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+ + + = )
2
(45 tan )
2
(45 tan 2
2
D D
p k p
Z c D P (5)
where D
k
= depth of key below bottom of footing (ft), c = cohesion intercept of soil in front of
key (psf), and = friction angle of soil in front of key (degrees). Z
p
is the depth from the
ground surface in front of the wall to mid-height of the key (ft), expressed as
2
k
f p
D
D Z + = ,
where D
f
= depth from ground surface in front of wall to the bottom of the footing (ft), which
is the same depth as the top of the key.
Bearing Pressures.
Different distributions of bearing pressure are used to compute the bearing capacity of the
foundation and to compute the minimum thickness of the footing, as shown in Figure 6.
Distribution of bearing pressure for bearing capacity. To account for the effect of
eccentric loading on the footing, a reduced effective footing width is used, as suggested by
Meyerhof (1953). The effective footing width used in computing bearing pressure is 2x,
where x = distance from the toe of the footing to the point of application of the normal load N.
For a footing width of 2x, the footing is centrally loaded, and the bearing pressure is uniform.
The bearing pressure for a reduced footing width of 2x is given by:
x
N
q
2
= (6)
10
N
B
q
x
Effective width = 2x
x
(a) Bearing pressure for bearing capacity calculations
N
x
B
q
N
x
B
2x
max
q
min
q
max
B-x
e=
6 2
B
x
B
e=
6 2
B
x
B
>
(b) Bearing pressures for footing thickness calculations
Figure 6 - Bearing pressures for calculating bearing capacity and footing thickness
11
Using an effective footing width smaller than the actual width is conservative, because a
portion of the footing is neglected, and it simplifies the calculations because the bearing
pressure is uniform.
Distribution of bearing pressure for determining the footing thickness. Non-uniform
bearing pressure (Figure 6b) is adopted for the purpose of computing the minimum footing
thickness, in keeping with conventional structural engineering practice. The maximum and
minimum bearing pressures are given by:
+
=
6 3
2
6
)
6
1 (
max
B
e if
x
N
B
e if
B
e
B
N
q (7)
=
6
0
6
)
6
1 (
min
B
e if
B
e if
B
e
B
N
q (8)
where x
B
=
2
e is the eccentricity of the normal force, which is the distance between the
normal force and the center of the footing, and B = the width of the footing.
Bearing Capacity of Cohesive Soil Foundations.
The bearing capacity of cohesive soil is computed using the simplified equations
developed by Brinch Hansen (1957) for = 0 soils. Brinch Hansens equation are expressed
as follows:
f u c ult
D S N q + = (9)
where q
ult
= ultimate bearing capacity (psf), N
c
= bearing capacity factor (dimensionless), S
u
=
undrained shear strength of soil (which has = 0), = unit weight of soil (pcf), and D
f
= depth
from ground surface in front of wall to the bottom of the footing (ft). For the sake of
conservatism, the value of used in computing q
ult
is the smaller of the unit weights of the
backfill and foundation.
The value of N
c
in Eq (9) is expressed as follows:
) 3 . 1 1 ( )
2
2 . 0 1 ( 5
N
T
x
D
N
f
c
+ = (10)
where 2x = effective footing width (ft) as discussed above, x = distance from edge of the
footing to the point of application of the normal load (ft), T = shear load on the footing (lb/ft),
and N = normal load on the footing (lb/ft).
12
Bearing Capacity of Granular Soil Foundations.
The bearing capacity of granular soil is computed using the simplified equations
developed by Meyerhof (1956) for c = 0 soils. Meyerhofs bearing capacity formula can be
expressed as follows:
(
+ = ) 2 1 )(
2
(
10
2
2000
2 1
60
N
T
x
D
C C
x N
q
f
w w ult
(11)
where q
ult
= ultimate bearing capacity (psf), N
60
= average value of Standard Penetration Test
blow count, corrected to 60% of the theoretical hammer energy, within a depth equal to 3x
below the bottom of the footing, x = distance from the toe of the footing to the point of
application of the normal load N (ft), 2x = effective footing width (ft) as discussed above
under bearing pressures, T = shear load on the footing (lb/ft), and N = normal load on the
footing (lb/ft).
The dimensionless factors C
w1
and C
w2
adjust for the position of the water table. Their
values depend on the position of the water table with respect to the ground surface and the
bottom of the footing, and are determined as follows:
C
w1
= 0.5 for water table at bottom of footing or higher,
C
w1
= 1.0 for water table 2x below bottom of footing or deeper,
C
w1
= varies linearly with position of the water table between bottom of footing and depth
2x below bottom of footing,
C
w2
= 0.5 for water table at ground surface,
C
w2
= 1.0 for water table at bottom of footing or deeper,
C
w2
= varies linearly with position of the water table between ground surface and bottom
of footing,
Bearing Capacity Factor of Safety.
The factor of safety against bearing capacity failure is calculated as:
q q F
ult bc
/ = (12)
where F
bc
= bearing capacity factor of safety (dimensionless), q
ult
= ultimate bearing capacity
(psf), and q = bearing pressure (psf).
Stem Thickness and Footing Thickness.
The stem thickness (at the bottom of the stem) and the footing thickness are calculated
based on considerations of shear and moment capacity, calculated in accordance with the
Building Code Requirements for Structural Concrete (ACI, 1999). Resistance factors of 0.85
for shear and 0.9 for moment are used in calculating the stem and footing thickness. Cover of
three inches is used for both stem and footing.
13
The required thickness for shear capacity is computed using the following equation:
' 2
c n
f bd V = (13)
Where V
n
= Nominal shear capacity (lb/ft)
b = Section width = 12 in/ft
d = Effective section depth (in)
f
c
= 28-day compressive strength of concrete (lb/in
2
)
The required thickness for moment is computed using the following equations:
)
2
(
a
d f A M
y s n
= (14)
(15)
y s c
f A ab f = ' 85 . 0
max
=
bd
A
s
(16)
Where
M
n
= Nominal moment capacity (lbft/ft)
d = Effective section depth (in)
f
c
= 28-day compressive strength of concrete (lb/in
2
)
f
y
= Yield strength of reinforcing steel (lb/in
2
)
A
s
= Area of steel reinforcement (in
2
)
a = Depth of equivalent rectangular compressive stress block (in)
b = Section width = 12in/ft
= Reinforcement ratio = steel area divided by concrete area
max
= Maximum allowable reinforcement ratio = 0.75
b
b
= Value of corresponding to balanced capacity of concrete and steel
The desired value of /
b
is input by the user. The maximum value of /
b
allowed is
0.75. In practice, walls are usually designed using values of /
b
ranging from 0.35 to 0.50
(MacGregor, 1992).
This workbook has been developed for use by geotechnical engineers to evaluate wall
stability and safety with respect to bearing capacity and sliding. The values of stem and
footing thickness shown in the spreadsheet are advisory. They are intended to provide
guidance with regard to reasonable wall dimensions rather than structural design. Therefore,
the computed values of stem and footing thickness are not inserted automatically as wall
dimensions, leaving the user in full control of all wall dimensions.
14
Appendix A: Symbols
a = Depth of equivalent rectangular compressive stress block (in)
A
s
= Area of reinforcement (in
2
)
b = Section width = 12 in/ft
b
h
= Width of heel (ft)
B = Width of the footing (ft)
c = cohesion intercept of soil in front of key (psf)
C
w1
and C
w2
= water table correction factors (dimensionless)
d = Effective section depth (in)
D
f
= depth from ground surface in front of wall to the bottom of the footing (ft)
D
k
= depth of key below bottom of footing (ft)
e = eccentricity of normal force from the center of the footing (ft)
E
v
= vertical shear load (lb/ft)
E
h
= Horizontal earth pressure (lb/ft)
E
h1
= Horizontal earth pressure caused by surcharge (lb/ft)
E
h2
= Horizontal earth pressure caused by the weight of backfill (lb/ft)
f
c
= 28-day compressive strength of concrete (lb/in
2
)
f
y
= Yield strength of reinforcing steel (lb/in
2
)
F
bc
= bearing capacity factor of safety (dimensionless)
F
om
= factor of safety against overturning (dimensionless)
F
s
= factor of safety against sliding (dimensionless)
h
w
= Height of the stem (ft)
H = height of the vertical plane from the heel of the wall to the surface of the backfill (ft)
K
s
= surcharge pressure coefficient (dimensionless)
K
v
= vertical shear load coefficient (dimensionless)
M
n
= Nominal moment capacity (lbft/ft)
N = normal load on the footing (lb/ft)
N
60
= average value of Standard Penetration Test blow count within 2x below the bottom of
the footing
N
c
= bearing capacity factor (dimensionless)
P
p
= passive earth pressure force (lb/ft)
q = bearing pressure (psf)
q
s
= surcharge pressure (psf)
15
q
ult
= ultimate bearing capacity (psf)
S
u
= undrained shear strength of soil (which has = 0)
t
1
= thickness of stem at the bottom (ft)
t
2
= thickness of stem at the top (ft)
T = shear load on the footing (lb/ft)
V
n
= nominal shear capacity (lb/ft)
W
bf
= Weight of backfill (lb/ft)
W
f
= Weight of footing (lb/ft)
W
ff
= Weight of soil in front of the stem and above the footing above b
t
(lb/ft)
W
s
= Weight of stem (lb/ft)
x = distance from edge of the footing to the point of application of the normal load (ft)
2x = effective footing width (ft)
x
1
= horizontal distance from the weight center of the stem to the toe (ft)
x
2
= horizontal distance from the weight center of backfill to the toe (ft)
y = height of E
h2
above the base of the footing (ft)
z = depth below the surface of the backfill (ft)
Z
p
= depth from the ground surface in front of the wall to mid-height of the key (ft),
= friction angle of soil in front of key (degrees)
= unit weight of soil (pcf)
bf
= unit weight of backfill (pcf)
eq
= unit weight of the equivalent fluid, which would exert the same lateral pressure as the
backfill (pcf)
= coefficient of friction between the wall footing and the granular material beneath the
footing (dimensionless)
= Reinforcement ratio (dimensionless)
b
= Reinforcement ratio corresponding to balanced failure (dimensionless)
max
= Specified maximum reinforcement ratio (dimensionless)
hb
= horizontal earth pressure due to weight of backfill (psf)
hs
= horizontal earth pressure due to surcharge pressure (psf)
16
Appendix B: Equations
Forces and dimensions:
1
t b B b
t h
=
s s eq h
K Hq H E + =
2
5 . 0
s s h
K Hq E =
1
2
2
5 . 0 H E
eq h
=
2
5 . 0 H K E
bf V v
=
bf h w bf
b d H h W ) ( 5 . 0 + =
150 = Bd W
f
(150pcf)
150 ) ( 5 . 0
2 1
+ =
w s
h t t W (150pcf)
150
1
=
k k
D t W
) ( d D b W
f t ff
=
) ( 3
2 2
2 1
2
2 2 1
2
1
1
t t
t t t t
B x
t
+
+
+ =
) ( 3
) 2 (
2
d H h
d H h
b B x
w
w
h
+
+
=
s h ff k s f bf v
q b W W W W W E N + + + + + + = with surcharge over footing
ff k s f bf v
W W W W W E N + + + + + = without surcharge over footing
h
E T =
N
y H H q K W b BW W x W x W x BE
x
eq s s ff t f k s bf V
) 5 . 0 5 . 0 ( 2 / 2 /
2 2
3 1 2
+ + + + + +
=
without surcharge over the footing
N
b B b q y H H q K W b BW W x W x W x BE
x
h h s eq s s ff t f k s bf V
) 2 / ( ) 5 . 0 5 . 0 ( 2 / 2 /
2 2
3 1 2
+ + + + + + +
=
with surcharge over the footing
6 / ) ( 2 / ) (
3 2
d H d H q K M
eq s s
+ = (Moment at the bottom of the stem)
s s eq
K q d H d H V ) ( ) ( 5 . 0
2
+ = (Shear force at the bottom of the stem)
x
B
e =
2
)
6
1 (
max
B
e
B
N
q + = if
6
B
e
x
N
q
3
2
max
= if
6
B
e >
)
6
1 (
min
B
e
B
N
q = if
6
B
e
17
x
N
q
2
=
Passive pressure on the key:
{ } ) 2 / 45 ( tan ) 2 / 45 tan( 2
2
+ + + =
p k p
Z c D P
2 /
k f p
D D Z + =
Sliding through granular soil:
T
P N
F
p
s
+
=
Overturning:
y H H q K
B E b W x W x W x W B W
F
eq s s
v t ff k bf s f
om
2 2
3 2 1
5 . 0 5 . 0
2 / 2 /
+
+ + + + +
= without surcharge over footing
y H H q K
b B b q B E b W x W x W x W B W
F
eq s s
h h s v t ff k bf s f
om
2 2
3 2 1
5 . 0 5 . 0
) 2 / ( 2 / 2 /
+
+ + + + + +
= with surcharge over
footing
Bearing capacity for cohesive soil foundations
f u c ult
D S N q + = , is the smaller of the unit weights of the backfill and foundation
) 3 . 1 1 )(
2
2 . 0 1 ( 5
N
T
x
D
N
f
c
+ =
q q F
ult bc
/ =
Bearing capacity for granular soil foundations
) 2 1 )(
2
(
10
) 2 (
2000
2 1
N
T
x
D
C C
x N
q
f
w w
SPT
ult
+ =
q q F
ult bc
/ =
Water Table C
w1
C
w2
At the ground surface 0.5 0.5
At Base of the Footing 0.5 1.0
2x below footing 1.0 1.0
For intermediate water table depths, interpolate linearly between these values.
Shear capacity and moment capacity
' 2
c n
f bd V =
)
2
(
a
d f A M
y s n
=
y s c
f A ab f = ' 85 . 0
max
=
bd
A
s
18
)
000 , 87
000 , 87
(
' 85 . 0
1
y y
c
b
f f
f
+
=
=
1
0.85 when f 4000 ' psi
c
=
1000
'
05 . 0 05 .
c
f
1 when 4000 psi f
c
8000 ' <
= 0.65 when f 8000 ' > psi
c
19
Appendix C: References:
1. ACI(1999), Building Code Requirements for Structural Concrete(ACI 318-99),
American Concrete Institute.
2. Hansen, J. B. and Hansen, B. (1957), Foundations of structures (a) General
Subjects and Foundations other than piled foundations, General Report, 4
th
ICSMFE,
London, Vol II, pp 441-447.
3. MacGregor, James G. (1992), Reinforced Concrete: Mechanics and Design, Prentice
Hall, Englewood Cliffs, NJ
4. Meyerhof, G. G. (1953), The Bearing Capacity of Foundations under Eccentric and
Inclined Loads. Third International Conference on Soil Mechanics and Foundation
Engineering. Zurich. Proceedings, Vol. 1, pp. 440-445.
20