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Introduction Model Results Conclusions

Non-equilibrium Greens function modelling of quantum well solar cells


U. Aeberhard R.H. Morf

Condensed Matter Theory Paul Scherrer Institute CH-5232 Villigen PSI Switzerland

03/08/07 APS March Meeting

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Outline

Introduction

Microscopic model

Results

Conclusions

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

L E electrons z holes

R V bias

Generation and recombination 1. Photogeneration of electron-hole pairs between connement levels 5. Radiative recombination 6. Nonradiative recombination (Auger-/trap)

Transport 2. Resonant and nonresonant tunneling 3. Thermal escape from quantum wells and sweep out by built in electric eld 4. Relaxation by inelastic phonon scattering

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

1
L E electrons z holes

R V bias

Generation and recombination 1. Photogeneration of electron-hole pairs between connement levels 5. Radiative recombination 6. Nonradiative recombination (Auger-/trap)

Transport 2. Resonant and nonresonant tunneling 3. Thermal escape from quantum wells and sweep out by built in electric eld 4. Relaxation by inelastic phonon scattering

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

1
L E electrons z holes

R V bias

Generation and recombination 1. Photogeneration of electron-hole pairs between connement levels 5. Radiative recombination 6. Nonradiative recombination (Auger-/trap)

Transport 2. Resonant and nonresonant tunneling 3. Thermal escape from quantum wells and sweep out by built in electric eld 4. Relaxation by inelastic phonon scattering

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

3
2

1
L E electrons z holes

R V bias

Generation and recombination 1. Photogeneration of electron-hole pairs between connement levels 5. Radiative recombination 6. Nonradiative recombination (Auger-/trap)

Transport 2. Resonant and nonresonant tunneling 3. Thermal escape from quantum wells and sweep out by built in electric eld 4. Relaxation by inelastic phonon scattering

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

3
2

1
L E electrons z holes

R V bias

Generation and recombination 1. Photogeneration of electron-hole pairs between connement levels 5. Radiative recombination 6. Nonradiative recombination (Auger-/trap)

Transport 2. Resonant and nonresonant tunneling 3. Thermal escape from quantum wells and sweep out by built in electric eld 4. Relaxation by inelastic phonon scattering

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

3
2

1
L E electrons z holes

R V bias

Generation and recombination 1. Photogeneration of electron-hole pairs between connement levels 5. Radiative recombination 6. Nonradiative recombination (Auger-/trap)

Transport 2. Resonant and nonresonant tunneling 3. Thermal escape from quantum wells and sweep out by built in electric eld 4. Relaxation by inelastic phonon scattering

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

3 2 4

1
L E electrons z holes

5 6

R V bias

Generation and recombination 1. Photogeneration of electron-hole pairs between connement levels 5. Radiative recombination 6. Nonradiative recombination (Auger-/trap)

Transport 2. Resonant and nonresonant tunneling 3. Thermal escape from quantum wells and sweep out by built in electric eld 4. Relaxation by inelastic phonon scattering

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

p-i-n QW photodiode

3 2 4

1
L E electrons z holes

5 6

R V bias

Why study QWSC? + multi-gap photovoltaic device + tunable absorption edge optimized absorption potential photocurrent and overall efciency enhancement (K.Barnham & G.Duggan, JAP 67, 3490 (1990); Barnham et al., Physica E 14, 27 (2002))

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

QWSC model requirements


Main goal of QWSC modelling: understand IV-characteristics
I

Existing models:
Generation: absorption coefcient from wave function for conned states (QW) and bulk (above QW) Carrier escape : thermoionic emission, tunneling calculations, escape lifetime models Transport: macroscopic models (drift-diffusion)
U.Aeberhard NEGF modelling of QWSC

Introduction Model Results Conclusions

QWSC model requirements


Main goal of QWSC modelling: understand IV-characteristics
I

MPP

Isc

Voc Existing models:

Generation: absorption coefcient from wave function for conned states (QW) and bulk (above QW) Carrier escape : thermoionic emission, tunneling calculations, escape lifetime models Transport: macroscopic models (drift-diffusion)
U.Aeberhard NEGF modelling of QWSC

Introduction Model Results Conclusions

QWSC model requirements


Main goal of QWSC modelling: understand IV-characteristics
I

MPP

Isc

Voc Existing models:

Generation: absorption coefcient from wave function for conned states (QW) and bulk (above QW) Carrier escape : thermoionic emission, tunneling calculations, escape lifetime models Transport: macroscopic models (drift-diffusion)
U.Aeberhard NEGF modelling of QWSC

Introduction Model Results Conclusions

QWSC model requirements


Main goal of QWSC modelling: understand IV-characteristics
I

MPP

Isc

Voc Existing models:

Generation: absorption coefcient from wave function for conned states (QW) and bulk (above QW) Carrier escape : thermoionic emission, tunneling calculations, escape lifetime models Transport: macroscopic models (drift-diffusion)
U.Aeberhard NEGF modelling of QWSC

Introduction Model Results Conclusions

QWSC model requirements

To go beyond: consistent description of


open systems (contacts) out of equilibrium (bias, illumination) optical properties (interband transitions) quantum transport (tunneling) interaction effects (scattering)

Non-equilibrium Greens function formalism in tight-binding basis

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

QWSC model requirements

To go beyond: consistent description of


open systems (contacts) out of equilibrium (bias, illumination) optical properties (interband transitions) quantum transport (tunneling) interaction effects (scattering)

Non-equilibrium Greens function formalism in tight-binding basis

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Hamiltonian
Total Hamiltonian for p-i-n QWSC (radiative limit) H = H0 + Hint , Hint = Hep + He

H0 : kinetic energy, bandstructure effects, Hartree potential ballistic transport Hep : electron-phonon interaction
harmonic approximation acoustic (elastic) polar optical (inelastic)

relaxation He : interaction of light with matter


dipole aproximation single mode monochromatic photons minimal coupling

generation, radiative recombination


U.Aeberhard NEGF modelling of QWSC

Introduction Model Results Conclusions

Steady-state equations for NEGF


Steady-state equations for NEGF (t t E) GR = G h` i1 R 1 G0 R RB , R B A =G + G ,
R G0 = [(E + i) H0 ]1 ,

GA = (GR ) .

Self energies B : boundary self energy open boundary conditions, effects of extended

: interaction self energies from perturbation theory (self-consistent Born approximation) =


and highly doped leads, injection from reservoirs +

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Self-consistent calculation of NEGF

L,R

R,B

Dysons equation

GR

Keldysh equation

self-energy equations

, R

no converged?

yes

n, p, J

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Self-consistent calculation of NEGF

converged? no
R,B L,R

yes

Output

Dysons equation

GR

Keldysh equation

G
Poissons equation

self-energy equations

, R

no converged? yes

n, p, J

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Local density of states


X
k

LDOS: L (E) =

tr {AL;L (k; E)},

A = i(GR GA )

(spectral function)

0.5

E[eV]

-0.5

-1

1e+25

2e+25

3e+25

4e+25

5e+25

6e+25

7e+25

8e+25

9e+25

LDOS [m-3eV-1]

25 monolayer QW ( = 5.65 Vbias = 0.01V , = 0.8 eV A),


U.Aeberhard NEGF modelling of QWSC

Introduction Model Results Conclusions

Photocurrent response

0.0003

9e+25

8e+25
0.00025

7e+25

0.0002

6e+25

LDOS [m ]

Jphot/Fphot

5e+25

0.00015

4e+25

0.0001

3e+25

2e+25
5e05

1e+25
0 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

0
1 0.5 0 0.5 1

Ephot [eV]

E [eV]

optical transitions resonances in photocurrent response

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Photocurrent response

0.0003

9e+25

8e+25
0.00025

7e+25

0.0002

6e+25

LDOS [m ]

Jphot/Fphot

1 5e+25

0.00015

4e+25

0.0001

3e+25

2e+25
5e05

1e+25
0 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

0
1 0.5 0 0.5 1

Ephot [eV]

E [eV]

optical transitions resonances in photocurrent response

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Photocurrent response

0.0003 2

9e+25

8e+25
0.00025

7e+25

0.0002

6e+25

LDOS [m ]

Jphot/Fphot

1 5e+25

0.00015

4e+25

0.0001

3e+25 2 2e+25

5e05

1e+25
0 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

0
1 0.5 0 0.5 1

Ephot [eV]

E [eV]

optical transitions resonances in photocurrent response

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Photocurrent response

0.0003 2 3 0.00025

9e+25

8e+25

7e+25

0.0002

6e+25

LDOS [m ]

Jphot/Fphot

1 5e+25

0.00015

4e+25

0.0001

3e+25 2 2e+25

5e05

3 1e+25

0 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

0
1 0.5 0 0.5 1

Ephot [eV]

E [eV]

optical transitions resonances in photocurrent response

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Photocurrent response

0.0003 2 3 0.00025

9e+25

8e+25

7e+25
4 0.0002

6e+25

LDOS [m ]

Jphot/Fphot

1 5e+25

0.00015

4e+25

0.0001

3e+25 2 2e+25

5e05

3 1e+25 4

0 0.4 0.5 0.6 0.7 0.8 0.9 1 1.1 1.2 1.3 1.4 1.5

0
1 0.5 0 0.5 1

Ephot [eV]

E [eV]

optical transitions resonances in photocurrent response

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Current spectrum and IV-characteristics


Z 2e X dE <(>) 2{tr [tL+1;L GL;L+1 (k; E)]} A 2
k

Current:
3000

Jn(p)L =

2000

1000

J [mA/m2 ]

1000

2000

3000

4000

5000 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0

Vbias [V]
U.Aeberhard NEGF modelling of QWSC

Introduction Model Results Conclusions

Current spectrum and IV-characteristics

60

3000 2000 1000

50

40

2 J [mA/meV]

0
2 J [mA/m]

30

1000 2000

20

10
3000

0
4000

10 0.4

0.6

0.8

1.2 E [eV]

1.4

1.6

1.8

5000

0.7

0.6

0.5

0.4 Vbias [V]

0.3

0.2

0.1

Low bias ( equilibrium): low dark current & small tunneling barrier vs. low level occupation

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Current spectrum and IV-characteristics

2500

3000

2000

2000

1000

1500
2 J [mA/meV]

1000

2 J [mA/m]

1000

500

2000

3000

0
4000

500 0.8

1.2

1.4 E [eV]

1.6

1.8

5000

0.7

0.6

0.5

0.4 Vbias [V]

0.3

0.2

0.1

high bias < Voc : increased dark current & thicker barrier overcompensated by higher thermoionic emission

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Current spectrum and IV-characteristics

1500

3000

2000 1000 1000 500 0


J [mA/m 2eV] 2 J [mA/m]

1000

2000 500 3000 1000 4000 1500 0.9

1.1

1.2

1.3

1.4 E [eV]

1.5

1.6

1.7

1.8

1.9

5000

0.7

0.6

0.5

0.4 Vbias [V]

0.3

0.2

0.1

high bias > Voc : dark current dominates

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

Summary & Outlook


Tight-binding NEGF model: Access to non-equilibrium phenomena in quantum conned systems subject to interactions Tool for microscopic investigations of photogeneration and transport processes in illuminated semiconductor quantum-wells Perspectives
Inclusion of nonradiative recombination on a microscopic level: NEGF-picture of Auger and trap recombination required Correct treatment of light attenuation in quantum region More complex bandstructure models for quantitative analysis Multi-quantum-well structures full spectrum Excitonic contributions to generation/recombination processes Inclusion of additional (elastic) scattering mechanisms

U.Aeberhard

NEGF modelling of QWSC

Introduction Model Results Conclusions

References

Multiband NEGF quantum transport


(1) Lake et al., J. Appl. Phys. 81, 7845 (1997), (2) Ogawa et al, Solid State Electronics 44, 1939 (2000), (3) S.-C. Lee and A. Wacker, Physica E 13, 858 (2002)

Open boundary condition for multiband models


(4) Y.-C. Chang and J.N. Schulman, Phys. Rev. B 25, 3975 (1981), (5) T. Ando, Phys. Rev. B 44, 8017 (1991)

Current in interacting systems


(6) Y. Meir and N.S. Wingreen, Phys. Rev. Lett. 68, 2512 (1992),

NEGF-photocurrent
(7) L.E. Henrickson, J. Appl. Phys. 91, 6273 (2002), (8) D. A. Stewart and F. Lonard, Phys. Rev. Lett. 93,107401 (2004), (9) Guo et al., Appl. Phys. Lett. 88, 133111 (2006).

U.Aeberhard

NEGF modelling of QWSC

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