH HP NG
BO LNH THEO NHU CU
[Xem kin ti Khon 4.2]
M t tm tt Hp ng...........................................................................................................
Tn v a ch ca ngi th hng.......................................................................ngi m Hp
ng xc nh l Ch u t)
nhim) l Nh thu ca cc ng theo Hp ng ny, yu cu h c bo lnh thc hin hp
ng.
hoc nhng s tin tng s khng qu ...............................................(S tin c bo lnh
bng ch:..................................) khi chng ti nhn c yu cu bng vn bn ca ng v bn
vit trnh by ca ng (theo yu cu) ni rng:
(a) Ngi chu trch nhim vi phm trch nhim ca mnh theo Hp ng, v
(b) ni dung m ngi chu trch nhim vi phm
[Theo bn sao c cng chng bin bn nghim thu ton b cng trnh m chng ti nhn c
theo iu 10 ca cc iu kin Hp ng, s tin c bo lnh ny s c
gim.................% v chng ti s thng bo ngay cho ng rng chng ti nhn c chng
nhn ny v gim s tin bo lnh thch hp]
(1)

Bt c nhu cu thanh ton no cng phi c ch k ca [b trng/gim c] ca cc ng m
ch k phi c cc ngn hng ca cc ng hoc phng cng chng chng thc. Nhu cu
v bin bn c chng thc ny phi c chng ti nhn ti vn phng ny vo hoc
trc (thi hn 70 ngy sau hn d kin thi hn xc nh cc h hng ca cng
trnh)............................................(ngy ht hn), khi bo lnh ny ht hn v s c tr cho
chng ti.
hn bo lnh ny nu chng nhn thc hin theo Hp ng cn cha c cp vo thi hn 28
ngy trc ngy ht hn ny. Chng ti cam kt thanh ton cho cc ng s tin c bo lnh
khi chng ti nhn c, trong vng 28 ngy, yu cu bng vn bn ca cc ng v bn trnh
by vit rng chng ch thc hin khng c cp, v nhng l do c quy cho ngi chu
trch nhim, v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi theo cc quy nh v bo
lnh theo nhu cu, do Phng Thng mi quc t xut bn s 458, loi tr quy nh trn.
Ngy........................................Ch k....................................................................................
(1)
Khi son tho H s d thu, ngi son tho cn xc nh xem liu c a on vn
trong ngoc [ ] vo khng.
FIDIC
298
Ph lc D MU BO LNH HP NG
GIY BO M
M t tm tt Hp ng...........................................................................................................
.........................................................................(cng vi nhng ngi k tha v th hng, tt
c nh c xc nh trong hp ng l Ch u t)
Bng Giy bo lnh ny, (tn v a ch ca Nh thu).................(ngi l Nh thu theo Hp
ng ny) l ngi chu trch nhim v (tn v a ch ca ngi bo lnh) l ngi bo lnh
c duy tr khng th hy ngang v rng buc cht vi ngi th hng bng tng s
tin................................................. (S tin theo giy bo lnh bng
ch:................................) cho vic thc hin ng ton b ngha v v trch nhim ny ca
ngi chu trch nhim theo Hp ng. [S tin theo giy bo lnh ny s c chit
khu................% khi pht hnh Chng nhn bn giao ton b cng trnh theo iu 10 ca cc
iu kin ca Hp ng]
(1)
Giy bo lnh ny s c hiu lc t ngy khi cng nh quy nh trong Hp ng.
i vi s khng p ng ca ngi chu trch nhim trong vic thc hin bt c ngha v
Hp ng no, hoc do xy ra bt c s vic hoc trng hp no c lit k ti Khon
15.2 ca cc iu kin ca Hp ng, ngi bo lnh s phi lm tha mn v tr tin cho
nhng thit hi m ngi th hng phi chu do s khng p ng, s vic hoc trng hp
,
(2)
. Tuy nhin, ton b trch nhim ca ngi bo lnh phi khng c qu s tin theo
Giy bo lnh.
Ngha v v trch nhim ca ngi bo lnh s khng hon thnh do bt k s cho php v
thi gian hoc bt c c n no khc m ngi th hng dnh cho ngi chu trch nhim,
hoc do bt k s bin i hoc tm dng cng trnh c thc hin theo Hp ng, hoc do
s sa i Hp ng hoc quy c ca ngi chu trch nhim hoc ngi th hng, hoc do
bt c vn no khc, bt k c hoc khng c s bit r hoc ng ca ngi bo lnh.
Bt c khiu ni no thuc Giy bo lnh ny phi c ngi bo lnh nhn vo hoc trc
(thi hn su thng sau hn d kin thi hn thng bo h hng ca cng trnh)
...........................(Ngy ht hn), khi giy bo lnh ny s ht hn v s c tr li cho
ngi bo lnh.
Li ch ca Giy bo lnh ny c th c chuyn nhng theo cc quy nh v chuyn
nhng Hp ng v ph thuc vo vic ngi bo lnh nhn c cc bng chng v vic
tun th ton b cc quy nh ny.
Giy bo lnh ny phi c iu chnh bi lut ca cng mt nc (hoc c quan quyn lc
khc) nh lut iu chnh Hp ng ny. Giy bo lnh ny kt hp v s ph thuc vo cc
quy tc thng nht v Giy bo lnh Hp ng, do Phng Thng mi quc t pht hnh s
524, v cc t ng c s dng trong Giy bo lnh ny phi cha ng cc ngha c
nu trong cc quy tc ny.
FIDIC
299
Do vy, Giy bo lnh ny c ban hnh bi Ngi chu trch nhim v Ngi bo lnh pht
hnh vo (ngy thng nm).............................................................................................
Ch k i din hoc thay mt ngi chu trch nhim.........................................................
Ch k i din hoc thay mt ngi bo lnh......................................................................

(1)
Khi son tho H s d thu, ngi bin son phi xc nh liu c a vo on vn
la chn trnh by trong du ngoc n [ ] hay khng
(2)
B sung: [v khng c quyn thc hin cc ngha v ca ngi chu trch nhim theo
Hp ng]
hoc: [hoc theo la chn ca Ngi bo lnh (s c thc hin bng vn bn trong
vng 42 ngy nhn c khiu ni nu r s khng p ng) thc hin cc ngha v ca
Ngi chu trch nhin theo Hp ng]
FIDIC
300
Ph lc E MU BO LNH CHO NG TRC
M t tm tt Hp ng...........................................................................................................
.........................................................................(ngi m Hp ng quy nh l Ch u t)
nhim) l Nh thu ca cc ng theo Hp ng ny v mun nhn c mt khon ng
trc, m Hp ng yu cu h phi c giy bo lnh.
hoc nhng s tin tng s tin khng qu ...............................................(S tin bo lnh
bng ch:..................................) trn c s vic chng ti nhn c yu cu bng vn bn v
bn trnh by vit nu rng:
(a) vic ngi chu trch nhim khng thanh ton li s tin thanh ton trc theo cc iu
kin ca Hp ng, v
(b) s tin m ngi chu trch nhim khng thanh ton li.
Bo lnh ny s c hiu lc khi ngi chu trch nhim nhn c [ln u tin] s tin ng
trc. S tin bo lnh ny s c chit khu theo s tin thanh ton trc c thanh ton
cho cc ng, nh c bng chng bi cc thng bo ca cc ng c ban hnh theo Khon
14.6 ca cc iu kin ca Hp ng. Khi nhn c (t ngi chu trch nhim) mt bn sao
ca tng thng bo gii thch, chng ti s thng bo ngay cho ng s tin bo lnh c
iu chnh thch hp.
Bt c yu cu thanh ton no u phi c (cc) ch k ca ng m phi c cc ngn hng
ca ng hoc Phng Cng chng chng thc. Yu cu c chng thc v bin bn phi
c chng ti nhn ti vn phng ny vo hoc trc (Thi hn 70 ngy sau khi ht hn theo
d kin ca thi hn hon thnh).....................................(Thi hn ht hn), khi bo lnh
ny ht hn v phi c tr li cho chng ti.
hn bo lnh ny nu khon tin ng trc khng c thanh ton vo thi hn 28 ngy trc
ngy ht hn ny. Chng ti cam kt tr cho ng s tin bo lnh ny khi chng ti nhn c,
trong vng 28 ngy, yu cu bng vn bn ca ng v bin bn rng s tin ng trc cha
c thanh ton li v bo lnh ny cn cha c gia hn.
Bo lnh ny s do cc lut ca...........................iu chnh v phi ph thuc vo cc quy tc
thng nht v bo lnh theo yu cu, do Phng Thng mi quc t pht hnh s 458, tr cc
quy nh trn.
Thi gian.................................(Cc) ch k............................................................................

FIDIC
301
Ph lc F MU GIY BO LNH TIN GI LI
M t tm tt Hp ng...........................................................................................................
.........................................................................(ngi m Hp ng xc nh l Ch u t)
Chng ti c thng bo .........................(sau y c gi l Ngi chu trch nhim) l
Nh thu ca cc ng theo Hp ng ny v mun nhn c mt thanh ton sm (mt phn)
s tin gi li, m Hp ng yu cu h phi c mt bo lnh.
hoc nhng s tin tng s khng qu ...............................................(S tin bo lnh) khi
chng ti nhn c yu cu bng vn bn v bn trnh by vit ca cc ng nu r:
(a) ngi chu trch nhim khng thc hin ngha v ca mnh sa cha cc thiu st
c th m h phi chu trch nhim theo Hp ng, v
(b) tnh cht ca cc sai st ny.
Ti bt c thi im no, ngha v ca chng ti theo bo lnh ny s khng c ln hn
tng s tin gi li m cc ng chuyn cho ngi chu trch nhim, nh cc thng bo ca
ng chng minh theo Khon 14.6 ca cc iu kin ca Hp ng vi mt bn sao c
chuyn cho chng ti.
Bt c nhu cu thanh ton no cng phi c (cc) ch k ca ng m nhng ch k phi
c cc ngn hng ca ng hoc phng Cng chng chng thc. Nhu cu v trnh by
c chng thc phi do chng ti nhn ti vn phng ny vo hoc trc (thi hn 70 ngy
sau hn d kin thi hn xc nh cc h hng ca cng trnh) .......................(Thi hn ht
hn), khi bo lnh ny ht hn v c tr li cho chng ti.
hn bo lnh ny nu Chng ch thc hin theo Hp ng khng c ban hnh vo thi hn
28 ngy trc thi hn ny. Chng ti cam kt thanh ton cho ng s tin bo lnh ny khi
chng ti nhn c, trong vng thi hn 28 ngy ny, yu cu ca cc ng bng vn bn v
trnh by ca cc ng l chng ch thc hin khng c ban hnh v bo lnh ny
khng c gia hn.
Bo lnh ny phi c iu chnh bi cc lut php ca...........................v phi ph thuc
vo cc quy tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn
s 458, tr cc quy nh trn.
Ngy........................................Ch k.....................................................................................

FIDIC
302
Ph lc G MU BO LNH THANH TON CA CH
U T
[Xem trang Ti chnh ca Nh thu]
M t tm tt Hp ng...........................................................................................................
...........................................................................(Ngi m Hp ng xc nh l Nh thu)
Chng ti c thng bo rng .........................(ngi m Hp ng quy nh l Ch u t
v ngi sau y gi l Ngi chu trch nhim) c yu cu c mt bo lnh ngn hng.
cam kt thanh ton khng hy ngang cho cc ng, ngi th hng/ Nh thu, mt s tin
hoc nhng s tin tng s khng vt qu ...............................................(bng ch
...........................................) khi chng ti nhn c yu cu bng vn bn v bin bn ca
cc ng nu:
(a) rng, v thanh ton ng theo Hp ng, ngi chu trch nhim khng thanh ton
y vo thi hn 14 ngy sau thi hn ca thi gian quy nh trong Hp ng m
trong thi gian vic thanh ton ny l ra phi c thc hin, v
(b) s tin m ngi chu trch nhim khng thanh ton.
Bt c nhu cu thanh ton no u phi c nh km theo mt bn sao ca [danh mc ti
liu chng minh quyn c thanh ton]......................................, v vic m ngi chu trch
nhim khng thanh ton y .
Bt c nhu cu thanh ton no u phi c (cc) ch k ca ng m ch k ny phi do cc
ngn hng ca ng hoc Phng Cng chng chng thc. Nhu cu v trnh by c chng
thc phi c chng ti nhn ti vn phng ny vo hoc trc (thi hn 6 thng sau khi hn
d nh v thi hn thng bo h hng)..................................... khi bo lnh ny ht hn v
phi c tr cho chng ti.
Bo lnh ny phi do cc lut ca...........................iu chnh v phi ph thuc vo cc quy
tc thng nht v bo lnh theo yu cu, do Phng Thng mi quc t xut bn s 458, tr
cc quy nh trn.
Ngy........................................Ch k.....................................................................................

FIDIC
303

IU KIN CHUNG

HNG DN SON THO
IU KIN RING

CC MU TH D THU,
THA THUN HP NG
V THA THUN X L
TRANH CHP

Cc mu Th d thu, Tha thun
Hp ng v Tha thun x l tranh chp

iu kin Hp ng
D N EPC/
CHA KHA TRAO TAY
FIDIC
304
TH D THU
HP NG
KNH GI:
Chng ti kim tra Cc iu kin ca Hp ng, Cc yu cu ca Ch u t, cc bng
biu, cc ph lc v ch thch km theo s:.................hoc cng trnh c nu trn y.
Chng ti kim tra, hiu v sot xt cc ti liu ny v tin rng chng khng c sai st.
Do vy chng ti xin c thit k, thc hin v hon thnh cng trnh v sa cha cc sai
st ny sinh theo ng vi cc ti liu ny v H s d thu c km theo ca chng ti
(bao gm c th ny) vi cc gi c nu trong H s d thu:
Chng ti chp nhn cc khuyn ngh ca cc ng v vic ch nh Ban x l tranh chp
nh nu trong danh sch
[Chng ti km theo khuyn ngh ca chng ti i vi thnh vin khc ca Ban x
l tranh chp trong H s d thu, c tn l danh sch thnh vin tim nng ca Ban
x l tranh chp]
*
.
Chng ti nht tr tun th theo H s d thu ny cho n................................ v n s
rng buc chng ti v c th c chp nhn bt k thi im no trc ngy ny..
Nu ngh ny c chp nhn, chng ti s cung cp Bo lnh hp ng theo quy nh,
bt u cng vic ngay sau khi cng v hon thnh cc cng trnh ng vi cc ti liu c
tn trn trong thi hn hon thnh. Chng ti cam kt rng cng trnh s ng vi Bo
lnh thc hin c km theo H s d thu.
Chng ti hiu rng cc ng khng bt buc phi chp nhn bn cho gi thp nht hay bt
k bn cho khc m cc ng c th nhn c.

Ch k: ..............................vi t cch l: ..............................................................................
C thm quyn k Th d thu v thay mt cho.....................................................................
a ch: ...................................................................................................................................
.................................................................................................................................................
Ngy: ......................................................................................................................................
* Nu ng thu khng chp nhn, on ny c th c b hoc thay th bng:
Chng ti khng chp nhn cc khuyn ngh ca cc ng v ch nh Ban x l tranh
chp. Chng ti a cc khuyn ngh ca chng ti vo H s d thu v danh sch
thnh vin tim nng ca Ban x l tranh chp. Nu nhng khuyn ngh ny khng
c cc ng chp nhn, chng ti xut rng Ban x l tranh chp s c ch nh
chung theo Khon 20.2 ca Cc iu kin ca Hp ng, [sau khi mt Bn thng bo
nh ca h a tranh chp cho DAB x l].

FIDIC
305
THA THUN HP NG
Tha thun ny c lp vo ..................... ngy .................... thng .................nm ...........
Gia ......................... ca ........................ (di y c gi l Ch u t) ca mt Bn
V ............................ ca ........................ (di y c gi l Nh thu) ca Bn kia
Cn c mong mun ca Ch u t i vi cng trnh c bit n l ...............................
cn c thc hin bi Nh thu, v chp nhn h s thu ca Nh thu thc hin v
hon thnh cng trnh ny v sa cha mi sai st, h hng trong .
Ch u t v Nh thu tha thun nh sau:
1. Trong tha thun ny cc t ng v cu ch phi c cng ngha c n nh ring cho
chng trong cc iu kin Hp ng c tham kho di y.
2. Cc ti liu sau y phi c coi nh l to thnh, c hiu v din gii nh mt
phn ca tha thun ny:
(a) Bn ghi nh km theo y (bao gm bn phn tch Gi hp ng)
(b) Phn ph ch
(c) Cc iu kin ca Hp ng
(d) Cc yu cu ca Ch u t
(e) H s d thu ca Nh thu
3. Khi xem xt n cc khon thanh ton c thc hin bi Ch u t cho Nh thu
nh cp di y, Nh thu tha thun vi Ch u t s thit k, thc hin v hon
thnh cng trnh v sa cha cc sai st h hng trong ng vi cc iu khon ca
Hp ng.
4. Ch u t tha thun thanh ton cho Nh thu, c xem xt n vic thc hin v hon
thnh cng trnh v sa cha cc sai st h hng, Gi Hp ng ti cc thi im v
theo phng thc c Hp ng quy nh.
5. Hp ng s c hiu lc y v hiu qu vo ngy m cc iu kin sau c tha
mn:
[Danh sch cc iu kin tin quyt]
Ch u t s phi nhanh chng xc nhn cho Nh thu v ngy m tt c cc iu
kin c tha mn trong thi gian cc ngy m thi hn nu trn c ra
trong tha thun th tha thun ny s khng c hiu lc v tc dng v bt c bo lnh
no t ra c lin quan n cc cng vic trn u b hy b. Ty chn]
6. Ngy khi cng s l........................................................................................ Ty chn]
lm chng iu , cc bn di y ng thc hin bn tha thun k t ngy
thng v nm ghi trn theo ng lut php ca cc bn

FIDIC
306
Ngi k .............................................................. Ngi k .............................................
Thay mt Ch u t trong s c mt ca Thay mt Nh thu trong s c mt ca
Ngi lm chng: ................................................ Ngi lm chng: .................................
Tn: ...................................................................... Tn: .......................................................
a ch: ................................................................ a ch: ................................................
Ngy thng: ......................................................... Ngy thng: .........................................

FIDIC
307
THA THUN X L TRANH CHP
[cho Ban x l tranh chp c mt ngi]
Tn v cc a ch ca Ch u t ..........................................................................................
Tn v cc a ch ca thnh vin ...........................................................................................
Xt thy Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh thnh
vin m nhn vai tr l ngi x l duy nht cng gi l Ban x l tranh chp x
l tranh chp ny sinh lin quan n.
kin ca Hp ng cho d n EPC/Cha kha trao tay xut bn ln th nht nm 1999
do Hip hi quc t cc k s t vn (FIDIC) xut bn, v cc iu khon sau y.
Trong cc iu khon ny bao gm c phn sa i v b sung cho iu kin chung
ca tha thun x l tranh chp, cc t ng v cu ch c ngha nh nhau nh c
n nh trong iu kin chung ca tha thun x l tranh chp.
2. {Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c}
thnh vin cam kt nhn vai tr nh Ban x l tranh chp (ngi x l) ph hp vi
tha thun x l tranh chp.
thun x l tranh chp.
2. Tha thun x l tranh chp ny s c iu chnh theo lut ca ...........
Ngi k .....................................Ngi k.................................Ngi k ............................
Ngi lm chng: ....................... Ngi lm chng: ................ Ngi lm chng: .............
Tn: ............................................ Tn: ........................................Tn: ...................................
a ch: ....................................... a ch: .................................. a ch: .............................
Ngy thng: ................................ Ngy thng: ........................... Ngy thng: ......................

FIDIC
308
THA THUN CA BAN X L TRANH CHP
[cho mi thnh vin ca Ban x l tranh chp gm ba ngi]
Tn v cc a ch ca Ch u t ..........................................................................................
Tn v cc a ch ca Thnh vin .........................................................................................
Cn c vic Ch u t v Nh thu k kt Hp ng v mong mun cng ch nh
thnh vin m nhn vai tr ca mt trong ba ngi c gi chung l Ban x l tranh
chp [v mong mun thnh vin m nhn vai tr l Ch tch Ban x l tranh chp]
x l tranh chp ny sinh lin quan n..............................
kin ca Hp ng v Xy dng xut bn ln th nht nm 1999 do Hip hi quc t
cc k s t vn (FIDIC) xut bn, v cc iu khon sau y. Trong cc iu khon
ny bao gm c phn sa i v b sung cho iu kin chung ca tha thun x l
tranh chp, cc t ng v cu ch c ngha nh nhau nh c n nh trong iu
kin chung ca tha thun x l tranh chp.
2. {Cc chi tit sa i vi iu kin chung ca tha thun x l tranh chp, nu c}.V
d
Trong cc quy nh c tnh th tc c km trong iu kin chung v tha thun x
l tranh chp, quy nh c thay bng: ........]
tr nh sau:
Chi ph gi li: theo thng lch
Cng ph hng ngy l mi ngy
thnh vin cam kt m nhn phc v theo nh qui nh trong tha thun x l tranh
chp nh l mt trong ba ngi cng hnh ng nh l Ban x l tranh chp.
thun x l tranh chp.

FIDIC
309
Ngi k .....................................Ngi k.................................Ngi k ............................
Ngi lm chng: ....................... Ngi lm chng: ................. Ngi lm chng:.............
Tn: ............................................ Tn: ........................................Tn: ..................................
a ch: ........................................ a ch: ...................................a ch: ...........................
Ngy thng: ................................. Ngy thng: ........................... Ngy thng: ......................

Fidic 99 - 2002 Vietnamese Đã Dịch

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