Ngn hng Nh nc

Vit nam

S: 10876 /QT-NHNN

Cng ho x hi ch ngha Vit nam

c lp - T do - Hnh phc
H Ni, ngy 12 thng 12 nm 2008

quy trnh nghip v th trng m

Thc hin Quy ch nghip v th trng m ban hnh km theo Quyt
nh s 01/2007/Q-NHNN ngy 05/01/2007 v Quyt nh s 27/2008/QNHNN ngy 30/9/2008 v vic sa i, b sung mt s iu ca Quy ch
nghip v th trng m ban hnh km theo Quyt nh s 01/2007/Q-NHNN
ngy 05/01/2007 ca Thng c Ngn hng Nh nc, S Giao dch Ngn hng
Nh nc hng dn Quy trnh thc hin nghip v th trng m nh sau:
I. Cc t vit tt s dng trong quy trnh

- Ngn hng Nh nc: NHNN

- S Giao dch NHNN: SGD
- Ban iu hnh nghip v th trng m: BH
- Th trng m: TTM
- T chc tn dng: TCTD
- Thnh vin nghip v th trng m: Thnh vin
- Giy t c gi: GTCG
- Th trng tin t: TTTT
- Ti sn cm c: TSCC
- Phng Nghip v TTTT S Giao dch NHNN: Phng TTTT
- Phng Thanh ton lin ngn hng S Giao dch NHNN: Phng TTLNH
- Nghip v th trng tin t: bao gm nghip v th trng m; cho vay
c bo m bng cm c GTCG; chit khu, ti chit khu GTCG; u thu tri
phiu chnh ph ti NHNN; thu chi v cho vay qua m.
II. Th tc tham gia nghip v TTM.

1. TCTD iu kin theo quy nh ti khon 2, iu 1, Quyt nh

s 27/2008/Q-NHNN ca Thng c NHNN (gi tt l Quy ch nghip v
TTM), lp v gi "Giy ng k tham gia nghip v th trng m" theo
mu s 01A/TTM (nh km) v NHNN (S Giao dch) c cp giy
cng nhn thnh vin nghip v TTM.
2. Trong vng 5 ngy lm vic, k t khi nhn c "Giy ng k
tham gia nghip v th trng m" hp l ca TCTD, S Giao dch thc
hin vic cp "Giy cng nhn thnh vin tham gia th trng m" v Cc
Cng ngh tin hc cp m s thnh vin, m s giao dch, m kho ch k
in t v phn quyn cho TCTD giao dch qua mng vi NHNN

3. Trng hp c s thay i v nhn s tham gia giao dch nghip

v TTM vi NHNN, TCTD phi c cng vn gi NHNN (S Giao dch v
Cc Cng ngh tin hc) theo Ph lc 01B/TTM (nh km). Chm nht
sau 3 ngy lm vic, k t ngy nhn c thng bo v thay i nhn s
hp l, NHNN (S Giao dch v Cc Cng ngh tin hc) thc hin cc th
tc cp mi hoc hy quyn giao dch, m s kho v m s ch k in t
theo quy nh.
4. Trng hp cc c quan Nh nc c thm quyn c vn bn v
vic TCTD b t chc li, gii th, ph sn hoc trong trng hp c thng
bo ca NHNN v vic TCTD khng p ng iu kin quy nh ti
iu 1, khon 2, Quyt nh s 27/2008/Q-NHNN th "Giy cng nhn
thnh vin tham gia nghip v th trng m" t ng chm dt hiu lc.
ng thi, NHNN hy quyn giao dch, m s kho v m s ch k in
t theo quy nh.
5. Trng hp TCTD c t chc li hoc trng hp p
ng iu kin theo quy nh th TCTD thc hin theo khon 1 nu trn.
III. Trnh t thc hin nghip v TTM.

1. Thng bo v giao dch TTM.

Cn c thng bo ca BH (theo Ph lc 02A/TTM v 02B/TTM nh
km), SGD cp nht thng tin u thu nghip v TTM Thng bo u thu
mua GTCG theo Ph lc s 04/TTM hoc Thng bo bn GTCG theo ph
lc s 05/TTM (nh km) qua mng my tnh chm nht vo 8h30 sng ca
ngy u thu (tr trng hp c thay i hoc NHNN thc hin phin giao
dch t xut). Hng ngy, Thnh vin truy cp mng xc thc thng bo u
thu bit cc thng tin chi tit v t u thu.
Ngy giao dch nghip v TTM c tnh theo ngy lm vic, khng tnh
ngy ngh cui tun, ngy l v ngy tt. Trng hp ngy mua li hoc ngy
n hn thanh ton ca GTCG trng vi ngy ngh cui tun, ngh l v
ngh tt, ngy thanh ton v chuyn giao GTCG c thc hin vo ngy
lm vic tip theo.
2. Lu k v chuyn giao GTCG.
2.1. Khi bn GTCG, Thnh vin phi lu k GTCG ti SGD. Vic lu k
GTCG theo quy nh ca Thng c v phi hon tt trc gi m thu 30 pht.
2.2. Khi Thnh vin trng thu mua GTCG, SGD s chuyn khi lng
GTCG trng thu vo ti khon lu k ca Thnh vin ti SGD ngay sau khi
nhn c tin mua GTCG ca Thnh vin. Trng hp NHNN bn c k hn
th vo ngy n hn mua li ghi ti "Ph lc km theo Hp ng mua li
GTCG", SGD chuyn GTCG t ti khon lu k ca Thnh vin sang ti khon
lu k ca NHNN ngay sau khi chuyn tin mua li GTCG cho Thnh vin.

2.3. Khi Thnh vin trng thu bn GTCG, SGD s chuyn GTCG t ti
khon lu k ca Thnh vin sang ti khon lu k ca NHNN. Trng hp
NHNN mua c k hn th vo ngy n hn mua li GTCG ghi ti "Ph lc km
theo Hp ng mua li GTCG", SGD chuyn GTCG t ti khon lu k ca
NHNN sang ti khon lu k ca Thnh vin ngay sau khi Thnh vin chuyn
tin mua li GTCG cho SGD.
3. Np n d thu.
Khi nhn c Thng bo u thu mua GTCG theo Ph lc s
04/TTM (nh km) hoc Thng bo bn GTCG theo Ph lc s
05/TTM(nh km) cho n gi m thu, Thnh vin lp v gi (qua mng)
ng k u thu bn GTCG theo Ph lc s 06/TTM (nh km) hoc
ng k u thu mua GTCG theo ph lc s 07/TTM (nh km).
3.1. Cch thc lp n d thu.
Giao dch vin ca thnh vin lp ng k u thu theo cc bc sau:
3.1.1. Nhp m s thnh vin, m s giao dch v m s ch k ca ngi
c thm quyn theo m s c NHNN cp.
3.1.2. Nhp m s v cc thng tin khc v GTCG:
- i vi ng k u thu mua GTCG: Thnh vin nhp ng m s v
cc thng tin khc v GTCG nh: ngy, li sut pht hnh; ngy n hn thanh
ton, thi hn cn li, nh k tr li, hnh thc tr li ca GTCG ph hp vi
Thng bo bn GTCG ca NHNN.
- i vi ng k u thu bn GTCG: Thnh vin nhp ng m s v
cc thng tin khc v GTCG nh: ngy, li sut pht hnh, ngy n hn thanh
ton, thi hn cn li, ... ca GTCG ph hp vi GTCG lu k ca Thnh vin
ti NHNN v Thng bo mua GTCG ca NHNN.
Trng hp NHNN mua GTCG m ch thng bo tn ca mt loi hay
nhm GTCG hoc khng lit k ht cc thng tin v GTCG th khi lp ng
k u thu bn GTCG, Thnh vin phi nhp chi tit v m s v cc thng
tin khc ca GTCG mun bn ang lu k ti SGD.
3.1.3. Li sut d thu: Li sut ng k u thu tnh theo phn trm
trn nm v lm trn n 2 con s sau du phy. Thnh vin khng c ng
k cc yu cu mua vi gi r nht hoc bn vi gi t nht.
- Trng hp u thu khi lng: Li sut d thu ghi ng bng li sut
NHNN thng bo trong thng bo u thu;
- Trng hp u thu li sut: Trong 1 ng k d thu c ng k ti
a 5 mc li sut d thu.
3.1.4. Khi lng GTCG d thu:
- Khi lng GTCG ti thiu ca mt n ng k u thu l 100 triu
ng (tnh theo gi thanh ton). Khi lng ng k ti a bng khi lng
cho thu ca NHNN (trng hp NHNN thng bo trc khi lng) v bng

nhu cu ca thnh vin (trng hp NHNN khng thng bo trc khi lng).
- Khi lng GTCG mua, bn c ghi theo mnh gi v s tin thanh
ton.
- Khi lng GTCG theo s tin thanh ton l s tin Thnh vin nhn v
khi bn GTCG hoc tr cho NHNN khi mua GTCG theo li sut ng k u
thu (gi mua hoc bn). Gi mua, bn c tnh theo cng thc quy nh ti
iu 18, Quy ch nghip v TTM ban hnh theo Quyt nh s 01/2007/QNHNN.
- Khi lng GTCG quy nh ti im e, g Khon 1, iu 1, Quyt nh
s 86/Q-NHNN ngy 08/01/2007, c tham gia cc giao dch mua c k hn
ca NHNN vi t l ti a do NHNN thng bo trc phin giao dch khng
qu 50% gi tr giao dch ca tng GTCG ng k ti mt n ng k d thu
(trng hp u thu khi lng) hoc ti mt mc li sut d thu (trng hp
u thu li sut).
3.1.5. Thi hn bn: L s ngy k t ngy u thu ca phin mua,
bn c k hn n ngy mua li (tnh c ngy u thu v khng tnh ngy
mua li).
- Trng hp NHNN mua hn GTCG: Thnh vin c ng k bn hn
GTCG c thi hn cn li ti a l 91 ngy.
- Trng hp NHNN bn hn GTCG: Thnh vin c ng k mua hn
GTCG theo ng k hn bn hoc thi hn cn li ti thng bo ca NHNN.
- Trng hp NHNN mua hoc bn c k hn GTCG: Thnh vin ng
k bn, mua GTCG theo thi hn mua hoc bn ti thng bo ca NHNN.
- Trng hp NHNN thng bo c nhiu thi hn mua hoc bn trong
mt phin u thu: Thnh vin lp n d thu, trong ng k theo th t
thi hn mua, bn t ngn n di hn.
3.1.6. n d thu khng hp l:
n d thu ca TCTD b coi l khng hp l trong cc trng hp
sau:
- n d thu khng ng vi m s quy nh;
- Khng xc thc c m kho ch k in t ca ngi i din
TCTD trong n d thu;
- n d thu t nhiu mc li sut hn so vi quy nh;
- Li sut d thu khng lm trn n hai con s sau du phy;
- Li sut d thu khng ng vi li sut thng bo ca NHNN
(trng hp u thu khi lng);
- n d thu ghi c th yu cu mua theo gi r nht hoc yu cu
theo gi t nht;
- Tng khi lng GTCG ghi trong mt n d thu di 100 triu

ng;
- TCTD bn GTCG m khng c, hoc khng GTCG lu k theo
quy nh;
- Thi hn cn li ca GTCG ng k bn ngn hn thi hn ca
giao dch mua, bn c k hn, hoc di hn 91 ngy i vi giao dch mua
hn.
3.2. Gi ng k u thu.
3.2.1. Kim sot ng k u thu: Thnh vin (Ngi kim sot) kim
tra s liu, k kim sot.
3.2.2. K duyt v gi ng k u thu: Thnh vin (Tng Gim c
hoc ngi c Tng Gim c u quyn) k duyt v gi ng k u thu
qua mng cho SGD. S liu ng k u thu ca Thnh vin c m ho
m bo b mt cc thng tin d thu.
3.2.3. Thay i n d thu: Thnh vin c th thay i ng k d thu
nhng phi hu ng k d thu ln trc, ng thi lp ng k d thu mi,
thc hin cc bc kim sot, k duyt v gi cho SGD trc gi m thu.
4. M v xt thu.
Gi m thu: Gi m thu ca cc phin giao dch c NHNN thng
bo c th trong "Thng bo u thu mua GTCG" hoc "Thng bo u thu
bn GTCG". Trng hp c thay i v gi m thu hoc giao dch t xut,
NHNN s thng bo qua in thoi v cc phng tin khc ti cc thnh vin.
4.1. Kho s:
Vo gi m thu, SGD (Ngi kim sot ca Phng TTTT) tin hnh
kho s, ngng tip nhn ng k d thu (cht cc thng tin d thu).
4.2. Gii m thng tin d thu:
SGD (Ngi kim sot ca Phng TTTT) tin hnh gii m cc thng tin
d thu. Cc ng k d thu ca thnh vin c tng hp vo Bng k tng
hp ng k u thu mua/bn giy t c gi (theo Ph lc s 08/TTM nh
km).
4.3. Xc thc, kim tra i chiu v tng hp s liu:
4.3.1. Xc thc ng k u thu: SGD (Ngi kim sot ca Phng
TTTT) xc thc m s thnh vin c tham gia nghip v TTM, m s giao
dch, m s kho ch k in t.
4.3.2. Kim tra v loi b cc ng k u thu khng hp l:
SGD (Ngi kim sot ca Phng TTTT) i chiu d liu trong ng k
bn hoc mua ca thnh vin vi cc quy nh ca NHNN loi b cc ng
k u thu khng hp l theo iu 16, Quy ch nghip v TTM ban hnh km
theo Quyt nh s 01/2007/Q-NHNN.
Cc n ng k u thu b loi b c tng hp ti Bng k tng hp
ng k u thu khng hp l theo Ph lc s 09/TTM (nh km). Thnh

vin c thng bo s liu v l do ng k u thu b loi b qua mng vi

tnh cng lc vi kt qu u thu.
4.4. Tng hp s liu ng k u thu hp l:
Sau khi loi b ng k khng hp l, cc n ng k u thu hp l
c tng hp vo Bng k tng hp ng k u thu hp l sp xp theo th
t li sut theo ph lc s 10/TTM (nh km).
4.5. Xt v phn b thu:
4.5.1. Xt thu:
- i vi u thu khi lng:
+ SGD (Ngi kim sot ca Phng TTTT) nhp khi lng cn mua, cn
bn theo thng bo ca BH (trng hp cha thng bo trc cho thnh vin).
+ Xt thu: Chng trnh t ng xt thu theo thi hn mua,bn trn c
s khi lng thng bo ca BH vi khi lng ng k hp l ca cc thnh
vin (theo s tin thanh ton) theo nguyn tc khi lng trng thu khng vt
qu khi lng NHNN cn mua hoc cn bn. Khi lng GTCG trng thu
c lm trn n n v ng.
- i vi u thu li sut:
+ SGD (Ngi kim sot ca Phng TTTT) nhp khi lng cn mua, cn
bn (nu cha thng bo trc) v li sut ch o (nu c) theo thng bo ca
Ban iu hnh nghip v th trng m.
+ Xt thu: Chng trnh t ng xt thu theo thi hn mua, bn trn c
s khi lng NHNN cn mua cn bn vi khi lng ng k hp l ca cc
thnh vin (theo s tin thanh ton) theo nguyn tc khi lng trng thu
khng vt qu khi lng NHNN cn mua hoc cn bn v li sut trng thu
trong phm vi li sut ch o (nu c) ca Ban iu hnh nghip v TTM (li
sut ti a i vi trng hp NHNN bn GTCG v li sut ti thiu i vi
trng hp NHNN mua GTCG). Khi lng GTCG trng thu mua hoc bn
c lm trn n n v ng.
Trong phin u thu bn GTCG, NHNN xt thu theo khi lng ca
tng loi hoc tng thi hn ca GTCG; Trong phin u thu mua GTCG,
NHNN xt thu theo tng khi lng ca tt c cc loi GTCG.
4.5.2. Phn b thu: Chng trnh t ng phn b thu cho cc Thnh
vin tham d thu trn nguyn tc:
4.5.2.1. Phn b thu i vi u thu khi lng:
- NHNN thng bo cho cc TCTD mc li sut u thu;
- NHNN quyt nh thng bo hoc khng thng bo khi lng GTCG
NHNN cn mua hoc bn trc mi phin u thu;
- TCTD ng k d thu khi lng cc loi GTCG cn mua hoc bn
theo mc li sut NHNN thng bo;
- Trng hp tng khi lng d thu ca cc TCTD bng hoc thp hn

khi lng NHNN cn mua hoc bn th khi lng trng thu bng khi lng
ca cc TCTD t thu v khi lng trng thu ca tng TCTD l khi lng
d thu ca TCTD ;
- Trng hp khi lng d thu ca cc TCTD vt qu khi lng
NHNN cn mua hoc bn th khi lng GTCG trng thu bng khi lng
NHNN cn mua hoc bn v khi lng trng thu ca tng TCTD c phn
b theo t l thun vi khi lng d thu ca cc TCTD v c tnh n n
v ng.
- Trng hp ti n d thu ca TCTD trng thu ng k nhiu
loi GTCG cn mua hoc bn:
+ Nu khng bao gm cc loi GTCG m NHNN quy nh t l giao
dch ti mi phin giao dch nghip v TTM, NHNN xt thu xc nh th
t u tin tng loi GTCG nh sau:
(i) Thi hn cn li ca GTCG ngn hn;
(ii) GTCG ng k bn hoc mua c khi lng ln hn.
+ Nu bao gm cc loi GTCG c quy nh t l giao dch v cc loi
GTCG khng quy nh t l giao dch, NHNN xt thu theo nguyn tc t
l cc loi GTCG trng thu giao dch ca cc loi GTCG ng k ti n
d thu theo quy nh ca NHNN. Vic xc nh th t u tin xt thu
trong s GTCG khng quy nh t l giao dch v GTCG quy nh t l
giao dch c thc hin theo cc quy nh (i) v (ii) nu trn.
4.5.2.2. i vi u thu li sut: Ph thuc vo phng thc xt thu
phn b thu. C th:
+ Theo phng thc li sut ring l: Thc hin theo Khon 2 iu 12
Quy ch nghip v TTM ban hnh km theo Quyt nh s 01/2007/Q-NHNN
(tr Mc 2.6.1).
+ Theo phng thc li sut thng nht: Trc tin phn b thu theo
phng thc li sut ring l ni trn sau cn c vo s tin trng thu c
phn b (s tin thanh ton theo li sut ng k u thu ca Thnh vin) v
li sut trng thu thng nht tnh ngc li mnh gi GTCG trng thu.
Chng trnh t ng tnh s tin thanh ton khi mua li GTCG (nu l
giao dch mua, bn c k hn) theo quy nh ti iu 18, Quy ch nghip v
TTM ban hnh theo Quyt nh s 01/2007/Q-NHNN.
Ton b kt qu ca bc xt, phn b v xc nh s tin thanh ton
c th hin ti Bng k tng hp kt qu u thu mua/bn GTCG theo Ph
lc s 11/TTM (nh km).
5. Thng bo kt qu u thu v in cc bo co
5.1. Gim c SGD (hoc ngi c u quyn) v i din Ban iu
hnh nghip v th trng m chng kin thu k duyt kt qu u thu.
Chng trnh t ng chuyn kt qu cho thnh vin.
7

5.2. Sau 11h30 sng ca ngy u thu (tr trng hp c thng bo thay
i gi m thu), Thnh vin (ngi kim sot) xc thc ch k ca SGD ti
Thng bo kt qu u thu theo Ph lc s 12/TTM.
5.3. Chng trnh t ng to cc biu bo co theo cc Ph lc (nh
km) t s 04 n s 13/TTM tng ng vi phin u thu.
6. Cam kt mua li GTCG.
Tng TCTD l thnh vin tham gia nghip v TTM phi k vi
NHNN (S Giao dch) mt "Hp ng mua li GTCG" theo Ph lc s
03/TTM (nh km) p dng chung cho tt c cc giao dch mua, bn c k
hn gia NHNN v TCTD . "Hp ng mua li GTCG" k mt ln vi
NHNN khi TCTD tham gia nghip v TTM.
Khi pht sinh giao dch mua, bn c k hn GTCG, bn bn lp
"Ph lc km theo Hp ng mua li GTCG" i vi tng giao dch (Ph
lc 03.1/TTM nh km). Ph lc ny quy nh chi tit tng giao dch mua,
bn c k hn gia NHNN vi TCTD, l b phn khng tch ri ca "Hp
ng mua li GTCG".
"Hp ng mua li GTCG" v "Ph lc km theo Hp ng mua li
GTCG" l cn c thc hin vic thanh ton v giao, nhn GTCG gia
NHNN vi TCTD trong giao dch mua, bn c k hn.
Khi c Thng bo kt qu trng thu, chm nht 15h00 cng ngy,
bn bn GTCG phi hon tt (lp, kim sot, duyt, xc thc) Ph lc s
03.1/TTM. Trng hp sau 15h30, thnh vin trng thu cha hon tt
Ph lc 03.1/TTM, NHNN s x l vi phm theo quy nh.
6.1. Trng hp NHNN bn k hn GTCG:
6.1.1. Ti SGD:
- Phng TTTT (giao dch vin) lp Ph lc s 03.1/TTM (nh km) vi
tng thnh vin trng thu, ngi kim sot k kim sot bng ch k in t.
- Lnh o (hoc ngi c u quyn) k duyt bng ch k in t;
chng trnh t ng gi cho Phng TTTT, Thnh vin trng thu.
- Khi Ph lc km theo hp ng mua li GTCG c Thnh vin k
xc nhn, Phng TTTT (ngi kim sot) xc nhn ch k ca Thnh vin trng
thu. Lnh o SGD k duyt ch k in t i vi "Ph lc hp ng mua li
GTCG" theo Ph lc 03.1/TTM. Phng K ton thc hin vic in chng t
hch ton v lu h s.
6.1.2. Ti Thnh vin trng thu:
- Ngi kim sot xc thc ch k in t ca SGD, kim tra v k kim
sot ca bn mua GTCG trn Ph lc 03.1/TTM.
- Tng Gim c (hoc ngi c u quyn) k ch k in t xc nhn
ca Bn mua trn Ph lc 03.1/TTM, chng trnh t ng gi li cho Phng

TTTT.
- Giao dch vin in Ph lc s 03.1/TTM lm chng t hch ton.
6.2. Trng hp thnh vin bn v cam kt mua li giy t c gi:
6.2.1. Ti Thnh vin trng thu:
- Giao dch vin lp Ph lc km theo Hp ng mua li GTCG theo
Ph lc s 03.1/TTM vi NHNN, ngi kim sot k kim sot bng ch k
in t.
- Tng Gim c (hoc ngi c u quyn) k duyt bng ch k in
t xc nhn ch k in t ca bn mua trn Ph lc 03.1/TTM v chng trnh
t ng gi cho Phng TTTT.
- Khi Ph lc 03.1/TTM c SGD xc nhn, Ngi kim sot, Ngi c
thm quyn ph duyt ca Thnh vin xc nhn ch k in t ca SGD v in
bn Ph lc lm chng t hch ton, thanh ton.
6.2.2. Ti SGD:
- Phng TTTT (Ngi kim sot) xc thc ch k in t ca Thnh vin,
kim tra Ph lc 03.1/TTM v k kim sot ca bn mua GTCG.
- Lnh o (hoc ngi c u quyn) k ch k in t xc nhn ch
k in t ca Bn mua trn Ph lc 03.1/TTM, chng trnh t ng gi li
cho thnh vin.
- Phng K ton (giao dch vin) in Ph lc s 03.1/TTM lm chng t
hch ton, thanh ton v lu h s.
7. Bo co kt qu u thu.
Sau khi c kt qu u thu, chng trnh lp Bo co kt qu u thu
theo Ph lc s 15 /TTM (nh km).
8. Cp nht s liu thng k.
Chng trnh t ng nhp cc s liu thng k sau tng phin u thu
theo cc Ph lc s 16, 17, 18, 19, 20/TTM (nh km).
9. Hch ton k ton.
Theo thng bo kt qu ca tng giao dch, SGD thc hin hch ton vo
ti khon ca thnh vin v thc hin vic chi tr li nh k, cui k theo quy
nh hin hnh ca NHNN.
10. Thanh ton.
10.1. Khi nhn c "Thng bo kt qu u thu" hoc "Ph lc km
theo Hp ng mua li GTCG" c cc bn k kt, bn bn phi chuyn
giao quyn s hu GTCG cho bn mua; ng thi, bn mua phi thanh ton tin
mua GTCG cho bn bn. Vic thanh ton v chuyn giao quyn s hu GTCG
thc hin trong ngy thanh ton.
10.2. Vo ngy kt thc thi hn ca giao dch mua, bn c k hn, bn
mua v bn bn s thc hin chuyn giao quyn s hu GTCG v thanh ton
theo cam kt ca cc bn ti "Ph lc km theo Hp ng mua li GTCG".

10.3. Trng hp ngy mua li hoc ngy n hn thanh ton ca GTCG

trng vi ngy ngh cui tun, ngh l v ngh tt, th ngy thanh ton v chuyn
giao GTCG c thc hin vo ngy lm vic tip theo.
11. X l vi phm.
11.1. X l vi phm trong thanh ton.
11.1.1. X l vi phm trong ngy thanh ton tin mua GTCG.
Trng hp thnh vin trng thu mua GTCG khng thanh ton hoc
thanh ton khng s tin trng thu theo "Thng bo kt qu u thu": SGD
ch ng trch tin trn ti khon tin gi thanh ton ca thnh vin ti NHNN
tng ng vi s tin thnh vin cn thiu hoc cha thanh ton theo thng bo
kt qu u thu.
Nu khng s tin phi thanh ton th NHNN hu b phn kt qu
trng thu cha c thanh ton v lp li Thng bo trng thu theo s tin
thanh ton thc t ca thnh vin trng thu. ng thi, NHNN s c thng bo
vi phm bng vn bn gi TCTD .
11.1.2. X l vi phm trong ngy n hn mua li GTCG:
Trng hp n hn phi thanh ton tin mua li GTCG m TCTD khng
thanh ton hoc thanh ton khng s tin theo thng bo: NHNN s ch
ng trch tin trn ti khon tin gi thanh ton ca thnh vin ti NHNN
tng ng vi s tin thng bo theo quy nh (gc v li). Nu trn ti
khon ca TCTD khng tin th:
- NHNN s chuyn s tin cn thiu sang n qu hn v TCTD
phi chu li sut qu hn bng 150% li sut thng nht hoc li sut
ring l hoc li sut do NHNN thng bo p dng i vi giao dch mua,
bn c k hn tnh trn s tin cn thiu v s ngy chm tr.
- S tin pht chm thanh ton c tnh theo cng thc:
P = Gp x Lp x Np/365
Trong : P: S tin pht;
Gp: S tin cn thiu;
Lp: Li sut pht (%/nm)
Np: S ngy chm thanh ton.
NHNN s tm gi ton b khi lng GTCG ca giao dch mua, bn
c k hn vo ti khon ring v trch ti khon ca TCTD ti NHNN
thu hi s tin cn thiu (gm c li n qu hn) khi ti khon ca
TCTD ti NHNN c tin v hon tr li GTCG cho TCTD khi
hon thnh ngha v tr n cho NHNN; hoc NHNN c th xem xt bn
GTCG khi cha n hn thanh ton ca GTCG, hoc thanh ton vi t
chc pht hnh khi n hn thanh ton ca GTCG thu hi s tin cn
thiu (gm c li n qu hn).

10

ng thi, NHNN s c thng bo vi phm bng vn bn gi TCTD

trong trng hp:
- TCTD khng thanh ton hoc thanh ton khng s tin phi
thanh ton khi n hn (i vi trng hp TCTD bn v cam kt mua
li);
- Khng chuyn giao quyn s hu GTCG cho NHNN vo ngy
thanh ton (trng hp TCTD bn) hoc vo ngy mua li (trng hp
TCTD mua v cam kt bn li).
11.2. X l li vi phm trong vic cung cp thng tin:
Cc TCTD l thnh vin tham gia nghip v TTM khng cung cp
thng tin theo quy nh ti iu 7, Quy ch nghip v TTM ban hnh theo
Quyt nh s 01/2007/Q-NHNN s b tm nh ch tham gia mua, bn
trong thi gian 1 thng, k t ngy NHNN thng bo vi phm.
12. Tra cu, lp v in bo co.
12.1. i vi bo co ca phin giao dch TTM:
Chng trnh t ng lp cc biu bo co.
12.1.1. SGD (Phng TTTT):
Tra cu, in cc biu bo co gm: Thng bo mua hoc bn GTCG, cc
bng k tng hp ng k v kt qu u thu mua/bn GTCG, cc thng bo vi
phm v kt qu u thu mua/ bn GTCG cho tng TCTD tham d thu, "Ph
lc km theo Hp ng mua li GTCG", Bo co kt qu u thu v Bo co
hot ng nghip v TTM (theo cc Ph lc t s 04/TTM n s 15/TTM)
tng ng vi phin u thu.
12.1.2. Thnh vin:
Xc nhn kt qu u thu v in cc biu bo co gm: "Thng bo mua
GTCG" hoc "Thng bo bn GTCG" (Ph lc s 04 hoc 05/TTM), "ng k
u thu" (ph lc s 06 hoc 07/TTM), "Thng bo kt qu u thu" (ph lc
s 13/TTM), "Ph lc km theo Hp ng mua li GTCG" (Ph lc s
03.1/TTM) tng ng vi phin u thu.
Thc hin k (ch k tay), ng du (nu cn) xc nhn cc biu bo co
trn lm chng t thanh ton, hch ton v lu h s.
12.1.3. Cc V Tn dng, Chnh sch tin t: c tra cu v in cc ph
lc s 11 v 15/TTM.
12.2. i vi bo co thng k (theo cc Ph lc t s 16 n 20/TTM v
25,26/TTM (nh km):
12.2.1. SGD: c tra cu v in cc ph lc t 16 n 20/TTM v
25,26/TTM.
12.2.2. Thnh vin: c tra cu v in ph lc 17/TTM.
12.2.3. Cc V Tn dng, Chnh sch tin t: c tra cu v in cc ph
lc t 16 n 20/TTM.
11

12.3. i vi cc biu bo co thng tin (theo cc Ph lc t s 21 n

24/TTM nh km):
12.3.1. Chng trnh t ng cp nht s liu theo Ph lc s 24/TTM.
12.3.2. Cc V Tn dng, Chnh sch tin t: c tra cu v in cc ph
lc t s 21 n 24/TTM
12.3.3. Thnh vin: Lp, tra cu v in cc ph lc s 21, 22 v 23/TTM .
13. Cung cp thng tin:
13.1. NHNN cung cp cho cc TCTD l thnh vin tham gia nghip
v TTM:
13.1.1. Thng tin u thu nghip v TTTT;
13.1.2. Thng tin tng hp v nghip v TTM;
13.1.3. Cc thng tin khc c lin quan do BH quyt nh.
13.2. TCTD l thnh vin tham gia nghip v TTM cung cp cho
NHNN cc thng tin sau:
13.2.1. D kin vn kh dng bng ng Vit Nam ti TCTD theo
Ph lc 21/TTM (nh km);
13.2.2. Nhu cu mua, bn GTCG;
13.2.3. Hot ng mua, bn GTCG gia cc TCTD;
13.2.4. Cc thng tin khc theo quy nh ca NHNN.
13.3. Vic trao i thng tin quy nh ti khon 13.1 v 13.2 nu
trn, c thc hin thng qua trang tin nghip v TTM. nh k cung
cp thng tin ti thiu l mt tun mt ln.
IV. Nhim v ca cc n v lin quan.

1. S Giao dch NHNN.

1.1. Phng Nghip v TTTT:
- Nhn giy ngh tham gia nghip v TTM v lp giy cng nhn
thnh vin nghip v TTM, trnh lnh o k, gi cho Thnh vin (theo ng
bu in); ng thi, gi Giy ngh tham gia nghip v TTM (Ph lc
01A/TTM hoc 01B/TTM) ca thnh vin v Giy cng nhn thnh vin nghip
v TTM cho Cc Cng ngh tin hc cp mi hoc thu hi m s c.
- Qun l thng tin TTM v phn phi quyn truy cp s liu trn mng
cho cc n v c lin quan theo ph duyt ca lnh o SGD;
- Thit lp, chnh sa m s GTCG v trnh lnh o SGD ph duyt;
- Thng bo u thu;
- T chc u thu v gi (qua mng) bo co kt qu cho cc n v c
lin quan, in n bo co, trnh k v lu;
- Phi hp vi Phng K ton theo di vic thc hin "Hp ng mua li
GTCG" theo cam kt ca cc thnh vin ;
- Tng hp s liu thng k nghip v TTM;

12

- Theo di mc vi phm ca Thnh vin, trnh Gim c SGD x l v

thng bo nh ch giao dch tm thi i vi thnh vin vi phm sau khi c
quyt nh ca Gim c.
- Phi hp vi Phng K ton trnh Gim c SGD bin php x l ti
sn cm c ca Thnh vin nu sau 10 ngy (k t sau ngy n hn thanh ton
tin mua li GTCG) m Thnh vin cha tr hoc cha tr ht tin mua li
GTCG cho NHNN theo Ph lc 03.1/TTM.
1.2. Phng K ton:
- Kim tra GTCG lu k trn mng vi ng k bn xc nhn khi
lng GTCG lu k ca Thnh vin v chuyn s liu cho Phng TTTT;
- Khai bo m s GTCG c lu k v giao dch TTM vo chng trnh
KTP;
- Cp nht s liu lu k v thng bo cho thnh vin bit s d lu k
GTCG ca Thnh vin.
- Cp nht s liu lu k v thng bo cho Phng TTTT bit s d lu k
GTCG ca NHNN v ca Thnh vin.
- Theo di vic thanh ton ca cc Thnh vin v thng bo cho Phng
TTTT cc vi phm trong thanh ton ca Thnh vin;
- Hch ton k ton v chuyn giao quyn s hu GTCG theo quy nh.
- Tnh v tr li GTCG trng thu i vi GTCG lu k trc tip ti SGD
hoc ngh Trung tm lu k chng khon tnh v tr li i vi GTCG lu k
ti Trung tm lu k chng khon theo quy nh.
- Ch ng trch ti khon tin gi ca Thnh vin nu Thnh vin khng
thanh ton hoc thanh ton thiu tin mua hoc mua li GTCG; Trng hp
trch ti khon vn khng tin thanh ton th x l theo quy nh ti
Khon 11, Quy trnh ny.
- Gi (qua mng) kt qu x l cc trng hp vi phm trong thanh ton
cho Phng TTTT, Thnh vin vi phm bit.
1.3. Phng Thanh ton lin ngn hng:
Chuyn tin thanh ton cho Thnh vin theo yu cu ca Phng K ton
v nhn tin thanh ton t thnh vin chuyn cho NHNN.
2. Thnh vin.
- Chp hnh y cc quy nh ca NHNN v nghip v TTM v Quyt
nh s 86/Q-NHNN ngy 08/01/2007 ca Thng c NHNN.
- Lp v gi Giy ng k tham gia nghip v TTM c NHNN
cng nhn l thnh vin nghip v TTM. B sung kp thi danh sch cn b
tham gia nghip v TTM khi c thay i v nhn s .
- Cung cp cho NHNN D kin vn kh dng bng ng Vit Nam ti
TCTD; Nhu cu xin mua, bn, chit khu GTCG vi NHNN; Hot ng tn
dng v mua, bn, chit khu GTCG vi TCTD qua trang tin nghip v TTM

13

theo nh k.
- Truy cp mng (vo cc khong thi gian theo quy nh) bit cc
thng tin chi tit v t u thu nh k v t xut (nu c).
- Thc hin lu k GTCG trc khi ng k bn GTCG.
- Lp v gi ng k u thu theo quy nh ti Khon 3, Mc III ca
Quy trnh ny.
- Truy cp mng nhn v xc nhn Thng bo kt qu u thu; Lp
hoc xc nhn "Ph lc km theo Hp ng mua li GTCG"; In kt qu lm
chng t lu v thanh ton.
- Truy cp mng tra cu thng tin c php tra cu v cung cp cho
NHNN cc thng tin khc (khi c NHNN yu cu).
3. V Tn dng, Chnh sch tin t.
3.1. Truy cp mng theo di thng tin, in cc bo co (theo thm
quyn c khai thc) bit v theo di.
3.2. Tng hp thng tin v d bo vn kh dng v cc thng tin khc.
3.3. Thc hin cc nhim v theo Quy nh ti Quy ch nghip v TTM
ban hnh km theo Quyt nh s 01/2007/Q-NHNN v Quyt nh s
27/2008/Q-NHNN ca Thng c NHNN.
4. V Ti chnh K ton:
Hng dn quy trnh hch ton k ton lin quan n nghip v TTM.
5. Cc Cng ngh tin hc.
5.1. Phi hp vi SGD trong vic cp m s giao dch, m .kho ch k
in t cho cc n v, c nhn thuc NHNN v thnh vin;.
5.2. Phi hp vi SGD trong x l k thut nghip v v m bo ng
truyn thng sut thc hin cc giao dch nghip v TTTT an ton, nhanh
chng.
V. T chc thc hin.

1. Quy trnh nghip v th trng m c thc hin ti S Giao dch, V,

Cc c lin quan thuc NHNN v cc Thnh vin th trng.
2. Quy trnh ny c hiu lc thi hnh k t ngy k, thay th Quy trnh
nghip v th trng m s 7477/QT-NHNN ngy 10/7/2008 ca NHNN. Vic
chnh sa, b sung do Gim c S Giao dch quyt nh./.

Ni nhn:

TL. Thng c
gim c S Giao dch

- Thng c
- PT ph trch khi;
( b/c)
- Ban iu hnh nghip v TTM;
- Cc V: CSTT, TCKT, TD, Cc CNTH, SGD, CN Tp.HCM
- Cc TCTD ( thc hin)
- Lu VT, SGD.

14

Tn TCTD
S: . . . .

Ph lc: 01A/TTM
Cng ho x hi ch ngha Vit Nam
c lp - T do - Hnh phc
...., ngy . thng nm .
giy ng k
tham gia nghip v th trng m
Knh gi: S Giao dch NHNN Vit Nam

Tn T chc tn dng: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
a ch: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
in thoi: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fax: . . . . . . . . . . . . .
SWIFT CODE : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Ti khon tin gi VND: . . . . . . . . . . . . . . . . . Ti . . . . . . . . . . . . . . . . .
Xin ng k tham gia thc hin nghip v th trng m ti Ngn hng
Nh nc v cam kt chp hnh y cc quy nh ti Quy ch nghip v th
trng m.
Chng ti xin gii thiu ch k v xin cp kho k ch k in t cho
nhng cn b c tn sau y tham gia nghip v th trng m:
H v tn
1. Cn b k duyt:
- Ngi th nht:
- Ngi th hai:
- ...
2. Cn b kim sot:
- Ngi th nht:
- Ngi th hai:
- ...
3. Cn b giao dch (Ngi lp biu):
- Ngi th nht:
- Ngi th hai:
- ..

Chc v

Ch k 1

Ch k 2

Ghi ch:
- Cn b k duyt phi l ngi i din hoc c u quyn i din hp
php ca T chc tn dng trc php lut.
- S in thoi, Fax ca b phn trc tip thc hin nghip v th trng
m
Ni nhn:

Tng gim c (Gim c)

(K tn, ng du)

- Nh trn;
- Lu.

15

Tn TCTD
S: ..

Ph lc: 01B/TTM
Cng ho x hi ch ngha Vit Nam
c lp - T do - Hnh phc
.., ngy ... thng ... nm ...
giy ngh
Cp mi v thu hi m kho truy cp,
ch k in t tham gia nghip v th trng m
Knh gi: - S Giao dch NHNN Vit Nam
- Cc Cng ngh Tin hc

Tn T chc tn dng: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
a ch: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
in thoi: . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fax: . . . . . . . . . . . . .
SWIFT CODE : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Ti khon tin gi VND: . . . . . . . . . . . . . . . . . Ti . . . . . . . . . . . . . . . . .
Chng ti ngh Ngn hng Nh nc cp mi v thu hi m kho truy
cp, m ch k in t theo quy nh cho nhng cn b c tn theo danh sch
di y:
I. Cp mi: (i vi nhng cn b mi)
H v tn
Chc v Ch k 1
Ch k 2
1. Cn b k duyt:
..
2. Cn b kim sot:
..
3. Cn b giao dch (Ngi lp biu):
..
II. Thu hi (Khng cn gii thiu ch k):
1. Cn b c thm quyn:
2. Cn b kim sot:
3. Cn b giao dch:
Ghi ch:
- Ngi k duyt phi l ngi i din hoc c u quyn i din hp
php ca T chc tn dng trc php lut;
- S in thoi, Fax ca b phn trc tip thc hin nghip v th trng
m.
Ni nhn:
- Nh trn;
- Lu.

Tng gim c (Gim c)

(K tn, ng du)

16

Ph lc s: 02A/TTM

ngn hng nh nc vit nam

Ban iu hnh TTM

S: . . . .. .. /TB-BH

thng bo u thu mua/bn giy t c gi

Ngy.......thng......nm...............
Knh gi: S Giao dch
Cn c vo mc tiu iu hnh chnh sch tin t thng .. nm .., Ban
iu hnh nghip v th trng m thng bo u thu mua/bn giy t c gi
theo cc ni dung sau:
- Ngy thng bo u thu:
- Ngy u thu/ thanh ton:
- Phng thc u thu:
- Phng thc xt thu:
- Phng thc mua/bn:
- T l tham gia giao dch ca cc tri phiu 1909:
- Tng khi lng GTCG cn mua/bn:
- Thng tin chi tit v GTCG:
Tn GTCG

Khi lng
cho thu
(ng)

Thi hn
mua/bn
(ngy)

Thi hn cn
li (ngy)

Li sut
thng bo
(%/nm)

Tng cng
- Ngi c u quyn chng kin m thu:
trng ban iu hnh nghip v TTM

17

Ph lc s: 02B/TTM

NGN HNG NH NC VIT NAM

ban iu hnh ttm

S:

/TB-BH

(Tuyt Mt)
THNG BO khi lng v li sut ch o
Ngy........thng......nm...........
Knh gi:
Gim c S Giao dch
ng knh gi: /c ......
(Tn thnh vin Ban iu hnh c u quyn chng kin m thu)

Cn c vo din bin TTTT v mc tiu chnh sch tin t ca NHNN,

Ban iu hnh nghip v th trng m thng bo khi lng mua/ bn GTCG
v li sut ti a/(ti thiu) lm cn c xt thu ti nghip v TTM cho phin
th..... vo ngy ... thng... nm ... nh sau:
Tn GTCG

Khi lng
cho thu
(ng)

Thi hn
mua/bn
(ngy)

Thi hn cn
li ca GTCG
(ngy)

Li sut ti
a/ ti thiu
(%/nm)

Tng cng
ngh cc /c xt thu theo khi lng v li sut ch o ni trn.

trng ban iu hnh nghip v TTM

18

Mu s: 03/TTM
cng ho x hi ch ngha vit nam

c lp -T do - Hnh phc

HP NG MUA LI GIY T C GI
S:/HML-NHNN
Ngy . thng.. nm..
- Cn c Quyt nh s 01/2007/Q-NHNN ngy 05/01/2007 ca Thng
c NHNN v vic ban hnh Quy ch nghip v th trng m v Quyt nh s
27/2008/Q-NHNN ngy 30/9/2008 v vic sa i, b sung Quy ch nghip
v th trng m;
- Cn c Quyt nh s ... ngy .. ca Thng c Ngn
hng Nh nc v danh mc cc loi giy t c gi, t l chnh lch gia gi tr
giy t c gi ti thi im nh gi v gi thanh ton, t l giao dch ca cc
loi giy t c gi qua nghip v th trng m;
Bn A: (Ngn hng Nh nc Vit Nam).......................................................
a ch:............................................................................................................
in thoi:.................................FAX:........................E-mail:.........................
S ti khon:......................................................m ti....................................
Bn B: (T chc tn dng)...............................................................................
a ch:............................................................................................................
in thoi:...................................FAX:.........................E-mail:......................
S ti khon:.................................................m ti.........................................
Hai bn thng nht k kt Hp ng mua li giy t c gi (sau y gi
l Hp ng) vi cc iu khon nh sau :
iu 1. Phm vi v i tng p dng
Hp ng ny l hp ng tng th, p dng chung i vi tt c cc
giao dch mua, bn c k hn theo quy nh ti Quy ch nghip v th trng
m gia Ngn hng Nh nc Vit Nam v .( tn t chc tn dng) l
thnh vin tham gia nghip v th trng m.
iu 2. Thc hin giao dch
1. Giao dch mua, bn c k hn c thc hin qua my tnh ni mng
gia Ngn hng Nh nc (S Giao dch) v (tn t chc tn dng) theo
chng trnh phn mm nghip v th trng m do Ngn hng Nh nc cung
19

cp.
2. Sau khi c thng bo trng thu ca Ngn hng Nh nc, Bn mua v
Bn bn xc nhn giao dch mua, bn c k hn bng vic k Ph lc km theo
Hp ng vi cc ni dung chnh sau y:
2.1. Bn bn;
2.2. Bn mua;
2.3. Thng tin v giy t c gi mua, bn: m s, ngy pht hnh, li sut
pht hnh trn th trng s cp, nh k thanh ton li (nu c), ngy n hn
thanh ton, khi lng giy t c gi;
2.4. Gi mua li;
2.5. Thi hn bn;
2.6. Li sut thng nht hoc li sut ring l (trng hp u thu li
sut) hoc li sut do Ngn hng Nh nc thng bo (trng hp u thu
khi lng);
2.7. Ngy mua li;
2.8. Li sut qu hn.
3. Tt c cc khon thanh ton gia cc bn c thc hin bng ng
Vit Nam v c chuyn vo ti khon ca cc bn nu trong Hp ng ny.
Vic thanh ton v chuyn giao quyn s hu giy t c gi c thc hin
theo quy nh ti Quy ch nghip v th trng m, Quy trnh hng dn
nghip v th trng m v cam kt ti Hp ng ny.
iu 3. Cam kt ca cc bn
Hai bn k Hp ng ny cam kt:
1. Tun th cc iu khon v iu kin ca Hp ng ny v cc quy
nh php lut lin quan;
2. Ngi i din cho mi bn k kt Hp ng ny l i din hp php
ca mi bn;
3. C y quyn chuyn giao cc giy t c gi cho bn kia vo
thi im chuyn giao v bn kia s c tt c cc quyn v li ch i vi giy
t c gi v khng chu trch nhim i vi bt k ngha v n, cc khon
ph hay nhng ngha v khc.
iu 4. X l vi phm
Vic x l vi phm cc cam kt ti Hp ng ny c x l theo quy
nh ca Quy ch nghip v th trng m v cc vn bn quy phm php lut

20

c lin quan.
iu 5. Trng hp bt kh khng
1. Cc bn s khng phi chu trch nhim v vic khng thc hin hoc
thc hin khng y cc trch nhim v ngha v lin quan n cc quy nh
trong Hp ng ny khi xy ra cc s c m hu qu ngoi tm kim sot ca
cc bn nh: chin tranh, bo ng, thin tai, nh cng,... v cc trng hp
bt kh khng khc theo quy nh ca php lut.
2. Ngay sau khi xy ra cc s c nu ti khon 1 iu ny, bn b nh
hng bi nguyn nhn bt kh khng thng bo bng vn bn cho bn kia
trao i v gii quyt cc vn lin quan n vic thc hin Hp ng ny.
iu 6. Thng bo v lin lc
1. Tt c cc thng bo, yu cu hoc trao i lin quan ti Hp ng
ny phi c lp bng vn bn ting Vit v c gi qua chng trnh phn
mm nghip v th trng m, hoc gi bng th in t, hoc fax, hoc
chuyn tay theo a ch ca cc bn cp phn u ca Hp ng.
2. Cc thng bo v lin lc c xc nh l c nhn trong trng
hp:
- Ngay sau khi gi qua chng trnh phn mm nghip v th trng m,
gi bng th in t hoc fax (vi iu kin ngi gi nhn c bn xc nhn
gi);
- Ngi nhn nhn c th trong trng hp chuyn qua ng bu
in, nhng khng qu 7 ngy sau khi gi cho ngi nhn;
- Ngay thi im chuyn trong trng hp th c chuyn tay trong gi
lm vic.
3. Mi bn phi thng bo cho bn kia khi c thay i a ch, in thoi,
fax, a ch th in t.
iu 7. Chuyn nhng
Khng bn no c chuyn nhng quyn v ngha v ca mnh theo
Hp ng ny cho bn th ba m khng c s ng trc bng vn bn ca
bn kia. Vic thc hin Hp ng ny l quyn li v ngha v bt buc i vi
bn k tha quyn li v ngha v.
iu 8. Chm dt Hp ng
Hp ng ny t ng chm dt hiu lc khi xy ra cc trng hp quy
nh ti iu 5 khon 3 Quy ch nghip v th trng m, tuy nhin, cc iu
khon v iu kin ca Hp ng ny vn tip tc c p dng cho nhng

21

giao dch ang thc hin.

iu 9. Lut p dng
Hp ng ny c iu chnh theo quy nh ca php lut nc Cng
ho x hi ch ngha Vit Nam.
iu 10. Hiu lc thi hnh
Hp ng ny c hiu lc thi hnh k t ngy k. Hp ng c lp
thnh 02 bn, mi bn gi 01 bn./.

i din bn a

i din bn b

22

PH LC KM THEO HP NG MUA LI GIY T C GI

Ph lc s: 03.1/TTM

S:/200 (s th t theo nm)

(Lp theo Hp ng mua li s./HML ngy.thng.nm.)
Cn c Thng bo kt qu u thu s. ngy......... ca Ngn hng Nh nc, ......(bn bn) ng bn cc giy t c gi di y cho
......(bn mua) vi gi l ..... (s tin ghi theo gi thanh ton) trong thi hn .......(s ngy). ..........(Bn bn) c trch nhim giao cc giy t c gi
cho ........(bn mua), ng thi ..........(bn mua) c trch nhim thanh ton y tin mua cc giy t cho .......(bn bn) vo ngy ..................(ngy
thanh ton) .............(Bn bn) cam kt mua li cc giy t c gi trn vi gi mua li l .......... (s tin) vo ngy mua li. ...........(Bn mua) c trch
nhim giao li cc giy t c gi trn cho .......(bn bn), ng thi ..........(bn bn) c trch nhim thanh ton y tin mua li cc giy t c gi
vo ngy............... (ngy mua li). C th nh sau:
n v: ng Vit Nam
M s giy t c
gi (tn, hnh
thc pht hnh,
hnh thc tr li,
k hn)
(1)

Khi lng giy t

c gi trng thu
(ng)
Theo
Theo s
mnh gi tin thanh
ton
(2)

(3)

Gi
mua
li
(ng)

Thi hn
bn (ngy)

Li sut thng
nht hoc li sut
ring l hoc li
sut do NHNN
thng bo
(%/nm)

Li sut pht
hnh trn th
trng s
cp ca giy
t c gi

Ngy
pht hnh
ca giy
t c gi

(4)

(5)

(6)

(7)

(8)

nh k
thanh ton
li (i vi
giy t c
gi thanh
ton li nh
k)
(9)

Ngy n
hn thanh
ton ca
giy t c
gi

Ngy
mua li

(10)

(11)

Trng hp t chc tn dng bn v cam kt mua li giy t c gi khng thanh ton hoc thanh ton khng s tin phi thanh ton cho
Ngn hng Nh nc vo ngy mua li th phi chu li sut qu hn theo quy nh ca Ngn hng Nh nc vi mc l............. %/nm tnh trn s
tin cn thiu v s ngy chm thanh ton.

Ngy .. thng.. nm
I DIN BN MUA
(K duyt ch k in t)

I DIN BN BN
(K duyt ch k in t)

Ghi ch: Ph lc ny do Bn bn lp vo ngy pht sinh giao dch mua, bn c k hn.

23

Ph lc s: 04/TTM

ngn hng nh nc vit nam

s giao dch

thng bo u thu mua giy t c gi

Ngy.......thng......nm...............

S:______/TTM

Cn c vo Thng bo s.........ngy......ca Ban iu hnh nghip v th trng m, S Giao dch Ngn hng Nh nc
thng bo u thu mua giy t c gi theo cc ni dung sau:
- Phin u thu:
- Ngy u thu/ thanh ton:
- Phng thc u thu:
- Phng thc xt thu:
- T l c tham gia giao dch ca cc tri phiu 1909:

S TT

M s GTCG
(Tn, hnh thc pht hnh,
hnh thc tr li, K hn)

Khi lng GTCG

(theo s tin thanh
ton ng)

Phng thc mua (ngy)

Li sut mua GTCG
(% nm)

Mua hn
(Thi hn cn li ti
a ca GTCG)

Mua c k hn
(Thi hn mua)

Tng cng
TL Thng c
GIM c s giao dch

24

Ph lc s: 05/TTM

NGN HNG NH NC VIT NAM

S GIAO DCH

THNG BO BN GIY T C GI
Ngy.......thng......nm...............

S:______ /TTM
Cn c vo Thng bo s.......ngy......ca Ban iu hnh Nghip v th trng m, S Giao dch Ngn hng Nh nc
thng bo u thu bn cc giy t c gi theo cc ni dung nh sau:
- Phin u thu:
- Ngy u thu/ thanh ton:
- Phng thc u thu:
- Phng thc xt thu:

S
TT

M s GTCG
(Tn, hnh thc
pht hnh, hnh
thc tr li, K
hn)

Ngy
pht
hnh
GTCG

Khi lng bn GTCG

(ng)
Ngy
n hn TT
ca GTCG

Theo
mnh gi

Theo
s tin
thanh ton

Li sut
(% nm)
Pht
hnh
ca
GTCG

NHNN
bn li

Phng thc bn (ngy)

Bn hn
(K hn bn
hoc Thi
hn cn li
ca GTCG)

Bn k hn
Thi
hn bn

Thi hn
cn li ca
GTCG

*
*
Tng cng

Ghi ch: Thnh vin khng c php xem d liu c du *

25

x
tLThng c
Gim C S GIAO DCH

Ph lc s: 06/TTM
cng ho x hi ch ngha vit nam

tn t chc tn dng:...........
m s:...............

c lp - T do - Hnh phc
ng k u thu bn giy t c gi
Ngy.......thng..........nm.......
Knh gi: S Giao dch Ngn hng Nh nc

Cn c thng bo u thu mua giy t c gi s:......ngy......thng.....nm.....ca S Giao dch Ngn hng Nh

nc,...........(tn t chc tn dng) ng k u thu bn cc loi giy t c gi nh sau:
Khi lng ng k bn GTCG
M s GTCG
S
TT

(Tn, hnh thc

pht hnh, hnh

thc tr li, K
hn)

(ng)
Ngy
pht
hnh
GTCG

Ngy
n hn
thanh
ton ca
GTCG

Tng cng
ngi giao dch

(K tn)

26

Theo
mnh gi

Theo
s tin TT

Li sut
GTCG (%nm)

Pht
hnh

D
thu

Phng thc bn

(ngy)
Bn hn
(K hn
GTCG/
Thi hn
cn li ti
a ca
GTCG)

Bn
k hn
Thi
hn bn

Thi
hn cn
li ca
GTCG

ngi kim sot

tng gim c(gim c)

(K tn)

(K tn)

Ph lc s: 07/TTM
tn t chc tn dng:...........

cng ho x hi ch ngha vit nam

c lp - T do - Hnh phc

m s:...............

ng k u thu mua giy t c gi

Ngy.......thng..........nm.......
Knh gi: S Giao dch Ngn hng Nh nc
Cn c thng bo u thu bn giy t c gi s:......ngy......thng.....nm.....ca S Giao dch NHNN,...........(tn t
chc tn dng) ng k mua cc loi giy t c gi nh sau:

S
TT

M s GTCG
(Tn, hnh thc
pht hnh, hnh
thc tr li, K
hn)

Ngy
pht
hnh
GTCG

Khi lng ng k mua

(ng)
Ngy n hn
Thanh ton
GTCG

Tng cng
ngi giao dch

Mnh gi

S tin
thanh ton

ngi kim sot

(K tn)

(K tn)

27

Li sut GTCG
(%nm)
Pht
hnh

D
thu

Phng thc mua (ngy)

Mua hn
(Thi hn
cn li ca
GTCG)

Mua k hn
Thi hn
mua

Thi hn
cn li ca
GTCG

tng gim c(gim c)

(K tn)

Ph lc s: 08/TTM

bng k tng hp ng k u thu mua/bn giy t c gi

Trang 1
Ngy m thu : . . . .

thi hn mua (bn): . . . .

M s TV & GTCG
S
TT

(Tn, hnh thc pht

hnh, hnh thc tr

li, K hn)

Ngy pht
hnh GTCG

Ngy n hn
TT ca GTCG

Thi hn cn li
ca GTCG
(ngy)

Tng cng
i din BH

(K tn)

giao dch vin

(K tn)

28

S d kin u thu : .. . . .

Li sut (%/nm)
Pht
hnh

Khi lng ng k (ng)

D thu

Theo
mnh gi

Theo s tin
Thanh ton

Kim sot

Gim c S Giao dch

(K tn)

(K tn)

Ph lc s: 09/TTM
bng k tng hp ng k u thu mua/bn GTCG khng hp l
Trang 1
ngy m thu : . . . . . .

M s TV & GTCG
S
TT

thi hn mua (bn): . . . . .

Khi lng ng k

Khi lng khng hp l

(ng)

(ng)

(Tn, hnh thc pht

hnh, hnh thc tr li,

K hn)

Tng cng

i din BH

(K tn)

s d kin u thu: . . . . . . .

Li sut
d thu

Theo
mnh gi

Theo
s tin TT

Theo mnh
gi

Theo
s tin TT

giao dch vin

(K tn)

29

Kim sot

(K tn)

L do

(% nm)

Gim c S Giao dch

(K tn)

Ph lc s: 10/TTM

bng k tng hp ng k u thu mua/bn giy t c gi hp l

Sp xp theo th t li sut
Trang 1
Ngy m thu: . . . .

thi hn mua (bn): .... .

S d kin u thu: . . . .

Khi lng ng k d thu hp l

S
TT

M s TV & GTCG

(Tn, hnh thc pht hnh,

hnh thc tr li, K hn)

Thi hn
mua/bn

Tng cng
i din BH

(K tn)

Lp bng

(ng)
Li sut d thu
Theo mnh gi

Theo s tin thanh ton

Kim sot

(K tn)

(K tn)

30

Gim c s giao dch

(K tn)

Ph lc s: 11/TTM

bng k tng hp kt qu u thu

mua (bn) giy t c gi
Trang 1
ngy m thu: ,,,,,,,,,,

S
TT

M s TV &
GTCG

(Tn, hnh thc Thi hn

mua/ bn
pht hnh,
(ngy)

hnh thc tr
li, K hn)

Tng cng
i din BH

(K tn)

thi hn mua (bn): . . . .

s d kin u thu: ,,,,,,,

Khi lng trng thu

Khi lng ng k d
thu hp l (ng)

Theo
Mnh gi

Theo
S tin TT

Lp bng

(ng)
Theo
Mnh gi

Theo
S tin TT

(K tn)

31

Li sut

(% nm)

Gi
mua/bn
li (Gv)

(ng)
D thu

Kim sot

(K tn)

Khi lng
khng trng
thu
(theo s tin
thanh ton)

Trng
thu

x
Gim c S Giao dch

(K tn)

Ph lc s: 12/TTM
Cng ho x hi ch ngha Vit Nam

Ngn hng nh nc
Vit nam

c lp - T do - Hnh phc

S:_____ /TB-SGD

H Ni, ngy thng

nm

thng bo kt qu u thu giy t c gi

Knh gi: ....................................................
Theo ng k u thu ngy...........ca Qu Ngn hng, NHNN thng bo kt qu u thu nh sau:
Phin u thu:
Ngy u thu/ thanh ton ......................
Phng thc giao dch ...................
Phng thc u thu:
Phng thc xt thu:
T l c tham gia giao dch ca cc tri phiu 1909:
M s GTCG

(Tn, hnh thc

P.H, hnh thc
tr li, K hn)

Ngy
pht
hnh
GTCG

Ngy
n
hn
TT

Thi hn (ngy)
cn li
ca
GTCG

mua/
bn

Tng cng
Ni nhn:
- Nh trn:
- Phng K ton SGD.

Li sut (%nm)
Pht
hnh

ng
k

Trng
thu

Khi lng
d thu hp l (ng)

Khi lng trng thu

Theo
mnh gi

Theo
s tinTT

Theo
mnh gi

Theo
s tin TT
(G)

(ng)

Gim c S giao dch

32

Gi
mua /bn li
(Gv)

(ng)

Ph lc s: 13/TTM
Ngn hng nh nc
Vit nam

Cng ho x hi ch ngha Vit Nam

c lp - T do - Hnh phc

S: _____ /TB-SGD

H Ni, ngy thng

nm

thng bo ng k u thu mua/bn giy t c gi khng hp l

Knh gi: -----------------------------ng k u thu ngy............ ca Qu Ngn hng khng hp l v cc l do sau:

S
TT

M s GTCG
(Tn, hnh thc pht hnh,
hnh thc tr li, K hn)

Ngy pht
hnh
GTCG

Ngy n
hn TT ca
GTCG

Tng cng

Ni nhn:
- Nh trn:

Thi hn cn
li ca GTCG
(ngy)

Li sut (%/nm)

Pht hnh D thu

Khi lng GTCG

khng h p l theo
mnh gi (ng)

gim c s giao dch

33

L do

Ph lc s: 15/TTM
ngn hng nh nc
vit nam

cng ho x hi ch ngha vit nam

S:........./BC- SGD

H Ni, ngy.......thng........nm....

c lp - T do - Hnh phc

bo co
kt qu u thu th trng m
Thc hin ch o ca Ban iu hnh nghip v TTM, ngy......./...../...... S
Giao dch NHNN t chc giao dch TTM phin th ........nm....... C th nh sau:
1. Phng thc giao dch:
2. Phng thc u thu:
3. Phng thc xt thu:
4. Ngy u thu/thanh ton:
5. T l c tham gia giao dch ca GTCG theo Quyt inh 1909:
6. Thng bo chi tit v GTCG:
Tn GTCG

Khi lng cho

thu (ng)

Thi hn
mua/bn (ngy)

Thi hn cn li
ca GTCG (ngy)

Li sut thng bo
(%/nm)

Tng cng

7. S thnh vin tham d thu:

8. S thnh vin trng thu:
9. Khi lng ng k khng hp l:
10. Kt qu u thu:
Tn thnh vin/
M GTCG

Thi hn
mua/bn
(ngy)

Thi hn cn
li ca
GTCG (ngy)

t thu
Khi lng
(ng)

LI sut
(%/nm)

Trng thu
Khi lng
(ng)

Thnh vin..
M GTCG
...
Thnh vin ..
M GTCG
. . ..
Tng cng

Ni nhn:
- Thng c;
- PT-Trng ban HTTM;
- V CSTT, TD;
- Lu SGD6.

x
gim c s giao dch

34

Li sut
(%/nm)

Ph lc s: 16/TTM
Trang 1

ngn hng nh nc
S Giao dch

bo co thng k
kt qu u thu th trng m
(Theo phin giao dch)
T ngy ............n ngy.................; Ngy in bo co................ ; Ngi s dng (ghi r h&tn).......................

Ch
tiu

S thnh vin d thu

Tng

NH
TM
NN

NH
TM
CP

NH
LD

NH
Nc
Ngoi

S thnh vin trng thu

Tng

NH
TM
NN

NH
TM
Cp

NH
LD

NH
Nc
Ngoi

Phn
g thc
u
thu

Phn
g
thc
xt
thu

Li
sut
thn
g bo
(%/
nm)

Li
sut
ng
k
cao
nht
(%/
nm)

Li
sut
ng
k
thp
nht
(%/
nm)

Li
sut
trn
g
thu
(%/n
m)

Ngy
n
hn

Thi
hn
mua/
bn

Mua hn
KL
d
kin

KL
ng
k

KL
trng
thu

Mua k hn
KL
d
kin

KL
ng
k

KL
trng
thu

Bn hn
KL
d
kin

KL
n
g k

KL
trng
thu

Bn k hn
KL
d
kin

KL
ng
k

t 1
01/01/05

Tng

th trng n v lp/ khai thc s liu

35

KL
trng
thu

Ph lc s: 17/TTM
ngn hng nh nc vit nam

bo co thng k
kt qu u thu th trng m ca thnh vin (Theo phin giao dch)
Thnh vin...........(tn, M s TV )
T ngy.......n ngy.................Ngy in bo co.....................; Ngi s dng (ghi r h&tn).......................

S
TT

Phin
giao
dch
s

Thi
hn
mua/
bn
(ngy)

Khi lng trng thu

Khi lng
ng k
hp l

(tnh theo s tin thanh ton ng)

NHNN
NHNN Mua
NHNN
Bn k
NHNN
Mua hn
k hn
hn
Bn hn

Li sut
trng
thu
(%/nm)

Ngy
thanh ton

Ngy n
hn

Ghi ch
(ht hn,
cha n
hn thanh
ton)

Tng cng

Th trng n v lp/ khai thc s liu

36

Ph lc s: 18/TTM
ngn hng nh nc vit nam

bo co thng k
kt qu u thu th trng m theo thnh vin
T ngy.......n ngy................ ; Ngy in bo co:....................; Ngi s dng (ghi r h&tn):...........
S
TT

I
1.
2.
II
1
2
III
IV

Tng s phin
Tn thnh vin

NHTMNN
Ngn hng CT
Ngn hng NT
....
NHTMCP
Qun i
Pht trin Nh HN
...
NH lin doanh
...
Chi nhnh NH n. ngoi
...

D thu

Trng thu

20
30

12
25

Tng cng

Tng khi lng trng thu (ng)

Tng khi
lng ng k
hp l (ng)

Mua hn

Mua c
k hn

Bn hn

Bn c
k hn

Tng s

Th trng n v lp/ khai thc s liu

37

Ph lc s: 19/TTM
ngn hng nh nc
vit nam
tng hp Cc ch tiu nghip v TTM
T ngy.......n ngy.................;Ngy in bo co:.........
Ngi s dng (ghi r h&tn):.............
S
TT
1

Ch tiu

S tin ng)/
s phin

Tng khi lng mua k hn cha n thi hn TT

Tng khi lng mua hn cha n hn TT ca GTCG

Tng khi lng bn k hn cha n thi hn TT

4
5

Tng khi lng bn hn cha n hn TT ca GTCG

Lng tin cung ng(qua TTM ) ra lu thng (+) (ng) (1+2)

Lng tin rt v (qua TTM ) t lu thng (-) (ng) (3+4)

7
8

S tin cung ng rng qua TTM (5 - 6) (ng)

Khi lng trng thu mua c k hn (ng)

9
10

Khi lng trng thu mua hn (ng)

Khi lng trng thu bn c k hn (ng)

11

Khi lng trng thu bn hn (ng)

12

S phin u thu mua hn (phin)

13

S phin u thu mua c k hn (phin)

14
15

S phin u thu bn hn (phin)

S phin u thu bn c k hn (phin)

16
17
18
19

Li sut trng thu bnh qun mua c k hn GTCG (%/nm)

Li sut trng thu bnh qun mua hn GTCG (%/nm)
Li sut trng thu bnh qun bn c k hn GTCG (%/nm)
Li sut trng thu bnh qun bn hn GTCG (%/nm)
Th trng n v lp/khai thc s liu

38

Ph lc s: 20/TTM
Bo co thng k
Tng hp th trng m theo thi gian mua/ bn
T ngy.......n ngy................ ; Ngy in bo co:........ ; Ngi s dng (ghi r h&tn):......

n v: ng
Thng
Qu

Qu I

Qu II

Qu
III

10

11

12

Qu IV C nm

Mua k hn
. . Ngy

Cng
Mua hn
. . .Ngy

Cng
Bn k hn
. . .Ngy

Cng
Bn hn
. . Ngy

Cng
Tng cng
Th trng n v lp/ khai thc s liu

39

Ph lc s: 21/TTM

cng ho x hi ch ngha vit nam

c lp - T do - Hnh phc

tn t chc tn dng: ...........

m s:...............

thng tin v d kin vn kh dng bng ng Vit nam ti TCTD

Ngy.......thng..........nm.......
Tng(+),
gm(-) ngy
hm nay (t)

Ch tiu

Tng(+),
gm(-) ngy
hm sau (t+1)

+/Ngy
t+2

+/Ngy
t+3

+/Ngy
t+4

+/Ngy
t+5

n v: Triu ng
+/+/+/1 thng
3 thng
6 thng
tip theo tip theo tip theo

I. Thay i ngun vn VN
1. Thay i TG ca dn c v TCKT
2. Thay i ngun vn t pht hnh GTCG
3. Thay i ngun vn ti tr u thc
4. Thay i n vay NHNN
5. thay i n vay TCTD trong nc
6. Cc khon bn ngoi t thu VN
Cc khon khc
II. Thay i s dng vn bng VN
1. Thay i tin mt tn qu
2. Thay i tin gi ti NHNN
3. Thay i cho vay c nhn v TCKT
4. Thay i cho vay cc TCTD
5. Thay i u t vo GTCG
6. Cc khon s dng VN mua ngoi t
7. Cc khon khc
III. Chnh lch gia ngun vn v s dng vn
IV. Thiu ht (-), d tha (+) ngun vn VN
Ngun cn i d kin
- Vay (+)/ cho vay (-) cc TCTD
- Vay (+)/ cho vay (-) vi NHNN
V. Trng thi vn kh dng cui ngy
nh k lp bo co: Vo 10h sng cc ngy lm vic.
Th trng n v lp/ khai thc s liu

40

Ph lc s: 22/TTM
tn t chc tn dng:...........

cng ho x hi ch ngha vit nam

c lp - T do - Hnh phc

m s:...............

thng tin v hot ng tn dng v mua bn GTCG vi ccTCTD

Ngy.......thng..........nm.......
n v: Triu ng

Ch tiu

Mua GTCG

Bn GTCG

i vay

Cho vay

I. S liu ca k trc
1. D u
2. Doanh s pht sinh
3. D cui
4. Li sut: (bnh qun gia quyn)
- K hn 1 tun:
- K hn 2 tun:
- K hn 3 tun:
- K hn 1 thng:
- K hn 3 thng:
.

II. c pht sinh trong k B/c: (Doanh s)

Th trng n v lp/ khai thc s liu

* nh k bo co: Ngy mng 5 thng sau;
* GTCG: Cc GTCG c tham gia cc giao dch nghip v TTTT vi NHNN;
* Th trng giao dch: th cp.

41

Ph lc s: 23/TTM
Tn TCTD:
m s:...............

d kin Nhu cu xin vay cm c vi NHNN

Thng... nm . . .
n v: triu ng

STT

Ngy xin vay

S tin xin vay

Thi hn xin vay

GTCG s dng

(1)
1
2
3
..

(2)

(3)

(4)

(5)

..
Tng cng

D kin Nhu cu xin chit khu vi NHNN

Thng .. .nm ...
n v: triu ng
STT

Ngy xin vay

S tin xin chit khu

Thi hn xin chit khu

GTCG s dng

(1)
1
2
3
..

(2)

(3)

(4)

(5)

..

Th trng n v lp/ khai thc s liu

nh k bo co: Ngy 05 hng thng.

42

Ph lc s: 24/TTM
Ngn hng Nh nc
Vit nam

Tng hp Nhu cu xin vay cm c ca cc TCTD

Thng... nm . . .
n v: triu ng
STT

(1)
1
2
3
..

Tn TCTD

(2)
TCTD A
TCTD B

Ngy xin vay

S tin xin vay

Thi hn xin vay

GTCG s dng

(3)

(4)

(5)

(6)

..
Tng cng

Tng hp Nhu cu xin chit khu ca cc TCTD

Thng .. .nm ...
n v: triu ng
STT

(1)
1
2
3
..

Tn TCTD

(2)
TCTD A
TCTD B

Ngy xin vay

S tin xin vay

Thi hn xin vay

GTCG s dng

(3)

(4)

(5)

(6)

..
Tng cng
Th trng n v lp/ khai thc s liu

nh k bo co: Ngy 05 hng thng.

43

Ph lc: 25/TTM
Ngn hng Nh nc Vit nam

Bo co thng k
danh sch ngn hng vi pham
quy ch nghip v th trng m
T ngy ...n ngy.................
Ngy in bo co:.
Ngi s dng(ghi r h&tn):

Tn ngn hng

B thng bo
do khng s tin
thanh ton
S
ln

S tin

B thng bo do khng
cung cp thng tin
S ln

S tin

Tng s
ln vi
phm

B tm
dng
giao dch
trong
thi hn
3 thng

B tm
nh ch
trong thi
hn 1
thng

1.Ngn hng
2.
3.

Th trng n v lp/ khai thc s liu

44

Ph lc: 26/TTM
Thng k kt qu thu chi li nghip v th trng m

T ngy ...n ngy.................

Ngy in bo co:.
Ngi s dng(ghi r h&tn):
Trrang 1
n v: ng

Phin/ ngy
giao dch

Phng thc
giao dch

(1)

(2)

Ngn hng nh nc mua GTCG

Li NHNN
Li sut
Gi mua
Ga tr khi
c thu
mua
GTCG
n hn TT
GTCG
(s tin
ca GTCG
(%nm)
NHNN
hoc gi
thanh ton
thnh vin
khi mua
mua li
GTCG)
(3)
(4)
(5)
(6)=(3)-(4)

Ngn hng nh nc bn gtcg

Li NHNN
Li sut
Gi bn GTCG
Ga tr khi n
phi tr
bn
(s tin thnh
hn TT ca
GTCG
vin thanh ton
GTCG hoc gi
(%nm)
cho NHNN
NHNN mua li
khi mua GTCG)

(7)

(8)

(9)

(10)=(7)-(8)

Tng cng

Chnh lch li l: (6-10)

Th trng n v lp/ khai thc s liu

45