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2009

LECTURE PLAN
Date: 3.7.09
Sub Code & Name- (BA 1727) Security analysis and portfolio management
Unit: I Branch: M.B.A Semester : 3

UNIT I SYALLABUS

Investment setting – Securities – Sources of investment information – Security

market indications – Security Contract regulation Act. Investor Protection.

Session No. Topics to be covered Ref

1 Investment setting – Securities an Introduction R2,R3

2 Sources of investment information R2

Security market indicators

3 R3
Security Contract regulation Act.
4 R1

5 Investor Protection.
R3,R2

TOTAL PERIODS : 5

DEVIATION (IF ANY) :

CORRECTIVE MEASURES :

REFERENCES / WEBSITES:
[1] BSE India Website
[2] Securities Analysis and Portfolio Management' - V.A.Avadhani
[3] Security Analysis & Portfolio Management' - Punithavathy Pandian

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LECTURE PLAN
Date: 3.7.09
Sub Code & Name - (BA 1727) Security analysis and portfolio management

Unit: II Branch: M.B.A Semester : 3

UNIT II SYALLABUS

Over view of capital market, Institutional structure in capital market, Reforms

and state of capital market, New issue market and problems, Securities and Exchange
Board of India (SEBI), Debt Market.

Session
Topics to be covered Ref
No.
Over view of capital market, , New issue market and
1 R1
problems
2 Institutional structure in capital market R3,2

3 Reforms and state of capital market, R2,R3

4 Securities and Exchange Board of India R1

5
Debt Market. R2

TOTAL PERIODS : 5

DEVIATION (IF ANY) :

CORRECTIVE MEASURES :

REFERENCES / WEBSITES:
[1] Investment management - V.A.Avadhani
[2] Investment management - Bhalla
[3] Security Analysis & Portfolio Management - Donald E.Fischer & Ronald J.Jordan,

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LECTURE PLAN
Date: 3.7.09
Sub Code & Name - (BA 1727) Security analysis and portfolio management

Unit: III Branch: M.B.A Semester : 3

UNIT III SYALLABUS

Economic Analysis – Economic forecasting and stock Investment Decisions – Forecasting

techniques. Industry Analysis – Industry classification. Economy and Industry Analysis.
Industry life cycle – Company Analysis Measuring Earnings – Forecasting Earnings –
Applied Valuation Techniques – Graham and Dodds investor ratios

Session
Topics to be covered Ref
No.

Economic Analysis – Economic forecasting and stock

1 R1
Investment Decisions –
Forecasting techniques. Industry Analysis – Industry
2 classification. Economy and Industry Analysis. Industry life R1,R2
cycle –
Company Analysis Measuring Earnings – Forecasting
3 R1,R2
Earnings – Applied Valuation Techniques –
4 Graham and Dodd’s investor ratios. R2
5 Problems in stock valuation and Bond valuation R3

6 Problems in stock valuation and Bond valuation R3

7 Problems in stock valuation and Bond valuation R3

8 Revision of problems R3
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TOTAL PERIODS : 8
DEVIATION (IF ANY) :
CORRECTIVE MEASURES :
REFERENCES / WEBSITES:
[1] 'Securities Analysis and Portfolio Management' – Fisher and Jordan
[2] 'Investment Management' - V.A.Avadhani
[3] 'Security Analysis & Portfolio Management' - Punithavathy Pandian

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LECTURE PLAN
Date: 3.7.09
Sub Code & Name - Security analysis and portfolio management ( BA 1727 )

Unit: IV Branch: M.B.A Semester :3

UNIT IV SYALLABUS
Fundamental Analysis Vs Technical Analysis – Charting methods – Market Indicators.
Trend – Trend reversals – Patterns - Moving Average – Exponential moving Average –
Oscillators – ROC Momentum – MACD – RSI – Stoastic

Session
Topics to be covered Ref
No.
1 Fundamental Analysis Vs Technical Analysis R1,R2,R3

2 Charting methods R1,R2

Market Indicators. Trend – Trend reversals –

3 R1,R2,R3
Patterns

4 Moving Average – Exponential moving Average R1,R2

5 Oscillators – ROC Momentum – MACD – RSI

R2,R3
– Stochastic. ( Problems )
6 Oscillators – ROC Momentum – MACD – RSI R3,R4
– Stochastic. ( Problems )
7 Oscillators – ROC Momentum – MACD – RSI R3,R4
– Stochastic. ( Problems )
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TOTAL PERIODS : 6
DEVIATION (IF ANY) :
CORRECTIVE MEASURES :
REFERENCES / WEBSITES:
[1] Investment Management – Preethi Singh
[2] Investment management - Bhalla
[3] Security Analysis & Portfolio Management', Donald E.Fischer & Ronald J.Jordan
[4] www.marketthoughts.com/stock_market_indicator.html

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LECTURE PLAN
Date: 3.7.09
Sub Code & Name ( BA 1727 ) Security analysis and portfolio management

Unit: V Branch: M.B.A Semester : 3

UNIT V SYALLABUS

Portfolio Theory – Portfolio Construction – Diagnostics Management – Performance

Evaluation – Portfolio revision- Mutual Funds.

Session
Topics to be covered Ref
No.
Portfolio Theory –Diagnostics Management
1 R1,R2

2 Portfolio Construction R1,R2

3 Performance Evaluation R2,R3
4 Performance Evaluation R1,R2
5 Portfolio revision R2,R3
6 Mutual Funds. R3
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TOTAL PERIODS : 6

DEVIATION (IF ANY) :

CORRECTIVE MEASURES :

REFERENCES / WEBSITES:
[1] Investment Management – Preethi Singh
[2] Securities Analysis and Portfolio Management' - V.A.Avadhani
[3] Investment management - Bhalla

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LECTURE PLAN Date: 3.7.09

Sub Code & Name ( BA 1728 ) Merchant Banking and financial services

Unit: I Branch: M.B.A Semester : 3

UNIT I SYALLABUS

Introduction – An Over view of Indian Financial System – Merchant Banking in India –

Recent Developments and Challenges ahead – Institutional Structure – Functions of
Merchant Banking - Legal and Regulatory Frameworks – Relevant Provisions of
Companies Act- SERA- SEBI guidelines- FEMA, etc. - Relation with Stock Exchanges,
OTCEI and NSE.
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Session
Topics to be covered Ref
No.
An Over view of Indian Financial System
Relevant Provisions of Companies Act- SERA-
1 SEBI guidelines- FEMA, etc. - R1,R2

2 Merchant Banking - Introduction R2

Recent Developments and Challenges ahead –
3 Institutional Structure – Functions of Merchant R2
Banking - Legal and Regulatory Frameworks
Relevant Provisions of Companies Act- SERA-
4 R3, R4
SEBI guidelines- FEMA, etc.
5 Stock Exchanges, OTCEI and NSE.
R3, R4

TOTAL PERIODS : 5

DEVIATION (IF ANY) :

CORRECTIVE MEASURES :
REFERENCES / WEBSITES:
[1] 'Indian Financial System' - Machiraju
[2] 'Financial Services' M.Y.Khan
[3] Investment management - Bhalla
[4] BSE website

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LECTURE PLAN
Date: 3.7.09
Sub Code & Name ( BA 1728 ) Merchant Banking and financial services

Unit: II Branch: M.B.A Semester : 3

UNIT II SYALLABUS
Role of Merchant Banker in Appraisal of Projects, Designing Capital Structure and
Instruments – Issue Pricing – Pricing – Preparation of Prospectus Selection of Bankers,
Advertising Consultants, etc. - Role of Registrars – Underwriting Arrangements. Dealing
with Bankers to the Issue, Underwriters, Registrars, and Brokers. – Offer for Sale – Book
– Building – Green Shoe Option – E-IPO Private Placement – Bought out Deals –
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Placement with FIs, MFs, FIIs, etc. off - Shore Issues. – Issue Marketing – Advertising
Strategies – NRI Marketing – Post Issue Activities
Session
Topics to be covered Ref
No.
Role of Merchant Banker in Appraisal of Projects,
Designing Capital Structure and Instruments – Issue
Pricing – Pricing – Preparation of Prospectus Selection
1 R1,R2
of Bankers, Advertising Consultants, etc.

Role of Registrars – Underwriting Arrangements.

2 Dealing with Bankers to the Issue, Underwriters, R1,R2
Registrars, and Brokers.
Offer for Sale – Book – Building – Green Shoe Option –
3 R1,R2
E-IPO Private Placement – Bought out Deals –

4 Placement with FIs, MFs, FIIs R1,R2

5 Off - Shore Issues. – Issue Marketing – Advertising
R1,R2
Strategies – NRI Marketing – Post Issue Activities.

TOTAL PERIODS : 5
DEVIATION (IF ANY) :
CORRECTIVE MEASURES :
REFERENCES / WEBSITES:
[1] Bhalla. V.K. – 'Management of Financial Services'
[2] M.Y.Khan, 'Financial Services' – Tata McGraw-Hill, 3rd Edition, 2005.
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LECTURE PLAN
Date: 3.7.09
Sub Code & Name ( BA 1728 ) Merchant Banking and financial services

Unit: III Branch: M.B.A Semester : 3

UNIT III SYALLABUS

Mergers and Acquisitions – Portfolio Management Services – Credit Syndication

– Credit Rating – Mutual Funds - Business Valuation.

Session
Topics to be covered Ref
No.
Mergers and Acquisitions
1 R1,R2

Mergers and Acquisitions

2 R1,R2

3 Portfolio Management Services R1,R2

4 Credit Syndication R1,R2
5 Credit Rating – Mutual Funds - R1,R2,R3
6 Business Valuation. R1,R2

TOTAL PERIODS : 6

DEVIATION (IF ANY) :

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CORRECTIVE MEASURES :

REFERENCES / WEBSITES:
[1] Bhalla. V.K. – 'Management of Financial Services'

[2] M.Y.Khan, 'Financial Services' – Tata McGraw-Hill, 3rd Edition, 2005.

[3] Investment Management - Bhalla

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LECTURE PLAN
Date: 3.7.09
Sub Code & Name ( BA 1728 ) Merchant Banking and financial services

Unit: IV Branch: M.B.A Semester : 3

UNIT IV SYALLABUS

Leasing and Hire Purchasing – Basics of Leasing and Hire purchasing – Financial
Evaluation – Tax Implication

Session
Topics to be covered References
No.
Leasing and Hire Purchasing
1 R1,R2

2 Basics of Leasing and Hire purchasing R1,R2

3 Basics of Leasing and Hire purchasing R1,R2
4 Financial Evaluation R3
5 Tax Implication. R3

TOTAL PERIODS : 5

DEVIATION (IF ANY) :

CORRECTIVE MEASURES :

REFERENCES / WEBSITES:
[1] Financial Management – M.Y.Khan
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[2] Financial Management – I.M.Pandey

[3] M.Y.Khan, 'Financial Services' – Tata McGraw-Hill, 3rd Edition, 2005.

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LECTURE PLAN
Date: 3.7.09
Sub Code & Name ( BA 1728 ) Merchant Banking and financial services

Unit: V Branch: M.B.A Semester : 3

UNIT V SYALLABUS

Consumer Credit – Credit Cards – Real Estate Financing – Bills Discounting – Recent
Developments in Factoring and Forfaiting – Venture Capital.

Session No. Topics to be covered Ref

1 Credit Cards R1
2 Real Estate Financing R1
3 Bills Discounting R1
4 Factoring R1
5 Forfeiting R1
6 Venture Capital R1

TOTAL PERIODS : 6

DEVIATION (IF ANY) :

CORRECTIVE MEASURES :

REFERENCES / WEBSITES:

[1] M.Y.Khan, 'Financial Services' – Tata McGraw-Hill, 3rd Edition, 2005.

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[2]
[3]

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