B TI NGUYN V

MI TRNG
--------

CNG HA X HI CH NGHA VIT

NAM
c lp - T do - Hnh phc
---------------

S: 01/2012/TT-BTNMT

H Ni, ngy 16 thng 3 nm 2012

THNG T

QUY NH V LP, THM NH, PH DUYT V KIM TRA, XC NHN

VIC THC HIN N BO V MI TRNG CHI TIT; LP V NG K
N BO V MI TRNG N GIN
B TRNG B TI NGUYN V MI TRNG
Cn c Lut Bo v mi trng ngy 29 thng 11 nm 2005;
Cn c Ngh nh s 29/2011/N-CP ngy 18 thng 4 nm 2011 ca Chnh ph quy
nh v nh gi mi trng chin lc, nh gi tc ng mi trng, cam kt bo
v mi trng;
Cn c Ngh nh s 25/2008/N-CP ngy 04 thng 3 nm 2008 ca Chnh ph quy
nh chc nng, nhim v, quyn hn v c cu t chc ca B Ti nguyn v Mi
trng c sa i, b sung ti Ngh nh s 19/2010/N-CP ngy 05 thng 3
nm 2010 v Ngh nh s 89/2010/N-CP ngy 16 thng 8 nm 2010;
Theo ngh ca Tng Cc trng Tng cc Mi trng, V trng V Php ch,
QUY NH:
Chng I
NHNG QUY NH CHUNG
iu 1. Phm vi iu chnh
Thng t ny quy nh chi tit v lp, thm nh v ph duyt n bo v mi trng
chi tit; kim tra, xc nhn vic thc hin n bo v mi trng chi tit; lp v ng
k n bo v mi trng n gin theo khon 6 iu 39 Ngh nh s 29/2011/NCP ngy 18 thng 4 nm 2011 ca Chnh ph quy nh v nh gi mi trng chin
lc, nh gi tc ng mi trng, cam kt bo v mi trng (sau y gi tt l
Ngh nh s 29/2011/N-CP).
iu 2. i tng p dng
Thng t ny p dng i vi cc c quan nh nc, cc t chc, c nhn trong nc
v nc ngoi (sau y vit tt l t chc, c nhn) c lin quan n vic lp, thm
nh v ph duyt n bo v mi trng chi tit; kim tra, xc nhn vic thc hin
n bo v mi trng chi tit; lp v ng k n bo v mi trng n gin.
Chng II
LP, THM NH V PH DUYT N BO V MI TRNG CHI
TIT
iu 3. C s phi lp n bo v mi trng chi tit

1. C s phi lp n bo v mi trng chi tit (sau y gi l C s) c quy m,

tnh cht tng ng vi i tng phi lp bo co nh gi tc ng mi trng
quy nh ti khon 1 iu 12 Ngh nh s 29/2011/N-CP, gm:
a) C s khng c mt trong cc vn bn sau: Quyt nh ph duyt bo co nh gi
tc ng mi trng, quyt nh ph duyt bo co nh gi tc ng mi trng b
sung, quyt nh ph duyt n bo v mi trng;
b) C s c quyt nh ph duyt bo co nh gi tc ng mi trng, khi ci to,
m rng, nng cng sut thuc i tng phi lp bo co nh gi tc ng mi
trng b sung (trc ngy Ngh nh s 29/2011/N-CP c hiu lc thi hnh) hoc
thuc i tng phi lp li bo co nh gi tc ng mi trng (theo quy nh ti
Ngh nh s 29/2011/N-CP) nhng khng c quyt nh ph duyt bo co nh gi
tc ng mi trng b sung hoc quyt nh ph duyt bo co nh gi tc ng mi
trng m hin ti hon thnh vic ci to, m rng, nng cng sut;
c) C s c quyt nh ph duyt n bo v mi trng, giy xc nhn ng k
n bo v mi trng, khi ci to, m rng, nng cng sut thuc i tng phi lp
bo co nh gi tc ng mi trng nhng khng c quyt nh ph duyt bo co
nh gi tc ng mi trng m hin ti hon thnh vic ci to, m rng, nng
cng sut;
d) C s c mt trong cc vn bn: Giy chng nhn ng k t tiu chun mi
trng, giy xc nhn ng k bn cam kt bo v mi trng, giy xc nhn ng k
bn cam kt bo v mi trng b sung, vn bn thng bo v vic chp nhn ng k
bn cam kt bo v mi trng, khi ci to, m rng, nng cng sut thuc i tng
phi lp bo co nh gi tc ng mi trng nhng khng c quyt nh ph duyt
bo co nh gi tc ng mi trng m hin ti hon thnh vic ci to, m rng,
nng cng sut;
) C s c quyt nh ph duyt n bo v mi trng chi tit, khi ci to, m
rng, nng cng sut thuc i tng phi lp bo co nh gi tc ng mi trng
nhng khng c quyt nh ph duyt bo co nh gi tc ng mi trng m hin ti
hon thnh vic ci to, m rng, nng cng sut;
e) C s khi cng v ang trong giai on chun b (chun b mt bng), hon
thnh giai on chun b v ang trong giai on thi cng xy dng nhng cha c
quyt nh ph duyt bo co nh gi tc ng mi trng hoc quyt nh ph duyt
n bo v mi trng chi tit.
2. Ch c s quy nh ti khon 1 iu ny c trch nhim lp n bo v mi
trng chi tit quy nh ti Thng t ny v gi c quan c thm quyn thm nh, ph
duyt.
iu 4. Quy trnh lp, thm nh v ph duyt n bo v mi trng chi tit
Lp, thm nh v ph duyt n bo v mi trng chi tit c thc hin theo quy
trnh ti Ph lc 1 km theo Thng t ny, gm cc bc sau y:
1. Ch c s quy nh ti iu 3 Thng t ny lp, gi h s ngh thm nh, ph
duyt n bo v mi trng chi tit n c quan c thm quyn thm nh, ph
duyt quy nh ti khon 1 iu 7 Thng t ny.
2. C quan c thm quyn thm nh, ph duyt giao c quan thng trc thm nh
quy nh ti khon 2 iu 7 Thng t ny tin hnh xem xt h s. Trng hp ni

dung h s cha y theo quy nh ti Ph lc 2 km theo Thng t ny th c vn

bn thng bo ch c s hon thin.
3. Trng hp h s y , p ng yu cu thm nh, c quan thng trc thm
nh tin hnh kim tra thc t ti hin trng ca c s. Trng hp cn thit, t chc
ly kin c quan, chuyn gia.
4. C quan thng trc thm nh tng hp, x l kt qu kim tra thc t, kin ca
c quan, chuyn gia v thng bo bng vn bn cho ch c s v kt qu thm nh
n bo v mi trng chi tit.
5. Ch c s thc hin ng cc yu cu ca thng bo kt qu thm nh.
6. Th trng c quan c thm quyn thm nh, ph duyt xem xt v ph duyt
n bo v mi trng chi tit.
7. C quan thng trc thm nh chng thc v gi n bo v mi trng chi tit
ph duyt.
iu 5. Lp, gi h s ngh thm nh, ph duyt n bo v mi trng chi
tit
Ch c s thuc i tng phi lp n bo v mi trng chi tit c trch nhim:
1. Lp hoc thu t vn lp n bo v mi trng chi tit theo cu trc v ni dung
quy nh ti Ph lc 2 km theo Thng t ny.
2. Gi qua bu in hoc np trc tip h s ngh thm nh n bo v mi
trng chi tit n c quan c thm quyn thm nh, ph duyt quy nh ti khon 1
iu 7 Thng t ny. H s bao gm:
a) Mt (01) vn bn ngh thm nh, ph duyt n bo v mi trng chi tit
theo mu quy nh ti Ph lc 3 km theo Thng t ny;
b) Nm (05) bn n bo v mi trng chi tit c ng thnh quyn, c ba v
trang ph ba theo mu quy nh ti Ph lc 4 km theo Thng t ny v mt (01) bn
c ghi trn a CD;
c) Mt trong cc vn bn sau: d n u t, bo co nghin cu kh thi ca c s hoc
vn bn tng ng theo quy nh ca php lut v u t (ch yu cu i vi c s
quy nh ti im e khon 1 iu 3 Thng t ny).
iu 6. Tham vn kin v n bo v mi trng chi tit
1. Ch c s c trch nhim gi vn bn km theo tm tt nhng ni dung chnh ca
n bo v mi trng chi tit theo mu quy nh ti Ph lc 5 km theo Thng t
ny n y ban nhn dn cp x ni thc hin sn xut, kinh doanh, dch v ca c s
xin kin tham vn.
2. Trong thi hn mi lm (15) ngy lm vic, k t ngy nhn c vn bn ca ch
c s, y ban nhn dn cp x c vn bn tr li theo mu quy nh ti Ph lc 6 km
theo Thng t ny. Qu thi hn ny, y ban nhn dn cp x c tham vn khng c
kin bng vn bn gi ch c s th c xem nht tr vi ch c s.
3. Trng hp cn thit, trc khi c vn bn tr li, y ban nhn dn cp x yu cu
ch c s phi hp t chc cuc hp vi i din cng ng dn c trong x trnh
by, tho lun, i thoi v n bo v mi trng chi tit; ch c s c trch nhim
p ng theo yu cu.

4. Cc trng hp sau y khng phi xin kin ca y ban nhn dn cp x:

a) C s nm trong khu sn xut, kinh doanh, dch v tp trung c c quan c
thm quyn ph duyt bo co nh gi tc ng mi trng hoc n bo v mi
trng giai on xy dng kt cu h tng v c hot ng sn xut, kinh doanh, dch
v ph hp quy hoch ngnh ngh ra trong bo co nh gi tc ng mi
trng hoc n bo v mi trng ca khu sn xut, kinh doanh, dch v tp trung
;
b) C s nm trn vng bin cha xc nh c th c trch nhim qun l hnh
chnh ca y ban nhn dn cp x;
c) C s c yu t b mt an ninh, quc phng.
iu 7. Thm quyn thm nh, ph duyt n bo v mi trng chi tit; c
quan thng trc thm nh n bo v mi trng chi tit
1. C quan c thm quyn thm nh, ph duyt n bo v mi trng chi tit c
quy nh nh sau:
a) B Ti nguyn v Mi trng thm nh, ph duyt n bo v mi trng chi tit
ca c s c quy m, tnh cht tng ng vi i tng lp bo co nh gi tc
ng mi trng quy nh ti Ph lc III ban hnh km theo Ngh nh s
29/2011/N-CP, tr cc c s c yu t b mt an ninh, quc phng; thm nh v ph
duyt n bo v mi trng chi tit ca c s thuc quyn quyt nh, ph duyt
ca mnh;
b) B Quc phng, B Cng an thm nh, ph duyt n bo v mi trng chi tit
ca c s thuc quyn quyt nh, ph duyt ca mnh v c s khc c giao c yu
t b mt an ninh, quc phng;
c) Cc B, c quan ngang B, c quan thuc Chnh ph thm nh, ph duyt n
bo v mi trng chi tit ca c s thuc quyn quyt nh, ph duyt ca mnh, tr
cc i tng quy nh ti im a, b khon 1 iu ny;
d) y ban nhn dn cp tnh thm nh, ph duyt n bo v mi trng chi tit ca
c s trn a bn ca mnh, tr cc i tng quy nh ti im a, b v im c khon
1 iu ny.
2. C quan c thm quyn thm nh, ph duyt giao c quan chuyn mn v bo v
mi trng trc thuc lm c quan thng trc thm nh trong vic t chc thm
nh v trnh ph duyt n bo v mi trng chi tit (sau y gi tt l C quan
thng trc thm nh). C quan thng trc thm nh c trch nhim, quyn hn
sau:
a) R sot tnh hp l v y ca h s ngh thm nh, ph duyt n bo v
mi trng chi tit;
b) Bo co c quan c thm quyn thm nh, ph duyt v cch thc t chc thm
nh km theo d tho quyt nh thnh lp on kim tra cng tc bo v mi trng
ti c s theo mu quy nh ti Ph lc 7 km theo Thng t ny v danh sch cc c
quan, chuyn gia ly kin (nu c);
c) T chc on kim tra ti c s theo quyt nh thnh lp ca c quan c thm
quyn thm nh, ph duyt; quyt nh hoc quyt nh theo ngh ca on kim
tra v vic o c, ly mu phn tch kim chng s liu;

d) Thu thp cc thng tin lin quan n c s v n bo v mi trng chi tit ca

c s phc v cho vic thm nh, ph duyt; tng hp, x l kin ca cc c
quan, chuyn gia ly kin;
) Thng bo bng vn bn cho ch c s v kt qu thm nh v nhng yu cu lin
quan n vic hon chnh h s thm nh n bo v mi trng chi tit;
e) T chc r sot ni dung n bo v mi trng chi tit c ch c s hon
chnh v gi li sau khi t chc thm nh;
g) D tho quyt nh ph duyt n bo v mi trng chi tit trnh c quan c
thm quyn thm nh, ph duyt xem xt, quyt nh;
h) T chc kim tra v bo co c quan c thm quyn thm nh, ph duyt xem xt
xc nhn vic thc hin n bo v mi trng chi tit ca c s;
i) Thc hin cc nhim v khc lin quan n vic thm nh, ph duyt n bo v mi
trng chi tit theo yu cu ca c quan c thm quyn thm nh, ph duyt.
iu 8. Thi hn thm nh n bo v mi trng chi tit
1. Ti a bn mi lm (45) ngy lm vic, k t ngy nhn c h s hp l i
vi n bo v mi trng chi tit ca c s c quy m, tnh cht tng ng vi
i tng lp bo co nh gi tc ng mi trng quy nh ti Ph lc III ban hnh
km theo Ngh nh s 29/2011/N-CP.
2. Ti a ba mi (30) ngy lm vic, k t ngy nhn c h s hp l i vi
n bo v mi trng chi tit ca c s khng thuc i tng quy nh ti khon 1
iu ny.
3. Thi hn thm nh quy nh ti khon 1, khon 2 iu ny khng bao gm thi
gian m ch c s hon chnh h s theo yu cu ca c quan thng trc thm nh
trong qu trnh thm nh n bo v mi trng chi tit.
iu 9. Thm nh, hon chnh n; lp v thm nh li n bo v mi
trng chi tit
1. Kim tra h s: Trng hp h s khng ng quy nh, trong thi hn khng qu
by (07) ngy lm vic, k t ngy nhn c h s, c quan thng trc thm nh c
vn bn thng bo cho ch c s hon thin. Trng hp h s ng quy nh, c
quan thng trc thm nh t chc thm nh theo theo quy nh ti khon 2, 3 v
khon 4 iu ny.
2. Kim tra thc t cng tc bo v mi trng ca c s:
a) Kim tra cng tc bo v mi trng ca c s theo quyt nh thnh lp on kim
tra ca c quan c thm quyn thm nh, ph duyt;
b) Trng hp cn thit, t chc vic o c, ly mu phn tch kim chng s liu;
c) Lp bin bn kim tra theo mu quy nh ti Ph lc 8 km theo Thng t ny.
3. Tng hp, x l kt qu ly kin chuyn gia, c quan c lin quan n n bo v
mi trng chi tit ngh thm nh, ph duyt.
4. Thng bo kt qu thm nh (ch mt ln duy nht):
C quan thng trc thm nh gi vn bn thng bo kt qu thm nh theo mt
(01) trong ba (03) trng hp sau:

a) n bo v mi trng chi tit c thng qua khng cn chnh sa, b sung;

b) n bo v mi trng chi tit c thng qua vi iu kin phi chnh sa, b
sung km theo yu cu c th v vic chnh sa, b sung;
c) n bo v mi trng chi tit khng c thng qua (nu r l do).
5. Sau khi nhn c thng bo kt qu thm nh, ch c s c trch nhim:
a) i vi n bo v mi trng chi tit c thng qua khng cn chnh sa, b
sung: K vo gc tri pha di tng trang ca n, nhn bn v ng quyn, c ba
v trang ph ba theo mu quy nh ti Ph lc 4 km theo Thng t ny vi s lng
p ng yu cu ti khon 2 iu 11 ca Thng t ny v gi n c quan thng trc
thm nh xem xt, trnh ph duyt;
b) i vi n bo v mi trng chi tit c thng qua vi yu cu chnh sa, b
sung: Chnh sa, b sung n theo yu cu v k, nhn bn, ng quyn theo quy
nh ti im a khon 5 iu ny; gi (ch mt ln duy nht) tt c s lng cc bn
n ny v mt (01) bn c ghi trn a CD km theo vn bn gii trnh v vic chnh
sa, b sung n n c quan thng trc thm nh xem xt, trnh ph duyt;
c) i vi n bo v mi trng chi tit khng c thng qua: Lp li n v gi
c quan c thm quyn thm nh, ph duyt thm nh li.
6. Lp v thm nh li n bo v mi trng chi tit:
a) Ch c s phi lp li n bo v mi trng chi tit v gi h s ngh thm
nh li n theo quy nh ti iu 5 Thng t ny;
b) Thi hn, quy trnh thm nh li c thc hin theo quy nh ti iu 4, iu 8
Thng t ny.
iu 10. Ph duyt n bo v mi trng chi tit
1. Thi hn ph duyt n bo v mi trng chi tit:
a) Ti a mi lm (15) ngy lm vic, k t ngy nhn c n bo v mi trng
chi tit hon chnh theo yu cu i vi c s c quy m, tnh cht tng ng vi
i tng lp bo co nh gi tc ng mi trng quy nh ti Ph lc III ban hnh
km theo Ngh nh s 29/2011/N-CP;
b) Ti a l mi (10) ngy lm vic, k t ngy nhn c n bo v mi trng
chi tit hon chnh ca ch c s i vi c s khng thuc i tng quy nh ti
im a khon 1 iu ny;
c) Thi hn ph duyt quy nh ti im a v im b khon 1 iu ny khng bao gm
thi gian m ch c s hon chnh h s theo yu cu ca c quan c thm quyn
thm nh, ph duyt hoc c quan thng trc thm nh trong qu trnh xem xt, ph
duyt n bo v mi trng chi tit.
2. Quyt nh ph duyt n bo v mi trng chi tit theo mu quy nh ti Ph
lc 9 km theo Thng t ny.
iu 11. Chng thc v gi n bo v mi trng chi tit
1. Sau khi c quyt nh ph duyt n bo v mi trng chi tit, c quan thng
trc thm nh phi chng thc vo mt sau ca trang ph ba ca n theo mu quy
nh ti Ph lc 10a km theo Thng t ny.

2. Sau khi chng thc, c quan thng trc thm nh gi v lu n bo v mi

trng chi tit theo yu cu nh sau:
a) i vi n bo v mi trng chi tit do B Ti nguyn v Mi trng ph
duyt: Gi quyt nh ph duyt km theo n bo v mi trng chi tit ph
duyt v chng thc cho ch c s mt (01) bn, S Ti nguyn v Mi trng ni
thc hin sn xut, kinh doanh, dch v ca c s mt (01) bn, B qun l ngnh mt
(01) bn, lu mt (01) bn;
b) i vi n bo v mi trng chi tit do B Quc phng, B Cng an ph duyt:
Vic gi quyt nh ph duyt v n bo v mi trng chi tit c thc hin theo
quy nh ring;
c) i vi n bo v mi trng chi tit do B, c quan ngang B, c quan thuc
Chnh ph ph duyt: Gi quyt nh ph duyt km theo n bo v mi trng chi
tit ph duyt v chng thc cho ch c s mt (01) bn, S Ti nguyn v Mi
trng ni thc hin sn xut, kinh doanh, dch v ca c s mt (01) bn, B Ti
nguyn v Mi trng mt (01) bn, lu mt (01) bn;
d) i vi n bo v mi trng chi tit do y ban nhn dn cp tnh ph duyt:
Gi quyt nh ph duyt km theo n bo v mi trng chi tit ph duyt v
chng thc cho ch c s mt (01) bn, S Ti nguyn v Mi trng mt (01) bn,
y ban nhn dn cp huyn ni thc hin sn xut, kinh doanh, dch v ca c s mt
(01) bn, lu mt (01) bn; gi quyt nh ph duyt n bo v mi trng chi tit
cho B Ti nguyn v Mi trng, B qun l ngnh v y ban nhn dn cp x ni
thc hin sn xut, kinh doanh, dch v ca c s mi ni mt (01) bn.
3. S Ti nguyn v Mi trng cc tnh sao lc quyt nh ph duyt n bo v
mi trng chi tit do cc B, c quan ngang B, c quan thuc Chnh ph gi n v
gi cho y ban nhn dn cp huyn, y ban nhn dn cp x ni thc hin sn xut,
kinh doanh, dch v ca c s.
Chng III
KIM TRA, XC NHN VIC THC HIN N BO V MI TRNG
CHI TIT
iu 12. Trch nhim ca ch c s trong vic thc hin n bo v mi trng
chi tit
1. Thc hin nghim chnh cc ni dung n bo v mi trng chi tit c ph
duyt.
2. Sau khi hon thnh cng trnh, bin php bo v mi trng, ch c s lp h s
ngh kim tra, xc nhn vic thc hin n bo v mi trng chi tit v gi n c
quan c thm quyn thm nh, ph duyt ph duyt n bo v mi trng chi
tit kim tra, xc nhn vic thc hin. H s gm:
a) Mt (01) vn bn ngh kim tra, xc nhn vic thc hin n bo v mi trng
chi tit ca c s theo mu quy nh ti Ph lc 11 km theo Thng t ny;
b) Nm (05) bo co kt qu thc hin n bo v mi trng chi tit ca c s theo
mu quy nh ti Ph lc 12 km theo Thng t ny. i vi c s hot ng khai thc
khong sn thc hin theo mu quy nh ti Ph lc 13 km theo Thng t ny. i

vi c s hot ng v thy li, thy in c cng trnh h cha thc hin theo mu
quy nh ti Ph lc 14 km theo Thng t ny.
3. i vi c s x l cht thi nguy hi, vic kim tra, xc nhn vic thc hin n
bo v mi trng chi tit c thc hin theo quy nh ca php lut v qun l cht
thi nguy hi.
iu 13. Trch nhim v thi hn xc nhn vic thc hin n bo v mi
trng chi tit
1. C quan c thm quyn thm nh, ph duyt quy nh ti khon 1 iu 7 Thng t
ny c trch nhim:
a) Giao c quan thng trc thm nh t chc xem xt h s, kim tra vic thc hin
n bo v mi trng chi tit ca c s;
b) Xem xt, cp giy xc nhn hon thnh vic thc hin n bo v mi trng chi
tit cho cc c s quy nh ti khon 1 iu 3 Thng t ny (sau y gi l Giy xc
nhn hon thnh).
2. Thi hn cp giy xc nhn hon thnh c quy nh nh sau:
a) Ti a hai mi lm (25) ngy lm vic, k t ngy nhn c h s hp l i vi
n bo v mi trng chi tit ca c s c quy m, tnh cht tng ng vi i
tng lp bo co nh gi tc ng mi trng quy nh ti Ph lc III ban hnh km
theo Ngh nh s 29/2011/N-CP;
b) Ti a hai mi (20) ngy lm vic, k t ngy nhn c h s hp l i vi
n bo v mi trng chi tit ca c s khng thuc i tng quy nh ti im a
khon ny;
c) Thi hn xc nhn quy nh ti im a, b khon ny khng bao gm thi gian m ch c
s hon chnh h s theo yu cu ca c quan thng trc thm nh.
iu 14. Kim tra, xc nhn vic thc hin n bo v mi trng chi tit
1. Trng hp h s cha ng quy nh, trong thi hn khng qu nm (05) ngy lm
vic, k t ngy nhn c h s, c quan thng trc thm nh c vn bn thng
bo cho ch c s bit hon chnh.
2. Trng hp h s ng quy nh, c quan c thm quyn thm nh, ph duyt c
trch nhim ra quyt nh thnh lp on kim tra theo mu quy nh ti Ph lc 15
km theo Thng t ny theo ngh ca c quan thng trc thm nh.
3. C quan thng trc thm nh chu trch nhim t chc on kim tra cc bin
php, cng trnh bo v mi trng ca c s. Sau khi hon thnh vic kim tra ti c
s, on kim tra c trch nhim lp bin bn kim tra theo mu quy nh ti Ph lc
16 km theo Thng t ny.
4. Cn c vo bin bn kim tra vic thc hin n bo v mi trng chi tit ca c
s v ngh ca c quan thng trc thm nh, c quan c thm quyn thm nh,
ph duyt xem xt, quyt nh vic cp giy xc nhn hon thnh theo mu quy nh
ti Ph lc 17 km theo Thng t ny.
Chng IV
LP V NG K N BO V MI TRNG N GIN

iu 15. C s phi lp n bo v mi trng n gin

1. C s phi lp n bo v mi trng n gin c quy m, tnh cht tng ng
vi i tng phi lp bn cam kt bo v mi trng quy nh ti iu 29 Ngh nh
s 29/2011/N-CP, gm:
a) C s khng c mt trong cc vn bn sau: Giy xc nhn ng k t tiu chun
mi trng, giy xc nhn ng k bn cam kt bo v mi trng, vn bn thng bo
v vic chp nhn ng k bn cam kt bo v mi trng, giy xc nhn ng k
n bo v mi trng;
b) C s c mt trong cc vn bn sau: Giy xc nhn ng k t tiu chun mi
trng, giy xc nhn ng k bn cam kt bo v mi trng, vn bn thng bo v
vic chp nhn ng k bn cam kt bo v mi trng, khi ci to, m rng, nng
cng sut thuc i tng phi lp bn ng k t tiu chun mi trng, bn cam
kt bo v mi trng b sung (trc ngy Ngh nh s 29/2011/N-CP c hiu lc
thi hnh) hoc thuc i tng phi lp li bn cam kt bo v mi trng (theo quy
nh ti Ngh nh s 29/2011/N-CP) nhng khng c giy xc nhn bn ng k t
tiu chun mi trng hoc giy xc nhn bn cam kt bo v mi trng b sung
hoc vn bn thng bo v vic chp nhn ng k bn cam kt bo v mi trng m
hin ti hon thnh vic ci to, m rng, nng cng sut;
c) C s c giy xc nhn ng k n bo v mi trng, khi ci to, m rng,
nng cng sut thuc i tng phi lp bn cam kt bo v mi trng b sung (trc
ngy Ngh nh s 29/2011/N-CP c hiu lc thi hnh) hoc thuc i tng phi lp
li bn cam kt bo v mi trng (theo quy nh ti Ngh nh s 29/2011/N-CP)
nhng khng c giy xc nhn bn cam kt bo v mi trng b sung hoc vn bn
thng bo v vic chp nhn ng k bn cam kt bo v mi trng m hin ti
hon thnh vic ci to, m rng, nng cng sut;
d) C s c giy xc nhn ng k n bo v mi trng n gin, khi ci to,
m rng, nng cng sut thuc i tng phi lp bn cam kt bo v mi trng
nhng khng c vn bn thng bo v vic chp nhn ng k cam kt bo v mi
trng m hin ti hon thnh vic ci to, m rng, nng cng sut;
) C s khi cng v ang trong giai on chun b (chun b mt bng), hon
thnh giai on chun b v ang trong giai on thi cng xy dng nhng cha c vn
bn thng bo v vic chp nhn ng k bn cam kt bo v mi trng hoc giy
xc nhn ng k n bo v mi trng n gin.
2. Ch c s quy nh ti khon 1 iu ny c trch nhim lp n bo v mi
trng n gin quy nh ti Thng t ny v gi y ban nhn dn cp huyn xem
xt, xc nhn.
iu 16. Quy trnh lp, ng k v xc nhn ng k n bo v mi trng
n gin
Lp, ng k v xc nhn ng k n bo v mi trng n gin c thc hin
theo quy trnh ti Ph lc 18 km theo Thng t ny, gm cc bc sau y:
1. Ch c s quy nh ti khon 1 iu 15 Thng t ny lp v gi h s ngh ng
k n bo v mi trng n gin quy nh ti iu 17 Thng t ny n y ban
nhn dn cp huyn.

2. y ban nhn dn cp huyn giao cho c quan thng trc ng k tin hnh xem
xt h s. Trng hp ni dung h s cha y theo quy nh ti Ph lc 19a, Ph
lc 19b km theo Thng t ny th c vn bn thng bo ch c s hon thin.
3. Trng hp h s y theo quy nh, c quan thng trc ng k tin hnh x
l h s. Trng hp cn thit, tin hnh kim tra thc t ti c s v ly kin ca c
quan, chuyn gia.
4. C quan thng trc ng k tng hp, x l v thng bo kt qu x l cho ch c
s (nu c).
5. Ch c s thc hin ng cc yu cu c thng bo (nu c).
6. Ch tch y ban nhn dn cp huyn cp giy xc nhn ng k n bo v mi
trng n gin.
7. C quan thng trc ng k chng thc v gi n bo v mi trng n gin
xc nhn.
iu 17. Lp, gi h s ngh ng k n bo v mi trng n gin
Ch c s thuc i tng phi lp n bo v mi trng n gin c trch nhim:
1. Lp hoc thu t vn lp n bo v mi trng n gin. Cu trc v ni dung
ca n bo v mi trng n gin c quy nh nh sau:
a) i vi c s thuc i tng phi lp d n u t m c tnh cht quy m, cng
sut khng thuc danh mc hoc di mc quy nh ca danh mc ti Ph lc II ban
hnh km theo Ngh nh s 29/2011/N-CP thc hin theo quy nh ti Ph lc 19a
km theo Thng t ny;
b) i vi c s khng thuc i tng phi lp d n u t nhng c pht sinh cht
thi t qu trnh hot ng sn xut, kinh doanh, dch v thc hin theo quy nh ti
Ph lc 19b km theo Thng t ny.
2. Gi qua bu in hoc np trc tip h s ng k n bo v mi trng n
gin ti y ban nhn dn cp huyn ni thc hin sn xut, kinh doanh, dch v ca c
s; trng hp c s nm trn a bn ca t hai (02) n v hnh chnh cp huyn tr
ln, ch c s t la chn mt (01) trong s n v hnh chnh cp huyn gi h
s ng k; h s ng k bao gm:
a) Mt (01) vn bn ca ch c s theo mu quy nh ti Ph lc 20 km theo Thng
t ny;
b) Nm (05) bn n bo v mi trng n gin c ng quyn, c ba v trang
ph ba theo mu quy nh ti Ph lc 21 km theo Thng t ny; trng hp cn thit
theo yu cu ca y ban nhn dn cp huyn, ch c s c trch nhim gi b sung s
lng bn n bo v mi trng n gin theo yu cu.
iu 18. Thm quyn, thi hn xc nhn ng k n bo v mi trng n
gin; c quan thng trc ng k
1. y ban nhn dn cp huyn c trch nhim t chc vic ng k n bo v mi
trng n gin v xem xt, cp giy xc nhn ng k n bo v mi trng n
gin cho ch c s (sau y gi l giy xc nhn).
2. Thi hn cp giy xc nhn:

a) Ti a ba mi (30) ngy lm vic, k t ngy nhn h s hp l i vi n

bo v mi trng n gin ca c s nm trn a bn ca t hai (02) n v hnh
chnh cp huyn tr ln;
b) Ti a hai mi (20) ngy lm vic, k t ngy nhn h s hp l i vi n
bo v mi trng n gin ca c s nm trn a bn ca mt (01) n v hnh
chnh cp huyn;
c) Thi hn quy nh ti im a, b khon 2 iu ny khng bao gm thi gian m ch
c s hon chnh h s theo yu cu ca c quan thng trc ng k trong qu trnh
xem xt h s.
3. y ban nhn dn cp huyn xc nh c quan chuyn mn v bo v mi trng ca
mnh gip v lm thng trc trong vic t chc ng k, xc nhn ng k n
bo v mi trng n gin (sau y gi l c quan thng trc ng k).
iu 19. Xem xt, hon chnh h s, cp giy xc nhn ng k n bo v mi
trng n gin; lp v ng k li n bo v mi trng n gin
1. Kim tra h s: Trng hp h s cha ng quy nh, trong thi hn khng qu
nm (05) ngy lm vic, k t ngy nhn c h s, c quan thng trc ng k c
vn bn thng bo cho ch c s bit hon chnh. Trng hp h s ng quy nh,
c quan thng trc ng k t chc xem xt, nh gi, trnh y ban nhn dn cp
huyn xc nhn ng k n bo v mi trng n gin theo quy nh ti khon 2,
khon 3 iu ny.
2. Xem xt, nh gi n bo v mi trng n gin: C quan thng trc ng k
t chc xem xt, nh gi n; trng hp cn thit, t chc on kim tra n kho
st, kim tra thc t ti c s, mi chuyn gia vit nhn xt v n, xin kin ca y
ban nhn dn cp huyn c lin quan (trng hp a im ca c s c nm trn a
bn ca n v hnh chnh cp huyn khc) nh gi n; c vn bn thng bo
cho ch c s bit mt trong hai (02) trng hp sau y (ch mt ln duy nht):
a) n bo v mi trng n gin phi chnh sa, b sung c cp giy xc
nhn ng k, km theo yu cu c th v vic chnh sa, b sung;
b) n bo v mi trng n gin khng iu kin cp giy xc nhn ng k
(nu r l do).
3. i vi n bo v mi trng n gin khng phi chnh sa, b sung hoc
c ch c s chnh sa b sung theo ng yu cu, y ban nhn dn cp huyn cp
giy xc nhn ng k n bo v mi trng n gin theo mu quy nh ti Ph
lc 22 km theo Thng t ny.
4. i vi n bo v mi trng n gin khng iu kin cp giy xc nhn
ng k, ch c s c trch nhim lp li n bo v mi trng n gin v gi y
ban nhn dn cp huyn ng k li theo quy nh ti iu 17 v iu 18 Thng t
ny.
iu 20. Chng thc v gi n bo v mi trng n gin
1. Sau khi n bo v mi trng n gin c ng k, c quan thng trc
ng k chng thc vo mt sau ca trang ph ba ca n bo v mi trng n
gin theo mu quy nh ti Ph lc 10b km theo Thng t ny.

2. C quan thng trc ng k c trch nhim gi v lu n bo v mi trng

n gin chng thc theo yu cu nh sau:
a) Trng hp a im ca c s nm trn a bn ca mt (01) n v hnh chnh
cp huyn: Gi giy xc nhn ng k km theo n bo v mi trng n gin
chng thc cho ch c s mt (01) bn, S Ti nguyn v Mi trng mt (01) bn,
y ban nhn dn cp x ni c a im ca c s mt (01) bn, lu mt (01) bn;
b) Trng hp a im ca c s nm trn a bn ca t hai (02) n v hnh chnh
cp huyn tr ln: Ngoi vic gi v lu nh quy nh ti im a khon ny, cn phi
gi giy xc nhn ng k km theo n bo v mi trng n gin chng thc
cho y ban nhn dn cp huyn khc ni c a im ca c s mi ni mt (01) bn.
iu 21. Trch nhim ca ch c s sau khi n bo v mi trng n gin
c ng k
Sau khi n bo v mi trng n gin c xc nhn, ch c s c trch nhim
nh sau:
1. Thc hin ng, y cc ni dung ca n bo v mi trng n gin c
ng k.
2. Trong giai on chun b, giai on thi cng xy dng, giai on vn hnh, c s quy
nh ti khon 1 iu 15 Thng t ny c thay i quy m, cng sut, cng ngh v cc
thay i khc c lin quan n vn mi trng m phn ni dung c v phn ni
dung thay i c quy m, tnh cht tng ng vi i tng phi lp bo co nh
gi tc ng mi trng theo quy nh ca Ngh nh s 29/2011/N-CP th ch c s
phi thc hin lp bo co nh gi tc ng mi trng theo quy nh php lut v
nh gi tc ng mi trng.
3. Trong giai on chun b, giai on thi cng xy dng, giai on vn hnh, c s
quy nh ti khon 1 iu 15 Thng t ny c thay i quy m, cng sut, cng ngh
v phi lp d n u t tng ng vi i tng quy nh ti mc a khon 1 iu
17 ca Thng t ny th phi lp n bo v mi trng n gin theo quy nh ti
Thng t ny.
4. Trong giai on chun b, giai on thi cng xy dng, giai on vn hnh, c s
quy nh ti khon 1 iu 15 Thng t ny c thay i quy m, cng sut, cng ngh
v cc thay i khc c lin quan n vn mi trng nhng cha n mc phi lp
bo co nh gi tc ng mi trng theo quy nh ca Ngh nh s 29/2011/N-CP
phi c vn bn bo co y ban nhn dn cp huyn cp giy xc nhn ng k
n v ch c thc hin cc thay i sau khi c quan ny c vn bn chp thun.
Chng V
T CHC THC HIN V IU KHON THI HNH
iu 22. iu khon chuyn tip
i vi h s ngh ph duyt hoc xc nhn n bo v mi trng c thc
hin theo quy nh ca Thng t s 04/2008/TT-BTNMT ngy 18 thng 9 nm 2008
ca B Ti nguyn v Mi trng hng dn lp, ph duyt hoc xc nhn n bo
v mi trng v kim tra, thanh tra vic thc hin n bo v mi trng nhng
cha c ph duyt hoc xc nhn, S Ti nguyn v Mi trng hoc Phng Ti
nguyn v Mi trng c trch nhim tr li h s, hng dn ch c s lp n bo

v mi trng chi tit hoc n bo v mi trng n gin gi c quan c thm

quyn thm nh, ph duyt hoc t chc ng k theo quy nh ti Thng t ny.
iu 23. T chc thc hin
1. Tng cc Mi trng l c quan thng trc thm nh n bo v mi trng chi
tit ca B Ti nguyn v Mi trng.
2. Cc B, c quan ngang B, c quan thuc Chnh ph ch nh c quan chuyn mn
trc thuc lm c quan thng trc thm nh n bo v mi trng chi tit ca
mnh v c hnh thc thng bo rng ri trn phm vi c nc.
3. y ban nhn dn cp tnh giao S Ti nguyn v Mi trng lm c quan thng
trc thm nh n bo v mi trng chi tit ca mnh v c hnh thc thng bo
ph hp.
4. y ban nhn dn cp huyn giao c quan chuyn mn trc thuc lm c quan
thng trc ng k ca mnh v c hnh thc thng bo ph hp.
5. B, c quan ngang B, c quan thuc Chnh ph, y ban nhn dn cp tnh, y ban
nhn dn cp huyn c trch nhim thc hin ch bo co v hot ng thm nh,
ph duyt v kim tra, xc nhn vic thc hin n bo v mi trng chi tit; hot
ng ng k, xc nhn ng k n bo v mi trng n gin theo quy nh ti
iu 38 Ngh nh s 29/2011/N-CP v theo mu quy nh ti cc Ph lc 23, 24, 25
km theo Thng t ny.
iu 24. iu khon thi hnh
1. B trng, th trng c quan ngang B, c quan thuc Chnh ph, Ch tch y
ban nhn dn cc cp t chc thc hin Thng t ny.
2. Thng t ny c hiu lc thi hnh k t ngy 02 thng 5 nm 2012 v thay th
Thng t s 04/2008/TT-BTNMT ngy 18 thng 9 nm 2008 ca B Ti nguyn v
Mi trng hng dn lp, ph duyt hoc xc nhn n bo v mi trng v kim
tra, thanh tra vic thc hin n bo v mi trng.
3. Trong qu trnh thc hin Thng t ny c pht sinh nhng kh khn, vng mc,
cc B, ngnh, a phng, t chc, c nhn kp thi phn nh v B Ti nguyn v
Mi trng hng dn hoc sa i, b sung cho ph hp./.

Ni nhn:
- Vn phng Trung ng v cc Ban ca
ng;
- Vn phng Quc hi;
- Vn phng Ch tch nc;
- Vn phng Chnh ph;
- Ta n nhn dn ti cao;
- Vin Kim st nhn dn ti cao;
- Cc B, c quan ngang B, c quan
thuc Chnh ph;
- C quan Trung ng ca cc on th;
- HND, UBND cc tnh, thnh ph trc

KT. B TRNG
TH TRNG

Bi Cch Tuyn

thuc TW;
- S TN&MT cc tnh, thnh ph trc
thuc TW;
- Cc Kim tra vn bn (B T php);
- Cng bo;
- Cng Thng tin in t ca Chnh ph;
- Cc n v thuc B TN&MT;
- Lu: VT, PC, TCMT (40). HDuc 360.

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