Professional Documents
Culture Documents
WELFARE STATE
In the decades following the Second World War, and partly in response to the Cold
War, governments across western Europe set out ambitious programmes for social
welfare and the redistribution of wealth that aimed to improve the everyday lives of
their citizens. Many of these welfare state programmes housing, schools, new towns,
cultural and leisure centres involved not just construction but a new approach to
architectural design, in which the welfare objectives of these state-funded programmes
were delineated and debated. The impact on architects and architectural design was
profound and far-reaching, with welfare state projects moving centre-stage in architectural discourse, not just in Europe but worldwide.
This is the rst book to explore the architecture of the welfare state in western
Europe from an international perspective. With chapters covering Austria, Belgium,
France, Germany, Italy, the Netherlands, Sweden and the UK, the book explores the
complex role played by architecture in the formation and development of the welfare
state in both theory and practice.
Themes include:
the role of the built environment in the welfare state as a political project
the colonial dimension of European welfare state architecture and its export to
Africa and Asia
the role of welfare state projects in promoting consumer culture and economic
growth
the picture of the collective produced by welfare state architecture
the role of architectural innovation in the welfare state
the role of the architect, as opposed to construction companies and others, in
determining what was built
the relationship between architectural and social theory
the role of internal institutional critique and the counterculture
ARCHITECTURE AND
THE WELFARE STATE
CONTENTS
Introduction
Mark Swenarton, Tom Avermaete and Dirk van den Heuvel
PART I
25
27
51
69
93
PART II
111
113
vi
Contents
133
155
177
199
PART III
217
219
237
259
277
299
321
Further Reading
324
Contributors
List of gures
Index
334
336
343
1
INTRODUCTION
Mark Swenarton, Tom Avermaete and
Dirk van den Heuvel
In recent years the architecture of the second half of the twentieth century has become
a prime area of interest for architectural historians. Most of their studies adopt the
classic format of the monograph, devoted to individual architects (for example, Ernst
May, James Stirling), to groups (Archigram, Team 10) or to offices (Candilis-JosicWoods, Atelier Montrouge, Van den Broek and Bakema),1 while others have tried
to theorize the eld as part of a revisionary, historiographical critique of the period.2
The list of publications is extensive and proof of a most fruitful practice in mining the
(recent) history of modern architecture. At the same time, within political sociology
there has emerged an enormous literature on the welfare state, with Gspa EspingAndersens The Three Worlds of Welfare Capitalism (1990) triggering a plethora of
studies examining the post-war welfare state as an international phenomenon from an
economic, social and political viewpoint.3
Strangely, however, these twin developments have taken place virtually in complete
ignorance of each other. Little attention has been given to the varied ways in which
architecture and urban planning interacted with the different regimes of welfare
provision.4 The forementioned architectural histories have tended to analyze post-war
buildings and neighbourhoods as expressions of individual oeuvres or cultural currents,
rather then as exponents of complex welfare state arrangements. Only in Belgium and
Sweden has there been an emerging interest in the architectural production of the
welfare state per se, but largely from a national perspective.5 Conversely, to the extent
that the sociological studies have investigated welfare state intervention in the built
environment, they have done so as an abstract matter of decrees, programmes and
strategies, without reference to the physical realization of the welfare state in architecture and the built environment.
If the built environment was of little signicance to the welfare state, this situation
might be understandable. But the planning of the built environment from new
towns (Figure 1.1), to social housing, to schools and universities, hospitals and health
centres, to leisure and sports complexes, to arts centres was one of the key areas in
which the welfare state sought to achieve its ambitions of economic redistribution and
social welfare. This already vast area of intervention in the everyday environment of
the population becomes even greater when we consider that the post-war welfare state
also incorporated the reconstruction of national industries and energy production,
involving the construction of vast new infrastructures. Given the enormous role
that the built environment played in the welfare state, and the role that welfare state
ideology and commissions played in the architectural developments of the period, this
mutual indifference of the two disciplines appears extraordinary.
This book is a rst attempt to connect these two elds with each other from an
international perspective and to look at post-war architecture in western Europe in
terms of its role within the welfare state. The aim is to investigate the complex kinship
between the welfare state and the built environment, looking at the role of plans,
neighbourhoods and buildings within welfare programmes, as well as probing the
contribution made by planners, urban designers and architects to the implementation,
articulation and development of the welfare state in post-war western Europe. What
is offered is not a comprehensive account or synoptic overview, but rather an attempt
to explore the eld through a series of case studies some thematic, some based on
particular architects or projects written from different points of view by leading
architectural historians from Europe and the USA. Likewise, rather than attempting
an overview of this vast subject, this introduction aims to elucidate some of the key
themes and issues involved: conceptual, methodological and historical.
The book is the outcome of a transnational project extending over a number of
years. The rst steps were taken by Tom Avermaete and Dirk van den Heuvel of TU
Delft when they organized a session on Architecture and the Welfare State at the
European Architectural History Network (EAHN) 2010 conference in Guimaraes,
Portugal.6 Mark Swenarton was one of the speakers at that session and together the
three collaborated on a follow-up at the EAHN conference in Brussels in 2012.7
Meanwhile, Swenartons move to the University of Liverpool provided the opportunity for a rather different kind of event, again organized by the three editors an
invited international closed-doors symposium, called the Liverpool Workshop
which took place in September 2012. It is the papers presented there, substantially
revised in the light of the debates that took place at the symposium, which are
published here for the rst time.8
At the Liverpool Workshop intensive discussions took place on a wide range of
issues and these were summarized on behalf of the organizers by Adrian Forty as a
list of questions and issues for future research; for the benet of other scholars these
are reproduced in the Appendix.9 A specic obstacle identied at the symposium was
the lack of an international multilingual bibliography on the subject and so, as a step
towards this, a list of items for further reading is also provided.
Why now?
Our project investigating the relationship of architecture and the welfare state has
coincided with the period of crisis that seized the economies of the United States and
Europe in 2008. While the rationale for the project stems in part from the crisis, the
one is not reducible to the other. While the crisis of the neoliberal economic model
that had become dominant in the 1990s with the completion of the internal market of
Figure 1.1 Cumbernauld Development Corporation (Hugh Wilson-Dudley Leaker/Geoffrey Copcutt), Cumbernauld New Town, North Lanarkshire, the town centre photographed in 1967 (Architectural Press Archive/RIBA Library Photographs Collection).
Introduction
3
the EU gave a particular urgency to our research, the investigations into the post-war
discourse of modern architecture created a more sharply dened project than that of
the apparently neutral term of the post-war so widely adopted: namely that of architecture and the welfare state.10 It also made re-focusing on western Europe a matter
of course, while being aware of the possible criticism of maintaining a eurocentric
perspective.
But the economic crisis is not the only reason that the relationship of architecture
to the welfare state is relevant today. The built production of the welfare state constitutes a sizable portion of the cities of Europe that we inhabit today; if we are to
make the best use of this inheritance we need to understand both its objectives and
its historical formation. Moreover, the question of what parts of this inheritance to
retain and conserve, and what parts can be demolished and redeveloped, is one that
arises regularly in public debate in most European countries, with newspaper articles
and exhibitions regularly devoted to the question of the conservation (or otherwise)
of post-war buildings.11 The ultimately unsuccessful campaign to save Robin Hood
Gardens in London, the only major housing scheme built by Alison and Peter
Smithson (Figure 1.2), was one of the most high-prole of these. For many years the
Docomomo International conferences have provided an international professional
platform for these debates.12 Decisions about retention or demolition need to be
informed not just by an understanding of the individual building or buildings, which
can be provided by conservation bodies and listing agencies, but by an understanding
of the broader context within which they stood. If we are to assess their historical
importance, we need to understand that history.
To investigate the shifting role, or roles, of the architect in society and in the
process of planning and building constitutes a second motivation for revisiting the
architecture of the welfare state. For a number of years the claim of the architect to be
the leader of the building team has been under attack.13 Architects, it is said, may be
useful at the early stage of a project for gaining planning consents, but after that have
little to offer, with contractors taking over their role in the specication of constructional methods and materials and project managers taking over their role in directing
the project. This contrasts with the picture of the architect widely held in the heyday
of the welfare state. In those times, we are told, the architect was the heroic gure,
building the future, the form-giver who devised new forms of homes, of schools,
of hospitals, and of entire cities: the person at the forefront of innovation, tasked by
government to devise new ways of living for the population and with the authority
to drive through his or her (mostly his) vision. Recently, this historical role of the
architect has been subjected to reappraisal, notably at OMAs installation at the 2012
Venice Biennale, Public Works: Architecture by Civil Servants. But was the architect really
as powerful as it appeared? The claim is double-edged, because if so then the architect
also has to take responsibility for those things that went wrong. Perhaps the architect
was only the gurehead, and in reality, others politicians, managers, planners, the
building industry had more inuence. If so, it may be that the post-war golden
age of the architect is a myth and then, as now, it was the development process that
dictated the outcome. We need to know what the real roles of the various actors were,
what the space that they had for decision-making was, and what coalitions were built
between the parties involved in the planning processes.
Figure 1.2 Alison and Peter Smithson (Greater London Council), Robin Hood Gardens estate, London, 19651972, photographed by Sandra Lousada.
Introduction
5
Since the onset of the nancial crisis in 2008 it has become apparent that in Europe
we have been entering an era in which the large-scale provision of public services by
public bodies will be further reduced. To revisit the welfare state era accordingly is not
to look back in nostalgia but to learn from the consistent negotiations between capital,
labour and the state from which the western European welfare state emerged. The
resulting balance of power was not so much a clear-cut model as a precarious hybrid,
a balancing act, indeed. Whereas in the past in many countries the state undertook
to provide the necessities of life for example, education, health services, housing
more and more it seems today that these are either left to the market, with the state
withdrawing altogether, or are provided by private companies operating on its behalf.
In the Netherlands, since 1995, the national government has ceased providing credit
to housing corporations, turning them into de facto private companies. Likewise, in
the UK the academy schools programme, rst launched in 2000 and much extended
since, has devolved the states responsibility for secondary education to private
companies. The role of architecture and the built environment in the delivery of state
policy is becoming more complex and diffused, since a building provided by a private
company in this way no longer stands as the emblem or image of the state. What will
this mean for our cities and suburbs? It is hard to predict but by looking at the period
when almost all publicly funded buildings carried this meaning (whether implicitly or,
as with Viennas housing of the 1920s, explicitly), we can get a better understanding of
the role of buildings in carrying messages about the state and society in western Europe.
As European economies appear to stagnate and welfare provisions are under
pressure, it is parts of Asia, South America and Africa that lead the world in economic
performance. These countries (for example, China, India, South Korea) are now
enjoying the kind of boom that Europe experienced in the decades following the
Second World War, and face not dissimilar issues of rapid urbanization and modernization. Sociologists have pointed out that features of the European welfare state, not
least construction of new towns and state-funded housing, are now recurring in the
sunshine economies of China and south-east Asia.14 In other parts of the world popular
demand for basic welfare provision, especially education and healthcare, is fuelling
social unrest, for example, in Brazil in the widespread protests against the staging of
the 2014 football World Cup.15 To what extent is what happened in Europe, whether
in the nineteenth or the twentieth century, being repeated elsewhere? To what extent
is a model devised for European countries in that period applicable to other parts of
the world today?
Introduction
Figure 1.3 Candilis Josic Woods (Commissariat lnergie atomique (CEA) and Ministre de la construction), La Citadelle housing, Bagnols-sur-Cze, 1958 (Bibliothque
Kandinsky, Centre national dart et de culture Georges Pompidou).
Introduction
9
10
Introduction
councils to start developing comprehensive zoning plans, while the state made credit
available for low-cost housing construction. The regulation of slum clearance was also
included, along with the introduction of building permits for all construction work,
whether public or private.33
While by 1914 social insurance measures were in place in most advanced European
countries, the First World War brought the problem of housing to the forefront. The
problem was that while the war brought house construction to a virtual standstill,
demand, generated by household formation and demographic movements consequent
on the war (and peace), soared. In Berlin, for example, there had been nearly 28,000
vacant dwellings in 1914 but by the end of the war these had all been taken up and
after 1918 the authorities stopped recording vacant dwellings and instead started
recording households seeking accommodation, which by 1922 had reached 195,000.34
Moreover, with the general expectation that at some future point conditions would
return to normal and construction costs would come down, there was no realistic
prospect in the meantime that the market would provide, and hence unless the state
intervened in some way, nothing would be built and the housing crisis would simply
intensify. This was the conclusion reached in most European countries in the 1920s,
with the result that many governments became involved in the large-scale provision of
social housing. The proportion of housing production represented by social housing
varied widely in different countries but in many cases was substantial: 82 per cent in
Austria (19141928), 42 per cent in Germany (19271929), 36 per cent in Britain
(19191929) and 29 per cent in the Netherlands (19211929).35 In major cities the
gures could be as high or higher: for example, reportedly 76 per cent in the ve
largest towns in Norway (19141928) and 61 per cent in Copenhagen (19101929).36
These housing programmes of the 1920s had major implications for architects. The
Tudor Walters Report of 1918, the bible of the new municipal housing in Britain
(largely written by Raymond Unwin), recommended that every housing scheme
should be designed by an architect.37 In mainland Europe, modernist architects
inspired by the dream of building a new society set about building new Siedlungen
(housing settlements) in Berlin, Frankfurt, Karlsruhe, etc. (Figure 1.4). Some of them
came together in 1928 at La Sarraz in Switzerland for the inaugural meeting of the
Congrs Internationaux dArchitecture Moderne (CIAM) and the following year gathered at
the CIAM 2 conference on existenzminimum (minimum-income) housing held in the
office of Frankfurt city planner Ernst May. But even while the architects were meeting
in Frankfurt an event took place across the Atlantic that would bring the housing
programmes to a standstill. The Wall Street crash of October 1929 brought chaos to
the European economies, prompting the rise of rightwing parties (nowhere more so
than in the central European economies dependent on U.S. nance) and major cuts
in welfare spending, including housing. As Karel Teige told the delegates at the next
CIAM conference, held in Brussels in 1930, the restoration of private house-building
and the free market are the dominant tendencies in nearly every country, and by 1933
the housing programmes in Germany, Austria, Britain and France had been axed.38
But the economic catastrophe that brought about the demise of these welfare
programmes also had counter-effects. In 1933 in the USA, Franklin D. Roosevelt
launched the New Deal to counter the effects of the Great Depression.39 In Europe,
just as the proto-welfare states bequeathed by the post-1918 settlement were being
11
Figure 1.4 City of Frankfurt am Main (Ernst May/Carl Rudloff ), Bruchfeldstrasse estate (Zickzackhausen), Frankfurt, 1927 (Bryan & Norman Westwood/RIBA Library
Photographs Collection).
Introduction
dismantled, a new type of welfare state was emerging, containing many of the features
of the future (post-1945) welfare state. In 1932 the social democrats came to power
in Sweden and, determined to avoid the dictates of free-market political economy
in responding to the slump, demanded that the state become an active player in the
economy and in the creation of social welfare. Anticipating the ideas that Keynes
would make famous in General Theory of Employment, Interest and Money in 1936, they
set about creating a new kind of society, Folkhemmet (The Peoples Home), in which
the citizen would be protected by the state and consumption would be the motor of
the economy, thereby foreshadowing the ideas that were to be pursued much more
widely after 1945.40
Figure 1.5 Jean Prouv with construction company CIMT, youth club for the Mille Clubs programme,
1966 (LArchitecture dAujordhui, 1967).
13
14
Welfare state intervention in the built environment was not limited to housing
but also included buildings for health, education and leisure. In 1966 in France, for
instance, the French Minister of Youth and Sports, Franois Missoffe, launched the
Mille Clubs programme that produced more than a thousand youth clubs across France
as the complement to the mass housing programmes (Figure 1.5). It would soon be
followed in 1969 by other initiatives such as the Mille Piscines (Thousand Swimming
Pools) and Mille Tennis (Thousand Tennis Clubs), that together would further extend
the reach of the welfare state into everyday life.43
In many welfare state regimes experts of the built environment not only
architects but also politicians, economist and sociologists played a central role in
these spatial policies. They not only devised the policies, organized the competitions
and launched the building programmes, but also interacted with the major business
interests, including construction companies, materials manufacturers and property
developers. In France, as Bruno Vayssire has shown, the concrete companies that had
been developing roads and infrastructure during the Second World War were instrumental in propelling the construction methods for mass housing in the immediate
post-war period.44 This predominance of the building industry would soon be
reected in the joint competitions for architecture offices and construction rms that
the government organized.
Within welfare state regimes architects and urban planners acquired new roles,
and architects were asked to articulate progressive denitions of modern living.45 Not
only did the welfare state become embedded in the education and formation of the
profession in the UK, for example, at the Architectural Association in the 1950s all
students designed a housing project as part of their studies46 but governments, which
often had no clear image of what the concrete inll of the welfare state would be,
looked to architects and urban planners to provide the concepts and deliver the forms
in which everyday welfare would be provided. Thus in the Mille Clubs programme
the French government invited architects to produce not just the designs but also the
brief.47 To this extent, architects were not just designing, but also devising, the services
delivered by the welfare state.
Introduction
Figure 1.6 Giancarlo De Carlo talking to the students/protesters occupying the Milan Triennale, 1968,
photographed by Cesare Colombo.
and counterculture, of which the student revolts of May 1968 would remain the most
memorable moment, with a lasting impact into the 1970s (Figure 1.6).50
A further element of the critique of the welfare state and its planning system was
represented by the local actions that emerged at this time against the demolition of
inner cities and historic districts as part of modernization, slum clearance policies
and functionalist planning. Jane Jacobs and The Death and Life of Great American Cities
(1961) represents a milestone here of course, but there are also examples of activist
communities such as the radical West Berlin district of Kreuzberg or the squatters of
Copenhagens Christiania.51 Likewise, in Amsterdam in the late 1960s and early 1970s
the demolition required for the construction of the underground railway led to erce
and aggressive occupations by its citizens, with the Provo movement declaring its
own republic (Oranje Vrijstaat or Orange Free State) and, in the 1980s, the anarchist
squatting movement turning parts of the city into practically autonomous enclaves.52
But although the student revolts, the environmental movement and local urban
pressure groups continued some sort of a progressive political project of grass-roots
democratization and in some cases even utopianism, albeit in a fundamentally different
way from the post-war, modernizing welfare state, by the end of the 1970s the rise of
conservative postmodernism and anti-utopianism evidenced a major shift in cultural
values and ideology. The costly and cumbersome bureaucracy of the welfare state, the
result of a combination of Fordism and Keynesian politics designed to secure optimal
redistribution of welfare for all, came under increasing attack. In Britain the Winter
of Discontent of 197879 saw the country paralyzed by a wave of public sector strikes
against which the Labour government appeared powerless, precipitating the election
victory in May 1979 of a new Prime Minister, Margaret Thatcher, pledged to rolling
15
16
back the welfare state. The following year Ronald Reagan was elected President of the
USA, marking a denitive breakthrough of neoliberal politics in the western world,
with the welfare state and its institutions now depicted as a patronizing nanny state
curbing individual freedom and responsibility.
While in hindsight the 1970s can be seen as marking the end of the ideological
hegemony of the welfare state project (even though it was ercely contested at
the time), the criticisms being made of the welfare state were not wholly new. In
particular the Fordist rationale behind the planning of the economy and the subsequent territorial distribution of functions throughout the various countries the
new industries, the new infrastructure and new towns were attacked by certain
intellectuals from the start, including Sartre, Heidegger, the Situationists, etc. Henri
Lefebvres work is a prime example from the eld of sociology, a profound critique
of the technocratic impulse and the depersonalized anonymity of the planning system
which he produced even while working within the system itself.53 Within architecture
we see the same sort of auto-critique: it was Aldo van Eyck who as early as 1947
at the CIAM reunion congress in Bergamo criticized rationalism and functionalism
as a mechanistic conception of progress unt for the reconstruction of the European
cities in the aftermath of the Second World War.54
The welfare state was not a homogeneous phenomenon. Rather than attempt a
synthetic overview, the research presented here proceeds by way of in-depth case
studies that cover a wide range of issues, building types and countries. The studies
highlight the singularities of the different national contexts at different dates, allowing
both a broader, and a more nuanced, portrait of the architecture of the welfare state to
emerge and providing clues for further enquiry. The chapters are grouped into three
broad sections: cultures and continuities; critiques and contradictions; and national
and international.
Introduction
facilities was shaped accordingly. But from the 1960s a programmatic differentiation of
another sort, namely linguistic, between Flemish and French-speaking, took over and
in this process architectural projects played a key role. But while the political objectives changed, the impact on the urban landscape remained remarkably consistent,
reinforcing the creation of urban sprawl the nebulous city which is so marked a
feature of Belgium today.
The notion that the welfare state was the creation of the post-war period inevitably turns the Second World War into something of a watershed: but how much of
a break did it really represent? Simon Pepper addresses this question in his study of
one of the key episodes of architectural innovation in the welfare state, the adoption
of the high-rise model for social housing in Britain. Against the accepted view that
high-rise was an innovation brought to Britain by modernist architects after 1945,
Pepper shows that from the mid-1930s the London County Council (LCC) was
working on high-rise schemes which were intended to address the perceived failings
of the housing output of the 1920s and 1930s. Pepper shows how the famous LCC
high-rise schemes of the 1950s were the product of architectural, political and administrative developments that had extended throughout what he calls the long 1940s.
Continuity, in other words, as well as caesura was inherent in the story.
Continuities of another sort are explored by Nicholas Bullock. Taking a single
borough in east London, West Ham, that was one of the most deprived in the capital,
he shows how over the thirty years after 1945 the welfare state changed from being
seen as the saviour of the population to becoming its oppressor. Behind the headlines
of the collapse of the Ronan Point tower block in 1968 was a much more complex
picture, in which local politicians were losing touch with their roots, the problems
facing the local state were becoming far more demanding and the simple meeting of
material needs offered by the welfare state was no longer deemed sufficient by an
increasingly sophisticated consumer society. Bullock shows thereby how the success
of the welfare state in this borough contained within itself the seeds of its own failure.
17
18
Society with its inclusiveness and egalitarianism, as promoted by the philosopher Karl
Popper, informed the thinking of this group. Despite the contradictions involved, Jaap
Bakema, Aldo van Eyck and Alison and Peter Smithson sought to develop a parallel
concept of openness in their housing and city plans of the 1950s and 1960s, resulting
in radical forms of publicness in which the relationship between public and private,
collective and individual, was re-dened. One of the most spectacular of these was the
Kasbah housing development in Hengelo designed in 1969 by van Eycks protg, Piet
Blom, which was built under a special welfare state programme allowing for experimental housing. With its vast covered open space at the heart of the project, it was to
be a radical agent for a new sociability that was eventually smothered in the suburban
context of its realization.
The welfare state was predicated on high levels of consumption, for both economic
and ideological reasons. What scope did this allow to the architect? Helena Mattsson
examines one of the most famous Swedish new towns of the 1960s, Skrholmen, and
reveals how it was conceived and organized around shopping. Mattsson shows how
Swedens corporatist version of the welfare state gave the leading economic interests
chambers of commerce, road associations, retail bodies, etc. a direct role in the
formation of state policy, whereas architects were unrepresented. In the design of the
new town of Skrholmen accordingly it was the major business interests and the building
industry that made the main decisions, with the architects largely left on the side.
The agency or otherwise of the architect is also explored in Florian Urbans study
of the Mrkisches Viertel in West Berlin. In the 1950s and 1960s West Germany
undertook a major programme of building large housing schemes on the edge of
its cities. In 1968 almost overnight one of these, the Mrkisches Viertel, became a
cause clbre, depicted in the popular press as the worst kind of nightmare estate. But
as Urban shows, this was not the result of decisions that the architects had made
very little attention was given to matters that were under their control but rather
stemmed from issues of location, and public transport and local politics. While the
Mrkisches Viertel was portrayed as a symbol of the failure of the welfare state, it was
not so much the design as the wider process of production which was under attack.
The process of production associated with the welfare state, with its monolithic
nature, bureaucratic structures and statutory requirements, created a role for architects
that many found deeply unpalatable. To architects of this view, how much better, it
seemed, to sidestep the entire welfare state and instead to do it yourself . As Caroline
Maniaque-Benton shows, this was the thinking of a number of architects in France
who saw in the counterculture of the USA a model for making architecture free
from the constraints of state-funded industrialized production. Inspired by American
counterparts, publications such as the Catalogue des ressources provided both the vision
and the practical know-how to enable French architects to bypass the welfare state and
create their own version of the California countercultural dream.
Introduction
that they too were inuenced by the USA, in this case by the total approach to
development and construction developed by the Tennessee Valley Authority, whose
works they went to visit in 1945. But this group, which included Georges Candilis
and Michel Ecochard, was also profoundly involved in an international relationship of
another sort, namely that between France and her colonies and protectorates in North
Africa, where many of them were working in the 1950s. Avermaete shows how ideas
and practices developed in the colonial context of North Africa both drew on, and
fed into, the debates about the design of housing and new towns in France that were
to be a dening feature of Les Trente Glorieuses.
The relationship between the indigenous and the imported is also a theme in Mark
Swenartons study of innovation in welfare state architecture. Here the focus is on
the housing designs of the young Patrick Hodgkinson of the mid-1950s and the role
they played in the development in Britain of an alternative to high-rise. Like many of
his contemporaries, Hodgkinson was strongly attracted to the housing designs of Le
Corbusier, but he was also deeply attached to what he saw as the indigenous English
tradition, notably of building cities that were high-density but low-rise. Swenarton
shows how in his student work at the Architectural Association, and later working
with Leslie Martin, Hodgkinson sought to combine these two elements, transforming
the Unit dhabitation from a skyscraper to a groundscraper, thereby creating an inuential new type of urbanism that was neither modern nor traditional.
Questions of national identity form a sub-text in Luca Molinaris study of architectural ideology in Italy in the late 1960s. The focus is on two canonic projects,
Giancarlo De Carlos Matteotti village and Aldo Rossis Gallaratese 2. Molinari shows
how, confronted by what was regarded by Italian architectural culture as the impoverished housing production of the Italian welfare state, De Carlo and Rossi sought
radically different means of restoring authenticity to the agency of architecture and,
thereby, to the housing production of the welfare state: in the one case by engaging
the populace directly in the design process, in the other by creating a monument in
the city. The failure of both projects, Molinari argues, illustrates the impotence of
Italian architectural culture when confronted with the realities of rapid urbanization
and the demands of the welfare state.
The nal two chapters of the book engage explicitly with the colonial and postcolonial dimensions of the welfare state, exploring the complex relationship between
welfare states and colonial regimes in terms of both policies and architecture and
problematizing the oppressive character of architectural and urban projects in both
territories. Michelle Provoosts study focuses on the architectural ideologies at play
in the design of new towns in West Africa, both before and after independence from
Britain. In the 1940s and 1950s Maxwell Fry and Jane Drew worked on welfare state
projects both in Britain and in Britains colonies, especially the new town of Tema in
the Gold Coast (Ghana), where their approach was notable for the attention it paid
to the cultures and customs of the population. But following independence, they
were replaced at Tema by Constantinos Doxiadis, whose designs focused on universal,
rather than indigenous, requirements. Provoost argues that whatever the preferences of educated architectural opinion, at Tema it was the top-down approach of
Doxiadis rather than the bottom-up approach of Fry Drew that proved the more
popular and successful.
19
20
With the last chapter we move to south-east Asia, where as noted above some of
the features of European welfare states are re-emerging in the very different context of
the sunrise economies of twenty-rst-century capitalism. Miles Glendinning focuses
on two of the little tiger economies of south-east Asia, Singapore and Hong Kong,
and explores the international exchanges, largely stemming from British colonial rule,
that have shaped their housing policies and production. Glendinning shows how the
promotion of economic efficiency has led the governments of these Asian states to
adopt social housing programmes that draw on European experience but without any
of the ideology of the welfare state. Will this be the story of the twenty-rst century:
welfare state building without the welfare state?
Notes
1 C. Quiring, W. Voigt, P. C. Schmal and E. Herrel, Ernst May 18861970, Mnchen:
Prestel, 2011; A. Vidler, James Frazer Stirling: Notes from the Archive, London: Yale UP, 2010;
M. Crinson, Stirling and Gowan, Architecture from Austerity to Affluence, London, Yale UP,
2012; S. Sadler, Archigram: Architecture without Architecture, Cambridge, Mass.: MIT Press,
2005; H. Steiner, Beyond Archigram: The Structure of Circulation, London: Routledge, 2008;
M. Risselada and D. van den Heuvel, (eds.), Team 10: In Search of a Utopia of the Present
(19531981), Rotterdam: NAi, 2005; T. Avermaete, Another modern: the post-war architecture
and urbanism of Candilis-Josic-Woods, Rotterdam: NAi, 2005; C. Blain, Latelier de montrouge,
Paris: Actes Sud, 2008; H. Ibelings, Van den Broek en Bakema 19481988: Architectuur en
stedenbouw: de functie van de form, Rotterdam: NAi, 2000. Thanks are due to Adrian Forty,
Hilde Heynen and Ed Taverne for helpful comments on an earlier draft of the introduction.
2 S. Williams Goldhagen and R. Legault (eds.), Anxious Modernisms. Experimentation in Postwar
Architectural Culture, Cambridge, Mass: MIT Press, 2001; D. Rouillard, Superarchitecture,
Paris: Villette, 2004; R. Martin, The Organizational Complex: Architecture, Media and Corporate
Space, Cambridge, Mass.: MIT Press, 2005; F. Scott, Architecture or Techno-Utopia: Politics after
Modernism, Cambridge, Mass: MIT Press, 2007; M. Crinson and C. Zimmerman (eds.),
Neo-Avant-Garde and Postmodern: Postwar Architecture in Britain and Beyond, London: Yale UP,
2010.
3 G. Esping-Andersen, The Three Worlds of Welfare Capitalism, Princeton: Princeton UP, 1990.
For the current state of the art, see F. G., Castles, S. Liebfried, J. Lewis,, H. Obinger, C.
Pierson The Oxford Handbook of the Welfare State, Oxford: Oxford UP 2010.
4 The exception that proves the rule is the chapter New Brutalism and the architecture of
the Welfare State: England 194959, covering the Independent Group, the Smithsons
and Stirling, in K. Frampton, Modern Architecture: A Critical History, London: Thames &
Hudson, 1980, pp. 262268. Recently architectural history and theory have moved towards
greater engagement with interdisciplinary debates but even here little attention has been
paid to the welfare state. See C. Greig Crysler, S. Cairns and H. Heynen, The Sage Handbook
of Architectural Theory, London: Sage, 2012.
5 K. van Herck and T. Avermaete (eds.), Wonen in Welvaart: woningbouw en wooncultuur
in Vlaanderen, 19481973, Rotterdam: 010 Publishers, 2006; M. Ryckewaert, Building
the Economic Backbone of the Belgian Welfare State: Infrastructure, Planning and Architecture
19451973, Rotterdam: 010 Publishers, 2011; H. Mattsson and S.-O. Wallenstein, Swedish
Modernism: Architecture, Consumption and the Welfare State, London: Black Dog, 2010. For a
discussion of culture and the welfare state in the Netherlands, see K. Schuyt and E. Taverne,
Dutch Culture in a European Perspective: 1950, Prosperity and Welfare, Assen: Uitgeverij Van
Gorcum, 2004 (Dutch original: 2000).
6 See T. Avermaete and D. van den Heuvel (eds.), The European Welfare State Project:
Ideals, Politics, Cities and Buildings, themed issue of Footprint, 9 (2011).
7 H. Heynen and J. Gosseye (eds.), Proceedings of the Second International Conference of the
Architectural History Network, Brussels: Koninklijke Vlaamse Academie van Belgi voor
Wetenschappen en Kunsten, 2012, 543567.
Introduction
8 In addition to the contributors to this book, participants in the symposium included Jos
Antnio Bandeirinha (University of Coimbra), Adrian Forty (University College London),
Elain Harwood (English Heritage), Eeva-Liisa Pelkonen (Yale University) and Laurent
Stalder (ETH Zurich). Wolfgang Voigt (German Architecture Museum) was prevented by
illness from attending.
9 Thanks also to Hilde Heynen for her contribution to this.
10 See also T. Avermaete and D. van den Heuvel, Obama, Please Tax Me! Architecture and
the Politics of Redistribution, in Footprint 9, Autumn 2011, 13.
11 For example, the English Heritage exhibition Brutal and Beautiful: Saving the Twentieth
Century held in the Quadriga Gallery, London in 2013.
12 See A. Powers (ed.), Robin Hood Gardens: Re-Visions, London: Twentieth Century Society,
2010; D. van den Heuvel, M. Mesman, W. Quist, B. Lemmens (eds.), The Challenge of
Change. Dealing with the Legacy of the Modern Movement, Proceedings of the 10th International
Docomomo Conference, Amsterdam: IOS Press, 2008.
13 R. Morton and A. Ross, Construction UK: Introduction to the Industry, Second Edition, Oxford:
Blackwell, 2008, p. 94.
14 See, for example, I. Peng and J. Wong, East Asia, in Castles et al., Oxford Handbook,
656670; J. Doling, Housing Policies and the Little Tigers: How Do They Compare with
Other Industrialised Countries?, Housing Studies, 1999, vol. 14, no. 2, pp. 229250.
15 A placard at the protests reads We want schools and hospitals, not FIFA standards (www.itv.
com/news/update/2013-06-21/brazil-we-want-schools-and-hospitals-not-fifa-standards).
See also http://edition.cnn.com/2013/06/28/world/americas/brazil-protests-favelas
16 We follow here the denition of the welfare state as offered by amongst others P. Flora,
(ed.), Growth to Limits. The Western European Welfare States since World War II, Berlin: De
Gruyter, 1986, vol. 1, xii.
17 This notion of Great Transformation is coined in K. Polyani, The Great Transformation
(Boston: Beacon Press, 1957).
18 See for instance G. Rimlinger, Welfare Policy and Industrialization in Europe, America and
Russia (New York: Wiley, 1971) and J. Alber, Some Causes and Consequences of Social Security
Expenditure Development in Western Europe, 19491977, San Domenico, Italy: European
University Institute, 1982.
19 I. Gough, European Welfare States: Explanations and Lessons for Developing Countries,
in A. A. Dani and A. de Haan (eds.), Inclusive States: Social Policy and Structural Inequalities,
Washington DC: World Bank 2008, 62; C. Pierson and M. Leimgruber, Intellectual
Roots, in Castles et al., Oxford Handbook, 38. See also M. Swenarton, Homes Fit for Heroes:
the Politics and Architecture of Early State Housing in Britain, London: Heinemann Educational
Books, 1981, and J.-L. Cohen, Architecture in Uniform: Designing and Building for World War
II, London: Yale UP, 2011.
20 F.-X. Kaufmann, Die Entstehung sozialer Grundrechte und sie wohlfahrtsstaatliche Entwicklung,
Paderborn: Schningh, 2003; Castles et al., Oxford Handbook, 7.
21 Castles et al., Oxford Handbook.
22 W. Arts and J. Gelissen, Three worlds of welfare capitalism or more? A state-of-the-art
report, Journal of European Social Policy 12 (2), 2002, 139. See also Esping-Andersen, The
Three Worlds of Welfare Capitalism.
23 Gough, European Welfare States, p. 48.
24 Gough, European Welfare States, pp. 4354.
25 Ibid., p. 40. Castles et al, Oxford Handbook, pp. 586642.
26 See M. Kautto, The Nordic Countries; B. Palier, Continental Western Europe; M.
Ferrera, The South European Countries; and F. G. Castles, The English-Speaking
Countries, in Castles et al., Oxford Handbook, pp. 586642.
27 Gough, European Welfare States, p. 53; J. Fourasti, Les trente glorieuses: ou, La Rvolution
invisible de 1946 a 1975 (Paris: Fayard, 1979). For the golden age and its collapse in
the crisis of the 1970s, see E. Hobsbawm, Age of Extremes: The Short Twentieth Century
19141991, London: Michael Joseph, 1994, pp. 257286.
28 I. Gough and G. Therborn, The Global Future of Welfare States, in Castles et al., Oxford
Handbook, p. 705.
21
22
29 E. J. Hobsbawm, The Age of Revolution 17891848 (New York: Mentor Books, 1962), pp.
198199 and 216217.
30 M. Fraser, John Bulls Other Homes: State Housing and British Policy in Ireland, 18831922
(Liverpool: Liverpool UP, 1996), p. 299.
31 D. Thomson, Europe since Napoleon, Harmondsworth: Penguin 1966, pp. 358359.
32 J. N. Tarn, Five Per Cent Philanthropy: An Account of Housing in Urban Areas between 1840 and
1914 (Cambridge: Cambridge UP, 1973), p. 62; S. Beattie, A Revolution in London Housing:
LCC Housing Architects and Their Work 18931914 (London: Greater London Council/
Architectural Press, 1980).
33 N. L. Prak, Het Nederlandse woonhuis van 1800 tot 1940 (Delft: Delft UP, 1991); N. de
Vreeze, Woningbouw, Inspiratie & Ambities. Kwalitatieve grondslagen van de sociale woningbouw in
Nederland (Almere: Nationale Woningraad, 1993).
34 M. Swenarton, Building the New Jerusalem: Architecture, Housing and Politics 19001930,
Garston: IHS-BRE 2008, pp. 8586.
35 International Labour Office, Housing Policy in Europe, Geneva: International Labour Office,
1930, pp. 4445.
36 C. Bauer, Modern Housing, New York: Houghton Mifflin, 1934, pp. 299301. Bauers
gures should be treated with caution.
37 Swenarton, Homes t for Heroes, pp. 100101.
38 Swenarton, Building the New Jerusalem, p. 92.
39 W. A. Chafe (ed.), The Achievement of American Liberalism: The New Deal and Its Legacies,
New York: Columbia UP, 2003.
40 Y. Hirdman, The Happy 30s: A Short Story of Social Engineering and Gender Order
in Sweden, in Mattsson and Wallenstein, Swedish Modernism, pp. 6667; and in the same
volume H. Mattsson and S.-O. Wallenstein, Introduction, p. 16. See also Hobsbawm, Age
of Extremes, p. 107.
41 For an introduction to the role of housing in welfare state regimes see J. Allen, J.
Barlow, J. Leal, T. Maloutas and L. Padovani, Housing and Welfare in Southern Europe
(London: Blackwell, 2004); J. Kemeny, Comparative housing and welfare: theorising the
relationship, Journal of Housing and the Built Environment, vol. 16, no. 1 (2001), pp. 5370;
and P. Malpass, Housing and the Welfare State (London: Palgrave Macmillan, 2005).
42 Some researchers in the eld of housing policy have argued that, despite the initial promise
represented by the rapid expansion of social housing after the Second World War, it has
more recently emerged as a distinctively weak pillar of public welfare provision the
wobbly pillar under the welfare state, as Torgersens (1987) widely quoted metaphor has
it. See U. Torgersen, Housing: the wobbly pillar under the welfare state, in B. Turner, J.
Kemeny and L. Lundqvist (eds.), Between State and Market: Housing in the Post-industrial Era,
Gvle: Almqvist & Wiksell International, 1987, pp. 116126.
43 On these various leisure programs see: M. Falcoz and P. Chifflet, La construction publique
des quipements sportifs. Aspects historique, politique, spatial, Les Annales de la recherche
urbaine, 79 (1998), pp. 1421.
44 B. Vayssire, Reconstruction-Dconstruction, Paris: Picard, 1988.
45 K. Schuyt and E. Taverne, Dutch Culture in a European Perspective: 1950, Prosperity and
Welfare, Assen: Uitgeverij Van Gorcum, 2004.
46 See Chapter 12.
47 T. Avermaete, A thousand youth clubs: architecture, mass leisure and the rejuvenation of
post-war France, Journal of Architecture, vol. 18, no. 5 (October 2013), 632646.
48 See P. Rosanvallon, La Crise de ltat-providence, Paris: Seuil, 1992; R. Coopey and
N. Woodward (eds.), Britain in the 1970s: The Troubled Economy, Basingstoke: Palgrave
Macmillan, 1996; Hobsbawm, Age of Extremes, 403418.
49 The Club of Rome report, The Limits to Growth (1972), was a key document, with Rachel
Carsons Silent Spring (1962) being an early predecessor.
50 See also J.-L. Violeau, Les architectes et Mai 1968, Paris: Recherches, 2005; F. Turner, From
Counterculture to Cyberculture: Stewart Brand, the Whole Earth Network, and the Rise of Digital
Utopianism, Chicago: University of Chicago Press, 2006.
51 J. Jacobs, The Death and Life of Great American Cities, New York: Random House, 1961.
In parallel in Europe there was the move in the 1960s to empower tenants within the
Introduction
production process: see N. J. Habraken, De Dragers en de Mensen, Het einde van de massa
Woningbouw, Amsterdam: Scheltema & Holkema, 1961 (English version: N. J. Habraken,
Supports: An Alternative to Mass Housing, London: Architectural Press, 1972) and J. Turner,
The ts and mists of peoples housing, RIBA Journal, vol. 18, no. 2 (February 1974),
1421. See also C. Klemek, The Transatlantic Collapse of Urban Renewal, Chicago: University
of Chicago Press, 2011.
52 In the end, armed force broke this resistance. See V. Mamadouh, De stad in eigen hand.
Provos, kabouters en krakers als stedelijke sociale beweging, Amsterdam: SUA, 1992.
53 See Chapter 6.
54 V. Ligtelijn and F. Strauven (eds.), Aldo van Eyck, Writings. Volume 2: Collected Articles and
Other Writings 19471998, Amsterdam: SUN Publishers, 2008, pp. 3242.
23
PART I
Figure 2.0 Karl Ehn, Karl Marx Hof, View of forecourt, 192730 (Georg Mittenecker, 2012).
2
FROM RED SUPERBLOCK TO GREEN
MEGASTRUCTURE: MUNICIPAL
SOCIALISM AS MODEL AND
CHALLENGE
Eve Blau
The structure and provisions of the Austrian Welfare State were shaped under extraordinary circumstances in the context of a radical programme of municipal socialism
known as Red Vienna in the period between 19191934.1 The urban and sociospatial focus of that programme and the role assigned to architecture and urban
design in realizing it remained a reference, challenge, and standard against which
the postwar Austrian social welfare programme was measured and, especially in the
decades following the Second World War, found wanting. Red Vienna was not only
the measure but also the model for postwar Austrian social welfare, a model that had to
be rescaled to the postwar political and economic conditions of the Second Republic
through a process described by officials as Austrication. In the immediate postwar
decades Austrication involved abandonment of the vital connection between social
programme and urban architectural form that had been forged in interwar Vienna.
That connection was only re-established in the 1970s by a generation of architects
educated after the war whose anti-functionalist polemics, architectural actions,
and calls for a return to urbanity in the late 1960s inaugurated a new episode of
typological innovation and urban engagement in Austrian housing design, and led
ultimately to the (at least partial) rediscovery of the architectural instrumentality and
urban spatial politics of Red Vienna.
The Austrian experience provides both an unusually long historical lens for
examining the relationship between architecture and the welfare state, and a unique
perspective on how that relationship was impacted by the very different political
conditions and geographies which prevailed not only within Austria but also in
Europe in the inter-war and post-war periods. One of the determining conditions
of Austrias nascent welfare system in Red Vienna was Viennas inter-war status as a
state (Bundesland) of the federal Republic of Austria. According to a constitutional
amendment, ratied in 1921, Vienna, in addition to being the capital of the newly
established Republic of Austria, became a federal state of the Republic. This gave
the municipality unprecedented constitutional independence: Vienna could legislate
as both a city and a state; it also had access to federal funds and could levy taxes as a
28
Eve Blau
municipality and state all of which gave Vienna extraordinary political and nancial
resources and made it possible for the city to govern and nance its programme.
At the same time, however, Red Vienna was also under constant siege from
political opposition within Austria. Throughout the period during which the Social
Democrats governed Vienna, 19191934, the municipality was a socialist enclave
in a country ruled by a rabidly anti-socialist, conservative, and clerical Christian
Social political majority. The Social Democratic policies and architecture of Red
Vienna therefore took shape not only within the context of a socialist programme
of municipal reforms, but also in the midst of highly charged, and often violent,
political conict between right and left.2 Austria itself was also embattled during that
period: the new republic was economically and politically isolated after the dissolution
of the Austro-Hungarian Empire. Precluded from political union or Anschluss with
Social Democratic Germany by the terms of the Treaty of St. Germain in 1919, and
surrounded by the hostile successor states of the former Empire which erected high
tariff barriers, the rump state was also cut off from essential supplies of food, coal and
raw materials as well as markets for its own industrial products.
The Austrication of Viennas social welfare programmes after the Second World
War involved not only a systemic scaling up from municipal to federal policies and
programmes, but also a fundamental ideological, political, and economic reorientation
and adjustment to conditions that were radically different from those that had prevailed
in the inter-war period. In May 1955, when the Allied occupation ended, Austria was
granted full independence as a free, sovereign and democratic state, and in October
of that year Austria declared its permanent neutrality. The Second Republic was
governed almost continuously from 1955 to the late 1970s by a coalition government
formed of the two largest federal parties: the Austrian Peoples Party (VP) and the
Social Democratic Party (SP), with important political posts split evenly between
the parties.3 Vienna was once again, as in the pre-war period, administered by the
Social Democrats. Interestingly, the city also retained its dual constitutional status as
municipality and federal state, as well as its position as the nations capital. Vienna was,
and continues to be, the seat of the municipal, state, and federal governments. But the
Central European context in which Red Vienna and Austrian welfare systems rst
took shape had ceased to exist with the binary division of Cold War Europe. Austria,
newly part of western Europe, saw itself as strategically positioned on the border
between East and West: a bastion of western democracy, which was still actively
engaged in trade with its Warsaw Pact neighbours.
Culturally, however, Austria was resolutely oriented toward the West. In architecture this had long been the case. Since the late nineteenth century, Viennese
architects, most notably Adolf Loos, had (as Richard Neutra put it) an unrequited
love for Anglo-American culture.4 In Viennese architectural culture, ever since Loos
launched his attack on the hide-bound conservatism of Viennese culture and society
(of which the historicist architecture of the Ringstrasse was emblematic) in the 1890s,
the West and in particular Anglo-American modern culture, portrayed as technologically advanced and embodying democratic values and practices, had gured as
the critical Other [Das Andere] of Austrian (eastern) cultural backwardness.5 In the
1950s and 1960s the compulsion toward westernization of Austrian culture took on
new internationalist perspectives and points of reference, cultural as well as social. In
architecture these ranged from the Situationists to Archigram, the Metabolists, and
Team 10.
29
30
Eve Blau
Figure 2.1 Das Neue Wien/Vienna of Today, 1931. From Das Neue Wien: Ein Album mit Plan, 1932 (Stadt Wien/Wiener Stadt- und Landesbibliothek, Vienna).
32
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Figure 2.2 Bebelhof, Karl Ehn, 19251926, ground oor plan and street view. From Wohnhausanlage
der Gemeinde Wien im XII. Bezirk, 1926 (Stadt Wien/Wiener Stadt- und Landesbibliothek,
Vienna).
But that is not how the buildings acted, nor how they operated urbanistically.
Unlike traditional Viennese apartment buildings, the Gemeindebauten even those that
stay within the grid such as the Bebelhof by Karl Ehn (1925) opened the interior of
the block (traditionally private space) to the street (Figure 2.2). In doing so, they both
turned the traditional urban perimeter block of the Central European city inside out,
and created a series of hybrid spaces that are part public, part private; both part of the
public domain of the city and part of the private and semi-private space of the new
buildings. The new buildings blur the distinction not only between building front and
back, but also between socialist housing block and bourgeois city.
The Gemeindebauten also challenged traditional concepts of boundary and type.
Part dwelling space, part institutional space, part commercial space (shops were located
along the street fronts), they were multi-functional, multiple-use structures that
operated as both housing and urban infrastructural nodes in the vast network of social
and cultural institutions inserted by the municipality into the existing fabric of the city.
Typological hybridity translates into functional indeterminacy inside the buildings,
where the dwelling spaces were largely undifferentiated in terms of use. Compared to
the Taylorized dwelling spaces and built in furniture of the Weimar Siedlungen favoured
by CIAM, the Viennese apartments offered their multinational working-class residents
a high degree of agency to furnish and inhabit the spaces as they wished.
The most famous buildings of Red Vienna, the so-called superblocks that occupy
several city blocks, such as the Karl Marx Hof by Karl Ehn, the showpiece of Red
Vienna, actually transform the underlying organization of space in the city (Figures 2.0
and 2.3). Carefully inserted onto the fabric of Vienna they both preserve the existing
urban structure and superimpose their own distinctive scale and organization on it.
By binding together buildings, streets, courtyards, and public squares, they merge and
weave together a variety of urban functions to create a spatial fabric that has neither
xed character nor set use: one that transforms the city plan from an undifferentiated
grid of public streets and private blocks into an interlocking network of communal
spaces which blur the boundary between public and private space, socialist housing
block and bourgeois city, insider and outsider. The superblocks operate strategically in
terms of scale. The spaces dened by the intersection of multi-block superblock and
existing urban grid have their own distinctive scale, which is different from that of either
city or superblock alone. Although they are megastructures, the scale of the spaces
dened by their intersection with the city is intimate, idiosyncratic, and particular to
these buildings. The spatial ambiguities, contradictions and multiple codings that result
from the intersection of a socialist building programme and bourgeois city were what
Otto Wagner in a different context called the counterpoint of the architecture, the
social agency of the built work that allows construction of meaning by its users.
The Karl Marx Hof and most of the other superblocks were designed by students
of Otto Wagner, including Heinrich Schmid and Hermann Aichinger, who designed
the Rabenhof and Am Fuchsenfeld (Figure 2.4). They perform an urban operation
with far-reaching signicance for the organization and use of space in the city.13 They
not only appropriate an enormous amount of what would normally have been private
space in the city (the interiors of the city blocks) for public use, but by bridging over
streets and city blocks, they unravel the planning principles that had enabled the
speculative development of the capitalist city in the late nineteenth and early twentieth
33
34
Eve Blau
Figure 2.3 Karl Marx Hof, plan and view of forecourt, Karl Ehn, 19271930 (Wiener Stadt- und
Landesarchiv, Fotoarchiv Gerlach, FC1: C2961).
centuries. The superblocks created spaces that were both open and closed; that were
available for circulation and public use but also enclosed within the built-up circumference of the city block; that overlapped with the existing urban grid but undermined
the logic of its order. They accomplished this by replacing the existing analytical
structure of streets, blocks and open squares with synthetic multi-purpose, multi-use
spaces that blurred the boundary between public and private. They did this without
destroying the existing scale and fabric of the city, and without changing either the
development plan (Generalregulierungsplan) or the building codes in effect at the time.14
What is important about this operation in the context of this book is that the appropriation of urban space for social uses was achieved by architectural means, through
the urban operations of the architecture itself. We have no evidence that the multiple
codings and contradictions that resulted from the intersection of city and building
plan were programmatic. They were neither referenced in the specications prepared
Figure 2.4 Plans: Rabenhof (left), Am Fuchsenfeld (right), Heinrich Schmid and Hermann Aichinger architects, (19241928). From Die Wohnhausanlage der Gemeinde
Wien auf dem Gelnde der ehemaligen Krimskykaserne im III. Bezirk, etc., 1928: 4; Das Neue Wien, 1927, 3: 84 (Stadt Wien/Wiener Stadt- und Landesbibliothek,
Vienna).
36
Eve Blau
by city building officials, nor alluded to in the statements of politicians, nor for that
matter were they noted in any way in the surviving papers of the architects (most of
whom were not socialists) who designed them. They seem to have followed from the
Social Democrats decision to build according to their own standards standards that
no private or speculative builder could achieve and according to the municipalitys
own programmatic requirements while remaining safely within the legal parameters
of the building code and existing development plan.15 In other words, the urban
instrumentality of the buildings in terms of reallocating space in the city followed
from the citys decision to build against the code without violating or changing it.
The result was a contradiction-lled and politically-charged condition in which the
old and new orders coexisted and dialectically constructed the New (socialist) Vienna
within, and in dialogue with, the Old (bourgeois) Vienna. The political signicance
of this operation was conveyed in the masthead of an article in the socialist journal Die
Unzufriedene (The Discontent) in 1930, which depicted the large blocks built along
the Margaretengrtel (part of the monumental ring road encircling the inner districts)
as the Ringstrasse of the Proletariat (Die Ringstrasse des Proletariats).
Typological experiments
In addition to the superblocks, there were other typological experiments carried
out by architects involved in the building programme and proposed as alternatives and critical counter-types to the red Hof perimeter block. Two of the
most interesting were Adolf Looss and Oskar Strnads designs in the early 1920s
for proletarian Terrassenhuser, high-rise apartment blocks with stepped garden
terraces (Figure 2.5). They were developed in connection with an unrealized idea
for a Generalarchitekturplan (general architectural plan) proposed by the Viennese
political economist, philosopher of science, and socialist Otto Neurath in 1923.
The Terrassenhaus and Generalarchitekturplan projects warrant consideration because,
although they remained unrealized, it was these projects which excited the imagination of the 1960s generation and led to the rediscovery of the urban spatial politics
of Red Vienna itself in the 1970s.16
Neuraths Generalarchitekturplan exists only as a text by Neurath published in the
Arbeiter Zeitung (the official organ of the Social Democratic party) in October 1923.
A three-dimensional architectonic plan, it would comprehend the city in its totality
as an economic and cultural entity, rather than as a Sittesque composition of discrete
squares, views, and prospects. It would be concerned with three-dimensional spatial
relationships and the architectonic unity of each district, which would mix housing
typologies as well as urban social and economic functions. The spirit of modern
architecture manifest in such a plan, Neurath asserted, is the spirit of mass organization [Grossorganisation], which is the spirit that lives in the labour movement.17
Neuraths plan was intended to answer a fundamental question:
How can the extension of a great city like Vienna be systematically carried out
in a unied spirit and according to an overarching plan, while still allowing each
architect to express his own personality and artistic vision, since only if such
freedom exists can something vigorous and powerful be achieved?18
Figure 2.5 Adolf Loos, Terrassenhaus Project Elevations, dated December 1923 (top); Oskar Strnad,
Terrassenhaus Project, 1923 (bottom) (Graphische Sammlung Albertina, Vienna. Artists Rights Society
(ARS), New York/Bildrecht, Vienna (top); Das Kunstblatt, 1924: 110 (bottom)).
37
38
Eve Blau
Looss and Strnads terraced housing projects were intended to show how typological
innovation, artistic freedom, and a new architectonic conception of the modern
democratic city might be combined in an urban architectural design project. Strnads
scheme consisted of several structures: a large elliptical apartment block with stepped
terraces facing inward onto a central park, a tree-lined alle, a number of small houses
distributed throughout the park, and row houses outside the ellipse. As such, it was a
clear demonstration of the synthesis of high- and low-rise building types and urban
spatial congurations that the general architecture plan was intended to promote.19
Looss scheme carried forward the investigation of stepped terrace housing forms
and roof gardens that he had begun before the war. By 1923 both the Terrassenhaus
type and the idea of the roof garden were hardly new. Henri Sauvages apartment
building with stepped terraces on the rue Vavin in Paris (1912) was well known, as
were Le Corbusiers immeuble villas and maison Citrohan projects, which had been
exhibited at the Salon dAutomne in Paris in 1922.20 But for Loos it was a type that
had particular signicance for urban proletarian living: the fate of the proletarians
child seems particularly harsh to me. The child, locked up by its parents, should
have the prisonlike at opened up by the communal terrace, which allows for neighbourly supervision.21 A site-specic design on the Inzersdorferstrasse in Viennas
district X, Looss Terrassenhaus adapted the stepped prole and volumetric Raumplan
organization he had employed in some of his prewar houses to multi-storey proletarian living, with two-storey apartments that opened out onto communal terraces.
At ground level were workshops and communal facilities. Neither Looss nor Strnads
projects were realized; they were both deemed too expensive by the city housing
authorities.
embed the post-war Republic in the new socio-economic nexus of western Europe,
against the perceived threat represented by the eastern bloc just over the border.
Austrication, which began with the termination of the Allied occupation in
1955, involved legal codication of Viennas social welfare system according to the
Allegmeine Sozialversicherungsgesetz (ASVG, General Social Insurance Law). In the
rst post-war decade, reconstruction was the priority, with the emphasis placed on
technical infrastructure: roads, bridges, hydraulic engineering and transportation, in
particular the construction of an underground rail system. Housing, though secondary,
was also part of the reconstruction effort; in 1954 Vienna celebrated the completion
of 100,000 new dwellings. Fast-track production was the catchword.
The rst large-scale post-war housing project undertaken in Vienna clearly shows a
marked shift away from the urban and architectural ideas that informed the buildings
of Red Vienna. Per Albin Hansson estate (19471951, 19541955, by Franz Schuster,
Friedrich Pangratz, Stephan Simony, Max Fellerer and Eugen Wrle), named after the
Swedish prime minister in gratitude for Swedish Aid funding, is a clear declaration of
ideological and formal distance from Red Vienna (Figure 2.6). It combines pre-war
CIAM site planning models (parallel rows of Zeilenbauten in ex-urban Siedlungen) with
National Socialist Heimatstil (national vernacular style) modernism (brick bearing
construction, small windows, steeply pitched hipped roofs) to create a curiously
unsatisfactory hybrid.25
Figure 2.6 Friedrich Pangratz, Franz Schuster, Stephan Simony, Max Fellerer and Eugen Wrle, Per
Albin Hansson Siedlung (Oesterreichische Nationalbibliothek).
39
40
Eve Blau
In the late 1950s the reorientation of urban spatial policy away from Red Vienna,
and in alignment with peripheral models of city expansion, gained momentum. Under
the direction of Roland Rainer in the late 1950s and 1960s, the Vienna City Planning
office promulgated this CIAM-based model of suburban expansion.26 For Rainer,
suburban expansion was a way of strengthening the autonomy of the old Viennese
suburbs as areas with their own distinctive character. New building in these areas,
Rainer insisted, was to be modern, but also (like that of the suburbs themselves) highdensity low-rise construction. Although to Rainers dismay most suburban projects of
the 1950s disregarded his directive, his ideas did resonate with a younger generation of
architects who were eager to connect Vienna to international modernism. The prime
example of a work motivated by both impulses is Carl Aubck, Carl Rssler, and
Adolf Hochs Vorgartenstrasse housing project (19591962), a settlement of mediumrise modernist slabs in Viennas outlying district XX.27
During this period, federal and municipal planning and housing agencies were
mired in bureaucracy, resistant to new ideas, and set on enforcing restrictive norms.
In the early 1960s these included a limited amount of prefabrication: industrially
produced large panel wall components (based on the French Camus system),
but no effort was put into developing the system further. One of these projects,
Grossfeldsiedlung (19661973) in Favoriten, a mix of high rise towers and slabs, is
architecturally impoverished, but because of the high level of social infrastructure and
amenities, was from the beginning valued by tenants.28
In the 1960s Austrias priority, especially in Vienna, was economic growth: creation
of jobs, attracting business and manufacturing, providing credits, improving workforce
potential through advanced training and childcare facilities, among other measures. With
regard to housing construction, a new system of nancing was adopted. Federal allocation
of long-term low-interest bearing loans, through which it was possible to nance up
to 90 per cent of building costs, gave enormous impetus to development by non-prot
cooperative housing construction societies. Rents based on redemption costs were higher
than those in communal housing (built directly by the municipality) but affordable, and
reected the general economic improvement in the country. Gradually, communal housing
construction was phased out in favor of cooperative housing development. The annual
rate of production in Vienna in the late 1960s was approximately 14,000 apartments.29
By the mid-1960s, in Vienna as elsewhere, a new generation of architects was emerging,
among them Hans Hollein, Walter Pichler, Raimund Abraham, and Wolf Prix, who had
all been educated in Vienna after the war and then spent time abroad (Pichler in Paris,
the others in the United States and the UK). Associated with Gnther Feuersteins antiacademic clubseminar at the Technical University, in which the anti-functionalist critique
of modern architecture took shape in Vienna during these years, this group constituted an
avant-gardist movement that gained traction in the slipstream of the international student
movement and groups such as the Vienna Actionists, Superstudio, and Archigram (Peter
Cook called them The Austrian Phenomenon in Experimental Architecture, 1970). They
declared that the Austrian welfare state was producing building and especially housing that
was devoid of architecture and called for a return to urbanity in Austrian modernism.30
Following Archigram, this new generation comprising Hollein, Pichler, Gnther
Domenig and Elfried Huth, and the collectives Werkgruppe Graz (Eugen Gross,
Friedrich Gross-Rannsbach, Hermann Pichler and Werner Hollomey), Znd-up
(Timo Huber, Bertram Mayer, Michael Phringer, Hermann Simbck) and Missing
Link (Otto Kapnger, Adolf Krischanitz, Angela Hareiter) embraced megastructure
as one of the few remaining arenas for place-based social interaction in late-industrial
society and a way out of the cul-de-sac of bureaucratic functionalism. Megastructure
emerged (along with mat building) in European architectural circles in 1959 at the
meeting of CIAM in Otterlo at which Kenzo Tange presented Kiyonori Kikutakes
Marine City project along with his own Tokyo City Hall and Kagawa Prefectural
Office.31 However, the term megastructure and arguably the determining typological
features of megastructure itself were rst dened within the Japanese Metabolist
Movement a few years later by Fumihiko Maki in 1964. According to Maki, megastructure designated a particular kind of hybrid urban-architectural construction (not
just a large building) consisting of a massive supporting frame in which the functions of
a city or part of a city could be housed.32 One of the essential ideas of megastructure
was the interplay of two separate, but interdependent components: a structural form
(designed by the architect), and various habitable containers, conceived as individual
transient elements (that were beyond the control of the architect). In other words,
megastructure was informed by a conception of the role of architecture in the welfare
state as mediating between individual and collective identities by creating a structural framework within which transitional zones between public and private space and
spheres of activity could enhance collective behaviour.
The attraction of megastructure as an idea in the 1960s was compelling: it seemed
to offer a way of resolving conicts between planning and spontaneity, between the
urban and architectural, between large- and small-scale design, and static and kinetic
elements. Most of all, it offered a way of integrating elements of urbanism (building
and street) into a unied architectonic composition; a way of reclaiming the city
from planning and for architecture and design. In architectural discourses of the time
megastructure was part of an expanded notion of architecture in its full complexity
and multiple relationships and connections physical, social, political at the instrumental scale of the city. The ludic aspect of English megastructure and especially of
Archigram was embraced by Hollein, Prix, the Znd-up group and Pichler. They
saw their work as combining an indigenous Austrian avant-garde, identied with
Frederick Kiesler and his Endless House project (19581959), with elements of Pop
Art, and the kinetic and nomadic, as well as the techno-fetishistic electronic and
pneumatic elements of Archigrams repertory to create a manifesto architecture of
which Holleins Everything is Architecture (1968) became the key text.33
It is not without signicance that the radicalization of architectural culture in
Vienna and other Austrian cities with important architecture schools (Graz in
particular) in the 1970s coincided with a period of liberal reforms in Austrian
social policy under Bruno Kreisky, leader of the Austrian Socialist Party (SP) and
Chancellor from 19701983. During that period, funds for housing construction
were allocated in ways that allowed for the reengagement of municipal planning and
housing policies with architectural ideas.34 Ironically, the rst megastructural housing
project built in Vienna was not the work of the architectural avant-garde. This was
the Wohnpark Alt-Erlaa (19681985), designed by Harry Glck, an architect with
a large and successful commercial practice and connections to the SP (Figure 2.7).
The project was built and managed by the city-owned cooperative GESIBA.35
41
Eve Blau
42
Figure 2.7 Harry Glck, Kurt Hlaweniczka and Requat & Reinthaller & Partner, Wohnpark Alt-Erlaa, Vienna, 19681985, photographed by Jouri Kanters.
43
44
Eve Blau
and the history of the First Republic, including the Institute for Contemporary
History at Vienna University and the Ludwig Boltzmann Institute for the History of
the Working-Class Movement at Linz. Detailed research on the building programme
also began at this time with the groundbreaking work of Renate Schweitzer (later
Banik-Schweitzer), who together with other historians at the Wiener Stadt- und
Landesarchiv (Vienna city and state archive) and Ludwig Bolzmann Institute fr
Stadtgeschichtsforschung (Institute for Urban History) undertook a monumental study
of the socio-spatial history of Vienna.38 Parallel to this effort, architectural historian
Manfredo Tafuri began his analysis of the experience of Red Vienna as part of a larger
research project examining the architecture of social democracy which was carried out
under his direction at the Institute of Architectural History at the University of Venice
in the 1970s. Architects and planners in Vienna (most notably Friedrich Achleitner,
Hermann Czech, Otto Kapnger and Adolf Krischanitz and Wilhelm Kainrath), who
also engaged in historical research during these years, were primarily concerned with
the signicance of the building programme of Red Vienna for current practice: how
to come to terms with the contradictory political legacy of the programme, and to
establish meaningful connection to the traditions of building and urban thought that
informed it without either wholesale rejection or replication of its forms?
In this context, the Wohnen Morgen housing complex (19741979), a commission
awarded to Wilhelm Holzbauer in a national competition, embodies both the promise
and conict of that moment (Figure 2.8). A reinterpretation of the late-nineteenthcentury urban grid (the regulation plan), and of the courtyards of Red Vienna, but also
of the modernist slab, row-house and Terrassenhaus types developed in Vienna and
elsewhere in the 1920s and 1930s, it directly engages the existing (capitalist) urban fabric
and the social democratic and modernist housing typologies that sought to unravel it.
The result is a proliferation of transitional spaces, part public, part private, that afford
inhabitants of the buildings remarkable variety and exibility of use. Wohnen Morgen
entails a fundamentally civic conception of urban space, the character of which is
to provide a clear organizational structure at the same time as maximum options for
using and experiencing it. The principle of freedom and exibility extends to the
interiors that incorporate the socio-spatial dynamics, multiple coding, and complexity
of both the Loosian volumetric Raumplan and the red Gemeindebauten.39 Wohnen
Morgen, which resonates with the complex historical dialectics, urban ambition, scale
and architectural values of the best of Viennas red superblocks of the 1920s (without
copying their forms), marks the high point of the experimental moment in urban
housing design and the collaborative project between architecture and the welfare
state in postwar Vienna. It also reveals the critical signicance of the municipal origins
of the Austrian welfare state and its architecture. Even after Austrication, the social
welfare programmes in Austria retained their municipal focus and urban focus. Social
housing programmes in particular were run by municipalities which administered and
adjusted federal policies to the particularities of each urban context.40
The project also reveals the extent to which Viennese architectural culture is
saturated with its own history and the accumulated knowledge of the urban architectural practices that shaped it. The building programme of Red Vienna had drawn
on that legacy, assimilating and turning to its own purposes the urban morphologies,
traditions of building, as well as the plans and visionary projects developed in that
45
Figure 2.8 Wilhelm Holzbauer, Wohnen Morgen housing complex, Vienna, 19741979 (copyright
Architekturzentrum Wien).
46
Eve Blau
context over time. The post-war welfare state, shaped in its image, continued the
process and practice of appropriation; aspiring to impose itself on the city as a unitary
structure by blurring the boundary between architecture and urbanism.
Today, Austria still has an extensive social housing programme, although the institutional structures put in place by the welfare state are gradually being replaced by
neoliberal instruments and private development initiatives.41 But the persistence of
both continuity and innovation that characterize the Vienna housing model suggests
answers to the questions posed by this book: what did the welfare state do for architecture, and what did architecture do for the welfare state? With regard to the latter,
the words of Charles A. Gulick written just after the First World War about the
building programme of Red Vienna, are particularly resonant:
Probably more than anything else, the city houses [Gemeindebauten] made the
Vienna worker realize that he was not a propertyless stranger in a society that
was not his the stone witnesses of a ten-year building policy reminded the
men and women of Vienna of the peaceful forces of democracy which created
through the people and for the people.42
The architecture produced by the welfare state gave the values and social policies of
the welfare state itself physical form and visibility. The welfare state in turn provided
opportunities for architects. But more than that, by removing the construction of
housing, schools, hospitals, and other social institutional structures from the market, it
made it possible for designers and planners to experiment and to innovate.
The long history of the relationship between architecture and Social Democratic
welfare policy in Austria reveals another element a function of the urban focus and
politically-charged context of Vienna in which that policy was shaped that is, the
role of practice. Welfare state architecture was inherently strategic; it had explicit
social and political objectives and ambitions it was an instrument of policy. The
connection of politics and social action with architecture and urban form was direct.
The urban architectural strategies developed over time were embedded in the fabric of
the city, where they were legible to subsequent generations of practitioners (architects
and planning officials) and available for application to conditions and contexts that
may have had little to do with the original context in which they were developed.
In this way the strategies of the 1920s for socializing the spaces of the bourgeois
city by interpolating superblocks into the old city fabric informed the strategies of
architects in the 1960s for generating new urban fabric on ex-urban sites, and both
those previous episodes inform the efforts of planning officials and architects today
to deal with current issues of immigration, diversity, preservation and postindustrial
decay. This process and Viennas long experience of architecture aligned with Social
Democratic purpose help us to understand the signicance of urban architectural
practice as not only a matter of intervening in the city, but also of reading the city
as a project, in terms of the production and proliferation of architectural knowledge
produced in a particular place over time. Since Red Vienna, each subsequent generation has engaged and sought solutions to the social issues of its time, and in doing so
has engaged with the historical fabric of the city and with its embedded practices and
urban architectural solutions to the problems of earlier moments.
Notes
1 The rst welfare provisions in Austria were introduced in the last decades of the AustroHungarian Empire; they included poverty relief and a limited amount of housing. See
F. Czeike, Liberale, Christlichsoziale und Sozialdemokratische Kommunalpolitik (18611934):
Dargestellt am Beispiel der Gemeinde Wien. Vienna: Verlag fr Geschichte und Politik, 1962,
6182. An indispensable critical assessment of the political and sociocultural project of Red
Vienna is A. Rabinbach, The Crisis of Austrian Socialism: From Red Vienna to Civil War,
19271934, Chicago: University of Chicago Press, 1983.
2 E. Blau, The Architecture of Red Vienna, 3236. See also Rabinbach, Crisis of Austrian
Socialism, 21; M. Seliger and K. Ucakar, Wien: Politische Geschichte, 2 vols. Vienna: Jugend
und Volk, 1985, 2: 992993, 9991000, 10231026; M. Seliger, Sozialdemokratie und
Kommunalpolitik in Wien: Zu einigen Aspekten sozialdemokratischer Politik in der Vor- und
Zwischenkriegszeit, Wiener Schriften, Heft 49, Vienna: Jugend und Volk, 1980, 6264.
3 With the exception of the period 19661970, when the VP gained a majority in
Parliament, which it lost in 1970.
4 R. Neutra, Auftrag fr Morgen, Hamburg: Claassen Verlag, 1962, 179.
5 A. Loos, Das Andere. Ein Blatt zur Einfhrung abendlndischen Kultur in sterreich. Vienna,
1903.
6 The classic political and economic history of inter-war Austria is C. A. Gulick, Austria from
Habsburg to Hitler, 2 vols, Berkeley: University of California Press, 1948.
7 R. Danneberg, Vienna under Socialist Rule, trans. H. J. Stenning, London: Labour Party,
1928, 52. See Gulick, Austria, 2: 1367.
8 Rabinbach, Crisis of Austrian Socialism, 30. See also F. Czeike, Wirtschafts- und Sozialpolitik der
Gemeinde Wien in der Ersten Republik (19191934), Wiener Schriften, Heft 6, 11, Vienna:
Jugend und Volk, 1958, 1959; R. Schweitzer, Der staatlich gefrderte, der kommunale und
gemeinntzige Wohnungs- and Siedlungsbau in Oesterreich bis 1945, 2 vols., PhD diss.,
Technische Universitt Wien, 1972.
9 For detailed accounts of the municipal programme, see Blau, Red Vienna, 2047; H.
Gruber, Red Vienna: Experiment in Working-Class Culture, 19191934, New York: Oxford
University Press, 1991; Czeike, Wirtschafts- und Sozialpolitik. The municipality itself
produced its own account of the municipal programmes: Das Neue Wien, 4 vols., Vienna:
Gemeinde Wien, 19261928. For a selection of Austro-Marxist texts, see T. Bottomore and
P. Goode, eds., Austro-Marxism, Oxford: Oxford University Press, 1978.
10 Blau, Red Vienna, 136151.
11 For the Weimar Siedlungen, see M. Tafuri and F. Dal Co, Modern Architecture, trans. R. E.
Wolf, New York: Electa/Rizzoli, 1986, 186187; C. Quiring, W. Voigt, P. C. Schmal, E.
Herrell, eds., Ernst May 18861970, Munich/London: Prestel, 2011; H. Klotz, ed., Ernst
May und das neue Frankfurt 19251930, Berlin: Ernst und Sohn, 1986; M. T., Sozialpolitik
and the City in Weimar Germany, in The Sphere and the Labyrinth: Avant-gardes and
Architecture from Piranesi to the 1970s, trans. P. dAcierno and R. Connolly, Cambridge,
Mass.: The MIT Press, 1987, 197223.
12 Tafuri and Dal Co, Modern Architecture, 193.
13 For a detailed account of the building programme and the role of the Wagner School, see
Blau, Red Vienna, 238249.
14 In the period of economic crisis in the immediate post-war years, the municipality acquired
large tracts of unbuilt land remaining from the last major modernization programme in
Vienna in the 1890s, when large scale infrastructure systems: municipal railway, tramlines,
sewage, drinking water, electricity, gas, were put in place; the rivers were canalized and
a new ring road (the Grtelstrasse) was built on the site of the outer city walls. For the
late nineteenth century urban modernization programme carried out by the Christian
Socialist administration under mayor Karl Lueger see, P. Kortz, Wien am Anfang des XX.
Jahrhunderts, 2 vols., Vienna: Verlag von Gerlach und Wiedling, 19051906; F. Czeike and
R. Banik-Schweitzer, eds., Historischer Atlas der Stadt Wien, Vienna: Jugend und Volk, 1981.
15 Quotation is from Gemeinderats-Sitzung (City Council Meeting), 21 September 1923, in
Stenographische Protokolle (B29/15): 2492. For discussion of the Generalregulierungsplan,
see Blau, Red Vienna, 7478.
47
48
Eve Blau
40 W. Frster, ed., Housing in Vienna: Innovative, Social and Ecological, Vienna: Architekturzentrum
Wien, 2008.
41 The Vienna Model, an exhibition that traveled through the United States in 20132014
showcasing recent housing built in Vienna, attests to the combination of continuity and
innovation that characterize that self-referential model.
42 C. A. Gulick, Austria from Habsburg to Hitler, 1: 504.
49
Figure 3.0 Catholic housing as seen by socialists (above) and socialist housing as seen by Catholics (below),
Renaat Braem, 1953 (Archives dArchitecture Moderne, Brussels).
3
THE WELFARE STATE IN FLANDERS:
DE-PILLARIZATION AND THE
NEBULOUS CITY
Hilde Heynen and Janina Gosseye
The Belgian welfare state came about, as most others in western Europe, as a political
project at the end of the Second World War. The Social Pact that was signed in April
1944 between representatives of the labour movement, leaders of the employers
organizations and a few high-ranking civil servants, provided the basis for what in
subsequent years became a well-elaborated system of social insurance, covering health
care, unemployment, old age pensions, child benet and the annual vacation.1 In
Belgium the political basis for the grandiose new social contract came forth from the
experience of the war, from which rich as well as poor had suffered, giving rise to
the belief that social justice on an impartial basis should be guaranteed by the State.2
In most European countries this resulted in strong legislation which offered social
security to the majority of the population and which was administered through a new
bureaucracy. This was paralleled by the establishment of planning institutions aimed
at facilitating the redistribution of wealth, knowledge and political power. Hence all
of western Europe saw the rise of heavily subsidized housing estates and social infrastructure, such as health facilities, cultural or community centres and sports facilities.
The way in which these amenities were planned, nanced and managed varied considerably among the different nation-states. In some countries, such as the Netherlands
or Sweden, planning was centralized and the distribution of amenities was carefully
administered by national institutions. In other countries, such as Belgium, a more
decentralized policy prevailed, which enabled local initiatives taken by municipalities
or cooperatives, helped by subsidies from the central state.
The emergence of the welfare state in Belgium was bound up with political evolutions based on a logic of pillarization.3 Belgium was one of those European states
that were characterized by this peculiar arrangement of political ideologies and social
structures.4 The term pillarization refers to a situation in which different ideological
sections of society in the Belgian case Catholics, Socialists and Liberals (the latter
smaller and less important) organize themselves as pillars: tightly-knit wholes of
affiliated and interconnected organizations that serve their members with respect to
housing, health care, employment issues and other areas of life.5 The deployment of
52
the social welfare state system in post-war Belgium was thus initially largely organized
along ideological lines. Social security was, for instance, distributed through unions
and mutualiteiten (health insurance organizations) that bore clear ideological connotations. The built environment also bore the imprint of pillarization, especially with
respect to a lot of what was built in the 1950s and early 1960s.
This chapter discusses how the Belgian-built environment developed as a result
of welfare state policies. For reasons that will become obvious later on, the focus
is mainly on Flanders6; the northern, Flemish-speaking region of the country. The
paper will show how the effects of pillarization on housing and socio-cultural facilities
gradually diminished, giving way to a spatial structure of the territory more inuenced
by linguistic differences. Meanwhile, public investments were also increasingly fuelled
by socio-economic considerations aiming at the even development of all regions. Thus
new road infrastructures made the whole territory accessible, stimulating a growth
pattern that ultimately resulted in a landscape of sprawl the so-called nebulous city.
that was modern in oor plan and equipment but traditional in appearance. This
development was due to the fact that the organization was client-oriented rather than
committed to modernism as such10 which was a major difference compared to what
happened in some other European countries (for example, the Dutch correct living
from the 1940s onwards11).
In contrast to education in home culture, where the differences between the
different socio-cultural organisations diminished in the post-war period, when it came
to building typology radically different views were held by the Christian Democrats
(or Catholics) and the Socialists (later Social Democrats). Single-family houses owned
by their inhabitants were denitely preferred by the Christian Democrats while the
Socialists supported rented apartments that gave their occupants more freedom to
engage in social or political organizations (since they did not have to spend time
cultivating the garden or undertaking maintenance). Shortly after the Second World
War, the coalition government (which consisted primarily of Christian Democrats
and Socialists) introduced two housing acts which conrmed these divergent logics:
the De Taeye Act of 1948, a Catholic housing act stimulating private enterprise, and
the Brunfaut Act of 1949, a socialist one promoting public housing. The De Taeye
Act encouraged small-scale private initiative by offering subsidies to private builders
and by setting up a mortgage system that allowed builders to borrow up to 90 per cent
of the value of the property. It was benecial not only to individual homebuilders but
also to Catholic related organizations, which initiated the building of large estates of
one-family homes that they could sell cheaply thanks to the De Taeye subsidies. The
Brunfaut Act on the other hand was most relied upon by socialist inspired housing
corporations which used it to fund the collective infrastructure needed for large social
housing estates with apartment blocks rather than one-family houses (Figure 3.0).12
The De Taeye Act in particular has had a major inuence on residential patterns
in Belgium, particularly in the northern (Flemish-speaking) region of the country.13
In all there were about 100,000 beneciaries during the rst ve years (19481953),
an average of 20,000 new dwellings per year. Many of these dwellings were not built
as part of a larger scheme but as a one-off enterprise initiated by the owner/inhabitant who commissioned an architect to design the house and a contractor to build
it. A signicant portion of new homes was built in new low-rise neighbourhoods
that combined the benets of the Brunfaut and the De Taeye measures relying
on the former to receive subsidies for infrastructure (road and services) and on the
latter for lowering the threshold for prospective buyers of a modest one family home.
Structured neighbourhoods with high and middle-rise public housing were also built
and some rather good ones, like those designed by Renaat Braem in Antwerp
but quantitatively they never formed a major component in the construction of new
homes. The Belgian need for housing was met largely through the De Taeye Act.
Because of the dominance of the Christian Democratic parties within Belgian
post-war policies, the Belgian welfare state favoured the family as a unit, leading to a
spatial pattern with a multitude of single-family homes on individual plots, inhabited
by families of owner-occupiers. As in other predominantly Catholic countries such
as Italy, the idea of the citizen as a home-owner prevailed (in Italys case as a reaction
to the communist vision of the collectivization of the property, resulting in one of
the highest percentages of house-owners in Europe today).14 It is no coincidence that
53
54
both Belgium and Italy have their own terminology for the particular spatial condition
that post-war housing development created; the nevelstad in Belgium, or, in Italian
the citt diffusa the nebulous city. Such an approach differs signicantly from the
one taken in other parts of western Europe. In the Netherlands for example, public
housing was seen as one of the major instruments of urban planning, resulting in a
much higher percentage of collectively built neighbourhoods and also in far more
compact cities.15 In France and the UK, public housing was a major ingredient of the
grands ensembles or the new towns, that were closely linked with welfare state policies
and that were used to stem the tendencies towards urban sprawl.16 In Sweden, the
role of the state was also paramount in matters of housing, not, however, directed
at families, but rather at individuals (since Swedish citizens were supposed to obtain
greater individual autonomy through greater dependency on the state, bypassing the
mediating role of the family).17
countrys dispersed geographical regions. He pinpoints the highway, canal and railway
networks, along with industrial zones, as the main structuring elements of the Belgian
territory. Ryckewaerts thesis recalls an earlier suggestion made by the architectural
historians Geert Bekaert and Francis Strauven in their seminal book Building in
Belgium 19451970 (1971) who argued that:
It is not the architect and his constructions that shape our environment, but
the road-builder, who in a completely novel manner decides how our milieu
is structured. The importance of public works is no longer predominantly
indebted to the buildings that this ministry builds, but to the communication
models it realizes and the new environment that springs from these models.
In the period under investigation [19451970], roads have become the most
important constructions.23
One of the most sweeping infrastructure programmes launched was the 1954 Road Fund
Act. It provided the institutional framework for the modernization of the Belgian road
network. Thanks to this Road Fund Act, the Belgian sections of the Trans European
Highway network were completed, which satised the need to develop industrial and
touristic corridors and which transformed Brussels into the highway hub (or traffic
bottleneck) that it is today.24 Besides the Road Fund Act, also the Antwerp Ten Year Plan
(19561965) and the Canal Act of 1957 had a major impact on the modernization of the
Belgian transport infrastructure.25 Both programmes contributed to the improvement of
the Belgian waterways. The main goal of the Antwerp Ten Year Plan, for instance, was
to enable the port of Antwerp to compete with Rotterdam in the Netherlands, which
had been reconstructed and modernized between 1947 and 1955 and extended by 2000
hectares, making Antwerp outdated in comparison.26 These extensive infrastructure
programmes not only generated much-needed employment opportunities for workers in
the post-war era, but also instigated urban development in different regions and led to a
boom in the construction industry. They also greatly facilitated the sprawl of individually
built houses, supported by the nancing of the De Taeye Act.
55
56
itself to provide its citizens with the necessary leisure infrastructure that would
enable them to spend their free time in an appropriate manner. From the early
1950s the government began funding and constructing a variety of facilities such as
swimming pools, sports centres, holiday camps and cultural centres. In the 25-year
period between 1955 (when the 45-hour week was enacted) and 1980, nearly 500
cultural centres, swimming pools and sports centres were developed in Flanders
alone.28 The development of leisure infrastructure in Flanders started slowly in the
mid-1950s and gradually increased throughout the 1960s. A peak in construction
was reached by the early- to mid-1970s at the peak of the economic crisis when
43 sports centres, 16 swimming pools and ve cultural centres opened their doors in
one single year (1976). Most of these were designed by local architects and were not
remarkable in terms of their architecture, although there were exceptions, notably
the cultural centre of Hasselt, the swimming pool of Genk and the cultural centre of
Houthalen-Helchteren, all designed by the well-known architect Isia Isgour.29 This
major programme for building leisure facilities was designed to full the ambition of
creating a society that was more egalitarian, not just in terms of material wealth, but
also in access to the socially acceptable leisure pursuits of culture and sport.30
When it came to leisure infrastructure, the entanglement between the pillars and
the welfare state was initially quite important. Before the state had begun to subsidize
this type of building, the pillars had already been providing for leisure and sports; the
rst holiday camps for children, for instance, were established by political parties or
unions, not by the state. In the 1950s and early 1960s, the effects of this were still
felt, as ideological differences still had an impact on the conception of leisure infrastructure. The Catholic pillar had long strived to have its own sports facilities and
organizations, out of a concern that the intermingling of the different ideological
outlooks on the sports elds or in swimming pools would contaminate the religious
awareness and the family orientation of their members.31
The earliest efforts were directed towards the construction of holiday camps for
children. During the inter-war period and after the Second World War, particularly
from the mid-1950s, pillarized health services, unions and labour groups began
opening holiday camps. Socialist organizations generally favoured modern architecture whereas their Catholic counterparts predominantly opted for historicizing
styles. This was not a coincidence, since modern architecture celebrated principles
such as sobriety, rationality and functionality, which were in line with the equality,
openness and social justice aimed for by socialist organizations. For Catholics, on
the other hand, historicizing styles corroborated the reverence for tradition that they
valued so highly.
A particularly interesting example of a childrens holiday camp is at Oostduinkerke,
where between 1933 and 1957 the Socialist Health Services developed a vacation
colony, comprising three large separate buildings. These offered affordable vacations
for workers children and were designed according to the principles of the modernist
architectural idiom. They were intended to create an ideal environment for the child,
where particular emphasis was placed on both personal choice and a sense of collectivity. Home Emile Vandervelde II probably the most striking of the three was
constructed in 1954. Designed by architect Lucien Engels for 700 children and 200
adults, this holiday home housed all its functions in three triple-limbed star-shaped
pavilions that resembled three giant stranded starsh (Figure 3.1). It explicitly addressed
not just the physical but also the mental well-being of the children. Home Emile
Vandervelde II was regarded as a place where they could come to rejuvenate, physically as well as mentally, but also as a place where their personalities would develop:
a place that would appeal to their sense of collectivity and a place where the children
would discover basic socialist principles. The whole vacation camp was seeped in
colour, for instance in the facade of the buildings brightly coloured panels alternated
with the windows and created a colourful rhythmic sequence. The same playful colour
elements can be found in the furniture purpose-designed by Engels for the home.
Whereas the years between the 1930s and the 1960s were the heyday for childrens
holiday camps, later new vacation possibilities arose, not only for children, but for
the whole family. After 1936, when annual paid vacation had become a social right,
a rapid development took place in the eld of what later came to be called social
tourism.32 As in many European countries, social organizations provided for workers
holidays by building new infrastructure. The Belgian situation, however, was again
rather specic due to the role of pillarized organizations and their preference for
specic formal languages.
An interesting example of this new type of holiday camp is in HouthalenHelchteren, a small village in the southern province of Limburg, where in 1964 the
Christian Health Services (Christelijke Mutualiteiten) constructed a holiday park
named Hengelhoef. Unlike the socialist project in Oostduinkerke, which comprised
a small number of large building slabs, Hengelhoef was conceived as a holiday village
which offered family vacations and comprised a large number of small residential
pavilions or bungalows, each of which could house between one and four families
(Figure 3.2). In addition there was a large two storey-building (the main building)
containing administrative offices, collective spaces and rooms for guests.
Figure 3.1 Home Emile Vandervelde II (Amsab-Institute of Social History, Ghent, copyright Debaere).
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58
Figure 3.2 A view of Hengelhoefs residential pavilions. These pavilions encircle a large open green area
where different recreational facilities are located and delineate the forest edge. Photographed in July 1964
(KADOC, Documentation and Research centre for Religion, Culture and Society, Leuven).
Hengelhoef was promoted as a holiday domain for family vacations, which would
allow workers to escape the industrial centres where they spent most of their time
and enjoy a healthy retreat in pure nature with their wives and children. After all,
the Christian Democratic pillar considered the family the core-unit or standard
dimension which was to be incorporated in all aspects of life, including vacation.
This can be seen in the spatial conguration of Hengelhoef. The exibility that can
be found in the design of the bungalows met one of the primary requirements of
organizing family vacations; since they ensured that every family:
regardless of its size or the age of the children, has a room at its disposal where
they can be together and feel united. During the vacation period, the family can
use this space in such a manner that it becomes a transplant of their own home
in the holiday institution.33
None of the bungalow units had a kitchen (Figure 3.3). This was deliberate, to allow
the housewife, like other members of the family, to relax and enjoy a carefree holiday.
This was in line with the aspiration of the General Christian Workers Union (Algemeen
Christelijk Werknemersverbond, or ACW) to ensure that family events arise in which
mothers, free of care for their family, can enjoy a couple of peaceful days during which
they can relive their honeymoon weeks.34 A striking feature of the pavilions is the size
of the porch or veranda in front of each unit. When the double doors were opened
completely, these porches practically became a part of the living space, drawing nature
Figure 3.3 Spatial layout of the two different pavilion types in Hengelhoef: type A (the rectangular plan)
and type B (square plan) (private collection Hengelhoef, Houthalen Helchteren).
into the bungalow unit and luring the holidaymakers outside, where they could
enjoy the serenity of nature or participate in one of the organised outdoor activities
(Figure 3.4).
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60
Figure 3.4 Two families sitting in front of their bungalow unit, enjoying the serenity of nature
(KADOC, Documentation and Research Centre for Religion, Culture and Society, Leuven).
French and the Flemish language communities after the end of the Second World War
acquired an institutional character in the 1960s. In 1963 the country was split into
four language areas (Flemish, French, bilingual and German) and in 1965 the Ministry
of Education and Culture was split in two, with one Ministry for Flemish Culture and
another for French Culture. The construction of a large number of leisure centres in
Flanders was not only a means of democratizing access to leisure but also a way of
affirming both the validity of this newly founded ministry of Flemish culture36 and
the authority of the Flemish language community.
Of course, this shift from a pillarized to a pluralistic leisure culture divided
along language/territorial lines did not happen overnight. One of the rst public
swimming pools constructed after the introduction of the ve-day week in 1955
was the indoor pool of Leuven, which opened in 1958. Not only the narrative
concerning the erection of this pool but also its architectural features and the use of
the building were indicative of the difficult transition from a pillarized to a pluralistic
outlook. In 1954, following the election of the Social Democrat Franois Tielemans
as mayor, the town of Leuven decided to construct a municipal swimming pool and
commissioned Maxime Brunfaut, a well-known architect from Brussels, to design
it. The choice of Brunfaut was not coincidental; he was the youngest in a family
of architects who from the early twentieth century were well known as protagonists
of socialist modernism (his father Fernand was an architect turned politician who
gave his name to the Brunfaut Act). The decision was attacked in the media by the
Catholic party, who criticised the mayor for selecting a French-speaking architect
from Brussels as if none of the local architects were good enough.37 The socialists
Figure 3.5 Front page of the 1958 socialist election bulletin of Leuven (City Archives, Leuven).
on the other hand took the credit for providing the town with a city pool. When
it opened in 1958, the Social Democratic party used the image of the swimming
pool in its electoral campaign, with the slogan We keep the promises we make, vote
socialist! (Figure 3.5).38
Even though in its origin the building bore a socialist connotation, no distinction
based on ideological alliance was made in its use once it was opened. Local schools,
for instance, took their students swimming in this pool almost immediately after it
had opened regardless of their status as state or Catholic schools.39 The Leuven
swimming pool is typical of the transitional period, in which the overt impact of
the pillars on practically all aspects of life diminished and society became more or
less de-pillarized. While a clearly identied pillar (or more accurately a political
party) claimed the credit for building the pool (and hence expected to be rewarded
for it in the elections), the construction was completely nanced with public
money and the subsequent municipal authorities of different colours made sure
that it began to function as a public institution. It gradually came to be seen as
a municipal rather than a socialist facility, and it certainly was used in a pluralist
61
62
way, contributing over the years to the mitigation of tensions between people from
different pillars.
The 1960s and 1970s saw continuing construction of swimming pools, sports halls
and recreational domains, i.e. state-funded and state-maintained parklands containing
passive and active leisure facilities such as ponds, botanical gardens, playgrounds, petting
zoos, etc. From the mid-1960s a new type of cultural infrastructure emerged, which was
designed to create spaces where everyone regardless of social status or pillar-affiliation
could get a taste of high culture (theatre performances, art exhibitions, concerts, etc.)
while simultaneously providing room to accommodate bottom-up initiatives such as art
classes for children, meeting areas for local clubs, rehearsal spaces for amateur theatre,
etc. This infrastructure was thus ascribed both an educational function (promoting high
culture through an own programme) and a supportive function (offering spaces to
organize grassroots events). This new typology was termed a cultural centre.
Following the opening of the rst cultural centres in the late 1960s and early 1970s,
a decree was issued in 1974 to safeguard the pluralistic character of all the (new) types
of social infrastructure which had been developed over the past few decades. This
political agreement stated that all government institutions, all institutions erected by
the government and every organization or person that permanently has at its disposal
a governmental infrastructure, should abstain from any form of discrimination,
exclusion or limitation based on ideological or philosophical grounds.40 These
principles came to the fore during the realization of the cultural centre of Hasselt,
which opened its doors in 1972 (Figure 3.6). In contrast with the swimming pool
of Leuven, which was initially hailed as a socialist achievement, this cultural infrastructure was never tied to an ideological belief or political (pillarized) party. It was
from the start propagated as a centre for encounter; a centre which was open to all,
a centre which was to effect the democratization of culture. In the December 1972
issue of the local newspaper de Hasselaar, the then president of the Cultural Board of
Hasselt, expressed these ambitions as follows:
It is our explicit wish that this cultural centre will not turn into a temple of
Culture ... it should rather become an open house, where we all feel at home
and where we can make culture together, each according to their own disposition, with their own capabilities and widely accessible to all who for one
reason or another are deprived [of culture].41
These leisure facilities, of which almost 500 were built across Flanders, also
contributed to its sprawl-like character. Cultural centres were sometimes built in
secondary or tertiary cities, but also in smaller municipalities, and most often on
the fringes of dense urban centres. Sports facilities, likewise, were situated on easily
accessible sites where the land came cheap hence usually not within densely
populated neighbourhoods, nor in their immediate vicinity, but rather along newly
built bypass roads or somewhere in the geographical middle of a larger set of
villages. The nebulous city pattern of Flanders was thereby reinforced. The overall
map of these facilities (Figure 3.7), however, reveals that the distribution of the new
facilities across the territory was far from even. There are several reasons for this,
but among them the growth of political tension along linguistic lines is certainly
Figure 3.6 Photo of the cultural centre of Hasselt, shortly after opening in 1972 (private collection, cultural centre,
Hasselt).
Figure 3.7 Leisure infrastructure built in Flanders between 1958 and 1985 (Janina Gosseye).
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64
Perhaps the clearest example of this tendency is the Cultural Centre of Dilbeek, a
relatively small municipality in the shadow of Brussels. Dilbeek increasingly perceived
itself as under threat because it was geographically the last monolingual Flemish
municipality before the Brussels agglomeration.43 Announced in 1967, its plan to
construct a cultural centre was in line with the strategy of Frans Van Mechelen, the
Minister of Flemish Culture, to establish a belt of emeralds around the capital, i.e.
a string of cultural centres that would defend the Flemish hinterland from (further)
Frenchication. The architect of the Dilbeek project, Alfons Hoppenbrouwers,
evidently understood this. The accommodation planned was ambitious, including
a 500-seat theatre, a library with more than 20,000 books, a reception hall that
could seat up to 350 people and a spacious exhibition gallery. Located on the edge
of a valley, the design of the building follows the natural topography, with a strong
east-west orientation. The curved shape of the building seems to embrace the valley,
whilst turning its hunched back to the urban prospect in front. The facades reinforce
this sense, as the front, facing Brussels, has only a few windows while the back facade,
facing Flanders in the west, is almost completely glazed and provides a magnicent
view over the valley. The architect himself was apparently clear about this, stating that
the cultural centre of Dilbeek embraces the Pajottenland [Flemish hinterland] whilst
turning its back to the French capital.44
The belt of emeralds strategy initially consisted mainly of cultural centres but
from the early 1970s around the time when sports became the responsibility of the
Ministry of Flemish Culture it was extended to sports infrastructure. In April 1972
the magazine Sport started to publish a series of articles on the planning of sports infrastructure in the periphery of Brussels written by Sigfried van Nuffel, a geographer/
planner associated with Mens en Ruimte (Man and Space), a research group linked
to the architectural office Planning. According to van Nuffel:
The presence of a well-developed sports infrastructure is one of the elements
able to reduce the magnetism of the capital on the Flemish agglomeration.
The sports plan which is currently presented is therefore in essence a Flemish
plan.45
The realisation of Flemish leisure infrastructure in the Brussels periphery was designed
not only to counter the movement of French migrants to the borders of the capital
city by creating a series of Dutch-speaking cultural centres, but also to reduce the
magnetism that the socio-cultural infrastructure of the capital exerted on the Flemish
population residing in its borders. Beyond discouraging the inux of Walloon (Frenchspeaking) residents in the Flemish periphery, the belt of emeralds strategy strove to
inhibit the Frenchication of the Flemish population. Not only cultural centres but
also swimming pools, sports halls and recreational complexes were developed around
the Belgian capital as part of this. For instance, in the same year that Dilbeek inaugurated its cultural centre, the Brussels municipality opened a public swimming pool and
a sports hall. Rather than developing Brussels as the centre of cultural activities, the
focus shifted to peripheral municipalities, where several larger nodes were created,
such as that at Dilbeek, that cluster together an array of leisure infrastructure. Other
places in the Brussels periphery such as Itterbeek and Strombeek-Bever followed suit.
As architect Paul Vermeulen put it in 2000: The right-minded Fleming did not live
in the city, but beleaguered [sic] it with culture from the outlying elds.46
Conclusion
The formation of the welfare state in Belgium occurred in parallel with two important
social/political developments: de-pillarization and the bifurcation of the Flemish and
Francophone communities. The complex political balance between the Catholic
and Socialist pillars that still dominated political life in the early post-war years led
to the formulation of two housing acts, which together encouraged the building of
residential neighbourhoods all over the territory. This gave rise to a distinctive form of
dispersed residential settlement, almost evenly spread across urban, suburban and rural
contexts, and helping to create what is now known as the nebulous city.
From the 1960s onwards, this was accompanied and reinforced by a Flemish cultural
policy that encouraged the construction of sports and leisure infrastructure in all
municipalities, giving precedence not to the existing urban centres but rather to quasirural municipalities that were perceived as lacking facilities and services. This policy
resulted not as might be expected in an evenly distributed grid of amenities, but
rather in a constellation where densities are uneven. These densities reect on the one
hand conscious political choices promoted from the top (especially with respect to the
reinforcing of Flemish identity in the belt around Brussels) and on the other hand the
enthusiasm of local authorities which had to take the initiative in securing the central
subsidies for their municipality. Regardless of this unevenness in distribution, however,
the map also shows how the dispersed sports and leisure infrastructure reinforced the
Flemish nebulous city that had been initiated by residential developments.
Notes
1 P. Pasture, The April 1944 Social Pact in Belgium and its Signicance for the Post-War
Welfare State, Journal of Contemporary History, 1993, 4, 696714.
2 J. Dryzek and R. E. Goodin, Risk-Sharing and Social Justice: The Motivational
Foundations of the Post-War Welfare State, British Journal of Political Science, 1986, 1,
134.
3 M. Hooghe, Ontzuiling in de Lage Landen, Ons Erfdeel, 2008, 2, 419.
4 S. Hellemans, Strijd om de Moderniteit, Leuven: Universitaire Pers, 1990.
5 R. Vanderstraeten, Cultural Values and Social Differentiation: The Catholic Pillar and Its
Education System in Belgium and the Netherlands, Compare: A Journal of Comparative and
International Education, 2002, 2, 133.
6 The term Flanders has throughout the course of time covered an altering geographical
area; after the federalization of the country it became the name of the constituent governing
institution of the federal Belgian state. However, within the context of this chapter, we use
the term Flanders not as a reference to the governing institution, but simply to refer to
the geographical region (in the north of the country) that (today) coincides with the federal
Belgian states Flemish Region but excludes the bilingual Capital Region.
7 S. De Caigny, Bouwen aan een nieuwe thuis. Wooncultuur in Vlaanderen tijdens het interbellum (unpublished doctoral dissertation), Leuven: Katholieke Universiteit Leuven, 2007.
8 E. De Vos, Hoe zouden we graag wonen? Woonvertogen en -praktijken in de
jaren 19601970 in Vlaanderen (unpublished doctoral dissertation), Leuven: Katholieke
Universiteit Leuven, 2008.
9 De Vos, Hoe zouden we graag wonen?, pp. 93100.
65
66
10 E. De Vos and H. Heynen, Shaping Popular Taste: the Belgian Farmers Association and
the Fermette during the 1960s-1970s, Home Cultures, 2007, 3, 237259.
11 W. Van Moorsel, Contact en controle: het vrouwbeeld van de Stichting Goed Wonen, Amsterdam:
SUA, 1992.
12 K. Theunis, The quest for a Belgian housing project, 19651975: approaches between designers
and authorities in the practice of private housing (unpublished doctoral dissertation), Leuven:
Katholieke Universiteit Leuven, 2008; F. Strauven, Renaat Braem: de dialectische avonturen van
een Vlaams functionalist, Brussel: Archief voor Moderne Architectuur, 1983.
13 K. Theunis, De Wet De Taeye. De individuele woning als bouwsteen van de
welvaartsstaat, in K. Van Herck and T. Avermaete (eds.), Wonen in welvaart. Woningbouw en
wooncultuur in Vlaanderen, 19481973, Antwerp: VAi/CVAa, 2006, pp. 6777. Comparable
output gures for the Brunfaut Act are not available as it nanced infrastructure rather than
houses per se.
14 D. Andrews and A. Caldera Snchez, The Evolution of Homeownership Rates in Selected
OECD Countries: Demographic and Public Policy Inuences, OECD Journal: Economic
Studies, 2011, 1, Available at: http://dx.doi.org/10.1787/eco_studies-2011-5kg0vswqpmg2,
accessed 08 August 2013.
15 K. Schuyt and E. Taverne (eds.) Nedelandse Cultuur in Europese Context: 1950: Welvaart in
Zwart-Wit. Den Haag: Sudu Uitgevers.
16 K. Cupers, Designing Social Life: The Urbanism of the Grands Ensembles, Positions,
2010, 1, 94121; P. Hall, And That was the Future: The Planners World, Futures, 1989
(21) 5, 498507.
17 H. Berggren and L. Trgrdh, Pippi Longstoking. The Autonomous Child and the
Moral Logic of the Swedish Welfare State, in H. Mattsson and S.-O. Wallenstein, Swedish
Modernism. Architecture, Consumption and the Welfare State, London: Black Dog Publishing,
2010, pp. 5065.
18 C. Weeber, Het Wilde Wonen, Rotterdam: Uitgeverij 010, 1998. For a comprehensive
comparison between the post-war housing developments in Belgium and the Netherlands
consult: H. Heynen, Belgium and the Netherlands: Two Different Ways of Coping with
the Housing Crisis, 194570, Home Cultures, 2010, 2, 159177.
19 R. Braem, Het Lelijkste Land ter Wereld, Leuven: Davidsfonds, 1968.
20 F. Strauven, Het Lelijkste Land? in R. Gobybn and F. Vanhaecke (eds.), De Fifties in Belgi,
Brussels: ASLK, 1988, pp. 268281.
21 M. Smets, Een tijd van vanzelfsprekendheid in F. Vanhaecke (ed.), 19511991. Een
Tijdsbeeld, Brussel: Paleis voor Schone Kunsten, 1991, pp. 189195.
22 M. Ryckewaert, Building the Economic Backbone of the Belgian Welfare State. Infrastructure,
Planning and Architecture 19451973, Rotterdam: 010 Publishers, 2011.
23 G. Bekaert and F. Strauven, Bouwen in Belgi 19451970, Brussels: Nationale Confederatie
van het Bouwbedrijf, 1971, p. 15.
24 For more information regarding the construction of the road network around Brussels in
the post-war period, see Ryckewaert, Building the Economic Backbone, pp. 177195.
25 M. Ryckewaert and K. Theunis, Het Lelijkste Land, de Mythe Voorbij. Stedenbouw en
Verstedelijking in Belgi sinds 1945, Stadsgeschiedenis, 2006, 2, pp. 148168.
26 A comprehensive account on the postwar history of the port of Antwerp can be read in:
Ryckewaert, Building the Economic Backbone, pp. 8096.
27 The role that (workers) unions played in the development of the Belgian welfare state,
particularly with regards to the development of leisure infrastructure, is explored in the
essays: J. Gosseye and H. Heynen, Designing the Belgian Welfare State 1950s to 1970s:
Social Reform, Leisure and Ideological Adherence, Journal of Architecture, 2010, 5, pp.
557585 and J. Gosseye and H. Heynen, Campsites as Utopias? A Socio-spatial Reading
of the Belgian Postwar Holiday Camp, 1950s1970s, International Journal for History Culture
and Modernity, 2013, 1, Available at http://history-culture-modernity.org/index.php/
HCM/article/view/228/290, accessed 04 August 2013.
28 From the 1960s, the nancing of this infrastructure was different for the three regions of
Belgium: Flemish-speaking Flanders, French-speaking Wallonia, and the bilingual (French
and Flemish-speaking) capital region of Brussels. Thus far, research has only been carried
out for Flanders.
29 J. Gosseye a.o., Architectuur voor vrijetijdscultuur. Culturele centra, zwembaden & recreatiedomeinen, Tielt: Lannoo Campus, 2011; S. Van de Voorde a.o., Isia Isgour 19131967,
Antwerp: CVAa, 2008.
30 C. Grafe, Peoples Palaces. Architecture, Culture and Democracy in Two European Post-war Cultural
Centres (unpublished doctoral dissertation), Delft: TUDelft, 2010, pp. 2125.
31 Symptomatic in this respect is an article which can be found in the March 1973 issue of the
Catholic sports magazine Sporta, entitled Gemengd zwemmen, which loosely translates
as Mixed Swimming. This short text recounts a confusion that occurred in the Dutch
town Arnhem, when the subject mixed swimming was brought up during the municipal
council and one of the aldermen (who was confused about the subject matter) asked when
we talk about mixed swimming, we talk about the use of one swimming pool by Catholics
and Protestants together, right? This one-liner not only perfectly represents the pillarized
climate of the Netherlands in that period, but the fact that such a seemingly insignicant
newsash (from the Netherlands moreover) was published in a Belgian, catholic periodical
also eloquently reects the pillarized atmosphere in Belgium in this period, in which
members of the catholic pillar indeed worried about swimming alongside socialists. Source:
Author unknown, Gemengd zwemmen, Sporta, 1973, 3, 12.
32 The earliest denition of social tourism by W. Hunzicker, outlined in his 1951 publication
Social Tourism: Its Nature and Problems, describes social tourism as the relationships and
phenomena in the eld of tourism resulting from participation in travel by economically
weak or otherwise disadvantaged elements in society. In a later publication which appeared
in the Revue de Tourisme in 1957, Hunzicker added a comment regarding the nature of social
tourism provision, dening the concept as a particular type of tourism characterised by the
participation of people with a low income, providing them with special services, recognised
as such. For more information, see L. Minnaert, R. Maitland and G. Miller, What is social
tourism?, Current Issues in Tourism, 2011, 5, 403415.
33 B. Reggers, Vakantiebehoeften en wensen: een onderzoek bij de verlofgangers van het
vakantiedorp Hengelhoef (unpublished thesis), Heverlee: Centrale Hogeschool voor
Christelijke Arbeiders, 1965.
34 Author unknown, De arbeidersvakantie in het raam van de vrije tijd (A.C.W. 16th conference
in Brussels, 1952), p. 5.
35 B. J. De Clercq, De evolutie van de verzuiling in Nederland en Belgi, Ons Erfdeel, 1967,
2, 26.
36 S. Hellemans, De Culturele Centra in Vlaanderen. Tussen overheid, zuilen en cultuur, in
M. De Kepper (ed.) Culturele Centra. Op Zoek naar een Proel, Brussels: FEVECC, 1993,
pp. 424.
37 Author unknown, Een Kaakslag, Loven Boven, Verkiezingsblad van de C.V.P. voor de stad
Leuven, 1958, 2, 1.
38 Author unknown, Een Grote Dag voor Leuven, De Volkswil, Maandblad voor de Belgische
Socialistische Partij, Afdeling Leuven, 1958, 2, 1.
39 Interview with Roger Geets, retired school teacher of a state elementary school in
Wijgmaal. Interview held on 06 October 2008 in Wijgmaal (Belgium); Interview with
Monique Van Damme, resident of Leuven, who between 1955 and 1961 attended the
Catholic high school for girls, Sancta Maria in Leuven. Interview held on 25 March in
Leuven (Belgium).
40 Decree of 28 January 1974: Culture Pact. Published in Belgisch Staatsblad/Le Moniteur
Belge on 31 May 1974.
41 G. Ottenbourgs, Nu het cultureel centrum er is..., de Hasselaar, 1972, 76, 6.
42 J. Gosseye, Leisure Politics. The Construction of Social Infrastructure and Flemish
Cultural Identity in Belgium, 1950s to 1970s, The Journal of Urban History, 2012 (38) 2,
271293.
43 Werkgroep Westrand Brussel, Preadviesbundel Ontmoetingscentrum Dilbeek, Brussels, 1967,
p.3.
44 Interview with Martine Plas (executive secretary of the cultural centre Westrand since
1977), 8 January 2009.
45 S. Van Nuffel, Planning van de sportinfrastructuur in de federaties rond Brussel, Sport,
Tijdschrift van de Lichamelijke Opvoeding, de Sport en het Openluchtleven, 1972, 2, 95102.
46 P. Vermeulen, Cultural Centres, A Journey through the Nebular City, Archis, 2000, 10,
1222.
67
Figure 4.0 Needwood House, Woodberry Down Estate, 1949, photographed by John Maltby (RIBA Library
Photographs Collection).
4
THE BEGINNINGS OF HIGH-RISE
SOCIAL HOUSING IN THE LONG 1940s:
THE CASE OF THE LCC AND THE
WOODBERRY DOWN ESTATE
Simon Pepper
Multi-storey social housing has been debated in Britain from the earliest days of
state-subsidised housing provision, often bitterly polarizing opinion amongst housing
designers and providers, but never winning solid support from its tenants. Indeed, the
national preference for 2-storey houses with gardens however small distinguishes
Britain (particularly England and Wales) from other European countries. High-rise
housing is an incendiary topic, posing still inadequately answered questions about
the complex of reasons for its adoption and the many different contexts for these
decisions.1 This chapter examines the process by which the London County Council,
Britains biggest house-building authority and Labour-controlled throughout this
period, adopted high-rise social housing in the critical years before, during, and
shortly following the Second World War what we might term the long 1940s.
Here, high-rise housing refers to dwellings in blocks requiring lift access, i.e. blocks
higher than the four-, ve- and sometimes even 6-storey walk-up tenements built
in the inner areas of London, Liverpool and a handful of other English cities from
late Victorian times to the 1930s, as well as the walk-up tenement tradition which
was well established in Scotland. Only one genuine high-rise social housing scheme
had been completed in Britain before the Second World War. This was the Quarry
Hill estate in Leeds, rising to eight oors in some parts of a sloping site, with all of its
ats reached by lifts, but built in special circumstances by a local authority otherwise
strongly opposed to tenements.2 In contrast, by the mid-1950s high-rise schemes of
ten or more oors could be seen rising from the edges as well as the centres of towns
all over Britain. Blocks more than twice as high would be built in the 1960s, and are
now seen as one of the most damaging legacies of twentieth-century architecture and
planning. From this arose my initial interest in the processes at work in the pre-war
adoption of walk-ups against the strong prejudices and informed views of most
housing professionals, politicians and those housed in the ats.3 This chapter focuses
on the decisions taken by the London County Council (LCC) during the Second
World War to embark upon yet higher ats, hitherto regarded as even more objectionable. Recent years have seen valuable research on the wider context of post-war
70
Simon Pepper
social housing and on the inner workings of the LCC.4 This background allows me
to concentrate on the ideas and processes which over many years shaped the design
of a single social housing scheme. An important element of the analysis and argument
underlying this chapter is that the fateful moves into high-rise housing involved many
different groups, inuences and transitional projects, representing something more like
policy drift than a clear-cut decision.
Woodberry Down
Our starting point is the chain of decisions which, beginning in the late 1930s,
eventually delivered the LCCs rst high-rise blocks on the Woodberry Down estate.
As well as a small number of houses and much larger numbers of 3- and 5-storey blocks
of ats, four 8-storey slab blocks were built on the estate. The rst of these, Needwood
House, opened in July 1949 (Figure 4.0). Designed as steel framed structures faced
with brickwork, all the 8-storey blocks were redesigned after the war in monolithic
concrete strikingly different in appearance to the municipal neo-Georgian of most
pre-war LCC blocks.5 The high ats were reached by enclosed staircases and lift
lobbies, instead of the open access balconies most commonly used before the war.
Described as luxury ats in the LCC press release announcing their opening, the high
blocks boasted central heating and hot water as well as higher rents.6 The Woodberry
Down housing estate covered 45 acres (18.2 hectares) and from an early stage was
conceived as a neighbourhood unit with a community centre, schools, public library
and health clinic (the rst to be built under the National Health Service).7 Efforts
would be made to preserve many of the trees and descriptions drew attention to
the planned promenade along the New River, which looped around the site and
separated it from two large reservoirs. Although the completed estate won no design
prizes, it has been recognized as the most interesting development built by the LCC
between 1945 and 1950 (Figure 4.1).8 For the purposes of this chapter, the importance of the scheme is the link it provides between pre- and post-war thinking in social
housing design inside the largest and most inuential of Britains local authorities.
In September 1935 when news broke of the LCCs plans to introduce into the
area from 12,000 to 15,000 people (many of them ex-slum dwellers) opposition was
organized and funded by Stoke Newington council, egged on by the local newspapers.9
Accusations of political motives (the import of Labour voters into a Conservative-held
borough) and, later in the war, of a bombing threat posed by the landmark skyscrapers
which by then formed part of the scheme, all featured in a long-running opposition
campaign presenting a suburban, almost rural, community submerged beneath a series
of barracks.10 The low density of the area was of course central to the LCC case at
the public inquiry in November 1936, when it was argued that 1,200 people in 185
properties (many multi-occupied) occupied enough space for 1,600 dwellings housing
four times that number (but rather less than the inaccurate gures which had rst
dismayed Stoke Newingtons residents). Much of the land had been under negotiation
with the Ecclesiastical Commissioners when the story broke, and when the Church
clinched the sale and withdrew its objections to the Compulsory Purchase Order
the other objectors found themselves defending patches of property on a site already
largely in County Council hands. The LCC Architect, E. P. Wheeler, explained that
Figure 4.1 LCC Housing at Woodberry Down, Stoke Newington. Frontispiece to LCC, Post-War Housing Schemes, 1949. Perspective by James William Oatley, ARIBA,
LCC Architects Department, seconded to the Director of Housing and Valuers Woodberry Down team (London Metropolitan Archive).
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the layout was tentative in the nature of a diagram showing that the site is capable
of development for housing purposes. It is not a considered plan in any sense 11 His
diagram of 1936 had of course maximised the housing gain by using only 5-storey
walk-up tenements laid out on a strict north-south grid, the so-called zeilenbau
technique, already used by the LCC at the Kings Mead estate and currently employed
in the early stages of a much larger scheme at the White City (Figure 4.2).12 There
was indeed something of a repetitive barrack-like quality to these immense projects,
particularly when viewed from the air. Over the next 20 years, air views of the White
City would be repeatedly used by the LCC and others to reinforce the same point.
Partly in response to these criticisms, the scheme was modied in 1938 using
a variety of types. For the rst time on an LCC estate, the design mixed 2-storey
terraced houses with 3-storey at-over-maisonette blocks and 4- and 5-storey blocks
of standard LCC ats.13 Photographs of a model dated 1939 show that the housing
now formed a series of courtyards, open at one end, staggered, and stepping down
from the 5-storeys anking main roads to the 3- and 2-storey wings at the edges
(Figure 4.3). Further development stopped with the outbreak of war, but was revived
in 1941 in tandem with a number of other reconstruction projects directed by the
LCCs recently appointed chief architect, John Forshaw.14
The most important of these wartime projects was the County of London Plan
(1943) which at different times employed almost 50 of the LCCs reduced staff,
directed by Forshaw, working with his former Liverpool University teacher (now
Figure 4.2 LCC Housing at the White City, air view from Forshaw and Abercrombie, County of
London Plan, Macmillan for the LCC, London, 1943, plate XXVII following p. 76 (English Heritage:
Aerolms Collection).
Figure 4.3 Woodberry Down, model of the revised LCC proposal 19381939 (London Metropolitan
Archive).
Mixed development
One of the key thinkers was the housing consultant, Elizabeth Denby. For many
years secretary to the Kensington Housing Association (later Trust), Denby had
left this post in 1935 to tour modern European housing schemes, supported by a
Leverhulme Fellowship.17 In 1936 she was invited to lecture the RIBA on Rehousing
from the Slum-Dwellers Point of View.18 Her lecture caused a stir by criticizing
both tenement ats and cottage estates, describing them as a choice between two
impractical and unnecessary extremes on one hand deeply unpopular walk-up
ats, on the other the remote and unsociable life of those exiled to poorly-serviced
peripheral cottage estates. The LCC housing chairman Lewis Silkin crossed swords
with her in his speech of thanks, but ended by reminding his audience that she had
just been co-opted onto his committee. There was clearly a direct line of communication here for her ideas. The Leverhulme study appeared two years later as Europe
Rehoused (1938) introducing the latest schemes in Sweden, Germany, Austria, Italy
and France, including a number which had clearly inuenced her advocacy of mixed
development.19 For Britains future she urged high ats, with common service and
common amenities for the childless, the unmarried, for anyone who wanted to
live in that way freeing space for all other urban functions. This did not mean, she
insisted, other housing sprawled at
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already built to 16 oors at Chtenay and Drancy and 10-storey steel framed blocks
were energetically promoted by the Council for Research in Housing Construction, a
body representing the steel industry.27 In Liverpool and Stepney, 10-storey blocks had
been proposed more than once between the wars. In the 1920s the LCC had planned
an ambitious 9-storey housing scheme combining private and public sector ats,
offices and shops at St Pancras only to draw back from full implementation.28 Private
mansion blocks with lifts, central heating and hot water, concierge services and
sometimes even in-house catering often rose to ten oors in central London, fully
exploiting the height limits of the London Building Acts in force since the 1890s.29
High ats on this scale featured in neither of the two pre-war schemes for Woodberry
Down. However, they would feature prominently in the County of London Plan and
in the modied proposals for the estate which emerged during the war, causing a
great deal of friction within the LCC (thereby sowing the seeds for the controversial
decision taken just after the war to remove responsibility for housing design from the
Architects Department).
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Further meetings of officers chaired rst by the clerk to the council and later by an
up-and-coming assistant clerk, T. G. Randall, developed this policy from September
to November 1941.32 Speed of housing delivery trumped almost every other consideration. Many of the officers recommendations were uncontroversial, but policy
steadily hardened in favour of the exclusive use of standard pre-war designs. For any
post-war site these would be either for cottages or ats but not both. This applied
with particular force to sites already owned by the council, the biggest of which was
Woodberry Down. Randalls sub-committee hoped to persuade the leadership to
withdraw their approval for this experimental scheme in favour of tried and tested
solutions promising rapid delivery. However, some basic misunderstandings persisted.
Lawrence Oliver, the LCC deputy clerk, scrawled over one draft of Randalls report:
Was this really a serious proposal? What is meant here by mixed development?
Mixed architecture & height, or mixed class? LHO. Only when the report was almost
nalized in November did Randalls sub-committee learn that the County Planning
team contemplated much higher blocks of 8 to 10-storey ats, and that Forshaw
hoped to include a number of them in the latest scheme for mixed development at
Woodberry Down.33
The County of London Plan would be published in July 1943, but its bones were
also shaped in the second half of 1941, after Forshaw (previously deputy to Frederick
Hiorns) was appointed architect to the LCC and took over project coordination.34
The nal themes were mostly to be found in a preliminary report presented to the
LCC leadership just before Christmas 1941.35 Covering an area now seen as inner
London, the plan proposed three residential density zones of 200, 136 and 100 persons
Figure 4.4 Diagram of Proposed London Population Housing Densities, County of London Plan,
1943, p. 115 (London Metropolitan Archive).
Figure 4.5 Reconstruction in Shoreditch and Bethnal Green, County of London Plan, 1943, facing
p. 102. This scheme shows redevelopment at 136 persons per acre using terraced houses and two,
three, four and ten storey blocks of ats, a similar mix to that proposed for Woodberry Down (London
Metropolitan Archive).
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report of 17 November was again modied. In addition to the worryingly experimental Woodberry Down scheme, and concerns about the eligibility for subsidy
of the low-rise houses in it, a new complication was noted: Practical problems of
construction requiring time for their solution would also arise if, as we understand,
much higher tenements than the Council has hitherto constructed are contemplated as part
of the plan.42 These remarks accompanied the rm recommendation from Randalls
sub-committee that Woodberry Down be planned as an all-tenement estate, on the
lines sketched out rst in 1936. Any experiments, Randall argued, should be conned
to the smaller area of Stepney, the future LCC Ocean Estate.
Matters would be decided at another council leaders conference on 10 December
1941. The rough notes of the meeting in Charles Lathams room conrm that
once again it was support from the Latham, Dawson and other senior members
that swung the day in favour of the architects continued design development at
Woodberry Down. Even the valuer (whose staff had argued strongly for the exclusive
use of pre-war types in Randalls meetings) admitted that he would not like 4 or 5
[storey] 1934-[19]36 [type blocks] over the whole site and it was left to Randall to
suggest, unsuccessfully, that the early stages should comprise standard blocks, with
elaborate blocks afterward.43 The LCC architects experiment was again approved.
The quid pro quo was agreement that Woodberry Down and the Ocean estate
excepted all post-war schemes would use pre-war designs.44
Figure 4.6 Artists impression of mixed development at West Ham Park, from Patrick Abercrombie,
Greater London Plan 1944 (HMSO, London, 1945). William Walcots beautiful watercolours for the
County of London Plan did not reproduce well. Peter Shepheard (later Sir Peter Shepheard PRIBA and
also a ne artist) used a bolder 1940s technique for Abercrombies second London wartime plan (London
Metropolitan Archive).
Figure 4.7 Woodberry Down, nal site plan from LCC, Post-War Housing Schemes, 1949. Library,
public house, shops and estate office are on the east of Lordship Road (running northsouth), facing the
infants and senior schools and community centre. Plots for the medical centre and synagogue are in the
south-west corner of the site (London Metropolitan Archive).
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Figure 4.8 Woodberry Down, 8-storey slab blocks on Seven Sisters Road, showing individual balconies
on lower oor ats (right), photographed by Simon Pepper.
at Quarry Hill. Leeds reported that most tenants accepted the new lift-served ats
although some still prefer the lower oors. Despite the promised lifts, Westwood
believed that there would still be difficulties with ats on high oors especially where
the family includes young children.48
Other events stoked the debate over high ats. The County of London Plan (1943)
had become a wartime best-seller and was widely praised for its vision of a brighter
future. But in the 19431944 consultation exercise high ats received the strongest
criticism. Of Londons local authorities, only Westminster (already nurturing schemes
of their own), Chelsea and Paddington expressed positive support for 10-storey
blocks.49 Finsbury (where Tectons high blocks would be built after 1945) saw no alternative but to agree the principle of providing ats.50 Poplar, in the heavily-bombed
dockland area, demanded houses for all families with children and would ght a bitter
rearguard action well into the 1950s against the LCCs increasingly ambitious plans for
ever-higher high-rise ats.51 Most other boroughs expressed reservations, questioned
the (high) proportion of ats and stated local preferences for family houses. The Town
and Country Planning Association (representing Garden City interests) denounced
ats of all sorts and provided a useful summary of the numerous wartime opinion
surveys which conrmed their stance. High ats were endorsed enthusiastically by the
London Communist Party and the ABT, the Association of Building Technicians (also
politically Left), spectacularly reversing the pre-war Lefts opposition to tenements
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the buildings erected by the new directorate, Cyril Walker (an LRIBA, later elected
FRIBA, as well as a qualied surveyor) was personally undermined.61 Nicholas
Bullock has argued convincingly that the decision in 1949 to restore housing design
responsibility to the architect stemmed more from the early inability of the valuer
to deliver the promised numbers of houses than from any design shortcomings.62 As
often happens, after a painfully slow start the numbers came at the very end of the
programme 19,025 new permanent dwellings by the end of 1949 representing a
considerable achievement.63 Successive economic crises, building labour and materials
shortages, confusion between the Ministries of Health, Works, Town & Country
Planning, Labour, and Supply all with some role in housing not to mention the
unusually severe winters of the late 1940s, made it surprising that the gures were
not much smaller.64
to embrace a policy for ats within schemes of mixed development. The Minister,
Aneurin Bevan, famously declared that he spent ve minutes a week on housing, and
the rest of his time creating the National Health Service. He exaggerated of course.
In one Commons speech he gave a new twist to mixed development when he spoke
of three ages of man demanding three kinds of accommodation: housing for the
young and childless, the family with children, and for old age.67 Material support for
mixed development came in the Housing (Financial & Miscellaneous Provisions) Bill
1946. In the debates the ministerial team put up a solid defence against widespread
cross-party criticism of ats and a subsidy system which now gave enhanced subsidies,
not only for housing on expensive sites, but for lift-served schemes of four or more
storeys, together with the low-rise houses needed on mixed development estates.69
Outside London the major local authorities moved cautiously on ats, each city
taking its own policy line and sometimes reversing previously-held political positions.
In 1945, Manchester approved the city engineers blanket rejection of multi-storey
ats.70 Coventry took the same line.71 But there were still surprises. November 1945
saw Bevan visit Liverpool in an attempt to persuade the city to father the construction
of tall blocks in rural settings as reported by the Liverpool Daily Post under the
headline: Liverpool May Have Skyscrapers Ten-storey ats outside city limits
Mr Bevans suggestion to Alderman Shennan.72 During the 1930s, Conservativecontrolled Liverpool had been the most prolic English at-building authority outside
London, and may have been seen as fertile ground for such an initiative. In 1945,
however, Liverpool was digesting a thoroughgoing rejection of ats as revealed in
its own wartime tenant opinion survey. The citys reconstruction plan now specied
three storeys as the normal maximum for ats, although the city architect, Lancelot
Keay, designed 10-storey blocks and 3-storey narrow-fronted terraced houses for the
high-density redevelopment he believed would be needed in Liverpools dockland,
still an area of predominantly casual employment where proximity to the dock gates
was important.73 In the event, Liverpool would wait until the 1950s for high rise.
By this time, London held what would soon become the unenviable distinction
of national leader in high-rise at construction. The LCCs 8-storey experiment at
Woodberry Down, the rst phases of Westminsters Pimlico housing (the result of a
1946 competition won by Powell and Moya) and Tectons high ats in Finsbury all
made possible by the policies introduced in the County of London Plan were the
best known post-war schemes.74 In absolute terms, the numbers of high-rise ats
were still very small and their predicted high costs and the post-war steel shortages
(compelling the redesign of both Woodberry Down and Pimlico) briey reduced
the Ministrys enthusiasm for ats. But the Rubicon had by now been crossed at a
number of levels of government: high-rise ats were now an acceptable part of social
housing provision.
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Sandys, was unable to attend but was represented by Dame Evelyn Sharp, soon to
become permanent secretary at the Ministry of Housing and Local Government, but
already recognised as one of the most formidable civil servants of her generation. The
gathering included one thoroughgoing enthusiast for high rise, Major Rolf Jensen, the
architect and town planning officer for the Metropolitan Borough of Paddington.76
The only prominent critic was Sir George Pepler, a staunch Garden City partisan,
former chief inspector of housing at the Ministry of Health and President of the Town
Planning Institute, who left the event early.
The event anticipated a revival of the slum clearance drive interrupted by the
war.77 Harold Macmillan, housing minister from 1952 to 1954, had broken through
the 300,000 new houses a year barrier, mainly by sweeping away the remaining
wartime building controls on the private sector (but also by cutting the generous
post-war space standards and discouraging steel-hungry ats).78 Most of those at the
RIBA knew nothing of government plans to alter the subsidy system in the 1956
Housing Act, which is now widely credited with initiating the real boom in high at
construction of the late 1950s and 1960s by giving additional support for each extra
oor in high blocks. However, most of them probably sensed a watershed. Churchill
might have called it the end of the beginning.
Whiteld Lewis (head of housing design at the LCC, and another future MHLG
chief architect) gave a broad-ranging account of recent and current LCC work,
focusing on the schemes surrounding Richmond Park in South West London where
the new point blocks and the Corbusier-inspired maisonette blocks were already
being built to eleven storeys. Other speakers illustrated high-rise in North America,
Continental Europe and British Medium-sized Towns and Suburban Areas (Harlow
New Town and Bath). Technical experts discussed structures, re protection and
means of escape, servicing systems, and shunt ues (solid fuel still being in use in many
schemes). Contractors paraded tower cranes, shuttering systems and pre-casting. All
of this gave a picture of state-of-the-art technology and a comfortable feeling that
problems only needed to be identied and understood before being resolved. Dr J. C.
Weston from the Building Research Establishment described efforts to understand
the embarrassingly wide gap in costs separating high-rise ats from ordinary 2-storey
house construction in the UK. Cost was clearly the elephant in the room for many
of those present.
The other elephant in the room was the user. Antipathy to the idea of living in high
ats was recognized, but now dismissed as conservatism. Margaret Willis, a sociologist
in the LCC architects department who had recently completed a survey of tenants
in high blocks, attempted to show that users were now more open minded. Much
of her paper lauded the virtues of high rise (views, fresh air, quiet, etc.) which were
evidently enjoyed by many of her very small sample. Only at the end of her paper did
she acknowledge that about two-thirds said that ideally they would like a little house
and a garden, and an even greater proportion of the people on the lower oors said
the same. Her audience was re-assured that the LCC at-dwellers were coming to
terms with their fate. Many realise that it is impossible for everyone to have a house
and so they are accepting at life instead and enjoying the advantages it has to offer.79
Mixed development had of course been conceived as a way of housing only small and
childless households off the ground, leaving families with children in houses. Forshaw
put his nger on this in his summary by pointing out the low percentage of houses in
schemes described by Whiteld Lewis: 4 per cent, 8 per cent and 10 per cent at the
most. London should do better. A footnote was later added (no doubt after protest)
pointing out that this is offset largely by the provision of up to 40 per cent of accommodation in 4-storey maisonettes with gardens.80
Forshaw was of course right. The social underpinning of mixed development as
explored by Elizabeth Denby and the wartime teams at the LCC was already lost in
a new orthodoxy which was increasingly aesthetic. Speaker after speaker at the RIBA
waxed lyrical on the awfulness of carpets of low-rise cottages or uniformly mediumrise ats, and the visual relief offered by high blocks. The theme was elaborated by
Frederick Gibberd, who had included a 10-storey point block at Harlow, and who
now proclaimed: The building of tall at blocks gives more pleasure to more people [original
emphasis], meaning both their residents and those within sight of them.81 Even the
famously tough-minded Dame Evelyn Sharp succumbed to the spell. As permanent
secretary in the MHLG she would exercise more inuence over the future shape of
British social housing than any architect, and her biographer says that she lived to
regret her support for high ats.82 In a speech which stressed the importance of cost,
good design, awareness of family structures and the potential value of maisonettes in
giving privacy and quiet, she veered into a celebration of mixed development:
high dwellings interspersed with low and middle-sized dwellings are really a
thing of beauty. There is nothing it seems to me more deadening in the urban
landscape than a uniform mass of low buildings covering acres and acres high
dwellings I think really very high dwellings are an enormous enhancement
of the scene.83
Conclusion
This chapter was written in 2013 when the 8-storey blocks at Woodberry Down were
already dwarfed by the rst phases of a private sector development (Woodberry Park by
Berkeley Homes) which will soon cover the entire LCC estate (Figure 4.9). The highest
of these new blocks rise to 25 storeys. When the Greater London Council (successor to
the LCC) was abolished, the estate was transferred to the London Borough of Hackney
which, after years of neglect, adopted a renewal strategy which will eventually see most
of the estate replaced by private sector apartments for sale, and the residents either
re-housed by social housing providers or (for those leaseholders who exercised their
right to buy) compensated at market value. Another social transformation is in train,
just as socially traumatic as that which overtook the pre-war residents.
By examining the processes shaping the rst Woodberry Down estate, I hoped
to answer some basic questions about the steps leading to the eventual widespread
adoption of high-rise social housing. Different answers would of course emerge from
different local authorities. What emerges from LCC records is an interesting policy
drift, which is most obvious in its changing physical form. Woodberry Down evolved
from the initial architects diagram from 1936, through its re-design as a medium-rise
mixed development in 1938, and at least one (possibly more than one) experimental
re-design from 1941 to 1943, before the construction of the rst high ats between
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Figure 4.9 The shape of the future, 2013. Woodberry Park redevelopment phase 1 (replacing the school
and community centre complex of the post-war estate), photographed by Simon Pepper.
Notes
1 I am grateful to the staff of the London Metropolitan Archive (LMA), Hackney Archives
and the University of Liverpool Library, Special Collections, for their ever friendly
assistance.
2 A. Ravetz, Model Estate: Planned Housing at Quarry Hill Leeds, London: Croom Helm, 1974.
3 S. Pepper, Ossulston Street: Early LCC Experiments in High-Rise Housing, 192429,
The London Journal, Vol. 7 no. 1, 1981, pp. 4564; S. Pepper, and P. Richmond, Upward
or Outward? Politics, Planning and Council Flats, The Journal of Architecture, Vol. 13, 1,
2008, pp. 5390.
4 P. Dunleavy, The Politics of Mass Housing in Britain 19451975, Oxford University Press,
1981; M. Glendinning and S. Muthesius, Tower Block, Yale UP, 1994; N. Bullock, Building
the Post-War World: Modern Architecture and Reconstruction in Britain, London, Routledge,
2002; M. Glendinning, Modern Architect: The Life and Times of Robert Matthew, RIBA,
2008.
5 Formal credit went to Cyril Walker OBE, MC (director of housing and valuer), and his
chief housing architect, S. Howard LRIBA; noting that the layout and plans were originally prepared by the former LCC architect, J. H. Forshaw, MC, FRIBA. However, LMA/
LCC/AR/TP/1/54, Minutes, Architects Department meetings, 19 & 23 September 1941
(PWH 2, 25/9/41) record that Messrs. Brooks and Hepburn had recently prepared a new
[layout] plan for Woodberry Down. North London Observer, 17 September 1948 reported
the architect, Mr J. W. Oatley showing visitors around the high blocks.
6 Pasted on the backs of photograph in LMA/28.75WOO/571394.
7 Health Mecca for Stoke Newington Mr Bevan Cuts the First Sod After Sermon on
Equality, Hackney Gazette, 18 March 1949.
8 Bullock, Building the Post-War World, p. 211.
9 The North London Recorder, 20 September 1935; Hackney & Kingsland Gazette, 28 February
1936 reported 12,000 to 15,000 incomers. Major Coumbe (Municipal Reform LCC
member) declared: Morrison and Latham [campaigned here in the last election] and if
they can conquer a few boroughs like this, they will. Gazette, 9 March 1936.
10 LMA/LCC/CL/HSG/2/55 Motion from Stoke Newington Conservative and Unionist
Association AGM 26 March 1936. The North London Advertiser, 23 February 1944, quoted
Frank Rye LCC, great blocks of ats a great attraction to the enemy. S. Parker, From
the Slums to the Suburbs: Labour Party Policy, the LCC, and the Woodberry Down Estate,
Stoke Newington 19341961, The London Journal, 24, 2, 1999, 5169, for an account and
social study of the post-war estate community.
11 LMA/LCC/CL/HSG/2/55, Architect to Housing and Public Health Committee (18
November 1936).
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33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
Randall supervised Housing Committee business through much of the 1940s and was the
author of the paper (signed by Salmon) which proposed concentrating all housing functions
in the Valuers Department.
Ibid. Clerks and Heads of Departments Meeting, 30 September 1941; Randall and
middle ranking staff meetings on 13, 21 and 27 October, 4 November (Draft Report),
17 November (Revised Final Report). See also N. Bullock, Building the Post-War World,
203205.
LMA/LCC/AR/TP/1/61. Forshaws operational plan, 22 August 1941. The project was
launched officially in April 1941 (when the heaviest bombing seemed practically over).
Memorandum from Wesley Dougill, 12 November 1941, the surveys and drawings are
virtually completed: University of Liverpool, Forshaw papers, D113/3/3/7 which also
holds the Preliminary Report for London Plan 1941. There is a gap in Town Planning
Committee minutes for November and December 1941, making it difficult to reference
this important document.
For LCC schizophrenia on this topic, A. Saint, Spread the People: The LCCs Dispersal
Policy, 18891965, in A. Saint (ed.), Politics and the People of London: The London County
Council 18891965, London and Ronceverte, Hambledon Press, 1989, 215236.
County of London Plan, 1943, 83.
Ibid., 119.
Ibid. Reconstruction of an area of Shoreditch and Bethnal Green, facing p. 102; also Plate
XXXVIII between pp. 104105, showing redevelopment of Bermondsey; and Coloured
Plate 5, facing p. 82, showing an area next to Southwark Park.
Ibid., Coloured plate 6, facing p. 83.
LMA/AR/TP/1/54 Redevelopment Plan, 20 November 1941. Mr Silkin inspected
preliminary drawings for the Redevelopment Plan for London was in favour of
amending the existing height zoning High-density development should be permitted in
areas like Hampstead in spite of local objection ...
LMA/LCC/CL/HSG/1/12 Final draft of post-war housing plan, 17 November 1941.
LMA/LCC/CL/HSG/1/12, Manuscript notes of conference in Mr Lathams room (10
December 1941).
Ibid., Manuscript note, 10 December 1941. This policy was repeated at intervals during the
war, softened only by Silkins promise to the LCC Labour Group (in response to a minirevolt of housing committee members) that new designs would be introduced as far as
possible and where delay would not ensue. LMA/ACC/2417/C/078, Minutes, 9 February
1943.
Hackney Gazette, 28 February 1944.
LCC Debate reported Hackney Gazette, 23 February 1944; Council motion, Hackney
Archive, SN/C/44, Council Minutes, 29 February 1944, 164; Council debate reported North
London Observer, 4 March 1944.
LMA/LCC/MIN/7616, Housing Committee, Presented Papers, 5 May 1943, item 16.
Westwood was supported by Forshaw, arguing at another Leaders Meeting that 4-storey
without lifts should be adopted if lifts could not be provided in 5-storey blocks. The
Chairman [Lord Latham] felt that the scheme would have to go forward as planned. LMA/
LCC/CL/HSG/1/12, 7 December 1943.
Ibid., Housing Committee, Presented Papers, 21 July 1943, item 6(18).
LMA/LCC/MIN/11566 Town Planning Committee Presented Papers, 19 December 1944,
item 17 for feedback, ranging from letters to the printed reports of special committees.
Ibid., Letter and report from Finsbury MBC, 25 February 1944.
LMA/LCC/CL/HSGF/1/94, Correspondence and notes of meetings between Poplar
MBC and the Clerk to the Council, 10 January to 4 April 1956.
LMA/LCC/MIN/11213, Town Planning Committee, Minutes, 12 March 1945, TP378
summarises the feedback on the County Plans high rise proposals. See pamphlets
Examination of the County of London Plan by the London Communist Party, 1943 and ABT,
Your London Has a Plan, 1943.
Ibid, T.P. 451, Draft Report Town Planning Committee, 11 June 1945, and LCC, Minutes,
17 July 1945, 955 and 959. The distinction was between a maximum and an average density.
The committee was told that in outer areas where much of the pre-existing lower density
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54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
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79
80
81
fabric was not to be replaced, it would be necessary to build new housing to at least 100
p.p.a. to achieve an overall average of 70 p.p.a.
LMA/LCC/MIN/7300, Housing Committee, Minutes, 23 February 1944, 33, item
3(3); Ibid. 8 March 1944, 44, item 12; Ibid. 2 May 1945, 104, item 11, Town Planning
Committee (HP430) memo seeking HTPC approval in principle for 810 storey
blocks.
LMA/LCC/CL/HSG/1/94 Memorandum by the Comptroller of the Council, Post-war
Housing: Costs of development in respect of block dwelling estates based on 1938 price
levels.
LMA/LCC/MIN/7617, Housing Committee, Presented Papers, 23 February 1944, item 8.
Herbert Westwood (18811944). Tribute in LCC, Minutes, 18 July 1944, 512, records that
he joined LCC in 1902 and after war service worked in the valuers department, becoming
valuer in 1937.
LMA/LCC/MIN/2796, Civil Defence & General Purposes Committee, Presented Papers,
22 October 1945, Doc 928, Housing Organisation of the Councils Work.
Post-War Organisation of the Councils Housing Work, LCC, Minutes, 18 December
1945, 11781182.
L. Esher, A Broken Wave: The Rebuilding of England 19401980, London: Penguin, 1981,
103104 credits J. M. Richards at the Architectural Review; see also J. M. Richards, Memoirs of
an Unjust Fella: An Autobiography, London: Weidenfeld and Nicholson, 1980, 237238. M.
Glendinning, Modern Architect, 117, says the campaign was orchestrated by Robert Matthew,
Forshaws successor as LCC Architect.
Even very senior Labour LCC members were guilty. Ewart Culpin, an LCC Alderman and
architect, apologized to the LCC Labour group for statements made to an earlier meeting
doubting that Walker was a member of the RIBA. LMA/ACC/2417/C/078, LCC Labour
Party Minutes, 20 November 1945.
N. Bullock, Rebuilding Britain, 212216.
LCC, Minutes, 7 February 1950, 37.
P. Hennessy, Never Again, Britain 19451951, London, Penguin, 1992, 273339.
LMA/LCC/CL/HSG/1/94, Notes of Conference 14 February 1947; Ibid., Note of a
Conference in the Leader of the Councils Room 18 July 1947.
Ibid., Randall to Shove, 25 January 1949.
LMA/LCC/CL/HSG/1/94 copy of a report to Housing Committee, Hg. 734a, 21
November 1950.
G. R. Owens, Mixed Development, 13. Owens was told by Michael Foot, Bevans
biographer, that his private papers gave no clues to the source of his housing philosophy.
Second Reading Debate, Hansard (Commons), 6 March 1946, col. 346 for subsidies; and
for criticism of ats and defence of mixed development, 26 March 1946, col. 246 ff.
D. Kynaston, Austerity Britain 194551, London, Bloomsbury, 2007, 164.
Ibid., 164165.
Liverpool Daily Post November 5, 1945.
Housing and Rehousing, Liverpool, 1943. See also L. Thompson, Merseyside Plan 1944,
HMSO, 1945 and F. Chow, High Rise Housing in Liverpool, University of Liverpool,
BArch Thesis, 1984.
Tectons schemes for Finsbury had both been designed before the war, but would now
receive LCC planning approval. The conditions for Westminsters Pimlico housing competition were explicitly framed to conform with the County Plan.
RIBA Symposium on High Flats, London, Royal Institute of British Architects, 1955.
Jensen had supported the High Paddington proposal in 1952 and attempted (without
success) to secure LCC approval for three 15-storey blocks at Paddington Green.
MHLG Circular 30/54 (22 March 1954) required local authorities to prepare programmes.
H. Macmillan, Tides of Fortune 19451955, London, Macmillan, 1969, chapter XIII
Building the Houses.
Symposium, 18.
Symposium, 43. Forshaw was being generous: half of those in the maisonettes lived two
oors away from the ground.
Symposium, 14.
91
Figure 5.0 Typical patterns of mixed uses around the docks in the south of West Ham (English Heritage).
5
WEST HAM AND THE WELFARE STATE
19451970: A SUITABLE CASE FOR
TREATMENT?
Nicholas Bullock
The London Borough of Newham is located in the east of London and was created
in 1965 by the contested amalgamation of the County Boroughs of West Ham with
neighbouring East Ham (Figure 5.1). Its history since 1950 exemplies in parvo both
the promise and the failings of the welfare state.1 Since the middle of the nineteenth
century the two boroughs, and West Ham in particular, have suffered the worst
consequences of the free play of unregulated market forces and the rigours of war. It
is the kind of place that the planning and housing policies of the welfare state were
intended to help. By the late 1960s however, the policies pursued by the borough of
Newham had put it at odds with the local population, the very people whom it was
meant to serve. How had this happened and what can it tell us of the workings of the
welfare state in Britain?
Located just across the River Lea, West Ham became the location of so much
that was excluded from the capital. The nineteenth century left a legacy of lth and
pollution, of the stomach churning noxious trades, such as bone boiling or rubber
manufacture, forced out of London proper.2 Just out of reach of the Metropolitan
Building Acts, the physical fabric of West Ham was thrown together by jerry-builders
and served as a byword for the inadequacies of construction and the ill-judged
mixture of land uses. The coming of the docks and the bonded warehouses in the
early nineteenth century, and the arrival of the railways in the 1860s, ensured competition for space but no relief from squalor. Further east, in more salubrious East Ham,
the quality of construction was better and rows of terraced houses safe behind their
diminutive front gardens were built to house the clerks and countermen who worked
in the city. But in West Ham the old ways continued. As the population grew rows
of two-storey terraces were packed densely cheek-by-jowl with factories, docks and
railways wherever space allowed (Figure 5.2).
The growth of Empire and the passing of the First World War served only to
increase the traffic in the docks. During the inter-war years when the Port of London
was still the unchallenged centre of world trade, the activities generated by the docks
supported the riverside communities like Tidal Basin, Canning Town and Silvertown,
94
Nicholas Bullock
Figure 5.1 The location of Newham in Greater London (left) and West Ham in the 1950s (right) (Patrick
Dunleavy, The Politics of Mass Housing in Britain, 19451975, Oxford: Clarendon Press, 1981 (left);
Architects Journal, 27 September 1956 (right)).
Figure 5.2 Typical patterns of mixed uses around the docks in the south of West Ham (English Heritage (left);
Getty Images (right)).
and further north the railway communities around Stratford. The raw materials
brought in through the docks contributed to West Hams emergence as the largest
centre of industrial manufacturing in London.3 It was this concentration of industry
and the docks and the associated railways that ensured West Ham was a major target
for the Luftwaffe, leaving West Ham one of the most badly damaged of boroughs in
London.4 As the war drew to a close, West Ham could lay an early claim to the range
of benets from health and education to planning and housing that the welfare state
was established to provide.
Figure 5.3 Tom North, son of West Ham and borough architect and planner (Architects Journal, 27
September 1956).
95
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Nicholas Bullock
The starting point for Norths plans for reconstruction was the larger context set
by the Greater London Plan which envisaged an expansion of the docks to cope with
deep water shipping and the necessary expansion of communications between the
docks and the surrounding areas (Figure 5.4). New railways and roads were to ease
the links with the expansion of the docks downstream towards Tilbury. Elsewhere in
the borough industry might be decentralized in line with the general provisions of the
report of the Barlow Commission but post-war planners assumed that the pattern of
industrial and riverside employment in the borough would remain.
Within this larger context the task set for Norths team by Sam Boyce, the
mayor and energetic leader of the local Labour Party, was not just to rebuild but
to modernize and improve. Central to this task was the reduction in the boroughs
population.9 Even before the war this had been falling by around 5,000 each year from
a peak of 318,000 in 1925. But the war caused a dramatic acceleration of this trend so
that in 1950, despite the return of 46,000 evacuees in the two years immediately after
the war ended, the population was down to 170,000. This was only 5,000 higher than
the target gure of 165,000 taken for the Development Plan, a gure that the planning
team hoped to maintain by overspill arrangements with Basildon New Town.10
This target was generally welcomed by the ruling Labour Party. The reduction in
population would make it easier to improve communications, build better housing
and increase substantially the limited amount of public open space, although it also
had negative connotations, suggesting a loss of political authority and possibly even
the loss of the status of county borough.
As their rst priority, North and his team took the reconstruction of the south
of the borough, the Custom House, Tidal Basin and Silvertown, the wards that had
suffered so grievously during the blitz and the raids on the docks.11 The rst need of
the local community was housing. With the razors edge of housing need addressed by
the erection of 1,000 Nissen or 2 year huts and 500 EFM (Emergency Factory Made)
bungalows, North and his team set about the task of disentangling the unhealthy,
Figure 5.4 Proposals for West Ham as part of the Greater London Plan (left) and Neighbourhood 15 (right) (Plan
for Greater London, HMSO).
97
pre-war mix of housing, factories, railways and roads by shifting factories westwards
to the banks of the River Lea and widening streets such as Silvertown Way and the
Victoria Dock Road to lead the heavy dock traffic away from the residential areas.
Repeated across the rest of the borough, this pattern of development would have
enabled North and his team to create a virtual new town composed of 16 mixed
development neighbourhoods very much along the lines envisaged in the County of
London Plan and the Ministry of Healths Housing Manual 1944.12 The boundaries of
these neighbourhoods were to be dened by the major features of the area: the roads,
docks, River Lea and the line of the Northern Outfall Sewer. Each neighbourhood
was conceived as having a population of around 10,000 people and planned around a
secondary school and shops, and was further split into three residential units of around
3,000 people, each with its own primary school.
Within the new overall density for the borough of 100 people per acre, there was
some variation. Typical of the lower densities was the Appleby Road Estate built at
68 people per acre (Figure 5.5).13 This was laid out as a series of two-storey terraces
with occasional three-storey terraces of maisonettes over shops to produce a garden
suburb form of development very similar to the pre-war out-county estates built by
the LCC. Architecturally unadventurous though it may have seemed, it was, according
to local newspapers, accepted enthusiastically by its residents.
But even as Neighbourhood 15, the rst of the new neighbourhoods, was being
completed the shortage of space within the borough was creating dissent between
officers over the boroughs housing and planning policies. The modernization
demanded by leaders of the councils controlling Labour Group, the troika of Sam
Boyce, Arthur Edwards and Terry Macmillan, required not just new roads and
housing but more open space.14 In so crowded a borough, open space was needed not
just for parks and general recreation but for playing elds for the new schools as well.
For North, the solution to these contending demands for space was to build upwards
to reduce the housing footprint and liberate land for other uses. The borough had
done so before: in the 1930s it had built two-storey tenements and four-storey ats,
though these had not been popular with tenants. As early as 1949, North had tried
to persuade the housing committee to accept six- rather than four-storey blocks of
Figure 5.5 The Appleby Road estate, typical of early post-war developments (Architects Journal, 27 September
1956).
98
Nicholas Bullock
ats only to nd his proposals rejected on grounds of cost and at the start of the
1950s, despite a refusal by the Ministry to accept the case for higher subsidies to West
Ham, he was pressing for still higher blocks.15 This raising of densities by building
ats was opposed by the boroughs housing officer, J. J. Atkinson, who argued
instead for maintaining the existing low-rise policy but combining it with a policy
of out-borough housing.16 This, he argued, would not only release land for open
space but would at last make it possible to tackle the slums, both agreed priorities for
modernizing the borough.
The early 1950s saw a series of compromises between these two approaches. In
1952 North nally won the housing committees agreement for the construction of
two ten-storey blocks on an experimental basis and the Claremont Road estate in the
north of the borough was planned with the rst of the new high-rise blocks (Figure
5.6). In line with the contemporary policy of mixed development which combined
houses for families with children with ats for older couples or those without children,
it was laid out with an 11-storey block of ats surrounded by three- and four-storey
blocks and two-storey terraces to give a higher density of 135 people per acre. This
was judged appropriate for the more urban part of the borough near the shopping
area along the Romford Road, though the residents seemed to have preferred the
two-storey terraces to the three- and four-storey maisonettes and those even more
so than a at in the 11-storey tower, where vandalism was reported as a problem
almost as soon as the block was open.17 While trying high-rise ats, the council
also agreed, reluctantly, to explore exporting population through overspill. Given
the troikas ambitions to rebuild the boroughs population, the council was slower to
adopt Atkinsons proposals but following the rst review of the development plan in
1956, Atkinson secured agreement for the overspill agreement he had negotiated with
Basildon and the limited programme of slum clearance started in the early 1950s was
expanded.18
By the end of the rst post-war decade, the modernization of the borough was
underway. The austerity years of reconstruction were past and redevelopment was
moving to a different rhythm. By the end of 1955, more than 3000 new dwellings
had been built by the borough and a further 604 added by private enterprise; trunk
roads were being improved to keep residential areas free of dock and industrial traffic
Figure 5.6 Mixed development in West Ham: the Claremont Road estate (Architects Journal, 27 September
1956).
and a start had even been made on clearing the boroughs slums.19 In 1956, reviewing
Norths achievements of the previous decade, the Architects Journal recorded an
abiding sense of incompleteness but a condence that Norths policies were transforming conditions for the better.20 It gave the clear impression that the residents were
pleased with the results. They welcomed the separation of factories and housing, they
liked the easy familiarity of the Garden City neighbourhoods and enjoyed the new
areas of open space. For his services to the borough, North was awarded an OBE. To
judge from the local press, it was thought that he thoroughly deserved it.
99
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Nicholas Bullock
met in part by exporting population by means of the boroughs overspill arrangements with Basildon.26 But the simple logic of this policy had the grave disadvantage
that it ran counter to the leading Labour Groups ambitions to rebuild the boroughs
population.
Early in 1960 Council policy changed. At the urging of the troika, North and
Councillor Edward Kebbell, a younger councillor keen to make his mark, who was
installed as chair of the housing committee, successfully put forward proposals for the
new policy: stopping all overspill, boosting the housing programme to 1,000 approvals
per year and increasing the density of the boroughs new housing through high-rise
ats.27 These initiatives, it was argued, would limit the loss of population and, with a
step up in slum-clearance, accelerate the modernization of the borough. Now, in place
of the policy of homes for families and ats in low-rise blocks of up to six storeys,
North was free to propose the use of high-rise housing funded by the new subsidies.
The adoption of these policies was in part facilitated by the retirement of Atkinson, the
boroughs housing officer and long-term opponent of at-building, and the creation of
a department of housing management under Dobson, appointed from Coventry, and
a supporter of Kebbells and Norths proposals for higher rise blocks.28
In 1957, North had already proposed plans for a 15-storey point block to take
advantage of the subsidies offered under the Housing Act 1956, which increased
with height. The Housing Committee had turned this down but agreed instead to
an 11-storey type that was to be widely used across the borough for the next ve
years.29 From 1960 onwards, even taller blocks were commissioned. In 1961 approval
was given for 16-storey towers and later in the year for the rst 22-storey towers.
Despite the known difficulties for tenants with children in high ats, the housing
committee under Kebbell were prepared to approve a growing number of developments in which there were no houses for families with children. Amongst the earliest
examples were the two 22-storey towers at Eastbourne and Abbey Road and the two
22-storey towers at Eastbourne and Barnwood Road. The latter were designed by
the well-known architects Stillman & Eastwick-Field and not only published as an
example of exemplary housing architecture but rewarded with a Civic Trust design
award as well.30
However, building high was not without its disadvantages. Even with the new
subsidies, the cost of building over ten storeys rose sharply and these extra costs
were not offset by an equivalent saving in land. Over ten storeys the increase in
density was progressively marginal: an increase from ten to 15 storeys could only
raise density from 185 to 200 people per acre; above 15 storeys the effective increase
was even less.31 As a result, given the shortage of large sites in West Ham, the use of
high towers did little to open up the space for parks and playgrounds that they were
meant to result in. Instead, North found himself too often packing large numbers on
to small sites, a policy that only exacerbated the growing popular dislike of the new
blocks. But this counted for little with the boroughs leaders: according to Norths
deputy Kevin Lund, Boyce, the leading member of the troika, declared himself quite
prepared to sacrice the boroughs limited open space in his determination to build
more housing.32
This rise in the waiting lists due to slum clearance, together with the need to
release cleared land for new housing while avoiding the blight that resulted from
the demolition, demanded that the rate of construction should be speeded up. In a
borough like West Ham, however, so close to the City, this was difficult because of the
shortage of building labour, attracted away to the City by the high wages paid to those
working on the office-building boom. A solution to the problem, urged with growing
enthusiasm by Norths contacts in the Ministry of Housing and Local Government,
was to use industrialized building methods.33 Initially sceptical, North was gradually
won to the cause and in spring 1960 North began arranging a programme of visits
and conferences for members of the housing committee so that they might judge
for themselves the advantages claimed for industrialized building. Finally, in 1964,
following a trip to Copenhagen to see the factory for the Larsen-Nielsen precast panel
system, currently being used for the LCCs estate at Morris Walk, North produced
a report recommending the application of industrialized building.34 The housing
committee responded by agreeing its use for 1,000 dwellings, a major portion of the
boroughs programme.35
The following year, despite the doubts of those representing East Ham who
attacked Norths designs as a mass of pigeonholes and a series of Dartmoor
prisons, this programme of industrialized building survived the merging of the two
boroughs.36 The housing committee of the newly formed Borough of Newham not
only agreed to continue the policy but to develop the Clever Road clearance area
with 500 dwellings to be built in two and half years by Taylor Woodrow-Anglian
using the Larsen-Nielsen system.37 The year after (1967), the borough issued a letter
of intent to purchase a further 1,000 dwellings from Taylor Woodrow-Anglian for use
on the nearby Mortlake Road and Eldon Road sites. In doing so, the new borough
renewed its commitment to industrialized building with a programme of 600850
dwellings a year, though it is signicant that no industrialized high-rise blocks were
Figure 5.7 Newham modernized: 22-storey Taylor Woodrow-Anglian point-blocks in the early 1970s
(Hugo Hinsley).
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Nicholas Bullock
built in the former East Ham.38 Looking back twenty years, Edwards remembered the
opening ceremony of the rst industrialized buildings as a gala day and a new era for
housing we didnt think wed produced a white elephant, we thought wed produced
a Pegasus that would get us out of our housing problems.39
However, having decided to commit the borough to a programme of industrialized building, Newhams housing committee found itself confronted by growing
difficulties. First was the rise in costs caused by curtailment of the progressive height
subsidy in 1965 and, more seriously, by the introduction of the Housing Cost
Yardstick in April 1967, a new form of funding that reduced the subsidy to buildings
over ten storeys even more sharply. Bravely, if unwisely, Newham chose not to
abandon its programme of high ats, but the changes demanded for the new Housing
Cost Yardstick were to involve extensive alterations to the original proposals and it
was not until the spring of 1968 that the blocks at Clever Road, announced with so
much fanfare in September 1965, were nally completed.40
More difficult still was the mounting antagonism to the boroughs programme that
now included plans for 3,200 system-built ats, or around 70 per cent of the boroughs
programme, many of them planned in 22-storey tower blocks.41 Those used to living
in terraced houses, however decrepit, enjoyed the freedom of a house and the advantages of a small yard, and were ercely resentful at being faced with the choice of
either having to accept the councils offer of a at or having to fend for themselves.
To refuse the offer was to declare oneself intentionally homeless, an almost impossible alternative in Newham where slum-clearance was quickly reducing the supply
of private rented accommodation.
As more slums were cleared, opposition to the high-ats mounted, surfacing in
complaints to local councillors or snippets in The Newham Recorder and The Stratford
Express.42 Early in 1968, however, dissent in West Ham went public in a manner that
caused maximum embarrassment to North and the boroughs leaders. Immediately
following the Town Hall presentation of the Civic Trusts Award for Barnwood Court,
BBC2s Man Alive team came to lm the project and the residents only to learn from
members of the Tenants Association about the lack of consultation over the ats and
the absence of community facilities, points clearly registered in the documentary
alongside the views of the designers.43
North, Kebbell and other members of the housing committee dismissed these
protests as the views of a minority of troublemakers and, unshaken, reaffirmed their
commitment to tall ats and industrialized building. In defence of these increasingly
unpopular policies, members of the housing committee could claim that, in keeping
with the long agreed aims of the council, the boroughs slums were being swept away
and replaced by large numbers of modern, labour saving dwellings. Gone were the
slums and the old, down-at-heel image of 1950s West Ham. Newham, asserted the
boroughs high command, was being visibly transformed.44
estate, as a result of a gas explosion in a kitchen on the twentieth oor.45 In the rst
days after the accident the debate focused on the technical issues of the safety of industrialized building but soon widened to include the larger and more emotive issues of
housing families with children in high-rise dwellings. In 1960s Britain, where the
public protests were few and far between, the signicance of the Ronan Point collapse
was that it created a rare context in which the policies of the borough were subject to
scrutiny, both local and national.46
At local level the authorities faced protests from both those made homeless because
of the explosion and the larger group of those who were about to be moved into
the blocks awaiting completion. In the short term, the official response was neither
to reconsider nor to consult but to defuse the situation by arranging public meetings
the purpose of which was to undermine the protest and to assert the continuity of
policy: displaced tenants were found alternative accommodation in the councils
ats; prospective tenants were assured that, pending the ndings of the enquiry, the
ats were safe and would be occupied.47 At the local authority elections in May, the
collapse of Ronan Point does seem to have damaged Labours standing, boosting the
chances of Rate-Payer and Liberal candidates so that Labour was only just able to retain
overall control. But once conrmed in power, the Labour leadership used its authority
Figure 5.8 The collapse of Ronan Point on the Clever Road Estate, May 1968 (Newham Archives).
103
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Nicholas Bullock
to counter and undermine the protesters, picking the leaders off one at a time and
coercing the rest to accept rehousing or fend for themselves. In the end, however,
the now discredited policy of high-rise was abandoned, together with the boroughs
reliance on industrialized building. From 1970, with a new Labour leadership and
with a new borough architect and planner, Kevin Lund, the council favoured low-rise
rather than high-rise ats, and from 1972 onwards a policy of increasing the number
of houses in its new high-density developments. By the early 1970s, the policies that
had shaped the borough since 1960 had been quietly jettisoned.
Nationally the collapse of Ronan Point is important because it marked a turning
point in the acceptance of the planning and housing policies of the welfare state.
Though perhaps seen more clearly with hindsight than in the immediate aftermath
of the event,48 it strengthened the voices of those already attacking Britains record of
post-war housing.49 How, asked those writing in the national press, had this approach
to housing and planning been justied? Criticism centred principally on the failings
of architects and planners; on the seemingly irrelevant or arbitrary concerns of architects with what to most people appeared to be trivial questions of design, and on the
arrogance of the planners, architects and the other professions and their unwillingness,
or their inability, to consult or even hear the voices of those whom they were meant
to serve.50
Perhaps there were those who tted this caricature of the architect and planner,
but North the son of the borough is hardly a candidate. It is true that he was
known outside the borough: as a member of the RIBA Official Architects Panel and
member of the Central Housing Advisory Committee (CHAC), he was seen as the
embodiment of the senior public service architect, the terms of the citation for his
OBE.51 As somebody regularly in touch with gures like Cleeve Barr at the National
Building Agency, he could bring word of the latest developments elsewhere. Within
the borough he would have had inuence as both architect and planning officer and
a long serving officer. As borough architect, he could translate the consequences
of Council decisions into densities and housing form. But from start to nish he
remained the servant of the borough. He might inuence policy and the way it was
implemented, but he did not make it. From the testimony of Edwards, one of the
troika, and Lund, Norths deputy, it is clear that North did what the council leaders
told him to do.52
But, if the failings went beyond the role of the local authority architect and
planner, who was ultimately responsible for the policies that they pursued? Was there
a larger failure of local government? Recent research on the eastern London boroughs
during the period of turbulent change from the mid-1960s to the mid-1980s provides
a wider frame in which to understand what happened in Newham.53
only be allocated by a benign authority. During the rst post-war decade, key years for
establishing the values and the operational style of the welfare state, wartime attitudes
to authority persisted: the judgment of the expert was generally accepted. By the
end of the 1950s, however, with growing affluence this gave way to a keener sense of
entitlement and consumer choice.
During the 1960s the planners expertise in particular came to be viewed with
growing suspicion. Proposals for the drastic modernization of the centre of cities
like Liverpool, Newcastle or Glasgow with American-style urban motorways and
the clearance of nineteenth-century housing were challenged by those familiar with
the troubled record of urban renewal in the U.S. and the work of Jane Jacobs.54 By
the end of the decade there was growing recognition even in Britain of the need
for a new approach to planning, of the need to consult with those in whose name
planning policy was being made. The views of the Skeffington Committee, established
to explore public participation in planning, were sought in the drafting of the Town
and Country Planning Act of 1968 that ushered in a new relationship between the
planner and the planned.55 But how could planning and housing policy in Newham
be recast to suit this new template? Neither council leaders like the troika, nor officers
like North were cast in the new mould. If consulted, who could speak for the local
communities, for the planned?
By the mid-1960s, the riverside boroughs like West Ham, the client communities
that the welfare state was designed to serve, were starting to change. Economically they
were already declining as the tonnage handled by the docks fell from the peak of 1961.
By the late 1960s the eastern docks were standing idle, by 1969 St Katharines Docks
were closed, followed the year after by the Surrey Docks. The Royal Docks remained
in use until 1981 but trade was declining sharply. At the end of the Second World
War, West Ham had been the centre of the largest concentration of manufacturing
industry in the South East with large rms such as Unilever, Standard Telephones and
Cables, and Tate & Lyle guaranteeing a certain stability and prosperity.56 But from the
mid-1960s employment in manufacturing in east London fell by 24,000 as companies
closed or merged. In 1967 when Tate & Lyle shed more than 3,000 workers, 550 of
those living in the south of West Ham lost their jobs.57 Here were the early signs of the
decline that was to transform West Ham into the shattered and abandoned industrial
landscape taken over by the London Docklands Development Corporation in 1981.
The faltering of the local economy was mirrored in changes in the structure of
the community. Not only did people leave the borough faster than before, but the
social composition of the borough (both Newham as a whole and in particular the
more industrial former West Ham) started to change. Previously, West Ham had been
notable for its relatively stable and homogenous working class communities (unlike the
pattern of casual employment of the inner East End), anchored to regular employment
and structured by the membership of trade unions, the Labour Party and the local
football club, but this was now beginning to break up. The more affluent moved
eastwards, beyond East Ham, to the better quality housing (and schools) of Barking
and Dagenham.58 Those left behind tended to be the less skilled and the elderly.
Moreover, while the traditional working class structure of West Ham was being
hollowed out, new arrivals were different from those leaving, coming predominantly from the New Commonwealth. The 1961 census shows just 1 per cent of the
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Nicholas Bullock
population of West Ham in this category, but by 1966 in the newly formed Borough
of Newham this had more than quadrupled to 4.27 per cent, and by 1971, the number
had doubled to 8.48 per cent.59
Perhaps more signicant by the end of the 1960s than the absolute numbers, was
the way in which these new arrivals were not absorbed into the old working-class
communities; they remained outsiders. Generally unskilled, they tended not to
become members of a union, nor were they necessarily welcomed by the Labour
Party. There is every reason to think that many suffered the same fate as their fellow
immigrants in Southwark or Bermondsey, who when seeking membership tended
to be told that local branches of the party were full up.60 Unsurprisingly, too, those
coming from New Commonwealth countries were excluded from the better housing
enjoyed by the established working class (who scored higher on the point system of
housing allocations) and tended to end up living in the private rather than the public
rented sector.61
With the fragmentation of local community, who was there to speak for the
planned? The loss of the informal networks of support and the departure of the
younger, more energetic and better qualied who might have provided leadership,
tended to mean that those left behind were less well placed to organize an effective
opposition.62 With the erosion of leadership within the community the need for local
politicians to play an active role was more crucial than ever. But here, too, changes in
the political landscape of London in the mid-1960s with the formation of the Greater
London Council (GLC) and the amalgamation of the smaller boroughs meant that
the links between communities and their political representatives were dramatically
re-cast. In the small relatively stable boroughs of the 1950s and early 1960s, local
councillors were indeed able to know many of the people they served.
During the 1950s this was generally the case in West Ham. The troika had
all entered local politics in the 1940s or before: Sam Boyce in the late 1930s and
Albert Edwards and Terry Macmillan not long after the war. As Edwards recalled in
1982, they still looked back fondly to West Ham as it was before the war, a Labour
stronghold of well over 200,000 rmly based on the mass industries located up the Lea
Valley and along the docks.63 Their priorities reected this view: they wanted to build
up the boroughs population, and thus its standing; they wanted to modernize the
borough by sweeping away the slums and the unhappy mix of industry and housing.
Planning policy was aligned with these views: with the local preference for houses
rather than ats, the need for open spaces was always trumped by the need for more
and more modern housing. A younger generation like Kebbell, entering West Ham
politics a decade later and keen to secure their patronage, appeared to subscribe to the
same values, thus perpetuating the old priorities.
With the reorganization of London government in 1965, local politics changed.
The amalgamation of West and East Ham is a reminder of the difficulties that occurred.
With the need to merge two different political cultures, each with different housing
and planning policies, the formation of the new boroughs was problematic with
both officers and elected members ghting and jockeying for control of departments
and key committees a process that left less time for the routine of departmental
business.64 With the larger slum clearance programme, and more available land than
the former East Ham, planning and housing activity was inevitable concentrated in
former West Ham and it is not surprising that West Hams troika was able to secure
the position of chair of the new boroughs housing and planning committee for their
nominee, Edward Kebbell.
With the consolidation of their inuence in the new enlarged Borough, Boyce and
Edwards both elected councillors on the new GLC could now play on a regional
stage increasingly remote from the day-to-day problems of local constituents and the
details of local politics. Their priority was to promote Newham in competition with
the other boroughs. Lund remembers the importance attached to Newhams position
in the London-wide league tables and the pride taken, for example, in the boroughs
industrialized housing programme, the largest in London.65
If the local politicians were forced to deal with the larger scale problems of the
larger boroughs, they were backed by officials who were equally, if not more, remote
from the population they were serving. Tom North with his local roots remained
something of an anomaly amongst the officers now brought in to take responsibility
for the new larger departments; his later deputies and his successor certainly came
from outside. With their larger budgets (and correspondingly higher salaries) and
running larger departments with more staff, they were generally men (not women)
hired from outside rather than promoted from within. They thus lacked the intimate
understanding or engagement with the borough and its communities that would have
provided a balance to the way in which policies like urban renewal, slum clearance
and industrialized building, pushed by central government and fashionable elsewhere,
were adopted locally.
Conclusion
If what was happening in West Ham/Newham was replicated elsewhere and there
is reason to believe that there were close parallels in other London boroughs such
as Southwark, Lambeth and Tower Hamlets, if not in other large towns in Britain
should we not revise contemporary judgements on the failings of planning and
housing? First we need to acknowledge the political context in which housing and
planning policy was developed. Looking through some of the better known development plans of the period, such as Shankland Coxs Liverpool Plan, one might be
forgiven the impression that they were a product of a modernizing agenda set by the
planners. But as we have seen in West Ham and then in Newham this was not the
case. As in so many other towns and cities, policy was set by the key councillors who
controlled the local council. In West Ham this was based on an essentially nostalgic
view of the borough as the major centre of manufacture it had been in the 1930s and
was still in the 1950s. Second, we should recognize that though the policies of the
late 1940s and 1950s might well have been equal to the task of ordering this world,
by the end of the 1960s the problems were very different from those envisaged in the
early days of the welfare state. Gone were the days when the focus of planning was
controlling the use of land and density, when planners operated with little more than
zoning maps, and when the architecture of housing was largely guided by publications such as the Housing Manual of 1949. By the late 1960s, planners and architects
(and their political masters) were being asked to address in spatial terms the social and
economic consequences of the rapid and turbulent transformation of East London.
107
108
Nicholas Bullock
Notes
1 This account relies on a number of published sources for the general post-war history
of West Ham and Newham. These include P. Dunleavy, The Politics of Mass Housing in
Britain 19451975, Oxford, Clarendon Press, 1981, Chapter 7; J. Marriott, The Political
Modernism of East London, in T. Butler and M. Rustin (eds.), Rising in the East? The
Regeneration of East London, London, Laurence and Wyshart, 1996; J. Marriott, Beyond the
Tower: A History of East London, London, Yale University Press, 2012; D. Rigby Childs,
Slum Clearance and Urban Redevelopment: Post-War Housing in West Ham in Architects
Journal, 27 September 1956, pp. 451458. Local sources include the boroughs two
newspapers, Stratford Express, covering the area that, after 1965, became the eastern GLC
boroughs, and for the period after 1965, the Newham Recorder, both could be critical of
West/Newham Borough Council. The boroughs voice was The West Hammer, published
quarterly from January 1961 and, after amalgamation in 1965, The Newhammer. Finally,
I have benetted greatly from being able to draw on two interviews recorded by Miles
Glendinning in the spring of 1989: the rst with Albert Edwards, one of the three key
gures in the Labour leadership of the borough; the second with Kevin Lund, Thomas
Norths deputy and then successor as borough architect and planning officer: unpublished
interviews by Miles Glendinning of Albert Edwards, 14 April 1989, and of Kevin Lund, 15
March 1989 (pagination from my transcription).
2 H. Morley, Londoners over the Border, in Household Words, 12 September 1857.
3 Marriott, Beyond the Tower, Chapter 9.
4 See Air Raids, War Damage on The Newham Story website: www.newhamstory.com
5 P. Abercrombie, The Greater London Plan 1944, London, HMSO, 1945, pp. 170174.
6 West Ham Development Plan, submitted 1 December 1952 and approved 1 June 1956.
7 Neighbourhood 15, directed by Stanley Reed, sponsored by West Ham Borough Council,
1948.
8 Obituary, Thomas E. North, RIBAJ, Vol. 92, No. 6, June 1985, p. 105.
9 The gures on the boroughs population are taken from Dunleavy, Politics of Mass Housing,
p. 207.
10 Lund Interview, p. 3.
11 The destruction in these wards was so bad that they were used by the army from 1943 to
1944 to train people in house-to-house ghting in the run-up to the invasion, ibid.
12 The qualities of Norths plan for the borough are vividly conveyed in Neighbourhood 15.
13 Rigby Childs, Slum Clearance and Urban Redevelopment, p. 458459.
14 Edwards is revealing on the workings of local politics, particularly the dynamics of the
Labour leadership and rivalry between Freemasons and Catholics, interview pp. 12.
15 Dunleavy, Politics of Mass Housing, pp. 214215.
16 West Ham Minutes (WHM) Vol. 66A (1951) p. 87.
17 Rigby Childs, Slum Clearance, pp. 462463.
18 WHM, Vol. 71B (19561957), p. 337.
19 Rigby Childs, Slum Clearance, p. 4.
20 Ibid, p. 467.
21 See, for example, the clash between the Tenants Association and the Housing Committee
over the design of Barnwood Court and its lack of facilities in Dunleavy, Politics of Mass
Housing, pp. 219223.
22 The Edwards interview brings out well the concern for maintaining the boroughs
population and the way in which the Labour leadership saw the number of housing starts
as a measure of its commitment to modernising the borough, pp. 12.
23 On the subsidies offered under the Housing Act 1956 see Dunleavy, Politics of Mass Housing,
pp. 159165, especially Table 4.6.
24 The Report of the Committee on Housing in Greater London (The Milner Holland Report),
London, HMSO, 1965, particularly Chapters 4, 5 and 9.
25 WHM, Vol. 77B (19621963), p. 793.
26 Lund interview, p. 3.
27 WHM, Vol. 74B (19591960), p. 718; Vol. 75B (19601961), p. 656; Edwards emphasised
Kebbells role as a bag-carrier for the troika, a view corroborated by Lund, who worked
closely with Kebbell, Lund interview, p. 4.
28 Edwards interview, p. 5.
29 WHM, Vol. 73A (1958), p. 198; for the number and height of blocks approved in West
Ham see Dunleavy, Politics of Mass Housing, Figure 7.4, p. 218.
30 Architects Journal, 31 January 1968, p. 262.
31 See, for example, The Density of Residential Areas, London, HMSO, 1952, especially Figure5.
32 Lund interview, p. 3.
33 Dunleavy, Politics of Mass Housing, pp. 224228; the Lund interview brings out well
the sense of the pressure from the Ministry on local government to adopt industrialised
building, p. 4.
34 WHM, Vol. 78B (19631964), p. 890, Appendix p. 895.
35 WHM, Vol. 79A (1964), p. 35; Vol. 79B (19641965), pp. 410, 507, 585.
36 Quoted in Dunleavy, Politics of Mass Housing, p. 235.
37 London Borough of Newham Minutes, Vol. 2A (1965), p. 555 and Vol. 3A (1966), p. 443.
38 Dunleavy, Politics of Mass Housing, p. 235.
39 Edwards interview, p. 5.
40 Housing Project with a Difference in The Newhammer, No. 2, September 1965, p. 3.
41 Dunleavy, Politics of Mass Housing, Figures 7.4 and 7.6.
42 Ibid p. 393, note 140.
43 For a summary of the Barnwood Court events see Dunleavy, Politics of Mass Housing, pp.
210223.
44 The Newhammer, regularly carried articles featuring in glowing terms the housing achievements of the borough. A typical example is Abrahams Point, Red Letter Day for Newham
in December 1967, which gave an upbeat account of industrialised building: For the rst
time, the much talked of industrialised building system has been used by the Newham
Authority and its use has vindicated all the talk of faster building to beat our housing
problems.
45 Besides the official enquiry, The Report of the Enquiry into the Collapse of Ronan Point (The
Griffiths Report), London, HMSO, 1968, there is an extensive literature on the collapse of
Ronan Point that ranges from the technical, see for example, S. Webb, The Ramications
of Ronan Point, RIBAJ, Vol. 87, No. 1980, p.15, to the sociological, for example, G.
Weightman, Ronan Observed, New Society, July 11, 1974, pp. 6970.
46 Lund commented in 1989: Up to Ronan Point, we hardly had any public meetings at all,
Ronan Point was the catalyst that got things going, Lund interview p. 7.
47 Dunleavy provides an invaluable summary of the councils response to the collapse which
should be read alongside the councils public statements in The Newhammer: Ronan Point
Disaster, June 1968, p. 1; The Ripples from Ronan Point, December 1968, p. 4 which
talked with no apparent irony of the much praised calmness of the tenants of Ronan Point.
48 In one of the rst retrospective accounts of the period, Lionel Esher judged the collapse to
have sparked a wave of irresistible unity high ats should cease to be built in Britain, A
Broken Wave: The Rebuilding of England 19401980, Harmondsworth, Pelican, 1981, p. 80.
49 The attack was led by Nicholas Taylor in a notable article, The Failure of Housing,
Architectural Review, November 1967, pp. 341358.
50 M. MacEwen, Crisis in Architecture, London, RIBA, 1974.
51 See note 9 and Norths biographical le held in the RIBA Library.
52 Lund interview, p. 5; North was a second tier gure rather than one of the boroughs Chief
Officers, Edwards interview, pp. 2 and 4.
53 See, for example, H. Carter, The Life and Death of Old Labour: Collective Action in
Sheffield and Southwark, 19451997, Oxford, Unpublished DPhil dissertation, February
2005; and Goss, S. Local Labour and Local Government: A Study of Changing Interests, Politics
and Policy in Southwark 19191982, Edinburgh, Edinburgh University Press, 1988.
109
110
Nicholas Bullock
PART II
Figure 6.0 The structure of housing types in the agglomeration of Bordeaux, from Lenny, Couvreur and
Chombart de Lauwe, Logement et comportement des mnages dans trois cits nouvelles de lagglomeration
bordelaise, 1958.
6
WHO NEEDS NEEDS? FRENCH
POST-WAR ARCHITECTURE AND
ITS CRITICS
ukasz Stanek
The decision of French authorities in the course of the 1950s to respond to the
housing shortage by the construction of the grands ensembles large-scale housing
estates, mass produced at the outskirts of French cities was as much a choice in
urban design as a way to stimulate economic development and rationalize building
industry in the attempt to modernize the French economy. It was thus a part of a
larger restructuring of post-war France, and the discussion about mass housing was
from the outset part of general debates about the French welfare state. This chapter
takes the concept of needs as a privileged entry point into these debates, and revisits
the agency of this concept in the studies by Paul-Henry Chombart de Lauwe in the
1950s; in the work of Henri Lefebvre and the Institut de Sociologie Urbaine in the
course of the 1960s and 1970s; and in the institutional research of Ren Lourau,
Georges Lapassade, and the researchers at the Centre dtudes, de Recherches et de
Formation Institutionnelles (CERFI).
Rather than suggesting a common denominator for these thinkers and groups, let
alone for other actors participating in the debates around post-war housing in France,
in this chapter the concept of needs is posed as a eld of dissensus. In what follows,
I will map the variety of roles played by the concept of needs in these debates: as a
cognitive framework employed in empirical research studies; as a theoretical postulate
which describes the deep structures of subjectivity of inhabitants; as an operative
concept for architects and urban planners; as a normative tool regulating entitlements
of various strata of population; as a critical concept debunking the normalization of
these entitlements; and as a political means for a speculation about an evolution of
new plural subjectivities from users to inhabitants.1 In the course of these debates
the concept of need was not only qualied and differentiated (with the introduction
of fundamental or deep needs, and with the distinction between individual and
social needs) but also replaced by a range of other concepts which were expected
to uncover the dynamics of the everyday uses of architecture: aspirations, practices,
demands and desires. Revisiting these concepts which are sometimes overlapping,
sometimes corresponding, and sometimes contradictory, allows us to account for some
114
ukasz Stanek
of the key controversies in French post-war architecture, and sketch a few trajectories
which led beyond that period.
specic wishes and demands voiced by the interviewees. They included the need
for space which comprised basic surface requirements, but which was also reected
in the specic characteristics of the occupation of rooms, and the need for spatial
independence of the group within a family (for example, for parents, adolescents,
schoolchildren) which relates to the possibility of rearranging spaces. The need for
the plan and the arrangement to be adapted according to family structures required
a oor plan which lent itself for rearrangement in such a way that each person was
able to nd a place in the apartment according to their position in the family (for
example, while most families preferred eating in the kitchen during the week, for
special occasions they would like to eat in the main, or living room.) The need for
rest and relaxation was posed both against the noise of neighbours and as a demand
for a possibility of separation from playing children, which also related to the need
for separation of functions not only between sleep, food, hygiene, but also between
eating and the preparation of food (a number of families complained about the
open kitchen). The need for liberation from material constraints was expressed by
families who, for example, complained that the high rents prevents them from buying
kitchen equipment. The authors discussed also the need for prestige, or of being
kept in regard, which related to the availability of rooms appropriate for receiving
guests. Other needs were theorized as balanced against each other: the need for the
separation of the family from neighbours, and the need for social contacts outside
the family which were under the control of the family rather than imposed on them
involuntarily by others.7 These conclusions were conrmed by the study Logement
et comportement des mnages dans trois cits nouvelles de lagglomration bordelaise
(Housing and household behaviour in three new towns of the Bordeaux agglomeration, 1958), carried out by the CEGS in winter 19561957 in three new towns
(Cit Le Prche in Bgles, Cit Le Jard in Mrignac, and Cit Carriet in Lormont)
which offered a combination of collective houses differentiated in height and density,
in the agglomeration of Bordeaux (Figure 6.0).8
Chombarts studies had much in common with with the work of the architect Robert
Auzelle, in particular his design of the housing neighbourhood Cit de la Plaine in
Clamart (19471967) in the agglomeration of Paris (Figure 6.1). As a writer and editor,
teacher and researcher, but rst of all, architect and urban planner, Auzelle pursued an
individual path in France, paying particular attention to the interdependence between
social and spatial morphologies; launching interdisciplinary research with historians,
geographers, demographers and ethnographers; and broadening traditional modes of
intervention of planning by new institutional and educational mechanisms.9 The project
in Clamart beneted from his previous experience: the renovation projects (late 1930s
onwards) for various quartiers insalubres which adopted the lot as the basic unit of intervention; the concept of a free dwelling (logis libre) which allowed the inhabitants to
decide about the arrangement of the interior spaces; and the understanding of the urban
plan as a synthesis of the interventions of authorities on various scales, from municipal
to national. Since the mid-1940s Auzelle had argued for the necessity for social research
related to architectural studies, in particular dealing with lhabitat dfectueux (the concept of
habitat, which became essential for discussions in post-war CIAM, was adopted by Auzelle
because of its stress on the totality of the physical and geographic conditions oflife).10
115
ukasz Stanek
116
Figure 6.1 Robert Auzelle, general plan of the Cit de la Plaine in Clamart, constructed between 1947 and 1967 (Frdric Bertrand, Robert Auzelle: lurbanisme et la
dimension humaine, Paris: Institut Franais darchitecture, 2000. Fonds Auzelle. SIAF/Cit de larchitecture et du patrimoine/Archives darchitecture du XXe siecle).
The Cit de la Plaine stood out within French post-war urbanism for the attention
to intermediate scale, the differentiation of housing typologies (from detached and
terraced houses to ve-storey collective buildings), and the careful design of open
spaces qualities which are still discernible on site, in spite of the recent thermal
renovation of buildings which resulted in the change of the faades (Figures 6.26.4).
Even the choice of the brick as the material for the residential buildings made the
project unusual, as did the prolonged construction time (19471967) which, while
involuntary, permitted the arrival of new inhabitants to be phased and eased their
integration into the community.11
After its partial completion, Chombart and his team were commissioned by the
Ministry of Construction (19581959) to study the Cit de la Plaine in comparison
with the Cit Benauge in Bordeaux designed by Jacques Carlu and Le Corbusiers
Unit dhabitation in Nantes-Rez. According to Chombart of the architects [Le
Corbusier] brought the most attention to peoples needs and aspirations but had
a somewhat naive view of social classes when he thought he could make them
disappear by another organization in the city and accommodations.12 By contrast,
Auzelle made the effort to think of housing and residential groups that reected the
lives of the people.13 In retrospect, he argued that the quality of the neighbourhood
resulted from the relatively low density of the built areas, an aesthetically considerate
choice of materials, the separation of pedestrian paths from traffic, respect for the
surrounding architecture and, above all, the structuring of the ensemble into small
housing units which may not seem like a big deal, but they were very important in
contrast to the grand ensembles and towers [that] multiplied at that time.14
Figure 6.2 Robert Auzelle, Cit de la Plaine in Clamart, collective housing estates, current state, photographed by ukasz Stanek in July 2012.
117
118
ukasz Stanek
Figure 6.3 Robert Auzelle, Cit de la Plaine in Clamart, individual houses, current state, photographed by
ukasz Stanek in July 2012.
Figure 6.4 Robert Auzelle, Cit de la Plaine in Clamart, collective housing estates, current state, photographed
by ukasz Stanek in July 2012.
Auzelle shared with Chombart not only a progressive Catholicism but also a feeling
for everyday urban life, with its vitality, heterogeneity, social mixture and sociability.
These were the characteristics of the rue Mouffetard in the 5th arrondissement of
Paris discussed by Chombart in one of his TV programmes in 1959, in which he
interviewed a saleswoman, a Moroccan student and a bus driver and debated with
sociologists, a shop owner and a colourful local leader.15 Chombart called for the
preservation of the social life of this lot insalubre which he contrasted with the
anonymous and socially segregating housing schemes appearing around while
acknowledging that renovation was needed to improve the appalling sanitary and
technical conditions of the neighbourhood.16
This position of what we might term moderate modernization runs through
the work of Chombart, whose respect for the voices of the people was combined
nonetheless with an ambition to modernize French family structures by means
of housing. He warned that this should not be felt as a constraint by the families
concerned but rather as a liberation from the old customs and outdated cultural
models.17 In the introduction to Famille et habitation (Family and dwelling, 1959), which
repeated the list of fundamental needs,18 he urged that needs should be studied in
cooperation with architects and administrators, so that families could blossom in
their new accommodation, freed not only from their old housing but also from their
old habits.19 Yet at the same time he argued against universal norms, and maintained
that needs are to be qualied by local, psychological and cultural differences among
the occupants. In his subsequent work Chombart suggested the superimposition of
the schema of need, function, ensemble of functions with a series of others, such
as situations behaviours, functions social structures, and behaviours needs
aspirations.20 For Chombart, aspirations referred to features such as silence, beauty,
rest, familiarity and dignity and they thus implied a stress on the singularity of each
individual, as opposed to the general character of needs.21
119
120
ukasz Stanek
Nicole Haumont. The two last became Lefebvres close collaborators in the Institut
de Sociologie Urbaine (ISU), founded in 1962 with the aim of carrying out research
on the possibilities of urban development on the north side of Paris (the research on
the plateau of Montmorency was launched as one of the preparatory studies for the
1965 masterplan of Paris). The Institut soon moved to other topics commissioned
by various state planning agencies, including the major study of everyday life in the
suburban detached house or pavillon, as compared with the large housing estates or
grands ensembles.25 Together with subsequent work of the ISU, these studies became
key contributions to debates about housing architecture in the late 1960s, signicantly
inuencing French architectural culture. They were also essential, if rarely explicitly
referred to, for the formulation of Lefebvres theory of production of space, published
in six books between 1968 (The Right to the City) and 1974 (The Production of Space).26
Seen within this larger research framework, a signicant step for Lefebvres critique
of the concept of needs was his 1961 review of the design for a new town of 30,000
inhabitants near Otelngen, a village in the Furttal valley north of Zurich, designed
by the team headed by Ernst Egli, professor of urbanism at the ETH Zurich.27 In
the discussion of the project in the book Die neue Stadt: eine Studie fr das Furttal,
Zrich (The new town: a study for Furttal, Zurich, 1961), the sociologist Werner Aebli,
a member of Eglis team, distinguished three fundamental needs: the need for
society, the need for community, and the need for freedom. He then went on to
distinguish the levels of social organization: from the individual, through the family,
neighbourhood, group of neighbourhoods, small quarter, quarter, district, to the
city. These levels were combined with a list of 12 needs, namely nutrition, hygiene,
recreation, nursing, religion, science, art, protection, welfare, politics, administration
and upbringing. The resulting matrix permitted control of the way that every need
was answered on every level of social organization.28
The members of the planning team saw their contribution as a revision of the
Charter of Athens (formulated in 1933, published in 1943) and its theorization of
the urban territory in terms of ows between production (work) and reproduction
(housing, leisure):
It is not sufficient to examine the well-known urban functions housing, work,
traffic, taking care of the body and mind in isolation, just to account for
them in an isolated and rigidly theoretical way in urban planning. Rather, we
intended to consider them on all levels of the community and organization, and
thus to realize them in a much more ramied and overarching form.29
Yet in spite of these declarations, the city was planned in a rigid, functionalist manner,
with a threefold division into housing, industry, and central functions (administration,
culture). All three were linked by an oversized, segregated and crossroad-free traffic
system. The introduction of cores of social life reected discussions in post-war
planning of the concept of community and Sigfried Giedions and Josep Llus Serts
search for a new monumentality.30
While impressed by the conceptual rigour of the Swiss designers, Lefebvre
developed a critique of the project which set the tone of his writings on post-war
urbanism. He wrote that the project: presupposes a simplied theory of needs and
functions. The community is composed with families in the same a way as the
functions of the city are composed, with basic needs attributed to different levels.31
This leads to an omission of elements which cannot be included in a functional grid,
such as an event, a monument, or a traditional street with its playful uses (the game
does not correspond to any elementary need, while presupposing all of them, wrote
Lefebvre).32 In the years to come he would develop this critique in two directions.
On the one hand, he would stress the heterogeneity and differentiation of needs, as in
the seminar on functional needs, which he co-organized in Nanterre (19681970).33
On the other, he would refer to Marxs discussions of social needs, which pertain
to large social groups which hence are to be satised by society as a whole. In his
1972 reading of Marxs Critique of the Gotha Programme (1875), Lefebvre attributed
to Marx an understanding of an emergence of a new need, that of the urban life
(la vie urbaine) of the city, which can be satised neither by the market nor by state
institutions.34
At the same time, Lefebvre targeted the functionalist procedure of translating
specic needs, conceived as discrete and isolated, into a system of segregated
functions, assumed to be complete and covering the totality of social life. He
argued that functionalist urbanism aims at an overarching equilibrium constructed
according to the matrix of functions. Dened by their balanced relationship to each
other rather than to an external reality the demands of the inhabitants or the
urban experience the masterplan becomes a system of differentiated functions in
which the identity of every function is dened by its relationship with every other
in the system. Lefebvre argued that this concept of urbanism subscribed to the
logic of differentiation which structuralism, dominant in French social sciences and
humanities from the 1960s, had proclaimed as common to all sectors of the emerging
society of consumption. Hence, in the analysis of Jean Baudrillard, Lefebvres
doctoral student at Nanterre, the objects of consumption do not respond to a need
of the consumer but rather are autonomized as differential signs within the social
production of codes of signication. For Baudrillard, needs are as essential for the
order of production as the capital invested by the capitalist entrepreneur and the
labour power invested by the wage laborer: there are only needs because the system
needs them.35 Yet according to Lefebvre while structuralism claimed to have revealed
the deep structures of cultural phenomena, its theorizing of societies as stable, selfregulating systems conformed to the ideology of the French post-war state. The
underlying logic of differentiation was the exchange economy, where the exchange
value of a commodity was established by a relationship to all other commodities on
the market, rather than by a reference to its use value.36
Taking the Marxist concept of use value as his starting point, during the 1960s Lefebvre
aimed to develop an alternative conceptual framework for urban research in general. This
was inspired by the studies of the ISU, in particular by the large research project about
the everyday life in the pavillon or detached suburban house, published in three volumes
in 1966 as Lhabitat pavillonnaire, Les pavillonnaires and La politique pavillonnaire.37
The rst level on which dwelling was studied were the practices by which space
was appropriated. Appropriation was the term used by the ISU for the operations
of marking, limiting, and arranging space, familiarizing oneself with it and transforming it by manipulation of objects. Such activities as building a fence, taking care
121
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ukasz Stanek
of the house, maintaining the garden, introduce fundamental oppositions, like that
between open and closed, clean and dirty, empty and full, seen and hidden, seeing
and being seen. The approach was not that of localizing in a pre-existing space a need
or a function, but, on the contrary, of spatializing a social activity, tied to a practice
as a whole, by producing an appropriated space.38 Against the nineteenth-century
pedagogical project of good use (bon usage) and the pedagogy of dwelling in Le
Corbusiers Manire de penser lurbanisme (1946), in Lefebvres writings appropriation
is an individualized mastering of space, in response to intersubjective, interiorized
mental patterns.39 Indebted to the discussions in architectural culture of the 1960s,
with such books as Amos Rapoports House Form and Culture (1969) and Philippe
Boudons Pessac de Le Corbusier (Lived-in Architecture: Le Corbusiers Pessac, 1969),
Lefebvre theorized appropriation not in terms of inevitabilities and determinations,
but in terms of possibilities and constraints.40
In other words, the marked distinctions are always already socialized: translated into those oppositions, such as public and private, female and male, work and
leisure, which structure social groups in a given society (for example, family, friends,
neighbours, visitors). The second level of analysis accounted for practices in the
socialization of space, that is to say practices which introduced these meanings into
the domestic space. In order to secure a gradation of levels of privacy, the inhabitants
introduced boundaries, thresholds, or spaces of transition: starting with the front
garden and progressing through the entrance, dining and living rooms, kitchen and
childrens bedrooms, ending up with the parents bedroom as the most private place,
with connotations of nudity and sexuality.41
To investigate the ideology of the pavillon the third level of dwelling analysed in
Lhabitat pavillonnaire was in fact the initial aim of the research.42 However, the initial
hypothesis that the pavillonnaire way of life expresses the ideology of petit-bourgeois
was revised in the course of the research. Thus, the ISU concluded that the preference
of the French for the pavillon stems from the fact that its spatial layout facilitates the
expression of the French cultural model dened in reference to the work of Georges
Gurvitch and, in the course of the 1970s, approximated with Pierre Bourdieus
concept of habitus.43 One of the main arguments of the research of the ISU was that
the inhabitants transform spaces in order to comply with their cultural model: a sense
of what is and what is not appropriate to do in specic spaces in the pavillon.
The shift of the research perspective in the ISU studies from the inhabitant
as a being of needs to a being of practices, and the division of these practices
into three broad groups, were translated by Lefebvre into a framework of urban
analysis. In his 1966 essay Besoins profonds, besoins nouveaux de la civilisation
urbaine (Deep needs, new needs of the urban civilization), and somewhat against
its title, Lefebvre suggested analyzing urban reality not in terms of needs but in
terms of heterogeneous practices. He called for an analysis based on three levels
corresponding to those developed in the study of the pavillon.44 The rst level was
that of the conict between the constraints (institutional, nancial, conventional)
and possibilities of appropriation of space. The second level was that of what he
termed the imaginary, for which monuments constitute privileged points in the
city. In Lefebvres reading, monuments not unlike the garden for a pavillonnaire
refer to a different time, a different place: a utopia. But the urban imaginary
was also conveyed by the street, with its accidental encounters, signs and symbols.
Finally, the third level was that of ideology, in particular the ideology of the state,
manifested in the urban voids: parade squares or large avenues. One reads the
city, its writing, on these three levels, their juxtapositions and their interferences,
he wrote, proposing that this conceptual framework would also be useful for
designers.45
123
124
ukasz Stanek
to the invisible college of institutional analysis in the early 1970s).52 Drawing from
psycho-sociology, socio-analysis, Marxism and psychoanalysis, Lapassade and Lourau
argued that to analyze a rm, a hospital or a trade union from an institutional point
of view means revealing the social forces at work in an institution seemingly ruled by
universal norms and supposedly assigned with specic functions.53 This approach was
developed in numerous interventions which were commissioned by the management
of commercial, educational or administrative institutions.
Since each such commission originated in a response to a crisis, Lapassade and
Lourau explained that in order to understand this crisis, institutional analysis needs
to start with the analysis of the commission (commande) and the implicit demand
(demande). In this way, the analysis is always a situation during which the analyst
encourages unfettered speech of the participants and confronts them with their
positive and negative references to groups, categories, ideologies. This situation
must be constructed as self-managed in order to make all participants discover their
real place in the social organization.54 As explained by Lourau, to instigate selfmanagement (autogestion) is, above all, to break the individual resistance or that of
a group, together with hierarchies, small or big secrets, and the division of labour
institutionalized as normal, rational, and eternal.55 In this way, the analyst becomes
an animator, whose aim is to liberate social energy in the group and mobilize the
liberated energy for the collective activities, to make it circulate and to furnish it with
occasions of investment.56 This is only possible by allowing discourses of various
orders, both theoretical ones and micro-discourses relating to everyday life and space,
to communicate transversally.57 In the specic context of an analytical situation, this
meant a radical openness of conventions, where everything is up for debate: the spatial
arrangement, the length of each session, and the time of its beginning and end; this
also included a negotiation about the remuneration of the analysts who, by putting
this to debate, accepted the risk of not being paid at all.58
This concept of a critique from within was a response to the increasing lack of
a critical perspective stemming from the institutionalization of critical research. This
changed condition of critique was also the starting point of the work of the Centre
dtudes, de Recherches et de Formation Institutionnelles (CERFI). Between 1967
and the early 1980s CERFI constituted a shifting network of researchers and political
activists which offered a platform for an extra-academic encounter between psychoanalysis and social and political movements of the period.59 In the introduction to the
1973 themed issue Les quipements du pouvoir (The facilities of power) the editors
of the journal Recherches, published by CERFI, argued that after the events of May
1968 the separation between professional and activist life was intolerable. While some
activists opted for an exit from the capitalist system and established communities on
the basis of an agricultural and pre-capitalist economy, the members of CERFI aimed
at an urban community based on what is as capitalist, as bureaucratic as possible.
They accepted state research contracts and argued:
Far from eeing money or bureaucracy, we wanted to plow into it, to come to
grips with issues of power and internal sclerosis by using the money we earn as a
tool and as a reality-check that connects us to the actual mechanisms of capitalist
society: we call this laudable ambition collective analytic undertaking, and we
see it as a new ingredient of the activist ideal, although this makes most leftist
activists sneer: let them sneer!60
While CERFI agreed with the Marxist argument that theory is a moment of social
practice, practice for them was not only political or economic, but, above all, a
libidinal practice which traverses all practices as distinguished by Marxism. Every
militant practice is, rst of all, a libidinal practice, which brings into play a certain type
of unconscious forces, a certain regime of desire , they wrote.61
The starting point for the analytical work of CERFI was the post-war, state-led
urbanization, seen by the members of the group as a part of a long process of material
techniques of mastering the individual.62 In order to write the genealogy of this
process, the researchers examined social facilities from the mid-eighteenth century,
including housing, road networks, prisons, hospitals and schools. In line with the
work of Michel Foucault on discipline and, from the mid-1970s, on biopolitics,
the cerstes (as they became known) refused to see these facilities as answering to
a pre-existing, objective needs (shelter, mobility, security, health, education), since
needs manifest themselves socially only according to the possibilities offered to their
satisfaction (in the way that a new product produces the need for itself 63). Rather
than answering a need, the objective of social facilities was the normalization of the
population. Hence, each facility produces its proper person: the school produces a
child as a social category; the care home, the old; and the prison, the criminal.64 In the
words of Franois Fourquet, the collective need (of education, of health, etc) which
a [collective] facility was supposed to answer, is nothing but an illusion, a post-factum
rationalization of a political operation of public order.65
CERFI called for a redenition of concepts referring to the production of space.
Accordingly, architecture should not be restricted to discrete objects but, rather,
understood as a means of territorial organization; the city should be addressed as
a network of social facilities; and the instrumentality of urbanism in the territorial
distribution of populations should be revealed. Writing specically about French
post-war urbanism, Jacques Dreyfus (not a member of CERFI but close to the group)
developed a fundamental critique of urban planning as a set of operations which
reduce social complexity, in particular desire, the unconscious and sensuality. Much
in the vein of Lefebvre, Dreyfus argued that the concept of needs as operationalized
in urbanism implies their autonomy, their stability over time, their hierarchization,
and the understanding of humans as a sum of their needs. Yet, he stressed, needs
were interdependent, implied by one another and constantly changing. This is why
the concept of need should be replaced by that of desire, which was always free and
anarchic, and urbanism should be posed as the re-territorialization of desire.66
This focus on desire emerged from the researchers interest in institutional therapy
and from the very rst commission of CERFI in 1967 they focused on psychiatric
institutions. In response to this commission, the cerstes and the participating architects (Americo Zublena and Antoine Grumbach) opposed the governments proposal
of gathering the mentally ill of the ve new towns around Paris into one central
psychiatric institution. Instead, the group recommended a set of smaller institutions,
and rather than focusing on the buildings proposed studying the relationship between
staff and patients. In a later contribution to the designs of the psychiatric institutions
125
126
ukasz Stanek
in Evry and Marne-la-Valle, the authors argued that a unit consisting of a kitchen
and ve rooms is all they need in terms of an architectural programme.67 Inuenced
by Felix Guattari, at that time co-managing the La Borde clinic, and Gilles Deleuze,
CERFI understood desire as a force working in the social and political domain, a
ux between people and groups which does not have a code and is manifested in a
negative way: as lapsus, revolt, refusal; but also as love, project, hope. Yet when these
forces become inscribed onto the social body in a material-social process, oppression
and alienation are inevitable.68
It was this refusal to ossify the ux of desire that motivated CERFI to envisage the
micro-politics of subversion. When commissioned to study new public facilities or
urban renewal projects, the members of the group suggested constructing situations
for the collective analysis of desires. In the introduction to the rst (and last) issue of
the journal Parallles, the editors called for an invention of underground institutions
which would reactivate the play of energies and collective knowledges69 and thus the
only architecture the authors want to imagine is one sweated by the body, continually
disseminated by the gestures, looks [regards], contacts.70 Another example was the
experience of the rue des Caves in Svres, where the socialist-communist municipality offered to allow a group of young people to move into an old building until
it was demolished. The participatory research of CERFI described this experience
as a mobilization without an aim, without a program, without community (as the
editors of Recherches wrote, it was not a communitarian experience because the
community is already a spectacle).71
Perhaps the most telling was the story of the Petit Sminaire, a neighborhood
in Marseille designed by the architectural partnership Candilis-Josic-Woods. It was
completed in 1959 as a part of the Opration Million, carried out between 1958
and 1960, which aimed at reducing the production cost of two-bedroom apartment
to one million francs, half the standard cost.72 The rehabilitation of what had become
an immigrants neighbourhood was carried out between 1975 and 1986 by the group
CERFI-Sud (Marseille). The rst phase of the project (19761979) started with the
attempt to include all the inhabitants in the process of renovating the neighbourhood.
Hence, the researchers discussed with the inhabitants various proposals for changing
their apartments, both to add quality to them and to transform the image of the neighbourhood and thereby the image which the inhabitants had of themselves. After a test
case comprising seven apartments, the second phase of the intervention (19801981)
focused on the impossibility of representation: nobody is represented, everybody
speaks for himself or herself. With the rejection of the idea of representation, the
analysts focused on the social bond, encounters, vitalities, interactions between inhabitants, and the verbalization of problems, questions, stakes; mediations of conicts.73
During this phase, conicts among the inhabitants came to light, as well as the hidden
hierarchies in the neighbourhood. Working closely with the architects, the inhabitants
focused on shared signs (while leaving out the signs of poverty) and differentiated
details such as entrance areas or balconies. This comprised the third phase (1981
1985), with an almost complete reworking of the apartments, faades and common
spaces. In this phase, the analysts understood themselves as mediators, working on
the interface between the inhabitants, the contractors and others involved.74 The
architects were interpreting the free speech of the inhabitants, providing them with
both common signs and the possibility of individual interventions: in the words of the
leader of the group, Michel Anselme, the inhabitants speak, the architects interpret.75
This approach resulted in the effacement of the original design, much to the despair
of architectural historians appreciating the original design by Candilis-Josic-Woods.76
Yet in retrospect, Anne Querrien, one of the leaders of CERFI, saw the failure of the
project elsewhere: in the very fact of the ending of its nancing and in the abandoning
of the continuous programming of the social spaces in the neighbourhood.77
Conclusion
In this way, the work of CERFI appears as a point of intersection between several
trajectories in post-war French architectural culture oscillating around the concept of
needs from the 1950s to the 1970s. During this period, intense exchanges between
architecture and social sciences facilitated a renewal of architectural culture, critical both
of the disciplines position within the social division of labour and about its political
agency. What started with Chombarts moderate reformism targeting specic housing
typologies, was extended towards a critique of the incompleteness and alienation of
the political order in its longue dure, and a speculation about a prospective collective
subject, the inhabitant, which would transcend the fragmentation and complexity
of a society moving beyond Fordism. While often highly speculative, abstract, and
general, at its best this critique historicized modernism by showing architecture as
an agent of normalization within the modernizing post-war state, whose genealogies
reached back to the eighteenth century, as the cerstes demonstrated. What started as a
productive relationship aimed at specic recommendations for architects and administrators, became a resource for a critique of architecture, from Lefebvres undermining
of the specic conceptual framework of post-war architectural discourse, to CERFIs
fundamental questioning of the materiality of the architectural object, which it saw
as an empty shell when it ceases to spark interaction, debate, disagreement. Yet
discourses such as the one by CERFI, with its references to French post-structuralism,
were increasingly taken over by the architectural neo-avant-garde.78 Hence, from the
late 1990s, architects, critics, and theorists on both sides of the Atlantic have gone
back to the writings of other protagonists in this chapter, in particular to Lefebvre, in
order to rediscover both the ordinary rhythms of the everyday and the possibilities of
a critical position within an engaged architectural practice.79
Notes
1 M. Bellet, J.-N. Blanc and R. Vasselon, Vers le logement pluriel: de lusager aux habitants, Paris:
Ministre de lquipement et du logement plan construction et architecture, 1988.
2 See the following works by Paul-Henry Chombart de Lauwe: Paris et lagglomration
parisienne, 2 vols., Paris: Presses universitaires de France, 1952; La vie quotidienne des familles
ouvrires, Paris: CNRS, 1956; Famille et habitation, 2 vols., Paris: CNRS, 19591960; Paris,
essais de sociologie 19521964, Paris: ditions ouvrires, 1965.
3 W. B. Newsome, French Urban Planning 19401968. The Construction and Deconstruction of
an Authoritarian System, New York: Peter Lang, 2009, pp. 130131.
4 P.-H. Chombart de Lauwe, Logement et comportement des mnages dans trois cits
nouvelles de lagglomeration parisienne, Cahiers du Centre scientique et technique du btiment,
1957, vol. 30, pp. 1352.
127
128
ukasz Stanek
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
Ibid., p. 48.
Ibid., pp. 5052.
Ibid.
J. Lenny, L. Couvreur and P.-H. Chombart de Lauwe, Logement et comportement des
mnages dans trois cits nouvelles de lagglomeration bordelaise, Cahiers du Centre scientique et technique du btiment, 1958, vol. 32, pp. 256.
F. Bertrand, Robert Auzelle: lurbanisme et la dimension humaine, Paris: Institut franais
darchitecture, 2000.
Centre dtudes, Direction de lamnagement du territoire, Recherche dune mthode denqute
sur lhabitat dfectueux, travail excut sous la direction de Robert Auzelle, Paris: Vincent, Fral et
Cie, 1949, p. 2.
Bertrand, Robert Auzelle, pp. 1215.
T. Paquot, Entretien avec Paul-Henry Chombart de Lauwe, n.d., www.urbanisme.u-pec.fr
Ibid. See also P.-H. Chombart de Lauwe, Un anthropologue dans le sicle. Entretiens avec
Thierry Paquot, Paris: Descartes & C, Paris, 1996.
Paquot, Entretien.
Rue Mouffetard: la dcouverte des franais 3, 1959, Archives INA/Paris.
Ibid.
J. Lenny et al., Logement, 56.
Chombart de Lauwe, Famille et habitation, vol. 1, pp. 1718.
Ibid., 1618; P.-H. Chombart de Lauwe, Des hommes et des villes, Paris: Payot, 1965.
Chombart, Des hommes et des villes, p. 145; P.-H. Chombart de Lauwe, Sciences
humaines, planication et urbanisme, Larchitecture daujourdhui, 1960, vol. 9192, p. 195.
T. Paquot, Des besoins aux aspirations: pour une critique des grands ensembles,
Urbanisme, 2002, vol. 322, pp. 7980.
H. Lefebvre, Psycho-sociologue de la vie quotidienne, in H. Lefebvre, Du rural lurbain,
Paris: Anthropos, 1970, p. 90.
H. Lefebvre, Critique of Everyday Life Volume 1: Introduction, New York: Verso, 2008; H.
Lefebvre, Critique of Everyday Life Volume 2: Foundations for a Sociology of the Everyday,
New York: Verso, 2002; H. Lefebvre, Critique of Everyday Life Volume 3: From Modernity to
Modernism (Towards a Metaphilosophy of Daily Life), New York: Verso, 2006.
H. Lefebvre, Les nouveaux ensembles urbains (un cas concret: Lacq-Mourenx et les
problmes urbains de la nouvelle classe ouvrire), in Lefebvre, Du rural lurbain, pp.
109128; H. Lefebvre, Utopie exprimentale: Pour un nouvel urbanisme, in Lefebvre, Du
rural lurbain, pp. 129140.
A. Haumont, N. Haumont, H. Raymond and M.-G. Raymond, Lhabitat pavillonnaire,
Paris: Centre de Recherche dUrbanisme, 1966; N. Haumont, Les pavillonnaires: tude
psycho-sociologique dun mode dhabitat, Paris: Centre de Recherche dUrbanisme, 1966;
M.-G. Raymond, La politique pavillonnaire, Paris: Centre de Recherche dUrbanisme,
1966. For other works of the ISU and their discussion, see . Stanek, Henri Lefebvre on
Space: Architecture, Urban Research, and the Production of Theory, Minneapolis: University of
Minnesota Press, 2011.
H. Lefebvre, The Right to the City, in E. Lebas and E. Kofman (eds) Henri Lefebvre:
Writings on Cities, Oxford: Blackwell, 1996, pp. 63182; H. Lefebvre, The Production of
Space, Oxford: Blackwell, 1991; see Stanek, Henri Lefebvre on Space.
Lefebvre, Utopie exprimentale, E. Egli et al., Die Neue Stadt: eine Studie fr das Furttal,
Zrich: Verlag Bauen & Wohnen, 1961.
Egli et al., Die Neue Stadt, pp. 16, 25.
Ibid., 21.
S. Giedion, Architektur und Gemeinschaft: Tagebuch einer Entwicklung, Hamburg: Rowohlt,
1956.
Lefebvre, Utopie exprimentale, p. 135.
Ibid., p. 138.
F. Bedos, M. Dameron, C. Leroy, H. Raymond and L. Sturge-Moore (eds), Les besoins
fonctionnels de lhomme en vue de leur projection ultrieure sur le plan de la conception
architecturale. Compte rendu de n de contrat, Paris: Centre de recherche darchitecture,
durbanisme et de construction, 1970.
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
129
130
ukasz Stanek
Figure 7.0 Piet Blom, Kasbah housing project, Hengelo (196974) (Het Nieuwe Instituut, Rotterdam).
7
THE OPEN SOCIETY AND ITS
EXPERIMENTS: THE CASE OF THE
NETHERLANDS AND PIET BLOM
Dirk van den Heuvel
Many modern architects of the post-war period referred to the idea of an Open
Society suggesting they were building towards such a society. While the term was
not coined by him, it was the Austrian-British philosopher Karl Popper who both
theorized and popularized it with his monumental book of 1945, The Open Society
and Its Enemies.1 In Team 10 circles too, it was a favourite phrase, just like the ones
of open aesthetics and open form. British architects Alison and Peter Smithson and
leading voices of Team 10 stated that an open society needs an open city. Freedom
to move and somewhere to go, both inside and outside the city.2 They spoke of the
open city with an open centre with regard to the various projects they proposed
for the war-devastated German city of Berlin during the late 1950s and 60s, among
others their famous Hauptstadt Berlin competition entry of 19571958.3 This period
was the heyday of the Cold War and the notion of anything open was tailored against
the Communist threat from the East, just as it was presented as the embodiment of the
humanist alternative to the defeated Nazi regime and its fascist and racial doctrines.
The open city of the post-war period was to be an all-inclusive city: for each man
and all men as Aldo van Eyck put it in 1959.4
The Open Society and what it stands for are key to understanding how the idea
of a welfare state developed from working-class relief in the late nineteenth and early
twentieth century to the comprehensive, political undertaking that affected all walks
of life after the Second World War. For instance, the famous Spangen housing block
in Rotterdam (19191921) by Michiel Brinkman is a proud example of a collectivist working-class enclave, one which follows a strategy of both containment and
emancipation: whereas the large-scale city expansions of the post-war period such as
those by Cornelis van Eesteren for Amsterdam and Lotte Stam-Beese for Rotterdam
presented all-inclusive strategies in anticipation of a much more mobile society.5 As
part of these strategies, collective and public spaces were often fused into a continuous
landscape of open spaces so as to build new social identities. Looking back however,
we can see that the all-inclusive aspect of the Open Society as guaranteed by a neutral
state apparatus paired with a new individual freedom based on egalitarianism created
134
irresolvable contradictory conditions for the architects who sought to build for the
Open Society.
Within this debate on the question of how architects might build towards an
open, egalitarian and democratic society, the position taken by Team 10 is the most
vulnerable one. Yet at the same time it is also the most challenging one, because of
its ambition to balance those contradictory demands of the Open Society.6 Herman
Hertzberger stated that in architecture Team 10 and CIAM as well are the equivalent
of socialism. He immediately qualied this: Im not saying literally. Maybe Giancarlo
De Carlo is the only one who directly linked politics and architecture. Bakema
certainly did not and Aldo van Eyck did it in a more philosophical way.7 Whatever the
exact political position, one might state that Team 10 represented one of the clearer
moments at which architects claimed for the architectural discipline a capacity to
deliver an architecture that was open and all-inclusive in line with the post-war ideal
of a democratic, egalitarian society.
In the case of Team 10, the proposed theoretical concepts and architectural
typologies that would foster such an ideal were geared at the creation of in-between
spaces or spaces between, most notably the doorstep or threshold. Such in-between
spaces were of special interest to enhance the encounters between the inside and
outside world, the familiar home and the other from which a larger community
would grow.8 Hence, within the design production of Team 10 one can observe all
sorts of transition zones between the public and the private, which were intended to
enable the reciprocal creation of both individual and collective identities. An excellent
example of this ideology is Van Eycks proposal for the new town hall of Deventer,
a winning competition design of 1966 which was not realized (Figure 7.1). Unlike
his ground-breaking Orphanage of 19551960, which was built on the periphery
of Amsterdam, the Deventer town hall is set in the middle of the medieval inner
city. In Van Eycks proposal the new town hall interiorizes the qualities of the dense
urban fabric of small-scale alleys. The building itself becomes such a fabric, a microcity of its own, with a public route brought into the building volume itself. Public
street life penetrates the interior of the political institute while upsetting the conventions of urbanism and architecture. Such a strategy was also the guiding principle
of Hertzbergers design for the town halls of Valkenswaard (1966) and Amsterdam
(1967), which were based on a grid of interior streets. Hertzberger eventually
realized this idea with the office building for the insurance company Centraal Beheer
in Apeldoorn (1968-72), epitome of so-called Dutch structuralism, the label for the
specic Dutch contribution to Team 10 from the 1970s onward (Figure 7.2).9
The typological inventions of public interior streets and open streets-in-the-air
as part of a built complex or ensemble were often deployed in the post-war period.
They were intended as demonstrations of community building through architecture.
Today, they also hold a notorious reputation for many of the social problems that
are now identied with them: vandalism, insecurity, a feeling of anonymity rather
than identity. Well-known examples range from the Bijlmermeer in Amsterdam
to Sheffields Park Hill, from Robin Hood Gardens to Toulouse-le-Mirail, from the
Barbican to Thamesmead. Apparently, when these projects were conceptualized the
radical publicness of their vast access systems was not questioned. On the contrary,
that everybody could enter them seemed a matter of course; not just as a practical
Figure 7.1 Aldo van Eyck, sketch for the town hall of Deventer (1966) (Aldo van Eyck archive).
Figure 7.2 Herman Hertzberger, Centraal Beheer office building in Apeldoorn (19681972), view into
an interior street, photographed by Willem Diepraam (Studio HH, Amsterdam).
135
136
demand for deliveries by the milkman, but also as a matter of principle: every member
of the new egalitarian society had a right of way in these public streets.
Behind the experience of these particular estates and the confusion of public spaces
with collective enclaves lurks a much bigger question impossible to address fully here,
yet that is related to the kind of universalist, public space that designers and policymakers seemed to have had in mind when building the welfare state. In reality we are
dealing with mixed and uid communities living together, who dont necessarily share
a common idea of public space and public behaviour, and at times these notions of
public space (including who is allowed to appear in this space and on what terms) are
actually contradictory to the kind of public space that is generally associated with the
egalitarian public space of the Open Society. There is an issue of contestation at stake
that is all too often overlooked. Oscar Newman addressed many of these problems in
his Defensible Space (1972) relating them to issues of territorial control in a sociological
sense. Similarly Alison Smithson in her essay The Violent Consumer (1974) turned
away from the universalist ideal of a middle class way of life. She concluded that a city
of fragments might be a better option to bet each and every social group in the best
of possible ways.10 This idea of difference of condition was already latently present in
the Smithsons Cluster City proposal of 1957, the city as a polycentric conglomerate
of districts of varying densities, programmes and spatial congurations.11 Such an idea
of difference seemed to have been behind Colin Rowe and Fred Koetters revisionist
project for a Collage City of 1975 as well, despite the authors rejection of architecture
and planning as tools for social improvement and accommodation.12
Therefore, looking at the social problems involved and the rst revisionist texts of
the 1970s (from within and without the modern architecture discourse) one might
ask: how open can an open society really be? How open a city or its architecture?
The Netherlands provided some of the most radical experiments in architecture, all
under the banner of the welfare state. They were sanctioned by would-be enlightened
officials, who supported experiment and innovation as an alternative to the technocratic tendencies that were also part of the welfare state system. To counterbalance
the logic of Taylorist models a system of checks and balances was installed: special
nancial arrangements, programmes of industrial innovation and exemptions from
normal regulatory and administrative requirements. Together with an appetite for the
new that admittedly included a destructive element too, this resulted in the nowadays
derided generous tolerance of the so-called permissive society of the 1970s (in a
sense, the other face of the Open Society), with its embrace of multiculturalism,
sexual emancipation and spiritual open-mindedness.
This chapter attempts to take a fresh look at the spaces of the post-war welfare state,
especially its public spaces.13 It situates the assumed failure of welfare state planning and
its architecture in the status of these public spaces, particularly their open character.
This open, all-inclusive character has proven to be untenable, despite its desirability.
It highlights the inherent contradictions of the ideology of the democratic welfare
state or the Open Society. Post-war Netherlands and the Team 10 discourse serve as
a backdrop to discuss the contributions made by Dutch structuralism, especially the
Kasbah housing project (19691974) of Aldo van Eycks most famous student, the
ludic architect Piet Blom.
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138
But there are gains. Personal relationships of a new kind can arise where they
can be freely entered into, instead of being determined by the accidents of birth,
and with this, a new individualism arises. Similarly, spiritual bonds can play a
major role where the biological or physical bonds are weakened, etc. I hope,
[I] have made plain what is meant by a more abstract society in contradistinction
to a more concrete or real social group; that our open societies function
largely by way of abstract relations, such as exchange or co-operation.16
It is at this point that we touch on the dilemma of the architects building towards the
Open Society, most certainly so in relation to the challenge given to them of creating
new cities full of meaning and identity. The combination of universalist abstract
society on the one hand and real emotional social needs on the other put architects
in a predicament. Team 10 was based on the recognition of this predicament, which
architects were asked to negotiate and rebalance. Alison and Peter Smithson imaginatively demonstrated it in their 1953 Urban Re-identication grid as presented
at the CIAM conference in Aix-en-Provence.17 They distinguished between the
four categories of the house, street, district and city, which they summarised in the
so-called human association diagram.18 On the level of the house (as the place of the
family, a very real group) they spoke of involuntary association and on the level of
the city (the most abstract level) of voluntary association. Of the levels higher than
the house they would say that it is extremely difficult to dene the higher levels
of association, but the street implies a physical contact community; the district an
acquaintance community, and the city an intellectual contact community.19 New
social and physical mobility (suburbanization and car ownership most specically)
complicated matters. The Smithsons observed how in a modern society real social
groups cut across geographical barriers and that the extended family can be
scattered through many districts and classes of a town; and the assessment group of
the intellectual or artist may be international and not co-lingual, yet with more in
common than with many neighbours.20
In his short text The fake client and the great word no of 1962 Aldo van Eyck
summarized the architects dilemma as an irresolvable riddle. He rhetorically asked
how architects could build the counterform of human associations for each and for
all in a society which has no real form of its own, how one could expect architects to
build truly habitable places and the urban interiors society needs when the real
client has disappeared behind the fake client of anonymous government bodies.21
Aldo van Eyck was probably the most radical thinker of Team 10, ready to accept
the consequences of his polemical and uncompromising position. After one attempt
at a truly large-scale housing project in Amsterdam in 1963 (the Buikslotermeer, in
collaboration with Jaap Bakema), he would never touch on the issue of the greater
number again, in the sense of actually designing for large scale planning and housing,
perhaps except for the international PREVI competition in Lima, Peru, in 1967.
Van Eyck was one of the few architects who practiced the great word no, even
though it would marginalize him in terms of building commissions, at least until he
got involved in the process of urban renewal in the city of Amsterdam.
Jaap Bakema and his Rotterdam-based rm Van den Broek and Bakema was more
willing to face the contradictions of the welfare state, its ideology and production
conditions. In many ways Bakemas work and thinking embodied the Dutch project
for the welfare state and the new egalitarianism of a supposedly classless society. He
did so by combining paradoxically both a subservient role and that of a visionary. Not
only was he willing to accommodate the demands of a highly modernized building
industry, the regulations set by the bureaucratic bodies of the government and the
values of the new middle-class citizenry, but working under these conditions he would
still provide heroic images with a clear-cut visual language for the new socio-political
arrangement of the post-war period. For this he developed the idea of the visual
group among others: an urban housing unit that comprised a micro-society of citizens
of all ages and household types so as to secure social cohesion and consensus a sociopolitical doctrine typical of the Dutch approach (still evident today, despite current
neoliberal policies). As a model for mixed development, including amenities such as
schools, shops and churches, it also provided a model to translate and combine the
various pillars of Dutch society that is the communities of protestant, catholic or
socialist denomination into coherent city plans such as the schemes for Rotterdam
Alexanderpolder (1953 and 1956) or the monumental scheme for the Amsterdam
extension of Pampus (1964-65) (Figure 7.3).
Poppers ght against totalitarian Utopianism made him the enemy of blueprint
planning, a tabula rasa approach and social engineering. At the same time, he was
not against social reform or a rational approach to the problems of social reconstruction, as he put it.22 Instead of Utopian engineering Popper proposed piecemeal
engineering, allowing for experiments and readjustments, and learning from mistakes
all in line with positivist thinking.23 It should be noted that piecemeal sounds
much more modest than what was meant by Popper; his phrase social reconstruction
Figure 7.3 De Opbouw and the Van den Broek and Bakema office, panel of the CIAM Grid of 1956,
visual group for Rotterdam Alexanderpolder (Het Nieuwe Instituut, Rotterdam).
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140
The Kasbah is situated at the edge of one of the suburbs of the former industrial town
of Hengelo in the east of the Netherlands. Between conventional streets lined with
decent row housing and front gardens it makes a dense conglomerate of 184 red-tiled,
pitched roof houses that are raised on concrete stilts. The whole complex sits rather
elegantly in its surroundings, each side of the latent superstructure being manipulated to respond casually to its specic edge condition. The south side overlooks a
sunny lawn and pond, the double-height ground oor spaces form a galleria which
is occasionally used for a modest market (Figure 7.4). The north side joins a street
with again a double-height arcade, which here accommodates a series of smaller shops
and studios, plus the local pub with its slightly corny name the Kasbar. The shorter
side on the west looks over a school and playground and on the east over the stillopen countryside, which is actually quite unexpected in its picturesque effect. The
vast undercroft of the Kasbah is its most distinct characteristic (Figure 7.5). It houses
all sorts of spaces that are usually absent from suburban complexes such as work and
leisure facilities, including a theatre and childrens farm. It also creates a natural place
for the more banal everyday requirements such as car parking and storage. By inserting
special open spaces there is also room for collective gardens.
The housing typology is tailored to suit different seizes of households. There
are four basic house types, but they are not recognizable as such. Blom devised the
scheme in such a way that the individual house types merge into the image of a larger,
autonomous settlement such as the one of a kasbah, indeed. Type A was devised as
an incomplete house for the student or artist, basically a studio-unit; type B was for
the young couple or small family; type C for the medium-sized family with 3 or 4
bedrooms; and type D was a combination of types A and B. All except type A enjoy
a large outdoor terrace space of ve by six metres and each unit has a 1.5 parking
space in the undercroft. With a density of 100 houses per hectare, the mat of Bloms
Kasbah is three to four times as dense as the usual Dutch suburb of the 1970s, in
hindsight still an astonishing achievement in itself.
Still, one could say and this is the ever-recurring criticism on the project the
Kasbahs potential remained largely underused. In the end the building costs were
too high to allow for the lower classes to rent a house, despite the special fundings,
and instead middle class families moved in. The undercroft too, remains rather quiet,
almost abandoned, compared to the busy social life of an actual kasbah. Of course,
the reference to a North African kasbah was always meant as a metaphor to trigger
the imagination, but while the promise of spontaneous interaction and communitybuilding seems not to have been fullled at the time, 40 years later it might be thought
to have been realized in the community spirit generated by the quest to maintain the
character of this unique complex.29
In its original conception the undercroft was meant as a Situationist terrain vague,
an open landscape to be appropriated by that favourite of the post-war Dutch avantgarde, Johan Huizingas playing man, or Homo Ludens: the seer, magician, artist,
poet and child, who holds the key to that mythopoetic, cosmological order beyond
modernist rationalism.30 Because of this unfullled promise to bring out the Homo
Ludens in middle class man, the Kasbah is usually dismissed as the hopelessly overoptimistic product of a socially engineered society. Piet Blom, too, is said to have
been critical of the whole undertaking. A suburb was not exactly the ideal location
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142
Figure 7.4 Piet Blom, Kasbah housing project in Hengelo (19691974), south faade, photographed in
2010 (Dirk van den Heuvel).
Figure 7.5 Piet Blom, oor plan of Urban Roof Study (1965) with inserted Provo references (Het
Nieuwe Instituut, Rotterdam).
for his vision of an alternative to the prevalent Functional City concept. Blom had
been born and raised in the famous Amsterdam working-class neighbourhoods of
the Pijp and the Jordaan and would have preferred it to be built in the centre of
Amsterdam, where it could have revitalised the messiness of those places, which
he loved so much and, which at the time, were under threat of sanitization and
demolition. The Hengelo Kasbah was at best a demonstration of what his alternative
might offer.
The overall concept behind the Kasbah and its undercroft space can be traced to
Bloms Wonen als stedelijk dak (Living as Urban Roof ) project of 1965, which had
been commissioned by Nedaco, the Dutch association of roof-tile manufacturers, and
presented to the national government at the time another example of the (neo-)
avant-garde working with industrialists under welfare state conditions.31 At this stage
Piet Blom, still in his early thirties, enjoyed a cult-hero reputation, with special issues
of Dutch journals devoted to him, due largely to the relationship he enjoyed with
his mentor Aldo van Eyck. It was Van Eyck who discovered Bloms talent when the
latter arrived at the Amsterdam Academy of Architecture in 1956 and Bloms student
projects The cities will be inhabited like villages (1958) and Noahs Ark (1962)
were instrumental in developing Van Eycks ideas. Van Eyck presented Bloms student
projects at the Team 10 meetings of 1959 and 1962, positioning his work at the heart
of the debate on the future direction of modern architecture and planning. These
schemes were close to Van Eycks own approach, which he dened as steps towards
a congurative discipline and which later would be labelled as Dutch structuralism.32
According to Hertzberger, it was Blom who actually succeeded in developing the
next step in the development of this new congurative discipline and in the issue of
the greater number.33 According to a very critical Hertzberger, neither Van Eyck nor
Bakema succeeded in developing a successful approach: even Van Eycks Orphanage
was to him an expanded singularity rather than a real response to the problem of
counterform and housing the greater number.34 This next step was the Urban Roof
study of 1965. In a dramatic gesture Blom lifted all houses off the ground, creating
a roof while establishing a free space underneath for unplanned events and spontaneous encounters, more or less as in the working-class neighbourhoods in which
Blom grew up (although Blom himself pointed to the work of Yona Friedman and
his Ville Spatiale as an inuence for this conceptual step).35
The Urban Roof study was also inuenced by the anti-authoritarian, anarchist
Provo movement, which ourished in Amsterdam (and in Dutch culture) in the
years 19651967. Provo organized happenings which disrupted public life in the
Amsterdam streets and challenged the local authorities. Although Provo actions were
pacist, they made their reputation by throwing a smoke bomb at the wedding of
Princess Beatrix in 1966.36 Provo was a loosely organized group of individuals, partly
politically activist, partly artistic. Apart from their journal, of which only 15 issues
appeared, their so-called white plans form their most tangible legacy. Among those
were the white bicycle plan for collective bike ownership and the white car plan
to introduce electric cars, all in order to come to more environmentally friendly
transport systems. A white wives plan entailed a liberal sexual education programme,
the white housing plan called for squatting actions to ght real estate speculation and
the white chicken plan chicken being Amsterdam slang for a police officer aimed
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to disarm the police and transform this repressive institution into a social workforce
instead. In a nutshell the Provo schemes established the new socio-cultural mentality
that would dominate the 1970s in the Netherlands.
On the ground oor plan of the Urban Roof project, between the columns and
access points to the raised houses, Blom inserted hand-written slogans and atmospheric
references to the Provo interventions (Figure 7.5). Its a ludic mix of political statements and romantic insertions, but also of darker urban and religious fantasies and new
economic realities. The drawing still reads like a mix of Cobra poetry and Situationist,
psycho-geographical mapping. The continuous, open urban space was made up of
points and spheres of attraction, diversion or repulsion, not unlike Constants dynamic
labyrinth of New Babylon. This interest in a new kind of ludic urban space was key
to Blom and his attempt to turn around the then current housing typologies for the
Dutch welfare state. The Provo mentality of dtournement was also evident in the name
that Blom chose for his office, the Workshop for Public Works, founded in 1965 to
realize his second university refectory building, the Bastille in Enschede.37
Another sketch from the Urban Roof Study, called human anno 1965, shows
the section of the project as a variation on the raised superstructures of Friedman and
Constant. Three lower zones form the basis of the new city, not just for structural
reasons but also for traffic and, more importantly, for Bloms social model. Zone 3 is
the ground level which is designated as city, contact and us: in the words of Blom
the societal space, reason why you live somewhere.38 This is also the zone that corresponds with the space of the undercroft in the Kasbah in Hengelo. Zone 4 hovering
above the ground levels is reserved for the I, the small cells of the city realized
through the technocracy kind of living minimum. These cells are an affordable
living start yet expandable in the course of time. The vertical zoning system replaces
the four functions of CIAMs Charter of Athens, based on differences of scale and
accommodating changes over time. As with the ideas of CIAM, or the Japanese
metabolists, or Friedman and Constant, it implicitly takes technology and technocracy
not just as the precondition of the Dutch welfare state project but as the pure socialist
idea. The Urban Roof, however, does not offer a clearcut political or philosophical
concept; Blom provocatively states that this is belief and it is biology not urbanism.
As if to underline all this radical reli-bio-sociology, we see a small plane cruising over
the new cityscape with a banner proclaiming Out of NATO.
Still, Bloms ambition as theoretically ambivalent as it might be represented
a new, broader cultural mentality in Dutch society. Constant and his New Babylon
project have been mentioned already, just as Van Eyck and the Forum group, of
course. There was the architect-engineer Frank van Klingeren whose cultural centres,
de Meerpaal in Dronten (1967) and t Karregat in Eindhoven (1973), embodied the
most experimental typologies for social programmes.39 Van Klingerens buildings
were open landscape-like spaces that accommodated all sorts of social amenities and
programmes (schools, kindergartens, markets, sporting facilities, cafs, etc.) in a single
hall without walls and other physical separations, eliminating obstacles to spontaneous
social interaction and encounter in the manner of Bloms Urban Roof Study and later
Kasbah estate. Van Klingerens idea was to bring an end to the so-called pillarization
of Dutch society and realize the new egalitarian society, in order to enhance the selfrealization of its members. Social encounters between individuals and communities
Figure 7.6 Piet Blom, Kasbah housing project in Hengelo (19691974), ground oor and location plan (Het Nieuwe Instituut, Rotterdam).
146
were not just geared towards a harmonious living together, but friction, conict and
the questioning of established values were part of the process that would ultimately
produce a new society.
Ironically perhaps, most of these revolutionary projects were to be realized in
suburban contexts, where there was ample room for experiment in the late 1960s and
1970s, under perfect welfare state conditions with generous government subsidies for
innovation. Blom also designed Kasbah plans for other, more historic places such as
Zaandijk, Monnickendam, Wijk bij Duurstede, and even one for Amsterdam, most
notably at the instigation of Roel van Duijn, a former Provo activist who in the 1970s
became a city alderman. But none of those schemes was built. Remaining an incident
then, its still quite astonishing to see how the Kasbah project captured the mood of
the day, not only in terms of cultural aspirations developed within a welfare state
context but also architecturally. As a serialist ordered mat of houses with red-tiled,
pitched roofs, the Kasbah was perfectly situated between Brutalism and Dutch structuralism on the one hand and Pop Art and the incipient populism of postmodernism
on the other.
always presented Bloms work), which meant that the Smithsons and Blom never
even met.
Part of the debate between the Smithsons and the Dutch branch of Team 10 was
about the appropriate language for the anonymous collective of the welfare state and
the various urban concepts needed to achieve some sort of identity through exchange
and encounter. The Israeli architect Arthur Glikson, a guest at some of the Team 10
meetings, distinguished two standpoints within Team 10, one of understatement
and the other of overdesign. Shadrach Woods and the Smithsons were on the side
of understatement and Van Eyck and Hertzberger on the side of overdesign.42 The
Smithsons were aiming for an ordinary, anonymous vernacular, as they had argued for
in their 1973 book Without Rhetoric and demonstrated at their Robin Hood Gardens
project.43 In contrast the Dutch looked for a language that consistently articulated
individual units and cells, corners, doorsteps, and other spatial transitions. In a much
later interview, in the late 1990s, Peter Smithson said that in Dutch structuralism form
and structure were confused. Referring to Bloms work explicitly, he said that it was
actually highly formalistic.44 But that is probably too quick a dismissal. Rather, one
sees a divide between two different sorts of principles of organization, one that thinks
of the city as a set of diverse systems working only loosely together, and the other that
tries to develop a coherent, all-encompassing language fully integrating architecture
and urban planning.
The suppression of the Kasbah from Team 10 history is in line with the Smithsons
earlier verbal criticism of Bloms Noahs Ark design, which Van Eyck had presented
passionately at the Royaumont meeting in 1962.45 Probably more than any other
project, Noahs Ark embodied the full integration of architecture and planning as
envisioned within Team 10 circles. It proposed the large-scale urbanization of the
Amsterdam region by way of a vast system of interlocking grid structures based on
massive, polycentric units each housing 10,000 to 15,000 inhabitants, which were
to be built between the cities of Haarlem, Alkmaar, Amsterdam and Hilversum. Van
Eyck presented Bloms project as the ultimate illustration of his Albertian credo that
the house should be like a small city, and the city a big house. To him, the structure
of the small was mirrored in the large, and vice versa. In the exchanges with Van
Eyck the discussion then completely derailed. Responding to Van Eycks exhaustive
explanation of the Blom scheme, Alison Smithson insisted it entailed an apparently
endless repetition of units and that some sort of Gestapo mentality emanated from
the proposal. To her, it represented nothing less than a fascist approach to the issue of
large-scale urbanization.46 Peter Smithson said that Bloms project took the city-house
analogy too literally:
Were looking for systems which allow things to develop as they need to
develop without compromising each other. Here you have a system which takes
absolutely literally the concept that the city is a big house; but the city is not a
big house; it is a complete false analogy, a false image.47
This rift between the Smithsons and Van Eyck became a key element of the myth
around Piet Blom. After Blom received similar criticism of the Noahs Ark project
from his teachers at the Amsterdam Academy, he is reported to have destroyed the
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models by throwing them down the stairs; only a couple of diagrams and some
out-of-focus photos of the model taken by Kisho Kurokawa at the Royaumont
meeting survived. Adding to the myth surrounding Noahs Ark was the subsequent
exchange that happened between Blom and the office of Le Corbusier. The Chilean
architect Jullian de la Fuente, a co-worker of Le Corbusier, attended the 1962
Royaumont meeting and invited Blom to Paris to show his work at the Le Corbusier
atelier in the rue de Svres 35. Blom attended but there is no exact account of what
took place, which only serves to enlarge the myth of course, in anecdotes and interviews.48 The story is important however, since it suggests there is a triangulation
between the work of Le Corbusier and his design for the Venice hospital, the work
of the Candilis-Josic-Woods team, especially their competition designs for the Free
University and the unrealized design for the Frankfurt city centre, and Bloms work.
Together they mark a shift within the modern architectural discourse from a vertically organized city to a close-knit, horizontal one of high density with an emphasis
on pedestrian movement.
Towards a conclusion
The house-city analogy was a strong element of the Team 10 discourse and the
revision of the relation between architecture and urban design that it aimed for. The
metaphorical image of the kasbah was certainly one of its most distinct ones, and
perhaps best demonstrated by Van Eycks slogan vers une casbah organise. This was
the concluding slogan of the The Story of Another Idea, the Forum issue of 1959,
which presented Bloms work for the rst time as the ultimate example of Van Eycks
ideas of architecture as a congurative discipline.49 In all the designs mentioned, built
and unbuilt, we see an upsetting of the balance between public and private, urbanism
and architecture, with the public and urban penetrating the private realm by way of
all sorts of street typologies.
How then should we view this historic production in light of the vicissitudes of
welfare state policies and the ideal of an Open Society? Centraal Beheer was always
Figure 7.7 Piet Blom, Kasbah housing project in Hengelo (19691974), the undercroft with public gardens and
parking, photographed in 2010 by Dirk van den Heuvel.
a private building; it is now listed as a monument, despite its interior being gutted
several times. The Free University was the most public building due to its academic
functions; now it has been completely renovated by Norman Foster and has the
generic look of an airport or corporate headquarters. Robin Hood Gardens is due
for demolition; the pressure of real estate value of nearby Docklands sealed its fate
as a so-called sink estate, while the overall vandalization of the streets-in-the-air
prevented the estate from being listed. The Kasbah, with its open undercroft and
hardly any social control, was also vulnerable to neglect and vandalism, although
certainly not as badly as Robin Hood Gardens. At the Kasbah there were and are all
sorts of legal and practical ambiguities when it comes to such basic notions as land
ownership and control. Who owns the undercroft? Who is entitled to use it? Who
is responsible for its upkeep (city, corporation or tenants) and who pays for it? Can
everybody park their cars there or only the inhabitants, etc.?50
Site visits to the project show that, surprisingly enough perhaps, the Kasbah has
withstood the test of time rather well, and that the current condition is not as drab
as is usually assumed of 1970s architecture (Figure 7.7). The inhabitants formed their
own association and took on the responsibility of co-maintaining the complex. The
most recent development is the establishment of the modest Piet Blom Museum inside
the Kasbah, which is a homage to its designer and his legacy.51 Like the Marseille
Unit, the Kasbah has regained much of its earlier charm, even though it is now
more middle class than ever before. This might be a devastating assessment in light of
Bloms desire for the messiness of the real kasbah, and especially the messiness of the
old Jordaan neighbourhood which he loved so much. At the same time, the Hengelo
Kasbah and its publicly accessible open space can be seen as a vessel carrying cultural
values and potential into the future, just like a Noahs ark perhaps. Its ambiguity
due to its openness is its most important quality. It embodies both the promise and
failure of the urban space envisaged by Dutch Forum, Team 10 and the Amsterdam
Provo, an open space meant for encounter and exchange but also terribly vulnerable
to vandalization in all sorts of ways, as we have learned. That the Kasbah was built in
quiet Hengelo may well have been its saving grace; had it been built in Amsterdam
one wonders if it would have survived.
The paradox in the story of the welfare state is that the moment when egalitarianism seemed to be nally realized, in the early 1970s, the system started to
collapse, due to the economic crisis. Today, the built legacy of the post-war welfare
state, including the open spaces of its cities and districts, are being privatized, as are
so many other sectors of the welfare state. Everywhere in our cities, but especially
in the post-war, late modernist districts, fences are erected, open spaces closed off,
connectivity disrupted; the continuous landscape of open and collective spaces makes
way for the city of closed perimeter blocks and private enterprise introducing new
social hierarchies and strategies of containment.52 Is this only natural as a response to
the radical publicness and all-inclusiveness of the post-war welfare state, or are there
other lessons to be learned so as to develop alternatives? The Hengelo Kasbah might
suggest that the experiment sanctioned by the welfare state did pay off after all; albeit
neither on its own ideological terms nor on the ones of the technocratic kind of
management that comes with government funding. Nonetheless, there are valuable
lessons there in terms of architecture and planning with regard to density, innovative
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150
housing typologies and mixed use in public space. Originally conceived as a generic
model for improved mass housing, 40 years later the Hengelo Kasbah now makes a
specic place with its own history and community.
Figure 7.8 Piet Blom, Kasbah roofscape, model (Het Nieuwe Instituut, Rotterdam).
Notes
1 K. Popper, The Open Society and Its Enemies, London: Routledge, 2002; originally published
in 1945. The term Open Society was coined by Henri Bergson in 1932 as acknowledged
and explained by Popper himself in pp. 512513. For a recent introduction to Popper see
H. Keuth, The Philosophy of Karl Popper, Cambridge: Cambridge UP, 2005.
2 A. and P. Smithson, Ordinariness and Light, Cambridge MA: MIT Press, 1970, p. 180.
3 For a compilation, see A. and P. Smithson, Urban Structuring, London: Studio Vista, 1967;
also published in their two volume monograph The Charged Void, New York: Monacelli
Press, 2001 and 2005.
4 By way of his diagram of the so-called Otterlo Circles as presented at the last CIAM
conference of 1959; see also F. Strauven, Aldo van Eyck. The Shape of Relativity, Amsterdam:
Architectura & Natura, 1998, pp. 349350.
5 For an explanation of the political and theoretical preparation of the post-war planning
practice in Holland see K. Bosma and C. Wagenaar (eds.), Een Geruisloze Doorbraak. De
geschiedenis van de architectuur en stedebouw tijdens de bezetting en de wederopbouw van Nederland,
Rotterdam: NAi Publishers, 1999. With regard to the Spangen housing block Susanne
Komossa makes a similar observation in her book The Dutch Urban Block and the Public
Realm. Models, rules, ideals, Nijmegen: Vantilt, 2010, esp. pp. 168171.
6 For an overview of the history of Team 10 see M. Risselada and D. van den Heuvel (eds.),
Team 10. In Search of a Utopia of the Present (19531981), Rotterdam: NAi Publishers, 2005.
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31 The original brochure Wonen als stedelijk dak is available in the Piet Blom archive at the
former NAi, now Het Nieuwe Instituut in Rotterdam.
32 A. van Eyck, Steps toward a congurative discipline, Forum 3, 1962, pp. 8194. Bloms
designs were also published in Forum, the journal edited by Van Eyck, Bakema, Hertzberger,
Dick Apon and Gert Boon during those years of 19591963.
33 H. Hertzberger, Zijn pozie is mijn muziek, in: Niet om het even wel evenwaardig,
Rotterdam: Stichting Rotterdam-Maaskant, 1986, p. 105.
34 Ibid, p. 105.
35 P. Blom, Fascisme in een sneeuwvlok, in: Niet om het even wel evenwaardig, Rotterdam:
Stichting Rotterdam-Maaskant, 1986, p. 87.
36 Provo is not very well-known outside of the Netherlands; a brief discussion of their journal
is included in B. Colomina and C. Buckley (eds.), Clip, Stamp, Fold. The Radical Architecture
of Little Magazines 196X to 197X, Barcelona: Actar, 2010. Even in the Netherlands literature on Provo in relation to architecture and town planning is scarce. In 1992 Virginie
Mamadouh published her doctoral thesis De stad in eigen hand. Provos kabouters en krakers als
stedelijke sociale beweging, Amsterdam: Uitgeverij SUA, 1992. The International Institute of
Social History in Amsterdam holds the Provo archives.
37 J. Hengeveld with F. Strauven, A. Blom and D. Verwoerd, Piet Blom, Amersfoort: Jaap
Hengeveld Publicaties, nd, p. 53.
38 Conceptual sketch menselijk anno 1968 (human anno 1968), archive of the former NAi,
now Het Nieuwe Instituut in Rotterdam; published in Hengeveld, Piet Bloms Rotterdam,
pp. 128129.
39 For an excellent overview of Van Klingerens work see: M. van den Bergen and P. Vollaard,
Hinder en ontklontering. Architectuur en maatschappij in het werk van Frank van Klingeren,
Rotterdam: 010 Publishers, 2003.
40 A. Smithson (ed.), Team 10 meetings (19531984), New York: Rizzoli, 1991.
41 A. Smithson, How to Recognise and Read Mat-Building. Mainstream Architecture as
It Has Developed towards the Mat-building, Architectural Design, September 1974, pp.
573590.
42 Risselada and Van den Heuvel, Team 10, p. 123.
43 A. and P. Smithson, Without Rhetoric. An Architectural Aesthetic 19551972, London: Latimer
New Dimensions, 1973.
44 W. Vanstiphout, Mart Stams Trousers. A Conversation between Peter Smithson and
Wouter Vanstiphout, in Crimson with M. Speakes and G. Haddes (eds.), Mart Stams
Trousers: Stories from behind the Scenes of Dutch Moral Modernism, Rotterdam: 010 Publishers,
1999, pp. 121138.
45 For an account of the events see: Strauven, Aldo van Eyck. pp. 397406.
46 These remarks were not made public by Alison Smithson. They can be found in the
typescript available at the archive of the former NAi, now Het Nieuwe Instituut in
Rotterdam.
47 Smithson, Team 10 Meetings, p. 79.
48 See, for instance, F. Strauven and M. Risselada, Interview with M. Schiedhelm and G.
Jullian de La Fuente, in M. Risselada, D. van den Heuvel and G. de Waal (eds.), Team 10.
Keeping the Language of Modern Architecture Alive, Delft: TU Delft, 2006, pp. 830.
49 Two other key examples used in the Team 10 discourse were the Roman amphitheatre in
Arles and the Palace of Diocletian in Split, historical structures that, just like the kasbah,
were capable of accommodating change over time receiving a completely different inll
alltogether.
50 J. P. Baeten, Surbuban Urbanity. Piet Bloms Kasbah Housing in Hengelo, Archis 3, 2000,
pp. 5873.
51 There is a website: www.pietblommuseum.nl/en/
52 For instance in the case of the Amsterdam Western Garden Cities.
Figure 8.0 Skrholmen Centrum, photographed by Sune Sundhal, 1968 (Collections of The Swedish Centre for
Architecture and Design).
8
WHERE THE MOTORWAYS MEET:
ARCHITECTURE AND CORPORATISM
IN SWEDEN 1968
Helena Mattsson
If you drive from Stockholm city centre ten minutes south on the motorway, and turn
right at road junction 151, you end up in Skrholmens multi-storey car park one
of the largest in Northern Europe. Within the building three motorways on different
levels intersect with a shopping mall, and the extended landscape is brought into the
man-made structure connecting the surroundings with Skrholmens centre.
When Skrholmen was planned in the mid-1960s, both motoring and consumerism were presented almost as forces of nature, unquestionable and impossible to
stop. The increase in cars was often depicted as the coming tide which society had
to mobilize for. But soon to come were other voices, questioning the fundamental
principles of Swedish suburban planning. In fact, just days after its inauguration,
Skrholmen, with its projected 26,000 inhabitants, was interpreted as a dystopian
image of the welfare state, motoring and consumerism.
In the literature there is a widespread, but over-simplied, narrative of the Swedish
twentieth century welfare state, its architecture and its housing policies. According
to this, the Social Democrats were the dominant, if not the sole, players, who in the
1930s formulated the ideological ground the so-called Folkhemmet (The Peoples
Home) and continued by developing the Swedish welfare state in the post-war era.
In this account it was the modernist architects of the 1930s the Swedish functionalists who literally built the new society with the Social Democrats and continued
this project in the period following the Second World War.1 This interpretation is
questioned in this article, not because it is fundamentally wrong, but because it puts
too much emphasis on the presumption that Swedish functionalism, and later largescale building structures, were formed mainly by a Social Democratic state. Instead, the
article explores the trajectory of a Swedish corporatist policy that was striving towards
a consensus between the state, the business world, and powerful interest groups.
The aim is to investigate the inuence of trade and industry on Swedish welfare
state architecture and on the built environment at large. Certainly, the Social
Democrats, together with other political parties in the parliament, were important in
the shaping of Swedish housing policy. But the development cannot be understood
Helena Mattsson
156
Figure 8.1 Model of Skrholmen, Boijsen & Efvergren (Collections of The Swedish Centre for Architecture and Design).
Figure 8.2 Skrholmen Centrum, drawing by Boijsen & Efvergren (Collections of The Swedish Centre
for Architecture and Design).
without considering other inuential forces lobby groups, the building industry
and the logic of consumption. Moreover, to reconsider the period labelled as that of
the welfare state, and to try to understand the role of capital and commercial groups
in that period, is also a contribution towards understanding the conditions regulating
Swedish architecture today. It is an attempt to trace the origins of todays neoliberalism
and look for continuities rather than breaks.2
The suburban development of Skrholmen, its architecture, and the debates it
caused, provide the starting point for this investigation. Discussing three important
elements that shaped Skrholmen cars, consumption and the building industry the
chapter aims at tracing the forces stemming from trade and industry, and by doing so
enriching our understanding of the role of architecture within the Swedish welfare state.
157
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Helena Mattsson
their standards independent of pure market forces, and in this way social rights
diminish citizens status as commodities.4 In recent studies, this notion of the Nordic,
or Scandinavian, model, has been criticised for ignoring differences between those
countries. The fundamental question if the Scandinavian model was a purely Social
Democratic project has also been raised.5 Esping-Andersens notion of the social
democratic model, characterized by de-commodication, can also be challenged
from an architectural point of view. In fact, as early as the 1930s the discourse (and
practice) of architecture and design suggested a strategy where the individual was to
be made into a consumer, dependent on the market.6 Klas mark supports this when
he points out that social democracy aimed at strengthening the role of the workers
in the market, rather than making them independent of it.7 Another qualication of
the standard narrative has recently been made by Jenny Andersson and Kjell stberg.8
They argue that the Swedish model was built up of three elements: rst, good
relations in the labour market, Saltsjbadsandan (the Saltsjbaden spirit);9 second,
a relatively large tax-funded welfare state, Folkhemmet (The Peoples Home); and,
third, a corporatist political system, often referred to (after the name of the prime
ministers country house where meetings often took place) as Harpsundsdemokratin
(Harpsund democracy).10
How, then, is the Swedish version of corporatism to be understood? Following
Phillippe Schmitter and others, corporatism may be described as a way of organizing
the public decision-making process on the basis of the institutionalised participation
of key interest groups.11 In the corporatist system organized interests, such as associations for trade and industry, trade unions, or the agricultural sector, get a prioritized
position which makes them legitimised participants in the process of public decisionmaking. In Sweden these channels to power have typically included participation in
government commissions, representation on boards of the civil service, and inclusion
in political consultation processes. If this kind of participation dominated the decisionmaking process, the system could hardly be termed democratic, but used as a practice
inside a functioning parliamentarian democracy, it can be considered a democratic
system with some unclean elements.12 Experts on corporatist democracy often refer
to Sweden as the typical example of such a system, reaching its highpoint in the
1950s and 1960s and giving way by the end of the century to a system based on
non-institutionalized participation i.e. lobbying. Corporatism and lobbyism differ
in many ways, but there are also similarities and the institutionalized participation of
interest groups representing traffic, roads and transport, shows a strong continuity from
corporatism to lobbyism.13
In the 1960s the corporatist system in Sweden came to shape urban planning and
large-scale architecture, not least at Skrholmen. Through a prioritized position in the
consultation process, organizations such as the Stockholm Chamber of Commerce and
the Stockholm RetailersAssociation had an important impact on the democratic process.
Through the Civil Engineering Board (a government agency), which was involved in
the decision-making process, other interest groups representing the motoring and
road-building industries exerted inuence. The same goes for the building industry,
which was heavily represented in the important government commission Investigation
of the Industrialisation of Buildings (Byggnadsindustrialiseringsutredningen) that
paved the way for standardized and centralized large-scale housing production.14
159
160
Helena Mattsson
Retailers Association was directly involved in the planning process for Vllingby, with
the result that the shopping areas planned were almost seven times as large as those
at rsta.23
The ideological shift visible in Vllingby was to be taken further in Skrholmen.
Instead of a utopian and socialistic idea of a community (rsta), here the ideology
was of individualistic liberation through consumption and motoring. In Skrholmen
the shopping areas were three times bigger than in Vllingby, and with its direct
connection to three motorways it was the perfect location to become the consumercentre for the region (Figure 8.3).
Skrholmen
8 September 1968. The main square in Skrholmen was full of people, the sun was
shining, and the City Commissioner Hjalmar Mehr was standing on the dais in the
middle of the square. It was the inauguration day of Skrholmen Centrum. The
administrative performance behind the creation of Skrholmen with its 400 million
Kronor as a total investment is a unique example of building society on a large scale
in the western world, Mehr declared.24 He thanked the builder AB Svenska Bostder
(Swedish Housing Ltd) for what they had achieved but the architects were not
mentioned. Gunnar Hjerne from Svenska Bostder went on:
We have done our job in great humility in relation to this overwhelming and
difficult task. Today we are convinced that the principal solution is correct. But
also that it is not a nal solution. The right solution for a planning commission
like this is never a nal solution. Skrholmen Centrum will always be in
transformation.25
The last speaker was Prince Bertil, a member of the Royal Family, who hailed
Skrholmen as the Mecca of planners, the city all planners in the world should visit
at least once in their lifetime to see new ideas realized.26 The following day, however,
the rst alarming article appeared in the daily press: Tear down Skrholmen!27
With 86 shops, 10 restaurants and 4,000 parking spaces, Skrholmen was
designed to satisfy the needs of the 300,000 consumers in its catchment area.
It was the rst regional shopping centre in Stockholm planned and located in
accordance with Reillys law of retail gravitation.28 Svenska Bostder considered
the project a development from their earlier Vllingby Centrum. Skrholmen
Centrum was a man-made structure in concrete, a materialisation of the forces
of modernity of the 1960s. It was the new nature made up by goods, cars and
concrete (Figure 8.4).
As already pointed out, Skrholmen is situated next to an intersection of three
motorways that became the backbone for the whole area and dened the basic
structure. Thanks to the different level of the three roads, regional traffic could be
brought at different levels into the car park building, which constituted the main east
entrance to the centre. The car park gradually turned into the shopping mall, which
opened up towards the main square, which in turn was connected to the housing
areas on the northern side. On the main square was the other main entrance to
161
Figure 8.3 Plan of Skrholmen, Stockholm City Planning Office, 19 October 1964 (Collections of The Swedish
Centre for Architecture and Design).
162
Helena Mattsson
Figure 8.4 Skrholmen Centrum, view from the south, drawing by Boijsen & Efvergren, 4 August 1968
(Collections of The Swedish Centre for Architecture and Design).
Skrholmen, the subway station. The public and the private transport were symbolically placed on each side of the public square.
Skrholmen Centrum was planned as one big machine made of concrete, with
underground service roads providing the structure with all kind of supplies. Below the
service streets was a district heating/cooling plant supplying the whole area. According
to the mythology of Skrholmen, the underground area was soon inhabited with
young people sniffing glue and thinner.29 The Centrum had an advanced separation of
traffic. Traffic with supplies to the shops and restaurants had its entrance on the south
side where it entered a street level (-1) under the shops while the ground level (0)
was free from traffic (except inside the car park). The regional traffic from Stockholm
entered the car park building at level +1; from Stra at level -1; and from Sdertlje
at level -2. Level 0 was connected with the square and was reserved for local parking.
Skrholmen was divided into ve areas: the car park building (on the east side);
the shopping areas (in the middle); culture and social activities (on the west side);
six-storey housing blocks (on the north side, on a hill) and, even further west, threestorey housing blocks. Even if the area was separated into functional parts, the overall
idea was to intertwine housing and other activities; Svenska Bostder stated that the
housing should connect and even penetrate the Centrum.30 This was mainly done
through the circulation system, by connecting public streets and social spaces to each
other. The central square, for example, was almost a continuation of the public stairs
in the housing area that was built on a slope above the centre, and the roofs of the
shops lining the main square functioned as social terraces for the housing areas and
created a link to the life on the square (Figure 8.5).
A community centre was proposed but this was cancelled and instead the schools
were to be opened at night to serve the community.31 The library was also seen as
providing the functions of a community centre. This strategy of multi-programming
was cheaper and saved space. A hotel for elderly people incorporated in the main
structure, together with the double use of the school and the library, shows the
ambition to transgress functional separation. Skrholmen was a suburb organized
Figure 8.5 Skrholmen Centrum: the public street connecting shopping areas, social spaces and the housing area, photographed by Sune Sundhal in 1968 (Collections of The
Swedish Centre for Architecture and Design).
164
Helena Mattsson
through separation of functional units, but at the same time with the ambition to
merge these units into a more complex whole.
In the contemporary sources on the planning of Skrholmen, the architects are
almost invisible, in marked contrast to other actors such as the builder (Svenska
Bostder), the Swedish Chamber of Commerce, and the City Planning Office. Boijsen
& Efvergren were the lead architects and they also designed the centrum and the
infrastructure systems for the area. Other architects were also involved, for example,
Ahlgren Olsson & Silow, a well-known rm, designed the six-storey housing. The
only written material coming from Boijsen & Efvergren on Skrholmen that I have
found consists of some notes of meetings with the City Planning Office. While the
written material is limited, the collection of drawings, however, is quite rich.32
The response from the Stockholm Chamber of Commerce was similar to that of the
Retailers Association. But in addition they stressed that the change in modes of travel
from public to private would give more freedom to planners, since the walking distance
between areas of housing and the public transportation network was no longer a major
issue.41 Not everyone was of the same opinion, but the only complaint (conrmed with
a list of names) found in the les came from property owners in the area who considered
that the planning of the public transport was poor: Generally, a distance of 1,500 metres
between the stations is too long and will lead to an increasing use of private transportation.
In keeping with the Citys traffic policy the distance between the stations should be less.42
The General Plan underwent repeated revision until the nal version was produced
in 1963. Towards the end of the process the Stockholm Chamber of Commerce
ordered an investigation into consumer aspects from the Stockholm School of
Economics and this was to have a major impact. The authors of this report used the
same modied version of Reillys law as they had for Vllingby Centrum and Tby
Centrum, but with one fundamental difference. In Vllingby it was estimated that half
of the population would use public transport and half would use private transport. In
Tby the calculation was that twice as many would travel by car as by public transport.
In Skrholmen everyone was expected to use their own car.43 This was a dramatic
increase, which meant providing 5,000 parking spaces instead of 3,000.
Put together, the main demands from the business and retail organizations sent to
the City Planning Office were the following: have one large commercial centre placed
next to the motorway instead of one centre in each of the two housing areas; reduce
the amount of small local independent stores; separate family houses from housing
blocks; have greater distances between stations; and increase the number of parking
spaces from 3,000 to 5,000.
The consumer groups were seen as experts and their opinions, strongly inuenced by the United States, were considered as objective truths based on science and
mathematical forms; and so most of the claims from the consumer organizations were
incorporated into the nal General Plan. In this way the planning process, and in the
long run the built environment, became a fullment of their visions, rather than of
the ideas of architects, planners, or politicians.
In the planning process of Skrholmen, architecture and the built environment
seems to have been handled like a exible entity that had to relate to forces more
connected to the ow of private capital than to ideas about society. It was not architectural ideologies, as earlier in Vllingby Centrum (although how much is open to
debate), that shaped the new suburb: rather, it was the interests given power by the
corporatist model. Nonetheless, architecture still served as an important tool. Through
the materialization of ideas into architectural forms, different interests could merge
into concrete plans for a future society. Architecture was in this sense a precondition
for the corporatist regime to work in the planning process.
Mass motoring
Mass motoring came to Sweden after the Second World War and became established more rapidly than in most other European countries. By the end of the 1960s
motoring was on top of the political and public agenda. Like consumerism, it was
165
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Helena Mattsson
regarded almost as a force of nature; society simply had to mobilise for the inevitable
increase of cars. Strong national and international forces pushed for this development.
Experts put forward exaggerated projections of future car ownership; visions from
the United States inspired Swedish planners, and measured by value of output, the
car manufacturer Volvo in 1970 became the largest company in Sweden.44 In the
sales catalogue for Skrholmen it was stated that the site decided on for Skrholmen
was an open eld and a low meadowland with scattered groups of oaks surrounded
by mountains in north and south. This would be the place where the motorways
meet and where the customers would oat into the shopping-centre from the arteries
serving the urban structure like the water in the streams on the former lowland.45
The priority of motoring, in the period investigated here, is clearly visible in a
number of official documents, such as Principles for urban planning with respect to road
safety: The SCAFT guidelines 1968.46 The ruling principle was that norms for how
to build and plan cities became looser, while traffic planning was regulated by more
precise norms. As has been pointed out by Per Lundin, city planning had to adapt to
roads and infrastructure rather than the other way round.47
The building layout therefore had to be elastic and adjust to the road system. But
how were the roads planned? Again, organized interests had an important role. In
the case of motoring the Swedish Road Association, together with the car lobby
in general, was a central actor in corporatist policy.48 To understand the rapid and
Figure 8.6 Skrholmen Centrum, conceptual sketch for traffic by Boijsen & Efvergren, 11 March 1967
(Collections of The Swedish Centre for Architecture and Design).
167
168
Helena Mattsson
169
Figures 8.8 and 8.9 Details of concrete facades in the shopping centre, photographed by Sune Sundhal in 1969
(Collections of The Swedish Centre for Architecture and Design).
state-backed housing providers stepped in. In 1940 private companies were responsible for 75 per cent of new housing construction, but in 1950 only 35 per cent.56
This meant that the all-round building contractor, who both owned and maintained
the houses, largely disappeared, leaving room for more specialized businesses. Because
of their experience in large-scale structures, road and construction engineering rms,
who were used to thinking on a large scale, became involved in housing production.57
In 1959 a debate erupted over what were called building troubles. It was initiated
by the building industry, which argued that state regulations made the process of
building too complicated. The result was that some of the largest national building
companies pushed through a simplication, ensuring that technical evaluations should
be similar in all Swedish municipalities. In 1967 a type-approval unit was set up at
the National Board of Planning, which meant that one building detail or building
type could be approved nationally, and the possibility for local variations ended. This,
in turn, paved the way for massive centralized housing production that characterized
the million programme.58
The building industry also put pressure on the official Investigation of the
Industrialisation of Buildings (19651971). As a result of the investigation, in order to
maintain continuous building production and employment the state adopted a policy
of signing ve-year contracts with construction companies. New factories for prefabricated concrete elements were set up by the industry to full these contracts and to
meet the demand created by the million programme. But before the end of the 1960s
the million programme was already running into problems, with apartments standing
empty; yet because the contracts could not be broken, large-scale house-building
operations continued into the early 1970s.59
170
Helena Mattsson
Figure 8.10 Skrholmen Centrum, photographed by Sune Sundhal in 1968 (Collections of The Swedish Centre for Architecture and Design).
172
Helena Mattsson
transgressed the ordinary positions of left or right. Thus, the housing issues often so
easily connected to politics (mainly social democracy) were intertwined in a much
more complicated political web. Or, as Gyllensten stressed, the issues relating to the
built environment were not considered as political issues at all. In his view Skrholmen
was just a symptom of larger problems of democracy, and the answer to the questions
raised in the debate on Skrholmen was to put these issues back into the political
domain where they belonged.
Gyllensten identied a key issue for architects and architecture: the fact that
planning and designing society, in other words architecture, was located outside
politics. This also had the consequence that the architectural profession lost its power
to make decisions. In the planning of Skrholmen, the vision of the architects working
on the project was formulated through drawings and documents directly related to
the scheme, but the city planning offices archive contains no response or communication from the Swedish Association of Architects or similar interest organisations.
As a group, architects had no institutional channel in the corporatist decision-making
process.
In the design of Skrholmen the project architects entered late in the process. It
was only after the decision on the nal General Plan had been taken in 1963 that
Boijsen & Efvergren were commissioned by Svenska Bostder to develop the plan, in
collaboration with the city planning office. In other words the role of the architects
was to elaborate a plan already settled, to materialise what already had been planned,
but not to engage in the political and societal questions which to a large extent determined what was designed.
Even while architects, politicians, and business agreed on the need to industrialize
the building and housing sector, complaints were made about the cost of architectural services. In the press it was stated that the architects had top wages. In 1964
the business freedom ombudsman (Nringsfrihetsombudsmannen) inspected the fee
structure for architects and other consultants and stated: It cant be defensible to
allow an expensive work force to continuously do new drawings for almost identical
buildings.66 The report had a damaging effect on architectural practice. Those
commissioning buildings began to demand that the architects add or similar approved
on their drawings so the architects specications would not limit the purchase of
alternative (usually cheaper) products and components.67 This, of course, was to
downgrade the drawing and the architects work price, not design, would determine
the nal result.
In conclusion, the Swedish welfare state is often portrayed as a society where social
democracy, through the state and together with the architects, planned the everyday
life of its citizens. This standard narrative, however, has to be modied. The corporatist character of the Swedish system meant that organised interests played a crucial
role in the policy process. In Skrholmen consumer and motoring organizations, as
well as the building industry, were essential in the planning process. Certainly, architecture, in the form of drawings, models and plans, was an important tool in making
a consensus between the different interests and pressure groups. But the architect was
only one of many players and by no means the most powerful.
Notes
1 The standard narrative of modernist architects as builders of the Swedish welfare state is
to be found in, for example, C. Caldenby, J. Lindwall and W. Wang (eds) 20th Century
Architecture. 4, Sweden, Munich: Prestel, 1998. For critical discussions of the narratives of the
Swedish Welfare state see Scandinavian Journal of History, vol. 34, no. 3, 2009, Special Issue:
Images of Sweden and the Nordic Countries; and U. Lundberg and M. Tydn, In search
of the Swedish model: Contested historiography, in H. Mattsson and S-O. Wallenstein
(eds) Swedish Modernism: Architecture, Consumption, and the Welfare State, London: Black Dog
Publishing, 2010.
2 This is further investigated in the on-going research project run by H.Mattsson and
C. Gabrielsson, Architecture of deregulations: Politics and postmodernism in Swedish
building 19751995, supported by the Swedish Research Council.
3 G. Esping-Andersen, The Three Worlds of Welfare Capitalism, Cambridge: Polity Press, 1990.
4 Esping-Andersen, The Three Worlds of Welfare Capitalism, p. 3.
5 See, for example, N. F. Christiansen, K. Petersen, N. Edling and P. Haave (eds) The Nordic
Model of Welfare: A Historical Reappraisal, Copenhagen: Museum Tusculanum Press, 2006;
K. Petersen and N. F. Christiansen (eds) Scandinavian Journal of History, vol. 6, no. 3, 2001,
Special Issue: The Nordic Welfare States 19002000.
6 H. Mattsson, Designing the reasonable consumer: Standardisation and personalisation in
Swedish Functionalism, Swedish Modernism: Architecture, Consumption, and the Welfare State.
7 K. mark, Hundra r av vlfrdspolitik: Vlfrdsstatens framvxt i Norge och Sverige, Ume:
Bora, 2005, p. 67.
8 J. Andersson and K. stberg, Sveriges historia 19652012, Stockholm: Norstedts, 2013, p. 29.
9 The treaty signed by the Swedish Trade Union Confederation and the Swedish Employers
Association in Saltsjbaden outside Stockholm in 1938 The Saltsjbaden Agreement
has become a symbol of the Swedish corporative policy. Torsten Sverenius claims that the
Saltjbaden agreement was to last for three decades, until 1968, until it fell apart in its
components. T. Sverenius, Vad hnde med Sveriges ekonomi efter 1970?, Statens Offentliga
Utredningar 1999 no. 150, Stockholm: Fakta info direkt, 2000, p. 115.
10 Harpsund is a Swedish mansion, donated to the state, where the government held meetings
with, among others, representatives of trade and industry.
11 One of the most well known researchers on modern corporatism is Phillippe Schmitter.
See, for example, P. Schmitter, Still in the century of corporatism, The Review of Politics,
vol. 36, no. 1, 1974, pp. 85131; P. Schmitter, Reections on where the theory of
neo-corporatism has gone and where the praxis of neo-corporatism may be going, in G.
Lembruch and P. Schmitter (eds) Patterns of Corporatist Policy-Making, London: Sage, 1982.
12 J. Hermansson, T. Svensson and P. O. berg, Att pverka demokratiska beslut, in J.
Hermansson (ed.) Avkorporativisering och lobbyism: Konturerna till en ny politisk modell, Statens
Offentliga Utredningar 1999 no. 121, Stockholm: Fakta info direkt, 1999, p. 11.
13 J. Hermansson, T. Svensson and P. O. berg, Medborgarna, intressena och transportpolitiken in Hermansson (ed.) Avkorporativisering och lobbyism, p. 187238.
14 The Investigation on Industrialisation of Building (Byggnadsindustrialiseringsutredningen)
published three committee reports: Upphandling av stora bostadsprojekt (Purchasing of
Large Housing Projects), Statens Offentliga Utredningar 1968 no. 43, Stockholm: Esselte
AB, 1968; Rationellt smhusbyggande (Rational Building of One Family Houses), Statens
Offentliga Utredningar 1969 no. 63, Stockholm: Esselte AB, 1969; Byggandets industrialisering (Industrialisation of Building), Statens Offentliga Utredningar 1971 no. 52,
Stockholm: Esselte AB, 1971.
15 H. Mattsson, Designing the reasonable consumer: Standardisation and personalization in
Swedish functionalism, in Mattsson and Wallenstein (eds) Swedish Modernism.
16 Y. Hirdman, Att lgga livet tillrtta: Studier i svensk folkhemspolitik, Stockholm: Carlssons,
1989, p. 94.
17 In 1953 the car density in Sweden was the fourth highest in the world. P. Blomkvist, Den
goda vgens vnner: Vg- och billobbyn och framvxten av det svenska bilsamhllet 19141959,
Stockholm & Stehag: Symposion, p. 18.
18 See, for example, G. Inghe and M.-B. Inghe, Den ofrdiga vlfrden, Stockholm: Tiden/
Folksam, 1967; T. Michlsen, Rd Gubbe: Anteckningar om makten och miljn, Stockholm:
173
174
Helena Mattsson
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46 Principles for urban planning with respect to road safety: The Scaft guidelines 1968, Stockholm:
The National Road Administration and the National Board of Urban Planning, 1968.
47 Lundin, Bilsamhllet, p. 33.
48 It is telling that one of the most inuential lobby groups in Europe European Roundtable
of Industrialists was initiated in 1983 by the former CEO of Volvo Pehr G. Gyllenhammar.
49 Blomkvist, Den goda vgens vnner, p. 19.
50 Blomkvist, Den goda vgens vnner, p. 238.
51 See, for example, A. Smithson (ed) Team 10 Primer, London: Studio Vista, 1968, p. 99; M.
Risselda and D. van den Heuvel (eds) Team 10, Rotterdam: NAi Publisher, 2005. In an
interview in 2000 Peter Smithson argued that by and large, the interest in communication
systems among the Team 10 members was rather limited. Except for Alison and Peter
Smithson it was mainly Jaap Bakema who had that interest. Interview with Peter Smithson,
made by the author, 19 July 2000.
52 A. Smithson and P. Smithson, Mobility: Road systems, Architectural Design, October 1958;
L. Costa, A. Korn and D. Lasdun, Capital cities, Architectural Design, October, 1958; A.
Smithson and P. Smithson, Scatter, Architectural Design, April 1959.
53 Skrholmen, p. 22.
54 Nationalization has never been an issue in Swedish social democracy, and in practice the
Social Democrats have always rejected all forms of socializations of private companies.
Andersson and stberg, Sveriges historia 19652012, p. 32.
55 In fact, the large-scale production of housing had already started before the one million
programme. In 1965 90,000 apartments were produced. But the programme was a way to
secure the production and the large economical subvention over a longer period. Lisbeth
Sderqvist has argued that the million program is a myth that never existed, because it
was a development that started much earlier. L. Sderqvist, Programmet som inte nns,
Arkitekten, September 2008.
56 K. Grange, Arkitekterna i byggbranschen: Om vikten av att upprtta ett kollektivt sjlvfrtroende,
Gteborg: Chalmers University of Technology, 2005, p. 54.
57 Grange, Arkitekterna i byggbranschen, p. 54.
58 M. Hedenmo and F. von Platen, Bostadspolitiken: Svensk politik fr boende, planering och
byggande under 130 r, Karlskrona: Boverket, 2007, pp. 6566.
59 M. Hedenmo and F. von Platen, Bostadspolitiken: Svensk politik fr boende, planering och
byggande under 130 r, p. 69.
60 For a discussion on architecture and resistance in Swedish architecture in the 1970s
see Christina Pech, Arkitektur och motstnd: Om skandet efter alternativ i svensk arkitektur
19701980 (Stockholm: Makadam frlag, 2011). For a discussion on the reorganization
of Swedish governmental building as a respons to the crises around 1970 see Erik Sigge,
Challenged Practice: Transformation of Swedish Governmental Building around 1970,
Alexandra Brown and Andrew Leach (eds) Proceedings of Society of Architectural Historians,
Australia and New Zeeland: 30, Open (Gold Cost, Qld.: SAHANZ, 2013), vol. 2, p.
249259.
61 L.-O. Franzn, Riv Skrholmen, Dagens Nyheter, 10 September 1968.
62 L.-O. Franzn, Riv Skrholmen, Dagens Nyheter, 10 September 1968.
63 L. Sderqvist, Att gestalt vlfrd: Frn id till byggd milj, Stockholm: Formas, 2007, footnote
536, pp. 307308.
64 As pointed out by Tom Avermaete and Dirk van der Heuvel the architects were considered
trailblazers of the welfare state that was too bureaucratic, too much one-size-ts-all, and too
reformist. T. Avermaete and D. van der Heuvel, Obama, please tax me! Architecture and
the politics of redistribution, Footprint, vol. 5, no. 2, 2011, p.2.
65 L. Gyllensten, Riv Skrholmen eller avskeda stadsplanerarna?, Dagens Nyheter, 12
September 1968. Gyllensten published two additional articles in Dagens Nyheter 24
September 1968, and 10 October 1968.
66 Grange, Arkitekterna i byggbranschen, p. 65.
67 Grange, Arkitekterna i byggbranschen, p. 66.
175
Figure 9.0 Part of the Long Lament residential slab block by Ren Gags and Volker Theissen, begun 1964,
photographed by Florian Urban in 2009.
9
THE MRKISCHES VIERTEL IN
WESTBERLIN
Florian Urban
The Mrkisches Viertel in West Berlin is a high-rise estate that was built in 19631974
with more than 30,000 inhabitants. It was the most conspicuous result of the West
German welfare states short-lived love-match between architecture and social policy,
and at the same time the most debated. This article will show how this showcase
development became a symbolic battleground for a struggle over the values of the
modern city. It will also show that these debates had surprisingly little to do with
the actual buildings, but much more to do with the urban situation and criticism of
top-down planning, and most of all to do with longstanding cultural traditions.
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Figure 9.1 Mrkisches Viertel (built 19631975): high-rise slab blocks by Georg Heinrichs and Hans
Mller, photographed by Florian Urban in 2009.
generally satised with their design. One of them, the Chinese architect Chen Kuen
Lee (19152003), even spent his old age in one of the tower block ats he designed.7
Shanghai-born Lee had been living in Germany since 1931 when he was only sixteen
and in the late 1930s began to work for Hans Scharoun; the organic villas that he
designed from the 1950s onwards were widely acclaimed.8 The French architect
Gags (19212008) had become famous with his tower blocks in Bron-Parilly, which
he built in the late 1950s. He would later become mainly associated with his unloved
railway station in Lyon-Perrache (opened 1978), which became widely known as la
verrue (the wart) and suffered from an equally poor reputation as his building in the
Mrkisches Viertel.9 Ungers (19262007) had already made his reputation through
highly original late modernist school buildings such as his Niederrhein Kolleg in
Oberhausen (1953) and his student residence (now Hygiene Institute) at Cologne
University (1956) and at the time was the dean of the Faculty of Architecture at Berlin
Technical University. In Berlin he would later acquire renown for his perimeter block
residences on Ltzowplatz (1979, designed for the International Building Exhibition
or IBA, demolished in 2013). The poor reputation of his buildings in the Mrkisches
Viertel nonetheless persisted.
Like other Grosiedlungen (great settlements) in Germany the Mrkisches Viertel
was deemed a legitimate heir of the Weimar Republic tradition of publicly subsidized
housing, which was connected with great names such as Bruno Taut and Martin
Wagner. This approach found a new form in the post-war era, which was rst tested
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Figure 9.3 West Berlin in the grip of speculators poster shown at the Anti-Building-Fair organized
by architecture students at Berlin Technical University in September 1968. The swastika is constituted by
architects, speculators, senate (West Berlin government) and (charitable city-owned) housing associations.
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Florian Urban
Figure 9.4 The Long Lament residential tower by Ren Gags and Volker Theissen, begun 1964,
photographed by Florian Urban in 2009.
Figure 9.5 Buildings at the Mrkisches Viertel by Oswald Mathias Ungers, begun 1964, photographed
by Florian Urban in 2009.
would later express similarly radical positions on landownership and private prot.
These included the future IBA director Josef Kleihues (19332004), architects Jrgen
Sawade (born 1937), and Hinrich Baller (born 1936) and future editor-in-chief of
the journal, ArchPlus, Nikolaus Kuhnert (born 1937). Among the signatories were
four of the architects of the Mrkisches Viertel contributors to the very policy that
the manifestos authors so vigorously condemned: Hasso Schreck, the designer of
the Thomas Mann secondary school and the multi-purpose hall in the Mrkisches
Viertel, Finn Bartels (born 1933), the designer of a nursery, Gnter Plessow (born
1934), the architect of a primary school and community centre, and Volker Theissen
(19342000), a collaborator on Ren Gagss Long Lament.14
The criticism of the students and their supporters would probably not have had
such an enormous impact had it not been taken up by Germanys most eminent news
magazine Der Spiegel. Left-leaning and generally supportive of the very welfare-state
policies that had yielded the Mrkisches Viertel, the magazine nonetheless saw the
time as right for an attack on an increasingly unpopular urban form. In a six-page
article in September 1968 the Mrkisches Viertel was condemned as the bleakest
product of concrete architecture and called a grey hell!15 Five months later, in
February 1969, Der Spiegel followed this up with a cover-story, quoting frustrated
inhabitants: I feel like Im in a prison camp, I will die in this monotony and Every
night when I come home I curse the day we moved into these barracks.16 The
polemic spread like wildre, and soon the name of the Mrkisches Viertel resounded
throughout the land as the place where already four-year-olds are condemned to
spend their future lives as unskilled labourers and where housewives, apparently for
no reason, become alcoholics.17
How did one of the most celebrated architectural projects become so abhorred?
How did the epochal project of housing the poor come to be perceived as a policy of
terror? The fall from grace of the Mrkisches Viertel, as well as much of Germanys
welfare-state housing, had little to do with the architectural form of the buildings, but
more with the schemes urban qualities, even more with demolition and displacement
as side effects of bureaucratic top-down planning, and a lot to do with a symbolic
economy of images and attributions for which the architects were barely responsible.
The battle over the Mrkisches Viertel came with a pre-history; although a surprise
to the architects, the clash did not come like a bolt from the blue. Since the early
1960s, Germanys intellectuals had attacked the destructive aspects of urban modernization. Notable were the publication of psychologist Alexander Mitscherlichs Die
Unwirtlichkeit unserer Stdte (The Inhospitability of our Cities, 1965) and of journalist Wolf
Jobst Siedlers Die gemordete Stadt (The Murdered City, 1964) as well as the German
edition of Jane Jacobss Death and Life of Great American Cities (1963) only two years
after its rst publication in English. Similar anti-urban-renewal protest had been
voiced in France and the U.S. since the late 1950s, and West Germany was following
suit.
Next to the indictment of inhospitable modern space there was a new culture of
protest. The 1968 generation rebelled against those authorities which their parents,
who were educated under the Nazi regime, and grandparents, who were educated
under the Wilhelmine Empire, had accepted. Decisions by urban planners and
other experts, even those who claimed to promote the public good, were no longer
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Figure 9.6 Residential towers on Senftenberger Ring at the Mrkisches Viertel by Chen Kuen Lee (left
and right in the foreground) and by Heinz Schudnagies (middle in the background), all begun 1964,
photographed by Florian Urban in 2009.
poster the welfare state was the bogeyman. Its evil allies were the large building
companies (which had close links to the labour unions and the Social Democratic
Party), private speculators, and, somewhat surprisingly, (modernist) architects. At
the same time the students were supported by bourgeois traditionalists such as Wolf
Jobst Siedler, who decried the destruction of the old city and equally opposed chopdown urban renewal and tower block construction. In the battle over the Mrkisches
Viertel, neoliberal positions went largely unheard, and calls for greater involvement
of the market, which would dominate the debate two decades later, were conspicuously absent.
These unexpected coalitions at least from a contemporary point of view can be
explained by the socio-political context. Although prepared by left-leaning politicians,
West Berlins post-war construction policy was not rst and foremost seen as a leftist
project, but to a certain extent stood beyond partisanship. All over Germany welfare
state housing was supported by voters of all political parties. Most large cities had
suffered immense destruction during the Second World War. West Germany alone
had to cope with the inux of eight million ethnic German refugees from the areas
ceded to Poland and the Soviet Union (16.5 per cent of the population in the early
1950s),18 as well as several million migrants from the German Democratic Republic.
The housing shortage was thus acute for all social groups and not a problem of only
the working class. This is reected by the fact that in the early 1950s almost 70 per
cent of the West German population, both working and middle class, was considered
needy enough to qualify for state-subsidized housing.19
This blurring of traditional alignments was reected in press coverage. Many of the
positive accounts of the housing projects in the mid-1960s appeared in the newspapers
Die Welt and BZ, which were owned by the conservative publishing company Axel
Springer. Conversely, Der Spiegel, which generally supported the Social Democrats,
had no qualms in ring one broadside after the other at the governments most
conspicuous housing project.
Fervent criticism also came from radical leftists. One of the most determined critics
was Ulrike Meinhof (19341976), a journalist and social activist in the Mrkisches
Viertel who a few years later famously became a protagonist of the terrorist group
Red Army Faction. In Vorluges Strategie-Papier Mrkisches Viertel (Preliminary
Strategy Paper, Mrkisches Viertel, ca. 1968) Meinhof depicted the main protagonists
in the battle over the Mrkisches Viertel as two factions of the Left: one the workingclass inhabitants; the other, the state-operated landowner and developer Gesellschaft
fr Sozialen Wohnungsbau (GESOBAU, Corporation for Social Housing) which was
closely tied to the Social Democratic Party.20 She and her colleagues did not question
state planning; rather, they attacked moderate state officials for their insufficient
pursuit of the tenants real needs. In line with Marxist theory they interpreted the
conditions in West Berlin as a struggle between proletarians and big capital aligned
with the dominant political groups only that big capital was now embodied by the
large housing companies such as GESOBAU.
What about the tenants? Their views remained ambiguous. They were unhappy
about infrastructural deciencies in the area, such as the lack of shops, unnished
park spaces, long bus rides, etc. But at the same time they valued the advantages that
the modern, self-contained ats offered compared to the substandard tenements in
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Florian Urban
which they had lived before. They often felt uneasy about newspaper reports that
depicted them as criminals, or, at best, as helpless victims of inhuman architects.21
Their concern was less with concrete walls and lack of amenities than with the high
rent.22 In November 1970, Der Spiegel summarized their problem with painful clarity:
Many come from cellars, garden plot sheds, and tenement ats that were cold,
damp, dark, or sometimes fairly well preserved. They used to pay 80 marks
per month. Now they pay 300 [The Mrkisches Viertel] houses people who
work hard every day and nonetheless are unable to afford the lifestyle that our
society demands from them. They know it as well and it makes them suffer.23
Despite subsidies and rent control the owner, GESOBAU, was by 1970 owed half
a million marks in outstanding rent payments, and regularly evicted families into
homeless shelters.24 It seems that even in one of Europes richest countries Social
Democratic policy was unable to offer modern standards at a price that the working
classes could actually pay.
A non-architectural controversy
Against this wider background it is not surprising that the controversy was largely
non-architectural. Hardly any journalists or commentators at the time talked about
the formal and programmatic features of the development. Those were the aspects that
in the eyes of the designers were to contribute to a better society. The Mrkisches
Viertel was a typical modernist compound based on the concept of the self-sufficient
neighbourhood unit propagated by pre-war theorists such as Clarence Perry, Moisei
Ginzburg or Le Corbusier. Imbued by a belief in progress and modernization, it was
based on strict top-down planning, which aimed to meet the scientically calculated
needs of a dened population. At the same time, it was the outcome of a particular
version of modernism. In the 1950s new housing had been mostly built in small
compounds of 34 storey buildings, a concept called the structured and dispersed
city after the famous 1957 book by Gderitz, Rainer and Hoffmann.25 But in the
1960s this changed and a new paradigm emerged, urbanity through density,26 which
yielded large developments of mass-produced tower blocks. These developments
included facilities for all basic features of life, including shops, crches, playgrounds,
schools, youth club, football pitches, ice rink, post office and nursing home, with most
of the services provided by the city. In this respect the Mrkisches Viertel belonged to
a paternalistic welfare state that provided for the needs of its citizens. Although architects and politicians at the time would have strongly denied it, the approach was quite
similar to the large estates of Plattenbauten (slab buildings) that were built in East Berlin
at the time, and which also shared many formal characteristics with the Mrkisches
Viertel: for the German Democratic Republic, like other socialist countries, followed
the most comprehensive version of welfare policy, which aimed at providing for all
basic needs, including housing, even though the results frequently fell short of the
rulers pretensions.
The architects of the Mrkisches Viertel also had lofty ambitions. Ironically, they
had consciously attempted to avoid some of the key features they were later blamed
for. They rejected continuous rows of houses and repetitive building types to counter
visual monotony. They separated car and pedestrian traffic, but unlike other planned
neighbourhoods at the time they put a strong focus on public transport. They created
sophisticated landscaping to avoid the appearance of a concrete jungle. They took
great pains in designing youth clubs, playgrounds, sports facilities and market squares
to foster community life.
A considerable amount of space was dedicated to parks and articial lakes, such as
the Segelluchbecken, which were easy to build on the boggy ground. The idea of the
interior garden loomed large, and could be experienced in Shadrach Woods buildings
in the same way as in Oswald Mathias Ungerss and Georg Heinrichss (Figure 9.8).
The extended backyards, where the inhabitants were unaffected by traffic, were
aimed at both children and adults and were often combined with playgrounds.
Building designs specically aimed to counter the monotony of the tenements.
Colourful facades as in Karl Fleigs Papageiensiedlung (Parrot Scheme) and semi-circular
or jagged plans as in Karl Schudnagiess blocks were an explicit counter-proposal
to the boring street blocks of Berlins nineteenth-century neighbourhoods. The
modernist promise of light and air was also answered by the abundance of balconies.
Ren Gagss Long Lament building took advantage of a strict north-south division
to afford the inhabitants cool, north-facing kitchens and sunny, south-facing living
rooms and balconies. Ungerss point blocks, otherwise unspectacular, were nonetheless
built on sophisticated plans that gave all rooms sufficient daylight while at the same
time sheltering balconies from the neighbours views (Figure 9.5). If any of the
criticism at an architectural level was justied, it was about substandard workmanship
rather than the design per se.
The fact that the designers attempted to improve functionalist planning was not
lost on the rst reviewers. One journalist commended the rejection of the modernist
dormitory town27 and applauded the use of felicitous stylistic devices from pre-war
architecture such as rounded corners and corner windows, which mitigate the dictatorship of the right angle, one of the characteristic evils of post-war architecture.28
Observers also commended the meaningful overall composition in which the
different architectural volumes were combined to form a harmonic built landscape.
Descriptions such as plastic strength29 and inventive structuring of faades30 echo
the interest in city image and city perception that followed the publication of Kevin
Lynchs 1960 classic The Image of the City in 1960, translated into German in 1968
amid growing concerns about the city as a meaningful and readable environment.31
Once public opinion turned against the Mrkisches Viertel, however, these
architectural qualities became insignicant. Architectural form was either ignored
or grossly misrepresented. For example, an article in Die Welt in December 1968
compared the Mrkisches Viertel not only to the high-rises in the black neighbourhoods of Manhattan but also to the Stalinallee in East Berlin; given that the
latter is composed of ornamented, neo-classical buildings along a central boulevard,
it has nothing in common with the tower blocks of the Mrkisches Viertel, other
than that both were disliked by West German critics.32 Articles that compared the
Mrkisches Viertel to other high-rise (but architecturally much lower quality) schemes
such as the Gropiusstadt on West Berlins southern periphery built at the same time,
made no distinction between the architectural quality of the two.33
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Florian Urban
there is little evidence of protest or reluctance to leave the tenements, but widespread
obedience towards the municipal authorities who were trusted to act in the tenants
best interest.39
Soon, however, it dawned on the relocated population that their new homes
in the outskirts did not mean only a quiet environment but also isolation and long
commutes, and, most importantly, signicantly higher rents. They realized that
relocation brought about the disruption of social structures that had sometimes
been in place for three generations. They saw repetitive forms, such as in the Long
Lament building, as monotonous.40 They perceived ample park spaces as dangerous
at night, and the clear designation of traffic, residential, and recreational spaces Play
Forbidden signs abounded as oppressive.
Another disruptive aspect was not mentioned at the time and is largely forgotten
today. The Mrkisches Viertel was built on an area of allotments. Approximately
10,000 people had (mostly illegally) used these plots as permanent dwellings and lived
in partially self-built huts. Nearly all of them were evicted during the 1960s some
found new homes in the towers.41 Their struggle to keep their homes was silenced by
the broadly shared enthusiasm for modern housing.
From a contemporary point of view some of the criticism at a policy level seems
misdirected, since leftist politicians were accused of promoting precisely what they had
sought to prevent. When radical protesters equated the large housing companies with
big capital in the Marxist sense they red a broadside against what social democrats
had deemed the great achievement of the welfare state: the end of rent speculation
through a transfer of the housing market into public authorities.
The GESOBAU was a typical example of the West German model of nancing
social housing through gemeinntzige Wohnungsbaugesellschaften (charitable housing
companies). The rm had been incorporated in 1949. The majority of its shares
were owned by the local authority, which also organized the site planning.
GESOBAU, like scores of similar housing companies at the time, was registered as a
charitable organization and thus proted from ample tax advantages. The charitable
status also gave the local authority the right to select the tenants and impose rent
control. This rather substantial restriction of ownership rights did not cause any
debate at the time. Despite being a nominally capitalist country, Germany has not
had a free housing market since 1918. Under the Weimar Republic as well as under
the Nazi regime and the Federal Republic of Germany, state authorities retained the
right of tenant allocation for both public and private properties. Until 1968, when
the respective regulations were lifted in West Germany, all rental contracts had to
be approved by the municipal Wohnungsmter (housing offices), although since 1953
private owners were usually no longer forced to accept tenants whom they had not
selected themselves.42
The charitable housing companies became major actors in West Germanys big
cities and inuential players in the building industry. Their position of power made
them prone to irregularities, but only in exceptional cases did corruption reach
the level of the Hamburg-based company Neue Heimat, which was owned by the
Organization of Labour Unions, and which in 1982 went into administration after
its board members had been accused of having embezzled millions of marks.43 The
GESOBAU was never involved in such scandals. Judged by their original intentions
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Florian Urban
most charitable housing companies operated rather successfully. They provided large
numbers of ats with modern standards and let them at rents, which although apparently challenging for tenants, were restricted.
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Florian Urban
Also the storm against the Mrkisches Viertel slowly waned. Shops, schools and
recreational facilities were completed, and the growing trees in the park spaces made
the concrete walls less visible. Leaking roofs and decient insulation were xed in the
early 1980s and the inhabitants made their peace with the new environment. Also
journalists began to write more and more positively about them.50 They applauded
the rich street life, the many playgrounds and the civic spirit the latter, ironically,
enhanced by the common ght for renovation of the crumbling walls and roofs.51
In statistical terms, the Mrkisches Viertel was anything but a ghetto. The inhabitants (approximately 36,000 by the early 2000s) belonged to Berlins poorer strata, but
the unemployed and marginalized were in the minority. According to a 1985 survey,
only 13 per cent of the inhabitants were on social welfare.52 By 2004, the number had
only marginally risen to 14.5 per cent (Berlin average: 8.1 per cent).53 The number
of unemployed was high at 17 per cent, but not much higher than the Berlin average
of 13 per cent.54 The number of immigrants was quite low. In 2006 the percentage
of residents with a non-German passport stood at 9.3 per cent (2.5 per cent of the
inhabitants were Turkish). This was low compared to the Berlin average of 13.8 per
cent (3.6 per cent Turkish), and to the 39.5 per cent in one portion of the Kreuzberg
district in Berlins inner city (26.5 per cent Turkish).55 According to statistics, most
inhabitants were content with their neighbourhood. A survey from the 1980s showed
that 69 per cent were pleased or very pleased with their residential situation, and 85
per cent would like to stay in the neighbourhood.56 In retrospect, the negative media
response of the late 1960s was a gross misrepresentation.
An ambivalent heritage
Today poverty and deprivation receive far less media attention than in the 1970s.
Ironically, however, the gap between the rich and poor is much wider and keeps
widening. The housing situation is more and more critical for societys lower strata
since in 1988 the West German state institutions gradually began to retreat from
the housing market.57 In 1990, the collapse of the East German regime ended state
responsibility for housing in the East as well. Since that time, the amount of statesubsidized and rent-controlled units has been shrinking.
Along with the discontinuation of social housing programmes, German municipalities increasingly privatize their housing stock. The new policy is not related
to shortcomings in the buildings or their maintenance. City-owned buildings are
generally well kept and much sought after. But local authorities are often mired in
debt, and elected officials have discovered that selling the buildings is a convenient way
to generate short-term income during their term in office. In the years between 2000
and 2006, for example, the city of Berlin sold 100,000 city-owned ats to private
investors such as Cerberus or Oaktree.58 The consequences have been rent increases
and lower levels of maintenance for the cheaper ats. The Mrkisches Viertel so far
has been largely spared from this trend and is still mainly owned by the municipal
company GESOBAU. In this respect, it is a safe haven for Berliners who otherwise
would be subject to soaring rents.
The Mrkisches Viertel constitutes an ambivalent heritage. On the one hand it
stands for the largely successful enterprise of overcoming the housing shortage and
Figure 9.8 Housing at the Mrkisches Viertel by Shadrach Woods with an interior garden, photographed
by Florian Urban in 2009.
providing modern amenities for large parts of the population. On the other hand it
came to symbolize the disenfranchisement connected with top-down-planning and
forced relocation, disrespect for the existing city, and the deciencies of cheaply built
one-size-ts-all architecture.
The symbolic battle over the Mrkisches Viertel was the result of a strange
coalition. Radical students of the 1968 generation sided with bourgeois traditionalists against an establishment of Social Democratic politicians. What was at stake
was nothing less than the modernist promise of development and progress. While
the disciples of the new modernist city were increasingly perceived as pretentious
and oppressive, some of their values were upheld even by their strongest critics.
These included strong state intervention and the goal of equal living standards. This
is particularly noteworthy if one compares the row over the Mrkisches Viertel with
later debates. In 1968, housing activists denounced state officials as evildoers who
bulldozed beautiful tenements and locked their inhabitants into concrete ghettos but
they did not question the regulation of the housing market by local authorities and
other state institutions. Forty years later left-leaning protesters cry for more state intervention to stave off soaring rents connected with increasing privatization, and they
call for rent-controlled and well-kept housing that is, precisely the qualities that the
Mrkisches Viertel has to offer.
The analysis of the media rage in the 1960s shows that the criticism was much
more about policy, site layout, amenities, and location within the city than about
architecture. Architectural form had comparably little inuence. Even at the height of
the controversy critics frequently lauded design aspects. The Mrkisches Viertel was
also largely successful with regard to the original goals of building a neighbourhood
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Florian Urban
Notes
All translations by the author.
1 A. Teut, Huldigung an die stdtebauliche Tradition, Die Welt, 8 November 1966, p. 13.
2 Hoffnungsschimmer fr die Stdtebauer in halb Europa, BZ (West Berlin), 19 October
1967.
3 Teut, Huldigung an die stdtebauliche Tradition, p. 13.
4 Der Tagesspiegel, 3 October 1969, quoted in A. Wilde, Das Mrkische Viertel, West Berlin:
Nicolai, 1989, p. 127.
5 Frankfurter Rundschau, 20 January 1969.
6 2006 statistical data of the Berlin government, available online at www.stadtentwicklung.berlin.
de/planen/basisdaten_stadtentwicklung/monitoring/de/2006/index.shtml (accessed May 2013).
7 S. Strauss, Zwei Zimmer im 14. Stock, Berliner Zeitung 22 January 2003.
8 G. Khlert, Organische Architektur von Chen Kuen Lee, Architektur und Wohnen 5
(2012).
9 G. Allix, Ren Gags [obituary] Le monde, 17 February 2008.
10 For a comparative history of urban renewal approaches see C. Klemek, The Transatlantic
Collapse of Urban Renewal, Chicago: University of Chicago Press, 2011.
11 Slums verschoben, Der Spiegel 22 n. 37, 9 September 1968, pp. 134138. See also T.
Schrder, Diagnosen zur Architektur [summary of the exhibit], ArchPlus (West Berlin) 1
n. 3 (1968), pp. 6364.
12 H. Lange, I. Rakowitz, C. Rath, H. Reidemeister, H. Rickmann and I. Schwester, eds.,
Wohnste sozial, haste die Qual jetzt reden wir Bewohner des Mrkischen Viertels, Reinbek:
Rowohlt, 1975, pp. 3233.
13 Aktion 507 [no individual authors specied], Manifest, West Berlin: Rump, 1968,
15. The manifesto is also available online at http://issuu.com/textraum/docs/aktion_507manifest?e=7005999/2871121 (accessed May 2013). See also T. Schrder, Aus der Arbeit
der Aktion 507, ArchPlus 1 n. 5 (1968), pp. 7778.
14 Aktion 507, Manifest, p. 2.
15 Slums verschoben, Der Spiegel 22 n. 37, 9 September 1968, p. 138.
16 Es brckelt, Der Spiegel n. 6, 3 February 1969, 38.
17 Frankfurter Rundschau, 20 January 1969, Allgemeines Deutsches Sonntagsblatt, 22 June 1969,
Stuttgarter Zeitung, 16 May 1970, all quoted in Wilde, Das Mrkische Viertel, p. 127.
18 Statistisches Bundesamt, ed., Statistisches Taschenbuch ber die Heimatvertriebenen in der
Bundesrepublik Deutschland und West-Berlin, Wiesbaden: Statistisches Bundesamt, 1953, and
G. Reichling, Die deutschen Vertriebenen in Zahlen, Bonn: Kulturstiftung der deutschen
Vertriebenen, 1986.
19 G. Wagner, Sozialstaat gegen Wohnungsnot, Paderborn: Schningh, 1995, p. 33.
195
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Florian Urban
49 Bodenschatz, Platz frei fr das Neue Berlin!, p. 207. See also Architekten- und Ingenieurverein
zu Berlin, ed. Visionen einer besseren Stadt: Stdtebau und Architektur in Berlin 19491999,
Berlin: AIV, 2000 (exhibition catalogue).
50 By 1979, the amount of Mrkisches Viertel tenants moving out of their homes had gone
down to the West Berlin average of 4 per cent per year. G. Gethke, Frher verschrien,
heute begehrt: Wohnungen im MV, Der Nord-Berliner (West Berlin), 6 July 1979. Similarly,
observers detect a growing attachment to ones home district. Wilde, Das Mrkische Viertel,
1989, p. 140. See also Ein Stadtteil berwand seinen schlechten Ruf , Der Tagesspiegel, 3
August 1980.
51 Ein Stadtteil berwand seinen schlechten Ruf , Der Tagesspiegel, 3 August 1980, T. Schardt,
Hochhausstadt besser als ihr Ruf , Berliner Morgenpost, 31 January 1986, G. Gethke, Frher
verschrien, heute begehrt: Wohnungen im MV, Der Nord-Berliner, West Berlin, 6 July
1979.
52 The welfare rate here refers to recipients of so-called Wohngeld, a direct rent subsidy for
poor tenants. Institut fr Markt und Medienforschung, Mrkisches Viertel, West Berlin, 1986
[results of two representative surveys among residents, taken in June of 1985 and January
of 1986]. See also T. Schardt, Hochhausstadt ist besser als ihr Ruf , Berliner Morgenpost, 31
January 1986.
53 Census data from 2005, Senatsverwaltung fr Stadtentwicklung, available online at www.
stadtentwicklung.berlin.de/planen/basisdaten_stadtentwicklung/monitoring/de/2006/index.shtml,
p. 214 (accessed May 2013).
54 Census data, Senatsverwaltung fr Stadtentwicklung, available online at www.stadtentwicklung.
berlin.de/planen/basisdaten_stadtentwicklung/monitoring/de/2006/index.shtml (accessed May
2013).
55 Census data from 2004 for Berlin (p. 191), for the neighbourhood Mrkisches Viertel
(p. 191), and for the neighbourhood Mariannenplatz (p. 188), both published by
Senatsverwaltung fr Stadtentwicklung, available online at www.stadtentwicklung.berlin.de/
planen/basisdaten_stadtentwicklung/monitoring/de/2006/index.shtml (accessed May 2013). The
numbers of course do not include nationalized foreigners or German nationals with foreign
parents.
56 Institut fr Markt und Medienforschung, Mrkisches Viertel, West Berlin, 1986 (survey
results).
57 Gesetz zur berfhrung der Wohnungsgemeinntzigkeit in den allgemeinen
Wohnungsmarkt [law on the transfer of charitableness of housing into the general housing
market], 25 July 1988, Bundesgesetzblatt I (1988), pp. 1093 and 1136.
58 Ausverkauf an Groinvestoren, Focus (Munich), 20 October 2006, available online
at www.focus.de/immobilien/kaufen/wohn-privatisierung/staedtische-wohnungen_aid_25539.html
(accessed May 2013).
Figure 10.0 Icosa: la tortue qui cause de construction, U.V. Rdaction exprimentale, Dpartement
durbanisme, Universit de Paris VIII 1973 (courtesy Jean-Paul Jungmann).
10
ALTERNATIVES TO WELFARE STATE:
SELF-BUILD AND DO-IT-YOURSELF
Caroline Maniaque-Benton
Unlike the United States, most European countries undertook a major programme
of public housing, which lasted from the 1950s to the 1970s.1 In France increasing
nancial resources enabled a continual growth of public housing completions between
1953 and 1972. The H.L.M. (habitations loyer modr) and the Logeco (logements
conomiques et familiaux) accounted for more than half of all domestic housing
output from 1953 onwards.2 This product of centralized planning and state control
began to reduce rapidly after 1979, albeit much less markedly in France than in some
other European countries.
The role of the architect was profoundly changed by the development of public
housing programmes. Architectural practices in the 1960s had to learn to work
quickly, dealing with large schemes incorporating hundreds of dwellings and working
to strict cost yardsticks.3 Most of the estates were built using reinforced concrete frame
construction.4 Debates focused on industrialization, prefabrication, mechanization
and the rational organization of the workplace.5 Increasingly, after 1945, prefabrication using precast concrete panels became the norm.6 In this context of technical
prociency, many French architects looked to the United States for guidance, in many
cases registering for masters programmes in American schools of architecture. They
were fascinated by high-rise, high-density housing in American cities and the sophistication and organization of the American construction industries.7
For young French architects, the comparison between American practice and the
highly functional and cost-effective projects they were expected to work on in France
was frustrating. Many believed that high quality design was impossible in these conditions. Thus, Jean Fayeton, a new recruit to teaching as Professor of Construction
at the School of Architecture in Paris warned his colleagues in 1964 of the very
real dangers threatening the profession of architecture, and especially in the eld of
school building, where whole projects were carried out by industrial builders.8 It was
only the oil crisis of 1973, triggering the wider economic crisis of the 1970s, which
brought a halt to the boom in industrialized building.
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Caroline Maniaque-Benton
Figure 10.1 Stewart Brand (ed.), Cover of Whole Earth Catalog, Fall 1968 (courtesy Stewart Brand).
201
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Caroline Maniaque-Benton
technology. Taking advantage of the travel made possible by cheap air fares, they
saw highly innovative low cost technical and structural systems placed in the service
of collective forms of living which represented a critique not only of professional
architectural practice but also of the housing developments they were called on
to design in their professional capacity in France. Although there is not space to
discuss it here, some also encountered, and were inspired by, forms of architectural
and urban practice advocacy planning and participatory action which were
very different from those prevailing in France.11 How did these discourses affect
their integration (or not) into the real world of the welfare state in France? My
argument is that an appreciation of the counterculture from the U.S. provided a
critical alternative to the state institutions and centralised building industry of the
French welfare state.
Yale Building Project was a compulsory part of the rst year architecture course in
which students designed and built their own structure.14 Built in some of the poorest
areas of the United States, the programme exposed students to a kind of poverty that
many had not encountered before. In contrast, French architecture schools, from
the cole des Beaux-Arts to the cole Spciale dArchitecture, had little to offer
in the way of apprenticeship in manual construction. For the French philosopher
Paul Virilio, who was active in the cole Spciale dArchitecture during the 1960s
and joined the professional staff, along with Anatole Kopp and Bernard Granotier,
in 1972, self-build and, more generally, control of ones own space, constituted a
recovery of individual power:
To talk of self-build is, above all, to rethink the distribution of space and to try
to discern the causes of the obscurantism [that prevails] in questions of space and
environment, in the analysis and management of land, which always seems to
escape our grasp, thanks to an educational system which refuses to contemplate
space strategically.15
Virilio was unusual in recognizing self-build practice as critical of the capitalist system
of production and its control of space and territory. The failure to take self-build
seriously, for Virilio, resulted from political failure to address problems of redistribution of land and space.
Two American publications bore witness to the fashion for self-build construction:
the Whole Earth Catalog (WEC) edited by Stewart Brand, a trained biologist from
Stanford, and Shelter, edited by Lloyd Kahn, a carpenter in California.16 First published
in 1968, the Whole Earth Catalog, with its short book reviews as well as commentary
on tools and materials, provided practical knowledge needed for survival outside the
normal professional and contracting system (Figure 10.1).17 It also offered an array
of eclectic and philosophical ideas from the likes of Ivan Illich, Gregory Bateson and
Buckminster Fuller. In Shelter (1973), readers could nd an explanation of how to
build a timber-frame home, accompanied by precise details of construction, or could
be informed about the recycling of materials and the preservation of heat, including
a variety of solar heating systems (Figure 10.3). As well as presenting a history of
the use of astonishing forms of construction in vernacular dwellings, Shelter offered
a repertoire of typical countercultural constructions: domes, zomes18 and handmade
houses. These American publications found their way to a large audience: they were
distributed, interpreted and adapted for use in the French context. It was not only the
textual and iconographic content of the counterculture that was important, but also
the underlying assumptions and attitudes.
Self-build in France
The notion of self-build was not easily incorporated into French construction
due to a culture not accustomed to the notion of autonomy and the principle
of learning on the job. Nevertheless, a growing enthusiasm for wood shacks was
evident among some French architects. Georges Maurios built himself such a house
in the Forest of Rambouillet in 1975 while Pierre Lajus chose the Pyrenees for his
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Caroline Maniaque-Benton
wooden framed house at Barges, built in 1966.19 For Lajus, the principal reference
was Sea Ranch,20 a strip of the Pacic coastline 160 kilometers north of San
Francisco developed by a group of promoters, architects and landscape designers,
reacting against the suburbanization phenomenon in the United States. An entire
generation of architects was inspired by the way the Sea Ranch designers rooted
their project in the site, respecting local materials, handling the silhouettes of the
buildings and sensitively managing the succession of spaces. The designers of Sea
Ranch Lawrence Halprin, Joseph Esherick, Charles Moore, Donlyn Lyndon,
William Turnbull and Richard Whitaker were inspired by the barns that existed
on the site prior their project.21
For Georges Maurios, the reference was Shelter the original American edition
which offered a set of precisely detailed examples to follow.22 Maurios had been
familiar with both the East and West Coast since 1959. He had planned to use the
balloon frame construction he observed in the United States and was initially denied
a building permit for his Rambouillet house on the grounds that the cabin was too
Californian in style. The house, comprising 63 square meters of liveable space, was
built in Droue-sur-Drouette near Rambouillet. On a foundation of unrendered
breeze-block, the house was built entirely of wood projecting out at right angles. The
construction was simple and the services were virtually non-existent. As Maurios
explained: There was neither water nor electricity. I could not afford to pay for the
supply of electricity It was some way from the village. So I collected rainwater.23
The rainwater was ltered and stored in a cistern; lighting was achieved through the
use of propane gas.
The photographs of the interior of Maurios shack recall the hand-built constructions illustrated in Shelter. Maurios, however, denied having any particular design
reference in mind:
I gave up any attempt at aesthetic culture or stylistic reference. My starting
point was purely practical Perhaps it is not very beautiful, in the sense
that I abandoned the aesthetic premises of the International Style Building
enabled me to acquire greater understanding than if I had worked only in plan.
Following in the steps of a builder, I was able to evolve and achieve a more
intellectual level of architecture.24
Paradoxically, it was precisely the aesthetic the warm and lived-in character of the
interiors illustrated in Shelter as well as the wooden construction details and the
number of examples of vernacular architecture, which maintained the popularity of
Shelter in France as well as in the United States. The taste for wooden shacks declined
sharply after 1978, however, and the spirit of experimental construction lightweight
structures, solar houses, etc. dwindled with it. With the gradual stabilisation of oil
prices in the 1980s, the urgency of grappling with environmental issues diminished.
In all, 185,000 copies of Shelter were sold. While the majority of sales was in
the United States, the existence of its French version and the success in France
of the rst volumes of the French equivalent of the Whole Earth Catalog (WEC),
Le Catalogue des ressources, are all indicators of the impact of the countercultural
phenomenon on this side of the Atlantic. Shelter was translated and adapted in 1977
Figure 10.3 Lloyd Kahn, spread from Shelter, Bolinas, 1973 (courtesy Lloyd Kahn).
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Caroline Maniaque-Benton
by the French publisher Alternative et Parallles under the title Habitats: Constructions
traditionnelles et marginales. Pierre Gac, who took charge of the publication, explained
that the text had to be adapted for the French public and that the work was a record
of experience which should give you condence in your manual skills rather than
being a construction manual.25 The American experience could not be transferred
to Europe, and particularly to France, without a certain adjustment of the economic
and cultural heritage, which was heavily inuenced by traditional and vernacular
architecture. For example, Gac emphasized that although American builders relied on
up-to-date chemical products like silicone and polyurethane foam, French builders
drew from a vast range of traditional building techniques, passed down through several
generations of carpenters and thatchers. Gac noted that even American proponents of
dome construction, who had presented domes as a miraculous solution to the housing
problem, were now changing their minds and reverting to simpler construction
techniques, based on natural materials and traditional methods.26
Gacs observation was a fair criticism of a contradiction in American alternative
architectural thinking, where the claim of self-sufficiency and autonomy from the
industrialized economy was undermined by the reliance on industrially manufactured
materials, automobiles and mechanical tools.
Habitats was not the only publication produced by the Alternative et Parallle
publishing company. In 1977 it launched a triennial review whose double issue 3/4
Figure 10.4 Grard Aim, Patrice Aoust and Philippe Bone, Le catalogue des ressources (1977), Vol.
III. Paris: ditions Alternatives (courtesy Patrice Aoust).
La Maison autonome (The Autonomous House) was edited by Robert Chareyre and
sold 20,000 copies. From the 1980s, the publisher continually featured works on the
theme of self-build in its An Architecture collection. In the book Construire en bois
(Building in wood, 1980), co-authored by Annie and Pierre Shasmoukine, the merits of
rst-hand experience as opposed to simply being an expert were once again underlined. The Shasmoukines emphasized that they were neither architects nor experts in
wood construction. Their ideas and advice were valuable because they were based on
trial and error experience.27 Conceiving the book as a guide to building in wood,
the authors described the tools needed for trimming, surfacing, levelling, mounting,
cutting, scraping, sawing and notching. The characteristic of each tool is explained
in a table under the headings name, use, date of purchase, and observation. A
double-page spread featured 11 such descriptions of this kind and as many photographs
of tools and their accessories with captions.28 Some drawings of tools completed the
layout. A clear passion for the right tool, characteristic of the craftsman, is expressed.
The WEC had also devoted a section to tools. Author Denis Couchaux who wrote
Habitats nomades (Nomadic Habitats, 1980) provided clear and precise sketches for the
catalogue, which were printed as line drawings.29 His illustrations did not share the
childlike underground characteristics of those in the American cookbooks.
The other major French publication, Le Catalogue des ressources (19751983),
derived both its tone and the type of information it presented from the Whole Earth
Catalog and Shelter.30 This French publication differed from its American precedents,
however. From 1968 to 1972, the WEC ran two editions per year, in spring and
autumn, to which were added, every two months, an additional publication the
Supplement which included corrections and suggestions by the readers. In contrast,
Le Catalogue des ressources was published in four volumes, the rst of which was
released in 1975. This rst volume contained four chapters: Food, Clothing,
Transport and Dwelling. Volume II appeared in 1976 and was also divided into four
sections: Social, Education, Media and Creation. Volume III came out in 1977,
again following the four-chapter format: Health, Sexuality, Psychic development
and Mind expansion. Volume IV was not published until 1983 but, as it focused on
dwellings and the recurring theme of energy resources, it is of greatest interest for our
purposes. Le Catalogue des ressources was also different from the American publications
in another respect. Whereas the WEC was a real catalogue from which readers could
order books and products, Le Catalogue des ressources did not have this commercial
aspect. The WECs role was not only as an intermediary but also as a supplier. Le
Catalogue des ressources supplied its readership with information, but its role stopped
there.
The editors of Le Catalogue des ressources Grard Aim, Patrice Aoust and Philippe
Bone have remained committed to their principles to this day. Like the editors
of the WEC, they cite Diderots Encyclopdie as a model for the manual, covering
many different sectors affecting human beings, their dwellings, their nourishment,
their labour and leisure. The Catalogue is a heterogeneous mix of different recipes,
hundreds of addresses, practical instructions, organizational references and bibliography. One hundred thousand copies of the Le Catalogue des ressources were sold during
its printrun.
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Caroline Maniaque-Benton
Figure 10.5 Grard Aim, Patrice Aoust and Philippe Bone, Le catalogue des ressources, Vol. IV,
energies/habitats, Paris: ditions Alternatives/Institut rural dinformations, 1983 (courtesy Patrice Aoust).
illustration of limousinage, the art of building stone walls with mortar as Limousin
craftsmen did in the nineteenth century.32
The illustrations demonstrated various construction processes, both good and bad,
with corresponding labels: What to do on one side, But watch out on the other,
followed by two lists of suggestions. In a chapter entitled How to restore and adapt
a peasant cottage, there was a list of useful addresses for the restoration of vernacular
dwellings as well as workshops in restoration and maintenance of rural buildings,
for the most part organized as a real construction projects, thus uniting theory and
practice.
The introduction was written by the Hungarian-born French architect Yona
Friedman. Here he discussed the impulse behind the search for a new way of living
and related it to the changed economic conditions of the day:
Only now are we realizing that a new lifestyle can only be created under the
pressure of penury. In fact, penury makes one inventive, and the discoveries
made to alleviate poor housing conditions, lead naturally to a new lifestyle.
In other words, the roots of invention are in an understanding of poverty and
the failure of institutions to adapt. Those who are fearful of innovation the
conservatives deny poverty: for them, everything is ne. So it is, after all, the
feeling of penury that prompts innovation.33
Friedman thus saw ecological dwellings as a possible solution to limited resources
in energy and raw materials. Such dwellings also met the requirements of a difficult
economic market and dependence on it. He also touted the human benets of
ecological dwellings: It could help to resolve the problem of a lack of self-esteem,
everyone being able to achieve a respected position within their little group.34
Friedman also championed the idea of recipe houses, with freely available plans
and building instructions, removing technical information from the control of the
specialist. He warned against the new technocrats:
It seems that the best solution for eco-dwellings might be to forget about
specialists. Architects, biologists, archi-biologists and bio-architects are the
new technocrats. They may well be useful but only after the most important
inventions have already been perfected. In the meantime, it would be best for
everyone to work with recipe-houses, just like housewives do with their home
cooking.35
The publication also provided information on building with ferro-concrete, taking
the example of Jol Unal who built a house for himself in the Ardche, using
parabolic arches. Both the house and the model of the house were illustrated with
ve photographs in black and white. Unal had already written about his experience
of building from a design provided by the architect Claude Hasermann-Costy.36
Unals book, Pratique du voile de bton en autoconstruction (Practice of reinforced concrete
in self-build, 1981), is a narrative account of the project, which includes discussion
of the difficulty of the enterprise. This was presented in Volume IV in characteristic
manner:
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Caroline Maniaque-Benton
Le Catalogue des ressources did not hesitate to draw attention to the difficulties
and obstacles encountered by those who took on self-build projects. There was
continual research into lowering the costs of construction for example, building
a house with ferro-concrete without hiding the successes and failures on site.37
The catalogue did not give serious consideration to the professional architect but,
rather, to the notion of concept-design-build. The concept-design-builder was not a
professional inscribed in the Ordre des Architectes (the French architects association),
required to pay subscriptions and restricted to xed forms of production. This type of
professional architect was looked down upon in the countercultural context. Instead,
emphasis was placed on the initiatory value of individual experience, on the struggle
to discover and to innovate by trial and error. Despite this movement away from the
professional realm, the addresses of more than 20 architects and designers were listed
in Volume IV, thus establishing a network of those who might give assistance in
construction and design albeit along non-standard lines to amateur builders.38 This
network was completed by a set of addresses related to equipment, such as machine
rental and manufacturers of cement guns or special grills.
The volume also included a section on rammed-earth houses (built with a mixture
of earth, sand or gravel and clay, which is kneaded and then compacted) and another on
wooden buildings. Only three double-page spreads were given over to domes and zomes:
In France, domes and zomes have not enjoyed the same success as they did in
the United States. What has become accepted for ten years across the Atlantic
remains here at the level of quasi-revolutionary experimentation. Some
pioneering groups, like the technologues doux (gentle technologists) have
been experimenting for several years, in particular with the construction of a
thirty square meter ellipsoid (the zapoche) which displays an accrued sophistication in relation to classic domes due to the multiplication of angles and the
length of the ribs.39
The reference here was to the work of Jean Soum, one of the most ardent evangelists
of the so-called hut mentality and alternative architecture. As a lecturer at the UP
(Unit pdagogique darchitecture) in Toulouse, as a member of GRECO laboratory
research group (which specialized in renewable energy), and as a practitioner and
consultant on self-build projects, Soum devoted himself to advocating autonomous
construction practices. In 1979 he had published, at his own expense, the book
Vibrations solaires (Solar vibrations), distributed by the publisher Alternative.40
In Volume IV, Soum acknowledged the impact of American alternative construction
on his work:
After having read accounts of the rst American experiments with geodesic
domes, I tried my hand at various kinds of lightweight structures. Was this a
quick, agreeable and low cost solution for building a home? A lightweight form,
exible and adaptable to a new way of life? A way of building where intelligent
assemblage replaces abundance of heavy materials? These were the questions I
tried to answer.41
Soum was fascinated by the geometry of domes and the idea of self-build; he described
the process of creating his alternative constructions as a terric experience.42 He
believed architecture should be removed from the exclusive domain of specialists
builders or architects and brought into the popular realm, as he had observed in his
visits to various communities in the United States.
A number of zomes were built under Soums guidance. Their cost, though
modest, was difficult to calculate since most of them were self-built. Soum stressed
the difficulties of obtaining building permissions, due to the rigidities of the French
administrative system, which he contrasted with the more exible arrangements in
the United States at this time. He claimed that a dozen zomes were built in southwestern France, serving a number of functions such as pigeon-lofts, beehives, barns,
meditation spaces and games rooms, as well as houses.43
In addition to stationary buildings, the publication also explored mobile homes,
reiterating the best advice that could be obtained from those who had experienced
nomadic life and built their own dwellings. Another uniquely American system of
construction, inuenced this time by Native American culture, was explained in another
article, Some advice for building your tepee. Once again, a list of relevant addresses
accompanied a series of rsthand accounts. Visits to the sites were also encouraged.44
The transmission of alternative culture between 1970 and 1980 was mainly
achieved through the narration of lived experience. First-person accounts were circulated with the intention of passing on critical information and sharing the difficulties
and successes of the practice of self-build construction. Despite adapting to a specically French context for example, featuring many abandoned stone houses which
could be transformed into new habitats the French publications were nevertheless
largely inspired by American exemplars.
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Caroline Maniaque-Benton
the weekly magazine Hara-Kiri, which became Charlie-Hebdo later in 1969. The name
Charlie-Hebdo was intended as a reference to Charles M. Schulzs character Charlie
Brown in Peanuts. Charlie-Hebdo tackled nuclear issues, pollution, the destruction of
the countryside and the world the technocrats were creating.47
One of the ways in which American underground culture penetrated official
French culture was through comic strips. After 1970, the political protest magazine
Actuel (Now) regularly published drawings by Robert Crumb and Ron Cobb.48
Their work published as caricatures and posters or collected into albums greatly
contributed to awareness among readers of the larger ecological themes, especially
drawing attention to the damage produced by the waste products of consumer
society. Caricatures by Crumb and Cobb were later adopted by less provocative
and Leftist magazines, such as Le Sauvage from 1973.49 Le Sauvage, an ecological
monthly, was published by Nouvel Observateur, and met the need of the moderate Left
attuned to the times. The rst issue in April/May 1973 ran a sensationalist headline:
1973: Lutopie ou la mort (1973: utopia or death), written in white letters over a
cityscape composed of skyscrapers and factory chimneys belching out red smoke. Le
Sauvage ceased publication in 1981, as if the presidential election of socialist Franois
Mitterand were enough to diffuse journalistic protests.
Magazines such as Actuel, La Gueule ouverte and Le Sauvage adopted a certain
typographical style, rhetoric and iconography that placed them at the margins
of the underground movement. These were not specialist architectural journals.
Nevertheless, they dealt with issues related to energy (solar and renewable
energy), which were just as interesting to professionals as to the public at large.
Illustrators such as Jean-Marc Reiser crossed cultural boundaries and reached
the varied publics of magazines like La Gueule ouverte and Le Sauvage, depicting
technology-related subjects in comic strips and caricatures. The application of
solar energy systems to domestic architecture, for example, had been given a
humorous slant in La Gueule ouverte since the magazines rst issue in 1972, and
later, in Le Sauvage.
In his book Lnergie, cest vous (Energy, its you, 1974), Philippe Lebreton also
known as Professor Mollo-Mollo linked energy with architecture, discussing the
specics of solar energy as applied to the individual house.50 Like the magazines
mentioned above, Lebretons book was not aimed at architects, but a much broader
audience. Architectural options based on energy choices were no longer the exclusive
domain of specialists. The idea was to provide those lacking technical or architectural
education with the means to venture into the use of solar energy through helpful
instruction manuals. Architects and technicians gradually saw themselves losing their
authority because non-specialists could do without them. A transfer was taking place
between the domain of technical specialization and general information.
Colourful, cheaply produced and well-illustrated publications, derived from
American comic books, also became a pedagogic model for some teachers in the
Parisian schools of architecture. They supported the conviction that the architect
should not only be a builder but also a citizen, capable of sharing his expert knowledge
and making it accessible to the public.
Jean Aubert who was a member of the group Utopie and a colleague of Jean-Paul
Jungmann during the brief existence (19691971) of the Unit denseignement et
Conclusion
Lightweight construction, self-build, hands-on: all were signs of a resistance to the
model of state control and planning developed in France during the Trente Glorieuses.
From a European perspective, the possibilities of self-organization, learning by doing
and social engagement in the United States provided important lessons.
The language and imagination of the American counterculture played an
important role in the articulation of French protest between 1968 and the election of
the socialist President Franois Mitterrand in 1981. Although the American model
of off-the-grid, self-build houses was implemented by few architects in France, the
ideas were soon adapted to French conditions. In the 1970s, participation by French
architects in the widespread conversion of rural structural into second homes offered
some real experience of self-build and practical craftsmanship, and this back-tothe-land phenomenon opened the path for experiments on solar and wind energy
devices. In 1975 under the title Architecture Douce (Soft Architecture) LArchitecture
dAujourdhui presented a panorama of alternative architecture based on a number of
case studies employing reclaimed materials; there were also articles on the restoration
of rural houses.55 But from the end of the decade the relative fall in oil prices removed
the urgency for bioclimatic research and the last volume of Le Catalogue des ressources,
published in 1983, was a not a sales success.
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Caroline Maniaque-Benton
Notes
1 See S. Magri and C. Topalov, Reconstruire: lhabitat populaire au lendemain de la Premire
Guerre mondiale. Etude comparative France, Grande-Bretagne, Italie, Etats-Unis, in
Archives europennes de sociologie, t. XXIX, no 2, 65, 1988.
2 For example, 73,194 HLM dwellings out of a total of 140 610 in 1953, See S. Magri,
Logement social Encyclopaedia Universalis. www.universalis.fr/encyclopedia/logement-social/
ressource
3 E. Roy, Andrault Michel (1926) et Parat Pierre (1928), Encyclopaedia Universalis. www.
universalis.fr/encyclopedie/andrault. The author considers 1300 dwellings in Saint-OuenLaumne, 1972, built by the architects Andrault and Parat and the 2000 dwellings which
these architects built at Evry between 1972 and 1981.
4 F. Dufaux, A. Fourcaut (ed.), Le monde des grands ensembles. France, Allemagne, Pologne, Russie,
Rpublique tchque, Bulgarie, Algrie, Core du Sud, Iran, Italie, Afrique du sud. Paris: Editions
Craphis, 2004.
5 Y. Delemontey, Le bton assembl. Formes et gure de la prfabrication, 19471952,
Histoire urbaine, 3, no. 20, 2007, pp. 1538.
6 Ibid.
7 See J.-L. Cohen, Scenes of the World to Come: European Architecture and the American Challenge,
18931960, Paris: Flammarion, 1995.
8 J.-L. Violeau, Les architectes et mai 68, Paris: Recherches, 2005, p. 27.
9 P. Schneider, A propos de lexposition, LExpress (December 1975), Pompidou Center
Archive, File 94033/072. For this exhibition, see C. Maniaque-Benton, French Encounters
with the American Counterculture19601980, Burlington: Ashgate, 2011.
10 Libre, Architectural Design (December 1971), 728729. See also Lama Foundation,
Architectural Design (December 1971), 743752.
11 See P. Colboc, Advocacy Planning: chec ou ralit de la dmocratie directe, LArchitecture
daujourdhui, n. 153 (December 1971January 1972), 3437.
12 C. Wright Mills, Letter to the New Left, New Left Review, n. 5 (SeptemberOctober
1960). www.marxists.org/subject/humanism/mills/letter-new-left.htm
13 P. Atkinson, Do It Yourself: Democracy and Design, Journal of Design History, vol. 19,
no.1, 2006.
14 See R. W. Hayes, The Yale Building Project: the First 40 Years, New Haven: Yale University
Press, 2007. A part of the programme at Yale University for example, dealing with hand-on
is described in J. Ockman and R. Williamson (eds), Architecture School: Three Centuries of
Educating Architects in North America, Cambridge, Mass.: MIT Press, 2012.
15 See P. Virilio, Ltat durgence ou lautogestion de lespace(1968), in Increvables anarchistes.
Histoire (s) de lanarchisme, des anarchistes et de leurs foutues ides au l de 150 ans
du Libertaire et du Monde Libertaire, vol .9 1968/1975, Paris: Bruxelles 2001, pp. 3839.
See C. Maniaque-Benton, French Encounters with the American Counterculture 19601980,
Burlington: Ashgate, 2011.
16 S. Brand (ed.), Whole Earth Catalog, Fall 1968. Lloyd Kahn (ed.), Shelter, Bolinas: Shelter
Publications, 1973. Two issues of the Whole Earth Catalog were published annually, as well
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
as a supplement containing letters from readers. The nal edition of the catalogue in its
original form was published under the title, The Last Whole Earth Catalog (1971).
S. Sadler, An Architecture of the Whole, Journal of Architectural Education, vol. 61, no. 4, (May
2008); 108129. See also F. Turner, From Counterculture to Cyberculture: Stewart Brand, the Whole
Earth Network, and the Rise of Digital Utopianism, Chicago: University of Chicago Press, 2006.
Zomes are geometric volumes composed of lozenges arranged in a double spiral. The word
zome was coined in 1968 by Steve Durkee, combining the words dome and zonohedron.
One of the earliest models ended up as a large structure at the Lama Foundation, designed
by American inventor/designer Steve Baer. See Steve Baer, Zome Primer. Albuquerque:
Zomeworks Corporation, 1970.
P. Lajus, Barges. Un chalet prfabriqu, A Vivre, (December 2007), 2643.
P. Lajus, interview with the author, Paris, May 2000.
The rst publication after construction, and the most comprehensive journal coverage on
planning and design at the Sea Ranch, was Ecological Architecture: Planning the Organic
Environment, Progressive Architecture (May 1966): 120137.
G. Maurios. Interview with the author. Paris. 14 January 2002.
G. Maurios. Interview with the author. Paris. 14 January 2002.
G. Maurios, as quoted in M.-Ch. Gangneux, Les espaces de larchitecte, LArchitecture
daujourdhui, no. 182 (November/December 1975), 51.
P. Gac in L. Kahn, trans. P. Gac, Habitats. Constructions traditionnelles et marginales, Paris:
Editions alternative et parallles, 1978, p. 5.
P. Gac in L. Kahn, trans. P. Gac, Habitats, p. 4.
A. and P. Shasmoukine, Construire en bois, Paris: Editions alternative et parallles, 1980, p.7.
Shasmoukine, Construire en bois, pp.7677.
See D. Couchaux, Habitats nomades, Paris: Editions alternative et parallles, 1980.
See G. Aim, P. Aoust and Ph. Bone (eds), Le Catalogue des ressources, Paris: Editions
Alternatives, 1975.
G. Aim, P. Aoust and Ph. Bone (eds), Le Catalogue des ressources, vol. IV, Paris: Editions
Alternatives/Institut rural dinformations, 1983, p. 6.
In addition to designating the practice of building stone walls with mortar, limousinage (or
limousinerie) also denotes by extension the art of wall construction no matter what the
material or technique.
Y. Friedman, Habitats, Le Catalogue des ressources, vol. IV, p. 183.
Friedman, Habitats, Le Catalogue des ressources, vol. IV, p. 183.
Friedman, Habitats, Le Catalogue des ressources, vol. IV, p. 183.
See J. Unal, Pratique du voile de bton en autoconstruction, Paris: Editions Alternatives, 1981.
On page 196, Unals house in Ardche realized by C. Hasermann-Costy is described
in an article entitled, Un uf la coque ou une maison baromtre?
Le Catalogue des ressources, vol. IV, p. 194.
Among the practicing architects listed in the catalogue were P. Hasermann, C.
Hasermann-Costy, J.-L.Chanac, Antti Lovag, W. Kalouguine, V. Mauzit, P. Mousset,
T.Valfort and B. Lebe.
Le Catalogue des ressources, vol. IV, p. 215.
J. Soum and LAssociation plantaire des technologues doux, Vibrations solaires, Paris:
Technologues doux, 1979.
J. Soum, Dme ou zme?, Le catalogue des ressources, vol. IV, Paris: Editions Alternatives/
Institut rural dinformations, 1983, p. 216.
J. Soum, Interview with the author. Toulouse, 19 June 2001.
Ibid.
Quelques conseils pour construire son tipi, Le Catalogue des ressources, vol. IV, Paris:
Editions Alternatives/Institut rural dinformations, 1983, p. 226. The article mentions that
R. and G. Laubins book, The Indian Tipi. Its History, Construction and Use (New York, 1975)
is available at Brentanos bookshop on 37, avenue de lOpra in Paris.
La Gueule ouverte 1 (November 1972).
P. Fournier, ditorial, La Gueule ouverte 1 (November 1972), 1.
E. Laurentin, La gueule ouverte (19721980), le journal qui annonait la n du monde, La
fabrique de lhistoire, France Culture, radio broadcast, 20 July 2006.
215
216
Caroline Maniaque-Benton
PART III
Figure 11.0 ATBAT presentation on so-called conomie Technique in urban projects, 1952 (cole
Nationale dArchitecture Rabat, Morocco).
11
FROM KNOXVILLE TO BIDONVILLE:
ATBAT AND THE ARCHITECTURE OF
THE FRENCH WELFARE STATE
Tom Avermaete
220
Tom Avermaete
Figure 11.1 ATBAT architects Shadrach Woods, Victor Bodiansky and Georges Candilis on the roof of the
Unit dhabitation in Marseille, under construction, around 1950 (Woods Archives, Columbia University).
innovative design teams was the best way to provide an innovative blueprint for the
reconstruction of the country.
Figure 11.2 The arrival in New York of the French Mission dArchitecture et dUrbanisme to the United
States from September 1945 to April 1946. Participants included Le Corbusier, Eugne Claudius-Petit,
Andr Sive, Michel Ecochard and Vladimir Bodiansky (Ecochard Archive, IFA Paris).
221
222
Tom Avermaete
would respond to the various and often conicting requirements in the different
elds that the specialists represented.
Another aspect that attracted the attention of the French visitors was the broad
reach of the TVA projects, often dealing simultaneously with issues of infrastructure,
urban planning, structure and architecture.10 Many of the projects combined the
development of infrastructure (dams, canals, roads) with the planning of new
housing neighborhoods and single buildings. The interdisciplinary approach of the
TVA projects, as well as its focus on different domains and scale levels of the built
environment, resulted in a comprehensive approach to the planning of the territory
that strongly appealed to Bodiansky and Le Corbusier.11
The TVA and its comprehensive approach became the model for the organizational structure and approach of ATBAT. In 1946, on his return from the Mission
dArchitecture et dUrbanisme, Vladimir Bodiansky took the leadership of ATBAT and
started to develop the organization.12 ATBAT was conceived as a research centre in
which architects, engineers and other technicians worked jointly on design projects.
Echoing the TVAs design committee it was based on collaborative project teams of
engineers, architects and quantity surveyors that could offer immediate feedback on
the implications of design decisions in their respective elds, as well as on different
stages of the realization process. ATBAT soon became known as the rst centre of
interdisciplinary studies, architectural and technical, in France. In periodicals such as
Figure 11.3 Two members of a TVA design committee visit the construction site of the Fontana Dam,
1944 (Walter Creese, TVAs Public Planning: The Vision, the Reality, Knoxville: The University
of Tennessee Press, 1990).
Figure 11.4 Axonometric of a Two-Cell house by Tennessee Valley Authority House, 1942 (Walter
Creese, TVAs Public Planning).
Figure 11.5 Two-Cell houses at Fontana Dam Village by Tennessee Valley Authority (Walter Creese,
TVAs Public Planning).
223
224
Tom Avermaete
Figure 11.6 ATBAT developed the Unit dhabitation in Marseille as a reinforced concrete platform supported by
stout pilotis often referred to as raised soil and containing the main technical systems of the building (Candilis
Archive, IFA Paris).
design the basic allotment for the Cit-jardin Verticale (Figure 11.1). The ATBAT team
proposed to give this vertical allotment the form of a reinforced concrete platform
supported by stout pilotis often referred to as raised soil and containing the main
technical systems of the building (Figure 11.6). On top of this a reinforced concrete
frame was positioned. This frame not only functioned as a scaffolding for the entire
top part of the building, but also as a gigantic bottlerack that could accommodate
the bottles that formed the 337 apartments.
It is typical for the ATBAT approach that the design of the Unit was conceived not
so much as simply a building, but rather as a large infrastructure that engaged simultaneously with economic, technical and constructional requirements, and offered a
particular view of the functioning of the dwelling environment. Indeed, in the Unit in
Marseille the basic structure of raised soil and concrete frame suggests an idea about
dwelling as something that is permanently constructed and re-constructed throughout
time. The Unit is the expression of an infrastructure that supports a laboratory of
dwelling (laboratoire de lhabiter).15 As with the TVA projects, the Unit dhabitation
was the outcome of a close collaboration between engineers, architects and technicians
resulting in a project that mediated between a territorial and an architectural scale.
225
226
Tom Avermaete
However, it was not only the freedom of Africa that attracted the attention of the
ATBAT architects, but also the grave urban problems. In a report for the United
Nations, Michel Ecochard, leader of the Service de lUrbanisme (Urbanism Service)
of the French protectorate of Morocco between 1947 and 1952, claimed that some
North African cities could be considered as the forerunner of an urban condition that
was emerging all over the world, marked by:
A mass of individuals that the industrialization of cities, or the articial creation
of a new capital, has caused to collect in the suburbs. This phenomenon exists in
many countries around the world, with very different populations: the shanty
towns of North Africa, the slums of major American cities, the compounds of
South Africa and the slums of our major European cities.18
As Alfred Wells noted, this problem was assuming massive proportions in North
African cities such as Casablanca, where bidonvilles [shanty towns] were gathering
about 300,000 inhabitants.19 It comes as no surprise that the ATBAT architects and
Michel Ecochard pronounced that habitat for the greatest number (lhabitat du plus
grand nombre) is the capital problem.20 Finding architectural and urban models to house
large numbers of people in acceptable spatial and hygienic conditions within a limited
nancial framework became the prime question for the ATBAT-Afrique collaborators
in the early 1950s.
It is against this background that the ATBAT architects would further develop the
comprehensive approach to the architecture of the territory, by widening it with an
anthropological dimension. For this, they could rely on the expertise that the Service
Figure 11.7 GAMMA (Groupe dArchitectes Modernes Marocains), Habitat for the Greatest Number Grid,
CIAM 9, 1953. Esprit panels depict the bidonville as an urban environment that stands out because of
the symbolic power of private decoration and collective life (cole Nationale dArchitecture Rabat, Morocco).
de lUrbanisme had developed earlier.21 In 1947 the Service de lUrbanisme had set up a
research programme in which a mobile unit (atelier ambulant) travelled through rural
areas to investigate dwelling culture in an ethnological fashion.22 Detailed knowledge
of rural dwelling practices and conditions was registered in texts, charts and drawings.
This elaborate method of anthropological analysis was redirected by the ATBAT
architects towards the urban environment of the bidonville. While contemporary
periodicals such as LArchitecture dAujourdhui discussed the bidonvilles of North Africa
as the present danger, Candilis and Woods believed that a detailed analysis of the
shanty towns of Casablanca provided the basis for a new approach to urban and architectural models.23 Over a short period (19491954) ATBAT undertook an impressive,
if fairly general, reading of the forms, practices and meanings of the bidonvilles, using
drawings, photography and interviews.
In 1953, the result of this analysis was presented as the so-called GAMMA Grid
at one of the gatherings of the modern movement in architecture: the 9th meeting
of Congrs Internationaux dArchitecture Moderne (CIAM) in the French city of
Aix-en-Provence (Figure 11.7). The ATBAT architects emphasized in this grid that
the built environment of the bidonville represented a radical departure from traditional
dwelling conditions. Simultaneously, however, they underlined the persistence of
traditional dwelling practices within the modern urban environment of the bidonville.
This contemporaneous presence of traditional and modern elements led the ATBAT
architects to believe that the dwelling and building practices of the bidonvilles could
deal with the tensions between tradition and modernity. This perspective, in which
the built environment is viewed as both result and frame of dwelling practices which
have a mediating capacity would inform ATBATs comprehensive approach of the
territory.
227
228
Tom Avermaete
Figure 11.8 Scheme of Habitat by ATBAT architects (Lhabitat du plus grand nombre, LArchitecture
dAujordhui, 1953).
inscription in geographical space and land; for the latter it represented mankinds
connection with civilization. Hence, already in the Moroccan architectural debate of
the mid-1930s the concept of habitat was meant to indicate that newly constructed
dwelling environments were adjusted to t geographically and culturally dened
dwelling practices. The distinction was made between the population of European
origin requiring a European-style habitat and the Arab population that was accustomed to a habitat of special layout and construction.32 After 1945, with the changed
political climate in North Africa, this idea of a culturally adapted habitat (habitat
adapt) became central to government policy.
ATBAT conformed to this culturally dened notion of the dwelling and as such
took a critical distance from earlier modernist notions such as dwelling unit or cell
with a clear universalist undertone. In the article Lhabitat du plus grand nombre
(Habitat for the greatest number), written by Candilis, Woods, Bodiansky and others
and published in 1953 as a supplement to LArchitecture dAujourdhui, a grid was used
to illustrate the property of habitat to mediate between material and spiritual needs,
between the articial and the natural and between the social and the technical
(Figure 11.8).33 In the view of ATBAT this reconciliation was not a static given, but
rather was something that was constantly achieved, challenged and re-established.
Hence, the form of habitat is not stable, but is in constant development:
Today, forms and types of habitat and of housing reect the past of a lost society.
Only very timidly, new conceptions of method and responsibility reveal open
and unexpected forms of habitat for the society for the greatest number.34
The concept of habitat implied the search for a dwelling environment that was neither
completely modern nor completely traditional, but incorporates the tension between
both. Creating the urban and architectural conditions in which these ambivalent
characteristics could ourish became the main aim of the ATBATs comprehensive
approach, as one of the panels presented by the CIAM Morocco group at CIAM 9
(Aix-en-Provence, 1953) showed. The panel juxtaposed the traditional court-houses
of the medina of Fes with the dwelling typologies of the bidonville and the newly
constructed ATBAT dwellings at the Carrires-Centrales. Through this collage, the
group attempted to express how dwelling culture could mediate between traditional
ways of dwelling and modern ones. As Ecochard wrote, a habitat approach to the built
environment takes the progressive transformation of ways of living (la transformation
progressive du mode de vie) into full account.35
The ATBAT conception of the built environment as infrastructure, already found
in the design for the Unit dhabitation, seemed to comply well with an understanding
of the built environment as both frame and result of dwelling practices. Indeed, in the
projects of ATBAT-Afrique the role of the urban designer would be dened as the
provider of an infrastructure that would subsequently offer a basis for the unfolding
of dwelling practices. This perspective applied to both the larger urban environment
and the small scale of the single dwelling cell. In the ATBAT projects for the Carrires
Centrales in Casablanca (19491952) and the Terrade in Oran (Algeria) (19511952)
this conception of architecture as infrastructure would be applied both on the level of
the single dwelling cell and on the level of the collective areas and the city.36
229
230
Tom Avermaete
Figure 11.9 ATBAT presentation on newly developed housing projects in Morocco, 1953 (cole
Nationale dArchitecture Rabat, Morocco).
231
232
Tom Avermaete
become a leading principle for a whole series of young design offices working on
these new urban neighborhoods. Some of the ville nouvelles were explicitly developed
for North African immigrants that were living in the bidonvilles around large French
cities, after their emigration from North Africa. However, although these new housing
developments were often planned to replace the bidonvilles and were often built with a
labour force drawn from the shanty towns the inhabitants of the new housing estates
belonged mainly to the French lower-middle classes.45 It is only when the villes nouvelles
began to experience the exodus of their wealthier residents that the North African
inhabitants of the bidonvilles moved in, confronting directly the urban and architectural
concepts that had been originally developed in their North African home countries.
Shared stories
The history of the Atelier des Btisseurs reveals the multilateral, multidirectional and
multidisciplinary character of the architecture of the French welfare state.46 The work
of ATBAT in the 1950s shows how welfare state architecture in France emerged as
the result of a complex set of vectors that connected in concrete and unexpected ways
experiences in Europe, North Africa and North America. The encounters with these
different experiences occured under very different conditions. The architects meeting
with the TVA took place with the architects as invited visitors who were being
informed about American expertise in regional reconstruction and modernization. In
the context of Morocco and Algeria the encounter took the form of a conjuncture
with anthropological perspectives and instruments that had been developed by other
sciences within the French colonial regime. In the design method of ATBAT these
various encounters were brought together: the technical and infrastructural concerns
found in the work of the TVA were combined with the anthropological methods
encountered in a colonial situation, leading to a particular design approach. In the
work of ATBAT engineering viewpoints were combined with anthropological
perspectives on the territory, resulting in a specic urban and architectural approach
in which the notion of infrastructure plays a key role.
The story of ATBAT also reminds us that migration between western and
non-western contexts in the elds of urbanism and architecture is not necessarily a
matter of forms and images. What migrated in the case of ATBAT was a particular
approach to the design process and to the elaboration of projects that involved
different scale levels of the built environment. As such the case study of the Atelier
des Btisseurs offers a counterweight to those accounts in which migration is largely
discussed in terms of images, forms and composition.47 It demonstrates that as well
as this rst level of visual migration, there are many other levels of urban and architectural exchange between western and non-western contexts, including approaches,
methods, procedures and instruments.
The work of ATBAT illustrates how the migration of urban approaches was not
predominantly a function of geopolitical relations between France and its colonies,
but rather of similar territorial challenges resulting from such different conditions
as economic depression (Tennesee Valley), colonialism (North Africa) and postcolonialism (France). Against this background, the story of ATBAT invites us to
start imagining an historiography that problematizes categories such as western and
non-western, African and European, and instead offers a set of shared stories on
welfare state architecture.
Notes
1 J. S. Ambler, The French Welfare State: Surviving Social and Ideological Change, New York: New
York University Press, 1991.
2 ASCORAL was started by Le Corbusier in 1943 and had as its members, amongst others,
R. Aujame, G. Hanning, H. de Looze and M. Lods. For the story of ASCORAL see P.
Noviant LASCORAL in Le Corbusier: Une encyclopdie, Paris: CNAM, 1987 5051. For
the cooperation between Le Corbusier and Claudius-Petit see B. Pouvreau, La politique
damnagement du territoire dEugne Claudius-Petit, Revue du XXe sicle, no. 79
(2003/3), 4352.
3 Originally faire agir cte cte les acteurs des taches modernes, les constructeurs des
temps nouveaux. This programme was already set out in Le Corbusier, Sur Les Quatres
Routes, Paris: Gallimard, l94l. See also P. Saddy Bodiansky Vladimir: LATBAT, in Le
Corbusier: Une encyclopdie, 7677.
4 R. Baudou, Raoul Dautry 18801951. Le technocrate de la Rpublique, Paris: Balland, 1992.
5 A. Wogensky, The Unit dhabitation in Marseille in Le Corbusier, A. Brooks ed.,
Princeton: Princeton Architectural Press, 1987, 117.
6 For an introduction to these earlier ventures see, for example, P. Rabinow, French Modern:
The Norms and Forms of the Social Environment, Chicago: University of Chicago Press, 1995.
7 For an introduction to the Tennessee Valley Authority see W. Creese, TVAs Public Planning:
The Vision, the Reality, Knoxville: The University of Tennessee Press, 1990.
8 Nous partons vers Knoxville en train, dans un wagon sale de western. Nous voulons
connatre le Prsident [David E. Lilienthal], apprcier lhomme avant de parcourir
limmensit des espaces amnags, les euves domestiqus par des barrages impressionnants,
puissants et voir les terres rodes reconstitues, les levages recrs, les forts replantes.
Magistrale leon damnagement du territoire!. Le Corbusier, op cit. Pouvreau, La
politique damnagement du territoire dEugne Claudius-Petit, 47.
9 References to the enthusiast reactions to the mission can be found in Le Corbusier, The
Modulor: A Harmonious Measure to the Human Scale, Universally Applicable to Architecture and
Mechanics, Basel & Boston: Birkhuser (1954 and 1958), 2004, 9.
10 Creese, TVAs Public Planning, 72.
11 Creese, Chapter 5: Landscapes and Villages of Ephemeral Display in TVAs Public Planning.
12 He is joined by Andre Wogensky and Marcel Py that represented the office of Le Corbusier,
as well as by Lefebvre who was the main administrator.
13 Les Architectes-Conseils et les Techniciens de lATBAT tudient, ralisent et conduisent
tous travaux darchitecture et durbanisme, suivant les techniques les plus modernes. Op
cit. Bodiansky Vladimir: LATBAT in Le Corbusier: Une encyclopdie, 77.
14 For an introduction to this notion see Le Corbusier, F. de Pierrefeu, La maison des hommes,
Paris: Plon, 1942.
15 Le Corbusier, Latelier de la recherche patiente, Paris: Vincent & Freal, 1960, 160161.
16 J.-L. Cohen, The Moroccan Group and the theme of Habitat, Rassegna, special issue The
Last CIAMs, December 1992, 5867.
17 A. Smithson, Team 10 Meetings, New York: Rizzoli, 1992, 12.
18 Une masse dindividus que lindustrialisation des grandes villes, ou la cration factice
dune nouvelle capitale, est venue agglomrer dans les faubourgs. Ce phnomne existe en
un grand nombre de pays a travers le monde, donc avec des populations trs diverses
les bidonvilles dAfrique du Nord, les slums des grandes villes amricains, les compounds
dAfrique du Sud et les taudis de nos grandes villes europennes. M. Ecochard, Habitation
pour le plus grand nombre. Position du problme par rapport lHabitat normal,
Report United Nationsm, Conseil Economique et Social, Commission Economique pour
lEurope, Sous-comit de lHabitat, 2, in CIAM, gta/ETH, 1952 (42-JT12373/405).
19 A. Wells, Low-Cost Housing in Casablanca, Architectural Association Quarterly, vol. 1, no.
4, October 1969, 144153.
233
234
Tom Avermaete
20 Ecochard, Habitation pour le plus grand nombre 36. In Team 10 lhabitat du plus grand
nombre was generally rendered as housing of the greater number but for the ATBAT
architects it was such a key term that a more literal translation of the French original has
been adopted here.
21 Within the urban services of Morocco there was a major tradition in this type of research.
In the rst decades of the twentieth century, chief architect-urbanist Henri Prost based his
projects on meticulous studies of domestic and urban Moroccan culture carried out by his
collaborator Albert Laprade. See D. Pinson, Maroc: un habitat occidentalis subverti par
la tradition, Monde Arabe Maghreb-Machrek, no. 143 (1994), 190203.
22 For an introduction to this approach of rural areas see E. Mauret, Problmes de lquipment
rural dans lamnagement du territoire, LArchitecture dAujourdhui, no. 60, June 1955,
4245.
23 X, Le danger prsent. Bidonville Casablanca LArchitecture dAujourdhui, no. 46
(FebruaryMarch 1953), 9799.
24 Lhabitat du plus grand nombre notion sans chelle, implique une manire originale de
penser. Les chiffres sont remplaces par des faits. G. Candilis, Habitat, Encyclopaedia
Universalis, Paris, 1969, 193.
25 Compte-rendu de la sance plnire de la Ire commission, 27 juillet, Bergamo 105 A, in
CIAM 7 Documents, Bergamo: 1949.
26 E. Mumford, The CIAM Discourse on Urbanism, 19281960, Cambridge: MIT Press, 2000,
192.
27 Ecochard and Candilis delivered important contributions to the discussion and Bodiansky
was the chairman of one of the commissions for the denition of habitat. See Rsums
des runions du congres de travail des CIAM Sigtuna le 2530 Juin 1952, in CIAM, gta/
ETH, (42-AR-X4), 16, and Mumford, The CIAM Discourse on Urbanism, 215225.
28 Lhabitation a dj t discut plusieurs congrs prcdents: Francfort, Bruxelles, Paris,
etc. Il sagit aujourdhui de quelque chose danalogue. LHABITAT est une conception
nouvelle extrmement importante. Il est possible que les CIAM tablissent cette conception
nouvelle, Rsums des runions du congres de travail des CIAM Sigtuna le 2530 Juin
1952, in CIAM, gta/ETH, (42-AR-X4), 3.
29 Voici lhabitat sans dictionnaires et sans spcialistes. Ibid.
30 In a letter to Giedion written in early 1952, ATBAT-Afrique indicates that the Moroccan
group will present important work sur le contenu de la Charte de lhabitat in the summer
of 1952 (Sigtuna). See ATBAT-Afrique letter to Sigfried Giedion, in: CIAM, gta/ETH,
(42-SG3740). After the Sigtuna meeting, within the CIAM sub-committee of Habitat,
there was a general consensus that the matter of habitat was of worldwide relevance and
that consequently the theme should be investigated outside of Europe. A groupe de travail
was installed that would have its rst meeting in Morocco (OctoberNovember 1953). See
letter from Victor Bodiansky to Jacqueline Tyrwhitt, dated 12/09/1952, in CIAM, gta/
ETH, (42-ST12420).
31 Monique Eleb points out that the magistrate A.H. Sabatir, head of the administration, was
the actual person to introduce the concept of habitat into the Moroccan discourse. M. Eleb,
An Alternative to Functionalist Universalism. Ecochard, Candilis, and ATBAT-Afrique,
in Anxious Modernisms: Experimentation in Postwar Architectural Culture, S. W. Goldhagen ed.,
Cambridge, Mass: MIT Press, 2000, 5574.
32 A.H. Sabatier, Les habitations bon march au Maroc Urbanisme, no. 46, JulyAugust
1936, 292293.
33 G. Candilis, S. Woods, V. Bodiansky et al., Lhabitat du plus grand nombre, supplement to
LArchitecture dAujourdhui, no. 60, 1953.
34 Aujourdhui encore, les formes et les types de lhabitat et de lhabitation retent le pass
dune socite disparue; et, trs timidement, de nouvelles conceptions de mthode et de
responsabilit font apparatre des structures ouvertes et inattendues de lhabitat pour la
socit du plus grand nombre, G. Candilis, Habitat, 194.
35 Ecochard, Habitation pour le plus grand nombre, 3640.
36 For a more elaborate discussion of both projects see T. Avermaete, Another Modern: The
Postwar Architecture and Urbanism of Candilis-Josic-Woods, Rotterdam: Nai Publishers, 2005.
37 J.F. Gravier, Paris et le dsert franais, Paris: Le Portulan, 1947.
38 See for instance J.-C. Fredenucci, Lentregent colonial des ingnieurs des Ponts et Chausses
dans lurbanisme des annes 19501970, Vingtime Sicle, no. 79, JulySeptember 2003, 7991.
39 During the Trente Glorieuses (19451974), the countrys reconstruction and steady economic
growth led to labour immigration, when many employers found manpower in the south of
Europe and the Maghreb. This contributed substantially to the population growth of 1 per
cent per year, which France enjoyed in the 1950s and 1960s.
40 For this new development, see, for example, J.-F. Boudet, La Caisse des dpts et consignations,
Paris: Harmattan, 2006; L. Murard and F. Fourquet, La Naissance des villes nouvelles. Anatomie
dune dcision 19611969, Paris: Presses de lcole nationale des ponts et chausses, 2004;
B. Hirsch, LInvention dune ville nouvelle, Cergy-Pontoise, 19651975, Paris: Presses de
lcole nationale des ponts et chausses, 2000; and M. Debr, P. Delouvrier and B. Hirsch,
LAmnagement de la rgion parisienne (19611969). Le tmoignage de Paul Delouvrier, Paris:
Presses de lcole nationale des ponts et chausses, 2003.
41 Murard and Fourquet, La Naissance des villes nouvelles.
42 For more information on this recruitement, see, for example, S. B. Pritchard, Reconstructing
the Rhone: The Cultural Politics of Nature and Nation in Contemporary France,
19451997, French Historical Studies, no. 27, 2004, 765799; as well as M. F. Souchon, La
Compagnie nationale damnagement de la rgion du Bas-Rhne-Languedoc, Paris: ditions Cujas,
1968; and J.-J. Perennes, LEau et les hommes au Maghreb, contribution une politique de leau
en Mditerrane, Paris: Karthala dition, 1993.
43 G. Candilis, Une opration Million dans la rgion Parisienne, Travaux, no. 318, 1961,
176187. Here it has to be noted that Candilis and Woods worked for the Opration
Million competition under the name of their own office, Candilis-Josic-Woods.
44 J. Joedicke, Candilis, Josic, Woods: A Decade of Architecture and Urban Design, Stuttgart:
Krmer, 1978.
45 A. Fourcaut, Le Monde des grands ensembles, Paris: Craphis, 2004.
46 For the British case Murray Fraser offers an interesting view on this multilateral character,
see: M. Fraser and J. Kerr, Architecture and the Special Relationship: The American Inuence on
British Architecture Since 1945, London: Routledge, 2007.
47 This is for instance the case in U. Kultermann, New Architecture in Africa, New York:
Universe Books, 1963.
235
Figure 12.0 Lesley Martin and Patrick Hodgkinson, The Brunswick, London, completed 1974, part of east facade
to Brunswick Square, photographed by Martin Charles (Martin Charles/RIBA Library Photographs Collection).
12
HIGH DENSITY WITHOUT HIGH RISE:
HOUSING EXPERIMENTS OF THE 1950s
BY PATRICK HODGKINSON
Mark Swenarton
In the 30 years following the end of the Second World War, of the nine million new
dwellings built in Great Britain the state, in the form of local authorities, was responsible for constructing just over half.1 In terms of their architectural character, for the
rst half of the period the dominant model was mixed development, in which high
blocks containing ats were combined with low-rise (usually four-storey) buildings
containing maisonettes (two-storey units). But in the 1960s mixed development came
in for increasing criticism and gave way to a new format, high-density low-rise, as
most famously developed by Neave Brown and others at the London Borough of
Camden after 1965, which provided similar densities without building high.2
Figure 12.1 Exemplar of mixed development: London County Council, Loughborough estate, Brixton,
19521956, photo showing 11-storey slab blocks and low-rise maisonettes (Architectural Press Archive/
RIBA Library Photographs Collection).
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Mark Swenarton
It is generally considered that the rst moves towards this new approach were
seen with two housing schemes from 1961: John Darbournes winning design in
the Lillington Street housing competition for Westminster council, unveiled in July
1961, and the Lesley Martin-Patrick Hodgkinson design for the redevelopment of the
Foundling estate in Bloomsbury, later known successively as the Brunswick Centre
and the Brunswick, which was submitted for planning approval in August 1961
(Figures 12.0 and 12.2).3 While medium rather than low-rise, both these designs
broke with the high-rise Corbusian model, replacing high slabs or towers set in space
with brick buildings set around a court or courts.
What then are we to make of two housing schemes that provided high density
without high-rise a decade before the breakthrough schemes of the 1960s? Both
were designed by the principal architect of the Brunswick, Patrick Hodgkinson
(born 1930): the rst while still a student at the Architectural Association in 1953
and the second, derived from his student project, in 19571958 while working in
the office of Leslie Martin. This latter project was published in Architectural Design in
full in 1959 but the student project remained unpublished for nearly 20 years.4 The
projects have been noted in the studies of the Brunswick by Melhuish and Swenarton
respectively but otherwise have been entirely overlooked by architectural historians.5
Taken together, they pose an intriguing question: should we locate the move towards
high-density low-rise in the early 1950s rather than early 1960s and, if so, what does
this tell us about the development of architectural thinking about housing in Britain
in the post-war period?6
When we look at the Hodgkinson designs, a further question arises, namely, of
the relationship between the indigenous (i.e. the British or English tradition) and
the imported (modernist ideas and forms derived from overseas and especially from
Le Corbusier). As we will see, Hodgkinson was attached to both. His two designs
therefore also shed light on the debate over national identity in architecture over the
Englishness of English architecture as William Whyte, following Nikolaus Pevsner,
called it that was taking place in the post-war period.7
From the outset one point about sources should be noted. Although Patrick
Hodgkinson became a prolic writer about his own work, all his signicant
pronouncements were retrospective; his rst signicant text (on the Brunswick) was
not published until 1968.8 In reading his accounts therefore we have to be careful
about the possibility of post-rationalisation and the fact that he was writing in a
changed context for a different audience. Moreover, in his memoirs Hodgkinson
could be cavalier about dates, and even sometimes about facts, so care needs to be
taken in this regard also.
Figure 12.2 Leslie Martin and Patrick Hodgkinson, Brunswick, rst scheme (revised), September 1962, sectional perspective (Patrick Hodgkinson Archive).
240
Mark Swenarton
design, who provided a unique link between the arts and crafts movement and
design for industry and other government initiatives of the post-war period.10 From
his beginnings making furniture by hand in Chipping Camden (the Cotswold home
of C. R. Ashbees Guild of Handicraft), Russell went on to become a celebrated
furniture designer and manufacturer and a powerful public gure: appointed as
director of the Council of Industrial Design (later renamed the Design Council) in
1947, playing a prominent role in the Festival of Britain in the three years leading up
to 1951, and being knighted in 1955.11
Through the family connection with Russell, Hodgkinson was thus linked to
the English arts and crafts lineage descended from William Morris and Philip Webb
through the Cotswold school.12 Moreover, the choices that he made show that by
no means did he reject this heritage. While still at school, Hodgkinson was making
measured drawings of vernacular buildings and he worked for a time as assistant to
the picturesque landscape artist, Sir Arnesby Brown (18661955).13 His initiation
into the architectural world came through the Russell circle. Before starting at the
Architectural Association school in London in 1950, he spent a year working for the
architects Ward & Austin and, according to Melhuish, he continued to work there
part-time while studying at the AA to pay his way.14 Neville Ward (19221989) was
one of Russells favoured designers, working with him at the Council of Industrial
Design, contributing to the South Bank exhibition of the Festival of Britain in 1951
and going on to design the famous steel and glass faade of the Design Centre in the
Haymarket for Russell in 1956.15
The Festival of Britain was a key event for British architecture at this time.
Announced in the House of Commons in December 1947 by Herbert Morrison,
the Festival of Britain was conceived as a national display illustrating the British
contribution to civilisation, past, present and future and as a celebration of what the
Archbishop of Canterbury termed all that is best in our national life.16 In line with
this one of the buildings on the South Bank, the Lion and Unicorn pavilion, was
dedicated to the British character. The architects of the pavilion were R. D. Russell,
the brother of Gordon, and Robert Goodden, whose office was in the same building
as Ward & Austin. As Russell and Goodden recalled, the idea was that the pavilion:
would house an exposition of what came most often to be described as the
British character The Lion would stand for the more dependable traits in the
national character, the Unicorn for the more volatile.17
The Festival of Britain divided architectural opinion. To the advanced London
circle based around James Stirling and Reyner Banham, the Festival of Britain
was the symbol of what was wrong with British architecture a watered-down,
un-rigorous, prettied, whimsical and parochial modernism.18 Hodgkinson took the
opposite view. Melhuish tells us that Hodgkinson loved the Festival.19 As we will see,
the idea of Britishness that it celebrated was to play a formative role in his thinking.
The class that Hodgkinson entered at the AA in 1950 was a glittering one, with
classmates who included Neave Brown, Kenneth Frampton, Adrian Gale, David Gray
and John Miller the group that later came to be seen as the golden generation of the
post-war AA.20 According to his peers, even in this distinguished line-up Hodgkinson
was conspicuous: for Frampton he was the most talented and for Miller he stood out
as a star.21 But while like the rest of his cohort Hodgkinson idolized Le Corbusier
(Corbu was my hero early on), and Paris was his favourite city, as we have seen he
also had allegiances elsewhere.22
In Hodgkinsons account (1987) the origins of his 1953 housing project were as
follows. At the end of his rst year, in the summer of 1951, inspired by Le Corbusier,
he hitchhiked to Marseille to see the Unit dhabitation. While he was there he
found it inspirational but thinking it over on the way back decided that it was only
half-right:
as I hitched my way home on a goods train, it occurred to me that while the
message of the Unit was brilliantly clear-headed in the units themselves, the
way in which they were stacked and formed into a, somehow impenetrable, slab
was unacceptable for towns and society.23
Slightly later (1991) in an unpublished text on Le Corbusier he amplied the point.
Homeward-bound in an SNCF cattle-wagon I had jumped (force majeure), I
began to awake to the Medusa in Corbu; that he was throwing away with
the worst of the past its best; that to redesign the world on an envelope could
only be done through rationalisation by some authoritarian means close to that
which had just been vanquished.24
The opportunity to put this perception into effect arose in his fourth year (1953
1954) when as the autumn term assignment, in accordance with the structure of the
AA programme, his class was given a housing project to design.25 The site in Brixton,
south London, was that of the London County Councils Loughborough estate, then
in course of construction to a design by the LCC team led by Colin Lucas (of Connell
Ward & Lucas fame) with team members Alan Colquhoun, Colin St John Wilson and
Peter Carter. The LCCs design followed the mixed development pattern established
at the earlier Alton West and Bentham Road schemes, combining low-rise maisonettes with 11-storey slabs (Figure 12.1).26
To Hodgkinson these watered-down Units27 represented the worst sort of
unthinking cultural import. Hence when it came to the AA housing project, as
Neave Brown recalled, while everyone [else in the year] did slab blocks Patrick
did a linear scheme.28 Interlocking units disposed around a central access corridor
were contained within linear blocks ve storeys high, raised on pilotis and arranged
orthogonally around large open courtyards (Figures 12.3 and 12.4).
In overall section the blocks comprised three distinct parts: a rooftop level of one/
two storeys, with a roof garden protecting a covered route giving access to one- and
two-person dwellings (penthouses); the main portion (3.5 storeys), with crossover
units accessed from the corridor on the middle level, and at ground level, articulated
by the pilotis, covered car parking (Figure 12.5). Derived from Le Corbusier, this
threefold sectional parti, with its romantic suggestion of the roof level as a place of
liberation from the mundane world below, had also shaped Hodgkinsons third year
project for a seamens mission.29
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Mark Swenarton
Figure 12.3 Patrick Hodgkinson, student design for Loughborough estate, Brixton, 1953, axonometric (Patrick
Hodgkinson Archive).
Figure 12.4 Patrick Hodgkinson, student design for Loughborough estate, Brixton, 1953, site plan at roof level
(Patrick Hodgkinson Archive).
Figure 12.5 Patrick Hodgkinson, student design for Loughborough estate, Brixton, 1953, detailed section; tone added
by author (Patrick Hodgkinson Archive).
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Mark Swenarton
In terms of the main accommodation levels, Hodgkinson later said that he had
taken the Unit 3-oor pack and developed it to suit our climate and habits in a
way that produced the social mix of any traditional street.30 As in the Unit, the
crossover format allowed a central corridor or internal street to give access to
dwellings both above and below, i.e. one corridor per three oors. Hodgkinsons
dwellings were narrow (12 foot/3.7 metre) but double-aspect, with a tall living room
opening on to a balcony. But whereas Le Corbusiers section was a straight two-forone, with the living room double the height of the other rooms, Hodgkinsons was
more complex. The living-room/kitchen was 1.5 storeys high and it combined
with the two lower (bedroom) oors of the paired unit to create the 3.5 storey stack
(Figure 12.5).
The 1.5 storey space housed the living room/kitchen, with a smaller sitting room
(parlour) beyond accessed by a short ight of stairs and leading to the main bedroom
beyond (Figure 12.6). The tall space formed the crux in plan as well as section, with
the childrens bedrooms (which could vary in number between one and three) leading
into it from below (in the upper dwellings) or above (in the lower dwellings) (Figure
12.7). Unlike Le Corbusiers design, the change in level therefore operated not just in
cross-section but in long section also, with the alternating pattern of tall living-room
and lower bedroom storeys clearly legible in the elevation (Figure 12.8).
For Hodgkinson, the 1.5-storey living room was central to the design. Against the
LCC (Brixton) concept, where family life had to be sustained in a laboratory kitchen
not large enough for a decent table31, in Hodgkinsons design the activities of daily
life would take place in the main room, with a smaller (and lower) parlour reserved for
relaxation and Sunday best. This he said corresponded with the way that working
people lived in rural areas:
Similar arrangements could apply in towns because the people were the same.
Family life had always been sustained in the kitchen, the largest room, in front of
a range [i.e. coal-burning stove], with a small front parlour reserved for in-laws,
come Sunday.32
If this rooted the design in the common sense observations of the countryman, a more
learned justication was also offered. The concept of a central hall with lower rooms
opening off it also corresponded, he said, to the English tradition of house-making,
where from the thirteenth to the seventeenth centuries the double-height hall formed
the heart of the yeomans house as much as of the baronial hall.33
The internal planning of the units was notable not just for its sophistication, which
for a student project was remarkable, but also for its complexity, which in its adoption
of a stacked arrangement in longitudinal as well as cross-section exceeded that of
the Corbusian exemplar on which it was purportedly based. The idea of giving the
urban at something of the spatial richness of a mansion, with high-ceilinged living
halls connected to bedroom or service oors with lower ceiling heights, has a long
history in English architecture, with Norman Shaws Albert Hall Mansions (designed
in 1876) regarded as the paragon.34 A similar sectional idea, albeit with very different
associations, was explored in modernist projects of the 1920s, notably the Stroikom
F-type living unit of the late 1920s, as used at Moisei Ginzburgs Narkomn ats
Figure 12.6 Patrick Hodgkinson, student design for Loughborough estate, Brixton, 1953, axonometric of
upper unit above walkway showing arrangement with 1.5 storey kitchen/living room (Patrick Hodgkinson
Archive).
Figure 12.7 Patrick Hodgkinson, student design for Loughborough estate, Brixton, 1953, plans of upper
(left) and lower (right) units (Patrick Hodgkinson Archive).
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Mark Swenarton
Figure 12.8 Patrick Hodgkinson, student design for Loughborough estate, Brixton, 1953, model showing
3.5-storey arrangement in long section (Patrick Hodgkinson Archive).
in Moscow (19281930), and Hans Scharouns apartment building for the Breslau
Werkbundsiedlung of 1929.35 The idea had been taken up with enthusiasm in London
in the 1930s by Wells Coates, whose Palace Gate ats (1939) in Kensington was based
on what he termed the three-two system, in which two living rooms are equivalent
in height to three ordinary rooms, but this time with the 3:2 relationship applied in
long as well as cross-section.36 Both the Scharoun and the Wells Coates buildings were
featured in Yorke and Gibberds inuential compendium The Modern Flat (1937; 1948;
1950); for both projects the cross-section, in which the 3:2 system is clearly visible,
was included, plus for the Coates project the east elevation, on which the 3:2 system
in long section is clear.37
Coates designed a number of buildings on the South Bank for the Festival of Britain
in 1951 but then returned to Canada and there is no record of any involvement at the
AA during Hodgkinsons period.38 But Felix Samuely, the engineer responsible for the
highly innovative (downstand-free) structure of the Palace Gate project, taught structures to the second year at the AA and it is possible therefore that through Samuely
Hodgkinson learned of the project.39 If Hodgkinson looked at the 1939 publication of
Palace Gate in the Architectural Review, the comment made there linking the 3:2 device
to traditional English house form a return to the character of the pre-Renaissance
house with its Great Hall dominating the low ceilinged solar and chambers would
only have increased its appeal.40
Writing about his student project when, for the rst time, it was published in
something approaching complete form in the retrospective Projects: Architectural
Association 19461971 (1972), Hodgkinson presented the design as the antithesis of
the LCCs Loughborough estate design.
The early fties saw the LCC using their eleven oor Roehampton slab blocks,
misinterpretations of the spirit and intent of Unit, alongside low houses for this
and similar locations. Desolate space, conicting scales and social segregation
produced soulless minimal homes.
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Mark Swenarton
project through the AA.57 More plausibly the connection might have been through
Hodgkinsons former employer, Alvar Aalto. In April 1957, just when Martin had
been approached by St Pancras, Aalto came to London to collect the Royal Gold
Medal for Architecture and to deliver the RIBA Annual Discourse, and in his
position as RIBA Vice-President Martin chaired, and provided the introduction for,
Aaltos lecture. It is not inconceivable that at some point their conversation turned
to the student prodigy who had been Aaltos assistant and his remarkable housing
project.58
Whatever the circumstances of the appointment, the resultant design for St
Pancras was clearly based on Hodgkinsons student project. As he put it, penthouses
and pilotis went59: the most obvious sectional peculiarities of the 1953 design
the rooftop chequerboard above and the pilotis below were eliminated, so that
the building consisted of just the 3.5 storey accommodation arranged around the
centralcorridor (Figure 12.9).
The unit plan remained virtually unchanged, i.e. a double-aspect dwelling with an
L-shaped plan and section in which the 1.5 storey living kitchen acted as the fulcrum.
The main spaces (balcony, living kitchen, parlour, bedroom) were arranged in the
same fashion within the bay, with additional bedrooms in the adjacent bay and the
alternating pattern of living-room and bedrooms again clearly legible in the elevation.
The internal width of the bay was increased from by six inches (150mm) to 12 feet
six inches (3800mm) and to create a more usable living area the balcony was made
much deeper, 8 feet six inches (2600mm) as against 3 feet six inches (1070mm),
which emphasised externally the partial stepped section, but otherwise the design was
virtually unchanged.
In terms of urban arrangement, the scheme still consisted of linear blocks arranged
at 90 degrees around pedestrian precincts, delivering a similar density (136 persons per
acre/336 persons per hectare).60 But there was a clearer articulation of the blocks into
spine and limb and the courts were greatly reduced in scale (Figure 12.10). Instead of
vast open courts extending over up to four acres (1.6 hectares), the courts were much
smaller and more intimate, typically only 0.25 acres (0.1 hectare) in size.
It is hard not to see in this rearrangement the inuence of Martin and Wilsons
interest in the collegiate quadrangle as an urban generator, as recounted in the 1959
article The Collegiate Plan.61 The unbuilt 1956 Martin-Wilson design for student
accommodation for Kings College was based on a tight quadrangular form, with
a courtyard at rst-oor level over shops below and student rooms overlooking
the central space, using a stepped section. The Martin-Dannatt design for College
Hall at Leicester University (19561962, built) was based around a linked sequence
of courtyards but in this case in incomplete or open-ended form, which Martin
regarded as the indigenous (sixteenth-century) version of the typology. In other
words, while in most respects the St Pancras design derived from Hodgkinsons
earlier scheme, it seems clear that the tighter arrangement of the courts derived
from Martins interest in the collegiate court, and particularly the incomplete court,
as an urban typology.
The St Pancras design was presented to the housing sub-committee in June 1958,
accompanied by drawings and models and a report by Martin describing the design
and explaining how it differed from a normal (i.e. mixed development) scheme.
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Mark Swenarton
Figure 12.9 Leslie Martin and Patrick Hodgkinson, West Kentish Town housing, St Pancras,
19571958, cross section as published in Architectural Design, July 1959. Key: 1 living room, 2
bedroom, 3 kitchen, 4 services, 5 terrace, 6 access gallery.
Figure 12.10 Leslie Martin and Patrick Hodgkinson, West Kentish Town housing, St Pancras,
19571958, layout model (Patrick Hodgkinson Archive).
Present conceptions of high density involve the use of tall and low blocks.
Whilst these conceptions have many merits they are also open to criticism on
several counts. The cost of tall blocks is high. Different sizes of family are segregated into high or low blocks. The spatial arrangements of individual dwellings
are limited by the forms of construction. The private open space given to
families is unevenly distributed: in tall blocks it is usually a balcony, which is
inadequate, and in low blocks a garden, which only a few families can enjoy.
In the proposals which are now presented we have attempted to provide
answers to some of these criticisms. We are satised that a density of over 125
people to the acre can be achieved by the use of blocks of buildings which do
not exceed 3 storeys in height.62
The response from the planning sub-committee was enthusiastic: we feel the scheme
to be a most ingenious and progressive one. But at the same time the proposal to
incorporate the kitchen working space within the general living space and the
question of ventilation of the kitchen were identied as potential problems.63 A few
months later the main committee reported:
The scheme proposed is for approximately 400 dwellings in blocks not
exceeding 3.5 storeys in height, together with garage and parking facilities, etc.
The density has been achieved at this height and at an estimated economic price
by designing the blocks so that the dwellings are approached by a covered access
gallery around which they interlock. This novel and ingenious scheme gives rise
to a number of unusual features, however, and we have had some doubts as to
whether they would be acceptable to Council tenants. For example, the various
rooms of each dwelling are on different levels, which necessitates the provision
of a number of short ights of stairs, and the sitting, living and kitchen spaces are
incorporated in one room, the kitchen portion being mechanically ventilated.64
Nevertheless, the council was sufficiently interested in the concept to want to build a
prototype to test it, and various sites were proposed. The problem was that, given its
reservations about the suitability of the dwelling type, the council was willing to offer
only a site for a small development; whereas Martin was determined not to prejudice
the proposal by an incomplete experiment and preferred not to build than to build
too small.65 The consequence was that the trial block of thirty-odd units trailed in
the Archiectural Design article in 1959 never materialized.66
This however was not the end of the story. The idea of the stepped-section collegiate quadrangle was given its fullest realisation by Hodgkinson and the Martin atelier
at Harvey Court, Cambridge (19581962) and then turned into a linear gure at the
Brunswick (19601974), the rst version of which was designed by Hodgkinson and
Martin in 19601961.67 The Brunswick also incorporated the interlocking dwelling
unit from the Brixton and St Pancras designs, albeit in a simplied form from which
the sectional complexity (both cross-section and longitudinally) was eliminated. The
unit was interlocking only in plan: it retained the linear arrangement of main spaces
within the structural bay from the earlier designs but replaced the maisonette with
a simpler single-storey format.68 This remained the dwelling type planned for the
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Mark Swenarton
Brunswick until the Harvey Court-style system of loadbearing brick was replaced by
a quite different solution, a concrete A-frame, which ruled out the narrow throughunits inherited from the 1950s schemes. In their place single-aspect, wide-fronted
types were introduced and eventually, modied to meet the requirements of the
Ministry of Housing and Camden council, these were what was built (19671974).69
Conclusion
How then are we to understand the two Hodgkinson designs of the 1950s, in terms
both of broader housing history, especially the espousal of the high-rise model in the
1950s and its rejection in favour of high-density low-rise the following decade, and
the notion of Englishness in post-war architecture?
Of the two designs, the 1953 student design for Brixton and the 19571958 design
with Leslie Martin for St Pancras, the 1953 scheme was by far the more innovative.
It was medium-rise rather than low-rise but the core accommodation accounted for
only 3.5 storeys and so when the superuous elements (roof-level and undercroft)
were removed, as occurred at St Pancras, a low-rise design was the result. Leaving
aside the objections to the plans of the units made by the client, which meant that the
St Pancras design remained unrealised, we can safely say that as a student Hodgkinson
was in the vanguard of architectural thinking. He was, as Neave Brown put it, the
most prescient of his AA cohort.70
Hodgkinsons student design formed part of the early 1950s UK response to
Le Corbusiers Unit. Like the Smithsons with the Golden Lane competition of
1952, Hodgkinson took certain key ideas from the Unit and amended them. The
Smithsons extended the Unit footprint to make a double-T gure and moved the
access corridor from the centre of the building to the edge to create streets in the air.
Hodgkinson left the central corridor where it was and reduced the accommodation
core of the building from 15 storeys to 3.5, and so when in the St Pancras design the
section was topped and tailed, the transformation from skyscraper to groundscraper
was complete. Hodgkinsons idea was more radical than the Smithsons, in that their
11-storey slab retained the Corbusian vision of living high in the air, but his still
conceived the housing block as something detached from the city maybe not, as he
said of the LCCs schemes a total severance, as at Marseille, of continuity of space and
time but hardly continuous with the city either.71 With the building raised off the
ground by pilotis, and even the lower units accessed at second-oor level through an
access gallery/corridor, there was still a pronounced disjunction between the dwelling
and the city. It could scarcely be said that the ideal of continuity sought by the critics
of the functional city had been achieved.72
This severance from the city was partially addressed in the re-working of the
design for St Pancras, deploying the Leslie Martin idea of the collegiate court as an
organising principle for the site layout. But while sorting out the sectional anomalies
of the design, in other respects the St Pancras design did not move beyond the earlier
version, with the same 3-oor pack arrangement inherited from the Unit and
narrow unit types arranged around the fulcrum of the 1.5-storey living kitchen. Thus
when it came to designing the housing for the Brunswick, it was these unit types,
inherited from Hodgkinsons student design, that were proposed.
As Leslie Martins 1958 report on the St Pancras scheme indicates, the design
addressed many of the criticisms being made of the mixed development format
used by the LCC and other local authorities. Unlike the traditional street, mixed
development separated different kinds of household into different types of buildings;
privileged some households (principally those in the low-rise maisonettes) over those
in the slabs or towers; and did not provide adequate play space for children living
in the ats. These were all major themes in the critique of mixed development as
it developed in architectural and government circles after 1960.73 But compared to
the 1960s critique developed by Neave Brown and the Camden architects, one key
element was missing from Hodgkinsons designs, namely, the insistence on a direct
connection between the dwelling and the city. Brown demanded that every dwelling
should open directly, without any intermediate or transitional space, into the street
network of the city, and at Alexandra Road provided a battery of external stairs
expanded versions of the half-ight of stairs leading to the front door of a Victorian
terraced house so that the front door of every dwelling would connect directly to
the street.74
This idea of the front door opening onto the street was central to the Camden
schemes. But it was an aspiration not shared by Hodgkinsons designs, which inherited
the notion of the internal street from Le Corbusier and interposed a 90-metre-long
corridor between the front door and the world beyond. The vestige of this corridor
survived at the Brunswick, where separating the dwelling and the city is an enclosed
multi-storey access gallery 150 metres long. In this way the Brunswick as built
retained a gure derived from the Unit in the early 1950s.
Finally, how should we understand the role of Englishness in Hodgkinsons work?
Looking back in 2001, Hodgkinson attributed the value he placed on the national
tradition in architecture to the time he spent in Finland working with Aalto:
before I returned home, he persuaded me to look hard at Arts and Crafts architects like William Lethaby: Aalto considered that I should concentrate on being
English.75
But in reality this was more like a conrmation than a new direction, for this
attachment was already evident in Hodgkinsons thinking before his time in Finland:
maybe not to Lethaby per se but certainly to England and the arts and crafts tradition.
This was a powerful element in Hodgkinsons beliefs before he set foot in the AA.
Imbibed from his uncle Gordon Russell, it was evident in the schoolboy studies of
vernacular buildings, in the attachment to the landscape painter Arnesby Brown, in his
training with Neville Ward and his devotion to the Festival of Britain. Hodgkinsons
accounts of the Brunswick always locate it within the English tradition of street-based
architecture inherited from the Georgian city, and we can see this national affiliation
already in his readiness to represent the urban arrangement of his student scheme as
related to nineteenth century housing in garden squares.76
In part this emphasis on Englishness might be seen as product of Hodgkinsons
background, a wealthy country family, or from his somewhat contrarian character
(as he put it, Standing at a slight angle from the Universe, which I have generally
done).77 But more substantively it sprang from the arts and crafts lineage as
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Mark Swenarton
represented by Gordon Russell and the celebration of the British character represented by the Festival of Britain. From these Hodgkinson imbibed a powerful sense of
the native genius, which as we have seen he contrasted with the Other as represented
alike by the Corbusian dream of the rational city and the totalitarianism of Hitler.78
The innovations of his 1950s housing designs combining modern and traditional,
Corbusian Unit dhabitation and English low-rise urbanism were the result.
Notes
1 Figures calculated from: S. Merrett, State Housing in Britain, London: Routledge &
Kegan Paul, 1979, pp. 320321; S. Merrett with F. Gray, Owner Occupation in Britain,
London: Routledge & Kegan Paul, 1982, pp. 346347. Thanks go to the family of Patrick
Hodgkinson for assistance and access to his papers and to Nicholas Bullock, Barnabas Calder,
Neil Jackson, Simon Pepper and Dirk van den Heuvel for helpful comments on earlier drafts.
2 G. R. Owens, Mixed Development in Local Authority Housing in England and Wales
19451970 (unpublished PhD thesis, University College London, 1988), pp. 373411; L.
Esher, A Broken Wave: The Rebuilding of England 19401980, London: Allen Lane, 1981,
pp. 131136; M. Swenarton, Developing a new format for urban housing: Neave Brown
and the design of Camdens Fleet Road estate, Journal of Architecture, 2012, vol. 17, no. 6,
9731007.
3 M. Swenarton, Politics, property and planning: building the Brunswick 19581974, Town
Planning Review, 2013, vol. 84, no. 2, 197198.
4 Housing development, St Pancras, London NW, Architectural Design, 1959, vol. 29, no. 7,
279282; J. Gowan (ed.), Projects: Architectural Association 194671, London: Architectural
Association, 1972, p. 22.
5 C. Melhuish, The Life and Times of the Brunswick, Bloomsbury, London: Camden History
Society, 2006, p. 21; Swenarton, Politics, 204. See also C. Melhuish, Inhabiting the
image: architecture and social identity in the post-industrial city (unpublished PhD thesis,
Buckinghamshire New University, 2008).
6 Another advocate of high-density low-rise was A. Trystan Edwards, prolic author and
scourge of garden suburbs, who advocated a return to Regency-style urbanism based on the
terraced house, but there is no evidence of a connection with Hodgkinsons ideas. See, for
example, A. Trystan Edwards, Modern Terrace Houses: Researches on High Density Development,
London: John Tiranti, 1946.
7 W. Whyte, The Englishness of English Architecture: Modernism and the Making of a
Modern International Style, Journal of British Studies, 2009, vol. 48, 441465; N. Pevsner,
The Englishness of English Art, London: Architectural Press, 1956.
8 P. Hodgkinson, Redevelopment in Bloomsbury (London), Zodiac, 1968, vol. 18, 102103.
For a list of Hodgkinsons main writings see Swenarton, Politics, 224225.
9 Melhuish, Life and Times, p. 23; J. Myerson, Gordon Russell: Designer of Furniture, London:
Design Council, 1992, p. 47.
10 F. MacCarthy, Russell, Sir (Sydney) Gordon (18921980), in H. C. G. Mathew and Brian
Harrison (eds.), Oxford Dictionary of National Biography, Oxford: Oxford UP, 2004. www.
oxforddnb.com/view/article/31640, p. 1 (accessed 11 June 2012).
11 Myerson, Gordon Russell, p. 103.
12 A. Crawford, C. R. Ashbee, New Haven: Yale UP, 1985, pp. 107149; M. Greensted, The
Arts and Crafts Movement in the Cotswolds, Stroud: Alan Sutton, 1993, pp. 154166.
13 John Miller, telephone interview, 8 May 2012; Melhuish, Life and Times, p. 22; Artist
Biography: Sir Arnesby Brown 18661955, Tate: Art and Artists. www.tate.org.uk/art/artists/
sir-arnesby-brown-821 (accessed 6 June 2013). Melhuish provides an invaluable account of
Hodgkinsons family background and early life from interviews conducted with him in
20052006: Melhuish, Life and Times, pp. 2223.
14 Melhuish, Life and Times, p. 23.
15 Myerson, Gordon Russell, pp. 102103; G. Russell, Designers Trade: Autobiography of Gordon
Russell, London: George Allen & Unwin, 1968, p. 211; also H. Goodden, The Lion and the
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
Unicorn: Symbolic Architecture for the Festival of Britain, Norwich: Unicorn Press, 2011, p. 26.
Ward taught rst year studio at the AA when Hodgkinson was there.
A. Forty, Festival Politics in M. Banham and B. Hillier (eds.), A Tonic to the Nation; the
Festival of Britain 1951, London: Thames & Hudson, 1976, p. 27 and p. 35. Also H. Casson,
The 1951 Exhibition, RIBA Journal, vol. 57, no. 6 (April 1950), 207215.
R. D. Russell and R. Goodden, The Lion and Unicorn Pavilion, in Banham and Hillier,
Tonic to the Nation, pp. 9697.
M. Girouard, Big Jim: The Life and Work of James Stirling, London: Chatto & Windus, 1998,
p. 58.
Melhuish, Life and Times, p. 23.
Gowan, Projects, pp. 2931.
H. Foster, A Conversation with Kenneth Frampton, October, 2003, vol. 106, p. 35. D.
Sudjic, John Miller: Biographical Notes, in J. Miller, Custom and Innovation: John Miller +
Partners, London: Black Dog, 2009, p. 11.
Hodgkinson Archive, P. Hodgkinson, Heroes and Villains: Le Corbusier (unpublished
typescript, 1991), p. 1; P. Hodgkinson, My kind of town, Architecture Today, no. 10 (July
1990), 72.
P. Hodgkinson, A Handful of Homes: British Post-War Housing, A3 Times, 1987, no. 7,
19.
Hodgkinson, Heroes and Villains, p. 2.
Not a third year project as stated by Hodgkinson and repeated by Melhuish. See
Architectural Association Archives, AA Register, 4th Year, 19531954; also Architectural
Association School of Architecture, Abridged Prospectus for 1953 only, London: Architectural
Association, 1953, p. 22.
LCC housing Development at Loughborough Road, Lambeth, Architectural Design, vol.
22, no. 8 (August 1952), 237. See also Proposed LCC estate at Loughborough Road,
Lambeth, Architects Journal, vol. 116, no. 2997 (7 August 1952), 157158.
Hodgkinson, Handful of Homes, 19.
Neave Brown, interview, 6 August 2008. For John Millers scheme see Miller, Custom
and Innovation, p. 15. Low-rise precedents could be found in Le Corbusier, including the
1925 Cit Universitaire project (published in volume one of Oeuvre complte, 1929) and
the Sainte Baume and Roq et Rob projects of the late 1940s (published in volume ve
of the Oeuvre complte, 1953), but there is no evidence that these inuenced Hodgkinsons
design.
Gowan, Projects, p. 23.
Hodgkinson, Handful of Homes, p. 19.
Ibid., p. 20.
Ibid., p.19.
Ibid., p. 19.
A. Saint, Richard Norman Shaw (New Haven,: Yale UP, 2010) pp. 215221; also D. van
Gameren and C. Grafe, Mansion Flats and Middle Class Living, DASH: Delft Architecture
Studies on Housing: The Luxury City Apartment, Rotterdam: NAi Publishers, 2009, pp.
137155.
A. Kopp, Town and Revolution (London, Thames & Hudson, 1970), pp. 130144, and S.
Cantacuzino, Wells Coates: A Monograph (London, Gordon Fraser 1978), p. 64.
W. Coates, The Three-two Planning System, Architectural Review, vol. 85, no. 4 (April
1939), 178. See also W. Coates, Planning in Section, Architectural Review, vol. 82, no. 2
(August 1937), 5158. Cantacuzino, Wells Coates, pp. 6475.
F. R. S. Yorke and F. Gibberd, The Modern Flat (3rd edn., revised), London: Architectural
Press, 1950, pp. 9193 and 126128.
E. Darling, Wells Coates, London: RIBA Publishing, 2012, pp. 118127.
AA Archive, AA Register, 1st Year, Winter 1950; Melhuish, Life and Times, p. 23; Miller,
Custom and Innovation, p. 14.
Coates, The Three-two Planning System, 178.
Gowan, Projects, p. 22.
Hodgkinson, Handful of Homes, p. 19.
W. Segal, Home and Environment, London: Leonard Hill, 1948, p. 192.
255
256
Mark Swenarton
44 J. Ledeboer, Home and Environment. By Walter Segal, AA Journal, vol. 64, no. 728
(January 1949), 31. For modernism as a return to the principles of Georgian architecture,
see Whyte, Englishness of English Architecture, 452.
45 W. Boesiger (ed.), Le Corbusier: oeuvre complte, volume 4: 19381946, Zurich: Girsberger,
1946, pp. 166167.
46 A. and P. Smithson, An Urban Project, in T. Dannatt (ed.), Architects Year Book 5 (London,
Elek, 1953), pp. 4854. See also D. van den Heuvel and M. Risselada (eds.), Alison and Peter
Smithson: From the House of the Future to a House of Today, Rotterdam: 010 Publishers, 2004,
pp. 6269;, and E. Mumford, The CIAM Discourses on Urbanism 19281960, Cambridge,
Mass.: MIT Press, 2000, pp. 232236.
47 Le Corbusier (trans. Frederick Etchells) The City of Tomorrow, London: Architectural Press,
1929/1978, p. 216.
48 Hodgkinson, Heroes and Villains, p. 2; also AA Archives, AA Register, 4th Year,
19531954.
49 Patrick Hodgkinson on Leslie Martin, Architectural Research Quarterly, 2001, vol. 5, no. 4,
299; see also Architectural Association Journal, vol. 71, no. 793 (June 1955), 31.
50 J. Miller, Custom and Innovation, p. 15; Neave Brown interview, 23 August 2010.
51 RIBA Library, PG Hodgkinson Biography File, CV (September 1973), p. 1; AA Archives,
AA Council Minute Book 19551961, p. 290.
52 L. Martin, The Collegiate Plan, Architectural Review, vol. 126, no. 750 (July 1959), 4345;
Roger Stonehouse, Colin St John Wilson: Buildings and Projects, (London: Black Dog, 2007,
pp. 9093; College Hall, Knighton, University of Leicester, Architectural Design, vol. 32,
no. 4 (April 1962), 186189; Trevor Dannatt: buildings and interiors 19511972, London:
Lund Humphries, 1972, p. 5.
53 The project was credited Leslie Martin in association with Colin St John Wilson, but
Wilsons input appears to have been negligible, although he included it in his oeuvre,
to Hodgkinsons intense annoyance. See Stonehouse, Colin St John Wilson, pp. 108111.
Hodgkinson and Wilson disputed their respective roles in the Martin projects, including
Harvey Court and the Oxford Law Library. For Hodgkinsons attack on Wilson see P.
Hodgkinson, The two minds of architecture: the quick and the dead, Journal of Architecture,
1997, vol. 2, no. 4, 337354.
54 J. Kerr, The Formulation of a Post-War Housing Policy in the Metropolitan Borough of
St Pancras 19391949 (unpublished MSc thesis, University College London, 1984) p. 41.
55 Metropolitan Borough of St Pancras (hereafter MBSP), Planning and Housing Development
Committee (hereafter PHDC), 17 November 1955, 5 January 1956, 30 May 1957, 4 July
1957, 12 September 1957; Planning and Housing Development (Plans) Sub-Committee
(hereafter PSC), 15 December 1955, 15 March 1956, 14 March 1957. Planning decisions
were one of the responsibilities of the LCC Architect, the position that Martin held from
1954 to 1956.
56 Patrick Hodgkinson on Leslie Martin, p. 298. Hodgkinson also states that Martin had
seen my student housing scheme published but there is no evidence to support this and the
fact that elsewhere Hodgkinson listed the places of publication of his undergraduate project
but included nothing earlier than 1972 makes it highly implausible.
57 See AA Journal, vol. 70, no. 784 (JulyAugust 1954), 31.
58 The RIBA Annual Discourse, 1957, by Professor Alvar Aalto, RIBA Journal, vol. 64, no.7
(May 1957), 258.
59 Hodgkinson, Handful of Homes, 19.
60 Housing development, St Pancras, London NW, 280. 136ppa was the density set for the
inner ring of London under Forshaw and Abercrombies County of London Plan: J. H.
Forshaw and P. Abercrombie, County of London Plan Prepared for the London County Council,
London: Macmillan, 1943, p. 115.
61 L. Martin, The Collegiate Plan, 4248.
62 MBSP, PSC, 26 June 1958, Outline report to accompany Stage 1 proposals for the
development of West Kentish Town Re-develoment Area, St Pancras, p. 2. The factual
description of the project was included in the text accompanying the publication of the
project in AD in 1959.
63 MBSP, PSC, 26 June 1958.
64 MBSP, Report of the PHDC, 16 October 1958. The inuential housing manager at St
Pancras, A. W. Davey, amplied these criticisms in a text accompanying the 1959 publication of the project in AD.
65 MBSP, PHDC, 15 September 1960, Communication from Sir Leslie Martin. For the
committees view, see MBSP, PSC, 26 July 1960.
66 Housing development, St Pancras, London NW, 282.
67 Hodgkinsons earliest studies for the Brunswick site, a series of freehand sketches
exploring alternative typologies, survive in his papers: RIBA Drawings Collection, Patrick
Hodgkinson Papers, PB790/1/45-70. See also Swenarton, Politics, 204; Melhuish, Life
and Times, p. 31.
68 Published in P. Hodgkinson, Redevelopment of Part of the Foundling Hospital Estate,
Bloomsbury, London, Lotus, vol. 7 (1970), 278.
69 Swenarton, Politics, 210211 and 214; Melhuish, Life and Times, p. 36.
70 Neave Brown, interview, 6 August 2008.
71 Hodgkinson, Handful of Homes, p. 19. For the Smithsons Golden Lane scheme see note
46.
72 L. Molinari, Continuit: A Response to Identity Crises. Ernesto Nathan Rogers and
Italian Architectural Culture after 1945 (unpublished PhD thesis, TU Delft, 2008), pp.
187189; Swenarton, Developing a New Format, 987.
73 Owens, Mixed Development, pp. 373411; Swenarton, Developing a New Format,
975976.
74 Neave Brown, The Form of Housing, Architectural Design, vol. 37, no. 9 (September 1967),
432433; Alexandra Road: Housing, School and Community Centre, Camden, London,
Architectural Review, vol. 166, no. 990 (August 1979), 7692; Swenarton, Developing a
New Format, 986989.
75 Patrick Hodgkinson on Leslie Martin, p. 298. Hodgkinsons attachment to Lethabys
emphasis on making and not just designing stayed with him: see Hodgkinson, My Kind of
Town, 72.
76 Gowan, Projects, p. 22. For the Brunswick as continuation of Georgian urbanism see
Hodgkinson, Redevelopment in Bloomsbury and P. Hodgkinson, Foundling Conception,
Architectural Review, 1972, vol. 152, no. 908 (October 1972), 216.
77 Patrick Hodgkinson on Leslie Martin, 300.
78 Hodgkinson, Heroes and Villains, p. 2. Hence for Hodgkinson Le Corbusier was both
hero and villain, his heroism as villainous as his villainy was heroic: ibid., p. 1.
257
Figure 13.0 Carlo Aymonino, Building A2: perspective section with savage and young lady (Carlo Aymonino
Archive, Rome).
13
MATTEOTTI VILLAGE AND
GALLARATESE 2: DESIGN CRITICISM
OF THE ITALIAN WELFARE STATE
Luca Molinari
Throughout the twentieth century the relationship between the welfare system and
architecture in Italy has been a problematic issue in relation to the changing and
contradictory political situation.
With the exceptions of the Fascist regime and the Ina-Casa Law of 1949, the state
dened a unied policy on architecture for the lower class while delegating housing
development to governments at local and regional level under departments dealing
with health, education and public housing. The complexity and fragmentation of the
resulting output has led to research and publications being largely focused on local
phenomena, while the overall question of the relationship between the welfare state
and architecture in Italy has been neglected.
Public housing (Case popolare) was the area in which the architectural community
was most actively involved and offered the most interesting proof in the twentieth
century of the close relationship existing between the ideology of housing policies
and design choices.
260
Luca Molinari
designers, but the number of buildings always fell short of what was required to meet
demographic pressure.
After 1925, the new Fascist regime focused on centralising the options related to
welfare facilities and dened a National Programme allowing for the construction of
new buildings for public purposes. In the 1930s, the Fascist government centralized
the activities of Public Housing in a new institution called Istituti Fascisti Autonomi
delle Case Popolari (IFACP, Autonomous Fascist Institutes of Popular Housing), in an
attempt to control social housing production for low-income earners and the lowermiddle classes.3 Welfare was conceived by Fascism as a service provided for citizens, as
a way to control Italian society and build consensus through the population.
Discussion of the language of the new popular housing was mainly centred in
Milan during the Triennale exhibitions of 1933 and 1936, where the Italian rationalist culture tried to offer proposals and solutions directly related to the debate
triggered by the 1929 CIAM Congress on housing for the existenzminumum.4 For
20 years Italian modernism was the official language used for social housing, the case
del fascio (local Fascist Party headquarters), recreational facilities, schools and hospitals
built on the Italian peninsula. The Fascist regime used architecture as a medium of
representation and materialisation of its ideological presence in Italian society, with
its social corporatist ideology materialized through the language of modern architecture and applied to the different housing typologies designed for each social and
professionalclass.
In 1938 the Fascist government introduced a new law (Italian Law no. 1165),
which gave further political and nancial autonomy to the Istituti in relation to the
municipalities. After the Second World War and the fall of the Fascist dictatorship,
as a cultural and symbolic reaction to the previous situation the new Republican
state rejected the idea of using a single vision of architecture, a decision that would
have a profound inuence on the development of the post-war welfare state. In 1949
another important law (Tupini Law no. 408, 02.07.1949) once again changed the
situation by allowing only the central government, through its agencies, rst Ina-Casa
(housing division of the lIstituto Nazionale delle Assicurazioni National Institute
of Insurance), and from 1963 GESCAL (Gestione Case Lavoratori Management of
Workers Homes), to fund the Institutes for Popular Housing. Only in 1971, with
Italian Law no. 865 (22.10.1971) did the situation change radically. With the aim of
providing a national policy for popular housing, rents and the relationship between
the new housing complex and the territory, the Institutes were dened as different
economic structures and political responsibility was transferred from the single municipality to the regione (region).
261
Figure 13.1a Carbonia, Sardinia. General view of the village in 1938 (Comune di Carbonia Archive).
Figure 13.1b Carbonia, Sardinia. View of the case operaie (workers housing) along via Satta, 1939 (Comune
di Carbonia Archive).
262
Luca Molinari
housing and urban design, and one of the most advanced urban models for the welfare
state in Italy.
Quaroni was one of the key gures in the evolution of urban planning in Italy,
through his work as an urban designer with the seminal projects for Matera-La Martella
(19491952), Roma Tiburtino (19491954), and then Barene San Giuliano.8 At the
same time, he was recognised as a polemicist and an educator, as Professor of Urban
Design at the Universities of Florence and Rome. The discussion of the limitations
of the CIAM grid, when rigidly applied to the Italian urban periphery, reected the
political and cultural need to confront the overwhelming demographic pressure due
to the intense immigration to the main Italian northern cities. A similar debate took
place during the 1960s in Venice at the Faculty of Architecture (Istituto Universitario
di Architettura di Venezia or IUAV) under the direction of Giuseppe Samon.9
Considered one the fathers of Italian post-war urbanism, Samon was the founder of
the so-called School of Venice where most of the Italian modernist designers were
appointed as full professors to create the rst modernist faculty of architecture in
Italy. The designers originating from the Italian CIAM group and belonging to the
board of the magazine Casabella-continuit, such as Ignazio Gardella, Franco Albini,
Lodovico Belgioioso and Giancarlo De Carlo became the core of the new Faculty
of Architecture, creating one of the richest periods in Italian architectural culture.10
In 1963 Samon appointed Carlo Aymonino, Leonardo Benevolo, Manfredo
Tafuri, Mario Manieri Elia and Guido Canella as new professors, opening up and
extending the debate on the design processes for the contemporary town to a new
generation. The presence of De Carlo, Samon, Aymonino and later, Aldo Rossi
made IUAV one of the most important discussion forums in Italy, combining echoes
of the Team 10 practice with the nal years of Casabella-continuit.
The Venice modernist group shifted its focus from architecture to urban design,
viewing the design process as an advanced form of political criticism in respect of
Italian society.
During the second half of the 1960s, Giancarlo De Carlo and Carlo Aymonino
were each involved in two housing projects which shifted the debate on social
housing to two alternative positions: one represented by the Monte Amiata
Gallaratese housing complex in Milan by Aymonino and Aldo Rossi (19671972),
and the other by Matteotti Village in Terni by De Carlo (19691972). Although the
two projects look very different, both were the outcome of the political criticism
of the Italian welfare state, urban experiments that were conceived as offering an
alternative to the emerging, alienated periphery. Both De Carlo and Aymonino had
been trained within the urban cultural approach of CIAM, but from the late 1950s
had been inuenced by the debate on the British new towns11 and by the discussions of Team 10 on emerging architectural infrastructures, determined by a mix of
overlapping functions.
The projects in Milan and Terni originated from different economic and political
backgrounds. The Gallaratese housing complex was a nancial investment by the
Societ Mineraria Monte Amiata (Monte Amiata Mining Company) which, faced
by the crisis in the mining sector, had decided to invest in real estate speculation, in
the eld of popular housing. The Matteotti Village followed a different route: it was
the result of a direct investment made by Terni Industries, one of the most important
263
264
Luca Molinari
Italian steel producers, in constructing a new residential district for their workers, to
replace the old one dating back to the 1930s. Both the economic models emerged
from the crisis of the traditional welfare system and reected the evolution of the
relationship between public and private investors. Faced with this changing scenario,
both architectural solutions tried to provide alternative strategies and urban visions,
but at the same time, they were conceived by the two designers as an ideological
criticism of the system and Italian society.
the new masterplan of the city centre and Borgo San Giuliano commissioned by the
Municipality of Rimini (19701972), were important in developing his understanding
of the relationship between the design process and participation by the common
citizen. De Carlo put forward the theory that the lower classes and the common
people needed to become involved in the process of designing the city.
Matteotti Village was a key project in testing this political and cultural vision. As
De Masi recalled in 2005:
Before asking the future inhabitants what kind of house they wanted, we had
to introduce them to new kinds of habitations and new ways of living in them.
Working in cooperation with Giulio Macchis RAI [Radiotelevisione Italiana]
program Habitat, which looked at city planning and architecture, Cesare
De Seta identied a number of house types that were totally different from
those in Terni. We selected four or ve of these, which became the subject of
documentaries, series of photographs and architectural plans. All of this became
an exhibition, to which all the future residents of the Matteotti Village came
Once this new concept of house and neighbourhood was created in the minds
of the future inhabitants, we worked intensively with them for a long time.
Two months of daily meetings, one in the morning and another in the
afternoon, [took place and] over three thousand people were involved.
This was the most complex task to which De Carlo subjected himself, with
the greatest sacrice, but also with growing enthusiasm. The project was
developed with tens of thousands of drawings that had accumulated during
the numerous, long meetings. De Carlo went back to Milan with them and
designed a series of different types of houses, and for each type he proposed
variations. He returned to Terni with wooden and cardboard models that reproduced the village and the meetings with the future inhabitants began again.
Many families could look at the models and choose the most suitable type from
forty or so different options.15
The exhibition curated by De Seta had been held at the Galleria Poliantea in Terni
in AprilMay 1970. Four contemporary housing settlements designed by European
architects (including Stirling & Gowans Preston and Atelier 5s Siedlung Halen)16
were presented to the population, introducing discussion on the future new project.
After one year of meetings and open discussions, the nal solution proposed by De
Carlo developed 800 houses with 45 alternative typological solutions. A great deal of
attention was given to the idea of a city in the form of a palace (una citt in forma di
palazzo), a well known humanistic motto by Baldassare Castiglione, which had been one
of the arguments discussed by Team 10 group during the meeting in Urbino in 1966.
The general layout of the Matteotti scheme (Figure 13.2) was based on an
elementary grid of parallel housing blocks, overlapped by a complex system of
public spaces, pedestrian routes separated by vehicular roads and a set of ramps, stairs,
landings and vertical connections, facilitating good relations between neighbours and
recalling the solution developed by Quaroni and Ridol at the Quartiere Tiburtino
in Rome (19491954). De Carlo had used similar concepts at the Collegio del Colle
in Urbino which had been presented at the Team 10 meeting in 1966,17 but the scale
265
266
Luca Molinari
Figure 13.2 Giancarlo De Carlo, Villaggio Matteotti, Terni, general view, photographed by Mimmo
Jodice, 1973 (Mimmo Jodice Archive, Napoli).
of Matteotti and the complexity of the intervention were greater and had to deal
with the inclusion of more than 3000 people. At the Matteotti Village there had been
extensive use of green areas and terraced gardens due to the idea that future inhabitants, who were mostly ex-farmers, needed open spaces around them to cultivate
their own gardens.
From a nancial perspective, the Village followed GESCAL housing standards, and
Terni shouldered the additional costs of such a complex design process. The whole
housing complex was built using the same concrete prefabricated system as the one
applied in Urbino for the Collegio del Colle in 1966. Despite this, the project reects the
inuence of late Brutalist production, as represented in Reyner Banhams 1966 book The
New Brutalism, mostly in relation to the works of Stirling & Gowan and the contemporary
works of Atelier 5, in relation to the housing grid and the sophisticated use of concrete.18
Unfortunately the Terni experience was not successful, as De Masi reminds us:
The residents of the old village opposed it. In effect, even though their housing
was decaying and squalid, they wanted to acquire ownership of the land. The
residents managed to involve two forces. On the one hand, there was the church
on the other was [the far left group] Lotta Continua (Constant Struggle),
which used the slogan You dont deport the proletariat. The initiative ended
up being advantageous for ve or six hundred people and very disadvantageous
for 3500 workers And this practically stopped the construction of the new
Villaggio Matteotti, which today is just a fragment of the original idea.19
Figure 13.3 Giancarlo De Carlo, Villaggio Matteotti, Terni, view of the pedestrian route, photographed
by Mimmo Jodice, 1973 (Mimmo Jodice Archive, Napoli).
267
268
Luca Molinari
Figure 13.4 Giancarlo De Carlo, Villaggio Matteotti, Terni, view of the pedestrian deck, photographed
by Mimmo Jodice, 1973 (Mimmo Jodice Archive, Napoli).
Figure 13.5 Giancarlo De Carlo, Villaggio Matteotti, Terni, view of the private terraces, photographed
by Mimmo Jodice, 1973 (Mimmo Jodice Archive, Napoli).
Only a quarter of the village was built, with no amenities and collective activities,
which had been conceived as an integral part of the overall project.
Figure 13.6 Carlo Aymonino, Gallaratese 2 general axonometric (study) (Giuseppe Marcialis Archive,
Venice).
269
270
Luca Molinari
construction of the Tiburtino district in Rome, under the framework of the Ina-Casa
plan (19501954).20 In the late 1950s he was a member of the Centro Studi (Study
Centre) of Casabella-continuit, publishing a series of essays dedicated to the study of urban
phenomena. From 1963, he was Professor of Urbanism at the IUAV in Venice, and his
atelier soon became one of the centres of debate on the revision of urban planning.
The Gallaratese housing complex21 was conceived as a result of an agreement
signed between Monte Amiata Mining Company (like Terni, part of the IRI network)
and the municipality of Milan under Law no. 167 which, for a short period, permitted
nancial collaboration between the public and private sectors on the construction of
low-cost housing. Monte Amiata owned 12 hectares of land near to the Quartiere
Gallaratese, designed by Piero Bottoni in the mid-1950s, and received permission to
build 169,000 cubic metres for 2700 inhabitants. In 1967, the company commissioned
the Rome-based studio AYDE (Carlo Aymonino, Maurizio Aymonino, Alessandro
De Rossi, Baldo De Rossi) to design the new housing complex, opening up a difficult
and complex process, which would not end until 1972. Carlo Aymonino was involved
throughout and in 1969 he invited Aldo Rossi to join the project and to undertake
the design of just one block inside the housing complex.22 Design work persisted on
the project until 1969 and involved the offices in both Milan and Rome. At the same
time, a series of meetings between the Monte Amiata company and Milan municipality decided on the numbers of dwellings and density of the housing complex, based
on the GESCALs standards on popular housing in Lombardy. Construction started in
1970 and ended in 1972 (Figures 13.8 and 13.10).
By reviewing the writings and reports by Aymonino and Rossi at that time, we can
easily recognise their vision of the design process as a form of political and cultural
criticism of the contemporary town and economy. The whole process was conceived
in opposition to the set of rules imposed by GESCAL and the municipality of Milan,
and the housing complex was designed as a coherent, urban element perceived as a
unique building23 that would demonstrate a different way of designing the city for
the future. Aymonino and Rossi insisted on the autonomy of the complex in relation
to the existing context; they considered the use of elementary geometric gures24 as
the best functional matrix25 to resolve the composition of the buildings.
In the same essay Aymonino commented that the Unit dhabitation at Marseille
was built outside the prevailing regulations, that the Centre of Cumbernauld was
realised by an institution independent of municipal decrees and by private nance,
[and] that the proposals of Ungers, Quaroni and so many others have almost never
been realised.26 The references he quotes extend from the Unit dhabitation to
Ungers and Quaroni, but one of his central interests in this period was in contemporary British housing projects and particularly in the crescent as an urban housing
typology, as would be shown in his 1971 book Origini e sviluppo della citt moderna
(Origin and Development of the Modern City).
The architects distinguished between the set of housing units inuenced by
the rules of GESCAL and economic choices, and the system of public facilities
and spaces, which would have given the complexity and richness of a new urban
compound to Gallaratese 2.
The autonomy of the public spaces is strengthened by the use of colours and
a rhetorical formalism applied to the pedestrian ramps, the open theatre and the
271
Luca Molinari
272
Figure 13.8 Carlo Aymonino and Aldo Rossi, Gallaratese 2, composite drawing with site plan, ground oor plan and sections, 1969.
Figure 13.9 Aldo Rossi, Monte Amiata housing complex, Gallaratese 2, Milan, general view, 2013,
photographed by Luca Molinari.
Figure 13.10 Carlo Aymonino, Monte Amiata housing complex, Gallaratese 2, Milan, main view,
2013, photographed by Luca Molinari.
273
274
Luca Molinari
police. Most of the commercial and public uses envisaged for some of the units failed,
and after a few years, home owners decided to gate the housing complex, thwarting
the idea of Gallaratese 2 as an active fragment of a new, emerging city.28
Conclusion
The two projects for Milan and Terni represent a critical step in the history of Italian
architecture, and in the evolution of the national welfare system, representing a
radical political critique and the beginning of the new era of the late 1970s, when the
production of social housing complex progressively slowed down.
Both projects were the product of a complex and dramatic political and social
climate, both were driven by the belief that they could offer an alternative to the kind
of social housing, and the kind of suburban areas, being built in Italy at that time.
Especially in De Carlo, the critique of the welfare state system is seen in the need
to bring the common citizens, with their history and everyday life, to the centre of
the design process. In both cases the architectural proposal was considered as an act
that re-establishes the foundations of the contemporary city, opposing the progressive
fragmentation of the Italian urban periphery. The call for an autonomy of architecture (Aymonino and Rossi) and for a participatory process in the design proposals
(De Carlo) represented an ideological and poetic attempt to dene alternative cultural
and political strategies for modern Italian cities.
The social failure of both projects clearly exemplies the illusions and limitations of
an intelligentsia incapable of understanding the increasing complexities of the general
urban Italian condition, and the inability of the national architecture culture to dene
a common, political strategy that could confront the fragmented political scene.
Notes
1 P. Pecorari and P. Ballini, Luzzati, Luigi, in Dizionario Biograco degli Italiani, Rome:
Istituto dellEnciclopedia Italiana, Vol. 66, 2007.
2 M. Grandi and A. Pracchi, Milano. Guida allarchitettura moderna, Bologna: Zanichelli, 1980,
pp. 111136.
3 M. Salvati, La casa, in V. De Grazia and S. Luzzato (ed.), Dizionario del Fascismo, Turin:
Einaudi, vol.1, 2002, pp. 250253.
4 C. Aymonino (ed.), Labitazione razionale. Atti dei Congressi C.I.A.M. 19291930, Venice:
Marsilio ed., 1971; G. Ciucci, Gli architetti e il fascism, Turin: Einaudi, 1989, pp. 152159;
E. P. Mumford, The CIAM Discourses on Urbanism, 19281969, Harvard: MIT Press, 2002;
R. De Simone, Il razionalismo nellarchitettura italiana del primo Novecento, Bari: Laterza, 2011,
pp. 127163.
5 P. Di Biagi (ed.), La grande ricostruzione. Il Piano Ina-Casa e lItalia degli anni 50, Rome:
Donzelli, 2010; Istituto Luigi Sturzo (ed.), Fanfani e la casa. Gli anni Cinquanta e il modello
italiano di Welfare State, il Piano Ina-Casa, Rome: Rubettino, 2002.
6 P. Ginsborg, Storia dItalia dal dopoguerra a oggi. Societ e politica 19431988, Turin: Einaudi,
1989, pp. 283340; G. Crainz, Storia del miracolo italiano. Culture, identit, trasformazioni tra
anni cinquanta e sessanta, Roma: Donzelli, 1996.
7 Grandi and Pracchi, Milano, pp. 343373.
8 M. Tafuri, Ludovico Quaroni e lo sviluppo dellarchitettura moderna in Italia, Ivrea: Ed. di
Comunit, 1964; P. Ciorra, Ludovico Quaroni, 19111987, Milan: Electa, 1986; A. di Meo
Bonollo, Ludovico Quaroni. Una frammentazione del sapere per progettare la citt sica,
in P. di Biagi and P. Gabellini (ed.), Urbanisti italiani, Bari: Laterza, 1992, pp. 255325;
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
275
Figure 14.0 The new Tema Village by Fry and Drew just after completion, ca. 1960 (Keith Jopp, Tema.
Ghanas new town and harbour, Accra: Ministry of Information, 1961).
14
EXPORTING NEW TOWNS:
THE WELFARE CITY IN AFRICA
Michelle Provoost
Looking at the cities that were built from scratch during the 1950s and 1960s across
the world, it is astonishing to see how uniform the manner was in which the world
population growth was spatially accommodated in places extremely remote from,
and different in culture and political background to one another. The roots of this
phenomenon go back to the New Towns built around London from the 1940s, which
soon became the panacea for urban growth in western Europe. The new cities around
Stockholm, Hoogvliet in the Netherlands and the Villes Nouvelles around Paris all
prolonged the ideas of the garden city movement and the neighbourhood unit, and
share the same DNA.
The concept of New Towns derived popularity from its promise to contain
metropolitan growth by dispersing the population to new cities of a limited size. It
posed a solid answer to the fear of big city problems. The concept was copied in
many countries, not only at the level of national planning but also at the level of the
urban plan, designed according to a hierarchical model using the neighbourhood unit,
zoning of urban functions, and an efficient traffic structure. New Towns were seen as
the way to contain urban growth and stimulate economic development. They became
the quintessential instrument to shape social democracy, to achieve an inclusive
society, guarantee security and social stability and relate housing to social services: in
short, to shape the welfare state.
A little later the same modernist urban planning started to pop up and spread in
developing, decolonizing countries in Africa, the Middle East and Asia. The concept
was not only spread through professional discourse, but as an export product it was
also stimulated by two other factors.
First, the ambition of the leaders of the new nation-states to position their countries
as modern, progressive states, free from colonial rule, as exemplied paradoxically by
using modern (western) architecture for the new (capital) cities they erected. This
mostly meant hiring western architects, since the profession of architecture and
planning was largely non-existent in the developing countries at that time.1 Often
a strong connection remained between the former colonizing power and the now
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Michelle Provoost
Alfred Alcock
In 1952, when Kwame Nkrumah was elected Prime Minister of what was then the
English colony of the Gold Coast, the decision was taken to build a brand new harbour
as part of the ambitious Volta River scheme. The Tema Development Corporation
was established, modelled after the English New Town administrative bodies. The
English planner Alfred Alcock (who previously had worked in Kumasi, Ghana, and
from 1945 to 1956 was town planning adviser to the Gold Coast) designed what
looked like a typical English New Town, consisting of seven neighbourhoods aimed
at a total population of 50.000.6 The choice of an Englishman like Alcock was logical
at this point, ve years before independence. But after 1957, despite independence,
there were rather more English advisors, planners and engineers working in Ghana.
Not only the spatial planning and the inherent social and political values, but also the
institutional organization; it was a complete package that had been exported from the
motherland to Ghana.
A. D. King rightly described this period as one when cultural, political and
economic links have, within a large network of global communications and a situation
of economic dependence, provided the means to continue the process of cultural
colonialism with the continued export of values, ideologies and planning models.7
In the rst half of the twentieth century, the garden city movement in England had
developed into more than a spatial concept. It had turned into a planning ideology
concerning many social, economic and political aspects of societal life. Moreover, it
had also become a mechanism with its own institutional structure, legislation and
techniques for implementation. King states It was this expertise which, in all its
assumptions, values and mechanisms and partly modied by local conditions, was
exported to colonial societies.8
This expertise was visible in the rst urban plan for Tema by Alcock.9 First, in the
organizational structure, after declaring Ordinance no. 35 the Tema Development
Corporation was established, modelled after the English New Town administrative
bodies.10 Second, the model of the English New Towns was recognizable in Alcocks
masterplan on many levels: in the organisation of the town based on distinct entities
(communities); in the separation of these communities by highways and green strips;
in the hierarchical organization of the roads, public services and neighbourhoods; in
the orderly layout of houses in neighbourhood units; in the provision of collective
services; and in the zoning of urban functions. The cornerstone of Alcocks plan was
the neighbourhood unit (approximately 20003000 residents), centred around an
elementary school and a market for daily groceries. Four neighbourhoods formed a
community, centred around middle schools, shops and a market, banks, post office and
offices. Seven communities made up the city of Tema. At the level of the entire city
there was a centre, this time completely in line with the accepted western models
of New Towns with the corporate offices, hotels, institutional buildings, the civic
centre, and higher education and entertainment facilities. By means of a multitude
of alternations, variations in size and shape of communities and neighbourhoods and
a non-orthogonal road system, the plan looked in the end less rational than this
enumeration might suggest (Figure 14.1).
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Michelle Provoost
Figure 14.1 Plan for Tema New Town, based on A.E.S. Alcocks planning advice, 1959 (Overseas Building
Notes, no. 87, May 1963).
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Michelle Provoost
Figure 14.2 Tema village, just before it was demolished. In the front the future harbour is taking shape;
in the background the rst houses are erected (Keith Jopp, Tema. Ghanas new town and harbour).
have to change their ways, working the same elds every year. There were also issues
of trust: the chief wanted to work with the government and was therefore considered
a traitor; the housing prototypes of Fry, Drew and Lasdun were vandalized and a lot
of violence was directed at the social workers.17
The situation nally changed when a resettlement office was opened in the village
with as many as 26 social workers, who took the trouble to talk not only with representatives of the villagers but also with individual inhabitants, and who understood the
real, underlying power structures, in which women played an important role. Finally,
after seven years, the village community started to rehouse to the new location. But
even then, a bulldozer was needed to convince the last diehards to move.
Initially, Fry and Drew designed the new village with a small harbour close to the
aluminium smelter, made up from four neighbourhoods positioned along a winding
route following the curves of the landscape. Placed in the centre were all the institutions of the modern welfare village: the schools, shops and a marketplace, as well as the
chief s palace and a sh-smoking area. When presented to the villagers this met with
a lot of criticism on all levels. Despite the insights Fry and Drew must have derived
Figure 14.3 Second and nal plan for Tema village by Fry and Drew, ca. 1956 (G.W. Amarteio,
D.A.P. Butcher and D. Whitham, Tema Manhean, a study of resettlement, Accra: Ghana
Universities Press, 1966).
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Michelle Provoost
from their extended social research, the villagers disapproved of the location, the
layout of the plan and the housing. The dogma of zoning seems to have been crucial
here: whereas Fry and Drew designed the village as four neighbourhoods with one
main centre, the villagers complained about the long distances to the centre and the
lack of exibility in using and extending the houses. The women especially had good
reason to prefer the smoke ovens and shops in the immediate vicinity of their houses
and objected to the centralization.
Fry and Drew had to go back to the drawing board and designed a completely
different plan, still based, however, on the hierarchical organization model of the New
Town (Figure 14.3). There were still four neighbourhoods and one central area and
the separation of functions remained. This time, however, the houses were designed
to better accommodate compound-style living with extended families, and were more
exible, so that families could extend the number of rooms themselves. The houses
consisted of a series of repeating standard types of circular, rectangular, diamond, and
star-shaped compounds. A sanitary block with toilets, centrally located in the neighbourhood, was shared by two or three compounds (160600 people). The original
design of the houses, of which a prototype was built, had a at roof but, since the
villagers deemed this only t for pigeons and not dignied enough, the design was
changed to a pitched roof.
While improving the basic conditions of water supply, washing, cooking, storage,
latrines and hygiene, Fry and Drew also respected the traditional family structures and
housing habits, and included traditional social elements in the houses like the veranda.
In vain, they tried to maintain the indigenous building traditions. They objected to the
introduction of prefabricated housing: it would be an indication of failure to do what
should be done, because it would mean that the Africans had not been helped in the way
they required to be helped, namely, to use their own brains and hands.18 Nonetheless,
the houses were constructed in sandcrete blocks and corrugated steelroofs.
However sensitive, the rather beautiful, formal design of the village was still not
suited to all Ghanaian habits, for example, running a small shop from the house. In fact
what Fry and Drew had designed was basically because of the zoning four living
quarters. But local culture could not be denied: small shops and adjustments to houses
popped up everywhere right from the start. Also, the inhabitants were disappointed
by the downsides of their authentic living: the houses in Tema Manhean were just as
expensive as those built by the Tema Development Corporation in the rst communities of Tema, but as a traditional African village they lacked electricity, a bathroom and
running water inside the house. The African project leaders of the rehousing process
understood only when it was too late what this would mean in the long run: As it
expands Tema will surround the new village, making its status as a slum area inevitable if
its standard of services remains so low in comparison with those of new housing areas.19
The villagers showed their discontent with their new environment in the survey
undertaken in the 1960s for the publication Tema Manhean. When asked for suggestions for improving their housing, they specied piped water and a latrine inside the
house, a bathroom with water supply, and electric light. Of course, these were not
normal amenities in a Ghanaian shing village, but in the new Tema, right on the site
where the villagers were removed from, they were standard. Standing at night, in the
oil and candlelit village and looking over to the Township, a blaze of light across the
Chemu Lagoon, we were well able to understand these unusually high expectations
and the resentment which had formed them.20
Kwame Nkrumah
Meanwhile in Tema, it became clear that Alcocks plan for a well-designed
English-style New Town was completely unable to achieve the speed necessary to
accommodate the overwhelming inux of workers from Ghana and abroad, attracted
by the economic promises of Tema harbour. In 1959 the Prime Minister, Kwame
Nkrumah (19091972), hired Constantinos Doxiadis to deal with the large scale and
the fast pace of development. No doubt he also wanted to lose the English designers,
who were so closely associated with the former colonial power.
Nkrumah was Prime Minister of Ghana from 1952, after he had become the rst
elected leader of the Gold Coast Parliament, and President of Ghana from 1960 up
to his dismissal in 1966. Judgements on him vary widely. In Ghana he is honoured
as one of the founding fathers of the country, advocate of independence and the
pan-African ideal as well as great statesman. He became a popular hero in 1951,
when his party won with an overwhelming majority while he was still imprisoned
as a political activist, subsequently to be released from prison by the English rulers.21
Politically, he is generally regarded as a Marxist socialist, who tirelessly stressed the
damage wrought by capitalism.22 In his vision for an independent Ghana the country
would reach modernization and progress not by relying on traditional agriculture but
by turning itself into a state-led industrial power. To that goal an impressive number
of state-owned companies was projected in his ve-year plans, covering steel, shing,
construction, mining, etc.23 Nkrumah wanted to kick-start Ghanas development and
achieve fast and impressive results by unrivalled investments in industry and infrastructure, including roads, bridges, dams, schools and hospitals; he initially gave the
impression his endeavours would be successful. But historians seem to agree he went
out of line and spent too soon; too much money on thoughtless projects.24 When
on top of that in 1961 the prices of cocoa, the most important export product of
Ghana, suddenly plummeted, a huge problem arose. The country was in debt, the
industrialization programme came to a grinding halt, capital left the country, and in
1965 the wealthiest country of Africa went bankrupt. The year after that Nkrumah
was dismissed in a military coup, allegedly with support from the CIA.25
Nkrumahs Ghana was not a welfare state. The direct links between democracy,
welfare and capitalism did not exist; while in the beginning of his reign there was a
limited democracy, there was certainly no ambition to become a capitalist economy.
Nkrumah did, however, introduce a system of welfare services in Ghana, offering
almost free education, health care and social services. Because of the emphasis on this,
the New Town model, with its hierarchic ordering of housing centred on community
facilities, was ideal for his purpose.
For Nkrumahs modernisation of the country, the Volta dam at Akosombo was
crucial, and Tema, as the international harbour, was thus part of his most ambitious
transformation project. With his commitment to growth, progress and modernization
it is not hard to understand why he would turn to Constantinos Doxiadis as the
planner for the city that would be the epitome of his ambitions.
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Constantinos Doxiadis
While Doxiadis has become known for his large scale, universal planning of a
multitude of cities around the globe, he started out on a much more modest scale.
Immediately after the Second World War he devised self-help reconstruction projects
for the poor Greek families deprived of their houses. In what looks like a very modern
project now, he conceived of a method with which the residents could themselves
rebuild their houses without large costs. In fact, the start of his career was a small scale
and largely bottom-up project.26 In later projects he showed a lively interest in existing
conditions, vernacular architecture and the culture of minorities (like the waterArabians in Iraq he surveyed and portrayed extensively), but he believed rst and
foremost in the modern welfare state and the universal improvements it would make.
When he began working outside of Europe, he was confronted with other issues
that largely had to do with the enormous growth of that era: especially of demography and economics. To deal with this new scale, Doxiadis developed an hermetic
theoretical design and engineering system that he called Ekistics, the science of
human settlements. It offered a rational and scientic alternative to the existing
historical cities with their congestion of cars and people.27 In their place, Doxiadis
proposed a gridiron city model that would provide for a human-scaled environment
and at the same time facilitate unlimited growth. This model still had its roots in the
accepted New Town model, but took it to another level: the neighbourhood units
were standardized and enlarged, while using the familiar hierarchical order, and they
were put in an ever-expanding grid, which was not supposed to contain growth as
with the English New Towns, but on the contrary, to facilitate it.
At the same time, he recognized the need to offer the new urbanites (for
usually the inhabitants of his cities were migrants from the countryside) a stable
and dependable framework, both spatially and socially. Aware of the existing local
characteristics as well as of future global urbanization, he proposed Ecumenopolis, the
world-encompassing city, as the solution. Doxiadis was possibly the leading exponent
of the explicit application of comprehensive modernist planning models as vehicles
for freedom, peace and progress.
The extremely rational and apolitical character of Ekistics, and the way Doxiadis
promoted his work as a science, made it popular with American governmental and
aid agencies as well as with the new politicians of the new nation-states, striving for
progress. He presented his designs in grids, charts, diagrams and schemes, completely
objectied, with no aesthetics or personal choices. In this pre-computer era there
was no possible way to resemble computer work any closer. Doxiadis was denitely
no whimsical arty architect with crayons; he was a trustworthy engineer who could
deliver. His Ekistics was a visionary, but scientic system in which local data had to
be entered and the design solution seemed to follow automatically. A touch of local
landscape and architecture was inevitable and necessary, but not too much, since this
would be contradictory to the universal pretentions of Ekistics. The rationality of his
approach not only made him attractive for western organizations and aid agencies but
also for new leaders in the developing world, for whom progress and growth sounded
like magic words.
Figure 14.4 Masterplan for Tema by Doxiadis Associates, 1961 (DA Review, November 1968, vol.
4, no. 47, Athens: Doxiadis Associates. Copyright Constantinos and Emma Doxiadis Foundation).
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Michelle Provoost
The plan for Tema (Figure 14.4) was based on a mathematical system which was
rigidly hierarchical, with roads in eight different classes ranging from the footpath
connecting the houses (Road I) to the highway (Road VIII) and residential areas
ranging from a small cluster of houses (Community Class I) to the city as a whole (CC
V) and even to the metropolitan region (CC VI).
The familiar hierarchical order of the English New Towns was thus fully rationalized and magnied in scale. Doxiadis systematized Alcocks plan, removing all its
whimsicalities and irregularities. Doxiadis plan for Tema belonged to the same family
as his other urban plans, be it Khartoum, Islamabad or Baghdad. To a high degree
it was a generic system, with its neutrality as the container for a complex of social
goals including community creation, emancipation, modernization and economic
progress. Only a limited inuence from local factors was allowed, which usually were
not cultural but involved local building traditions or the climate. In the case of Tema
this involved the striking diagonal orientation inside the communities, which derived
from the prevailing direction of the wind.
The two realised communities designed by Alcock were incorporated in an
orthogonal grid of main roads, which delineated a series of identical, numbered
Communities Class IV, each with its own centre, including shops, higher schools and
government buildings. Every community was divided into four smaller parts (CC III),
again each with its own centre containing daily shops and primary schools.
One of the most important goals for Doxiadis was to facilitate social cohesion
within the communities; a necessary goal in a country which still had many differences and feuds between tribes and also necessary for a city in which every inhabitant
was a newcomer without existing social structures to fall back on. Therefore, the
design of public buildings and public space was a priority. All these were carefully
standardized: the schools, the marketplaces and the government institutions, as well as
the roads, paths and squares, along with the planting and trees along them.
The development of the housing types shows how Doxiadis rejected the
compound house; in the many series of experimental houses he developed, there
were bungalows, terraced houses, apartment buildings and every variation possible was
tested, but they were all geared to the modern, nuclear family. Whereas Fry and Drew
had accepted local housing habits, he viewed them as unt for a modern industrialized
society. Again, Doxiadis was in line with Nkrumahs belief that the rapid modernization of the country was essential. This was argued as follows by the UKs Building
Research Station in its 1963 report on Tema:
As urbanization takes effect in Ghana, tribal ties and discipline must be superseded by other loyalties if a co-ordinated, law abiding society is to emerge.
It is therefore important to give the urban Ghanaian a sense of community
membership. The policy in Tema has been to discourage racial, tribal,
religious, or class segregation, in the hope that the citizens loyalty will be to
the neighbourhood, the community and town. This policy requires non-traditional types of housing accommodation. The tribal compound has no place
in Tema, and is replaced by the private family dwelling. Differentiation of
dwelling standards is purely by income, and all income-groups are represented
in each community.29
While the city was indeed meant for a mix of incomes, these were rarely mixed
within a single community; those with low incomes were concentrated next to the
industrial zone and along the highway, while those with the highest incomes were
housed along the green areas and lagoons. Interesting is the attempt of Doxiadis to
Figure 14.5 The design of public space in the lower and lower middle income housing was given great
attention, photograph ca. 1967 (DA Review, July 1967, vol. 3, no. 31, Athens: Doxiadis Associates.
Copyright Constantinos and Emma Doxiadis Foundation).
Figure 14.6 Terraced houses equipped with gardens lined with palm trees in Community 4, just after
completion (DA Review, March 1968, vol. 4, no. 39, Athens: Doxiadis Associates. Copyright
Constantinos and Emma Doxiadis Foundation).
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Michelle Provoost
also provide for the lowest incomes by including areas in which migrants could build
their own house; this programme was called Firm Foundations and was an example
of sites and services, the approach that was to be made popular in the 1970s by John
Turner, the British architect who advocated self-organized building.30 Doxiadis had
already worked with this method in Baghdad and when he saw how migrant workers
were unable to rent a house or room in Tema and instead moved to the fast-growing
neighbouring slum Aishaman, he incorporated the same concept at Tema.
The unlikely image of Doxiadis city was that of nicely designed, English-style
suburban terraced houses with gardens, lived in by immigrants from different tribes,
working in industry; it was an anxious, dynamic industrial metropolis designed as
a suburban pastoral. But Doxiadis sketches also show he was not romanticizing: it
would also be noisy, lively and even sordid, and that is exactly what happened.
From the early 1950s onwards, New Towns started to appear outside of the
European welfare state context in these new nation-states. Because of the Cold
War, the need was strongly felt to include these countries in the western sphere of
inuence.32 The New Towns, with their promise of democracy and open society were
seen as the perfect vehicle for the local challenges. English planners like Anthony
Minoprio, Max Lock and Fry and Drew were able to export their practices, but
also German, American, Swedish and French planners worked in what at that time
were the most contested areas of the Cold War: Iraq, Kuwait, Pakistan, India, Ghana,
Nigeria, etc.33 In all of these countries there existed a sense of urgency for the local
governments as well as for the western (aid) agencies supporting the local development to prevent societal unrest and to prevent these countries from going over to
the other side.34 In The Global Cold War, Odd Arne Westad analysed this position
and for the core values of the USA singled out liberty, anti-collectivism, a reluctance
to accept centralized political power, and an absolute belief in science and technology
as the progenitor of rational action.35 So, civilization equals rationality. It was the task
of the Americans to raise other people into a state of civilisation. The rational and
scientic modernist planning (especially of Doxiadis) was the most suitable instrument
to do so in urban planning and many projects were either nanced by American funds
or supported by diplomatic means.36
We can state that the exported New Towns were not only a product of the welfare
state, they also functioned as an advanced post of the welfare state, at least in its U.S.
version, and hence as a regulating and pedagogical system to achieve a democratic,
open society. The widespread support for this concept shows how trust in the power
of modernist planning to achieve change was virtually unlimited at the time. This is
a trust we nowadays lack and which in hindsight, when we look at how development
in the countries concerned really took place, seems rather nave.
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Figure 14.7 Old and upgraded canoes in the canoe harbour of Tema village, against the background of the
Valco Aluminum factory, 2007 (Michelle Provoost).
Figure 14.8 The original compound houses in Tema village, 2007 (Michelle Provoost).
Tema: living conditions are worse, housing and amenities are cheaper and less attractive
than in Tema; the village people are living literally in the smoke of Temas industry,
and while the traditional shing still exists, it is, thanks to international competition,
only in a subservient way. There is still a chief, who has his (concrete) palace and traditional court household, but he mainly ghts to get compensation for the crowded and
polluted state the village is in. The houses by Fry and Drew are hardly recognizable,
squeezed between the many extensions and illegal buildings erected between, above
and around them. It is a poor, polluted area, cramped in by industry, looking at its
next-door neighbour Tema, where everything is better and more hopeful. The desire
to respect the original living habits and social structure of the villagers has been
overtaken by the reality of the fast-modernizing outside world and has resulted in the
villagers growing more dissatised by the day. The village is not an enclave anymore
but economically and socially part of modern Tema. The resentment over their resettlement and the bad deal that the villagers feel they got lives on today.
The city of Tema does not look like a clean English garden city anymore, as it did
shortly after completion (Figures 14.9 and 14.10). The modernist terraced houses
are hidden behind self-built rooms and shops and the wide streets are lined with
illegal kiosks. Though not intended this way, the New Town still takes advantage
of the unusual amount of open space that was originally designed. Also, the institutions that were planned schools, hospitals, churches and community centres seem
to function well and are widely and actively used. Being one of the few rationally
planned environments in the Accra region, Tema is regarded in Ghana as a desirable
place to live. The city has maintained some of its pioneering New Town character; to
be called a Tema-boy is a compliment and means you are taking opportunities and
will climb the social ladder. While those with the lowest incomes have no choice but
to settle in the nearby Aishaman self-organized settlement, Tema seems to have turned
into a haven for the middle class, with plans to redevelop the rst public housing areas
by replacing them with commercial housing.
Even though we cannot attribute the success or otherwise of the two areas solely
to the designers or their urban concepts, the comparison shows that the respectful,
participatory method does not necessarily lead to a satisfactory solution and that the
top-down, large-scale method of planning does not necessarily lead to a cultural disaster.
The comparison between the two areas and the two visions they represent becomes
all the more interesting when we consider the situation today. There is now, once
again, a huge urbanization taking place worldwide, which needs to be accommodated. It has been a major topic of urban planning discourse, particularly since 2007,
when the urban world population passed the 50 per cent barrier. The extrapolation
of this trend has triggered visions which echo the 1950s and 1960s in the sense
that once again, growth (demographic, economic) is the main driver behind urban
development.38
Another parallel is that there is now a marked division between academia and
theory and practice. Academic discourse focuses on small-scale participation and
bottom-up projects, on slums and self-organization.39 Meanwhile, a small number of
huge western offices such as HOK, KPF and SHoP are designing and building largely
generic cities of unprecedented scale in Asia and Africa, from New Songdo (South
Korea) to Kigamboni (Tanzania) and Konza City (Kenya).40 The export of western
293
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Michelle Provoost
Figure 14.9 Some houses in Tema city Community 4 still have gardens, but most have used them to
extend their living spaces, 2007 (Michelle Provoost).
Figure 14.10 Schools and churches are the organising focal points in many Tema city communities, 2007
(Michelle Provoost).
ideas, though it may seem like an outdated phenomenon of the Cold War period, is
very much alive, as urbanism has become a globalized profession and economy.41 The
only recent change in this is that Singaporean, Chinese and Korean offices are now
also exporting their planning expertise to Africa, Iran and India amongst others.42
In the present western discourse on urbanization the prevailing (and politically
correct) view is close to the approach that Fry and Drew were taking: one should
respect local habits and culture. However, the case of Tema poses the question of
whether it is possible to build for huge urbanization solely with small-scale, participatory and contextual methods. The alternative approach, large-scale, top-down
planning, has become suspect and generic planning has been rightfully judged on its
many shortcomings. Looking at the history of Tema we might conclude that both
approaches, with their advantages and disadvantages, are needed in order to accommodate rapid urbanization. Only a combination of these two attitudes and their
methods will work and might lead to a resilient city in the long term: a combination
of the local and the universal, the bottom-up and the top-down, the technocratic and
the participatory, the large scale and the small scale, the visionary and the practical.
Meanwhile, it would be hazardous to neglect all the large-scale, top-down cities being
planned by multinational commercial rms at the moment, not least because of their
omnipresence. Cities such as Songjiang in China and Lavasa in India, as well as African
cities such as Kigamboni and Konza, will house millions of people over the coming
decades.43 A better understanding of (the history of) the mainstream of generic urban
planning and the mechanisms behind it (political, economic and nancial) is required
and, however bleak, might even prove fascinating.
Notes
1 Patrick Abercrombie, Antony Minoprio, Max Lock and Fry and Drew were among the
English planners and architects who started working in developing countries after initially
working on the British New Towns.
2 M. Provoost, New Towns on the Cold War Frontier. How modern urban planning was
exported as an instrument in the battle for the developing world. Eurozine, published 2006,
www.eurozine.com/articles/2006-06-28-provoost-en.html. See also . Stanek and T. Avermaete
(eds) Cold War Transfer. Architecture and Planning from the Socialist Countries to the
Third World, themed issue of Journal of Architecture, 2012, vol. 17, no.3.
3 Many of the insights into the political and nancial background of New Town planning
are based on the ongoing research project by Crimson Architectural Historians, New
Towns on the Cold War Frontier, forthcoming publication in 2014. For the role of American
charities in the support for the export of modernist planning to developing countries,
see L. Winnick, Ford History, unpublished manuscript, Ford Foundation Archives; G. R.
Hess, Waging the Cold War in the Third World: The Foundations and the Challenges of
Development, in L. J. Friedman, M. D. McGarvie (ed.), Charity, Philanthropy, and Civility in
American History, Cambridge: Cambridge University Press, 2002, p. 319339.; F. X. Sutton
The Ford Foundation: The Early Years, in Daedalus, Winter 1987, vol. 116, no. 1; Robert
F. Arnove (ed.), Philanthropy and Cultural Imperialism. The Foundations at Home and Abroad,
Boston: Indiana University Press, 1980.
4 See S. Williams Goldhagen and R. Legault (ed.), Anxious Modernisms. Experimentations in
Postwar Architectural Culture, Cambridge: MIT Press, 2002.
5 Recent publications include A.-A. Kyrtsis, Constantinos A. Doxiadis. Texts, Design Drawings,
Settlements, Athens: Ikaros, 2006; L. Theodosis, Containing Baghdad: Constantinos
Doxiadiss Program for a Developing Nation, in P. Azara (ed.) Ciudad del Espijismo: Bagdad,
de Wright a Venturi, Barcelona: Departament de Composici Arquitectonica, ETSAB-UPC,
295
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7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
2008, p. 167172; P. Pyla, Planetary Home and Garden: Doxiadiss EnvironmentDevelopment Politics, Grey Room 2009 no. 36, p. 635; V. dAuria, From Tropical
Transitions to Ekistic Experimentation: Doxiadis Associates in Tema, Ghana, Positions: On
Modern Architecture and Urbanism/Histories and Theories, 2010 no. 1, p. 4063.
A. E. S. Alcock was Town Planning Adviser to the Gold Coast from 1945 to 1956 and
worked with Fry and Drew on other occasions. See I. Jackson, A. E. S. Alcock and the
Planning of Asawasi, Kumasi, http://transnationalarchitecturegroup.wordpress.com/2013/04/12/
tropical-architecture-current-research-4
A. D. King, Exporting planning: the colonial and neo-colonial experience, in G. E.
Cherry (ed.), Shaping an Urban World, London: Palgrave Macmillan, 1980, p. 205.
King, Exporting planning: the colonial and neo-colonial experience, p. 210.
A. E. S. Alcock, A New Town in the Gold Coast, Town and Country Planning, January
1955, p. 5155.
See E. C. Kirchherr, Tema 19511962: The Evolution of a Planned City in West Africa,
Urban Studies, 1968, vol. 5, no. 2, p. 207217.
Chief Architect and Town Planner since 1954 was T. S. Clerk. Architects: D. C. Robinson,
D. Gillies-Reyburn; N. R. Holman, M. J. Hirst, W. D. Ferguson; C. Kossack, G. Rochford,
D. B. Duck, H. G. Herbert. See D. C. Robinson, Development of the New Town of
Tema, Ghana, Architectural Design 1959 nr. 4, p. 138140.
Cited in Kirchherr, Tema 19511962: The Evolution of a Planned City in West Africa,
p.207217.
E. M. Fry and J. B. Drew, Village Housing in the Tropics, London: L. Humphries, 1947.
Max Fry. Inspirations, friendships and achievements of a lifetime in the modern movement,
Building, 31 Oct. 1975, p. 56.
G. W. Amarteio, D. A. P. Butcher and D. Whitham, Tema Manhean, a Study of Resettlement,
Accra: Ghana Universities Press, 1966.
Amarteio, Butcher, Whitham, Tema Manhean, a Study of Resettlement, p. v.
The official name of the office included Denys Lasdun. It does not seem that he was
involved in any way in planning Tema village.
M. Fry and J. Drew Colonial planning and Housing, The Architectural Association Journal,
Vol. LXII.707, November 1946, p. 61.
Amarteio, Butcher, Whitham, Tema Manhean, a Study of Resettlement, p. 6465.
Amarteio, Butcher, Whitham, Tema Manhean, a Study of Resettlement, p. 6162.
M. Meredith, The State of Africa. A History of Fifty Years of Independence, London: Simon &
Schuster, 2005.
See Meredith, The State of Africa. A History of Fifty Years of Independence, 2005; B. Davidson,
Black Star: A View of the Life and Times of Kwame Nkrumah, Woodbridge: James Currey
Publishers, 2007. See also the many publications and lectures by Kwame Nkrumah himself,
especially Neo-colonialism, the Last Stage of Imperialism (1965) and African Socialism Revisited
(1967).
In 1966 more than fty state-led companies had been started. See Meredith, The State of
Africa. A History of Fifty Years of Independence, 2005, p. 185.
Meredith, The State of Africa. A History of Fifty Years of Independence, 2005, p. 184.
J. Stockwell, Nkrumah. How the CIA overthrew his government, in The Insight
Newspaper, March 17 2013.
For the Greek Recovery Program see Doxiadis Archives, Athens, www.doxiadis.org. See
also G. L. Reed, The Greek Villager houses himself , in IFHTP Newssheet 1951 August,
p. 2224.
C. A. Doxiadis, Ekistics. An Introduction to the Science of Human Settlements, New York:
Oxford University Press, 1968.
Toward an African Transport Plan, General Reports DOX-GA 1-3, Jan 1961Mar 1962,
Constantinos A. Doxiadis Archives, Athens.
Industrial Research of the Tropical Building Section, Building Research Station,
Community Development at Tema, Ghana, Overseas Building Notes, vol. 87, May 1963,
p. 6.
See R. Harris, Silence of the experts, aided self-help housing 19391954, Habitat
International, vol. 22 no 2, June 1988, p. 165198.
31 K. Jopp, Tema. Ghanas new town and harbour, Accra: Ministry of Information, 1961, p. 8.
32 See, for example, A. R. Pierce, Woodrow Wilson and Harry Truman. Mission and Power in
American Foreign Policy, Westport: Praeger, 2003; The United Nations Development Decade.
Proposals for Action, Report of the Secretary General of the United Nations, New York,
1962.
33 On this subject see Stanek and Avermaete, Cold War Transfer. Architecture and Planning
from the Socialist Countries to the Third World, 2012.
34 See F. Saunders, The Cultural Cold War. The CIA and the World of Arts and Letters, New York:
The New Press, 2000.
35 O. A. Westad, The Global Cold War. Third World Interventions and the Making of our Times,
New York: Cambridge University Press, 2005.
36 Ibid.
37 This discussion becomes most visible in the curricula of, and the symposia organized by,
architecture and planning universities and research institutes across the world. See, for
example, The Urban Design Laboratory at the ETH, Zrich (led by Marc Angelil) and
the work of Kees Christiaanse and the Urban Think Tank Chair at the same University;
The Vertical Cities Asia International Design Competition organized by the National
University of Singapore; The Global Housing Studio at the TU Delft; Symposium Urban
Design: Conditions and Projections, Febr. 34 2012, Harvard GSD. Publications on the
topic include Urhahn Urban Design, The Spontaneous City, Amsterdam: Bis Publishers,
2011; M. Provoost (ed.), New Towns for the 21st Century. The Planned vs the Unplanned
City, Amsterdam: SUN Publishers, 2010; J. Chase, M. Crawford and J. Kaliski, Everyday
Urbanism, New York: Monacelli Press, 2008. See also note 39.
38 R. Burdett and D. Sudjic (eds), The Endless City, The Urban Age Project by the London School
of Economics and Deutsche Banks Alfred Herrhausen Society, London: Phaidon, 2010.
39 A large number of studies have been dedicated to the informal city in the last decade,
notably A. Roy and N. AlSayyad (eds), Urban Informality: Transnational Perspectives from
the Middle East, South Asia, and Latin America, Lanham: Lexington Books, 2004; A.
Brillembourg, K. Feireiss and H. Klumpner (eds), Informal City. Caracas Case, Munich:
Prestel Publishing, 2005; F. Hernndez, P. Kellett and L. K. Allen (eds), Rethinking the
Informal City. Critical Perspectives from Latin-America, Oxford: Berghahn Books, 2010.
40 Many examples of this are to be found in the International New Town Institutes (INTI)
database: www.newtowninstitute.org as well as in R. Keeton, Rising in the East. Contemporary
New Towns in Asia, Amsterdam: SUN Publishers, 2011.
41 See Volume, Winter 2012 no 34, Theme issue: City in a Box.
42 This information comes from ongoing research by INTI, titled New New Towns. See www.
newtowninstitute.org
43 See Keeton, Rising in the East. Contemporary New Towns in Asia, 2011. See also database
INTI, www.newtowninstitute.org
297
Figure 15.0 Mark 1 blocks on Kwun Tong resettlement estate, Kowloon, Hong Kong (built 19581959,
redeveloped by HKHA 19831991) photographed by Miles Glendinning in 1983.
15
FROM EUROPEAN WELFARE STATE
TO ASIAN CAPITALISM: THE
TRANSFORMATION OF BRITISH
PUBLIC HOUSING IN HONG KONG
AND SINGAPORE
Miles Glendinning
The international foundation narrative of the history of public housing has revolved
almost exclusively around Europe and North America, spanning from the earlytwentieth century up to the 1970s and 80s.1 This narrative comprises a relatively
restricted palette of well-known world-outlooks, often polarised against each other in
stereotyped ways as between the European welfare state and the U.S. combination of
capitalism with residual public housing; or between Soviet communism and western
social democracy, or between the supposed homogeneity of the Soviet-bloc Plattenbau
(prefabricated housing) and western European diversity. But these programmes in
Europe and North America had one thing in common the fact that most of them
came to an end, often rather dramatically: earlier in some western countries, later in
the Soviet case (19891991). In Europe and North America, public housing is seen
today as a closed subject, a twentieth-century phenomenon that is no longer in active
development, but is now a matter of management or even dismantlement.2
Elsewhere in the world, however, the picture is different, especially in eastern Asia,
which is today witnessing massive public housing construction, especially in mainland
China. These programmes are open rather than closed in character, spanning several
generations (like only a few European programmes, notably that of Vienna) and
continuing today. And they are bound up not with welfare state social democracy in
the western European sense, but with other values, notably a sometimes authoritarian,
socially-anchored free-enterprise capitalism.
Less well-known, however, is that these Asian programmes have signicant roots
in the wider history of European welfare-state mass housing: that the two narratives, the old and the new, are closely interrelated, especially through mechanisms
of colonialism and decolonization. This chapter sets out to begin the process of
excavating the two most important of these roots: the now 60-year-old mass housing
programmes of the mini-states of Hong Kong and Singapore. This was a period
dominated in Singapore by the rule of the Peoples Action Party, or PAP (under Lee
Kuan Yew, who took power in 1959 and in 1965 led Singapore to independence),
and in Hong Kong by the last decades of British colonial rule until 1997, notably the
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Miles Glendinning
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Miles Glendinning
good design, often consultants sent from London to advise or produce reports.
As we will see below, in Hong Kong and Singapore the tendency was to unify and
coordinate housing production on a city-state-national rather than local basis.8
Figure 15.1 Singapore National Day display (2011) at Bukit Ho Swee estate, nowadays a PAP
stronghold. The centre gure in the poster is Lee Kuan Yew (Miles Glendinning).
Kong was swamped by successive waves of refugee immigrants from the communist
mainland: although it was over 60 per cent larger in area than Singapore, it had far
less developable land and its population grew by around a million persons per decade
until the late 1980s. The 1960s saw further challenges to the territorys viability, with
mounting crises of water shortage solved only by dependence on supplies from the
mainland, and two successive summers of rioting and unrest in 19661967 the
rst provoked by social discontent, the second by communist agitators reecting the
Cultural Revolution. Paradoxically, although communist China was geographically far
closer to Hong Kong, the latter witnessed far less strident anti-communist rhetoric
than Singapore, and, indeed, much less overt politicisation of social questions such as
housing in general. Yet Hong Kongs government also unleashed a highly interventive
policy towards the built environment constrained by the far worse land shortage
than in Singapore, by the stronger position of the private sector in land and property
development, and by the weaker position of planning.11
Thus, we can now begin to answer our two key questions, about the relationship of
both programmes to welfare-state ideology and to British precedent. In the rst case,
there were some strong strategic similarities between Hong Kong and Singapore. Both
aimed to stabilise a society of people in transit, and to foster a sense of community
or even national identity within a capitalist context. In both territories, unlike
Europe, the legitimacy of market capitalism was never seriously challenged, and in
recent years both have been labelled the two most free economies in the world
by the Heritage Foundation. Yet these were unusual free markets, depending on
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Miles Glendinning
selective yet massive social provision, including planning on a scale the USSR would
have been proud of. As part of this, both governments, late-colonial Hong Kong and
post-colonial Singapore, chose to develop huge, centrally-administered public housing
programmes to rehouse their vast refugee populations and anchor their societies: by
1980s even Hong Kong was devoting over 20 per cent of GDP to public spending,
including diverse welfare-state provisions (for example, free schooling and nearly-free
healthcare). The chief difference, in politico-social terms, was the framing of the
policies: forcibly ideological in Singapore, more neutral in Hong Kong. In the process,
the particular, distinctive characteristics of public housing in the UK naturally formed
a backdrop, but these were transformed by Asian constraints into new recipes, distinct
not only from Europe but also from each other.
How did the built-environment mechanisms of British colonial inuence operate
in these territories? Up to the mid-1950s, both were in a similar position, with
officials exposed to direct British inuences both on home visits and through the
missions of consultant planners, such as George Pepler in Singapore and Patrick
Abercrombie in Hong Kong; especially frequent were the visits by the Colonial
Offices housing adviser, the architect George Atkinson, who helped in the 1950s to
propagate an ethos of enlightened modernist architecture and building technology
across the colonies. But the late 1950s and 1960s saw a sudden divergence between
Hong Kong and Singapore housing administration, the former pursuing a quiet,
gradual decolonisation (dogged by tensions with Labour governments in London
unsympathetic to Hong Kongs laissez-faire practices), but the latter plunging into a
sudden and chaotic Malayanisation in the late-1950s, which transformed the colonys
longstanding housing and planning agency, the Singapore Improvement Trust (SIT),
from a source of complacent pride to an ancien rgime lame-duck, purged of key
personnel almost overnight in 19581959. From 1950 onwards, foreign inuences
on Singapore housing practice stemmed as much from Australia or United Nations
agencies as from Britain.12
This strong contrast in administrative ethos was not reected in more explicitly
British policies on the ground in Hong Kong. Both territories established a national
housing authority (in Singapore, in 19591960, and in Hong Kong, in 1973) a
formula very different from Britains council housing. Conversely, both territories
strongly echoed Britain in their dual formula of radical urban redevelopment and a
planned programme of new towns and population overspill. The two decisive variants
in determining the exact recipe in either case were the governance/economic system
and the land supply. Put in a nutshell, Singapore, with its less acute land shortage and
increasingly authoritarian government style, evolved a programme that combined
the British framework of strong urban and new-town planning with an un-British
reliance on social home ownership, physically evenly spread across its territory in a
redistributive strategy described by Lee as a Robin Hood adventure. Conversely,
Hong Kong, with its looser government and ultra-free-market economy, and its severe
land and demographic situation (offset by Crown ownership of all land) developed
Britains system of extreme uctuations in housing policy and its tower block architecture to a dramatic extreme of height. The specic built forms of these programmes
resembled patterns in Britain in a much more indirect way especially as they were
entirely composed of high-density multi-storey ats. Yet Singapores early New Towns
were still distinctly reminiscent of the Mark 1 British New Towns, in their radical
variety of block heights, profuse greenery and segregated neighbourhood/zoning
pattern.13
In both territories, there were two key tensions: the rst between emergency
and long-term approaches and the second between social renting and social homeownership. In the rst case, Hong Kong saw a linear, albeit convulsive, progression
of policy, from initial dominance by emergency resettlement to a gradual takeover by
a long-term permanent housing strategy integrated with planning; while Singapore
experienced a more idiosyncratic, politically-structured uctuation from planning to
emergency housing and back to planning again. In the second case, rst Singapore
and then (more hesitantly) Hong Kong began ambitious programmes of purpose-built
social home-ownership developments a programme that continued to an extreme
in Singapore but was more circumscribed and subject to pressures from private developers in Hong Kong.
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306
Miles Glendinning
Figure 15.2 The rst completed blocks (19571958) in SITs Kallang Airport redevelopment, showing
the low height and density compared to Hong Kong (Miles Glendinning).
307
308
Miles Glendinning
Figure 15.3 Donald Liao, photographed in 2010 at the Hong Kong Jockey Club, Sha Tin New Town
(Miles Glendinning).
But by the later 1960s, it was not Frasers earlier work at the SIT that was attracting
wider attention, but the unexpected and dramatic progress of the new HDB in
Singapore. In later years, Singapores First Decade of Housing under the PAP became
exalted into a nation-building foundation-narrative, its cathartic moment a sudden
production breakthrough following Singapores equivalent of Shek Kip Mei, the
Bukit Ho Swee re of May 1961. The reality was rather more uncertainty-ridden
and reliant on ad hoc improvisation. The overall effect was, in some ways, the same
as in Hong Kong: re emergency exploited to begin a wider reshaping of the built
environment. Between 1959 and 1963, and especially between the 1961 walkout by
the PAPs left-wing to form the Barisan Sosialis (Socialist Front) and the 1963 security
crackdown that ended that rebellion, the PAP government was ghting for survival
and public housing, as a key responsibility of self-rule government, was one of the
few ways open for it to win decisive public support. Signicantly, housing became
the rst area in which Lee signalled the impending split with his partys left wing: on
inheriting the newly-established HDB, he sidelined Ong Eng Guan, newly appointed
as minister responsible for housing and planning, and in 1960 appointed businessman
Lim Kim San as rst head of the Board, which began operation on 1 February that
year.24
Pragmatically, Lim Kim San made few radical changes to the SITs policies and
practices although for propaganda purposes the SIT was henceforth portrayed as an
ineffective dinosaur and the HDB as a PAP-devised remedy. What had really changed
was the implementation of those existing practices: with the shift of the PAP from
poacher to gamekeeper, a steely but pragmatic drive for output now dominated (Figure
15.4). The SITs low-rise developments were wound down and its new range of
emergency one-room ats in orthodox modernist slab blocks were mass-produced by
the HDB at Tiong Bahru/Bukit Ho Swee, Queenstown and elsewhere, alongside slabs
of larger-size permanent ats, to begin a virtuous circle of decanting and redeveloping
the squatter settlements: early-1960s Singapore had proportionately as many squatters
as Hong Kong (300,000 as compared with 550,000), but these were dominated by
Figure 15.4 Bukit Ho Swee Phase 1 (Tiong Bahru Cemetery Site) Singapore HDBs rst overspill
blocks for re victims, built in 19611962: 910 storeys, 440 23-room ats (Miles Glendinning).
farmers rather than refugees. Following a purge of expatriate SIT staff by Ong in
1959 creating a very different, more Asian feel to HDB staffing by comparison with
Hong Kong this building policy of no-holds-barred consolidation was ably put into
effect by the new HDB chief architect, Teh Cheang Wan, and output soared, with
54,000 ats completed in ve years, and annual resettlement reaching 6,500: eventually,
aided by mounting compensation levels, 230,000 squatter families would be rehoused
by 1985.25
The mid-1960s saw two especially important changes in emphasis in HDB policy,
both building massively on themes initially conceived by the SIT. First was the expansion
of the Master Plan new-town programme into an island-wide development strategy,
beginning with the full-scale commencement of Toa Payoh in 1965 (mainly 1 and
2-room ats initially) and the rst plans for Woodlands and Ang Mo Kio, in the north,
from the 1970s, both on high-density Mk. 1 New Town lines (200 dwellings per hectare
maximum (combined net density), compared with 500 at Toa Payoh). In addition the
Master Plan was repeatedly revised, most notably in 1967 as the Concept Plan.26
The second stage in the PAP housing strategy also started adventitiously: the
beginning of a programme of mass social homeownership in 1964. Stemming from
smaller-scale SIT experimental schemes (notably at St Michaels Estate, 19581959),
this policy was now projected into action as part of the PAPs bid to counter ethnic
tensions during the brief union with Malaysia (19631965) the rst Home
Ownership for the People scheme being a group of 16-storey slabs in Queenstown
area 3 (Figure 15.5). But in another demonstration of the ad hoc character of early
HDB policymaking, the scheme made relatively little progress until it was decided
to open up the Central Provident Fund a compulsory pension-saving scheme
devised and introduced under Marshall in 1955 as a nancial source for at-purchase
under the scheme. From that point, the home ownership scheme grew so rapidly
as to displace mainstream rental housing as the main production focus within a few
years, and by 1979 over 61 per cent of publicly-built housing was owner-occupied
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310
Miles Glendinning
under 99-year leases. The policy became the HDBs paramount contribution to the
embedding of Singaporean society: by 1987, 585,000 public ats housed 85 per cent
of the total population.
Of course, the state promotion of mass social home ownership of governmentbuilt dwellings was hardly a unique discovery of Singapores, but was, by 1964,
already the principal social housing strategy of countries ranging from Iceland and
Finland to Israel. What was unique to Singapore was the association of social homeownership with mass building of high-density tower blocks, a policy which became
a very effective agent both of decolonization and social stabilization even if, in the
long run, it also arguably encouraged over-consumption in housing and created a
growing affordability problem.27 In contrast to, say, the pre-1965 London County
Council, with its combination of large-scale public-authority structure and design
individualism, in the HDB high density and high output were universally accepted
constraints and prerequisites. Although the role of architects, planners and landscapists
was central to the HDB programme, this followed carefully integrated, rather than
design-rst, lines. Large interdisciplinary teams were built up to supervise the HDB
housing drive, controlled by chief architect Teh Cheang Wan in the 1960s and 1970s
and then by Liu Thai-Ker.
Following the frenetic efforts of the 1960s, the 1970s were years of consolidation in Singapore, with both resettlement clearances and new completions edging
steadily upwards. In Hong Kong, the position was startlingly different: these were the
years of a second housing revolution, transforming the old resettlement-dominated
programme into something more like Singapores comprehensive strategy, complete
Figure 15.5 HDBs rst home ownership blocks, Queenstown neighbourhood 4: three 16-storey slabs,
designed by Teh Cheang Wans staff and completed in 1964 (Miles Glendinning).
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Miles Glendinning
individual block names (in Cantonese) whereas Singapore favoured large gable-wall
numbers. Also in the British lineage was the (relative) distrust of large-scale prefabricated construction, a trend followed in both territories to reect local building
conditions, although selective precast elements were increasingly incorporated. It was
topography, above all, that determined the contrasting built-forms of at Singapore
and mountainous Hong Kong although the need to reserve the latters best housing
sites for private developers further constrained public housings land-supply, requiring
most sites to undergo formidable and costly formation works.
In Singapore, the basic unit of estate planning was the individual at-type. Housing
was laid out in a site-specic manner by HDBs architectural teams, increasingly (from
the 1980s) incorporating highly individualized postmodernist decoration to emphasize
neighbourhood identity. Initially dominant in Singapore, owing to the more
favourable land supply than Hong Kongs, were straightforwardly modernist in-situ
concrete slab blocks of small but self-contained ats, usually of 1011 storeys, and
either with central corridors (emergency ats) or balconied on one side (permanent
improved ats): at sizes remained invariably larger than Hong Kongs. But by the
1970s, Singapores new towns were moving towards a rather denser formula of 1113
storey blocks, tightly arranged in enclosed groupings to exclude sunlight, while
maximising the access permeability of the blocks in order to enhance air penetration
a tropical echo of the typical English deck-access formula of the 1960s. The basic
development unit became the precinct of up to 1,000 ats, rather than the neighbourhood of up to 6,000.32 As part of this design development process, Singapore also
continued its emphasis on balcony access decks, combined with open ground oors
(officially dubbed void decks), all now increasingly seen in social-engineering terms
Figure 15.6 HKHAs Sun Chui estate phase 2, Sha Tin, Hong Kong, under construction, 1983: new
public-rental estate designed by Donald Liaos architects (Miles Glendinning).
Figure 15.7 Sui Wo Court, Sha Tin: pioneering HKHA home ownership scheme, designed by Palmer
& Turner and opened 1981 by Governor MacLehose (Miles Glendinning).
313
314
Miles Glendinning
Figure 15.8 Sin Ming Court, Bishan New Town, Singapore (19851988): typical home ownership
new-town development, designed in colourfully postmodern style by the HDBs architects (Miles Glendinning).
Figure 15.9 HKHAs Lower Ngau Tau Kok redevelopment under construction in 2011: 41/46-storey
site-specic towers based on Harmony type-plans, replacing 16-storey resettlement slabs (Miles Glendinning).
at numbers and sizes, with up to 20 ats per oor. Although pressure from local
architects led in 2005 to the adoption of Singapore-style site-specic design, the
component elements of the blocks were still recognisably derived from the Harmony
series, now in effect over a quarter of a century old (Figure 15.9).34
Recent developments
Although there is no space here to trace in detail the later, mature phases of the
housing programmes in both territories, we can certainly note that they became
successfully embedded in the populations to a far greater extent than in the UK,
especially in Singapore where the vast majority of the population (85 per cent) now
live in HDB-built ats. With the growing democratization of Hong Kong, post-war,
British-style political bidding wars over public housing output now seem to be
emerging. But in neither case (at any rate, since the 1960s resettlement problems in
Hong Kong) has there been any signicant sign of the slide towards rejection and
stigmatization of state-provided housing typical of the West. Partly this may stem from
the way in which mass housing has been closely bound up with consistent economic
growth in both territories, as emphasized by Castells. By 2011, both ranked among
the worlds wealthiest economies, with a per capita GDP of 22,474 in Hong Kong
and 29,562 in Singapore, and a total GDP of 159 billion in Hong Kong (compared
with 0.83 billion in 1960) and 153 billion in Singapore (0.41 billion in 1960).35
Multi-generational longevity is, in itself, one of the most distinctive aspects of both
the HDB and HKHA programmes, and has enabled them to act as an effective
bridge between the mass housing traditions of the Old West and New East. For
the mass housing tradition in eastern Asia is now not just alive but is on the increase,
especially in mainland China. There many cities, led by Bo Xilais former redoubt of
Chongqing, have launched huge programmes of public housing as a way of combating
and channelling the countrys enormous demographic pressures.36 Built in a frenetic
hurry, these could potentially become vulnerable in the future to the same obsolescence problems as the 19451975 output in the west. Or could the lessons of Hong
Kong and Singapore help avert such an eventual fate?
Notes
File reference abbreviations below: HKRS: Hong Kong Public Records Office, pre-1984
open les; HDB: National Archives of Singapore, pre-1960 open les; HB: National
Archives of Singapore, post-1960 les (generally closed).
1 See, for example, M. Glendinning, La guerre de cent ans, in M. Casciato and E. dOrgeix,
Architectures Modernes, Wavre: Mardaga, 2012, 89100.
2 US doomed to failure accounts: see, for example, D. Bowly, The Poorhouse: Subsidised
Housing in Chicago, Carbondale: Southern Illinois University Press, 1978; J. Bauman, R. Biles,
K. M. Szylvian, From Tenements to the Taylor Homes, University Park: Penn State Press, 2000;
Soviet Plattenbau interpretations: R. Liebscher, Wohnen fr Alle, Berlin: Vergangenheits
Verlag, 2009; H. Moravcikova and others, Bratislava Atlas of Mass Housing, Bratislava: Slovart,
2011. Overview of rise and fall: M. Harloe, The Peoples Home? Oxford: Blackwell, 1995.
3 The specic research context of this article is an ongoing investigation of the international history of mass housing, focused especially on Hong Kong. Travel for this research
(including for this chapter) is supported by a British Academy/Leverhulme grant.
315
316
Miles Glendinning
4 M. Castells, L. Goh and R. Kwok, The Shek Kip Mei Syndrome Economic Development
and Public Housing in Hong Kong and Singapore, London: Pion, 1990; HK policy accounts:
R. Hutcheon, High Rise Society, Hong Kong: HKHS, 1998; M-Y. Leung, From Shelter to
Home, Hong Kong: HKHA, 1999; Y. M. Yeung, Fifty Years of Public Housing in Hong Kong,
a Golden Jubilee Review and Appraisal, Hong Kong: Hong Kong University Press (HKUP),
2003. Singapore policy accounts: Housing and Development Board (HDB), First Decade
in Public Housing, Singapore: HDB, 1970; A. K. Wong and S. H. K. Yeh (eds), Housing
a Nation: 25 Years of Public Housing in Singapore, Singapore: Maruzen, 1985; S. E. Teo,
Patterns of change in public housing in Singapore, Third World Planning Review, 1989, vol.
11, 373391.
5 Affirmative accounts of Singapore/superiority complex concerning public housing: Lee
Kuan Yew, The Singapore Story, Memoirs of Lee Kuan Yew, Singapore: Press Holdings, 1998;
Lee Kuan Yew, From Third World to First, Singapore: Harper, 2000; HDB, 50,000 Up:
Homes for the People, Singapore: HDB, 1965; HB204-69 Prestige Publication of HDBs
Achievements... 196069, 1969; W. Fernandez, Our Homes: 50 Years of Housing a Nation,
Singapore: Straits Times, 2011; Loh Kah Seng, The 1961 Kampong Bukit Ho Swee Fire
and the Making of Modern Singapore, PhD thesis, Murdoch University, 2008, Chapter 10.
6 M. Bowley, Housing and the State, London: George Allen & Unwin, 1945; S. Merrett, State
Housing in Britain, London: Routledge, 1979; M Glendinning and S. Muthesius, Tower
Block, London: Yale, 1994 (Chapters 2022); Harloe, The Peoples Home.
7 Glendinning and Muthesius, Tower Block, Chapter 27.
8 Tensions between PWD and designers in postwar HK: interview with Michael Wright,
2011.
9 Denitions of welfare state: D. Donnison, The Government of Housing, London: Pelican,
1967; G. Esping-Andersen, The Three Worlds of Welfare Capitalism, Princeton: Princeton
University Press, 1990; T. Fahey and M. Norris, Housing in the Welfare State, International
Journal of Housing Policy, December 2011, vol. 11, no. 4, 439452; P. Malpass, Housing and
the Welfare State, London: Palgrave Macmillan, 2005.
10 Early post-war history of Singapore: M Turnbull, A History of Singapore, Kuala Lumpur:
Oxford, 1977; H. C. Chan, A Sensation of Independence: David Marshall, a Political Biography,
Singapore: Oxford, 2001; Singapore Constitutional Commission, Report of the Constitutional
Commission, Singapore: Constitutional Commission, 1954; T. Y. Tan, Creating Greater
Malaysia: Decolonisation and the Politics of Merger, Singapore: Institute of S. E. Asian Studies,
2008. PAP emergence: J. B. Tamney, The Struggle over Singapores Soul, Berlin: De Gruyter,
1996; T. Bellows, The Peoples Action Party of Singapore, New Haven: Yale, 1970; D. K. Mauzy
and R. S. Milne, Singapore Politics under the Peoples Action Party, London: Routledge, 2002.
11 Early post-war history of Hong Kong: S. Tsang, A Modern History of Hong Kong, Hong
Kong: I. B. Tauris, 2004; D Bray, Hong Kong Metamorphosis, Hong Kong, 2001; J. M.
Carroll, Edge of Empires, Cambridge, Mass: Harvard, 2005.
12 Hong Kong governance and civil service in early post-war era: D. Akers-Jones, Feeling the
Stones: Reminiscences by David Akers Jones, Hong Kong: HKUP, 2004; Establishment Branch,
Hong Kong Administrative Service 18621967, Hong Kong Government, 1967; Hong Kong
Government, The Government and the People, Hong Kong Government, 1962 S. Tsang,
Governing Hong Kong: Administrative Officers from the Nineteenth Century to the Handover to
China, London: I. B. Tauris, 2007; L. F. Goodstadt, Uneasy Partners The Conict between
Public Interest and Private Prot in Hong Kong, Hong Kong: HKUP, 2005; G. B. Endacott,
Government and People in Hong Kong 18411962, HKUP, 1964. Singapore Malayanisation
process: Castells, Syndrome, 286. British/Commonwealth housing/planning links with
Hong Kong: HKRS156-1-3425 (Abercrombie report); HKRS156-1-3812, 156-1-5264
(1953, 1956-60 visits by Atkinson); HKRS156-1-4079-1 (1953 report by A. R. Giles on
UK New Towns); HKRS156-1-9678 (1962 visit by Fraser to Calcutta). Singapore-UK
links: HDB 1086 (Lincoln Page, Senior Architect, visited Rosebery Avenue ats in London
in 1949; Atkinson sent booklet to Page and Woolmer in 1950s); HB229-70. On Atkinson,
see R. Harris, Development and hybridity made concrete in the colonies, Environment and
Planning A, 2008, vol. 40 no 1, p. 26.
13 Robin Hood: Castells, Syndrome, 270. Mark 1 New Towns: F. J. Osborn and A. Whittick,
The New Towns, London: Leonard Hill, 1977, Part 2.
317
318
Miles Glendinning
The Liverpool Workshop on Architecture and the Welfare State was organized by
Mark Swenarton, Tom Avermaete and Dirk van den Heuvel and took place in the
Colin Rowe Studio at the Liverpool School of Architecture in September 2012.
The invited participants at the closed-doors symposium were Tom Avermaete
(TU Delft), Jos Antnio Bandeirinha (University of Coimbra), Eve Blau (Harvard
University), Nicholas Bullock (University of Cambridge), Adrian Forty (University
College London), Miles Glendinning (University of Edinburgh), Elain Harwood
(English Heritage), Hilde Heynen (KU Leuven), Caroline Maniaque-Benton (Paris
Malaquais/University Paris Est), Helena Mattsson (KTH Stockholm), Luca Molinari
(Second University of Naples), Eeva-Liisa Pelkonen (Yale University), Simon Pepper
(University of Liverpool), Michelle Provoost (Crimson Architectural Historians),
Laurent Stalder (ETH Zurich), Mark Swenarton (University of Liverpool), ukasz
Stanek (University of Manchester), Florian Urban (Glasgow School of Art) and Dirk
van den Heuvel (TU Delft).
For the concluding session of the symposium a list of key issues and questions
was drawn up by a working group comprising Tom Avermaete, Adrian Forty, Hilde
Heynen, Mark Swenarton and Dirk van den Heuvel. Transcribed by Adrian Forty,
these questions formed the starting point for the concluding discussion, in the course
of which were generated other questions and issues. These were summarized by
Adrian Forty and the document then circulated to the participants following the
symposium.
The full document is published here as a record of the issues raised at the Liverpool
Workshop and as pointers for future research.
322
Appendix
22.
23.
24.
25.
26.
27.
28.
29.
323
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18701940, Nijmegen: SUN, 1980.
De Vletter, M., De Kritiese Jaren Zeventig. Architectuur en Stedenbouw in Nederland 19681982/
The Critical Seventies: Architecture and Urban Planning in the Netherlands 19681982,
Rotterdam: NAi, 2004.
De Vos, E., Hoe zouden we graag wonen? Woonvertogen in Vlaanderen tijdens de Jaren Zestig en
Zeventig, Leuven: Universitaire Pers, 2012.
Drhfer, K., Erscheinungen und Determinanten staatlich gelenkter Wohnungsversorgunge in der
Bundesrepublik Deutschland: Zur Planung und Durchfhrung des Wohnungsbau fr die breiten
Schichten des Volkes (Sozialer Wohnungsbau), Berlin: TU, 1978.
Dufoux, F., Fourcaut, A. and Skoutelsky, R., Faire lhistoire des grands ensembles: bibliographie
19501980, Lyon: ENS ditions, 2003.
Durban, C., Koch, M., Kurz, D., Schumacher, M. and Somandin, M., Mehr al Wohnen:
Gemeinntziger Wohnungsbau in Zrich 19072007, Bauten und Siedlungen, Zrich: GTA
Verlag, 2007.
Fourasti, J., Les Trente glorieuses: ou, La Rvolution invisible de 1946 a 1975, Paris: Fayard, 1979.
Gosseye, J., Heynen, H., Loeckx, A. and Van Molle, L., Architectuur voor Vrijetijdscultuur:
Culturele Centra, Zwembaden & Recreatiedomeinen, Leuven: LannooCampus, 2011.
Grinberg, D. I., Housing in The Netherlands 19001940, Delft: Delft UP, 1977.
Guerrand, R.-H., Le Logement populaire en France: sources documentaires et bibliographie, Paris:
Centre dtudes et de recherches architecturales, 1979.
Hannemann, C., Die Platte: industrialisierter Wohnungsbau in der DDR, Berlin: Verlag Hans
Schiler, 2005.
Harlander, T., Zwischen Heimsttte und Wohnmaschine: Wohnungsbau und Wohnungspolitik in der
Zeit der Nationalsozialismus, Basel: Birkhaser, 1995.
Harlander, T. and Fehl, G. (eds), Hitlers Sozialer Wohnungsbau 19401945: Wohnungspolitik,
Baugestaltung und Siedlungsplanung, Hamburg: Christians, 1986.
Herck, K. Van and Avermaete, T., Wonen in Welvaart: Woningbouw en Wooncultuur in Vlaanderen,
19481973, Rotterdam: Uitgeverij 010, 2006.
Herlyn, U., Saldern, A. von and Tessin, W. (eds), Neubausiedlungen der 20er und 60er Jahre: ein
historisch-soziologischer Vergleich, Frankfurt: Campus, 1987.
Ibelings, H., Van den Broek en Bakema 19481988: Architectuur en stedenbouw: de functie van de
form, Rotterdam: NAi, 2000.
329
330
Further reading
Jacob, B. and Schche, W. (eds), 40 Jahre Mrkisches Viertel: Geschichte einer Grosiedlung, Berlin:
Jovis, 2004.
James-Chakraborty, K., Bauhaus Culture: From Weimar to the Cold War, Minneapolis: University
of Minnesota Press, 2005.
Kleinman, M., Housing, Welfare and the State in Europe: A Comparative Analysis of Britain, France
and Germany, Cheltenham: Elgar, 1996.
Landauer, P., LInvention du Grand Ensemble: la Caisse des dpts matre douvrage, Paris: Picard, 2010.
Lengereau, ., Ltat et Larchitecture, 19581981: Une politique publique?, Paris: Picard, 2001.
Liebscher, R., Wohnen fr Alle: eine Kulturgeschichte des Plattenbaus, Berlin: Vergangenheitsverlag,
2009.
Lucan, J., France: Architecture 19651988, Paris: Electa Moniteur, 1989.
Maniaque-Benton, C., French Encounters with the American Counterculture 19601980, Farnham:
Ashgate, 2011.
Miller Lane, B., Architecture and Politics in Germany 19181945, Cambridge, Mass.: Harvard
UP, 1968.
Mitscherlich, A., Die Unwirtlichkeit unserer Stdte. Anstiftung zum Unfrieden, Frankfurt: Campus,
1965.
Molnar, V., Building the State: Architecture, Politics, and State Formation in Post-war Central Europe,
Abingdon: Routledge, 2013.
Monnier, G. and Klein, R., Les Annes ZUP: Architectures de la croissance, 19601973, Paris:
Picard, 2002.
Pouvreau, B., Un politique en architecture: Eugne Claudius-Petit (19071989), Paris: Le Moniteur,
2004.
Prak, N. L., Het Nederlandse woonhuis van 1800 tot 1940, Delft: Delft UP, 1991.
Quiring, C., Voigt, W., Schmal, P. C. and Herrel, E. (eds), Ernst May 18861970, Mnchen:
Prestel, 2011.
Ross, K., Fast Cars, Clean Bodies: Decolonization and the reordering of French Culture, Cambridge,
Mass.: MIT Press, 1995.
Ryckewaert, M., Building the Economic Backbone of the Belgian Welfare State: Infrastructure, Planning
and Architecture 19451973, Rotterdam: 010 Publishers, 2011.
Schuyt, K. and Taverne, E., Dutch Culture in a European Perspective: 1950, Prosperity and Welfare,
Assen: Uitgeverij Van Gorcum, 2004.
Stanek, ., Henri Lefebvre on Space: Architecture, Urban Research, and the Production of Theory,
Minneapolis: University of Minnesota Press, 2011.
Stieber, N., Housing Design and Society in Amsterdam: Reconguring Urban Order and Identity,
19001920, Chicago: University of Chicago Press, 1998.
Stissi, V., Amsterdam, het mekka van de volkshuisvesting: Sociale woningbouw 19091940,
Rotterdam: Uitgeverij 010, 2007.
Tellier, T., Le Temps des HLM 19451975: La saga urbaine des Trente Glorieuses, Paris: Editions
Autremont, 2008.
UNESCO, Siedlungen der Berliner Moderne: Eintragung in die Welterbeliste der UNESCO/Berlin
Modernism Housing Estates: Inscription on the UNESCO World Heritage List, Berlin: Braun,
2007/2009.
Vanstiphout, W., Maak een stad: Rotterdam en de architectuur van J. H. van den Broek, Rotterdam:
Uitgeverij 010, 2005.
Vayssire, B.-H., Reconstruction-Dconstruction: le hard french ou larchitecture franaise des trente
glorieuses, Paris: Picard, 1988.
de Vreeze, N., Woningbouw, Inspiratie & Ambities. Kwalitatieve grondslagen van de sociale woningbouw
in Nederland, Almere: Nationale Woningraad, 1993.
Wagenaar, C., Town Planning in the Netherlands since 1800, Rotterdam: 010 Publishers, 2011.
Wagenaar, C., Welvaartsstad in wording: De wederopbouw van Rotterdam 19401952, Rotterdam:
NAi, 1992.
Further reading
Southern/Mediterranean
Allen, J., Barlow, J., Leal, J., Maloutas, T. and Padovani, L., Housing and Welfare in Southern
Europe, London: Wiley-Blackwell, 2004.
Almeida, R. V. de, Operaes SAAL 19741976, in Becker, A., Tostes, A and Wang, W.
(eds), Arquitectura do Sculo XX Portugal, Munich: Prestel, 1997.
Bandeirinha, J. A., O Processo SAAL e a Arquitectura no 25 Abril de 1974, Coimbra, Imprensa
da Universidade, 2007.
Belluzzi A. and Conforti C., Architettura italiana 19441994, Bari: Laterza, 1994.
Beretta Anguissola L. (ed.), I 14 anni del Piano Ina Casa, Roma: Staderini, 1963.
Cmara Municipal do Porto, As Ilhas, as Colnias Operrias e os Bairros de Casas Econmicas,
Porto: Cmara Municipal do Porto, 2000.
Ctedra de elementos de composicin, ETSAM, Tipologas de la vivienda colectiva en Madrid,
1890/1970, Madrid: COAM, 1982.
Centellas, M., La vivienda moderna, 19251965: registro DOCOMOMO Ibrico, Barcelona:
Fundacin Caja de Arquitectos/Fundacin DOCOMOMO Ibrico, 2009.
Ciucci, G., Gli architetti e il fascismo: architettura e citt 19221944, Torino: Einaudi, 1989.
Costa, J. P., Bairro de Alvalade, Lisboa: Livros Horizonte, 2002.
Cruz, M., Construir a casa: Elementos exploratrios para a compreenso dos contedos, do
contexto e do processo de concepo arquitectnica da habitao unifamiliar, Sociologia
(Porto), 16 (2006), pp. 231250.
De Pieri, F., Bonomo, B., Caramellino, G. and Zan F. (eds), Storie di case: Abitare lItalia del
boom, Roma: Donzelli, 2013.
De Simone R., Il razionalismo nellarchitettura italiana del primo novecento, Bari: Laterza, 2011.
Di Biagi, P., (ed.), La grande ricostruzione: Il Piano Ina-Casa e lItalia degli anni 50, Roma:
Donzelli, 2001.
Di Biagi, P. and Gabellini, P. (eds), Urbanisti italiani: Piccinato, Marconi, Samon, Quaroni, De
Carlo, Astengo, Campos Venuti, Bari: Laterza, 1992.
Ferrera, M., Il welfare state in Italia: Sviluppo e crisi in prospettiva comparata, Bologna: Il Mulino,
1984.
Gonalves, E., O Bairro do Monte Pedral e o alojamento operrio em 1900, in Ramos, R. J.
G. (ed.), Leituras de Marques da Silva, Porto: Fundao Marques da Silva, 2011, pp.100109.
Gros, M. C., O Alojamento Social Sob o Fascismo, Porto: Afrontamento, 1982.
Istituto Luigi Sturzo, (ed.), Fanfani e la casa: Gli anni Cinquanta e il modello italiano di welfare state,
il Piano Ina-Casa, Roma: Rubettino, 2002.
Lpez de Lucio, R., Los nuevos ensanches de Madrid: la morfologa residencial de la periferia reciente
19851993, Madrid: Gerencia Municipal de Urbanismo, 1995.
[Madrid], La vivienda en Madrid en la Dcada de los 50: El Plan de Urgencia Social, Madrid: Electra,
1999.
[Madrid], La Vivienda Experimental: Concurso de viviendas experimentales de 1956, Madrid:
COAM, 1997.
Milherio, A. V. (ed.), Habitar em colectivo: Arquitectura Portuguesa antes do SAAL, Lisboa: Instituto
Universitrio de Lisboa, 2009.
331
332
Further reading
Molinari, L., Continuit: A Response to Identity Crises. Ernesto Nathan Rogers and Italian architectural culture after 1945, Delft: TU Delft, 2008.
Monica L. (ed.), Gallaratese, Corviale, Zen, Parma: Festival Architettura, 2008.
Montaner, J. M., Herramientas para habitar el presente: la vivienda del siglo XXI, Madrid: Mster
Laboratorio de la vivienda del siglo XXI, 2011.
Moya, L., Barrios de promocin ocial: Madrid 19391976, Madrid: COAM, 1983.
Pagano G., Architettura e citt durante il Fascismo, Bari: Laterza, 1976.
Pereira, V. B. and Queirs, J., Na modesta cidadezinha: Gnese e estruturao de um bairro de casas
econmicas do Porto (Amial, 19382010), Porto: Afrontamento, 2013.
Pinto, P. R., Housing and Citizenship: Building Social Rights in Twentieth-Century Portugal,
Contemporary European History, 18, no. 2 (2009), pp. 199215.
Ramos, R. J. G., Disponibilidade moderna na arquitectura domstica de Raul Lino e Ventura
Terra na abertura do sculo XX, in M. D Mesquita (ed.), Revistas de Arquitectura: Arquivo(s)
da Modernidade, Lisboa: Caleidoscpio, 2011, p. 78111.
Ramos, R. J. G., A casa: Arquitectura e projecto domstico na primeira metade do sculo XX portugus,
Porto: FAUP Publicaes, 2010.
Sambricio, C. (ed.), Un siglo de vivienda social 19032003, Madrid: Editorial Nerea, 2 vols.,
2003.
Tournikiotis, P. (ed.), Greek Modern Architecture. Thematic Cross-sections and Documentation of a
Creative Era: the 1930s (Enhancement Programme for Basic Research, Final Report 65/1641,
2007), Athens: School of Architecture, National Technical University of Athens, 2009.
Valero, A., Anlisis poltico-econmico general de las disposiciones sobre vivienda social y dems viviendas
de proteccin ocial, Madrid: Ministerio de la Vivienda, Servicio Central de Publicaciones,
1977.
Further reading
Junhua, L., Rowe, P. and Jie, Z., Modern Urban Housing in China 18402000, Munich: Prestel,
2001.
Keeton, R., Rising in the East: Contemporary New Towns in Asia, Amsterdam: SUN Architecture,
2011.
King, A. D., Exporting planning: the colonial and neo-colonial experience, in G. E. Cherry
(ed.), Shaping an Urban World, London: Mansell, 1980.
Lizardi, J. and Schwegmann, M. (eds), Espacios Ambivalentes: historias y olvidos en la arquitectura
social moderna/Ambivalent Spaces: Memory and Oblivion in Modern Social Architecture, San Juan
(Puerto Rico): Ediciones Callejn, 2012.
Loh, K. S., Squatters into Citizens: The 1961 Bukit Ho Swee Fire and the Making of Modern
Singapore, Singapore: NUS Press, 2013.
Smart, A., The Shek Kip Mei Myth: Squatters, Fires and Colonial Rulers in Hong Kong 19501963,
Hong Kong: Hong Kong UP, 2006.
Smith, M. B., Property of Communists: The Urban Housing Program from Stalin to Khrushchev,
DeKalb: Northern Illinois UP, 2010.
Stanek, . and Avermaete, T. (eds), Cold War Transfer. Architecture and Planning from the
Socialist Countries in the Third World, themed issue of Journal of Architecture, vol. 17,
no. 3 (2012).
Waswo, A., Housing in Japan: A Social History, London: Routledge, 2002.
Wong, A. K. and Yeh, S. H. K. (eds), Housing a Nation: 25 Years of Public Housing in Singapore,
Singapore: Maruzen Press, 1985.
Yeh, S. H. K., Public Housing in Singapore: A Multi-Disciplinary Study, Singapore: Singapore UP,
1975.
Yeung, Y. M. and Wong, T. K. Y., Fifty Years of Public Housing in Hong Kong, Hong Kong:
Chinese UP, 2003.
333
CONTRIBUTORS
of the Methods and Analysis group, and at the University of Queensland, where she
is a member of the Architecture Theory Criticism History Research Centre (ATCH).
Her research focuses on the notion of collectivity in post-war architecture.
Hilde Heynen is Professor of Architectural Theory at KU Leuven. Her books include
Architecture and Modernity. A Critique (1999) and The Sage Handbook of Architectural
Theory (2012, co-edited with Greig Crysler and Stephen Cairns). She publishes in
journals such as Home Cultures and The Journal of Architecture.
Contributors
Stockholm. Among other publications she was editor (with S.-O. Wallenstein) of
Swedish Modernism: Architecture, Consumption and the Welfare State (2010) and Kalmar
Stortorg (2006). Her current project is Architecture of Deregulations, investigating the
neoliberal turn in Swedish 1990s architecture.
Luca Molinari is Associate Professor in History of Contemporary Architecture at
the Second University of Naples. He was curator for architecture of the Triennale
of Milan (20002004) and curator of the Italian Pavillion at the XII Venice Biennale
of Architecture (2010) and has written extensively about postwar Italian architecture.
Simon Pepper is Emeritus Professor of Architecture at the University of Liverpool.
His books include Housing Improvement: Goals and Strategy (1971), Firearms &
Fortications: Military Architecture and Siege Warfare in Sixteenth-Century Siena (1986,
with Nicholas Adams), and Books, Buildings and Social Engineering (2009, with Alistair
Black and Kaye Bagshaw).
Michelle Provoost is a founding partner of Crimson Architectural Historians,
which was established in 1994 in Rotterdam and undertakes research and design in
the eld of modern urban planning and architecture. Since 2008 she has also been the
Director of the International New Town Institute in Almere.
ukasz Stanek is a lecturer at the Manchester Architecture Research Centre,
Liverpool. His writings on twentieth-century social housing include Homes Fit for
Heroes (1981) and Building the New Jerusalem (2008). He is currently researching the
housing built by Camden Council under Sydney Cook between 1965 and 1973.
Florian Urban is Professor and Head of Architectural History and Urban Studies
335
LIST OF FIGURES
Figure 1.1
Figure 1.2
Figure 1.3
Figure 1.4
Figure 1.5
Figure 1.6
Figure 2.0
Figure 2.1
Figure 2.2
Figure 2.3
Figure 2.4
Figure 2.5
Figure 2.6
9
12
13
15
26
31
32
34
35
37
39
List of figures
Figure 2.7
Figure 2.8
Figure 3.0
Figure 3.1
Figure 3.2
Figure 3.3
Figure 3.4
Figure 3.5
Figure 3.6
Figure 3.7
Figure 4.0
Figure 4.1
Figure 4.2
Figure 4.3
Figure 4.4
Figure 4.5
Figure 4.6
Figure 4.7
Figure 4.8
Figure 4.9
Figure 5.0
Figure 5.1
Figure 5.2
Figure 5.3
Figure 5.4
Figure 5.5
Figure 5.6
Figure 5.7
Figure 5.8
42
45
50
57
58
59
60
61
63
63
68
71
72
73
76
77
78
79
80
86
92
94
94
95
96
97
98
101
103
337
338
List of figures
Figure 6.0
112
116
117
118
118
132
135
135
139
142
142
145
148
150
154
156
157
161
162
163
166
167
169
171
176
178
179
List of figures
Figure 9.3
Figure 9.4
Figure 9.5
Figure 9.6
Figure 9.7
Figure 9.8
Figure 10.0
Figure
Figure
Figure
Figure
10.1
10.2
10.3
10.4
Figure 10.5
Figure 11.0
Figure 11.1
Figure 11.2
Figure 11.3
Figure 11.4
Figure 11.5
Figure 11.6
Figure 11.7
Figure 11.8
Figure 11.9
Figure 12.0
181
182
182
184
190
193
198
201
204
205
206
208
218
220
221
222
223
223
224
226
228
230
236
339
340
List of figures
Figure 12.1
Figure 12.2
Figure 12.3
Figure 12.4
Figure 12.5
Figure 12.6
Figure 12.7
Figure 12.8
Figure 12.9
Figure 12.10
Figure 13.0
Figure 13.1a
Figure 13.1b
Figure 13.2
Figure 13.3
Figure 13.5
Figure 13.6
Figure 13.6
Figure 13.7
Figure 13.8
Figure 13.9
Figure 13.10
Figure 14.0
List of figures
Figure 14.1
Figure 14.2
Figure 14.3
Figure 14.4
Figure 14.5
Figure 14.6
Figure 14.7
Figure 14.8
Figure 14.9
Figure 14.10
Figure 15.0
Figure 15.1
Figure 15.2
Figure 15.3
Figure 15.4
Figure 15.5
Figure 15.6
Figure 15.7
Figure 15.8
Figure 15.9
280
282
283
287
289
289
292
292
294
294
298
303
306
308
309
310
312
313
314
314
341
INDEX
344
Index
Index
conservation, 4
Constant (Nieuwenhuys) 144
construction 2, 10, 11, 13, 14, 75, 78, 83,
140, 158, 172, 199, 207, 214, 231; see
also building industry, Camus, concrete,
prefabrication
consumerism 6, 18, 155, 159, 160, 164, 165,
170, 172, 321; see also shops and shopping
Cook, Peter, 40
Copcutt, Geoffrey 3
Copenhagen 11, 15
Cornell University 188
corporatism 18, 155, 158, 165, 166, 172; see
also welfare state typologies
Cosenza, Luigi 262
cottage estates 73, 74, 85
Couchaux, Denis 207
Council for Research in Housing
Construction 75
counterculture 15, 18, 199214
County of London Plan 72, 75, 76, 77, 80,
81, 83, 97
courts and courtyards 247, 249, 252, 307; see
also quadrangles
Couvreur, L. 112
Coventry 83, 100
Cowperthwaite, John 307
crescent see Georgian urbanism
crisis see economic crisis
Croydon 82
Crumb, Robert 212
cube houses 140
Cubitt, James 248
cultural centres see leisure
Cumbernauld 3, 270
Custom House 96
Czech, Hermann 44
Dagenham 105
Dannatt, Trevor 248, 249
Danneberg, Robert 29
Darbourne, John 238
Dautry, Raoul 220
Dawson, Thomas 75, 78, 81, 86
De Carlo, Giancarlo 15, 19, 134, 262, 263,
264269, 266, 267, 268
De Meerpaal 144
de-pillarization see pillarization
De Masi, Domenico 264265, 266
De Rossi, Alessandro 270
De Rossi, Baldo 270
De Seta, Cesare 264265
De Taeye Act 53, 54, 55
Debord, Guy 119
decks 168, 268, 301, 312
Denby, Elizabeth 73, 74, 85, 86, 87
density 19, 43, 70, 73, 7677, 81, 98, 99,
345
346
Index
Index
347
348
Index
Index
Lenny, J. 112
Lethaby, W. R. 253
Leuven 6061, 61, 62
Lewis, Whiteld 84, 85
Liao, Donald 307, 308, 311, 312, 313
Libera, Adalberto 262
libraries 29, 64, 70, 79, 162
Lijnbaan 164
Lillington Street estate 238
Lim Kim San 308
Lim Yew Hock 302, 305
Linz 44
Liu Thai-Ker 310
Liverpool 10, 69, 75, 83, 105, 107
Liverpool School of Architecture 73, 319
Liverpool University 2, 72; see also Liverpool
School of Architecture
Liverpool Workshop 2, 319
Lock, Max 74, 291
Lods, Marcel 225
London 17, 69, 159, 277
London Building Acts 75, 93, 99
London County Council 10, 17, 6987, 71,
72, 73, 79, 80, 97, 101, 237, 241, 246,
248, 252, 301, 310
Loos, Adolf 28, 36, 37, 38, 43, 44
Lourau, Ren 113, 123123
Loughborough estate 237, 241, 246
Lower Ngau Tau Kok 314
Lucas, Colin 241
Ludic 41, 136, 141, 144
Ludwig Boltzmann Institute 44
Lule 15
Lund, Kevin 100, 104
Lundin, Per 166
Luzzati, Luigi 259
Lynch, Kevin 187
Lyndon, Donlyn 204
Lyon-Perrache 178
MacCarthy, Fiona 238
Macchi, Giulio 26
MacLehose, Murray 300, 311, 313
Macmillan, Harold 84
Macmillan, Terry 97
Maki, Fumihiko 41
Manhattan 187
Maniaque-Benton, Caroline 18, 199, 319
Manieri Elia, Mario 263
Manchester 83
Mrkisches Viertel 18, 176, 177194, 178,
179, 182, 184, 193
Marmot, Alexi 86
Marne-la-Valle 126
Marseille 126, 149, 220, 224, 224225, 231,
241, 252, 270; see also Unit dhabitation
Marshall, David 302, 305, 309
349
350
Index
Index
Royaumont 147
Rudloff, Carl 12
Russell, Gordon 238, 240, 253254
Russell, R. D. 240
Ryckewaert, Michael 54
Salford 301
Saltsjbaden 158
Samon, Giuseppe 263, 264
Samuel, Godfrey 74
Samuely, Felix 246, 248
Sandys, Duncan 8384
Sartre, Jean-Paul 16
Sawade, Jrgen 183
Scarpa, Carlo 263
Scharoun, Hans 178, 244, 246
Schmid, Heinrich 33, 34
Schmitter, Phillippe 158
Schneberg 188
schools 1, 6, 10, 29, 70, 79, 97, 139, 141,
144, 162, 180, 183, 188, 192, 260, 279,
283, 285, 288, 290, 293, 294, 304; see also
education
Schudnagies, Heinz 184, 187
Schuster, Franz 39
Schut, Wim 140
Schwagenscheidt, Walter 184
Schweitzer, Renate 44
Sea Ranch 204
Second World War 2, 4, 6, 7, 8, 14, 16, 51,
53, 69, 7582, 94, 114, 119, 133, 185,
219, 286, 302
self-build 199214, 290, 293
Segal, Walter 247
Sert, Josep Lluis 120, 278
Svres 126
Shanghai 178
Shankland Cox 107
Sharp, Dame Evelyn 84, 85
Shaw, R. Norman 244
Shasmoukine, Annie and Pierre 207
Shepheard, Peter 77, 78
Sheffield 134
Shep Kip Mei re 307
SHoP 293
shops and shopping 18, 33, 43, 77, 79, 97,
139, 141, 144, 159, 160, 162, 163, 164,
165, 166, 169, 171, 180, 185, 186, 188,
192, 239, 247, 279, 283, 284, 288, 293;
see also consumerism
Shoreditch 77
Sibthorp, Thomas 248
Siedler, Wolf Jobst 183, 185
Siedlung Halen 265
Sigtuna 227, 228
Silkin, Lewis 73, 74, 75, 77, 81, 86
Silvertown 93, 96
351
352
Index
Simbck, Hermann 41
Simmel, Georg 137
Simony, Stephan 39
Sin Ming Court 314
Singapore 20, 295306, 303, 306, 308310,
311313, 309, 310, 314, 315
Situationists 16, 29, 141
Sittmann, Tassilo 184
Sive, Andr 221
Skrholmen 18, 154, 155172, 156, 157,
161, 162, 163, 166, 167, 169, 171
Skeffington Committee 105
skyscrapers 70, 74, 252 see also high-rise,
tower blocks
slum clearance 15, 70, 73, 74, 84, 98, 99,
100, 102, 301, 320
Smithson, Alison 136, 146, 147, 225
Smithson, Alison and Peter 4, 5, 18, 133,
136, 138, 147, 168, 247, 252
Smithson, Peter 147
social housing see housing
Songjiang 295
Southdale Center 164
South America 6
Southwark 107
Spangen 133
sport centres see leisure
St Louis 180
St Michaels estate 309
St Pancras 248253, 250
Stalinallee 187
Stalder, Laurent 319
Stam-Beese, Lotte 133
Stanek, ukasz 17, 113, 319
Stefan, Hans 184
Stepney 75, 78, 82
stepped section 36, 38, 43, 247, 249, 251
Stevenage 159
Stillman & Eastwick-Field 100
Stirling, James 1, 240
Stirling & Gowan 265, 266
Stockholm 155, 159, 168, 277
Stockholm Chamber of Commerce 158,
164, 165
Stockholm City Planning Office 161,
164165
Stockholm Retailers Association 164
Stoke Newington 70, 71, 79
Stratford 94
Strauven, Francis 55
streets 30, 33, 34, 41, 43, 97, 121, 123,
134, 138, 141, 143, 148, 162, 163, 164,
170, 187, 191, 192, 244, 253, 281, 290,
293
streets, interior 134135, 135, 170, 247
streets in the air 134, 149, 252
Strnad, Oskar 36, 37, 38, 43
Strombeek-Bever 64
students 14, 15, 33, 40, 61, 86, 140, 180,
181, 183, 184, 185, 193
Sui Wo Court 313
Sun Chui estate 312
Superstudio 40
Swedish Association of Architects 172
Swenarton, Mark 2, 19, 237, 238, 319
Svenska Bostder 160, 162, 164, 172
Tby 159, 165
Tafuri, Manfredo 30, 38, 44, 263
Tai Hang Tung re 307
Tange, Kenso 41
Taut, Bruno 178
Taylor Woodrow-Anglian 101
Taylorism 33, 38, 136
Team 10 1, 17, 29, 133134, 136, 138, 143,
146149, 168, 263, 264, 265
Tecton 80, 83
Teh Cheang Wan 309, 310
Tehran 278
Teige, Karel 11
Tema New Town 19, 277295, 280, 287,
289, 294
Tema Village 276, 281285, 282, 283,
291293, 292
Tennessee Valley Authority (TVA) 19,
220225, 222, 223, 228, 232
Terni 263269, 266, 267, 268
Terrade 229
Terrassenhaus 36, 37, 38, 43, 44
Thamesmead 134
Thatcher, Margaret 15
Theissen, Volker 176, 181, 182, 183
Tiburtino see Roma-Tiburtino
Tidal Basin 93, 96
Tielemans, Franois 60
Tiergarten 188
Tilbury 96
Toa Payoh 309
Tnnies, Ferdinand 137
Toulouse 231
Toulouse-le-Mirail
Tournon-Branly, Marion 231
Town and Country Planning Act (1947) 95
Town and Country Planning Act (1968) 105
Town and Country Planning Association 80
tower blocks 17, 40, 98, 100, 102, 114, 117,
177, 178, 180, 185, 186, 187, 188, 189,
190, 191, 238, 253, 301, 304, 307, 310,
313, 314; see also high-rise, skyscrapers
Tower Hamlets 107
traffic engineering 167168; see also cars,
car parking, infrastructure, motoring,
motorways
Tudor Walters Report 11
Index
Turin 262
Turnbull 204
Turner, John 290
Twente University 140
t Karregat 144
Unal, Jel 209
Ungers, Oswald Mathias 177, 178, 182, 187,
188, 270
Unit dhabitation 19, 117, 149, 220, 224,
224225, 229, 241, 244, 247, 252, 253,
254, 270
United Nations 10, 226, 278, 304
University College London 73
Universit de Paris VIII/Universit de
Vincennes 213
University of Florence 263
University of Rome 263
universities 1, 140, 144, 146, 148, 149, 178,
181, 188, 250, 251, 263, 264; see also
education
Unwin, Raymond 11
Urban, Florian 18, 177, 319
Urbino 264, 265
Valkenswaard 134
Vllingby 15960, 164, 165
Van den Broek 1
Van den Broek and Bakema 1, 138, 139
Van den Heuvel, Dirk 2, 17, 133, 319
Van Duijn, Roel 146
Van Eesteren, Cornelis 133
Van Eyck, Aldo 16, 18, 133, 134, 135, 136,
138, 143, 144, 146, 147
Van Klingeren, Frank 144
Van Mechelen, Frans 64
Van Nuffel, Sigfried 64
Vayssire, Bruno 14
Venice 44, 262, 263, 270
Venice Biennale 4
Vermeulen, Paul 64
vernacular 39, 147, 203, 205, 206, 209, 240,
253, 278, 286
Vienna 6, 16, 2746, 31; see also Red Vienna
Vienna Actionists 40
Vietnam War 14, 200, 202
villes nouvelles see new towns
Virilio, Paul 203
Volvo 160
Vorgartenstrasse 40
Wa Fu 307
Wagner, Martin 178
Wagner, Otto 33
Walcott, William 77, 78
Wall Street crash 11
353