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FPT.

UTS
Cng ty
H thng Thng tin FPT

FPT.UTS - H thng phn mm li


cng ty chng khon

Mc lc
04
06
20
22
23

Gii thiu
Chc nng
u im
Khch hng
Lin h

Cng ty H thng Thng tin FPT

Gii thiu
FPT.UTS l gii php tng th dnh cho cc cng ty chng khon, c FPT IS nghin cu, xy
dng v pht trin nhm nng cao nng lc qun tr v gim thiu ri ro ca cc hot ng
giao dch chng khon; em li s a dng v dch v, gi tr gia tng v li th t ph v
cng ngh cho cc cng ty chng khon.
M hnh tng quan h thng bao gm hai phn: Phn Front Office dnh cho nghip v mi
gii: h tr nhp lnh; nhn lnh; gi lnh ti sn v nhn kt qu tr v; kt ni thng sn
vi HOSE, HNX v UPCoM. Phn Back Office x l ton b nghip v sau giao dch vi cc tnh
nng ni tri, c bit l cc nghip v v tn dng (cm c, ng trc, margin); h tr kt ni
trc tip vi h thng cc ngn hng thng mi.
H thng c thit k m, d dng tch hp vi cc h thng khc nh: h thng corebanking
ca ngn hng, h thng ngn hng lu k chng khon, h thng trung tm lu k chng
khon, cc s giao dch chng khon, v cc h thng email, SMS, Swift.
Gii php khng ch cung cp cng c qun l nghip v ca th trng chng khon m cn
h tr qun l nghip v ca th trng tri phiu v th trng hng ha.

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Chc nng
1. Cc giao din

2. Cc ng dng

FPT.HOSE-GW
Cng kt ni gia h thng FPT.UTS vi h thng giao dch ca S Giao dch Chng
khon Tp. H Ch Minh (HOSE).

2.1. FOS - ng dng Front Office



H tr giao dch a th trng, a tin t v h tr cc cng c, biu , v th.
Ngoi ra, phn h qun l ri ro cng c tch hp vo ng dng FOS.

FPT.HNX-GW
Cng kt ni gia h thng FPT.UTS vi cc h thng giao dch ca S Giao dch Chng
khon H Ni (HNX): H thng giao dch c phiu nim yt, H thng giao dch UPCoM.

FPT.VSD-GW
Cng kt ni gia h thng FPT.UTS vi h thng ng k lu k v thanh ton b tr ti
Trung tm Lu k Chng khon (VSD), cho php trao i thng tin hai chiu lin quan
n cc nghip v qun l trc v sau giao dch.

FPT.BANK-GW
Cng kt ni gia h thng FPT.UTS vi h thng core banking ca cc ngn hng
thng mi, cho php trao i, cp nht v truy vn thng tin lin quan n ti khon
tin ca nh u t c m ti cc ngn hng thng mi.

FPT.SWIFT-GW
Cng kt ni gia h thng FPT.UTS vi h thng thanh ton quc t (SWIFT), cho php
trao i thng tin sau giao dch vi cc t chc thanh ton b tr, cc sn giao dch ti
th trng nc ngoi.

User
Online Trading
Gateway
(FIX, AUTO - T)
Gateway
(FIX, 8583)
Back Office
Application Server

Li ch

Internet

Pht trin kinh doanh


n Ti u ha chi ph m rng mng li i l, phng giao dch.
n Cc dch v, chnh sch linh ng xoay quanh khch hng
n D dng qun l a loi hnh mi gii
n Thao tc vn hnh n gin, c h tr bi nhiu tin ch s dng

WCF TCP/HTTP
Front Office
Application Server
Online Trading
Database
Log Server

Access Control
Database
Trade
Database
Report
Database
HNX
HOSE

VSD
BANK

Qun l ri ro
n Qun l sn phm tn dng theo n v cung cp ngun vn
n Cc tiu ch ri ro c tham s ha nhiu mc: mc t chc tn dng, mc sn
phm, mc ngi dng, mc khch hng
n Ghi vt cc thay i d liu h thng
Hiu nng h thng
n Ti u ha thi gian x l lnh v chuyn lnh ti sn giao dch.
n X l cn bng ti v fail-over bng phn mm
n Thc hin khp lnh nhanh
n Tnh n nh v bo mt cao
n X l a tin trnh v kh nng x l khi lng ln giao dch vi thi gian x l nhanh
n D dng m rng v nng cp

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Chc nng
c im chnh
n Tch hp Market Watch
n D liu phn tch
n Lc thng tin th trng
n Phn cp qun l lnh ca nh u t
n Cho php bo lnh k qu, bn chng khon ch v T2
n t lnh margin

2.2. OT - ng dng giao dch trc tuyn cho php nh u t thc hin giao dch
trc tuyn thng qua internet

OT cng cho php nh u t giao dch nhiu th trng v h tr nh u t cc


biu v th k thut, cung cp thng tin th trng theo thi gian thc ti nh
u t thng qua Internet. Ngoi ra, h thng c tch hp vi back-office cho
php nh u t khai thc cc dch v mi ca cng ty chng khon thng qua
Internet (chuyn tin, ng trc, thc hin quyn mua).
n Giao din thn thin vi ngi s dng v c tch hp vi front-office cho
php nh u t thc hin giao dch trn nhiu th trng.
n Bo mt giao dch mc cao.
n Tch hp bng gi cho php cung cp thng tin th trng ca nhiu sn giao
dch theo thi gian thc.
n Lnh mua/bn c gi trc tip ti sn giao dch.
n Cho php chuyn tin trc tuyn, ng trc, thc hin quyn mua thng qua
back-office.
Li ch
n Xem thng tin th trng theo thi gian thc.
n Nh u t c th to v qun l danh mc u t
n Nhp, sa v hy lnh
n Nhn xc nhn thng tin trc tuyn
n Xem v theo di trng thi lnh
n Xem, theo di danh mc v s d
n Xem lch s giao dch
n Nhn kt qu hoc thng bo qua email
n Cung cp cc lin kt ti sn giao dch, trung tm lu k, cc ngun thng tin khc

Gi tr ct li
n Vi mt ng dng duy nht cho php giao dch trn nhiu sn giao dch,
nhiu loi hnh th trng (c phiu, tri phiu, phi sinh v hng ha), nhiu
loi tin t v h tr qun l a loi hnh mi gii.
n Cung cp kt ni real-time ti sn giao dch v h thng back-office
n Cung cp y tin ch giao dch, kim sot v lu vt giao dch.
n H tr cn b qun l cc mc khc nhau kim sot h thng thng qua cc
chc nng theo di v qun l. Ngoi ra h thng h tr nhiu tin ch truy
vn nhanh v lc d liu.

c im chnh
n Tch hp Market Watch
n D liu phn tch v biu
n Danh mc u t
n S lnh
n Thng tin hn mc
n Kt qu giao dch
n Thng tin hp ng v sn phm ti chnh
n Thng tin s d
n Chuyn khon
n Tng hp thng tin th trng

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Chc nng
Gi tr ct li
n Sn giao dch in t gia nh u t vi cng ty chng khon, cho php
giao dch trn nhiu sn giao dch, nhiu loi sn phm ti chnh: chng
khon, tri phiu, phi sinh v hng ha.
n Cung cp kt ni real-time ti h thng front-office v h thng back-office
n Cung cp y tin ch giao dch v qun l danh mc cho nh u t.
n Thc hin nh gi P&L trn danh mc ca nh u t hng ngy.
n D dng m rng v nng cp b sung cc dch v gi tr gia tng mi: Cm
c, ng trc, chuyn tin, k qu, vay v mn chng khon

Li ch
Pht trin kinh doanh
n Gim chi ph qun l v m rng khch hng
n a dng ha sn phm dch v ti chnh
n Qun l v qun tr ri ro tt hn
n Tun th cc tiu chun ti chnh
n Tng kh nng v li th cnh tranh
n Ci tin hiu qu v tn dng li th h tr ca IT
n Gim thiu chi ph c hi
Hiu nng h thng
n m bo tc x l nhanh vi khi lng d liu ln
n X l cn bng ti v fail-over bng phn mm
n Tnh n nh v bo mt cao
n D dng m rng v nng cp

2.3. BOS - H thng qun l back office ca cng ty chng khon


H thng cho php qun l a th trng v a sn phm ti chnh: chng


khon, tri phiu, phi sinh v hng ha. H thng cung cp y cc tnh
nng qun l cc nghip v x l sau giao dch bao gm: qun l giao dch,
thanh ton b tr, hch ton k ton v qun l ri ro. Ngoi ra, h thng cung
cp cc chc nng qun l lu k, tin gi, thc hin quyn v cc chc nng
ng trc, cm c, k qu, vay mn chng khon, cc chc nng ring bit ca
th trng tri phiu, phi sinh v hng ha.

H thng BOS c th tch hp vi core banking cho php qun l ti khon tin
gi ca nh u t mt cch d dng v thun tin cng nh c th tch hp vi
h thng thanh ton b tr ca Trung tm lu k (VSD) trao i cc giao dch
lin quan.

H thng BOS c tch hp vi gii php ca bn th 3 cho php t ng gi cc thng


bo, bo co trc tip ti khch hng thng qua email, tin nhn hay fax.

c im chnh
n Thng tin khch hng
n Thng tin sn giao dch
n Thng tin sn phm ti chnh
n Thng tin t chc tn dng, trung tm lu k
n a dng phng thc tnh li, ph v thu
n Chng trnh khuyn mi
n a tin t
n a ngn ng
n Theo di v qun tr ri ro
n Tch hp tt vi gii php bn th 3
n Lu vt cc giao dch

Gi tr ct li
n Cho php giao dch trn nhiu th trng, a tin t v a sn phm ti chnh: c
phiu, tri phiu, phi sinh v hng ha.
n Cung cp kt ni real-time ti h thng core banking v h thng thanh ton b

tr ca Trung tm lu k.
n Ci tin v kh nng x l v qun tr c s d liu ln.
n c pht trin bi cc cng c th h mi em n giao din c ci tin v
thn thin vi ngi s dng.
n D dng b sung v m rng cc nghip v ti chnh mi.

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Chc nng
2.4. Phn h qun tr h thng

2.6. Phn h ng k lu k

Tnh nng
n nh ngha phn cp v cu trc ca t chc bng vic thit lp chi nhnh, i
l, phng giao dch, nhm ngi s dng
n Qun l h s ngi s dng
n Thit lp vai tr qun tr v quyn hn cho tng nhm
n nh ngha cc hn mc cho cc nhm v cho ngi s dng
n nh ngha cc mc qun tr ri ro
n Cu hnh v thit lp cc tham s h thng
n Ghi vt cc thay i d liu quan trng ca h thng
n Kim sot vic truy nhp v thit lp ch bo mt
n Qun l v x l cc cng vic cui ngy
n Qun l lch lm vic

Tnh nng
n Thc hin lu k chng khon
n Chuyn khon/nhn chuyn khon chng khon
n Phong ta/gii ta chng khon
n Cung cp y cc chc nng thc hin vic qun l ng k lu k chng
khon theo quy trnh nghip v ca trung tm lu k

2.7. Phn h thc hin quyn



2.5. Phn h qun l thng tin khch hng

Tnh nng
n Qun l thng tin khch hng
n Qun l thng tin lin quan n u quyn
n Qun l ch k, ti khon tin m ti ngn hng
n Phn loi khch hng v thit lp hn mc s dng cc dch v h tr ti
chnh
n Tnh ph giao dch, sc mua, t l n theo nhm ti khon c nh ngha
n Theo di v qun l danh mc ca khch hng
n Qun l nh v ch k ca khch hng
n Qun l v theo di dch v chnh sch p dng cho khch hng
n Tch hp vi cc phn h nghip v khc

Tnh nng
n Qun l lch thc hin quyn: cho php ngi dng t khai bo cng thc thc
hin quyn mt cch linh ng
n Tnh ton quyn
n Chuyn nhng quyn
n i chiu s liu hng quyn vi trung tm lu k
n iu chnh phn b quyn
n Xc nhn v thc hin phn b quyn

Cng ty H thng Thng tin FPT

Chc nng
2.8. Phn h qun l tin gi

Tnh nng
n
Qun l tin gi nh u t
n Chuyn khon/nhn chuyn khon
n Phong ta/gii ta mt phn hoc ton b ti khon tin
n Cung cp y cc chc nng thc hin vic qun l ti khon tin lin quan
n cc nghip v dch v ti chnh.

2.9. Phn h cm c

Tnh nng
n nh ngha sn phm cm c theo t chc tn dng
n Qun l hp ng cm c trn nhiu chng khon
n H tr cm c trn chng khon ch v
n H tr cc loi cm c: thng thng, ni b v nh cm c
n Qun l theo di cc khon ph lin quan
n Qun l thu hi n: tr n ng thi trn nhiu hp ng; tr n t bn chng
khon cm c, ng trc trn lnh bn chng khon cm c
n Gii ta chng khon
n Cung cp y cc chc nng qun l y vng i ca mt hp ng cm c

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Chc nng
2.10. Phn h qun l giao dch

Tnh nng
n Theo di s lnh tng hp, s lnh khp, lnh khp 1 phn
n Sa ti khon lnh khp
n Tch lnh cng gi
n Tch lnh bnh qun gi
n Phn b lnh khp
n Chuyn phin giao dch
n Hy kt qu lnh khp

2.11. Phn h thanh ton b tr


Tnh nng
n Theo di lch thanh ton b tr
n Thc hin thanh ton tin, t ng trch tm thu thu TNCN ca Nh u t
n Thc hin thanh ton chng khon
n Qun l v t ng thc hin thanh ton cc giao dch ng trc
n Qun l v t ng thanh ton cc giao dch bn cm c
n Qun l v t ng thanh ton cc chng khon bn T2

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Chc nng
2.12. Phn h ng trc
Tnh nng:
n Qun l cc sn phm ng trc theo t chc tn dng
n Cho php to hp ng ng trc trn nhiu lnh ca nhiu ngy
n H tr cc loi ng trc: ng trc trn lnh thng thng, lnh cm c hay tt
c (mc nh)
n Qun l cc loi ph lin quan
n T ng thc hin thanh ton b tr, hon ng cho cc giao dch ng trc


2.13. Phn h k qu

Tnh nng
n nh ngha sn phm k qu theo t chc tn dng
n Cho php khai bo cc hn mc v qun l chng khon mua k qu
n T ng tnh sc mua ca nh u t
n Qun l hp ng k qu theo k hn; cho php to hp ng bng tay hoc sinh
t ng theo th t u tin ca sn phm k qu.
n Thc hin nh gi mark-to market v x l margin call
n Cho php rt tin trn gi tr vt tri
n Qun l cc loi ph v li lin quan

Cng ty H thng Thng tin FPT

u im
1. D dng tch hp vi nhiu loi knh giao dch
n Giao dch trc tuyn: Internet, Mobile
n Giao dch ti sn: Front Office
n Giao dch t xa: Home Trading, Agent Trading

2. H tr x l xuyn sut vi cc h thng


n
n
n
n

H thng sn giao dch


H thng ng k lu k v thanh ton b tr
H thng core banking
Cc gii php ca bn th 3

3. H tr nhiu chun kt ni
n Tch hp vi h thng ca bn th 3 thng qua API m
n H tr nhiu chun kt ni cho vic trao i thng tin: ISO 8583, FIX, SWIFT
n H tr cc giao thc kt ni: tcp v http, https

4. Bo mt v an ninh h thng
n S dng mc m ha 128 bit SSL
n C th tch hp vi cc gii php bo mt ca bn th 3

5. Hiu nng v kh nng m rng h thng


n D dng m rng v nng cp h thng p ng s pht trin nhanh chng ca th
trng
n C th tch hp vi cc gii php v tin ch ca bn th 3
n m bo kh nng x l khi lng ln d liu
n X l cn bng ti v fail-over bng phn mm
n Trin khai cc cng ngh th h mi m bo giao dch an ton v tc x l nhanh
n Kt ni vi cc h thng khc c thc hin theo thi gian thc (real-time)

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Cng ty H thng Thng tin FPT

Lin h

Khch hng
Tr s chnh
101 Lng H, qun ng a, H Ni, Vit Nam
in thoi : +84 4 35 626 000
Fax
: +84 4 35 625 096
Trung tm h tr khch hng
101 Lng H, qun ng a, H Ni, Vit Nam
in thoi : +84 4 35 626 000
My l
: 2112
Fax
: +84 4 35 625 096
CHI NHNH TRONG NC
Chi nhnh H Ch Minh
Lu 61, 153 Nguyn nh Chiu, Phng 6, Qun 3, Tp. HCM
in thoi : +844 8 73007373
Fax
: +844 8 39309229

Chi nhnh Nng


Khu D, Tng 10 ta nh Software Park Tower, s 02 Quang Trung Nng
in thoi : +84 5113 812776
Fax
: +84 5113 812782
CHI NHNH NC NGOI
Chi nhnh Campuchia
47, ng 306, Sangkat Boeung Keng Kang 1,
Khan Chamka Morn, Phnom Penh, Campuchia.
in thoi : +855 236 336 236
Chi nhnh Lo
S 61 Unit 03, Ph Dongpalane, Qun Sisattanak, Th Ving Chn, Lo
in thoi : +856 209396465/ +855 976869160
Chi nhnh Singapore
9 Temasek Boulevard, #31-00 Suntec Tower 2
Singapore 038989
in thoi : +65 6559 5320
Fax
: +65 6559 5379

Bn quyn thuc v Cng ty H thng Thng tin FPT - Thng 7/2011

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