Professional Documents
Culture Documents
Definitions
Annotated bibliography Bibliography Citation Endnote Footnote In-text reference Periodicals Reference list 4 4 4 4 4 4 4 5 5 5 6 7 7 7 8 8 8 8 9 9 9 9 10 10 10 10 10 11 11
In-text references
Using volume and page numbers Dates One author or one organisation as author More than one work More than three authors Parts of a work written by someone other than the author More than one work by the same author No author or authoring bodyneither a person nor an organisation One author citing another author Encyclopedias and dictionaries Audiovisual material (films, videos, television and radio programs) and CD-ROMs Web pages Unpublished works Personal communications, including email 1
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Electronic resources
Page numbers on the web Dates Articles in online databases 1. Article with an author 2. Article without an author 3. Conference paper Articles from online journals Reports from online databases Articles from online encyclopedias Extract from an online book Table from an online book Web pages 1. Web document with an author 2. Web page without an author 3. Web page of a company or organisation 4. Australian standards online 5. Australian Bureau of Statistics documents online Email 1. Email with permission to cite the email address 2. Email without permission to cite the email address Other electronic resources
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Definitions
Annotated bibliography
a bibliography in which each citation is accompanied by a note that describes, explains or evaluates the publication referred to. Annotations may cover such characteristics as scope, level, bias, style, relevance and credibility.
Bibliography
a list of books, articles and other sources of information having some relationship to each otherusually those which you have consulted and found useful in your research. It may include items which you have not referred to directly in the text of your essay or report.
Citation
formal description of a book, article or other information source containing all details essential for correct identification of the item. Sometimes called a reference by the Harvard system. Abbreviated citations are used for in-text references.
Endnote
like a footnote, but placed at the end of the essay, report or chapter.
Footnote
a note placed at the bottom of a page on which a reference or citation occurs in the text. A number is placed in the text to indicate the cited work and again at the bottom of the same page in front of the footnote. In the Harvard system footnotes may be used for explanatory additions to the main text but are not used to give bibliographic information. In the Footnote/endnote system, footnotes are used to acknowledge the sources of specific pieces of information, both direct quotations from the source or statements in your own words that paraphrase the authors ideas.
In-text reference
used in the Harvard system to give a brief acknowledgment of the source of a specific piece of information within the main text of an essay or report. It may be placed in brackets immediately following the relevant passage, or fully integrated into the text. In-text references must be accompanied by a reference list giving complete details of the works cited.
Periodicals
publications that are produced at regular intervals, such as magazines, journals and newspapers.
Reference list
a list of books, articles and other information sources that you have referred to directly (cited) in the text of your essay or report. This is used with the Harvard system. No additional items are included in a reference list, even those you found broadly relevant to your research. Note: Sometimes you may provide both a reference list and a bibliography (or annotated bibliography) with your essay or report.
Introduction
This guide is designed to help you document the sources of information you use for your assignments. The style used in this guide is the Harvard system, which is also sometimes called the author-date system or the name-year system. It is based on the Australian Government style guide, Style manual for authors, editors and printers 2002, revised by Snooks and Co, 6th edn, John Wiley & Sons, Milton, Qld which can give you further information and more examples. There are many different citation styles. You can view a guide to some online resources on the Librarys infogate Styles for reference lists and bibliographies at: www.swinburne.edu.au/lib/infogate/citing.htm Your department may give you instructions about how to cite resources, but if not, you can follow the guidelines given here. There are several important reasons for citing sources of information you have used: 1. You must acknowledge any ideas or information you have obtained from other writers. If you do not let your reader know that ideas or information presented in your work are actually the work of other people, this is plagiarism for which you can be penalised. Ideas and information that originally appeared in other works will help you to substantiate the statements you make in your assignment. Your readers may wish to find out more about the subject of your work by reading some of the books, articles and other information sources you have used.
2. 3.
Steps to referencing
Step 1:
When you are collecting information, you should record all bibliographic details. In the case of a book, bibliographic details refer to information like author or editor, date of publication, title, edition (if not the first), volume number (if from a multi-volume work), publisher and place of publication. In the case of a journal article, it refers to author of the article, year of publication, title of the article, journal title, volume number, issue number and page number on which the article appears.
Step 2:
Cite the reference at the appropriate place within the text of the assignment.
Step 3:
Provide either a bibliography or a reference list at the end of the assignment. Steps 2 and 3 involve listing citations using an accepted format. This guide tells you which information you need to include in citations (references) for most sources of information (books, articles, audiovisual material, web pages etc.) and how to set out that information by following the examples given. One widely used format, the Harvard system, is described in this guide. Ask your instructor if your school or department prefers this system. Remember, if you are having any problems with writing reference, ask for help from:
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the librarian at the Consultation Desk your teacher or supervisor in the relevant subjects language support teachers at the Access Department.
italics for the title of a book (or videotape, periodical or recording) enclose the title of an article in single quotation marks
Note: Underlining may be used instead of italics, however, using italics is now usually preferred because of the predominance of wordprocessors and personal computers which produce clear unambiguous italics. Underlined references can be confused with hypertext links on the Internet. Underlining is mostly used with handwritten or typewritten material. e) Arrange your list of references in a clearly distinguishable order. A single sequence arranged alphabetically by the first letter of each item (authors name or title) is the most common. Alternatives include:
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alphabetical within groups according to subject (e.g. a bibliography on mass media divided into general, television and radio) alphabetical within groups according to form (e.g. books, periodicals, audiovisual)
Collecting references
As you find your information sources it is a good idea to record the references in full. It takes less time to write out the reference in full the first time, even if you decide not to use it, than to find the necessary information at the last minute when your assignment is due. If you have used several libraries it is a good idea to note where you found your source, as well as its call number in that library. This information is not included in the bibliography or reference list with your assignment, but will help you to find the material again if necessary. Staff and post-graduate students should read about Personal bibliographic software on p. 25, and Management of qualitative data and electronic text on p. 25.
In-text references
In the Harvard system, you place brief references in the text of your essay or report to acknowledge the source of the information you have quoted or discussed. These brief references are called in-text references, or sometimes they are called in-text citations, textual references or textual citations. In-text references must be accompanied by a reference list that gives full details of the works cited. The reference list comes at the end of your essay or report and is headed References. Generally, an in-text reference comprises the authors surname and the year of publication. Additional details such as page numbers, volume numbers and authors initials should be used when necessary to avoid confusion. Direct quotations should always be acknowledged with a page number. e.g. David Miller asks, what does each of us, individually, owe to other human beings, regardless of their cultural make-up, or their citizenship, or their place of residence? (Miller 2000, p.174)
Dates
Sometimes a publication year cannot be found. As the Harvard system is based on the combination of author and date, one of the following substitutes should be used: n.d. = no known date c. 1995 = circa 1995 (i.e. an approximate date) ? 1995 = a dubious date forthcoming = a work to be published shortly
If the author is an organisation, use the name of the organisation. e.g. The management of medications for the elderly in aged care facilities received greater attention in 2000 (Australian Pharmaceutical Advisory Council 2000).
Audiovisual material (films, videos, television and radio programs) and CD-ROMs
Provide the title of the item in italics and the date e.g. (Japanese language and people 1991) In the film Charlotte Grey (2002) the French Resistance fighters were portrayed
Web pages
If there is an author for a web page, use the author-date method already described. e.g. (Done 2002) If there is no author, use the title of the web page. e.g. (The senior dogs project 2002) 10
Unpublished works
If there is an author for an unpublished work, use the author-date method already described. e.g. (Florey 1925) If there is no author, use the title of the unpublished work. e.g. (Using online databases 2002)
Books
For books, the following information is given, in this order: a) b) c) d) e) f) g) Author(s)either a person or an institutionor editor(s) Year of publication See note on Dates on p. 8 Titleplus the subtitle if there is one Title of series and volume numberif applicable Editionif it is not the first Publisher Place of publicationcity
You can find this information on the imprint page of the book itself (i.e. the page immediately following the title page) or from the entry in the library catalogue. The following examples illustrate how to set out references for a variety of books in a reference list or bibliography. 11
Usually the authors name comes first. Put the family name (surname) first, then initials of the given or personal names. No full stops and no spaces are used with peoples initials. Book titles are italicised. Use minimal capitalisation for book titles. You should use only the authors initials in your reference list, regardless of how his or her name is presented in the book. Sometimes you can use an authors full name if it will help your readers to recognise the author e.g. Phillip Adams could appear in a reference list as Adams, Phillip. Use an ampersand (&) between two authors names rather than the word and. If you know some information for a reference, but it is not on the item itself, you can include it in a square bracket e.g. [Sydney]. You may find this sort of information in a library catalogue. 1. Book with one author e.g. Miller, D 2000, Citizenship and national identity, Polity, Cambridge. 2. Book with two or three authors e.g. Brown, PH & Broeske, PH 1996, Howard Hughes: the untold story, Dutton, New York. 3. Book with organisation as author e.g. Australian Society of CPAs 1993, Accounting software in Australia 1993: the CPAs guide to accounting software, Prentice Hall of Australia, Sydney. 4. Book with government department as author e.g. Department of Foreign Affairs and Trade 2002, Australia-China: a photographic record: to commemorate the 30th anniversary of the establishment of diplomatic relations between Australia and the Peoples Republic of China: 19722002, Department of Foreign Affairs and Trade, Canberra. 5. Book with more than three authors Names should be cited in the order they appear on the title page. Gajski, DD, Vahid, F, Narayan, S & Gong, J 1994, Specification and design of embedded systems, PTR Prentice Hall, Englewood Cliffs, New Jersey. 6. Book with no author Use the title of the work. Training Australians: a better way of working: 27 case studies from leading Australian organisations of their best training strategies 1990, Business Council of Australia, Melbourne.
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7. Book with an editor e.g. Brown, C (ed.) 1996, Indonesia: dealing with a neighbour, Allen & Unwin in association with Australian Institute of International Affairs, St Leonards, NSW. 8. Book in a series List the name of the series after the title of the work. Stoddard, KM 1983, Saints and shrews: women and aging in American popular film, Contributions in womens studies, no. 39, Greenwood Press, Westport, Connecticut. 9. Book known by a short title e.g. The Henderson report The reference list must contain a cross-reference to the formal author of the work, and the full document information must be given under the formal entry. e.g. Henderson reportsee Commission of Inquiry into Poverty 1975 Commission of Inquiry into Poverty 1975, Poverty in Australia, first main report, (Prof. RF Henderson, chairman), Australian Government Publishing Service, Canberra. 10. More than one place of publication If more than one place of publication is listed, use only the first-listed place. 11. Chapter or article from a book Give the details of the chapter or article first, then the details of the publication in which it appeared. Enclose the title of the chapter or article in single quotation marks. e.g. Hesketh, B & Rounds, J 1995, International cross-cultural approaches to career development, in WB Walsh & SH Osipow (eds), Handbook of vocational psychology: theory, research, and practice, 2nd edn, Lawrence Erlbaum Associates Inc., Mahwah, New Jersey. 12. Entries in an encyclopedia e.g. Tran, M 2001, Swedish massage, The Gale encyclopedia of alternative medicine, vol. 4, Gale Group, Farmington Hills, Michigan, pp. 16681670. Puma 1998, The new encyclopaedia Britannica, 15th edn, vol. 9, Encyclopaedia Britannica, Chicago, p. 796. For an example of an article in an online encyclopedia see p. 22.
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Periodicals
Maximal capitalisation is used for the titles of periodicals. For all other titles, capitalisation is minimal. Periodical titles are italicised. In general you will find that all the issues of a magazine or journal published in one year are collectively called a volume and may be given a volume number. An issue number or the name of a month or season may identify each issue within that volume. Inspect the periodical carefully as it may have an entirely individual numbering system. 1. Articles with an author For articles in journals and magazines, include the following information: a) Author(s)if given b) Year of publication c) Title of articleenclose title in single quotation marks d) Title of periodical e) Place of publication (city)only if there are 2 or more periodicals with the same title f) Volume and/or issue number g) Day, month and seasonif applicable h) Page number(s) e.g. Salusinszky, I 1995, Thomas Keneally: my part in his downfall, Quadrant, vol. 39, no. 10, October, pp. 2326. 2. Articles with no author Calcium levels control human vision 1988, New Scientist, no. 1636, 29 October, p. 34. 3. Individual volumes/issues For a single issue or a limited run, the following details are sufficient: a) Titleplus subtitle if there is one b) Year of publication c) Volume and/or issue number(s) d) Month and day of month or seasonif applicable e.g. Overland, 1983, no. 93, December. Futures: the Journal of Forecasting and Planning, 19861989, vols. 1821.
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4. Complete run of a periodical If you need to write a reference for a complete run of a currently published periodical, include the following information: a) Titleplus subtitle if there is one b) Date(s) of publication c) Name of publisher d) Place of publication (city, state) e) Volume and/or issue number(s) f) Frequency of publication e.g. The Australian Accountant, 1936, Australian Society of Certified Practicing Accountants, Melbourne, vol. 1, Monthly. 1936 and vol. 1 means that the first issue appeared in 1936 and the periodical is still being published. 5. Newspaper articles Replace the volume/issue number by the day and month: e.g. Hogan, R 1996, Investors weigh implications for $A, Australian Financial Review, 1 August, p. 6. A welcome lowering of rates 1996, The Australian, 1 August, p. 10. 6. Reviews of books, films, television, performances etc. Include: a) Name of reviewer b) Year c) Title of the review d) Description of what is being reviewed and its author e) Periodical in which the review appeared f) Day and monthif applicable g) Page numbers e.g. Carroll, S 2002, The stuff of theatre, review of Double act: a life of Tom Stoppard by Ira Nadel, The Age, 28 September, Saturday Extra, p. 8. Saturday Extra before the page number indicates a special independently numbered section of the newspaper.
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7. Annual reports These are not periodicals in the usual sense, but are important regular publications of government bodies, companies and other organisations. A reference for an annual report should include: a) Name of organisation b) Date of publicationif applicable c) Short descriptive title d) Year(s) covered e.g. Department of Transport and Regional Services 2001, Annual report 20002001, Canberra. Fosters Brewing Group 1998, Annual Report 1998. For an example of an online annual report, see p. 23 under 3. Web page of a company or organisation.
Acts of Parliament
Add the name of the jurisdiction in brackets after the title of the act. Electoral Act 2002 (Vic).
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Standards
Standards Australia defines a standard as a published document which sets out technical specifications or other criteria necessary to ensure that a material or method will consistently do the job it is intended to do. For standards, the following information is given, in this order: a) b) c) d) e) f) Author(s) Year of publication Title Standard Number Publisher Place of publication
e.g. Institute of Electrical and Electronics Engineers 1987, IEEE standard for software user documentation, (ANSI/IEEE 10631987), IEEE, New York. Standards Association of Australia 1992, Marking of overhead cables for low-level flying, (AS 3891.21992), Standards Australia, Homebush, NSW. For an example of an online Australian standard see p. 23.
Audiovisual material
You may need to write a reference for a videotape, DVD, TV program etc. It is similar to a book reference. Use the label on the item or the library catalogue to find the information you need. Include the following details: a) b) c) d) e) f) Author (if there is one) Year of production Title Format (use a general term such as sound recording) Name of producer/director Place of production
1. Videorecording e.g. videotapes e.g. Murnau, FW 1984, Nosferatu the Vampire (Dracula) [videorecording], Video Yesteryear, Sandy Hook, Conn. 2. Sound recording e.g. discs, tapes, reels, cassettes e.g. Jane Knowles 1996 [sound recording], ABC Radio Tapes, Sydney. 3. Slides e.g. Birnstihl, H 1980, Emotions [slide], Northside Productions, North Melbourne.
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4. Kit i.e. combinations of media such as audiocassette plus printed material e.g. Japanese language and people 1991 [kit], BBC-TV in association with Intervoice Incorporated, London. 5. Radio and television broadcasts Include: a) b) c) d) e) g) Title. If no title is given in the program, you should supply your own short descriptive title, enclosed in square brackets. Year of broadcast Format Series title Broadcasting station Day/month of broadcast
e.g. Muddy waters 1995 [television program], Sixty Minutes, GTV9, 22 October. [Bankers to greed] 1992 [television program], Four Corners, ABC Television. Making waves 1995 [television program], SBS Television, 9 March. Making an issue out of violence 1991 [radio program], Women on the line, 3CR, 10 August.
e.g. Emy, HV 1993, From the free market to the social market: a new agenda for the ALP?, Australian Fabian Society Pamphlet, no. 53, Pluto Press in association with the Australian Fabian Society, Leichhardt, NSW. Alpine sell-out? 1992, Native Forests Action Council, North Melbourne, Leaflet supporting Alpine National Park proposal. Held in Conservation Issues file of the Black Stump Public Library, NSW. 18
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Electronic resources
When citing electronic resources only use information which appears on the page you are citing. For example, when you are citing an article from an electronic journal you can only use the information which appears on that page. You cannot use information which may appear on the journals home page, even though that may give more information. There is one occasion when you may need to use information which is not on the page. You will need to do this if there is no title of the document within the document. Then you can use the title in the title bar. If there is no title in the document and no title in the title bar, you must use the URL as the title of the document. Some databases, especially online reference works like encyclopedias, show you how to cite the reference at the end of the entry. You may wish to use these online suggestions to help you write your citation but remember that your reference list should maintain a consistent style.
Dates
If there is a publication date which is clear, use that date, for example, the date of an issue of a periodical. If there isnt a clear publication date, but you can see when the page was last updated, for example, Last updated use this date. If there isnt a clear publication date, but you can see a copyright date, for example, use this date.
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Include this information, if applicable: a) b) c) d) e) f) g) Author(s) Year of publication Title of article Title of periodical Volume and/or issue number and/or day and month of publication, or season e.g. Winter Identifying edition or version numbers or other identifying information Page numbers if they are included. NB this is not an estimate of how many printed pages would result from printing the article, but the page numbers given in the database. Title of the database and name of online service, if applicable DOI (Digital Object Identifier). If there is no DOI, but there is some other article, document or file number, use this number. For example, EBSCOhost databases use AN for Accession Number Date accessed
h) i)
j)
1. Article with an author e.g. Kennedy, S 1998, So many URLsso little time! Information Today, vol. 15, no. 11, Academic Search Elite, EBSCOhost, AN 1460612, viewed 10 April 2002. 2. Article without an author e.g. Russia says it foiled illegal sale of weapons-grade uranium 2001, The New York Times, 7 December, Factiva, Document nytf000020011207dxc70001a, viewed 12 April 2002. 3. Conference paper e.g. Fan, W, Gordon MD & Pathak, P 2000, Personalization of search engine services for effective retrieval and knowledge management, Proceedings of the twenty first international conference on information systems: 2000, pp. 2034, ACM Portal: ACM Digital Library, viewed 24 April 2002.
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e.g. IBISWorld Australia 2004, Taxi and other road passenger transport in Australia (I6123), 7 September, IBISWorld, viewed 4 January 2005.
Web pages
Include this information, if applicable: Author(s), Editor(s) or Compiler(s) or organisation responsible for the site Year the document was created or the date of the most recent revision, modification or update. You may use the copyright date of a web page. If the copyright date is a range of dates e.g. 19961998, you should use the latest date. e.g. Basic CGOS style, modified 20 March 2000, viewed 24 April 2002, http://www.columbia.edu/ca/cup/cgos/idx_basic.htm c) Title of document. The page title may be clearly shown at the top of the page. If it is not, a title may be shown in the title bar at the very top of the screen. If the title shown in the title bar is abbreviated, or not available, use the URL. d) Description of document if needed for clarification e.g. media release e) Name of the sponsor of the web page f) Date accessed g) URL a) b)
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1. Web document with an author e.g. Done, T 2002, Science for management of the Great Barrier Reef, Australian Institute of Marine Science, viewed 15 April 2002, http://www.aims.gov.au/pages/research/smgbr/smgbr01.html 2. Web page without an author e.g. White pages online 2002, Telstra Corporation Limited, viewed 15 April 2002, http://www.whitepages.com.au/wp 3. Web page of a company or organisation e.g. Carnarvon Petroleum NL 2002, Carnarvon Petroleum NL, viewed 28 May 2002, http://www.carnarvon.com.au/ When there is no author, but an organisation is the copyright owner, you cannot assume that the organisation is also the author. In some cases, like company web pages or company reports, the company will own the copyright and be the author, although usually the title of the web page is all that is given and the authorship is assumed rather than written in the citation. e.g. Annual report 2004, Coles Myer Ltd, viewed 5 January 2005, http://corporate.colesmyer.com.au/shared/20041020__Concise_Report.pdf 4. Australian standards online e.g. Standards Australia 1992, Air navigation: cables and their supporting structures: mapping and marking: Part 2 Marking of overhead cables for low-level flying, AS3891.21992, Standards On-Line Premium, viewed 13 January 2005. 5. Australian Bureau of Statistics documents online e.g. Kennedy, A & Robertson, E 2003, 2001 Census: housing, Census Paper no 03/02, Australian Bureau of Statistics, viewed 1 December 2004, http://www.abs.gov.au/websitedbs/D3110122.NSF/0/64166a9922e5831cca256d4d 008279ca/$FILE/2001%20Census%20Housing_rev_final.pdf Inner city development 2002, Building Approvals, Australia, December, Australian Bureau of Statistics, viewed 23 November 2004, http://www.abs.gov.au/Ausstats/ abs@.nsf/0/460A9505966480C2CA256CC1008131FE?Open
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Email
You should never cite an email address without the permission of the owner of the address. 1. Email with permission to cite the email address e.g. Wallis, R 2002, email, 24 April, rwallis@swin.edu.au 2. Email without permission to cite the email address: e.g. Wallis, R 2002, personal email, 24 April.
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Webpages
Swinburne Library maintains a portal site for information about bibliographic software. It includes training session schedules and manuals, downloadable files for searching Swinburne databases and examples of citation styles, links to discussion lists, and to sites for downloading trial versions of the software. www.swinburne.edu.au/lib/bibsoft/welcome.htm
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Further reading
There are many style manuals and guides to writing papers and reports of various kinds which include guidelines for correctly acknowledging your information sources. A few of the most useful ones are listed below; others may be found at Swinburne Library on the shelves around the Dewey classification numbers 808 (writing style and technique), and 371.302 (study guides). Algozzine, B & Spooner, F 2002, How to prepare a research article in APA style, Council for Exceptional Children, Arlington, Virginia. Clanchy, J & Ballard, B 1997, Essay writing for students: a practical guide, 3rd edn, Addison Wesley Longman, Melbourne. Day, R 1998, How to write and publish a scientific paper, 5th edn, Cambridge University Press, Cambridge. Holtom, D & Fisher, E 1999, Enjoy writing your science thesis or dissertation: a step by step guide to planning and writing dissertations and theses for undergraduate and graduate science students, Imperial College Press, River Edge, New Jersey. Lester, JD 1996, Writing research papers: a complete guide, 8th edn, Harper Collins, New York. Li, X & Crane, NB 1996, Electronic style: a handbook for citing electronic information, 2nd edn, Information Today, Medford, New Jersey. Lovell, DW & Moore, RD 1993, Essay writing and style guide for politics and the social sciences, Rev. edn, Australasian Political Studies Association, [Canberra]. Peters, P 2003, The Australian English style guide, Cambridge University Press, Melbourne. Ritter, RM (ed.) 2002, The Oxford guide to style, Oxford University Press, Oxford. Stinson, B 1990, Citing non-book materials: a guide for researchers and students, Macquarie University Library and Audiovisual Services Committee, ALIA, [Sydney]. Style manual for authors, editors and printers 2002, 6th edn, John Wiley & Sons, Milton, Qld. Summers, J & Smith, B (eds.) 2002, Communication skills handbook: how to succeed in written and oral communication, 5th edn, John Wiley & Sons Australia, Milton, Qld. Walker, JR & Taylor, T 1998, The Columbia guide to online style, Columbia University Press, New York. Yang, J T 1995, An outline of scientific writing for researchers with English as a foreign language, World Scientific, Singapore. A collection of resources on how to cite references is available online at: www.swinburne.edu.au/lib/infogate/citing.htm 26
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