D N H TR THNG MI A BIN II

(MUTRAP II)

B Thng mi phi hp cng y ban chu u thc hin









S tay
c quan thng bo
V im Hi p Quc gia
Theo Hip nh cc ro cn k thut
trong thng mi (TBT) V
Hip nh v kim dch V sinh ng,
Thc vt (SPS) Ca WTO









H ni, 2003
Mc lc


Li gii thiu

4
Phn 1 Nhng vn chung


1.1

Gii thiu v phm vi 5
1.2 Cc nh ngha s dng tro 5
1.3
ng S tay
Cc iu khon v im Hi p v C quan Thng bo trong Hip
nh
Tm tt mc ch ca Hip nh TBT v SPS
S khc nhau gia im Hi p v C quan Thng bo
Thit lp v trch nhim ca C quan Thng bo TBT
Thit lp v trch nhim ca mt C quan Thng bo SPS
Thit lp v trch nhim ca mt im Hi p TBT
Thit lp v trch nhim ca mt im Hi p SPS
Cc yu cu khc v thng bo theo Hip nh TBT
5

Phn 2 Cc vn v hot ng - vn hnh nh th
no


2.1 Cc th tc thnh lp 9
2.2 Gii quyt cc yu cu v thng tin 9
2.3 Gii quyt cc Bn Thng bo 11
2.4 Gii quyt Bn Thng bo ca cc nc thnh vin khc 16
2.5 Bo co 18
2.6 Cc ngun lc hot ng 19
2.7 La chn mt c quan hay nhiu c quan - Ai chu trch nhim?
2.8 Vai tr ca cc c quan chnh ph trung ng
21
22
2.9 Tr gip cc nc ang pht trin

22
Phn III V d v lin kt


3.1 V d v vai tr ca im Hi p v C quan thng bo c thit
lp
24
2
im Hi p TBT ca H
im Hi p SPS v C quan Thng bo ca NewZealand
.2
oa K
3 Tip cn cc n phm ca WTO
25
3.3 Lin h vi cc Hip nh 26
3.4 Lin h vi cc Mu Thng bo
3.5
26
Lin h vi cch thc thc hin cc iu khon minh bch ho ca cc
Hip nh
26
3.6 Lin h vi cc ngun li khc ca WTO 26
3.7 Cc v d v a ch website v TBT v SPS 26
3.8 Lin h vi cc T chc quc t 27
3.9

27
Phn IV
Lin h vi bn th 3 cung cp dch v



Ph lc A
cc Ph lc
Cc th tc Thng bo v Gii p v TBT 28
Ph lc B u? 39
Ph lc C
TBT hay SPS? Hip nh no l phng sch hu hi
Bn thng bo c cn thit khng? 40
Ph lc D Mu Thng bo SPS 41
h lc F P Mu Thng bo TBT 42
Ph lc G Bn Thng bo TBT theo iu 10.7 43
Ph lc H km yu cu v thng tin khng phi do im Hi p tr
li
44 Th
Ph lc I Th km yu cu v gia hn gp i km Bn thng bo 45
Ph lc J Th gi c quan qun l nh nc km theo kin gp v
vin WTO bn Thng bo t Thnh
46
Ph lc K M t v a im im Hi p (cp di) 47
Ph lc L M t v a im im Hi p (cp trung ng) 48
Ph L c M M t v a im im Hi p (im Hi p duy nht) 49
Ph lc N M t a im C quan Thng bo (cp di) 50
Ph lc O M t a im C quan Thng bo ( cp trung ng) 51
Ph lc P M t a im C quan Thng bo (im hi p duy nht) 52
Ph lc Q c tnh k thut ti thiu i vi my tnh v phn mm 53
Ph lc R Hip nh v Kim dch ng thc vt (SPS) 54
Ph lc S Hip nh v Cc Hng ro K thut i vi Thng mi 68
3

Th ng mi Th gii (WTO) cng nh hi nhp
Nam TA) v cc tho thun thng mi song phng khc l nhng
nh hi nhp vo cc t chc ny, c
gim thu v m ca th tr ,
ip nh khc nhau ca WTO lin quan
ch qun l thng mi, u t trong
c theo cc chun mc chung trong c Hip nh Cc Ro cn K thut trong
nh v Kim dch V sinh ng, Thc vt (SPS). Vic
it lp cc im hi p v TBT v SPS l mt trong nhng ngha v c bn nhm
i quan qun l cc Tnh, Thnh v
h bch ho trong hai lnh vc ny v cch thc
n cu thit lp v iu hnh cc im
hi p, D n H tr Chnh sch Thng mi a bin (MUTRAP) do U ban Chu
u ti tr v B Thng mi thc hin xin trn trng gii thiu cun S tay C quan
v thut t
T

khng trnh khi mt s
a cc c
n l d n MUTRAP
Li gii thiu

Tin trnh gia nhp T chc
ASEAN, thc hin cc cc cam kt trong Hip nh thng mi song phng Vit
Hoa K (B
thch thc ln i vi Vit Nam. Trong tin tr
bit l khi tham gia WTO, ngoi nhng vn v ng
chng ta vn cn phi thc hin nhiu H n
vic iu chnh v minh bch ha cc chnh s
n
thng mi (TBT) v Hip
th
thc thi ngha v minh bch ho v hai lnh vc ny.

g p cc B, Ngnh, doanh nghip, c
cc vn TBT, SPS, ngha v min vn
hnh cc im hi p... trong qu trnh nghi
Thng bo im Hi p Quc gia theo Hip nh Cc Ro cn K rong
Thng mi (TBT) v Hip nh Kim dch V sinh ng, Thc vt (SPS) ca W O.
Trong qu trnh bin dch cun sch ny chc chn
thiu st. Chng ti rt mong nhn c cc kin ng gp qu bu c
gi.

Xin trn trng gii thiu cun sch ny vi bn c ./.


BAN qu
4
Phn 1 - Nhng vn chung

1.1 ii thiu v phm vi
1.1.1
v chuyn mn ca cc im Hi p v C quan Thng bo hin c. Cc mi lin h
1.1.4 c yu cu ca Hip nh TBT v SPS lin quan n im Hi p v C
1.2 c nh ngha c s dng trong S tay
1.2.1
G
S tay ny nhm mc ch to thun li cho vic thit lp v hot ng hiu
qu ca cc im Hi p v C quan Thng bo theo yu cu ca Hip nh WTO
v cc Ro cn i vi Thng mi (TBT) v Hip nh v cc Bin php V sinh
ng Thc vt (SPS).
1.1.2 S tay ny l mt hng dn thc hnh cho cc nn kinh t thnh vin APEC
vi nhng xut trong vic thit lp, thc hin chc nng v cc th tc hot ng
i vi im Hi p v C quan Thng bo. S tay ny khng phi l din gii php
l Hip nh, cng khng phi l mt khun kh l tng cho mt im Hi p
hoc C quan Thng bo: cu trc v cc th tc thnh lp v hot ng ca tng c
quan ny l vn ring ca mi nn kinh t khi a ra quyt nh.
1.1.3 Thng tin c rt ra t cc ngun ca WTO, t kinh nghim v s thnh tho
c a ra nhm thun li ho cho vic tip cn cc ngun thng tin c sn trn
internet v cc bn mu lin quan.
C
quan Thng bo khng phc tp v khng cn cc ngun lc cng nh s qun l ca
c quan Nh nc mt cch rng ri. i vi nhiu thnh vin WTO, cc chc nng
php l cn thit c th c thc hin bi mt c nhn cng mt my fax. Tuy nhin,
i vi thnh vin c li t quyn v ngha v ca mnh theo quy nh ca Hip
nh th im Hi p v/ hoc C quan Thng bo cn xy dng mt mi quan h
hp tc gn gi vi cc bn xut nhp khu. Mc nng cao dch v c bn ny ph
thuc vo cc ngun lc c sn.
1.1.5 S tay ny cn c c hiu song song vi ni dung ca tng Hip nh, mc
d on trch cc iu khon lin quan c a ra trong Ch thch cui trang.
C
Cc nh ngha, thut ng trong S tay ging vi cc nh ngha c a ra
trong Hip nh WTO/TBT v Hip nh SPS. Xem Ph lc 1
1
ca Hip nh TBT v
2
Ph lc A ca Hip nh SPS.
1.3 Cc iu khon quy nh v im Hi p v C quan Thng bo trong
Hip nh SPS v Hip nh TBT
.3.1 Tm tt mc ch ca Hip nh TBT v Hip nh SPS
Hip nh TBT
i
v Hip nh SPS
ii

c cung cp ti a ch website ca WTO.

1
1.3.1.1 Tm tt bi cnh ra i v mc ch ca

1
http://wto.org/english/tratop_e/tbt_e/Annex1
2
http://wto.org/english/tratop_e/sps_e/Annexa
5
1.3.2 S khc nhau g o
.3.2.1 Trong c hai Hip nh TBT v SPS u a ra iu khon v thit lp im
cc cu hi v C quan Thng
h p xut. Theo Hip nh TBT v Hip nh SPS
n Tiu chun quc gia.
ia im Hi p v C quan Thng b
1
Hi p v C quan Thng bo. im Hi p tr li
bo t thng bo cc bin ph
cp, C quan Thng bo phi l C quan Chnh ph trung ng duy nht. Trong thc
t, v kha cnh SPS c mt xu hng l C quan Thng bo gi c vai tr l im
Hi p. Xu hng ny khng tht s mnh trong lnh vc TBT, nhiu Chnh ph la
chn vic giao ph chc nng im Hi p cho mt hoc nhiu c quan chuyn
mn, v d nh C qua
1.3.2.2 C cu v vic phn b chc nng im Hi p do mi mt nn kinh t t
quyt nh.
1.3.3 Thit lp v trch nhim ca C quan Thng bo TBT
1.3.3.1 iu 10.10
iii
ca Hip nh TBT yu cu mt c quan chnh ph trung ng
duy nht chu trch nhim v cc th tc thng bo.
1.3.3.2 Theo iu 10.11
iv
, v cc l do php lut hoc hnh chnh, c th cho php
thit lp nhiu hn 1 C quan Thng bo.
1.3.3.3 Hip nh TBT khng loi tr vic thit lp im Hi p v C quan Thng
bo TBT l mt, s thun li hn nu mt c quan thc hin c hai chc nng .
iu ny lm gim bt nhn vin, vic x l s nhanh hn v n gim yu cu chuyn
giao cng vic t c quan ny sang c quan kia, t c li ch ln hn trong xem
xt tng quan v TBT, v Chnh ph Trung ng ch cn u t vn cho mt c quan.
1.3.3.4 Cc yu cu thng bo i vi quy nh k thut v cc quy trnh nh gi s
ph hp c quy nh ti cc iu 2.9
v
, 2.10
vi
, 3.2
vii
, 5.6
viii
v 5.7
ix
ca Hip nh
TBT.
1.3.3.5 iu 10.8
x
ch r rng khng mt iu no trong Hip nh c din dch
theo yu cu ca vic pht hnh vn bn, iu khon chi tit hoc cc bn sao d tho,
tr ngn ng ca Thnh vin thng bo ca WTO. Ngoi l ny c quy nh ti
iu 10.5
xi
.
1.3.3.6 iu 10.9
xii
yu cu cc thng bo gi n Ban Th k TBT phi bng mt
trong 3 ngn ng: Anh, Php hoc Ty Ban Nha.
1.3.4 Thit lp v trch nhim ca C quan Thng bo SPS
1.3.4.1 iu 7
xiii
Hip nh SPS yu cu "Cc thnh vin s thng bo nhng thay i
v cc bin php v sinh ng thc vt ca h ... ph hp vi cc iu khon ca Ph
lc B".
1.3.4.2 on 10
xiv
Ph lc B ca Hip nh SPS t ra cc yu cu i vi C quan
Thng bo SPS. Nh Hip nh TBT, C quan Thng bo phi l c quan chnh ph
trung ng, nhng khc Hip nh TBT ch ch c mt C quan Thng bo theo
Hip nh SPS.
6
1.3.4.3 Cc th tc thng bo i vi cc bin php SPS c quy nh ti on 5
xv
,
6
xvi
,7
xvii
v 8
xviii
ca Ph lc B.
1.3.4.4 Hip nh SPS khng loi tr kh nng im Hi p SPS v C quan Thng
bo SPS l mt c quan duy nht.
1.3.5 Thit lp v trch nhim ca im Hi p TBT
1.3.5.1 iu 10.1
xix
ca Hip nh TBT ch r cc thnh vin phi bo m s tn ti
ca mt im Hi p.
1.3.5.2 Theo iu 10.1 v 10.3 Hip nh TBT, im Hi p TBT cn tp trung vo
thng tin, ti liu lin quan n:
Cc quy nh k thut;
Cc tiu chun bt buc v t nguyn;
Cc quy trnh nh gi s ph hp bt buc v t nguyn;
ph hp khu vc v quc t cng nh cc
1.3.5.3 Theo iu 10.2 ca Hip nh TBT, v cc l do php lut v qun l hnh
ca cc im Hi p n Ban th k WTO, quan trng l phi a ra cc
hng phi tr chi ph
n trong nc, tr chi

T cch thnh vin ca t chc tiu chun ho quc gia trong cc t chc tiu
chun ho v cc h thng nh gi s
Hip nh song phng v a phng;
a ch c th cung cp cc bn thng bo;
a ch ca cc im Hi p.
chnh, c php thit lp nhiu im Hi p. khi c nhiu im Hi p cng
hot ng, mt yu cu quan trng l phi hp, truyn t thng tin. Khi cung cp
a ch
thng tin mt cch y , r rng v phm vi v trch nhim ca tng im Hi
p. ng thi, cc im Hi p phi hp m bo rng tt c cc yu cu u
c tr li, khi im Hi p u tin nhn cu hi khng c trch nhim i vi
vn c hi th phi chuyn cu hi n im Hi p thch hp tr li.
1.3.5.4 Cc yu cu khc khng lin quan mt cch ng k n vic hot ng ca
im Hi p, nhng im Hi p cn tun th khi cung cp ti liu, l:
iu 10.4 quy nh rng cc t chc, c nhn nc ngoi k
cho cc ti liu c cung cp nhiu hn cc t chc, c nh
ph vn chuyn.
iu 10.5 quy nh cc ti liu thng bo phi l ting Anh, Php hoc Ty Ban
Nha.
1.3. 6 Thit lp v trch nhim ca im Hi p SPS
1.3.6.1 on 3
xxiii
trong Ph lc B yu cu mt im Hi p tr li tt c cc cu
hi hp l ca cc thnh vin v cung cp cc ti liu lin quan n mt ch c
th.
7
1.3.6.2 on 4
xxiv
ca Ph lc B a ra cc yu cu thm khng lin quan mt cch
ng k n hot ng ca im Hi p SPS, nhng im Hi p SPS cn tun th
khi cung cp cc ti liu. on ny quy nh cc thnh vin khc ca WTO khng
tr chi ph vn chuyn.

iu 10.7
phi tr chi ph cho cc ti liu c cung cp nhiu hn cc kiu dn trong phm vi
lnh th ca thnh vin thng bo
1.3.7 Cc yu cu thng bo khc theo Hip nh TBT
1.3.7.1 Trong qu trnh son tho ti liu ny, r rng hai loi thng bo m theo
Hip nh phi c lm r. l:
xxv
quy nh cc Hip nh gia mt thnh vin WTO v mt hoc
m phn cc Hip nh tng t. Mc tiu chnh
ca yu cu ny l minh bch ho, nhm cung cp c hi m phn cc Hip nh
hp hin hnh, thc hin hoc thay i,
m bo s ph hp vi Hip nh TBT (iu 15.2
nhiu quc gia phi c thng bo cho WTO bi t nht mt bn k kt, to c
hi cho cc thnh vin khc
tng t nu mun.
T vn cho U ban TBT v cc bin p
xxvi
)
3
.


3
U ban TBT a ra li khuyn v cc thng tin xut theo iu ny trong Phn II ca G/TBT/1/Rev.7. Cng
ho Sc l mt v d ca iu 15.2 (xem G/TBT/2/Suppl.1).
8
Phn II - Cc vn v hot ng - Cch thc vn hnh
.1 Cc th tc thnh lp

2
2.1. c thnh lp, n phi m
t
tc hot ng s h tr rt ln cho cc C quan ny. Cc th tc hot ng cn phi

liu
"ti
2.1.
dng hn v m bo rng kin thc v t chc s khng b mt i nu mt nhn vin
t
2.2 Tr li cc yu cu v thng tin













2.2.1 Cc bc ca quy trnh ny p dng chung cho cc qu trnh thng bo TBT v
SPS. Trong trng hp TBT, Phn IV ca Ti liu WTO G/TBT/Rev.7
1 Khi mt im Hi p hoc C quan Thng bo
rch nhng trch nhim ph hp mt cch thng nht v trt t. Mt lot nhng th
c cp nht thng xuyn v c sa i nu cn. bo m s tin cy vo ti
, ngy sa i mi nht c th hin trn mi trang ca tng th tc, n s l mt
liu kim sot"
4.
2 Cc th tc thnh lp v kim tra s lm cho vic o to nhn vin mi c d
hi vic.
Quy trnh gii quyt yu cu
1. im Hi p tip nhn yu cu
2. im Hi p c
th t tr li yu cu
khng?

Khng C
3. Xc nh T chc c
th tr li c yu cu
4. Yu cu T chc tr li n
im Hi p hoc trc tip n
Bn yu cu v gi 1 bn sao n
im Hi p
5. Gi bn tr li
n Bn yu cu
bao gm thng
tin v cc khuyn ngh v vic x l cc yu cu. i vi cc yu cu SPS, gp v

4
Trong bn Hng dn chung v cc nguyn tc (Directin General de Normas) ca Mexico a ra mt v d
v c quan tiu chun quc gia thc hin chc nng l im Hi p, v cc th tc ca h c chng nhn
ph hp vi tiu chun qun l cht lng ISO 9002.
9
h p ng dn chi tit c a ra ti Chng IV ca S tay WTO c tiu "Cch
dng cc iu khon Minh bch ho ca Hip nh SPS".
2.2.2 Bc 1: im Hi p tip nhn yu cu
phi nhn thy rng mt im Hi p khng th l c
cn nhc vic gii quyt ln lt v theo di cc yu
tr li nu n khng c sn thng tin trong kh
tin yu cu khng c, im Hi p cn m
an lin quan s tr li yu cu .
.2.3 Bc 3: Xc nh c quan
.2.4.1 im Hi p cn gi lin lc vi c n ca Chnh ph trung ng, cc
c quan chnh ph a phng, cc c quan tiu chun v n nh gi s ph
p h tr vic xc nh cc c qua
.2.5 Bc 4: Hng x l cu tr li bi bn th 3
.2.5.1 Cu hi phi c gi n c nhn ho hn thch hp trong c quan c
la chn vi yu cu l c quan c th tr li trc tip n Bn yu cu v gi mt
n sao n im Hi p, hoc cu n im Hi p chuyn
cho Bn y u. Ph lc H l mu bc li ngh tr li.
2.2.6 Bc 5: Chuyn cu tr li
2.2.6.1 Nu im Hi p c th tr li c yu cu t kin thc v ngun lc ca
nh th c tr li s c gi i ngay lp tc. Yu cu kt thc khi cu tr li c
i n Bn yu cu.
. i cho vic p, mt bn
c gi n im H nh yu cu.
6.3 Mc d cc Hip nh khng yu cu, nhng tt nht l cu tr li phi c
2.2.2.1 iu quan trng l
quan duy nht tr li trc tip cc yu cu. Bn yu cu thng phi gi yu cu ca
mnh n c quan khc, v cc c quan ny trong phm vi quyn trch nhim ca
mnh s tr li yu cu .
2.2.2.2 im Hi p cn qun l cc yu cu mnh nhn c m cc yu cu ny
thuc phm vi iu chnh ca Hip nh TBT v SPS. Cc im Hi p nhn c
nhiu yu cu cng mt lc, cn
cu n.
2.2.3 Bc 2: Bn thn im Hi p c th t tr li c yu cu khng?
2.2.3.1 im Hi p khng cn phi
nng ngun lc ca mnh. Nu thng
bo rng mt c qu
2 c kh nng tr li yu cu
2 c c qua
c qua
n thch hp c kh nng tr li yu cu. h
2
2 c b p
b tr li c gi
th gi km theo u c
m u
g
2
tr li cn
2.6.2 to thun l tr li cho ca im Hi
i p ca quc gia ni pht si
sao cc cu
2.2.
gi cng cch t nht th cng nhanh nh cch khi im Hi p nhn c yu cu.
Khi ti liu cng knh c gi i, cn xem xt vic s dng th (ng b hoc
ng khng), ti ng cng vn, hoc qua ngi a th, tu vo mc khn cp
m a ra quyt nh.
2.2.7 Cc im lu
10
2.2.7.1 Kp thi: Cn xc nh thi hn hp l
5
tr li khi yu cu bn th 3 tr li
cu hi. Khi thi hn n nh tr li sp kt thc, cn kim tra li li ngh (bao
gm bo co tin ). Bn yu cu cn duy tr thng tin nu c s sai st qu ng
6

u ny thng khng mang li li nhun i vi vic chi





gia cu hi v cu tr li c gi i.
2.2.7.2 Chi ph: Nu phi tr chi ph, cc thnh vin WTO s khng phi tr chi ph
tr li yu cu t cc thnh vin khc nhiu hn cc yu cu ca cc Bn yu cu
trong nc. Cc thnh vin c khuyn khch khng phi tr chi ph cho vic gi cu
tr li n Bn yu cu (i
tr).
2.3 Gii quyt cc Thng bo


Thng bo cc Bin php xut mi *




Cc qu trnh x l ca WTO v a ln
mng WTO

1.
ph
hoc tip
v
xu
Kim tra cc bin
p xut mi
nhn t vn
cc bin php
t mi *
Cc Thnh vin
khc xem xt
Thng bo v yu
cu gia hn thi
Cc Thnh vin
khc xem xt
Thng bo v
yu cu cc ti
Cc Thnh vin
khc gp v cc
bin php ra*
















*
Trong trng hp ny, cc Bin php SPS l cc Quy nh php l, cc Bin php TBT bao gm cc
quy nh k thut v quy trnh nh gi s ph hp.

5
Khng xc nh r "Hp l " ngha l g, nhng phi thng nht v tnh n cc yu t nh cc vn khn
cp v s phc tp ca cu h
nc v nc ngoi.
i. Khng nn c s phn bit gia vic n nh thi gian tr li cc cu hi trong
6
" nh nu trn, v tnh n s mong i ca Bn yu cu. Cc yu
u gi cu hi v khi n nhn c (hoc ang c gi i), cc knh thng
tin (th tay hoc th in t), s phc tp ca cu hi cn c quyt nh nu c s tr hon v l gia vic gi
cu hi v nhn cu tr li ca Bn yu cu.
"Sai st v thi gian" khc vi " Hp l
t nh tr hon gia vic Bn yu c
2.
TB
Quyt nh xem l
T hay SPS
3.
n
Th
Tip cn thng tin
u c yu cu
ng bo
4. Quyt nh thi
im thng bo
5.
Th
v
Hon thin mu
ng bo thch hp
gi n WTO
gian gp
6. Tip nhn yu
cu gia hn thi
gian. Kim tra
cng c quan thm
quyn v thnh
n xem c
th gia hn c
vin t v
hay khng
liu lin quan
7. Tip nhn
yu cu cung
cp cc ti liu
lin quan v gi
i
9. Thc hin vai
tr iu phi
vin gia cc
Bn tham gia
gp

8. Tip nhn gp
v gi n cc c
quan thm quyn
10. Gi bn sao
cc bin php
c thng qua
hoc cc thng tin
lin quan n tt c
cc Thnh vin
tham gia gp
11
2.3.1 Cc bc ny u tin hnh ging nhau c hai quy trnh thng bo SPS v
TBT. Trong trng hp thng bo SPS, kin gp chi tit v hng dn c cung
cp trong S tay WTO "Cc p dng cc iu khon minh bch ho ca Hip nh
SPS". i vi TBT, Phn III ca Ti liu WTO G/TBT/1/Rev.7 c a ra hng dn
c th v quy trnh thng bo.
nh thi hn gp . S thun li nu C quan Thng bo ng k vi c quan
g nhn c cc vn bn v quy nh php l. Vi
ch tip cn thng tin d dng ny, C quan Thng bo c th gim st c thng
uyn cc ch dn v bin php mi xut, nhng thay i i vi bin php hin ti
thng tin v vic khi no p ny. Nu
hng c cch tip cn thng tin nh vy, C quan Thng bo s b ph thuc vo
ic ly kin cc c quan qun l v cc bin php mi ny, v cc ri ro lin tip s
hng c thng bo hoc thng b
.3.2. Bn r sot l hai nh TBT lu quan chnh ph a
hng thng bo v quy nh k thut v quy trnh nh gi s ph hp ca cp di
ng. C quan T ng bo/im H gii thch ngha v ca
ho cc c quan g ng g
in php thch hp bo.
.3. c 2: Quyt n thuc hm vi i chnh Hip nh
?
.3. uyt nh thng b p c th trong hai giai on.
iai on mt quyt nh bin php thuc Hip ham kh
2.3.2 Bc 1: Tm kim cc bin php mi c xut
2.3.2.1 Nhm tn dng ti a thi gian cho php cc Thnh vin WTO gp , cn nm
bt c cc bin php sp ban hnh v a ra cc thng bo cn thit ngay sau khi
quy
ng k ca chnh ph trung n
c
x
v th thch hp thng bo nhng bin ph
k
v
k o chm tr.




V d: - im
thng mi, i
vic c
Hi p ca M: xc nh cc quy nh
m Hi p thng xuyn r sot vi C quan ng k Lin bang,
ng b bao gm tt c cc q y nh v tm tt quy nh ca Chnh ph Hoa
K. Bt c mt xut n ng bo WTO
theo cc th tc quy nh.
c th c tc ng n
u
o u c th n Ban Th k bng e-mail
2 ca Hip vic cc c 2 n
p
chnh ph trung
Hip nh c
c cc b
i p cn
v a phn
p
h
chnh ph trun
u c thng
h nu bin php
o mt bin ph
m bo rng tt
2 3 B u
TBT hay SPS
2 c xem xt
nh no. T
3.1 Q
o Ph lc B v
c cc quy nh
G
, trong mt vi trng hp, bin php c th bao gm
BT v SPS v r rng l n thuc c Hip nh TBT v SPS.
hng dn a ra quyt nh.
2.3.3.2 Ch
T
2.3.4 Bc 3: C cn thng bo n WTO khng?
2.3.4.1 Tham kho Ph lc C v quy trnh a ra quyt nh nu cn thit phi thng
bo mt bin php mi xut.
2.3.5 Bc 4: Thi im Thng bo
12
2.3.5.1 Cn phi thng bo khi d tho bin php c xut hon thnh v vic
sa i vn c tip tc gii thiu v xem xt cc gp
7
. Cho php thi gian hp l
gp bng vn bn, trnh v xem xt. Thi hn gp t nht l 60 ngy xem
xt v trnh gp
8
.
2.3.5.2 Ch , Hip nh c iu khon quy nh cho php p dng ngay cc bin
khi c thng qua. php trong trng hp khn cp, th phi thng bo ngay sau
2.3.6 Bc 5: Son tho thng bo
2.3.6.1 Hon chnh cc mu thng bo chnh thc. C ba mu c xem xt ln lt.
Lun s dng mu sa i gn nht bng cch kim tra thng xuyn cc ti liu
truyn trn mng WTO:
Mu Thng bo TBT cho tt c cc thng bo TBT dng thng xuyn hoc khn
cp. Hng dn chi tit v cch thc khai mu thng bo TBT c ghi trong
Phn III: Cc Th tc Thng bo, G/TBT/1/Rev.7.
Mu Thng bo SPS thng xuyn i vi vic thng bo cc bin php thng
xv

xuyn khi thc hin cc iu khon ti on 5 ca Ph lc B. Hng dn chi
tit v cch thc hon chnh mu thng bo thng xuyn c ghi trong Phn H
ca G/SPS/7/Rev.2
9
.
Mu Thng bo cc Bin php SPS khn cp s dng i vi cc vn khn cp
nh bo v sc kho ho

c e do sc kho i vi cc Thnh vin WTO lin quan
(on 6
xxix
Ph lc B). Hng dn chi tit cch thc hon chnh mu thng bo
cc bin php trong trng hp khn cp c ghi trong Phn I ca
TBT, bt buc phi c s thu biu
(HS hoc CCCN) v c th c s ICS
10
. Tng t mc 3 ca mu thng bo SPS, bt
2.3.6.3 Mc lc Hi ng Hp tc Hi quan (CCCN) l mt bn m t hng ho. Tuy
s HS trong tng bn thng bo gip nhn dng hng
ho. Khi thnh vin khc thng bo, s HS gip cho im Hi p v C quan

G/SPS/7/Rev.2.
2.3.6.2 Cc thng tin cung cp trong Mu Thng bo cng hon chnh cng tt v
khng phn no trong Mu Thng bo c trng. c bit, cc Thnh vin WTO
c nhc nh lu mc 4 ca mu thng bo
buc phi c s thu biu (HS hoc CCCN) v c th c s ICS.
nhin, Hi ng Hp tc Hi quan hin nay l mt b phn ca T chc Hi quan
Th gii (WCO), Hi ng ny s dng H thng M v Miu t Hng ho hi ho
(HS). Vic s dng h thng
Thng bo t vn v vic thng bo cho cc bn tham gia. Chi tit v H thng nh
s ICS v HS c th tm ti cc mi lin lc sau:

ban SPS ca mt nc l, nu cn thit, s thng bo bin php
xut s c thc hin sau 45 ngy m khng c kin gp hoc yu cu gia hn thi gian gp trong thi
n li ho thng mi, cc thnh vin c th gim hoc hu b

9
S dng phng tin tm kim Ti liu WTO ti a ch: http://docsonline.wto/gen search.asp
7
Phn III, mc 2 ca G/TBT/Rev.7 (xem Ph lc A) v Phn B ca G/SPS/7/Rev.1
8
La chn c th chp nhn c i vi U
gian . i vi cc bin php xut nhm thu
thi gian gp . - G/SPS/7/Rev.1
tm kim v
ti cc phin bn mi nht ca ti liu ny v.
10
Xem Ti liu WTO G/TBT/W/153
13
H thng nh s hi quan (HS)
Phn loi quc t v h thng nh s tiu chun (ICS)
2.3.6.4 Khi d nh hoc ang tin hnh dch mt ti liu lin quan hoc mt bn
ng
ngn ng lm vic ca WTO , Bn yu cn t ng gi km theo bn gc ca ti
c sn bng mt trong nhng ngn ng lm vic
ca WTO, Thnh vin l nc pht trin s, da trn yu cu, cung cp bn dch ti
2.3.6.5 Khuyn khch gi cc thng bo hon chnh qua phi on i din chnh
WT
tm tt v ti liu th phi ghi r tnh trng ny trong bn thng bo ti WTO. Nu
ti liu hoc bn tm tt hin c bng ngn ng ca Thnh vin yu cu, hoc b
11
liu yu cu. Khi cc ti liu khng
liu hoc trong trng hp ti liu qu nhiu th s cung cp bn dch tm tt ti
liu bng mt trong nhng ngn ng lm vic ca WTO
12
.
thc ca nc thnh vin ti WTO chuyn n C quan ng k Thng bo ca
O (WTO Central Registry of Notifications - CRN) bng e -mail: crn@wto.org.
g c th gi bn thng bo bng fax hoc th n: Cn
WT
154 rue de Lausanne
121
vn
fax: + 41 22 739 56 38
T
C
b
W n quan n cc tiu
c
n
P
C quan ng k Thng bo:
O - Trung tm W.Rappard
1 Geneval 21
phng 31 31
hng bo k kt cc iu c ti cc nc khc:
mt mu Thng bo khc c quy nh ti iu 10.7
xxx
ca Hip nh TBT. Thng
o ny c gi i khi iu c quc t c k kt gia cc quc gia thnh vin
TO v vi mt nc hoc cc nc khc v cc vn c li
hun, quy nh k thut hoc cc th tc nh gi s ph hp c th nh hng
ghim trng ti thng mi. Mu thng bo c quy nh ti ti liu G/TBT/1/Rev.7,
hn 7: Mu Thng bo theo iu 10.7.
2
2
h xt. Ph lc I
.3.7. Bc 6: Tr li nhng yu cu v vic gia hn thi hn gp
.3.7.1. Tt c cc yu cu v vic gia hn thi gian gp c nhn trc ngy ht
n s c chuyn ti c quan thm quyn xem a ra mt bc th
mu im hi p hoc C quan thng bo gi km theo yu cu gia hn ti c
quan thm quyn. Phn E ca G/SPS/7/Rev.2 quy nh vic gia hn t nht 30 ngy
c yu cu nhng

phi c phc p ngay khi tip nhn yu cu, v mc d khng
cng c th c p dng theo thng bo ca TBT nu c th. Quyt nh s c
truyn t nhanh chng ti cc thnh vin WTO c yu cu gia hn. Nu yu cu gia

lc A) v Phn D ca G/SPS/7/Rev.1
11
Ting Anh, Php hoc Ty Ban Nha
12
Phn III, mc 4 ca G/TBT/1/Rev.7 (xem Ph

14
h ni r l do. Cc thnh vin c khuyn khch
vic quy nh gia hn gp cho mt thng bo
13
m c gi ti WTO CRN.
2.3.8 Bc 7: Tr li cc yu cu i vi nhng ti liu c thng bo
2
c
c
n
g

K thut khi minh bch

ho.
2
t
h u v gp . Canada gim
ng k s lng cc yu cu cung cp ti liu qua bu in bng vic kt ni ng
mng trc tuyn tm kim cc ti liu lin quan n cc thng bo. Phng thc ny
in t v tit kim thi gian ng k.
ng gp nhn c t cc thnh vin WTO khc lin
o.
p nhn c t thng bo ca cc thnh vin phi c kp thi
an thm quyn hoc c quan xy dng quy trnh nh gi s ph
m bo, chng c th l ngun sa i cc vn bn php quy (SPS),
) hoc th tc nh gi s ph hp (TBT) thng bo. Ph
lc J a ra mt bc th mu gi km theo cc gp khi chuyn t C quan Thng
h vin WTO gp rng cc gp
ca h c tip nhn ti C quan Thng bo. phi xcs nh mu thng bo khi
in cng s to thun li cho cc thnh vin
khc tham kho nhng gp nhn v cc cu tr li lin quan n thng bo ca
2.3.11. Bc 10: Kim sot

n khng c chp nhn th phi
.3.8.1. thun li ho vic lm r th tc thng bo, cc ti liu c yu cu cung
p lin quan ti vic thng bo ca thnh vin WTO thng thng phi c cung
p trong vng 5 ngy lm vic. Trng hp khng th thc hin, th trong vng 5
gy lm vic phi phc p vic tip nhn yu cu v a ra thi hn d kin s
i ti liu n bn yu cu. trnh s khng r rng hoc ln ln, tt c cc ti liu
cung cp c lin quan n vic thng bo s c xc nh bng m s thng bo.
huyn khch vic cung cp y vn bn hoc quy nh k
.3.8.2. Khuyn khch cc thnh vin WTO s dng phng tin in t cung cp
i liu. Vic gi ti liu theo th in t hoc c ti t trn cc trang web l cch
iu qu tng thi gian cho cc thnh vin nghin c
c thun li ho khi s dng th
2.3.9. Bc 8: X l nh
quan ti bn thng b
2.3.9.1. Nhng g
chuyn n c qu
hp, nu c
quy nh k thut (TBT
bo ti c quan thm quyn. Phi thng bo cho thn
gp c gi i. Nu c quan tip nhn khng phi C quan Thng bo (hoc im
Hi p), gp phi c chuyn ti ng c quan thm quyn.
2.3.9.2. Thnh vin WTO nhn gp s gii thch cho thnh vin gi gp trnh t
xem xt gp v ni thch hp c th cung cp thm thng tin lin quan v cc
bin php c xut. Cc thnh v
SPS.
2.3.10. Bc 9: To thun li trao i theo yu cu
2.3.10.1. Nu thnh vin WTO gi gp yu cu th s tin hnh tho lun v quy
nh hoc th tc nh gi s ph hp c xut gia thnh vin gi gp vi t
chc hoc nhng ngi ang xy dng quy nh . Thng tin b sung v quy nh
xut c th cn thit cung cp cho thnh vin gp .

13
Phn III ca G/TBT/1/Rev.7 (xem Ph lc A)

15
2.3.11.1. Ngay khi c yu cu, phi gi mt bn sao cc bin php c ban hnh
cho thnh vin gp hoc nu bin php xut khng c chp nhn th phi
thng bo cho h bit.
2.4. Gii quyt thng bo ca cc nc thnh vin WTO khc.


ra gp cho nhng








X l thng bo ca cc thnh vin WTO khc
1. Theo di thng xuyn cc
thng bo ca WTO
4. Nhn yu cu cung cp ti liu lin quan ti
thng bo;
Chuyn yu cu ti thnh vin thng bo.
Khi nhn c cc ti liu th gi chng ti
ngi yu cu






2. Ti xung t trn mng
nhng thng bo quan tm
5. Tip nhn yu cu gia hn thi gian gp ;
Chuyn yu cu ti thnh vin thng bo
Thng bo cho bn yu cu v quyt nh c
gia hn hay khng ca thnh vin ra thng bo







2.4.1. Tn dng thng tin cung cp trong bn thng bo ca thnh vin WTO khc.
Chng cung cp cho nn kinh t ca bn c hi nghin cu tc ng m nhng
bin php xut c th gy ra vi nn kinh t ca bn v a
3. Phn phi thng bo ti cc
t chc c quan tm n chng
hoc cng b chng
6. Tip nhn gp ca cc bn c quan tm
trong nc v gi n thnh vin c thng bo
xem xt v tr li
7. Chuyn cu tr li ca thnh vin thng bo
n cc bn a ra gp
bin php .
Bc 1: R sot cc bn thng bo ca WTO
2.4.2.1. nh k xem xt cc thng bo mi c WTO gi ti a ch http://
docsonline.wto.org/gen_search.asp. h tr xc nh nhng bn thng bo mi,
hng thng trn mng ny s cung cp danh sch tng hp v TBT v SPS. Nhp vo
y:
2.4.2.2. Ban th k SPS cung cp dch v t ng chuyn giao cc thng bo SPS.
Bc 2: Tm kim ti liu
ng bo c tc ng n thng mi ca nc
n. Nhiu thnh vin ti tt c nhng bn thng bo gn y nh mt dch v cho
tm kim vn bn theo dng m lnh quy nh di
G/TBT/GEN *
G/SPS/GEN *
2.4.3.1. La chn v ti v cc bn th
b
16
nhng nh xut khu ca nc h. H c th phn loi v ti v nh mt file dng t
gii nn c ui.exe tng tc ti v. Mt h thng t ng lu nhng bn thng
bo trong my tnh ca bn s c s tr gip ng k kim sot cc bn thng bo
m bn ti xung.
.4.4 Bc 3: Phn phi
.4.4.1. Gi cc bn thng b c bn. Mt s nc
p danh sch tt c cc bn thng bn gn y ln trang trang web t ng ca C
i p c
ng k c th t c thnh
in WTO hoc do chnh i t ng la
.4.4.2. C t chc quan tm c th l l, c quan chnh ph, c quan
u chun v chng nhn, phng thng mi, hip hi thng mi hoc nghip on,
g ty t nhn.
.4.5. Bc 4: X l cc yu n n
o.
n mt thng bo c th s yu cu cung cp bn sao
thng bo. H c th yu cu im Hi p hoc C
m ki
ng bo ca thnh vin ca WTO ra S
cc im Hi p hoc C quan th ngha v p ng cc yu
u cung cp ti liu cho cc t chc hoc c nhn t nhn, tuy nhin mt vi nc
c hin yu cu iu v gi bn sao n C quan thng bo hoc im hi p
i pht sinh yu cu.
.4.5.2. Cc thnh vin WTO yu cu cung
p
p lin quan n cc bn thng bo ca cc thnh
2.4.7.1. Nhng gp pht sinh trong phm vi nn kinh t ca nc bn v c gi
hi
n c quan thm quyn c ch nh trong bn thng bo, hoc ti C quan
p ca thnh vin ra thng bo nu khng c bt k c
quan no c ch nh.
2
2 o n cc t chc lin quan ti n
l
quan thng bo hoc im h
h nhng ngi
a mnh v cung cp mt dch v ng k m
ng nhn v cc bn thng bo n
v chn trc.
2 cc nh qun c
ti
t chc phi chnh ph v cc cn
2 g cp ti liu lin quan n cc bn th cu cu g
b
2.4.5.1. Cc t chc quan tm
a ti liu lin quan n bn
uan Thng bo ca nc h t
c
q m ti liu hoc lin h trc tip vi C quan
thng bo . Ch rng theo Hip nh SP
ng bo khng c
th
th
c
th
n
2 cp ti liu phi m bo chuyn yu cu
ng ti a ch ca t chc ghi ti dng 11 ca mu thng bo TBT hoc mu thng
bo khn cp ca SPS hay dng 12 ca mu thng bo SPS thng thng. H phi
m bo cung cp tt c cc yu t nhm xc nh c ti liu v c bit l s
thng bo ca ti liu yu cu.
2.4.6 Bc 5: X l ngh gia hn thi gian g
2.4.6.1. Mi ngh gia hn thi gian gp phi c gi n t chc v a ch ghi
ti dng 11 ca bn thng bo TBT hoc dng 12 ca bn thng bo SPS v bao gm
c s thng bo ca ti liu yu cu. Cn ghi r thi hn yu cu tr li, nhng cho
php t nht l trong 5 ngy phi tr li.
2.4.7. Bc 6: X l cc g
vin WTO khc.
n thnh vin ca WTO gp thng bo lin quan. Chng c cung cp kp t
thng bo hoc im hi
17
2.4.7.2. Cc hip nh khng ghi r c quan no c trch nhim gi cc gp n
thnh vin ra thng bo, nhng C quan thng bo c kh nng lm c iu ny
(iu 3.3 Hip nh TBT). Trong mt s trng hp, Trong mt s trng hp, im
hi p hoc t chc a ra gp c th gi yu cu trc tip.
cu tr li cho thnh vin thng bo
v trch nhim ca im hi p v C
quan thng bo. Cc chi tit lin h s c cp nht bao gm c vic b sung cng
m iu kin nhp khu hoc n lm c s cc sn phm
nhp khu ph hp vi nhng tiu chun ny c th i vo th trng ca h. i vi
kim tra ca mnh, th sau khi ch dn vic s dng
mt tiu chun, hng dn hoc khuyn ngh lm iu kin nhp khu, thnh vin
Th k cng nh cc t chc
quc t lin quan, tr phi bn thng bo v gii thch c a ra ph hp cc quy
2.5.2.1. Bo co phi c cung cp nh k (hng qu, hng nm) a ra chi tit v
bao gm:
g cp c lin quan ti cc bn thng bo

2.4.8 Bc 7: Chuyn li
2.4.8.1. Khi nhn bt k gp no v vic thnh vin thng bo ca WTO tin hnh
x l gp v tip nhn thng tin b sung c lin quan n cc bin php xut,
nhng thng tin nh vy s c chuyn n t chc a ra gp .
2.5. Bo co
2.5.1. i vi WTO
2.5.1.1. WTO phi duy tr thng tin v vai tr
ngh mi tip cn cc ngun sn c ti mt im hi p hoc mt C quan thng
bo.
2.5.1.2. Cc C quan thng bo v im hi p SPS cn hiu r iu 12.4 ca Hip
nh SPS. iu ny tuyn b U ban SPS, trong mi lin kt vi cc t chc quc t
c lin quan, phi thit lp mt danh sch cc tiu chun quc t, cc hng dn hoc
khuyn ngh lin quan n cc bin php v sinh v bo v ng thc vt m U ban
xc nh c nh hng ln n thng mi
14
. Cc thnh vin cn tr gip U ban SPS
nhim v ny nh trong nhng tuyn b ca G/SPS/11: Danh sch s bao gm 1 bn
ch dn ca cc thnh vin v cc tiu chun quc t, cc hng dn hoc khuyn
ngh c h p dng l
nhng trng hp khi mt thnh vin khng p dng mt tiu chun quc t, hng
dn hoc khuyn ngh lm iu kin cho nhp khu, th thnh vin s phi gii
thch r l do ti sao, v trong trng hp c bit th gii thch ti sao tiu chun
khng s cht ch theo mc cn thit v v sinh v bo v ng thc vt. Nu
mt thnh vin thay i c cu
phi gii thch vic thay i ny v thng tin ti Ban
trnh ti Ph lc B.
2.5.2. i vi t chc ti tr
cc hot ng c tin hnh bi im hi p v C quan thng bo. Do vy, cc
bn bo co c th
Cc bn thng bo gi ti WTO
Cc cu hi tip nhn v c tr li
Cc ti liu cun

14
th tc ny c pht trin bi U ban SPS (G/SPS/11)
18
Cc bn thng bo ca cc thnh vin WTO khc c ti v
Cc bn thng bo ca cc thnh vin WTO khc gi n cc bn c quan
tm trong nc bn
2.5.3. i vi cc im hi p v cc C quan thng bo khc
ao gi cho cc
im hi p hoc mt C quan thng bo khc, nh vy cc c quan c th x l
in ny ci tin cc mc dch v v s hiu qu.
g nn kinh t
an thng bo v im hi p nhm m bo khng c chng cho hoc trng
lp v chc nng, v mi b phn ca cu trc hiu r vai tr ca mnh trong mi lin
c s hu cc phng tin k thut cn thit c th gp kh khn
trong mt s trng hp, c bit l i vi cc nc ang pht trin. Do , vic c
sn sng cung cp cc bn cng ti liu khi c yu cu
l rt quan trng.
2.6. hp m bo trang tri cng vic. Ti
chnh c th ly t qu cp hng nm ca c quan trung ng nu im hi p thuc
ch ng bo bt buc phi thuc chc nng
ca c quan trung ng). Nhiu im hi p hot ng thng qua vic lin h t
dch v v tin hp ng s
c phn chia tr li. Hp ng s c k li hng nm v tin ph s c ti tho
2.5.3.1. Cc th t trao i vi bn yu cu ca thnh vin WTO khc phi c sao
gi n im hi p hoc C quan thng bo ca nc thnh vin , iu mang
tnh lch s v th hin minh bch ho. Cc bo co cng phi c s
ngun thng t
2.5.4. i vi cc vng tron
2.5.4.1. Mt s nn kinh t c cu trc phn chia cc khu vc a l hoc hnh
chnh i hi cc cu trc TBT hoc SPS phc tp hn thng thng. Trong hon cnh
iu quan trng l bo co, v i thoi, phi c din ra thng xuyn gia cc
C qu
h vi tng th. iu ny c bit quan trng trong trng hp chnh quyn bang
hoc a phng c trch nhim v TBT v SPS.
2.6. Cc ngun lc hot ng
2.6.1. Trc khi xc nh vai tr ca mt im hi p hoc C quan thng bo c
gn vi mt c quan hin hnh hoc mt c quan mi thnh lp, cn a ra cc quyt
nh chc chn v cc ngun lc cho c quan .
2.6.2. Cc ngun lc con ngi v ti chnh thch hp, kh nng tip cn vi mng
li vin thng v thit b hin i c ngha ln trong h tr thnh lp v thc hin
chc nng ca cc im hi p quc gia v cc C quan thng bo. Trong ph lc 4
ca bo co nh gi nh k 3 nm ln th hai v hot ng v tnh hnh thc hin
Hip nh TBT (G/TBT/9), U ban TBT lu vic in n, ph bin cc bn lu ,
thng bo, tiu chun d tho, gp , tiu chun ban hnh hoc cc chng trnh
cng tc thng qua mng internet c th cung cp mt phng tin hu hiu m
bo quy nh v thi hn cung cp thng tin. ng thi, U ban cng tha nhn trong
nhiu trng hp vi
quy nh cc th tc m bo
2.6.3. Cc ngun lc cn xem xt cho hot ng ca mt im hi p hoc C quan
thng bo l:
4. Ti tr: phi c ngun ti chnh ph
c nng ca c quan trung ng (C quan th
n c quan trung ng, do cc mc tiu tho thun
19
thu . dng phng
thc ny.
2.6.5. vin? S lng nhin vin yu cu ph thuc vo chc
nng ca cng vic v thi gian tr li cc yu cu. Ti thiu l mt thnh vin, ngi
quan thng bo.
Nu nhiu hn mt thnh vin th s c c hi chuyn mn ho nhiu lnh vc
nhn vin phi c
kinh nghim v cng ngh vn phng v c kh nng iu phi cc cng vic:
Xc nh xem ngun no thch hp nht tr li
2.6.6.1. Nhn vin thc hin chc nng ca C quan thng bo cn c kh nng phn
o l cn thit trong nhng trng hp c bit.
n chng t, ngn qu cn phi
c hc. i vi cc vn phng c nhiu nhn vin th t nht mt trong s phi
ng vic ca C quan thng bo
n Cc c quan tiu chun v nh gi s ph hp thng xuyn s
C bao nhiu nhn
ny ch c th dnh ht thi gian cho cng vic ca im hi p/ C
khc trong hot ng ca im hi p/C quan thng bo v thay th ph hp khi c
ngi vng mt.
2.6.6. Kin thc v kinh nghim ca nhn vin: Cc im hi p khng yu cu
nhn vin c kin thc k thut t tr li cc yu cu. Nhng
Chuyn cu hi n ngun thch hp
m bo cu tr li c cung cp kp thi
Chuyn cu tr li n ngi hi
tch xem xt bn thng bo n
2.6.6.2. Kin thc v s hiu bit v cc hip nh TBT v SPS c th c hc nhanh
chng. i vi im hi p c mt nhn vin th kinh nghim vit bo co v cc
cng vic hnh chnh khc nh vic qun l ho
c kh nng thc hin cc cng vic ny. Mt khc, c quan m c th h tr cung
cp cc hot ng vn phng.
2.6.7. M t v tr ca im hi p.
2.6.7.1. Cc m t v tr mu di y c th c iu chnh nhm ph hp vi v tr
c to ra trong im hi p ca bn. y l quy nh chung v khng c trng
cho bt k im hi p ca TBT v SPS no.
V tr nhn vin mi (ph lc K)
V tr nhn vin lu nm (ph lc L)
V tr qun l (ph lc M)
2.6.8. M t c
2.6.8.1. Cc m t v tr mu di y c c nh ngha ph hp vi v tr c to
ra trong im hi p ca bn. Chng cng mt loi v khng c trng cho im
hi p ca TBT v SPS.
V tr cp di (ph lc N)
20
V tr cp cao (ph lc O)
V tr giao nhim v duy nht (ph lc M)
n phng v IT ( c u tin)
2.6. . phn phi mt nguyn bn
v).
2.6. . hng c bn. c s dng ti sn
xu n thng bo. Thng th ngi c
th q ng bn sao kh nng p ng
yu
p ca cc thnh vin WTO khc.
u thch hn khi trao i v phn chia ti liu.
tnh, phn mm v mng
xem
2.6.9. Khong cch vn phng
2.6.9.1. Khong cch vn phng nn ph hp vi s lng nhn vin cng thm c
khong cch cho thit b vn phng.
2.6.10 Thit b v
2.6.10.1. in thoi: mt yu cu tuyt i phi c khi trao i vi cc ban Chnh
ph, chuyn gia quy nh k thut, v cho quy trnh fax, mail v internet.
10 2. Th: c s dng sp xp cc ti liu khi
c yu cu nh vic k kt hp ng (p dng cho dch
10 3. My photocopy: l mt dng c vn p
t c c ti liu cho vic ph bin khi tr li cc b
m uyn chuyn bn thng bo s cung cp nh
cu.
2.6.10.4. My fax: c s dng trao i vi cc bn khc m khng bng th
in t hoc l ni ti liu cn c gi bng in t v n khng th b c. Nu
khng c PCs vn phng th my fax s c coi l cng c ch yu.
2.6.10.5. My vi tnh: mt my tnh cho mi mt nhn vin l s cn thit i vi ti
liu v s ph hp. Nu nh iu ny khng th p ng th cn c mt my tnh
chuyn cc ti liu n v i khi WTO qua th in t cng l mt s u tin.
2.6.10.6. Mng Internet: c yu cu cho vic tip cn cc ti liu ca WTO v
cc C quan thng bo/cc im hi
2.6.10.7. Th in t: l cng c c
N chuyn nhng ti liu n WTO v WTO i mt cch nhanh chng, thun tin.
Yu cu l cn phi c s kt ni mng, thc hin phng thc ny s r hn th tay.
2.6.10.8. Hng dn v chi tit k thut ti thiu cho my
Ph lc Q.
2.7. L l ngi chu trch nhim?
2.7.1. nh, th c th quyt nh ai s c trch nhim i
vi hot ng ca im hi p hoc C quan thng bo. La chn gia vic thnh
n dng nhng t chc ang tn ti.
Vai tr ca im hi p v C quan thng bo c th c kt hp vo lm mt,
2.7.2. La chn mt t chc ang tn ti l s la chn hp l. Phn ln cc nc u
chn c un lc p ng cho vic vn hnh mt im hi
p, do vy khng nht thit phi thnh lp mt t chc mi. iu kin ca mt im
a chn mt hay nhiu c quan - Ai
Khi cc ngun lc c xc
lp im hi p/C quan thng bo mi hay t
nhng im hi p khng nht thit thuc c quan trung ng, trong khi C quan
thng bo bt buc phi l c quan chnh ph trung ng.
c t chc c sn cc ng
21
hi p l thuc c quan tiu chun, c quan chnh ph v c trch nhim i vi
chnh sch thng mi hoc thuc mt t chc k hp ng dch v vi c quan trung
ng. i trong c quan trung ng nh l
n chnh ph c trch nhim i vi chnh sch
o v trong trng hp C quan thng bo th
h hp thng bo
n .
n c ch
im hi p hoc C
hi c ngun lc ph hp
ni ban hnh
cc quy nh k thut v th tc nh gi s ph hp.
cch
ny s tit kim cc ngun lc vt cht v ti chnh ng thi s phi hp cng s
2.7.6. Ch rng khng ging nh Hip nh SPS, theo iu 10.3 ca hip nh TBT
2.8. Vai tr ca cc c quan trung ng
xy dng cc quy nh k thut, tiu chun v cc vn nh gi
s ph hp cn nhn thc c trch nhim ca cc thnh vin WTO theo hip nh
hng n
thng mi cho cc thnh vin WTO khc v nhn cc gp t cc thnh vin khc
2.9. H tr cc nc ang pht trin
iu kin ca mt C quan thng bo ph
mt c quan tiu chun hoc c qua
thng mi.
2.7.3. C quan c chn cn c kh nng tip cn cc chuyn gia k thut, c trch
nhim i vi cc bin php thng b
phi c thng tin v quy nh k thut, quy trnh nh gi s p
kp thi v dnh thi gian cho vic gp cc vn b
2.7.4. Cc tiu ch i hi cho mt t chc c chn hoc thnh lp mi lm
im Hi p/ C quan Thng bo WTO th n gin. C quan thm quy
nh phi:
* c c quan trung ng u quyn lm chc nng
quan thng bo.
* c kh nng to nim tin cho nhng ai ph thuc n.
* p
* c c s h tng h tr s lng nhn vin theo yu cu
* c kh nng lin h vi cc cc c quan chnh ph trung ng
2.7.5. C th xem xt kt hp cc chc nng ca TBT v SPS vo mt t chc, v kt
hp cc vai tr ca im hi p v C quan thng bo vo mt t chc. Bng
c cht ch, thng sut hn.
xx
cho php thit lp nhiu hn mt im hi p v/hoc mt C quan thng bo khi
iu c th em li li ch trong qun l hnh chnh.
2.8.1. Cc c quan
TBT, v mt nguyn tc trong lnh vc thng bo cc bin php c th nh
xem xt. im hi p v/hoc C quan thng bo c trch nhim m bo rng
cc c quan trung ng phi bit r trch nhim ca h.
2.8.2. Cc c quan chnh ph trung ng cng c mt vai tr quan trng trong vic
trin khai, thc hin cc hip nh WTO c lin quan.
22
2.9.1. Chng trnh h tr k thut ca WTO cung cp cc Trung tm tham kho
15

cho cc nc km pht trin v ang pht trin. K t thng 10 nm 1997, WTO
cung cp thit b my tnh, kt ni mng v o to thnh lp 104 trung tm tham
kho c trang b my vi tnh. Trong 41 cho cc nc km pht trin
16
, 42 cho
cc nc ang pht trin v 21 cho cc t chc khu vc v tiu khu vc. B Thng
mi v kinh doanh ca cc nc s dng cc trung tm tham kho tip cn cc
khu khc nhau ca WTO
m bo rng cc trung tm tham kho l trc tuyn v c cp nht.
rnh tip cn mng Internet ca WTO v s dng cng ngh k thut s.
N c th bao gm c vic cung cp thit b my tnh, gm UPSs v b phn hm.
Mt p
trung tm tham kho ca WTO.
.9.3. ut xem trang
/teccop s/ctd 14 s. htm.
thng tin ca WTO v cc ti liu o to thng quan mng Internet v cc a CD -
ROM. WTO cng h tr k thut v t vn gip cc trung tm tham kho thng
quan U ban h tr c tp trung Geneva. U ban h tr cung cp s h tr v
phn mm, phn cng v sp xp cc cu tr li t cc phn
2.9.2. Chng trnh ca trung tm tham kho bao gm o to nhn vin vn phng
trong qu t
hn ca vic nghin cu l cung cp min ph cch truy cp Internet vo cc
2 Thng tin chi tit v hp tc k th
http://www.wto.org/spanish/thewto s




15
d tho bo co WTO WT/COMTD/LDC/W/22, trang 4

16
WTO tha nhn cc nc km pht trin l nhng nc c Lin hip quc ch nh r
23
Phn III - Cc v d v s lin h

3.1. Cc v d v vai tr ca vic thnh lp cc im hi p v C quan thng
bo.
3.1.1. im hi p v TBT ca M
3.1.1.1. Trung tm quc gia Tiu chun v Thng tin Chng nhn (NCSCI), Vin Tiu
chun v Cng ngh Quc gia (NIST) l im hi p ca M theo Hip nh TBT.
cc vn thng mi lin quan ti tiu chun.
* tip nhn v kim sot cc cu tr li ca M i vi nhng gp ca nc
goi.
* p ng cc yu cu v cc vn bn php l, tiu chun, quy trnh nh gi
s ph hp ca lin bang, bang v t nhn.
3.1.1.2. xc nh cc quy nh php l d tho c th tc ng nghim trng ti
thng mi, im Hi p thng xuyn r sot c quan ng k lin bang l ni
cng b tt c nhng quy nh php l chnh ph sa i hoc ang d tho. Mi
trng hp nh vy c thng bo ti Ban th k WTO bng email theo quy trnh
yu cu.
3.1.1.3. im hi p duy tr vic thu thp cc tiu chun, quy nh k thut, phng
php th nghim, lut l v cc khuyn ngh. Cc ti liu tham chiu ny bao gm
cc quy nh c quan chnh ph M v cc tiu chun c s do cc hip hi xy dng
v cc tiu chun nc ngoi v quc t.
3.1.1.4. NCSCI tip nhn cc bn thng bo ting Anh xc nh thnh vin WTO
thng bo, cc sn phm c iu chnh, m t vn tt ni dung quy nh v thi hn
gp . Nhn vin NCSCI ph bin thng bo n cc doanh nghip M, cc c quan
chnh ph lin bang v nhng ngi c quan tm cung cp thng tin h cn v cho
php h ph bin thng tin ny n ngi khc. thng bo ny cng c xut bn
trn nhng n phm khc nhau bao gm Tp ch hot ng tiu chun ca Vin tiu
chun quc gia M. NCSCI duy tr mt h c s d liu c vi tnh ho v ton b
cc bn thng bo ca TBT v chun b nhng bo co c th bao gm lp danh sch
cc thng bo ca cc thnh vin, sn phm hoc s hiu thng bo. NCSCI cung cp
mt dch v web Cnh bo Xut khu trn c s dch v vi doanh nghip M h
ng k v nhn nhng thng bo TBT m h quan tm. Dch v ny c thc hin
ada v n to c hi cho cc thnh vin
ia x kinh nghim v ngun lc mt cch c hiu qu hn.
Trch nhim bao gm:
* thng bo vi Ban Th k WTO cc d tho lut l lin bang v tiu chun
c th nh hng quan trng n thng mi.
* h tr cng nghip M v
* chun b gp cc quy nh d tho ca nc ngoi v chuyn chng ti
chnh ph nc ngoi c lin quan.

n
theo hp ng vi Hi ng Tiu chun Can
h c
24
3.1.1.6. Khi c yu c ngoi sn c ti
NCSCI s c a . Vic cung cp cc
n dch tiu chun s phi tra ph dch v theo tho thun.
1. New Zealand iu hnh mt c quan lin hip im hi p v C quan
cu, tt c cc d tho quy nh k thut n
ra tham kho, gp m khng phi tr ph
b
3.1.2. im Hi p v C quan thng bo v SPS ca New Zealand
3.1.2.
thng bo quc gia vi tn gi SPS New Zealand. N c ngha v minh bch tt c
p nh quc t thuc C quan Bo v sinh hc MAF. N c
nh
o ca WTO.
ng n nhng nh sn xut New Zealand c chuyn n
c ch nh l im Hi p quc gia
un l cc yu cu ca chnh ph nc ngoi v thng tin.
a ch kt ni vi cc trang web quc t v
nhng vn theo Hip nh SPS.
3.1.2.2. B Nng nghip v Lm nghip (MAF). C quan Bo v sinh hc c ch
nh lm C quan thng bo quc gia New Zealand v c iu hnh bi nhn
vin trong Nhm cc hi
trch nhim chuyn thng tin gia New Zealand v cc bn hng thng mi ca
mnh v cc bin php SPS.
* N chuyn thng tin v cc bin php SPS ca New Zealand n cc th
vin WTO khc thng qua Ban Th k WTO ti Geneva.
* C quan Bo v sinh hc MAF nhn t cc thng bo v cc bin php SPS
ca cc thnh vin WTO thng qua h thng thng b
* Thng tin v cc bin php ca SPS ca cc bn hng thng mi ca New
Zealand m c th nh h
cc c quan chnh ph v nhm sn xut hay cc nh xut khu New Zealand.
3.1.2.3. C quan Bo v sinh hc MAF cng
ca New Zealand. im hi p ny:
* Yu cu thng tin v cc bin php ca SPS t cc thnh vin WTO khc cho
cc c quan chnh ph ca New Zealand;
* Q
3.1.2.4. Trang web ca New Zealand v SPS cung cp y v Hip nh SPS, lit
k cc bn thng bo ca New Zealand chuyn n WTO, lit k cc bn trnh
ca New Zealand tr li thng bo ca cc thnh vin WTO khc, cc tho lun
nhm mc ch minh bch ho, cung cp
trang web ca New Zealand c lin quan khc, a bn hng dn vn tt n cc
bin php v SPS ca New Zealand v cung cp thng tin v cc ngun b sung bao
gm chnh sch, th tc v n phm.
3.2. Truy cp cc n phm WTO
3.2.1. WTO vn hnh chc nng tm kim v ti ti liu l ni c th tip cn nhiu
ti liu s dng thng xuyn. Nu bn bit s hiu ti liu th nhp n vo hp ph
hp trong phn tm kim. Nu k hiu ca ti liu khng c bit th hy bm vo
phn? tip cn vi phn tm kim ca bn.
3.2.2. Danh sch ca cc ti liu thng c s dng v cc biu tng ca chng
c ghi di y. Ch rng cc biu tng ny c th s thay i theo thi gian
25
Ti liu Biu tng Cc ch
Danh sch ca cc im G/TBT/ENQ/ La
hi p TBT nht t cc kt
la chn
chn vn bn gn y
qu c
Danh sch ca cc im
hi p SPS
G/SPS/ENQ/ La chn vn bn gn y
nht t cc kt qu c
la chn
Danh sch ca cc C
quan thng bo TBT
G/SPS/NNA/ La chn vn bn gn y
nht t cc kt qu c
la chn
Cc th tc thng bo
ii thiu v SPS c g
G/SPS/7/Rev.2
3.3. Lin h n cc Hip nh
* Hip nh TBT (nh dng PDF)
* Hip nh TBT (nh dng HTML)
* Hip nh SPS (nh dng PDF)
3.4 Ni kt vi cc mu thng bo
PDF) bng ting Anh, ting Php v ting Ty
Ban Nha nh ni dung ti G/TBT//153
hp khn cp (khun kh t MS)

3.5 Ni kt cch thc hin cc quy nh cng khai cu Hip nh
Web ny v u t ngun lc ph hp thng qua
c nc ang pht trin: y l mt hng dn v

SPS New Zealand
Mu thng bo TBT( khun kh t MS)
Mu thng bo TBT(khun kh
Mu thng bo SPS( khun kh t MS)
Mu thng bo SPS trong cc trng
Minh bch ho TBT
Minh bch ho SPS

3.6. Ni kt vi cc ngun lc WTO quan tm khc
Web side ca WTO: Web side ca WTO cha mt s lng ln nhng thng
tin lin quan n t chc WTO, cc quy trnh, cc tho thun. Rt hu ch
dnh thi gian khai thc trang
n
Hng dn i vi WTO v c
in t ton din c tc dng qua li m c th ly s dng. File exel (C
File: 1.37 MB). N a ra nhng thng tin chi tit v WTO v cc nc ang
pht trin, Vng m phn Uruguay, thnh vin trong h thng thng mi v
cc quy nh c th ca WTO lin quan n cc nc ang pht trin.
3.7. Cc v d ca cc Web side ca TBT v SPS
Trung tm thng tin quc gia v Tiu chun v Cng nhn
26

3.8. Ni kt vi cc t chc Quc t
i Bnh Dn
c hp tc cng nhn phng th nghim khu
Din n o lng hp php Chu - Thi Bnh D LMF
i Bnh Dng

ng - Lm Quc t: FAO
T chc tiu chun ho Quc t: ISO
c v cng nhn khu vc Thi Bnh
T chc y t th gii: WHO
: OIE
v an ton sinh hc
cp dch v th 3
Chng trnh Adobe Acrobat Reader (ti ti liu t do)








Din n hp tc kin
T ch
h t Chu Th g: APEC
vc: APLAC
ng: AP
Chng trnh o ln
U ban tiu chun th
T chc N
g Chu - Th
c phm: CAC
: APMP
U ban k thut in
T chc hp t
Quc t: IEC
Dng: PAC
T chc quc t v s
T chc lin Chnh ph

c kho ng vt
v Ngh nh th
3.9. Ni kt vi cc bn cung





27
phn IV - Cc ph lc
ev 7

1.


Ph lc A
Cc th tc thng bo TBT
Trch t phn III ca ti liu v WTO G/TBT1/R
Khun kh v cc hng dn

Phm vi v cc mc ch

im tra lin tc
ca ng c hiu qu v thng nht ca cc th tc
U n sau.

Gii thiu
Cc th tc thng bo theo tho thun c duy tr di s k
U ban. m bo s hot
ba ng vi khun kh v nhng hng dn

ng hon thin cng tt
v khng nn trng phn no. Khi cn thit cc khi nim khng bit,
khng ghi nn ch ra
(b) Cc thng bo c th c chuyn qua ng th in t ti phng ng k
khai bo trung tm(CRN): crn@wto.org

(a) Thng tin cha ng trong cc mu thng bo nn c

Cc quyt nh
Lnh vc M t
1.Thnh vin thng bo tham gia Hip
nh
Chnh ph, bao gm c quan c thm
quyn cu Cng ng Chu u, gia
nhp vo Hip nh v ang lm thng
bo; nu c th, nh danh cc cc c
quan chnh ph a phng lin quan
n iu 3.2 v 7.2

2. C quan c trch nhim C quan gii thch chi tit 1 xut hay
ban hnh mt quy nh k thut hoc
mt th tc nh gi s ph hp
C quan c thm quyn hay mt i
din c ch nh gii quyt yu cu v
thng bo c th s c ch ra nu
khc vi cc phn trn
3. Thng bo theo Quy nh lin quan ca Hip nh:
iu 2.9.2: Quy nh k thut do c
quan Chnh ph Trung ng a ra
iu 2.10.1: Quy nh k thut v cc
vn khn cp do c quan Chnh ph
Trung ng chp thun
iu 3.2 Quy nh k thut v cc vn
khn cp do c quan Chnh ph a
phng a ra hoc chp thun (cp
thp hn trc tip ca c quan Chnh
28
ph a phng)
iu 5.6.2 Cc th tc nh gi s ph
quan Chnh ph trung ng
c nh gi s ph
do cc c
a ra
hp do c
a ra
iu 5.7.1 Cc th t
hp v cc vn khn cp
quan Chnh ph trung ng
3. Thng bo theo (tip theo) iu 7.2: Th tc nh gi s ph hp
ca sn phm v cc vn khn cp
c xut hay c chp thun bi
c quan Chnh ph a phng (cp thp
ng hp khn cp
c a ra trong cc iu l:
iu 8.1: Cc th tc nh gi s ph
hn trc tip ca c quan Chnh ph
Trung ng)
Cc iu khc theo thng bo c th ny
sinh trong cc tr
hp c chp thun bi c quan phi
Chnh ph
iu 9.2: Cc th tc nh gi s ph
hp c chp thun bi t chc khu
vc hoc Quc t.
4. Cc sn ng hay tiu v
s lng) khi thch hp. Tiu hng
ro thu quan quc gia nu khc vi HS
hay CCCN. Ngoi ra s lng ICS cng
phm c iu chnh HS hay CCCN (Ch
c th c cung cp khi thch hp. Mt
s miu t r rng l rt quan trng cho
cc i biu v nhng ngi phin dch
hiu c thng bo, trnh s vn tt.
5.Tiu v s lng trang Tiu ca cc quy nh k thut hay
cc th tc nh gi s ph hp c
xut hoc chp nhn phi c thng
bo. S lng trang trong cc ti liu
c thng bo. Ngn ng trong cc ti
liu thng bo ph hp. Nu mt ti liu
no c d nh dch phi c ch r.
Nu mt bn tng kt c dch m ph
hp cng phi c ch r.
6. M t ni dung Mt khi nim tru tng ca quy nh
k thut hay th tc nh gi s ph
hp c xut hoc chp nhn phi
ch r ni dung ca n. Mt s m t c
th hiu r rng nh ra cc c im
chnh ca quy nh k thut hay th tc
nh gi s ph hp c xut hay
chp thun l quan trng i vi cc i
biu v nhng ngi dch hiu c.
Trnh s vn tt.
7. Mc tiu v l do, bao gm bn cht V d: Sc kho, an ton, an ninh quc
29
giav.v ca nhng vn khn cp khi p dng
8. Cc ti liu lin quan
xut v ti liu c bn (vi s
thc
(1) Ban hnh khi c s thng bo, bao
hm ngy v s tham kho;
(2)
tham kho c th hay s nhn dng
khc) vi xut ch ra
(3) Vic ban hnh xut s c
hin khi n c chp thun;
(4) Bt c khi no thch hp, a ra tiu
chun quc t lin quan tham kho.
Nu cn thit thay i cc ti liu c
cung cp, thc t ny nn c ch ra
9. Thi gian d kin thng qua v thc
thi
quy nh k thut hay th
t hay
xt ti s cn nhc quy nh
Thi hn khi
tc nh gi s ph hp mong muc
c chp thun, v thi hn t khi cc
yu cu trong cc quy nh k thu
cc th tc nh gi s ph hp c
xut hay c quyt nh ti khi c hiu
lc, c xem
ti iu 2.12
10. Thi hn gp
o quy nh ti iu
c
Thi hn m cc thnh vin c th
trnh yu cu the
2.9.4, 2.10.3, 3.1(lin quan ti iu
5.6.4 v 5.7.3) ca Hip nh. Mt thi
hn c th nn c nh r. U ban
gii thiu gii hn thi hn thng
thng cho cc yu cu thng bo l 60
ngy. Khuyn khch bt k thnh vin
no c th a ra gii n thi gian ngn
hn 60 ngy. Cc thnh vin
khuyn khch ngh bt k khong
thi gian no cho thi hn cui cng i
vi cc yu cu.
11. Ni cung cp vn bn y Nu c sn t im hi p quc gia,
lm cho hiu c mc ch trong phn
c a ra. Nu c sn t c quan
khc, ghi r a ch, e-mail, s in
thoi v s Fax ca n.
Nu c sn ti Web-side, cung cp a
ch cu Web-side . S ch dn
khng nn c a ra im hi p
lin quan ca cc trch nhim ca n
theo quy nh ca iu 10 ca Hip nh







30
T CHC THONG MAI QUC T

U ban v hng ro k t

THN
Thng bo sau c a ra ph hp vi i

1. Thnh vin tham gia vo Hip nh thn
G/TBT/Thng bo
hut trong thng mi
G BO
u 10
g bo:
Nu ph hp, nh danh cc c quan C
v 7.2)
hnh ph a phng lin quan(iu 3.2
2. C quan c trch nhim:
Tn v a ch (bao gm s in thoi,
th) ca c quan i din hoc c quan
yu cu lin quan n thng bo s khc vi nhng quy nh
s fax, a ch e-mail v web side nu c
c thm quyn c ch nh gii quyt
c ch ra nu
trn
3. Thng bo theo iu 2.9.2{}, 2.10.1{}, 5.6.2{}, 5.7.1{}, v cc iu khc
4. Cc sn phm c iu chnh (HS hay CCCN khi ph hp, nu khng
ra s lng CS c th c cung cp khi th tiu thu quan ca quc gia. Ngoi
thch hp)
5. Tiu , s lng trang v ngn ng ca cc ti liu c thng bo
6. M t ni dung
7. Mc tiu v l do, bao gm bn cht ca cc vn khn cp khi p dng
8. Cc ti liu lin quan
9. Thi hn d kin cho vic chp nhn:
Thi hn d kin c hiu lc:
10. Thi hn gp
11. Cc ni dung c sn t: im hi p
fax, a ch e-mail, web side, ca cc c qu
quc gia{ } hay a ch, s in thoi, s
an khc nu thch hp:

2. Thi gian thng bo
Phm vi
U ban gii quyt lnh vc ny ca th tc thng bo theo cc cch sau:

Khuyn ngh
31

Khi thc hin cc quy nh ca iu 2.9.2, 3.2 (lin qua
v 7.2 (lin quan n iu 5.6.2), mt bn thng bo
o cu mt quy nh k thut hay th tc nh gi s ph hp vi ni dung phc tp
c

3. p dng iu 2.9 v 5.6 (ph

n ti iu 2.9.2), 5.6.2
nn c lm khi mt bn d
th
xut ph hp v khi bn sa i c th vn c gii thiu v xem xt.
n u)
Phm vi v mc ch

Vi mc ch m bo mt cch tip cn
nh k thut v th tc nh gi s ph hp xut
ng vi s la chn ca cc quy
c thng bo, U ban xy
dn

Khuyn ngh
g cc tiu ch sau.

t c cc mc ch ti iu 2.9 v 5.6, khi nim "nh hng nghim
trn

y
nh k thut hoc th tc nh gi s ph hp;
(b) mt sn phm c th, nhm sn phm hoc cc sn phm ni chung; v

n
ca s lng hng ho nhp khu i vi cc thnh vin xut nhp khu
hc ph hp
thut c xut. Khi nim nh hng nghim trng i vi
c nn bao hm c nh hng tng trng nhp khu v

n quan ti cc thng bo v a ch ca c quan cung
cp ti liu
Phm vi v mc ch

g i vi thng mi ca cc thnh vin" c th ch ra nh l nh hng do:
(a) mt quy nh k thut hoc th tc nh gi s ph hp, hay tt c cc qu

(c) gia hai hay nhiu thnh vin.

Khi nh gi ngha ca nh hng i vi thng mi ca cc quy nh k
thut, cc thnh vin lin quan nn xem xt ti cc yu t nh gi tr hay tm qua
trng khc
lin quan, hoc t mt thnh vin ring l hoc t tp th, s tng trng tim nng
ca s lng nhp khu, v nhng kh khn v th tc ca thnh vin k
vi cc quy nh k
thng mi ca thnh vin kh
gim nhp khu i vi thng mi vi iu kin l nhng nh hng ln.
4. Dch cc ti liu li


n c th ny sinh t thc t cung cp ti liu lin quan ti
t, cc tiu chun v cc th tc nh gi s ph hp khng c sn

g


Nhm trnh kh kh
cc quy nh k thu
nhng vn bn di dng mt trong s cc ngn ng WTO s dng v mt c quan
ngoi im hi p c th chu trch nhim v vic cung cp ti liu , U ban n
vi cc th tc sau:
Khuyn ngh

Khi mt thnh vin tm kim mt ti liu lin quan n mt thng bo m n
kh g h vin
thng bo t vn v ngy thng ban hnh vn bn v ni dung vn bn . Sau ,
i liu lin quan ti mt thng bo sau c th lin lc vi cc
n c th hin theo ngn ng lm vic WTO, thnh vin s c thn
thnh vin tm kim t
32
thnh vin khc ngh h tr, chia s cc bn dch ph hp ngn ng WTO m h
c n tr c s hai bn cng c li.

Cc quyt nh:

(a) Khi mt bn dch ca mt ti liu lin quan hin c s hoc ang dch, tnh
trong phn thng bo bn cnh phn
tiu ca ti liu. Nu ti liu ch c dch tm tt th cng phi ch r tnh

(b)
i bn gc ca ti liu ti bn yu cu;
s ch ra theo yu cu ti im 11 ca mu thng bo WTO
TBT a ch chnh xc, nu c th, a ch email, s in thoi, s fax ca c

5.


trng thc t ny phi c xc nh r
trng ny;
Khi nhn bt c yu cu no v ti liu, bt k ti liu no c dch hin
ang c theo ngn ng ca bn yu cu hoc theo ngn ng WTO, s c t
ng gi cng v

(c) Cc thnh vin
quan chu trch nhim cung cp cc ti liu c lin quan nu c quan khng
phi l im Hi p.
Gii quyt cc yu cu cung cp ti liu
Phm vi

U ban nu ra cc vn v cung cp v tip nhn cc ti liu theo yu cu i
vi c c quy nh k thut v cc th tc nh gi s ph hp c thng bo nh sau:

Khuyn ngh:

(a) Cc yu cu v vic cung cp ti liu phi bao gm tt c cc yu t cho php
nhn dng cc ti liu, c bit l s thng bo TBT WTO(G/BT/Notif) m
yu cu cp. Thng tin tng t cng phi c trn ti liu c cung cp
theo cc yu cu ;

ic nu c th. Nu vic trm ch cung cp ti liu c th d on trc,
th phi c thng bo cho thnh vin yu cu, cng vi vic d kin thi
c ti liu;

)
r mun c cung cp bn mm hay bn cng.
an cho php kin ngh

(b) Bt c yu cu cung cp ti liu no cng nn c x l trong vng 5 ngy
lm v
gian c th cung cp
(c Th in t yu cu cung cp ti liu nn ch r tn, t chc, a ch, s in
thoi, s fax v a ch e-mail trong yu cu; v

(d) Khuyn khch vic cung cp ti liu qua con ng cung cp in t v cc
yu cu nn ch

6. Khong thi gi

Phm vi

U ban quy nh thi hn gp cho cc quy nh k thut v quy trnh nh
gi s ph hp c thng bo.
33
Khuyn ngh:

Thi gian gp bnh thng l 60 ngy. Khuyn khch bt k thnh vin no
0 ngy, nh 90 ngy v nn ch r thi hn ny trong thng
bo.
7.

mc ch
quy nh thi hn hn 6

Gii quyt cc gp i vi thng bo

Phm vi v
gi s
2.10.3) a Hip nh, U ban
ng vi cc quy trnh sau


thc y vic gii quyt cc gp v cc quy nh k thut v th tc nh
ph hp c a ra theo iu 2.9.4, 2.10.3, 3.1 (lin quan ti iu 2.9.4 v
, 5.6.4, 5.7.3 v7.1 (lin quan ti iu 5.6.4 v 5.7.3) c

Khuyn ngh:
Mi thnh vin thng b (a) o cho Ban th k WTO c quan c thm quyn (v d
nh im hi p cu mnh) c ch nh c trch nhim gii quyt cc gp
n khi nhn c cc gp qua c quan c ch nh phi tin
hnh ngay


h trong mt khong thi gian ph hp cho thnh vin a ra
gp quy trnh x l gp nh th no, khi thch hp cung cp cc

hnh vin gp mt bn sao cc quy nh k thut hay
cc th tc nh gi s ph hp tng ng nh c chp thun

8. g bo ban hnh.


nhn c; v

(b) Mt thnh vi
(i) Phn hi vic nhn c cc gp ;
(ii) Gii thc
thng tin b xung lin quan ti cc quy nh k thut hay cc th tc
nh gi s ph hp ;
(iii) Cung cp cho t
hoc thng tin v vic khng quy nh k thut hay th tc nh gi s
ph hp tng ng no s c chp thun trong thi gian ti.
Lp danh sch hng thng cc thn
Phm vi v mc ch

Vi mc ch cung cp mt s ch dn ngn gn cho vic ban hnh cc thng
bo

Quyt nh
, U ban ng vi nhng th tc sau.

Ban th k c yu cu chun b thi gian biu hng thng i vi vic ban
ch r s thng bo, thng bo cho cc thnh vin, cc iu c
thng bo km theo, phm vi sn phm c iu chnh, mc tiu v thi hn gp .
g tin in t


hnh cc thng bo,

9. Tng cng chuyn i thn
34

Phm vi v mc ch

tin ca cc thnh vin. iu ny cng thc y v cung cp thi gian ti a c
th cho vic thng bo, lu gi v dch cc ti liu lin quan, v thc hin cc yu
in ca cc thnh vin cng nh cng
c thi gian cn thit cho vic ban hnh v phn phi
U ban ng vi cc hot ng sau.


Tng cng vic s dng Internet c th thc y vic truy cp v trao i
thng
cu. Vi mc ch thc y vic truy cp thng t
qu trnh thng bo, bao gm
cc thng bo bi Ban th k,
Quyt nh

Bt k khi no c th cc thnh vin nn lu h s cc thng bo thng qua
vic tip nhn, in y v gu li mu y ti Ban th k bng th in t. U
ban s tip tc tn dng cc cch rt ngn thi gian trnh, ban hnh v phn b
h kim tra cc bc cn thit thc y vic trao i cc
thng tin in t gia cc thnh vin hon thnh bn trao i thng tin cng.

10. Q

Cc yu cu ghi nhn
cc thng bo, cng n
uyt nh lin quan n cc thng bo


c ch Phm vi v m
m p nh TBT lin quan ti cc
yu cu ghi nhn, U ban TBT a ra quyt nh sau:

Quyt

Vi c ch lm r phm vi iu chnh ca Hi
nh
p vi iu 2.9 cu Hip Ph h nh, cc thnh vin c nhim v thng bo tt
c cc yu cu ghi nhn bt buc m khng c cn c chc chn theo mt tiu chun
Quc
thnh vin kh
ph hp vi b









t lin quan v c th c nh hng c ngha i vi Thng ma ca cc
c. Ngha v khng ph thuc vo loi thng tin ghi trn nhn, n c
n cht ca mt ch tiu k thut hay khng.







35
Ph lc A ( tip theo)

TBT th tc trao i thng tin
Trch t on IV t ti liu WTO G/TBT/Rev.7

1. Cc cuc hp thng k

Phm vi v mc ch

to cho c
uan n trao i th
c thnh vin c hi tho lun v cc hot ng v cc vn lin
ng tin v kim tra nh k cc th tc thng bo c thc hin
h
q
n th no, U ban thc hin hot ng sau.

Quyt nh

Cc cuc hp nh k ca nhng ngi chu trch nhim v vic tra oi thng
in bao gm nhng ngi c trch nhim v im hi p v C quan thng b t o s
in ca cc quan st vin quan tm
c hp ch gii qut cc vn k
U ban gii quyt.
. G
c t chc trn c s ba nm mt ln. Cc i d
s c mi tham gia vo cc cuc hp . Cc cu
thut, cc vn chnh tr

2 ii thiu im hi p

Phm vi v mc ch

ci thin vai tr ca im hi p trong vic tr li cc cu hi t cc thnh
i iu 10.1 v 10.3 ca Hip nh, U ban thc hin hot ng vin theo quy nh t
au. s

Khuyn ngh:

(a) Ban hnh t ri v im hi p.

(b) Tt c cc ti liu, s tay gii thiu phi bao gm tt c cc yu t theo s
sau:
(i) Mc ch, tn, a ch, s in thoi, s fax, v a ch e-mail, internet
(nu c) ca cc im hi p WTO TBT

Mc ch :
Lin quan ti cc quy nh ca iu 10.1, 10.2 v 10.3 ca Hip nh
Cc Ro cn K thut trong Thng mi.

Ngy thnh lp, v tn ca cn b c trch nhim.
Ai c th s dng im hi p:





36
Lin quan ti c v 2.10.2, 3.1(lin quan n
2.9.3 v 2.10.2); 5.6.3 v 5. 9.2 (lin quan ti 5.6.3 v
5.7.2); ip nh.

(ii) Thng tin c
quy nh ti iu 2.9.3 v 2.10.2; 3.1 (lin quan ti iu
c thng qua cc im hi p khc.
iu 2.9.2, 2.10.1, 3.2, 5.6.2, 5.7.1,
on C v J ca Ph lc 3 ca Hip nh, v cc quyt
ro cn k thut trong Thng mi theo phm vi v
u cu.
nhn hay gi i.
ti cc iu 2.9.1 v 2.11; 3.1 (lin quan ti

u c th)
tay, bng, phn mm, trc

u c th.
t vn tt ca Hip nh: mc ch, ngy c hiu lc, ngy tham gia Hip
nh, thc trng lut trong nc.
c quy nh ti iu 2.9.3
7.2; 7.1; 8.1 v
10.1 v 10.3; on M v P ca Ph lc 3 ca H
sn ti im hi p.

Ti liu:

Tham kho cc
2.9.3 v 2.10.2); 5.6.3 v 5.7.2; 7.1,8.1 v 9.2 (lin quan ti iu 5.6.3
v 5.7.2); 10.4, 10.8.1 v 10.8.2; on M v P ca Ph lc 3 ca Hip
nh

Ti liu ly

Cc th tc chuyncc ti liu v cc quy nh, tiu chun v cc th
tc nh gi s ph hp c d tho hay c chp nhn

Cc thng bo: ni dung, hnh thc, thi hn gp :

Tham kho cc quy nh ti cc
7.32, 8.1, 9.2 v
nh ca U ban v
khong thi gian y

Cc th tc gii quyt cc thng bo c ban hnh bi cc thnh vin
khc ca Hip nh, i vi vic ban hnh cc thng bo t cc ngun
lc trong nc, v cho vic gii quyt cc gp i vi thng bo tip

Ban hnh:

Lin quan ti cc quy nh
iu 2.9.1 v 2.11); 5.6.1 v 5.8; 7.1, 7.8 v 9.2 (lin quan ti iu 5.6.1
v 5.8); 10.1.5; v cc on J, L v O ca Ph lc 3 ca Hip nh
Th tc m bo s ph hp vi cc quy nh ca Hip nh, bao gm
cc thng bo, ban hnh n phm ca im hi p.

(iii) Cc phng tin cung cp (bao gm l ph, n

Ngn hng d liu (ni dung v mu ca ti liu, v d: giy, my tnh,
vi phim...)
ruy cp d liu (h thng phc hi: s T
tuyn)
Ngn ng c s dng: Dch, n

M
37

Danh s

Danh sch cc im hi p ca cc thnh vin khc.

3. Cc yu cu m cc thnh vin phi tr li

Phm vi v mc ch
ch cc thnh vin cu Hip nh.


Vi m
10.3 ca HIp

Khuyn ngh:
c ch khuyn khch mt s p dng thng nht ca cc iu 10.1 v
nh, U ban thc hin hot ng sau.


(a) (i) Mt cu hi phi c xc nh l hp l khi n gii hn trong mt
sn
v anh, mt lnh
vc qun l hay cc qu trnh nh gi s ph hp.

(ii) Khi mt yu cu v mt sn phm tng hp, n c mong mun rng
cc
kh
ca
lnh

(b) i
lin
qua
khu vc v quc t v cc h thng nh gi s ph hp cng nh trong cc
Hip nh a phng v cc sn phm hay nhm sn phm c th. Tng t
nn chun b cung cp cc thng tin ph hp v cc quy nh ca
Hip nh v cc h thng .

4. Gii quy

Phm vi v mc ch
phm c th hay mt nhm sn phm, nhng n s khng hp l khi
t qu gii hn v lin quan ti mt ngnh hng kinh do
phn hay cc b phn, cc thng tin c tm kim, c xc nh c
nng m rng. Khi mt yu cu c a ra lin quan n vic s dng
sn phm n c mong mun rng vic s dng lin quan n mt
vc c th.
m hi p ca cc thnh vin nn c chun b tr li cc cu hi
quan n mi quan h v s tham gia ca thnh vin , hay ca cc c
n lin quan thuc thm quyn ca n i vi cc c quan tiu chun ho
h cng
t cc yu cu


Mc c thnh vin khc
nhn c theo iu 10.1 v 10.3

Khuyn ngh
ch nhm ci thin vic gii quyt cc yu cu t c

Mt im hi p phi phn hi ngy vic tip nhn cu hi.

5. Danh s im hi p do Ban th k chun b

c cung cp khi thch hp c
gp trong ti liu G/TBT/ENQ/...

ch cc
a ch E-mail ca cc im hi p phi

38
Ph lc B
SPS h o c p dng?


















ay TBT? Mt bin php ca Hip nh n



Bin php c lin quan n thng mi
hng ho khng


C Hoc SPS hoc TBT Khng


Bin php c c p dng cho hoc phn 1, 2, 3 hay phn 4 di y khng?


1 2 3 4















Bo v
cuc s
vt
sc kho hoc
ng ca ng thc
Bo v sc kho hay
cuc sng ca con
ngi hay ng vt
Bo v sc kho hay
cuc sng c
ngi
a con
Bo v hay hn ch
cc thit hi khc
Trong phm vi thm
n ca thnh vin
Trong phm vi thm
quyn ca thnh vin
Trong phm vi thm
quyn ca thnh vin
Trong phm vi t
quyn ca thnh vi
quy
hm
n
Khi c
sinh t u nhp
u,
n
c nguy hi pht Khi cc nguy hi pht
sinh t
Khi cc nguy hi pht
sinh t
T khu nhp khu,
ny sinh hay lan kh
truyn kh ny sinh hay lan
truy
Cc lo
tt, c
bnh,
gy b
i vt nui, bnh
c sinh vt mang
hay cc sinh vt
nh
Cc cht ph gia, cc
cht nhim, cht c
hay cc sinh vt gy
bnh trong thc phm,
nc ung hay n
Cc bnh ly truyn
qua ng vt, thc vt
hay cc sn phm ca
n hay t khu nhp
khu, ny sinh hay lan
truyn t cc loi vt
nui
Cc loi vt nui
C Khng
p dng hip
Lu rng hip nh TBT cng
ch cung cp mt s trng hp
ghi nhn cho ngi tiu dng
v thng tin
c phi l mt quy nh k thut,
tiu chun hay qu trnh nh gi s
ph hp lin quan n sn phm, qu
trnh hay phng php sn xut khng
nh SPS
nh
C
Khng
p dng hip
nh TBT
Nhng vn
bn khc
39

ph lc c


y 2.9 ip
o a H
1: Kim tra c t, c c Khuyn ngh
iu trc tin cn xem xt n l c hay k
hoc: mt Tiu chun quc t, Hng dn huyn ngh (tng ng) tn
i
d nh thc cht ging nh ni dung ca mt
Tiu chun quc t, H ng dn v Khuyn ngh.
Bc 2: Xem xt n nh hng i vi thng mi
u tr l v qui
ng mi ca cc thnh vin WTO khc i
c thng bo. Nu g
n c khuyn ngh rng bn thng bo bin ph c
ng s minh bch.

Bc 3: Xem xt li ch ca s minh bch
Nguyn tc c bn ca Hip nh TBT v SPS l s minh bch ho qu trnh.
ho mc ch ca minh bch tng cng, mt vi thnh vin ng thi thng bo cc
in php m ph hp vi cc Tiu chun quc t, c n hoc n
gh. iu ny c nh hng ca cc thnh vin thng t
c ng n cc li ch thng mi ca h v cung cp cho h c hi gp .
S thng bo c cn
thit khng?


1. tn ti mt tiu chun
quc t, hng dn hoc
khuyn ngh khng?
Bin php c kt qu c thc
cht s ng nh
mt tiu chun quc t, hng
dn hoc khuyn ngh khng?
C

Nhng yu cu n
5 ca Ph lc B c
Bc
c c th iu
ip nh SPS.
c Tiu chun quc
v iu 5.6

ca H
c Hng dn v c
hng
v K
nh TBT v
n



t
hoc: ni dung ca bin php t

Nu c
i vi th
i cho Bc 1 l "khng",
khng chc chn l n c
nh c th c nh hng ng
th bin php d tnh cn ph
ng n thng mi hay khn
p trong s quan tm n vi
k
nh h
th
tng c

C
b c Hng d
n v cc bin php m c th
cc Khuy
n
t
Hoc
ni dung ca
Khng
2. Mt bin php
c ngh c
thng mi
khng?
nh hng ng
k i vi
C
3. Khng bt buc phi
thn i xem
xt n cc li ch ca s
minh bch
g bo nhng ph

C Khng
Thng bo
40
Ph lc d
T chc t i th gii
U ban v cc b ng thc vt
Thng bo

1. Thnh vin ca Hip nh thng bo:
N ng c
hng m
G/SPS/N/QUC GIA

in php v sinh

u thch hp, tn ca chnh quyn a ph lin quan:
2. C quan thm quyn:
3. C ng cp s n v thu
sch ICS c th c cung cp b sung nu thch hp).
Cc vng hoc quc gia c th b tc ng, cc phm vi lin quan hoc
c sn phm b iu chnh (cu
quc gia np cho WTO; s
nh c ch r trong danh
c dng:
4. Cc khu vc, quc gia c th b nh hng:
5. Tiu v s trang ca ti liu thng bo:
6. M t ni dung:
7. Mc ch v l do: [ ] kho ng vt; [ ] bo v thc
vt, [ ] bo v con ngi khi cc dch bnh hoc bnh tt t ng/thc vt; [ ] bo
v lnh th khi s thit hi t dch bnh:
an ton thc phm; [ ] sc
8. Tiu chun quc t, Hng dn hoc Khuyn ngh:
ban Codex[ ], C quan ng thc vt quc t [ ], Cng c bo v thc vt
uc t [ ], khng c [ ].
Tiu chun quc t, Hng dn hoc Khuyn ngh tn ti, hy nu
U
q
Nu c mt
ngn gn s khc c xc nh:
9. Cc ti liu lin quan vi ngn ng thch hp sn c:
10. Ngy d tnh chp nhn:
1 y d tnh c hiu lc: 1. Ng
1 i hn gp :
C quan i din hoc c quan c thm quyn c ch nh x l cc gp : [ ]
C quan c thm quyn thng bo quc gia; [ ] im hi p quc gia, hoc a
2. Th
ch, s fax v Email (nu c) ca c quan khc:
13. Vn bn c t: [ ] C quan c thm quyn thng bo quc gia; [ ] im hi
p quc gia, hoc a ch, s fax v Email (nu c) ca c quan khc:

41
Ph lc e
T chc thng mi th gii
G/SPS/N/QUC GIA

Thng bo v p khn cp
U ban v cc bin php v sinh ng thc vt

cc bin ph

1. Thnh vin ca Hip nh thng bo:
Nu thch hp, tn ca chnh quyn a phng c lin quan:
2. C quan thm quyn:
3. Cc sn phm chu s iu chnh (cung cp s n v thu nh c ch r trong
danh sch quc gia np cho WTO; s ICS c th c cung cp b sung nu thch
hp). Cc vng hoc quc gia c th b tc ng, cc phm vi lin quan hoc c
dng:
4. Cc khu vc, quc gia c th b nh hng:
5. Tiu , ngn ng v s trang ca ti liu thng bo:
6. M t ni dung:
7. Mc ch v l do: [ ] an ton thc phm; [ ] sc kho ng vt; [ ] bo v thc
vt, [ ] bo v con ngi khi cc dch bnh hoc bnh tt t ng/thc vt; [ ] bo
v lnh th khi s thit hi t dch bnh:
8. Bn cht ca vn khn cp v l do ca hnh ng khn cp:
9. Tiu chun quc t, Hng dn hoc Khuyn ngh
U ban Codex[ ], C quan ng thc vt quc t [ ], Cng c bo v thc vt
n ngh tn ti, hy a ra
ai lch nhn dng mt cch ngn gn:
quc t [ ], khng c [ ].
Nu c mt Tiu chun quc t, Hng dn hoc Khuy
s lin h ph hp v cc s s
10. Cc ti liu lin quan vi ngn ng thch hp sn c:
11. Ngy c hiu lc/thi gian p dng (nu p dng):
12. C quan i din hoc c quan c thm quyn c ch nh x l cc gp
: [ ] C quan c thm quyn thng bo quc gia; [ ] im hi p quc gia, hoc
a ch, s fax v Email (nu c) ca c quan khc:
13. Vn bn c t/v c quan i din hoc c quan c thm quyn c ch nh
x l cc gp : [ ] C quan c thm quyn thng bo quc gia; [ ] im hi
p quc gia, hoc a ch, s fax v Email (nu c) ca c quan khc:





42
ph lc g
Mu thng bo theo iu 10.7

Hip nh t c gi mt hoc nhiu thnh vin WTO
v cc v c th
tc nh gi s ph hp

Thng bo
n lin quan n cc qui nh k thut, cc tiu chun hoc c

c mt tha thun
n n cc qui nh, tiu chun k
nh gi s ph hp m c th c nh hng quan trng n


o
o iu 10.7 c chp nhn

Theo iu 10.7 ca Hip nh: "Khi mt thnh vin t
vi mt hoc nhiu nc khc v cc vn lin qua
thut hoc cc th tc
thng mi, t nht mt thnh vin tham gia hip nh ny cn thng bo cho tt c
cc thnh vin khc v cc sn phm nm trong s iu chnh ca Hip nh ny v
gi km theo c bn tm tt v Hip nh ny thng qua Ban Th k." S thng b
sau the

1. Thnh vin thng bo:

2.Tiu ca Hip nh song phng hoc a phng:

3. Cc bn tham gia Hip nh:

4. Ngy c hiu lc ca Hip nh:

5. Cc sn phm chu s iu chnh (HS hoc CCCN ni c th p dng, nu khng
l mc thu quc gia):

6. Vn ph thuc chu s iu chnh ca Hip nh (cc qui nh k thut, cc
tiu chun hoc cc th tc nh gi s ph hp):

7. Bn m t tm tt Hip nh:

8. Cc thng tin rng hn c t:







43
Ph lc H

Th gi km theo yu cu v thng tin
li
<Ngy v li cho trang trng
n lin l mt yu cu v thng tin t <thnh vin WTO yu cu>. S yu cu lin
quan n <tm tt ngn gn>.
Theo <
p ng cc ngha v ca <nn kinh t ca bn>, ngh cung cp mt cu tr li
gn lin trc tip n ngi hi vi mt bn sao trc
hoc>
ngh cung cp cho chng ti
n, do chng ti c th hi
m cho ngi hi trc <ngy>.
Cm n v gi yu cu ny. Xin ng do d lin h vi ngi k di y c
m thng tin v <Hip nh v vic p dng cc bin php v sinh an ton ng thc
thut trong thng mi> ca WTO nu cn thit.
Ch k trang trng ca im hi p>
c mt c quan khc im hi p tr

>
G

Hip nh v vic p dng cc bin php v sinh an ton ng thc vt hoc
<Hip nh v hng ro k thut trong thng mi> ca WTO, m <nn kinh t ca
bn> l bn k kt, chng ti c yu cu cung cp thng tin v cc bin php m c
th nh hng ng k n thng mi. S yu cu t <thnh vin WTO yu cu>
thuc vo loi ny.

<Hoc>

c xem xt i vi cu hi
<ngy>
<
p ng cc ngha v ca <nn kinh t ca bn>,
mt cu tr li c xem xt i vi cu hi gn li

th
vt hoc <Hip nh v hng ro k

<
44
Ph lc i

Th gi km yu cu
gia

__________
a <nn kinh t ca bn> theo <Hip nh v vic p dng cc
in php v sinh an ton ng thc vt hoc <Hip nh v hng ro k thut trong
i> ca WTO.
i yu cu t cc thnh vin WTO, WTO khuyn ngh <nn kinh t ca bn>
mt cch c thin ch s gia hn ngy kt thc gp thm t nht l 30 ngy
Nu s gia hn l khng th c, ngh thng bo
do ti sao. Do <C quan c thm quyn thng bo> s t vn cho <thnh vin



hn thi gian gp cho mt bn thng bo
<Ngy v li cho trang trng>

S thng bo <SPS hoc TBT>:

Km theo l yu cu gia hn thi gian t <thnh vin WTO yu cu>. Li yu cu
lin quan n <S thng bo v tiu ca bin php d tnh>

Bn d tho <loi bin php> c thng bo ti tt c thnh vin WTO nh mt
phn ca ngha v c
b
thng m

Hip nh ny yu cu mt thng bo nh vy ca d tho <loi bin php> v trong
cu tr l
xem xt
nu c th.

ngh phc p trc <ngy>.
l
WTO yu cu>.

<Ch k trang trng ca C quan c thm quyn thng bo>


45
Ph lc J

Th gi ti C qua eo cc gp nhn
Ngy v li cho trang trng>
thng bo <SPS hoc TBT>:__________________
vin WTO gp > v
s thng bo v tiu ca bin php d tnh>.
n ng thc vt hoc <Hip nh v hng ro k thut trong
ng mi> ca WTO.
hi xem xt cc gp v kt qu ca cc tho lun .
gp > v cch thc xem xt cc gp km theo. ngh cung
p mt cu tr li thch hp rng <C
c <ngy>.
Ch k trang trng ca C quan c thm quyn thng bo>
n thm quyn km th
c t thnh vin WTO i vi bn thng bo

<

S

Km theo y l cc gp nhn c ngy hm nay t <thnh
<

Bn d tho <loi bin php> c thng bo ti tt c thnh vin WTO nh mt
phn ca ngha v ca <nn kinh t ca bn> theo <Hip nh v vic p dng cc
bin php v sinh an to
th

Hip nh yu cu thng bo d tho <loi bin php> v tr li cc gp t cc
thnh vin WTO, Hip nh yu cu <nn kinh t ca bn> tho lun cc gp theo
yu cu v p

<C quan thng bo> phi nhanh chng gi xc nhn rng <nn kinh t ca bn>
nhn c cc gp ny. WTO khuyn ngh <nn kinh t ca bn> cng bo cho
<thnh vin WTO
c
quan thng bo> c th gi ti <thnh vin WTO gp > tr

<
46
Ph lc K

M t v tr (V tr mi)
im hi p

iu : Nhn vin im hi p/ Ngi qun l/ Ngi iu hnh/ Ngi hp
n ch qun nu c lin
y bo co n.
cp cc ti liu theo yu cu.
Gi ho n cho bn yu cu ph hp vi bng ph, nu c.
lin lc vi trang
web ch.
10 ngy lm
hnh xc.

Trnh hc vn v kinh nghim:
Ph hp vi nn kinh t lin quan.

K nng
Kinh nghim gn y vi cng ngh vn phng.
Kh nng hc v p dng nhng yu cu ca Hip nh TBT

T
tc.
V tr: Tn v v tr ca im hi p (bao gm c qua
quan)
Mc lng: Ph hp

c yu cu bo co: Tiu v v tr m v tr n C
Nhim v v trch nhim:
Nhn cc cu hi, chun b cc cu tr li ph hp v chuyn ti cc cu tr li
n ngi hi.
Chun b v cung
Pht hnh v phn pht cc thng bo lin quan t cc nc thnh vin khc.
Duy tr s chnh xc ca cc chi tit ca im hi p nh ghi chp ca WTO.
Duy tr ni dung ca trang web ca im hi p trong s

Cc mc tiu thc hin:
Cc cu hi v yu cu v ti liu cn phi c tr li trong vng 5 ngy lm
vic.
Cc thng bo ca nc ngoi cn phi c ph bin trong vng
vic.
Cc cu hi c thu ph phi c ghi ho n mt cch c
47
Ph lc L

M t v tr (V tr lu nm)
Nh
i, chun b cc cu tr li ph hp v chuyn ti cc cu tr li
i dung ca trang web ca im hi p trong s lin lc vi trang
web ch.
cng vic v nhn s ca im hi p.

Cc mc tiu thc hin:
10 ngy lm
vic.
c ghi ho n mt cch chnh xc.
rnh hc vn v kinh nghim:
h nghim qun l nhn s
m ph hp vi nn kinh t lin quan.
K nng
Kinh nghim gn y vi cng ngh vn phng.
Kh nng hc v p dng nhng yu cu ca Hip nh TBT





im hi p

Tiu : Nhn vin im hi p/ Ngi qun l/ Ngi iu hnh/ Ngi hp
tc.
V tr: Tn v v tr ca im hi p (bao gm c quan ch qun nu c lin
quan)
Mc lng: Ph hp

Cc yu cu bo co: Tiu v v tr m v tr ny bo co n.

im v v trch nhim:
Nhn cc cu h
n ngi hi.
Chun b v cung cp cc ti liu theo yu cu.
Gi ho n cho bn yu cu ph hp vi bng ph, nu c.
Pht hnh v phn pht cc thng bo lin quan t cc nc thnh vin khc.
Duy tr s chnh xc ca cc chi tit ca im hi p nh ghi chp ca WTO.
Duy tr n
Qun l khi lng
Cc cu hi v yu cu v ti liu cn phi c tr li trong vng 5 ngy lm
vic.
Cc thng bo ca nc ngoi cn phi c ph bin trong vng
Cc cu hi c thu ph phi

T
Kin
Cc trnh hc vn khc v kinh nghi
48
Ph lc M

M t v tr (V tr qun l iu hnh)
im hi p
Tiu : vin im hi p/ Ngi iu hnh/ Ngi hp tc.
V tr: v tr ca im hi p (bao gm c quan ch qun nu c lin
c lng: Ph hp
c yu cu bo co: Tiu v v tr ca t chc m v tr ny c ti tr.
Nh
i, chun b cc cu tr li ph hp v chuyn ti cc cu tr li
i dung ca trang web ca im hi p.
Lp cc bo co hng qu (hoc hng nm v cu hi v hnh ng phn pht
.

Cc mc tiu thc hin:
5 ngy lm
vic.
cn phi c ph bin trong vng 10 ngy lm
m ton hng nm hon thnh mt cch tho ng.

Tr
Cc trnh hc vn khc v kinh nghim ph hp vi nn kinh t lin quan.
nng
Kinh nghim gn y vi cng ngh vn phng.
Kh nng hc v p dng nhng yu cu ca Hip nh TBT.
Kinh nghim k ton.

Nhn

Tn v
quan)
M

C

im v v trch nhim:
Nhn cc cu h
n ngi hi.
Chun b v cung cp cc ti liu theo yu cu.
Gi ho n cho bn yu cu ph hp vi bng ph, nu c.
Pht hnh v phn pht cc thng bo lin quan t cc nc thnh vin khc.
Duy tr s chnh xc ca cc chi tit ca im hi p nh ghi chp ca WTO.
Duy tr n
Thc hin cc chc nng k ton v ngn hng
ti liu.
Gi ho n cho c quan ch qun v ph hot ng hng qu (hoc hng
thng)
Cc cu hi v yu cu v ti liu cn phi c tr li trong vng
Cc thng bo ca nc ngoi
vic.
Cc cu hi c thu ph phi c ghi ho n mt cch chnh xc.
Ki
nh hc vn v kinh nghim:
Kinh nghim qun l nhn s

K
49
Ph lc N

M t v tr (V tr mi)
iu : Nhn vin c quan c thm quyn thng bo/ Ngi qun l/ Ngi
n nu c lin quan)
c lng: Ph hp
c yu cu bo co: Tiu v v tr m v tr ny bo co n.
Nh
uyt nh hp l to ra qu trnh nh gi khi no bn thng
u thng bo (ph
n thng bo ph hp vi
ca WTO.
p ca nc ngoi nhn c cn phi c cng nhn trong vng 5

Tr
Ph
nng
ngh vn phng.

c quan c thm quyn thng bo

T
iu hnh/ Ngi hp tc.

V tr: Tn v v tr ca c quan c thm quyn thng bo (bao gm c quan
ch qu

M

C

im v v trch nhim:
Thi hnh mt q
bo l cn thit.
Da trn cc chi tit c cung cp cho bn, hon thnh m
hp) v gi n n WTO.
Gi cc bn sao ca ti liu c thng bo trong cu tr li cc yu cu.
Gii quyt cc gp nhn c trong cu tr li b
cc th tc.
Duy tr s chnh xc ca cc chi tit ca c quan c thm quyn thng bo nh
ghi chp
Duy tr ni dung ca trang web ca c quan c thm quyn thng bo trong s
lin lc vi trang web ch.

Cc mc tiu thc hin:
Cc yu cu v ti liu cn phi c tr li trong vng 5 ngy lm vic.
Cc g
ngy lm vic.
nh hc vn v kinh nghim:
p vi nn kinh t lin quan. h
K
Kinh nghim gn y vi cng
Kh nng to ra cc quyt nh
Kh nng hc v p dng nhng yu cu ca Hip nh (TBT hoc SPS)
50
Ph lc o

c quan c thm quyn thng bo
Tiu : c thm quyn thng bo/ Ngi qun l/
Ngi iu hnh/ Ngi hp tc.
V tr: thm quyn thng bo (bao gm c quan
ch qun nu c lin quan)
c lng: Ph hp
c yu cu bo co: Tiu v v tr m v tr ny bo co n.
Nh
yt nh hp l to ra qu trnh nh gi khi no bn thng
cung cp cho bn, hon thnh mu thng bo (ph
c gp nhn c trong cu tr li bn thng bo ph hp vi
ca cc chi tit ca c quan c thm quyn thng bo nh
web ca c quan c thm quyn thng bo trong s
lin lc vi trang web ch.
cng vic v nhn s trong c quan c thm quyn thng

Cc mc tiu thc hin:
Cc yu cu v ti liu cn phi c tr li trong vng 5 ngy lm vic.
n c cn phi c cng nhn trong vng 5
hc vn v kinh nghim:
Ph

K
Kinh nghim qun l nhn s
Kinh nghim gn y vi cng ngh vn phng.
Kh nng to ra cc quyt nh
Kh nng hc v p dng nhng yu cu ca Hip nh (TBT hoc SPS)
M t v tr (V tr lu nm)

Nhn vin cp cao c quan

Tn v v tr ca c quan c

M

C

im v v trch nhim:
Thi hnh mt qu
bo l cn thit.
Da trn cc chi tit c
hp) v gi n n WTO.
Gi cc bn sao ca ti liu c thng bo trong cu tr li cc yu cu.
Gii quyt c
cc th tc.
Duy tr s chnh xc
ghi chp ca WTO.
Duy tr ni dung ca trang
Qun l khi lng
bo
Cc gp ca nc ngoi nh
ngy lm vic.

Trnh
h p vi nn kinh t lin quan.
nng
51
Ph lc p
M t v tr (V tr qun l iu hnh)
c q o
iu : Nhn vin c quan c thm quyn thng bo/ Ngi iu hnh/ Ngi

tr: Tn v v tr ca c quan c thm quyn thng bo (bao gm c quan
Ph hp
c yu cu bo co: Tiu v v tr m v tr ny bo co n.
Thi hnh mt quyt nh hp l to ra qu trnh nh gi khi no bn thng
n WTO.
c trong cu tr li bn thng bo ph hp vi
WTO.
ng k ton v ngn hng
).
y lm
a nc ngoi cn phi c ph bin trong vng 10 ngy lm
vic.
c ghi ho n mt cch chnh xc.
nh mt cch tho ng.
hc vn v kinh nghim:
inh nghim ph hp vi nn kinh t lin quan.

K
Kh nng hc v p dng nhng yu cu ca Hip nh (TBT hoc SPS)
Kinh nghim k ton
uan c thm quyn thng b

T
hp tc.
V
ch qun nu c lin quan)

Mc lng:
C
Nhim v v trch nhim:
bo l cn thit.
Da trn cc chi tit c cung cp cho bn, hon thnh mu thng bo (ph
hp) v gi n
Gi cc bn sao ca ti liu c thng bo trong cu tr li cc yu cu.
Gii quyt cc gp nhn
cc th tc.
Duy tr s chnh xc ca cc chi tit ca c quan c thm quyn thng bo nh
ghi chp ca
Duy tr ni dung ca trang web ca c quan c thm quyn thng bo.
Thc hin cc chc n
Lp cc bo co hng qu (hoc hng nm) v cc bn thng bo a rav cc
gp nhn c.
Gi ho n cho c quan ch qun v ph hot ng hng qu (hoc hng
thng

Cc mc tiu thc hin:
Cc cu hi v yu cu v ti liu cn phi c tr li trong vng 5 ng
vic.
Cc thng bo c
Cc cu hi c thu ph phi
Kim ton hng nm hon th

Trnh
Cc trnh hc vn khc v k
nng
Kinh nghim gn y vi cng ngh vn phng.
52
Ph lc Q

c im n mm

ngh cc c im ti thiu cho phn mm, cc my tnh v mng my tnh
mng my tn h ra di y khng cn ph hp bun bn nh l ci mi,
chng c thay th bng cc phn cng v phn mm gn y. D liu to
m m
it b ny.
c
B S

Phn m


Bn xcel 4.0 hoc Lotus 1-2-3 Release 5

H 95/98 hoc MAC OS 8.0

M
k thut ca my tnh c nhn v ph

c sp xp di y. Tuy nhin nhiu phn mm, phn cng v cc thnh phn ca
h c c
t
ra s dng cc h thng ny c th khng hon ton ph hp vi cc ng dng v
phn m i hn. Tng t, nhiu phn mm gn y c th khng thc hin trong
th

Phn cng:
B x l: h thng Mac G3 hoc PC 486DX
B nh: 64MB
ng: 2.2GB
iu gii: 28K BP
m:
B duyt Internet: IE 4.0 vi gi dch v mi nht, hoc Netscape 4
B x l t: MS Word 6.0, WordPerfect 6.1 hoc Lotus WordPro 5.
g cng tc: E
Phn ng dng th in t: Outlook 95, Eudora 4.3 hoc Outlook Express 4
iu hnh: Windows
ng my tnh
B y tnh: Ethernet 10 MB (10base-2 hoc 10base-T)

Hu Hubs
Cc giao thc: NetBEUI, TCP/IP hoc AppleTalk

cung cp mt hnh dng ngh da trn nhiu hn cc cng ngh hin i.

Phn c


cng: 10 GB
hn mm:
t Internet: IE 5.5 hoc Netscape 6
B x l t: MS Word 2000, Corol WordPerfect 2000 hoc Lotus WordPro 9.5.
9.7
.0

iu hp mng m
Cabling: Coax hoc CAT 4 (UTP)
bs: 10MB

Trong khi danh sch trn xc nh mc ti thiu ngh, danh sch di y
ng:
B x l: h thng Mac G3, PC Pentium III hoc AMD Athlon
B nh: 128MB

B iu gii: 56K BPS

P
B duy
Bng cng tc: Excel 2000 hoc Lotus 1-2-3 Release
Phn ng dng th in t: Outlook 2000, Eudora 5 hoc Outlook Express 6
53
Ph lc R


yu cu l cc bin php ny khng c p dng to ra s phn bit
i x ty tin hoc v cn c gia cc Thnh vin c cng iu kin nh nhau hoc
hn ch thng mi quc t;
ci thin sc kho con ngi, sc kho ng vt v tnh hnh v
c cc Thnh vin;
in php v sinh ng-thc vt thng c p dng trn
y ngh nh th song phng;
ic xy dng,
tc ng tiu
u chun, hng dn v khuyn
gh quc t trong lnh vc ny;
n tip tc s dng cc bin php v sinh ng-thc vt hi ho gia
do cc t
k c U ban An ton thc phm, Vn phng
c chc quc t v khu vc c lin quan hot ng trong khun
u cu cc Thnh vin phi thay
i mc bo v i sng hay sc kho con ngi, ng vt, thc vt ca mnh;
c bit
hi tun th cc bin php v sinh ng-thc vt ca Thnh vin nhp khu, v do
khn trong vic xm nhp th trng, v cng gp kh khn trong vic
h th ca mnh, v
cc quy tc p dng cc iu khon ca GATT 1994 lin
a bin php v sinh ng-thc vt, c bit l cc iu khon
a iu XX(b);
17

Hip nh v kim dch ng-thc vt (SPS)


Cc Thnh vin,

Khng nh rng khng Thnh vin no b ngn cm thng qua hoc thi hnh
cc bin php cn thit bo v cuc sng v sc kho ca con ngi, ng vt v
thc vt, vi

dn n s

Mong mun
sinh thc vt ti tt

Ghi nhn rng cc b
c s cc hip nh ha

Mong mun lp ra mt b quy tc v quy c hng dn v
thng qua v thi hnh cc bin php v sinh ng-thc vt gim thiu
cc ca chng i vi thng mi;

Cng nhn s ng gp quan trng ca cc ti
n

Mong mu
cc Thnh vin trn c s cc tiu chun, hng dn v khuyn ngh quc t
chc quc t c lin quan xy dng,
D h t quc t v cc t
kh Cng c Bo v Thc vt Quc t v khng y


Cng nhn rng cc Thnh vin ang pht trin c th gp kh khn
k
cng gp kh
hnh thnh v p dng cc bin php v sinh ng-thc vt ti ln
ng mun h tr nhng c gng ca h trong lnh vc ny. mo

Mong mun lm r
qu n n vic s dng cc
c

Di y tho thun nh sau:



Trong Hip nh ny, vic tham chiu n iu XX(b) bao gm c tiu ca iu ny.
17
54
iu 1

Cc iu khon chung

1. Hip nh ny p dng cho tt c cc bin php v sinh ng-thc vt c th
c tip hay gin tip nh hng n thng mi quc t. Cc bin php nh vy s
hp vi cc iu khon ca Hip nh ny.
ut i vi thng mi lin quan n cc
iu 2
a trn cc nguyn tc khoa hc v khng c duy
. ng-thc vt trn c s chung nht c th
c, chun, hng dn v khuyn ngh quc t, nu
, lm c s cho cc bin php v sinh ng-thc vt ca mnh, tr khi c nu
khc i trong Hip nh ny v c bit l ti on 3.

tr
c xy dng v p dng ph

2. Cc nh ngha nu trong Ph lc A s p dng cho Hip nh ny.

3. Cc ph lc l mt phn thng nht ca Hip nh ny.

4. Khng c iu g trong Hip nh ny s nh hng n quyn ca cc Thnh
in theo Hip nh v Cc hng ro k th v
bin php khng thuc phm vi ca Hip nh ny.


Cc quyn v ngha v c bn

1. Cc Thnh vin c quyn s dng cc bin php v sinh ng-thc vt cn
thit bo v cuc sng v sc kho ca con ngi, ng vt v thc vt vi iu
kin cc bin php khng tri vi cc iu khon ca Hip nh ny.

2. Cc Thnh vin phi m bo rng bt k bin php v sinh ng-thc vt no
cng ch c p dng mc cn thit bo v cuc sng v sc kho ca con
ngi, ng vt v thc vt v d
tr thiu cn c khoa hc xc ng, tr khi nh c nu ti on 7 ca iu 5.

3. Cc Thnh vin phi m bo rng cc bin php v sinh ng-thc vt ca h
khng phn bit i x mt cch tu tin hoc v cn c gia cc Thnh vin khi c
cc iu kin ging nhau hoc tng t nhau, k c cc iu kin gia lnh th ca h
v lnh th cc Thnh vin khc. Cc bin php v sinh ng-thc vt phi c p
dng m khng to nn s hn ch tr hnh i vi thng mi quc t.

4. Cc bin php v sinh ng-thc vt tun th cc iu khon lin quan ca
Hip nh ny dc coi l ph hp vi cc ngha v ca cc Thnh vin theo cc quy
nh ca GATT 1994 lin quan n vic s dng cc bin php v sinh ng-thc vt,
c bit l cc quy nh ca iu XX(b).

iu 3

S Hi ho

1 hi ho cc bin php v sinh
cc Thnh vin s ly cc tiu
c
55
2. Cc bin php v sinh ng-thc vt tun th cc tiu chun, hng dn v
khuyn ngh quc t s c cho l cn thit bo v cuc sng hoc sc kho con
ngi, ng vt, thc vt v cc iu khon lin quan ca
ip nh ny v ca GATT 1994.
quc t c
n quan, nu c chng minh khoa hc, hoc do mc bo v ng-thc vt m mt
n 8 ca
iu 5.
18
Mc d vy, tt c cc bin php dn n mc bo v ng-thc vt khc
uyn ngh quc t u
hng tri vi bt k iu khon no khc ca Hip nh ny.
c ca cc t chc , c bit l
ban An ton thc phm, Vn phng Kim dch quc t v cc t chc quc t v
khu vc hot ng trong khun kh C c Bo v Thc vt Quc t v, trong
phm vi cc t chc ny, thc y vic x n,
hng dn v khuyn ngh v p v sinh ng-thc vt.
y vi cc t
hc quc t lin quan.
a Thnh vin
hp khu. chng minh iu , nu c yu cu, Thnh vin nhp khu s c
cng nhn tnh tng ng ca cc bin
hp v sinh ng-thc vt.

iu 5
nh gi ri ro v xc nh mc bo v ng-thc vt ph hp
c coi l ph hp vi
H

3. Cc Thnh vin c th p dng hay duy tr cc bin php v sinh ng-thc vt
cao hn cc bin php da trn cc tiu chun, hng dn v khuyn ngh
li
Thnh vin coi l ph hp theo cc quy nh lin quan ca cc on t 1

vi cc bin php da trn cc tiu chun, hng dn hay kh

k

4. Cc Thnh vin s tham gia y , trong gii hn ngun lc ca mnh, vo
cc t chc quc t lin quan v cc c quan ph thu
U
ng
y dng v r sot nh k cc tiu chu
mi kha cnh ca cc bin ph

5. U ban v cc Bin php v sinh ng-thc vt nu ti cc on t 1 n 4 ca
iu 12 (trong Hip nh ny c gi l "U ban") s xy dng mt th tc gim
st qu trnh hi ho quc t v iu phi cc n lc trong lnh vc n
c

iu 4

Tnh tng ng

1. Cc Thnh vin s chp nhn cc bin php v sinh ng-thc vt tng ng
ca cc Thnh vin khc, ngay c nu cc bin php ny khc vi cc bin php ca
h hoc cc bin php ca cc Thnh vin khc cng bun bn sn phm , nu
Thnh vin xut khu chng minh c mt cch khch quan cho Thnh vin nhp
khu l cc bin php tng ng vi mc bo v ng-thc vt c
n
tip cn hp l thanh tra, th nghim v tin hnh cc th tc lin quan khc.

2. Cc Thnh vin, khi c yu cu, s tin hnh tham vn vi mc tiu t c
tho thun song phng v a phng v
p


1. Cc Thnh vin m bo rng cc bin php v sinh ng-thc vt ca mnh
da trn vic nh gi, tng ng vi thc t, cc ri ro i vi cuc sng hoc sc

18
i vi on 3 ca iu 3, s l c c s khoa hc nu trn c s kim tra v thm nh thng tin khoa hc ang
c theo cc iu khon lin quan ca Hip nh ny, mt Thnh vin xc nh rng cc tiu chun, hng dn v khuyn
ngh quc t lin quan khng t c mc bo v ng-thc vt ph hp.
56
kho con ngi, ng vt, hoc thc vt, c tnh n cc k thut nh gi ri ro do
cc t chc quc t lin quan xy dng nn.

2. Khi nh gi ri ro, cc Thnh vin s tnh n chng c khoa hc c; cc
u trnh v phng php sn xut lin quan; cc phng php thanh tra, ly mu v
uan: kh nng thit hi
o thua l trong sn xut hay tiu th khi c su hoc bnh xm nhp, xut hin hay
. Vi mc tiu nht qun trong vic p dng khi nim mc bo v ng-thc
c hn ch tr hnh di vi thng mi quc t. Cc Thnh
in s hp tc ti U ban nu ti cc on 1, 2 v 3 ca iu 12 nh ra hng
dn gip a iu khon ny vo thc khi nh ra nhng hng dn , U
ban s xem xt mi yu t lin quan, k c tnh cht c bit ca cc ri ro v sc
kho con ngi m ngi ta c th
th
m thi p dng cc bin php v sinh ng-thc vt trn c s thng tin chuyn mn
in b sung cn thit c s nh gi ri ro khch quan
n v r sot cc bin php v sinh ng-thc vt mt cch tng ng trong khong
thi gian hp l.

8. Kh -thc vt
o do mt Thnh vin khc p dng hay duy tr lm km hm, hoc c kh nng

q
th nghim lin quan; tnh ph bin ca mt s bnh hay loi su nht nh; cc khu
vc khng c su hoc khng c bnh; cc iu kin sinh thi v mi trng lin
quan; v kim dch hoc cch x l khc.

3. Khi nh gi ri ro i vi cuc sng hoc sc kho con ngi, ng vt, hoc
thc vt v xc nh bin php p dng c mc bo v ng-thc vt ph hp khi
ri ro , cc Thnh vin phi tnh n cc yu t kinh t lin q
d
lan truyn; chi ph ca vic kim tra hay loi b su bnh trn lnh th Thnh vin
nhp khu; v tnh hiu qu v chi ph ca cc phng cch hn ch ri ro.

4. Cc Thnh vin, khi xc nh mc bo v ng-thc vt ph hp, s tnh n
mc tiu gim ti thiu tc ng thng mi bt li.

5
vt ph hp chng li cc ri ro i vi cuc sng hoc sc kho con ngi, ng vt,
hoc thc vt, mi Thnh vin s trnh s phn bit ty tin hoc v cn c v mc
bo v c xem l tng ng trong nhng trng hp khc, nu s phn bit dn
n phn bit i x ho
v
t. Trong
t mc vo.

6. Khng phng hi n on 2 ca iu 3, khi thit lp hay duy tr cc bin
php v sinh ng-thc vt c mc bo v ng-thc vt cn thit, cc Thnh vin
phi m bo nhng bin php khng gy hn ch thng mi hn cc bin php
cn c t c mc bo v ng-thc vt cn thit, c tnh n tnh kh thi v k
thut v kinh t.
19

7. Trong trng hp chng c khoa hc lin quan cha , mt Thnh vin c
t
sn c, k c thng tin t cc t chc quc t lin quan cng nh t cc bin php v
sinh ng-thc vt do cc Thnh vin khc p dng. Trong trng hp , cc Thnh
vin s phi thu thp thng t
h
i mt Thnh vin c l do tin rng mt bin php v sinh ng
n
km hm, xut khu ca mnh v bin php khng da trn cc tiu chun, hng
dn hay khuyn ngh quc t lin quan, hoc cc tiu chun, hng dn hay khuyn

19
i vi on 6 ca iu 5, mt bin php khng lm hn ch thng mi hn mc yu cu tr khi c mt bin
php khc, c tnh n s kh thi v kt v k thut, c mc bo v ng-thc vt ph hp v t hn ch i vi thng mi
hn.
57
ngh khng tn ti, Thnh vin duy tr bin php c th c yu cu v phi
gii thch l do ca cc bin php v sinh ng-thc vt .
. Cc Thnh vin m bo rng cc bin php v sinh ng-thc vt ca mnh
c t chc
uc t c th xy dng nn.
vc khng c su-bnh v khu
c t su-bnh. Vic xc nh cc khu vc phi da trn cc yu t nh a l, h
th
c.
vin s thng bo nhng thay i trong cc bin php v sinh ng-
c vt v cung cp thng tin v cc bin php v sinh ng-thc vt ca mnh theo
Cc Thnh vin s tun th cc iu khon ca Ph lc C v hot ng kim


iu 6

Thch ng vi cc iu kin khu vc, k c cc khu vc khng c su-bnh
hoc t su-bnh

1
thch ng vi cc c tnh v sinh ng-thc vt ca khu vc sn xut ra sn phm v
khu vc sn phm c a n, cho d khu vc c th l c mt nc, mt phn
ca mt nc hoc cc phn ca nhiu nc. Khi nh gi cc c tnh v sinh ng-
thc vt ca mt khu vc, cng vi nhng yu t khc, cc Thnh vin phi tnh n
mc ph bin ca cc loi su hay bnh c trng, cc chng trnh dit tr hoc
kim sot su bnh hin c, cc tiu ch hoc hng dn tng ng do c
q

2. Cc Thnh vin cng nhn cc khi nim khu
v
sinh i, gim st kim dch, v tnh n hiu qu ca vic kim tra v sinh ng-
thc vt.

3. Cc Thnh vin xut khu tuyn b cc khu vc trong lnh th ca mnh l khu
vc khng c su-bnh hoc khu vc t su-bnh cn phi cung cp bng chng cn
thit chng minh mt cch khch quan vi thnh vin nhp khu rng cc khu vc
ny l, hoc s duy tr, khu vc khng c su bnh hoc khu vc t su bnh. lm
vic ny, khi c yu cu, Thnh vin nhp khu s c tip cn hp l thanh tra,
th nghim v tin hnh cc th tc lin quan kh

iu 7

Minh bch chnh sch

Cc Thnh
th
cc iu khon ca Ph lc B.


iu 8

Kim tra, thanh tra v th tc chp thun


tra, thanh tra v th tc chp thun, k c cc h thng quc gia chp thun s dng
ph gia thc phm hoc t ra dung sai cho tp cht trong thc phm, ung v thc
n ng vt, v mt khc m bo cc th tc ca h khng tri vi cc iu khon
ca Hip nh ny.


58
iu 9

Tr gip k thut

1. Cc Thnh vin nht tr to thun li cho vic dnh tr gip k thut cho cc
Thnh ong
phng hoc qua cc t chc qu tr gip c th trong cc lnh
c cng ngh x l, nghin cu v c s h tng, k c vic thnh lp cc c quan
n l
xt vic tr gip k thut nh cho php Thnh vin
ang pht trin duy tr v m rng cc c hi xm nhp th trng cho sn phm c

i x c bit v khc bit
php p dng dn dn cc bin
hp v sinh ng-thc vt mi, thi gian di hn thch ng s c dnh cho sn
phm c nhu cu ca Thnh vin ang duy tr c hi xut khu ca h.

3. m bo cc Thnh v tun th cc iu khon ca
ip nh ny, U ban c php, khi c yu cu, dnh cho cc nc nhng ngoi
. Cc Thnh vin s khuyn khch v to thun li cho cc Thnh vin ang pht
trin tham gia tch cc vo cc t chc quc t lin quan.


nh ny, tr khi trong Hip nh c quy nh c th khc.
2. Trong mt tranh chp theo Hip nh ny c lin quan n cc vn khoa hc
hay k thut, ban hi thm s xin kin cc chuyn gia do ban hi thm chn cng
vin khc, c bit l cc Thnh vin ang pht trin, thng qua quan h s
c t thch hp. S
v
qu quc gia, v c th di dng t vn, tn dng, quyn gp v vin tr khng
hon li, k c v mc ch cung cp trnh k thut, o to v thit b cho php
cc nc iu chnh v tun theo cc bin php v sinh ng-thc vt cn thit
c mc bo v ng-thc vt ph hp ti th trng xut khu ca mnh.

2. Khi cn c u t c bn mt Thnh vin ang pht trin l nc xut khu
c th p ng cc yu cu v sinh ng-thc vt ca mt Thnh vin nhp khu,
Thnh vin nhp khu s xem

lin quan.

iu 10

1. Khi chun b v p dng cc bin php v sinh ng-thc vt, cc Thnh vin
s tnh n cc nhu cu c bit ca cc Thnh vin ang pht trin, v c bit l cc
Thnh vin km pht trin.

2. Nu mc bo v ng-thc vt ph hp cho
p
pht trin
in ang pht trin c th
H
l trong thi gian nht nh c th i vi ton b hay mt phn ngha v theo Hip
nh ny, c tnh n nhu cu ti chnh, thng mi v pht trin ca cc nc .

4

iu 11
Tham vn v gii quyt tranh chp

1. Cc iu khon ca iu XXII v XXIII ca GATT 1994 nh ni r v p
dng ti Bn ghi nh Gii quyt Tranh chp s p dng cho tham vn v gii quyt
tranh chp ca Hip

59
vi cc bn tranh chp. Trong vic n y thch hp, ban hi thm c th lp
mt nhm chuyn gia k thut t vn, hoc tham vn vi cc t chc quc t lin
quan theo yu cu ca bt k bn c do ban hi thm t ra.
. U ban khuyn khch v h tr vic tham vn hoc m phn c bit gia cc
Thnh vin v nhng vn v sinh t c th. U ban khuyn khch tt c
cc Thnh vin s dng cc tiu chun, hng dn hay khuyn ngh quc t v s thc
hin tham vn v nghin c s phi hp v thng nht
ia cc h thng v phng php quc t v quc gia chp thun vic s dng cc
. U ban s duy tr lin lc cht ch vi cc t chc quc t lin quan trong lnh
o
nh cc n lc trng lp khng cn thit.
ay
huyn ngh quc t lin quan n cc bin php v sinh ng-thc vt m U ban
p dng lm iu kin cho
ng nhp khu hoc trn c s ch cc sn phm nhp khu tun th cc tiu
chun ny mi c xm nhp th trng ca cc Thnh vin. Trong trng hp mt
Thnh vin khng p dng mt tiu c ng dn hay khuyn ngh quc t lm
iu kin cho hng nhp khu, Thnh vin phi ch ra nguyn nhn v c bit l
h c coi tiu chun l ng-thc vt ph hp hay
hng. Nu mt Thnh vin xem xt li quan im ca mnh, cng vi vic ch ra
gii
ch c a ra theo cc th tc ca Ph lc B.
y, nu th
tranh chp no ho

3. Khng c iu g trong Hip nh ny phng hi n quyn ca cc Thnh
vin theo cc hip nh quc t, k c quyn da vo ho gii hoc c cu gii quyt
tranh chp ca cc t chc quc t khc hay c lp ra theo bt k hip nh quc t
no.

iu 12

Qun l

1. U ban v Cc bin php v sinh ng-thc vt c thnh lp lm din n
tham vn thng xuyn. U ban s thc hin cc chc nng cn thit thc thi cc
iu khon ca Hip nh ny v thc y cc mc ch ca Hip nh, c bit l v
mt hi ho ha. U ban ra quyt nh bng phng php ng thun.

2
ng-thc v
u k thut vi mc ch tng
g
cht ph gia thc phm hoc t ra dung sai tp cht cho thc phm, ung hay thc
n ng vt.

3
vc bo v ng-thc vt, c bit l vi U ban An ton thc phm, Vn phng Dch
t Quc t v Ban Th k Cng c Bo v Thc vt Quc t, vi mc ch c c
s t vn khoa hc v k thut tt nht cho vic qun l Hip nh ny v m b
tr

4. U ban s xy dng mt th tc gim st qu trnh hi ho quc t v s dng
cc tiu chun, hng dn hay khuyn ngh quc t. lm vic ny, U ban s cng
vi cc t chc quc t lin quan lp mt danh sch cc tiu chun, hng dn h
k
cho l c tc ng ln n thng mi. Danh sch ny s bao gm cc tiu chun,
hng dn hay khuyn ngh quc t m cc Thnh vin
h
hun, h

cha t c mc bo v
k
vic p dng tiu chun, hng dn hay khuyn ngh quc t c dng lm iu kin
cho hng nhp khu, Thnh vin phi gii thch s thay i ca mnh v thng bo
cho Ban Th k cng nh cc t chc quc t lin quan, tr phi vic thng bo v
th

60
5. trnh trng lp khng cn thit, U ban c th quyt nh s dng mt cch
thch hp thng tin t cc th tc, c bit l th tc thng bo, ang c hiu lc ca
cc t chc quc t lin quan.

6. Trn c s sng kin ca mt trong cc Thnh vin, U ban c th thng qua
cc knh thch hp mi cc t chc quc t lin quan hoc cc c quan ph thuc ca
cc t chc kho st cc vn c th v mt tiu chun, hng dn hay khuyn
ngh, k c l do gii thch vic khng s dng nh nu ti on 4.
7. U ban s r sot vic iu hn thc hin Hip nh ny ba nm sau
ngy Hip nh WTO c hiu lc, v sau nu c nhu cu. Nu thch hp, U ban
c th trnh ln Hi ng Thng mi Hng ho ngh sa i vn bn Hip nh
y c xt n kinh nghim thu thp c t vic thc hin Hip nh cng cc yu t
c.
Thc hin
quan lin quan trong lnh th ca h l thnh vin, tun th cc iu
hon ca Hip nh ny. Ngoi ra, cc Thnh vin s khng c nhng bin php trc

h v vic

n
kh

iu 13


Cc Thnh vin chu trch nhim hon ton v vic tun th mi ngha v nu
trong Hip nh ny. Cc Thnh vin s hnh thnh v thc hin cc bin php v c
ch tch cc h tr vic thun th cc iu khon ca Hip nh ny khng ch ti
cc c quan chnh ph trung ng. Cc Thnh vin s c cc bin php hp l c th
c cc c quan phi chnh ph trn lnh th ca mnh, cng nh cc t chc khu
vc m cc c
k
tip hay gin tip yu cu hay khuyn khch cc t chc khu vc hoc phi chnh ph
hoc cc c quan chnh ph ti a phng hnh ng tri vi cc iu khon ca
Hip nh ny. Cc Thnh vin m bo rng h ch da vo cc t chc phi chnh
ph trong vic thc hin cc bin php v sinh ng-thc vt nu cc t chc tun
th cc iu khon ca Hip nh ny.

iu 14

iu khon cui cng

Cc Thnh vin km pht trin nht c th hon p dng cc iu khon ca
Hip nh ny trong khong thi gian nm nm sau ngy Hip nh WTO c hiu lc
i vi cc bin php v sinh ng-thc vt ca h c nh hng n nhp khu hoc
sn phm nhp khu. Cc Thnh vin ang pht trin khc c th hon p dng cc
iu khon ca Hip nh ny, ngoi on 8 ca iu 5 v iu 7, hai nm sau ngy
Hip nh WTO c hiu lc i vi cc bin php v sinh ng-thc vt hin c ca
h c nh hng n nhp khu hoc sn phm nhp khu, nu vic p dng
khng thc hin c do thiu trnh k thut, c s h tng hay ngun lc k thut.





61
Ph lc A
Cc nh ngha
20

1. Bin php v sinh ng-thc vt - Bt k bin php no p dng :

(a) bo v cuc sng hoc sc kho ng vt hoc thc vt trong lnh th
Thnh vin khi nguy c xm nhp, xut hin hay lan truyn ca su,
bnh, vt mang bnh hay vt gy bnh;

(b) bo v cuc sng hoc sc kho con ngi hoc ng vt trong lnh th
Thnh vin khi nguy c t cc cht ph gia thc phm, tp cht, c
cht hoc vt gy bnh trong thc phm, ung hoc thc n gia sc;

(c) bo v cuc sng hoc sc kho con ngi trong lnh th Thnh vin
khi nguy c t cc bnh do ng vt, thc vt hay sn phm ca chng
em li hoc t vic xm nhp, xut hin hay lan truyn su hi; hoc

(d) ngn chn hay hn ch tc hi khc trong lnh th Thnh vin khi s
3. Cc tiu chun, hng dn v k

(a) i vi an ton th chun, hng dn v khuyn
(c) i vi thc vt, l cc tiu chun, hng dn v khuyn ngh quc t
c xy dng di s bo tr ca Ban Th k Cng c Bo v Thc

xm nhp, xut hin hay lan truyn ca su hi.

Cc bin php v sinh ng-thc vt bao gm tt c cc lut, ngh nh, quy
nh, yu cu v th tc, k c cc tiu ch sn phm cui cng; cc qu trnh v
phng php sn xut; th nghim, thanh tra, chng nhn v th tc chp thun; x l
kim dch k c cc yu cu gn vi vic vn chuyn ng vt hay thc vt hay gn
vi cc nguyn liu cn thit cho s tn ti ca chng trong khi vn chuyn; cc iu
khon v phng php thng k c lin quan, th tc ly mu v phng php nh
gi nguy c, v cc yu cu ng gi v dn nhn lin quan trc tip n an ton thc
phm.

2. Hi ho - Vic cc Thnh vin khc nhau xy dng, cng nhn v p dng cc
bin php v sinh ng-thc vt chung.

huyn ngh quc t
c phm, l cc tiu
ngh do U ban An ton thc phm xy dng lin quan n cc cht ph
gia thc phm, thuc th y v d lng thuc tr su, tp cht, phng
php phn tch v ly mu, cc m s v hng dn v thc hnh v
sinh;

(b) i vi sc kho ng vt, l cc tiu chun, hng dn v khuyn
ngh c xy dng di s bo tr ca Vn phng Kim dch ng vt
quc t;


Trong cc nh ngha ny, "ng vt" bao gm c c v ng vt hoang d; "thc vt" bao gm c cy rng v
tho mc hoang; "su" bao gm c c di; v "tp cht" bao gm c d lng thuc tr su v thuc th y v cc cht ngoi
lai.
20
62
vt Quc t hp tc c c khu vc hot ng trong khun
kh Cng c Bo

, l cc

4. nh g th c s xm nhp, xut hin
hay la
php v h
km; hoc vi
vt t s c mt ca cht ph gia thc phm
thc p

5. Mc b
nn cc bin php v sinh ng-thc vt bo v cuc sng hay sc kho con ngi,
ng v y

hi ch: Nhiu Thnh vin gi khi nim ny l "mc nguy c chp nhn c".
iu phn hay tt c mt s nc - trong khng c mt loi su hay bnh c
, nhng ang c nhng bin php kim tra khu vc v d nh lp cc vng bo v,
. Khu vc t su-bnh - Mt khu vc, d l c mt nc, mt phn ca mt
an c thm quyn xc nh,
ong mt loi su hay bnh c th ch tn ti mc thp v ang c cc bin php
m

M

Cng c

1. Cc Thnh vin m bo tt c cc quy nh v sinh ng-thc vt
21
ban
hnh u c cng b ngay sao cho cc Thnh vin quan tm c th bit v cc quy
nh

2. Tr nhng trng hp khn cp, cc Thnh vin s dnh mt khong thi gian
hp l gia vic cng b mt quy nh v sinh ng-thc vt v thi im quy nh
ng cc t ch
v Thc vt Quc t; v
(d) i vi cc vn khng thuc phm vi cc t chc ni trn
tiu chun, hng dn v khuyn ngh ph hp c cng b bi cc t
chc quc t khc c lin quan m cc Thnh vin c th gia nhp do
U ban xc nh.
i nguy c - Vic thm nh tnh trng c
n truyn su hoc bnh trong lnh th mt Thnh vin nhp khu theo cc bin
sin ng-thc vt c th p dng v cc hu qu sinh hc v kinh t c th i
c thm nh kh nng tc ng c hi n sc kho con ngi hay ng
, tp cht, c cht hay vt gy bnh trong
hm, ung hoc thc n ng vt.
o v ng-thc vt ph hp - Mc bo v c Thnh vin xy dng
t ha thc vt trong lnh th ca mnh coi l ph hp.
G

6. Khu vc khng c su-bnh - Mt khu vc, d l c mt nc, mt phn
ca mt nc, tt c hoc tng phn ca nhiu nc, do cc c quan c thm quyn
xc nh, trong khng c mt loi su hay bnh c th.

Ghi ch: Mt khu vc khng c su-bnh c th bao bc, b bao bc hoc lin k vi
mt khu vc - d l trong mt phn ca mt nc hoc trong mt vng a l bao
gm nh
th
gim st v vng m hn ch hoc dit tr loi su hay bnh .

7
nc, tt c hoc tng phn ca mt s nc, do cc c qu
tr
gim st, ki tra hoc dit tr hu hiu.
Ph lc B
inh bch cc quy nh v sinh ng-thc vt
b c quy nh
.

21
Cc bin php v sinh ng-thc vt nh lut, ngh nh, thng t ang p dng chung.
63
c hiu l
Thnh vin ng php sn xut ca mnh
theo yu cu ca Thnh vin nhp khu.


3. Mi T c mt im hi-p chu trch nhim tr li mi cu
i hp l t cc Thnh vin c quan tm cng nh cung cp ti liu lin quan n:
huc tr su v cht ph gia thc phm
ang c hiu lc trong lnh th Thnh vin ;
hp;

lin
quan trong lnh th Thnh vin vo cc t chc v h thng v sinh
huyn ngh quc t, v nu quy nh c
c tc ng quan trng n thng mi cc Thnh vin khc, cc Thnh vin s:

(a) h vin c

cho cc Thnh vin khc, thng qua Ban Th k, v cc sn
phm chu tc ng ca quy nh cng vi mt gii trnh ngn gn
c cc nh sn xut cc Thnh vin xut khu, c bit l ti cc
ang pht trin, iu chnh sn phm v ph
im hi p
hnh vin m bo
h

(a) bt k quy nh v sinh ng thc-vt no c ban hnh hoc xut
trong lnh th Thnh vin ;

(b) bt k cc th tc kim tra v thanh tra, quy trnh sn xut v kim dch,
th tc chp thun dung sai t

(c) cc th tc nh gi ri ro, cc yu t cn xem xt khi nh gi, cng
nh vic xc nh mc bo v ng-thc vt ph
(d) s gia nhp hoc tham gia ca Thnh vin hoc cc c quan
ng thc-vt quc t v khu vc, cng nh cc hip nh v tho thun
song phng v a phng trong phm vi Hip nh ny, v vn bn ca
cc hip nh v tho thun .

4. Cc Thnh vin m bo nu cc Thnh vin c quan tm yu cu cung cp
bn sao cc ti liu th cc bn sao c cung cp vi gi bng nhau (nu c), tr
chi ph vn chuyn, cho cng dn
22
cc Thnh vin lin quan.

Th tc thng bo

5. Nu khng c tiu chun, hng dn v khuyn ngh quc t hoc ni dung
ca mt quy nh v sinh ng-thc vt d kin a ra c bn khng ging vi ni
dung ca mt tiu chun, hng dn v k
th
ra mt thng bo ngay vo giai on u sao cho cc Thn
quan tm bit c v xut p dng mt quy nh no ;
(b) thng bo
v mc ch v c s ca quy nh. Vic thng bo phi tin hnh
vo giai on u, khi quy nh cn c th sa i v cc kin nhn
xt c xem xt n;


22
Khi "cng dn" c nhc n trong Hip nh, trong trng hp mt lnh th hi quan ring r l Thnh vin
WTO, thut ng ny c hiu l th nhn hay php nhn c tr hoc c c s cng nghip hoc thng mi thc t v ang
t ng ho ti lnh th hi quan .
64
(c) cung cp theo yu cu ca cc Thnh vin khc bn sao ca quy nh d
kin a ra v nu c th, ch ra nhng ch ni dung khc bit vi cc
tiu chun, hng dn v khuyn ngh quc t;

(d) dnh thi gian hp l vin, khng phn bit i x gia
cc Thnh vin , c nhn xt bng vn bn, tho lun cc nhn xt
6.
v sc kho vin c th b qua cc bc nu trong
on 5 ca Ph lc ny nu thy cn thit, vi iu kin Thnh vin :

(a)
vi mt gii trnh ngn
gn v mc ch v c s ca quy nh, k c bn cht ca (cc) vn

) khi c yu cu, phi cung cp bn sao quy nh cho cc Thnh

(c)
. Cc Thnh vin pht trin, nu cc Thnh vin khc yu cu, s cung cp bn
trong trng hp cc ti liu ln th cung cp tm tt cc ti liu
c th bng ting Anh, ting Php hoc ting Ty Ban Nha.
0. Cc Thnh vin s c mt c quan chnh ph trung ng duy nht chu trch
nhim,
cc on 5, 6

Cc b

11. Khng

) cung cp cc chi tit hoc bn sao ca d tho hoc cng b vn bn
ngoi th ting ca Thnh vin tr vic nu ti on 8 ca Ph lc
ny; hoc

cho cc Thnh
khi c yu cu v lu tm n cc nhn xt cng kt qu tho lun
.

Tuy nhin, khi xut hin hay e do xut hin nhng vn khn cp v bo
i vi mt Thnh vin, Thnh
lp tc thng bo cho cc Thnh vin khc, thng qua Ban Th k, v
quy nh v cc sn phm chu tc ng cng
khn cp;
(b
vin khc;
cho php cc Thnh vin khc nhn xt bng vn bn, tho lun cc
nhn xt khi c yu cu v lu tm n cc nhn xt cng kt qu
tho lun .

7. Thng bo cho Ban Th k s bng ting Anh, ting Php hoc ting Ty Ban
Nha.

8
sao cc ti liu hoc
bng mt thng bo

9. Ban Th k s lp tc sao chuyn thng bo ti tt c cc Thnh vin v cc
t chc quc t c quan tm v lu cc Thnh vin ang pht trin v bt k thng
bo no lin quan n sn phm m h quan tm.

1
tm quc gia, thc hin cc iu khon lin quan n th tc thng bo theo
, 7 v 8 ca Ph lc ny.
o lu chung
c iu g trong Hip nh ny c hiu l yu cu:
(a
65
(b) cc Thnh vin tit l thng tin mt c th nh hng n vic thc thi
lut php v v sinh ng thc-vt hoc c th phng hi n cc
quyn li thng mi chnh ng ca cc doanh nghip.

K

i v t k th tc no nhm kim tra v p ng cc bin php v sinh
g-th
u so vi sn
(b)
uan c thm quyn phi lp tc kim tra s hon chnh ca
qu ca th tc mt cch y y v chnh xc ti ngi
hng bo v tin trnh th tc v mi s chm tr cng vi
(c) yu cu thng tin ch hn ch mc cn thit cho s kim tra, thanh tra
(f) mi khon ph gn vi cc th tc i vi cc sn phm nhp khu u
ng nh mi khon ph nh vo cc sn phm ni a tng t
hoc cc sn phm xut x t bt k Thnh vin no khc v s khng

Ph lc C
im tra, thanh tra v th tc chp thun
23
1.

i b
n c vt, cc Thnh vin m bo:

(a) cc th tc c thc hin v hon thnh khng gy chm tr qu
ng v khng km thun li hn gia sn phm nhp kh
phm tng t trong nc;

cng b thi gian x l chun ca mi th tc hoc thng bo thi gian
x l d kin cho ngi b kim tra khi c yu cu; khi nhn c mt
h s, c q
ti liu v thng bo cho ngi b kim tra mt cch y y v
chnh xc mi thiu st; c quan thm quyn phi chuyn cng sm
cng tt kt
b kim tra c hnh ng sa cha nu cn thit; ngay c khi h s c
thiu st, c quan thm quyn cng phi x l th tc cng hiu qu
cng tt nu ngi b kim tra yu cu; v khi c yu cu, ngi b kim
tra phi c t
li gii thch;

ph hp v cc th tc chp thun, k c vic chp thun s dng cht
ph gia thc phm hoc nh ra dung sai cho tp cht trong thc phm,
ung hoc thc n ng vt;

(d) b mt thng tin v sn phm nhp khu c cung cp hoc c c do
vic kim tra, thnh v chp thun phi c tn trng mc khng
km u i hn cc sn phm trong nc v bo v c quyn li
thng mi chnh ng;

(e) mi yu cu kim tra, thanh tra v chp thun vt mu ca mt sn
phm ch hn ch mc hp l v cn thit;

cng b
cao hn chi ph thc ca th tc ;

(g) p dng cng mt tiu ch v cc phng tin s dng trong cc th tc
v vic chn mu sn phm nhp khu nh i vi cc sn phm ni a

23
Ngoi nhng cng vic khc, kim tra, thanh tra v th tc chp thun cn bao gm c cc th tc ly mu, th
nghim v xc nhn.
66
nhm gim ti thiu s bt tin cho ngi b kim tra, ngi nhp khu,
ngi xut khu v cc i l ca h;

(h) khi cc thng s ca sn phm thay i do vic kim tra v thanh tra
theo cc quy nh an tc ca sn phm b thay i s ch
c cn p
ha nu khiu ni c c s.
Nu m
thc phm ho
ng vt m h thng c h xm nhp th trng ni a ca cc sn
phm i
chun quc t
cui cng.

2. Nu m
xut, Thnh v
thit h tr

3. Khng
thanh tra hp




g p dng, th
hn ch nhng g cn thit xc nh xem sn phm
ng nhng quy nh lin quan hay khng; v

(i) c th tc xem xt cc khiu ni lin quan n hot ng ca cc th
tc trn v hnh ng sa c

t Thnh vin c mt h thng chp thun vic s dng cht ph gia
c nh ra dung sai cho tp cht trong thc phm, ung hoc thc n
m hoc hn c
do th u s chp thun, Thnh vin nhp khu s xem xt vic s dng mt tiu
lin quan lm c s xm nhp th trng cho n khi c quyt nh
t bin php v sinh ng-thc vt t ra yu cu kim tra mc sn
in c c s sn xut t trn lnh th ca mnh s c s gip cn
vic kim tra v hot ng ca cc c quan kim tra.
c iu g trong Hip nh ny ngn cn cc Thnh vin thc hin vic
l bn trong lnh th ca mnh.

67
Ph lc S

Hip nh v h

Cc Thnh v
- Tham gia Vng m phn Urugoay v Thng mi a bin;
- Mong mu
Tha nhn s ng gp
n
c cc yu cu v bao gi, ghi du v ghi nhn v cc quy trnh nh gi

php cn thit
m bo cht lng hng ho xut khu ca mnh hoc bo v cuc sng hoc
c
m nc cho l thch hp, vi iu
kin l chng khng c s dng theo cch c th to ra mt phng thc phn
bit i x khc nhau hoc khng cng bng gia cc nc c nhng iu kin
nh nhau hoc mt s hn ch c ngy trang i vi thng mi quc t, v
chng phi ph hp vi cc iu khon ca Hip nh ny;
Tha nhn rng khng nc no b ngn cn p dng cc bin php cn thit
bo v nhng li ch an ninh c bn ca mnh;
- Tha nhn nhng ng gp ca hot ng tiu chun ho quc t c th to ra
nhm chuyn giao cng ngh t cc nc pht trin sang cc nc ang pht trin;
- Tha nhn rng cc nc ang pht trin c th gp nhng kh khn c bit trong
vic xy dng v p dng cc tiu chun, quy nh k thut v cc quy trnh nh
gi s ph hp vi cc tiu chun v quy nh k thut , v mong mun gip
h trong vn ny;

Thng nht cc iu di y:
iu 1
Cc iu khon chung
1.1 Cc thut ng chung v tiu chun ho v quy trnh nh g s ph hp thng
thng phi c hiu theo cc nh ngha c chp nhn trong khun kh
h thng Lin Hip quc v do cc t chc tiu chun ho quc t a ra c ch
n ng cnh ca chng v ph hp vi cc i tng v mc tiu ca Hip
nh ny.
ng ro k thut i vi thng mi (TBT)
in,
n thc y cc mc tiu ca GATT 1994.
quan trng ca cc tiu chun quc t v cc h thng -
h gi s ph hp c th mang li trong vn ny thng qua vic nng cao
hiu qu sn xut v thc y hot ng thng mi quc t;
- Do mong mun tng cng vic xy dng cc tiu chun quc t v cc h
thng nh gi s ph hp ny;
- Tuy nhin cng mong mun m bo rng cc tiu chun v quy nh k thut
bao gm
s ph hp vi cc tiu chun v quy nh k thut khng to ra cc tr ngi
khng cn thit i vi thng mi quc t,
- Tha nhn rng khng nc no b ngn cn p dng cc bin
s kho ca con ngi, ng vt hoc thc vt, bo v mi trng hoc ngn
nga cc hnh ng gian ln cc mc
-
68
1.2 Tuy nhin, ni dung ca cc th ong Ph lc 1 c p dng v cc
mc tiu ca Hip nh ny.
1 i
tng thi hnh cc iu khon ca Hip nh ny.
i vi vic mua sn phm v cc yu cu i vi vic tiu th sn
c quan chnh ph ra khng phi l i tng thi hnh cc iu
nh v mua sm ca
sn phm ca chng, ngoi
So
trun

Li
2.1 thut, cc sn phm
ng cho cc sn phm ni a tng
2.2
l l: cc yu cu v an ninh quc
gia; ngn nga hnh ng gian ln; bo v cuc sng hoc sc kho ca con
t, bo v mi trng. nh gi cc ri ro ,
ngoi nhng yu t khc, yu t lin quan cn xem xt l: nhng thng tin khoa
hc v k thut hin c, cng ngh
phm d kin.
2.4 c quy nh k thut l cn thit v cc tiu chun quc t c lin quan
cn hiu lc hoc sp ban hnh, cc Thnh vin phi p dng ton b hoc mt
phn ca chng nh l cn c i vi cc quy nh k thut ca mnh, tr trng
ut ng nu tr
.3 Tt c cc sn phm bao gm sn phm cng nghip v nng nghip, l
1.4 Cc yu cu
phm do cc
khon ca Hip nh ny m c cp n trong Hip
Chnh ph, ph hp vi ni dung ca Hip nh .
1.5 Cc iu khon ca Hip nh ny khng p dng cho cc bin php v sinh
ng vt v thc vt nh quy nh ti Ph lc A ca Hip nh v vic p
dng cc bin php V sinh ng vt v Thc vt.
1.6 Tt c cc dn chiu trong Hip nh ny v cc quy nh k thut, tiu chun v
quy trnh nh gi s ph hp phi c coi l bao gm c nhng sa i ca
chng v cc b sung i vi quy ch hoc phm vi
tr cc sa i v b sung khng quan trng.

iu 2
Quy nh k thut v tiu chun

n tho, ban hnh v p dng cc quy nh k thut cp cc c quan chnh ph
g ng.
n quan n cc c quan chnh ph trung ng:
Cc Thnh vin phi m bo rng theo cc quy nh k
nhp khu t mt lnh th ca bt c Thnh vin no u phi c i x
khng t thun li hn cch i x c p d
t v cho cc sn phm tng t xut x t bt c nc no khc.
Cc Thnh vin phi m bo rng cc quy nh k thut khng c son tho,
ban hnh v p dng vi quan im hoc nhm to ra nhng tr ngi khng
cn thit i vi thng mi quc t. Vi mc ch nh vy, cc quy nh k
thut khng c hn ch thng mi qu mc cn thit thc hin mt mc
tiu hp l, c tnh n nhng ri ro do vic khng thc hin n c th gy ra.
Ngoi nhng yu t khc, cc mc tiu hp
ngi, ng vt hoc thc v
x l c lin quan hoc thi hn s dng sn
2.3 Cc quy nh k thut khng c duy tr p dng, nu tnh hnh thc t hoc
cc mc tiu ra khi ban hnh chng khng cn tn ti hoc nu tnh hnh thc
t hoc cc mc tiu thay i c th tin hnh theo phng thc t gy hn
ch thng mi hn.
Mt khi c
69
hp khi cc tiu chun quc t hoc cc phn c lin quan b v hiu hoc
khng cn thch hp thc hin cc mc tiu php l cn thit, v d v cc yu
2.5 mt quy nh k thut c th
p vi cc tiu chun quc
2.6 t cc quy nh k thut, cc
2.7 Cc thnh vin phi xem xt mt cch c thin ch vic chp nhn cc quy nh
k thut c coi l tng ng ca cc Thnh vin khc ngay c trong trng
hp cc quy nh ny khc bit v
quy nh ny hon to i cc quy nh ca chnh
mnh.
ng sn phm thay v cc c tnh thit k hoc m t sn phm.
khi cha c mt tiu chun quc t tng ng hoc ni dung k thut ca
ph hp vi ni dung k thut
2.9.
t quy nh k
2.9.
2.9.
2.9. n khng phn bit i x cc Thnh vin khc gp bng vn
2.10
vn khn cp v an ton, sc kho, bo v mi trng
t kh hu hoc a l c bn hoc cc vn cng ngh quan trng.
Mt Thnh vin khi d tho, ban hnh v p dng
gy nh hng nhiu ti thng mi ca cc Thnh vin khc, th phi gii thch
c s hp php ca quy nh k thut theo yu cu ca Thnh vin khc da
trn cc iu khon ca cc mc 2.2 n 2.4 trn. Mt khi mt vn bn quy
nh k thut c xy dng, ban hnh v p dng da trn mt trong nhng
mc tiu hp php quy nh r mc 2.2 v n ph h
t c lin quan, th n phi c coi l khng to ra nhng tr ngi khng cn
thit i vi thng mi quc t.
Vi mc tiu thng nht ho cng nhiu cng t
Thnh vin phi tham gia tch cc trong phm vi ngun lc ca mnh vo vic
xy dng cc tiu chun quc t do cc c quan tiu chun ho c lin quan tin
hnh i vi cc sn phm m Thnh vin chp nhn hoc s chp nhn cc
quy nh k thut.
i cc quy nh ca mnh, v yn tm rng cc
n p ng cc mc tiu i v
2.8 Khi cn thit cc Thnh vin phi ra cc quy nh k thut da trn cc yu
cu s d
2.9 Mt
mt quy nh k thut d kin ban hnh khng
ca cc tiu chun quc t c lin quan v nu quy nh k thut c nh
hng ln ti thng mi ca cc Thnh vin khc, cc Thnh vin phi:
1 Thng bo trong n phm cng sm cng tt to iu kin cho cc bn quan
tm ca cc Thnh vin khc bit rng h d nh ban hnh m
thut c th;
2 Thng bo cho cc Thnh vin khc thng qua Ban Th k v cc sn phm s
c iu chnh trong quy nh k thut d kin ban hnh cng vi bi gii thiu
ngn gn v mc tiu v l do c bn ban hnh quy nh ny. Cc thng bo
ny phi uc thc hin sm, khi m cc sa i b sung cn c th tin hnh v
cc gp cn c th x l c.
3 Khi c yu cu, phi cung cp cho cc Thnh vin khc vn bn hoc bn sao
ca quy nh k thut d kin ban hnh v nu c th cn ch r nhng phn
khc bit nhiu vi cc tiu chun quc t c lin quan;
4 a ra thi h
bn; tho lun v cc gp ny khi c yu cu v tip thu cc vn bn gp v
cc kt qu tho lun ny.
Lin quan n cc khon nu trong mc 2.9 trn y, khi pht sinh hoc c
nguy c pht sinh cc
hoc an ninh quc gia i vi mt Thnh vin no , Thnh vin ny c th b
qua mt trong cc bc nu trong on 9 ni trn nu thy cn thit, nhng
Thnh vin khi ban hnh quy nh k thut phi:
70
2.10
c ni dung
2.10
2.10
2.11 ng tt c cc quy nh k thut ban hnh
2.12
iu lc ca chng cc nh sn xut ca cc Thnh vin

iu 3
Lin a mnh
t
r v trch nhim thng bo nh quy nh ti mc 2.9.1 v
3.2
1 ca iu 2, nhng lu rng vic thng
vin c lin quan.
h nc trung ng.
.1 Thng bo ngay cho cc Thnh vin khc thng qua Ban Th k v quy nh
k thut c th v cc sn phm c cp ti vi nhng li gii thch ngn
gn v mc tiu v l do c bn ban hnh quy nh ny, bao gm
ca cc vn khn cp .
.2 Khi c yu cu, cung cp cho cc Thnh vin khc bn sao quy nh k
thut ny;
.3 Cho php vi s khng phn i x cc Thnh vin khc trnh by gp
bng vn bn, tho lun cc gp ny khi c yu cu v tip thu cc vn bn
gp v cc kt qu tho lun ny.
Cc Thnh vin phi m bo r
phi c cng b kp thi hoc bng cch no to iu kin cho cc bn
quan tm ca cc Thnh vin khc bit cc quy nh k thut .
Ngoi cc trng hp khn cp nu mc 2.10 ni trn, cc Thnh vin phi
a ra mt khong thi gian hp l t thi im cng b cc quy nh k thut
n thi im c h
xut khu, v c bit l cc Thnh vin l nc ang pht trin, c thi gian
iu chnh sn phm hoc phng php sn xut ca mnh theo cc yu cu ca
Thnh vin nhp khu .
Xy dng, ban hnh v p dng cc quy nh k thut cp c quan
nh nc a phng v t chc phi Chnh ph

quan n cc c quan nh nc a phng v t chc phi Chnh ph c
rong phm vi lnh th ca mnh:
3.1 Cc Thnh vin phi p dng cc bin php thch hp trong phm vi kh nng
ca mnh m bo s ph hp ca cc c quan ny vi cc iu khon ca
iu 2 vi mt ngoi t
2.10.1 ca iu 2.
Cc thnh vin phi m bo rng cc quy nh k thut ca cc c quan nh
nc a phng chu s iu chnh trc tip ca cc quy nh k thut ca c
quan nh nc trung ng ca cc Thnh vin, phi c thng bo ph hp vi
cc iu khon ca mc 2.9.2 v 2.10.
bo s khng bt buc i vi cc quy nh k thut m ni dung k thut ca
chng c bn l ging nh ni dung ca cc quy nh k thut thng bo
trc ca cc c quan nh nc trung ng ca Thnh
3.3 Cc Thnh vin cn lin lc vi cc Thnh vin khc k c vic thng bo, quy
nh thng tin, gp kin v trao i tho lun nu trong mc 2.9 v 2.10 ca
iu 2 thng qua c quan n
3.4 Cc Thnh vin khng c p dng cc bin php i hi hoc khuyn khch
cc c quan nh nc a phng hoc cc t chc phi chnh ph trong phm vi
lnh th ca mnh hnh ng theo phng thc khng ph hp vi cc iu
khon ca iu 2
71
3.5 Cc Thnh vin chu trch nhim tun th tt c cc iu khon ca iu 2 theo
nh quy nh ca Hip nh ny. Cc Thnh vin phi ra v p dng cc bin
php v c ch c hiu qu h tr cc c quan khc ngoi cc c quan nh
nc trung ng tun th cc iu khon ca iu 2.
iu 4

n tip i hi hoc khuyn khch cc c quan
tiu chun ho hnh ng theo cch khng ph hp vi Quy ch ny. Trch
nhim ca cc Thnh vin i vi vic tun th cc iu khon ca Quy ch ny
ca cc c quan tiu chun ha l phi thc thi, bt k mt c quan tiu chun
ho
4.2 Cc c quan tiu phi c cc
Thnh vin tha nhn l tun th cc nguyn tc ca Hip nh ny.

5.1.
hn
ic nh gi s ph hp ti hin
5.1.
ny c ngha l, khng k cc quy nh khc, cc quy trnh

Xy dng, ban hnh v p dng tiu chun
4.1 Cc Thnh vin phi m bo rng cc c quan tiu chun ho nh nc trung
ng ca mnh chp nhn v tun th Quy ch th tc xy dng, ban hnh v p
dng tiu chun quy nh trong Ph lc 3 ca Hip nh ny (c gi l " Quy
ch" trong Hip nh ny). Cc Thnh vin phi p dng cc bin php thch hp
trong phm vi kh nng ca mnh m bo rng cc c quan tiu chun ho
a phng v cc t chc tiu chun ho phi chnh ph trong phm vi lnh th
ca mnh, cng nh cc c quan tiu chun ho khu vc m h hoc mt hoc
nhiu cc c quan trong lnh th ca h l thnh vin, phi chp nhn v tun
th Quy ch ny. Ngoi ra, cc Thnh vin khng c p dng cc bin php
gy nh hng trc tip hoc gi
no c chp nhn Quy ch hay khng.
chun ho chp nhn v tun th Quy ch
iu 5
Cc quy trnh nh gi s ph hp
do cc c quan nh nc trung ng ban hnh

5.1 Cc Thnh vin phi m bo rng, trong nhng trng hp cn c s m bo
chc chn v s ph hp vi cc quy nh k thut hoc tiu chun, cc c quan
nh nc trung ng phi p dng cc iu khon di y i vi sn phm c
xut x t lnh th ca cc Thnh vin khc;
1 Cc quy nh nh gi s ph hp phi c xy dng, ban hnh v p dng
cho php cc nh cung cp cc sn phm tng t c xut x t lnh th ca cc
Thnh vin khc tip cn (th trng) vi cc iu kin khng km thun li
cc iu kin dnh cho cc nh cung cp sn phm c xut x ni a hoc c
xut x t bt k nc no khc, c cng mt bi cnh tng t; vic tip cn
ghi nhn quyn ca nh cung cp i vi vic nh gi s ph hp theo quy nh
ra trong quy trnh k c kh nng thc hin v
trng v c cp du ca h thng nh gi s ph hp .
2 Cc quy trnh nh gi s ph hp khng c xy dng, ban hnh v p dng
vi mc ch hng vo hoc to ra cc tr ngi khng cn thit i vi thng
mi quc t. iu
72
nh gi s ph hp khng c cht ch hn hoc c p dng cht ch hn
mc cn thit to cho Thnh vin nhp khu s tin tng rng sn phm ph
hp vi cc quy nh k thut hoc tiu chun tng ng, c tnh n cc ri ro
m s khng ph hp c th to ra.
5.2 Khi p dng cc iu khon ca on 5.1 trn, cc Thnh vin phi m bo
rng:
5.2.1 Cc quy trnh nh gi s ph hp phi c thc hin v hon thnh cng
nhanh cng tt v i sn phm c xut
x t lnh th ca cc Thnh vin khc so vi cc sn phm ni a tng t;
5.2.
v m bo
cc quyn li thng mi hp php.
5.2.5 Bt c loi ph no c n nh thc hin vic nh gi s ph hp i vi
cc sn phm c xu n khc u phi tng
ng vi hp i vi cc sn
phm tn c no khc, k c
cc chi ph thng tin lin lc, v chuyn v cc chi ph khc ny sinh do s
5.2.
sao cho khng gy ra s bt tin
5.2.
5.2.
uyt.
theo cch khng km thun li hn i v
5.2.2 Thi hn quy nh hoc thi hn d kin tin hnh mt quy trnh nh gi
s ph hp phi c thng bo cho ngi ng k (nh gi s ph hp) bit,
khi c yu cu; khi nhn c n ng k (nh gi s ph hp), c quan c
thm quyn phi kim tra kp thi s y ca ti liu v thng bo cho ngi
ng k mt cch chnh xc v y v tt c cc sai st; c quan c thm
quyn chuyn cng nhanh cng tt kt qu nh gi mt cch chnh xc v y
n ngi ng k c th a ra bin php khc phc, nu cn; ngay c
khi n ng k c sai st, nu ngi ng k yu cu, c quan c thm quyn
vn thc hin vic nh gi s ph hp theo nh thc trng; v nu c yu cu,
ngi ng k phi c thng tin v qu trnh nh gi, c gii thch v bt
c s chm ch no.
3 Cc yu cu v thng tin c gii hn mc cn thit tin hnh nh
gi s ph hp v xc nh ph.
5.2.4 S bo mt i vi cc thng tin v sn phm c xut x t lnh th ca cc
Thnh vin khc ny sinh hoc c cung cp trong qu trnh nh gi s ph
hp ni trn phi c tn trng nh i vi cc sn phm ni a
t x t lnh th ca cc Thnh vi
cc loi ph quy nh vi vic nh gi s ph
g t c xut x ni a hoc xut x t bt c n
n
khc nhau gia a im hin trng ca ngi ng k nh gi v c quan
nh gi s ph hp
6 a im ca cc trang thit b s dng trong cc quy trnh nh gi s ph hp
v vic la chn mu phi c quyt nh
khng cn thit cho ngi ng k hoc cc i l ca h;
7 Khi cc yu cu k thut ca sn phm b thay i nh hng ti vic xc nh
s ph hp ca sn phm vi cc quy nh k thut hoc tiu chun tng ng,
quy trnh nh gi s ph hp i vi sn phm thay i ch gii hn
xc nh rng c cn tin cy cn c v vic sn phm vn p ng cc quy
nh k thut hoc tiu chun c lin quan hay khng.
8 C quy trnh gii quyt cc khiu ni v hot ng nh gi s ph hp v p
dng bin php khc phc khi khiu ni c chp nhn gii q
5.3 Cc iu khon quy nh cc mc 5.1 v 5.2 (ca iu ny) khng ngn cn
cc Thnh vin tin hnh vic kim tra im hp l trong phm vi lnh th ca
mnh.
73
5.4
c quan nh nc trung ng s s dng
thch hp i vi cc Thnh vin lin quan, iu
c
5.5
5.6
gi s ph hp c th c th nh hng nghim trng ti
5.6.1 m cng sm cng tt cc bn c lin quan
5.6.
d kin ban hnh km
5.6.
Trong trng hp cn c s m bo chc chn rng cc sn phm phi ph hp
vi cc quy nh k thut hoc tiu chun v cc hng dn hoc kin ngh ca
cc t chc tiu chun ho quc t ang cn hiu lc hoc sp ban hnh, cc
Thnh vin phi m bo rng cc
chng ton b hoc cc phn c lin quan nh l cn c xy dng cc quy
trnh nh gi s ph hp, ngoi tr khi cc hng dn v kin ngh ny hoc
cc phn c lin quan khng
ny phi c gii trnh khi c yu cu, vi cc l do, ngoi nhng l do khc,
nh: yu cu an ninh quc gia, ngn chn nhng hnh vi gian ln; bo v sc
kho an ton cho con ngi, cuc sng hoc sc kho ca ng vt hoc th
vt, hoc mi trng; cc yu t kh hu c bn hoc cc yu t a l khc, cc
vn cng ngh hoc h tng c s c bn.
thng nht ho cc quy trnh nh gi s ph hp da trn cc cn c khc
nhau, cc Thnh vin phi tham gia tch cc trong phm vi ngun lc ca mnh
vo vic xy dng cc hng dn v kin ngh i vi cc quy trnh nh gi s
ph hp do cc c quan tiu chun ho quc t tin hnh.
Khi mt vn bn hng dn hoc kin ngh c lin quan c mt c quan tiu
chun ho quc t ban hnh khng cn hiu lc hoc ni dung k thut ca mt
quy trnh nh gi s ph hp c xut khng ph hp vi cc hng dn v
kin ngh c lin quan do cc c quan tiu chun ho quc t ban hnh, v nu
mt quy trnh nh
thng mi ca cc Thnh vin khc, cc Thnh vin phi:
Ra thng bo trong mt n ph
ca cc Thnh vin khc bit c v thng bo d kin ban hnh mt quy trnh
nh gi s ph hp c th ca mnh;
2 Thng bo cho cc Thnh vin khc thng qua Ban Th k v cc sn phm s
c quy nh trong quy trnh nh gi s ph hp
theo gii trnh ngn gn v mc tiu v l do. Cc thng bo ny phi c a
ra giai on u (trong qu trnh xy dng quy trnh nh gi s ph hp) khi
m cc sa i cn c th c thc hin v cc gp cn c th x l.
3 Khi c yu cu, phi cung cp cho cc Thnh vin khc vn bn hoc bn sao
ca quy trnh d kin ban hnh v nu c th, cn ch r cc phn c nhng
sai khc vi cc hng dn hoc kin ngh do cc c quan tiu chun ho quc
t ban hnh.
5.6.4 a ra thi hn hp l v khng c s phn bit i x cc thnh vin khc
gp vn bng vn bn, tho lun v cc gp ny( nu cn), v tip thu cc
vn bn gp v kt lun ca cc cuc tho lun ny.
5.7 Lin quan n cc iu khon nu trong mc 5.6 trn, nu pht sinh hoc c
nguy c pht sinh cc vn khn cp v an ton, sc kho, bo v mi trng
hoc an ninh quc gia mt Thnh vin no , th Thnh vin ny nu thy cn
thit c th b qua mt s bc nu trong mc 5.6, song khi Thnh vin ban
hnh quy trnh ny phi:
5.7.1 Thng bo ngay cho cc Thnh vin khc, thng qua Ban Th k v quy trnh
c th ny v cc sn phm m quy trnh ny cp ti, km theo gii trnh ngn
gn v mc ch v l do phi ban hnh quy trnh ny, k c ni dung ca cc
vn khn cp .
74
5.7.2 Khi c yu cu, phi cung cp cho cc Thnh vin khc bn sao cc quy nh
ca quy trnh .
3 Cho php cc Thnh vin khc, vi s khng phn bit i x, trnh by cc
kin ca h bng vn bn, tho lun v cc kin ny khi cn, v tip thu cc
vn bn gp v kt lun ca cc cuc tho lun ny.
Cc Thnh vin phi m bo rng tt c cc quy trnh nh gi s ph hp
ban hnh phi c cng b kp thi hoc bng cch no to iu kin cho
cc bn quan tm ca cc Thnh vin khc bit v chng.
Ngoi nhng tnh hung khn cp nu mc 5.7 trn, cc Thnh vin phi
dnh mt khong thi gian thch hp gia thi im cng b cc yu cu lin
quan n cc quy trnh nh gi s ph hp v
5.7.
5.8
5.9
thi im c hiu lc ca chng,
Th

Lin

6.1
vin phi m bo rng cc kt qu ca
nhn l
6.1.
i vi kt qu nh gi s ph hp ca h; thc hin iu ny,
6.1. i vi cc kt qu do cc
6.2
6.3
cc Hip nh tha nhn ln nhau cc kt qu nh gi
vi mc ch cho php ngi sn xut cc Thnh vin xut khu, c bit l
cc Thnh vin l nc ang pht trin, c thi gian chuyn i sn phm
hoc phng php sn xut ca mnh cho ph hp vi cc yu cu ca Thnh
vin nhp khu.

iu 6
a nhn kt qu nh gi s ph hp bi cc c quan nh nc trung ng
quan n cc c quan nh nc trung ng ca mnh:
Trn c s khng thnh kin i vi cc iu khon ca mc 6.3 v mc 6.4
di y, khi c iu kin cc Thnh
hot ng nh gi s ph hp nhng thnh vin khc s c chp nhn ngay,
k c khi cc quy trnh nh gi khc vi cc quy trnh ca chnh mnh, v
chp nhn rng cc quy trnh a ra s m bo v s ph hp vi cc quy
nh k thut hoc tiu chun tng ng vi cc quy trnh ca chnh mnh.
Vic t vn trc khi i n cch hiu thng nht gia cc bn c tha
cn thit, c bit khi lin quan n:
1 S thch hp v chc chn v nng lc k thut ca cc c quan nh gi s
ph hp c lin quan Thnh vin xut khu, c c s tin tng v tin
cy lin tc
phi tin hnh vic thm nh nng lc (ca cc c quan ) xem c ph hp vi
cc hng dn hoc kin ngh tng ng ca cc c quan tiu chun ho quc t.
2 Phm vi chp nhn cc kt qu nh gi s ph hp
c quan c ch nh ca Thnh vin xut khu cung cp.
Cc Thnh vin phi m bo rng cc quy trnh nh gi s ph hp ca mnh
cho php p dng trong thc tin cc iu khon ca mc 6.1 ni trn.
Khuyn khch cc Thnh vin, khi c ngh ca cc Thnh vin khc, tin
hnh m phn k kt
s ph hp ca nhau. Cc Thnh vin c th yu cu a vo cc Hip nh
vic thc hin cc chun c nu mc 6.1 v vic xem xt i bn v tim nng
ca nhau nhm thc y thng mi i vi nhng sn phm c cc bn quan
tm.
75
6.4 Khuyn khch cc Thnh vin cho php cc c quan nh gi s ph hp c tr
s lnh th ca cc Thnh vin khc tham gia vo hot ng nh gi s ph

Lin

7.1
7.2 Cc Thnh vin phi m bo rng cc quy trnh nh gi s ph hp ca cc c
quan nh nc a phng trc thuc trc tip cc c quan nh nc trung
ng ca cc thnh vin phi g b ph hp vi cc mc 5.6.2 v 5.7.1
hp
c Thnh vin c lin
7.3 Cc Thnh vin c th lin lc vi cc Thnh vin khc k c vic thng bo,
7.4
7.5
iu 5 v 6. Cc Thnh vin phi ra v
h th cu

hp ca mnh vi cc iu kin khng km thun li hn cc iu kin dnh cho
cc c quan c tr s lnh th ca mnh hoc lnh th ca bt c mt nc
no khc.

iu 7
Quy trnh nh gi s ph hp do cc c quan nh nc a phng tin hnh
quan n cc c quan nh nc a phng trong lnh th ca mnh:
Cc Thnh vin phi p dng cc bin php thch hp trong kh nng ca mnh
m bo rng cc c quan ny tun th cc iu khon ca iu 5 v 6, ngoi
tr trch nhim thng bo nh ni cc mc 5.6.2 v 5.7.1 ca iu 5.
c cn
ca iu 5, tuy nhin khng cn phi cng b cc quy trnh nh gi s ph
c nhng ni dung c bn ging nh cc quy trnh nh gi s ph hp thng
bo trc kia ca cc c quan nh nc trung ng ca c
quan.
quy nh thng tin, gp kin v trao i tho lun nh ni cc mc 5.6 v
5.7 ca iu 5, thng qua c quan nh nc trung ng.
Cc Thnh vin khng c p dng cc bin php yu cu hoc khuyn khch
cc c quan nh nc a phng trong phm vi lnh th ca h hnh ng
khng ph hp vi cc iu khon ca iu 5 v iu 6.
Theo Hip nh ny, cc Thnh vin chu hon ton trch nhim i vi vic
chp hnh tt c cc iu khon ca
thi hnh cc bin php v c ch tch cc nhm h tr cc c quan khng phi l
cc c quan nh nc trung ng trong vic tun th ca cc iu khon ca
iu 5 v 6.

iu 8
Cc quy trnh nh gi s ph hp do cc t chc phi chnh ph thc hin

8.1 Cc Thnh vin phi p dng cc bin php thch hp trong phm vi kh nng
ca mnh m bo rng cc t chc phi phnh ph trong phm vi ln
mnh thc hin vic nh gi ph hp ng vi cc iu khon ca iu 5 v 6,
ngoi tr trch nhim thng bo v cc quy trnh nh gi s ph hp d kin
ban hnh. Ngoi ra, cc Thnh vin khng c p dng cc bin php gy nh
hng trc tip hoc gin tip yu cu hoc khuyn khch cc t chc trn
hnh ng khng ng vi cc iu khon ca iu 5 v 6.
76
iu 9
Cc h thng quc t v khu vc
Khi cn c 9.1 s m bo chc chn v s ph hp vi mt quy nh k thut hoc
tiu chun, cc Thnh vin khi c kh nng phi xy dng v chp nhn cc h
thng quc t v nh gi s p tr thnh thnh vin hoc tham gia vo
cc h thng .
nh
m bo rng cc h thng quc t v khu vc v nh gi s ph hp m cc c
gia phi
tun th cc iu khon ca iu 5 v 6. Ngoi ra, cc thnh vin khng c p
Cc thng tin v cc quy nh k thut, tiu chun v quy trnh nh gi s ph hp
10.1
cc Thnh vin khc
10.1
trung ng hoc a
10.1
bi c quan nh nc trung ng hoc a phng, hoc t chc
tiu chun ho khu vc m cc c quan l thnh vin hoc tham gia.
10.1.3 Tt c cc quy trnh nh g hp hoc quy trnh nh gi s ph hp
d kin ban hnh c thi hnh trong phm vi lnh th ca mnh bi c quan
n c
thm quyn ban hnh quy nh k thut hoc bi cc t chc khu vc m cc c
10.1
.
h hp v
9.2 Cc Thnh vin phi p dng cc bin php trong phm vi kh nng ca m
quan c lin quan nm trong lnh th ca mnh l thnh vin hoc tham
dng cc bin php gy nh hng trc tip hoc gin tip yu cu hoc
khuyn khch cc h thng ny hnh ng khng ph hp vi bt c iu khon
no ca iu 5 v 6.
9.3 Cc thnh vin phi m bo rng cc c quan nh nc trung ng ca mnh
ch cn c vo cc h thng nh gi s ph hp nu cc h thng ny tun th
cc iu khon ca iu 5 v 6 tng ng.

iu 10

Mi Thnh vin phi c mt u mi lin lc c kh nng tr li tt c yu cu
hp l t cc Thnh vin khc v cc bn quan tm ca
cng nh cung cp cc ti liu lin quan n:
.1Tt c cc quy nh k thut c chp nhn hoc d kin ban hnh trong
phm vi lnh th ca mnh bi cc c quan nh nc
phng, cc t chc phi chnh ph c thm quyn ban hnh quy nh k thut,
hoc bi cc t chc tiu chun ho khu vc m cc c quan/t chc l thnh
vin hoc tham gia;
.2 Tt c tiu chun c chp nhn hay d kin ban hnh trong phm vi lnh
th ca mnh
i s ph
h nc trung ng hoc a phng, hoc bi cc t chc phi chnh ph
quan/t chc l thnh vin hoc tham gia.
.4 T cch thnh vin v tham gia ca mt Thnh vin hoc ca cc c quan nh
nc trung ng hoc a phng trong phm vi lnh th ca Thnh vin
trong cc t chc tiu chun ho quc t hoc khu vc v cc h thng nh gi
s ph hp cng nh vo cc Tha thun song phng hoc a phng trong
phm vi p dng ca Hip nh ny; Thnh vin cng s phi cung cp thng tin
cn thit v cc iu khon ca cc h thng v tho thun
77
10.1.5 a im pht hnh thng bo theo Hip nh ny v nhng ni c th tm
thy thng tin ny;
10.1.6 a ch ca cc
n khng ng u mi lin lc s c chuyn kp thi n
10.3
10.3.2 Tt c cc quy trnh nh gi s ph hp hoc quy trnh nh gi s ph hp
d kin ban hnh c thi hnh tro m vi lnh th ca mnh bi cc t chc
phi chnh ph hoc t chc k cc t chc phi chnh ph l thnh
10.3.3 T cch thnh vin hoc tham gia ca cc t chc phi chnh ph c lin quan
h ca Hip nh ny; cc t chc
10.4
ngh cung cp ti liu ph hp vi cc iu khon ca Hip
vi lnh
10.5
hp hoc Ty ban nha ca cc ti
10.6
o no lin quan
ti cc sn phm m h c bit quan tm.
u mi lin lc ni mc 10.3.
10.2 Tuy nhin, nu v cc l do php l hoc hnh chnh m mt Thnh vin c th
thnh lp nhiu u mi lin lc, th Thnh vin phi cung cp cho cc
Thnh vin khc cc thng tin y v c th v phm vi trch nhim ca tng
u mi lin lc . Ngoi ra, Thnh vin phi m bo rng bt c yu cu
thng tin no gi
u mi lin lc cn thit.
Mi Thnh vin phi p dng nhng bin php thch hp trong phm vi kh
nng ca mnh m bo rng vic tn ti mt hoc nhiu u mi lin lc
u c kh nng tr li tt c cc yu cu thng tin hp l t cc Thnh vin
khc v cc bn quan tm ca cc Thnh vin khc cng nh cung cp nhng ti
liu hoc thng tin c lin quan n nhng ni cn nhn chng, bao gm:
10.3.1 Tt c cc tiu chun c ban hnh hoc c d kin ban hnh trong phm
vi lnh th bi cc t chc tiu chun ho phi chnh ph, hoc bi cc t chc
tiu chun ho khu vc m cc t chc l thnh vin hoc tham gia; v
ng ph
hu vc m
vin hoc tham gia;
trong phm vi lnh th ca mnh vo cc t chc tiu chun ho quc t v khu
vc v cc h thng nh gi s ph hp, cng nh vo cc hip nh song
phng v a phng trong phm vi iu chn
ny cng phi cung cp cc thng tin thch hp v cc iu khon ca cc h
thng v hip nh .
Cc Thnh vin phi p dng cc bin php thch hp trong kh nng ca mnh
m bo rng khi cc Thnh vin khc hoc cc bn c quan tm ca cc
Thnh vin khc
nh ny, chng s c cung cp vi gi c hp l (nu cn) bng vi gi c i
vi ngi bn a* ca Thnh vin hoc ca bt c Thnh vin no khc.
* Ngi bn a c hiu y, trong trng hp l Thnh vin WTO
th hi quan c lp, l nhng th nhn (t nhin hoc php l) c tr hoc c c
s thng mi hoc cng nghip thc s v ang tn ti trong lnh th hi
quan .
Nu c yu cu t pha cc Thnh vin khc, cc Thnh vin l nc pht trin
phi cung cp cc bn dch bng ting Anh, P
liu c lin quan di dng thng bo ring hoc nu cc ti liu ny nhiu trang
th c th l bn tm tt ni dung ca chng.
Ban Th k khi nhn c cc thng bo ph hp vi cc iu khon ca Hip
nh ny, phi chuyn cc bn sao thng bo n tt c cc Thnh vin v cc t
chc tiu chun ho quc t v t chc nh gi s ph hp c quan tm, v lu
cc Thnh vin l nc ang pht trin v bt c cc thng b
78
10.7 Khi mt Thnh vin t c tho thun vi mt hoc nhiu nc khc v cc
vn lin quan ti cc quy nh k thut, tiu chun hoc quy trnh nh gi s
t mt Thnh vin tham gia
k v
10.8
10.8
h nu
10.8
10.1
m v vic thi hnh trong phm vi quc gia cc iu khon

11.1
chun ho quc gia v tham gia vo cc c quan tiu chun ho quc
11.3
trong phm vi lnh th ca mnh
11.3
11.3.2 Cc phng php p ng tt nht cc quy nh k thut ca h.
ph hp c nh hng nhiu ti thng mi, th t nh
tho thun phi thng bo cho cc Thnh vin khc thng qua Ban Th
cc sn phm c cp trong tho thun ny v km theo bn gii thiu ngn
gn v tho thun ny. Khuyn khch vic tham gia ca cc Thnh vin c lin
quan, khi c yu cu, vo vic trao i, tho lun vi cc Thnh vin khc k
kt cc tho thun tng t hoc xem xt s tham gia ca h vo cc tho
thun .
Hip nh ny khng yu cu:
10.8.1 Vic pht hnh cc vn bn (quy nh k thut, tiu chun hoc quy trnh
nh gi s ph hp) bng ngn ng khc vi ngn ng ca nc Thnh vin;
.2 Mt iu khon v vn bn ti liu hoc bn sao ca cc d tho ti liu bng
ngn ng khc vi ngn ng ca nc Thnh vin, ngoi tr nhng quy n
trong mc 10.5 trn; hoc
.3 Cc Thnh vin phi cung cp bt c thng tin g m s tit l chng c coi
l i lp vi li ch an ninh c bn ca mnh.
10.9 Cc thng bo gi n Ban Th k phi bng ting Anh, Php hoc Ty ban
nha.
0 Cc Thnh vin phi ch nh mt c quan nh nc trung ng c thm
quyn chu trch nhi
lin quan n cc quy trnh thng bo c quy nh trong Hip nh ny ngoi
tr cc quy nh c nu trong Ph lc 3.

iu 11
Tr gip k thut cho cc Thnh vin khc
Khi c yu cu, cc Thnh vin phi t vn cho cc Thnh vin khc, c bit
l cc Thnh vin l nc ang pht trin v vic son tho cc quy nh k
thut.
11.2 Khi c yu cu, cc Thnh vin phi t vn cho cc Thnh vin khc, c bit
l cc Thnh vin l nc ang pht trin v phi tr gip k thut cho h da
trn nhng vn v iu kin tho thun vi nhau v vic hnh thnh cc c
quan tiu
t, v khuyn khch cc c quan tiu chun ho quc gia ca mnh thc hin
iu ny.
Khi c yu cu, cc Thnh vin phi p dng cc bin php cn thit theo kh
nng trong vic sp xp cc c quan lp php
thng bo cho cc Thnh vin khc, c bit l cc Thnh vin l nc ang
pht trin, v tr gip k thut cho h theo cc vn v iu kin tho thun
vi nhau lin quan n:
.1 Hnh thnh cc c quan lp php hoc cc t chc nh gi s ph hp
vi cc quy nh k thut; v
79
11.4 hi c yu cu, cc Thnh vin phi p dng cc bin php thch hp trong
kh nng ca mnh t chc vic t vn cho cc Thnh vin khc, c bit cho
cc Thnh vin l nc ang pht trin, v tr gip k thut cho h da trn cc
vn v iu kin tho thun vi nhau v vic thnh lp cc t chc nh
gi s ph hp vi tiu chun c ban hnh trong phm vi lnh th ca Thnh
vin c yu cu.
Nu c yu cu, cc Thnh vin phi t vn cho cc thnh vin khc, c bit
cho cc Thnh vin l nc ang pht trin, v tr gip k thut cho h da trn
cc vn
K
11.5
v iu kin tho thun vi nhau v cc bc m cc nh sn xut
n vi h thng nh gi s ph hp c iu
o thun vi nhau v vic thnh lp cc c
th ca mnh l thnh vin hoc tham gia vo h thng quc t hoc khu
n hoc tham gia.
11.8 Khi cung cp t vn v tr gip k thut cho cc Thnh vin v cc vn nu
mc 11.1 n 11.7, cc Thnh vin phi u tin cho cc nhu cu ca cc Thnh
vin l cc nc km pht tri
iu 12
12.1 Hip nh ny, cc Thnh vin phi a ra bin php i x khc bit v
12.2
ti chnh, thng mi c bit ca cc nc ny trong qu trnh thc
12.3
h k thut, tiu chun v cc th tc nh gi s ph
it i vi cc mt hng xut khu t nhng Thnh
cn tin hnh nu h mun tip c
hnh bi cc c quan nh nc hoc phi chnh ph trong phm vi lnh th ca
Thnh vin nhn c yu cu .
11.6 Cc Thnh vin l thnh vin hoc tham gia vo h thng nh gi s ph hp
quc t hoc khu vc, khi c yu cu phi thng bo cho cc Thnh vin khc,
c bit cho cc Thnh vin l nc ang pht trin, v tr gip k thut cho h
da trn cc vn v iu kin th
quan v h thng php l to iu kin cho h hon thnh cc ngha v thnh
vin hoc tham gia vo cc h thng .
11.7 Khi c yu cu, cc Thnh vin phi khuyn khch cc c quan trong phm vi
lnh
vc v nh gi s ph hp t vn cho cc Thnh vin khc, c bit cho cc
Thnh vin l nc ang pht trin, v xem xt cc yu cu v tr gip k thut
ca h v thnh lp cc t chc to iu kin cho cc c quan trong phm vi lnh
th ca h hon thnh cc ngha v thnh vi
n nht.

i x c bit v khc bit i vi cc nc thnh vin ang pht trin

Theo
u i hn i vi cc Thnh vin l nc ang pht trin thng qua cc quy
nh di y cng nh cc quy nh lin quan ca cc iu khon khc ca
Hip nh ny.
Cc Thnh vin phi lu n cc quy nh lin quan n quyn li, ngha v
ca cc Thnh vin l nc ang pht trin v phi xem xt n nhng nhu cu
pht trin
hin Hip nh ny c v mt quc gia ln c trong qu trnh vn dng cc tho
thun theo tp qun ca Hip nh ny.
Cc Thnh vin phi xem xt n nhng nhu cu pht trin, ti chnh, thng
mi c bit ca cc Thnh vin l nc ang pht trin trong qu trnh son
tho, p dng cc quy n
hp m bo cc quy nh k thut, tiu chun v cc th tc ny khng to
ra nhng cn tr khng cn th
vin l nc ang pht trin.
80
12.4 Cc Thnh vin tha nhn rng mc d c cc tiu chun, hng dn hoc
nhng khuyn co ca quc t nhng tu theo nhng iu kin kinh t - x hi
v cng ngh ca mnh, cc Thnh vin l nc ang pht trin chp nhn mt
s cc quy nh k thut, tiu chun hoc cc th tc nh gi s ph hp nhm
duy tr cng ngh, sn xut trong nc ph hp vi nhu cu pht trin ca mnh.
Do vy, cc Thnh vin cng tha nhn rng cc Thnh vin l nc ang pht
12.5
n di hnh thc to thun li cho s tham
12.6
hnh vin l nc ang pht trin c

12.7
cc mt hng xut
i vi nhng Thnh vin l nc km pht
trin nht.
12.8 Phi tha nhn rng cc Thnh c ang pht trin c th gp phi
nhng kh khn c bit bao gm g kh khn v c s php l v c s
h chun
v cc th tc nh gi s ph hp. Cng phi tha nhn rng nhng nhu cu
n vn ny mt cch y . m bo cc Thnh vin l
tiu chun v cc th tc
trin khng mong mun dng cc tiu chun quc t khng ph hp vi nhu cu
pht trin, ti chnh, thng mi ca mnh lm cn c cho cc quy nh k
thut, tiu chun ca mnh, k c cc phng php th nghim.
Cc Thnh vin phi c nhng bin php ph hp m bo cc c quan tiu
chun ha quc t v cc h thng quc t v nh gi s ph hp c t chc
v hot ng tt c cc Thnh vi
gia tch cc v vi t cch i din ca cc c quan c lin quan, c tnh n cc
vn c bit ca cc Thnh vin l nc ang pht trin.
Cn c theo yu cu ca cc Thnh vin l nc ang pht trin, cc Thnh
vin phi c nhng bin php ph hp m bo cc c quan tiu chun ha
quc t xem xt kh nng v nu c th, tin hnh son tho cc tiu chun quc
t lin quan n cc sn phm m cc T
bit quan tm.
Theo cc iu khon ca iu 11, cc Thnh vin phi h tr k thut cho cc
Thnh vin l nc ang pht trin m bo rng vic son tho v p dng
cc quy nh k thut, tiu chun v cc th tc nh gi s ph hp khng to
ra nhng cn tr khng cn thit cho vic m rng v ci tin
khu t cc Thnh vin l nc ang pht trin. Trong qu trnh xc nh thi
hn v cc iu kin h tr k thut, cn tnh n giai on pht trin ca cc
Thnh vin c yu cu v c bit l
vin l n
c nhn
tng trong qu trnh son tho v p dng cc quy nh k thut, tiu
pht trin, ti chnh, thng mi c bit ca cc Thnh vin l nc ang pht
trin cng nh trnh pht trin cng ngh ca h c th cn tr kh nng thc
hin y cc ngha v ca h theo Hip nh ny. Do vy, cc Thnh vin
phi nhn thc
nc ang pht trin c kh nng thc hin theo Hip nh ny, U ban v Ro
cn K thut i vi Thng mi c quy nh ti iu 13 (di y c gi
l U ban) c th dnh nhng ngoi l trong thi hn nht nh trong vic thc
hin ton b hoc mt phn ngha v theo Hip nh ny, khi c yu cu. Khi
xem xt nhng yu cu ny U ban phi xem xt nhng kh khn c bit trong
qu trnh son tho v p dng cc quy nh k thut,
nh gi s ph hp, v nhng nhu cu c bit v pht trin v thng mi ca
cc Thnh vin l nc ang pht trin, cng nh mc pht trin cng ngh
ca h c th cn tr kh nng thc hin y cc ngha v ca h theo HIp
nh ny. c bit, U ban ny phi xem xt cc kh khn c bit ca cc
Thnh vin l nc km pht trin nht.
81
12.9 Trong qu trnh t vn, cc Thnh vin l nc pht trin phi ch n nhng
kh khn c bit ca cc Thnh vin l nc ang pht trin trong vic xy
dng v p dng cc tiu chun, cc quy nh k thut v cc th tc nh gi s
ph hp, v h tr cc Thnh vin l nc ang pht trin trong lnh vc ny,
cc Thnh vin l nc pht trin phi lu n nhng nhu cu c bit v ti
chnh, thng mi v s pht trin ca cc Thnh vin l nc ang pht trin.
0 U ban phi kim tra thng xuyn bin php i x c bit v khc bit nh
nu trong Hip nh ny, gip cc Thnh vin l nc ang pht trin
cp quc gia v quc t.
12.1
13.1
ch to c hi cho cc Thnh vin tham vn v nhng vn lin
quan n vic iu hnh Hip nh ny hoc tip tc m rng cc mc tiu ca
Hip nh, v s thc thi nhng trch nhim c giao trong Hip nh ny hoc
13.2
13.3
ny gim thiu s trng lp ny.
14.1
14.2
14.3
14.4
8 v 9 v quyn li v
thng mi ca h b nh hng nghim trng. Trong trng hp , nhng kt

iu 13
U ban v hng ro k thut i vi thng mi

Theo Hip nh ny mt U ban v Hng ro K thut i vi Thng mi s
c thnh lp gm cc i din ca tt c cc nc Thnh vin. U ban s chn
mt Ch tch U ban v nhm hp khi cn thit nhng khng t hn mt ln mt
nm vi mc
bi cc Thnh vin.
U ban s thnh lp cc Nhm Cng tc hoc cc Nhm khc khi cn thit,
thc hin nhng trch nhim c U ban giao theo cc quy nh ca Hip nh
ny.
Cn phi trnh vic trng lp khng cn thit gia cng vic theo Hip nh
ny v cng vic ca cc chnh ph cc c quan k thut khc. U ban phi
xem xt vn

iu 14
Bn bc v gii quyt tranh chp

Vic bn bc v gii quyt tranh chp i vi bt k mt vn c nh hng
n vic thc hin Hip nh ny phi c tin hnh di s gim st ca C
quan gii quyt tranh chp v trong trng hp cn thit, phi tun th cc iu
khon ca cc iu 22 v 23 ca Hip nh GATT nm 1994, c hon chnh
v p dng theo Bn ghi nh v gii quyt tranh.
Theo yu cu ca mt bn v mt v tranh chp hoc vi thm quyn ca
mnh, ban hi thm c th thnh lp mt nhm chuyn gia k thut tr gip v
cc vn k thut cn c s xem xt chi tit ca cc chuyn gia.
Cc nhm chuyn gia k thut phi tun th cc th tc trong Ph lc 2.
Cc iu khon quy nh v gii quyt tranh chp nu trn c th c vin
dn trong trng hp khi mt Thnh vin cho rng Thnh vin khc khng t
kt qu tho mn yu cu ra ti cc iu 3, 4, 7,
82
qu nh vy phi tng ng vi nhng kt qu nh trong trng hp c quan
c vn cng l mt Thnh vin (ca WTO).

iu 15
iu khon cui cng

u Bo l
15.1 Cc bo lu c th khng c a vo bt k iu khon no ca Hip nh
ny nu khng c s nht tr ca cc thnh vin khc.
Sot xt
15.2 Ngay sau khi Hip nh ca WTO c hiu lc, tt c cc Thnh vin phi thng
bo cho U ban v cc bin php hin hnh hoc p dng m bo Hip
15.3
15.4
trin khai v thc hin Hip nh ny, bao gm c cc iu khon lin quan n
ha v, song khng lm nh hng n nhng iu khon ca iu 12.
Cc ph lc
15.5 Cc ph lc ca Hip nh n hn thng nht ca Hip nh.
Ph lc 1 (ca hip nh TBT)
Cc
nh
1991
ngha loi hnh dch v c loi ra
k
Tuy
dng
1
V
phm
vic

nh ny c thc hin v iu hnh. Nu c bt k s thay i no sau ny i

vi cc bin php trn u phi c thng bo cho U ban bit.
Hng nm U ban s xem xt vic thc hin v iu hnh Hip nh ny da
trn cc nhng mc tiu ra .
Khng qu 3 nm k t ngy Hip nh ca WTO c hiu lc v sau theo
chu k 3 nm mt vo thi gian cui ca nm th ba, U ban phi xem xt vic
s minh bch, kin ngh b sung nhng quyn v ngha v ca Hip nh ny
khi cn thit m bo li ch kinh t gia cc bn v s cn bng gia quyn
v ng
Ngoi nhng yu t khc, t kinh nghim rt ra t vic thc hin Hip nh ny,
khi cn thit U ban phi trnh nhng kin ngh sa i vn bn ca Hip nh
ny ln Hi ng Thng mi hng ha.
y l mt p

Thut ng v nh ngha ca Hip nh ny
thut ng c trnh by trong Hng dn s 2 ca ISO/IEC "Cc thut ng v
ngha v tiu chun ha v cc hot ng c lin quan" (xut bn ln th 6 nm
) , khi chng c s dng trong Hip nh ny c cng ngha vi nhng nh
nu trong Hng dn trn c tnh n vic cc
hi phm vi ca Hip nh ny.
nhin, v cc mc tiu ca Hip nh ny, cc nh ngha sau y s c p
:
. Quy nh k thut
n bn quy nh cc c tnh ca sn phm hoc cc qu trnh c lin quan n sn
v phng php sn xut, bao gm c cc iu khon hnh chnh thch hp, m
tun th chng l bt buc. Vn bn ny cng c th bao gm hoc gn lin vi
83
thut
sn p nh.
Ch gii
nh ngha trong Hng dn s ca ISO/IEC khng phi l nguyn th, m da trn
c s h thng cu trc khi
2. Tiu chun
do mt c quan c tha nhn ban hnh s dng rng ri v lu di,
quy nh cc quy tc, hng dn hoc cc c tnh i vi sn phm hoc
c
bt b i thut ng, biu tng,
bao gi, dn nhn hoc ghi nhn p dng cho mt sn phm, quy trnh hoc
p sn xut nht nh.
C
Cc t
quy h k thut, tiu
c
ph nu trong Guide 2 ca ISO/IEC c th l bt
buc hoc t nh ny cc tiu chun ch
l
Cc
nht
hnh
3. C
Bt c
quan
Ch
vn khc, cc quy trnh nh gi s ph hp bao gm c cc quy
t h hp;
ng k, cng nhn v chp nhn cng nh kt hp ca chng.
4. T chc hoc h th
L t chc hoc h vi cc t chc c lin
quan ca tt c Thnh vin .
g
nh ph trung ng v mt hot ng nht nh.
ng, biu tng, cch thc bao gi, dn nhn hoc ghi nhn p dng cho mt
hm, quy trnh hoc phng php sn xut nht
"building block".
Vn bn
trong
c quy trnh v phng php sn xut c lin quan, m vic tun th chng l khng
uc. Vn bn ny cng c th bao gm hoc gn lin v
cch thc
phng ph
h gii
hut ng nu trong Hng dn s 2 ca ISO/IEC bao hm i vi cc sn phm,
trnh v dch v. Hip nh ny ch p dng i vi cc quy n
hun v cc quy trnh nh gi s ph hp i vi sn phm hoc cc qu trnh v
ng php sn xut. Cc tiu chun
nguyn p dng. i vi mc tiu ca Hip
t nguyn p dng cn cc quy nh k thut l cc vn bn bt buc phi p dng.
tiu chun do T chc Tiu chun ha Quc t ban hnh trn nguyn tc c s
tr ca tt c cc bn tham gia. Hip nh ny cng bao gm c cc vn bn ban
trn nguyn tc khng c s nht tr ca tt c cc bn tham gia.
c quy trnh nh gi s ph hp
quy trnh c s dng trc tip hoc gin tip xc nh cc yu cu lin
trong cc quy nh k thut, tiu chun c c tho mn hay khng.
gii
Ngoi nhng
rnh ly mu, th nghim v kim tra; nh gi, thm tra v m bo s p
ng quc t
thng m vic tham gia vo n l t do i
5. T chc hoc h thng khu vc
L t chc hoc h thng m vic tham gia vo n l t do i vi cc t chc c lin
quan ca mt s Thnh vin.
6. C quan Chnh ph trung n
L Chnh ph trung ng, cc B v Cc ca n hoc t chc khc chu s kim sot
ca Ch
Ch gii:
Trong trng hp ca Cng ng Chu u, cc iu khon iu chnh cc c quan
chnh ph trung ng c p dng. Tuy nhin, cc t chc khu vc hoc cc h
thng nh gi s ph hp c th c thnh lp trong khun kh Cng ng Chu
84
u, v trong nhng trng hp ny chng c th l i tng iu chnh ca Hip nh
ny v vn cc t chc khu vc hoc cc h thng nh gi s ph hp.
n Chnh ph a phng
t t chc chu s kim sot ca chnh
ot ng nht nh.
Ph lc 2 (ca Hip nh TBT)
ng phm vi
iu kinh nghim trong mt lnh vc hot ng
chuyn
nht tr ca cc Bn tranh chp, ngoi tr trong nhng
p ngoi l khi Ban Hi thm xt thy khng cn cch no khc v nhu cu
eo kh nng chuyn
vic vi t cch nh nhng i din ca c quan
mt t chc no. Do vy, cc c quan nh nc
t.
th thu thp thng tin v t vn k thut t bt k
o ca thnh vin . Bt k thnh vin no cng phi c
thi mi yu cu ca mt nhm chuyn gia k
lin quan cho nhm chuyn
t, tr khi thng tin thuc lnh vc bo mt. Thng tin bo mt c
cung cp cho nhm chuyn gia k thut s khng c thng bo nu khng c s
7. C qua
L chnh ph nhng khng phi l Chnh ph trung ng (v d: cc bang, tnh, thnh
ph, ...), cc s hoc ban ngnh ca n hoc m
ph v mt h

8. T chc phi chnh ph
T chc khc vi c quan chnh ph trung ng v a phng, bao gm c t chc
phi chnh ph c thm quyn thi hnh quy nh k thut.

Cc nhm chuyn gia k thut
Cc nhm chuyn gia k thut c thnh lp theo cc iu khon ca iu 14
phi tun th cc th tc sau:
1. Cc nhm chuyn gia k thut di s ch o ca mt Ban Hi thm. Ban ny
quyt nh ni dung v cc th tc lm vic chi tit ca cc nhm chuyn gia k thut
v cc nhm chuyn gia k thut phi c trch nhim bo co hot ng ca mnh
cho Ban Hi thm .
2. Thnh phn tham gia vo cc nhm chuyn gia k thut ch gii hn tro
nhng ngi c chuyn mn gii v nh
nht nh.
3. Nhng cng dn thuc cc Bn tranh chp khng c tham gia vo nhm
gia k thut khi khng c s
trng h
v chuyn gia khoa hc chuyn su l cn thit. Cc cng chc nh nc ca cc
bn tranh chp cng khng c tham gia vo mt nhm chuyn gia k thut. Cc
thnh vin ca cc nhm chuyn gia k thut phi lm vic th
mn ca mnh v khng phi lm
nh nc hoc i din ca bt k
hoc cc t chc khng c a ra nhng ch dn lin quan n nhng vn trc
mt nhm chuyn gia k thu
4. Cc nhm chuyn gia k thut c
ngun no m h cho cho l thch hp. Trc khi mt nhm chuyn gia k thut thu
thp thng tin hoc t vn t mt ngun trong phm vi quyn hn ca mt thnh vin,
th phi thng bo cho lnh
trch nhim p ng y v kp
thut.
5. Cc bn c tranh chp phi cung cp cc thng tin c
gia k thu
chp thun chnh thc ca c quan nh nc, t chc hoc ngi cung cp thng tin
. Khi nhm chuyn gia k thut yu cu cung cp cc thng tin nh vy nhng h
khng c quyn cng b cc thng tin bo mt m c quan nh nc, t chc
85
hoc ngi cung cp thng tin ch a ra mt bn tm tt cc thng tin khng phi l
bo mt.
6. Nhm chuyn gia k thut ny phi gi d tho cho cc thnh vin c lin quan

ca Hip nh TBT)
. Cc nh ngha trong ph lc 1 ca Hip nh ny cng c s dng v cc mc
tiu ca Quy ch ny.
B. Quy ch ny c chp t iu chun ha no ca mt
nc thnh vin ca WTO, c c trung ng, a phng
c thnh vin ca WTO; v bi bt k t chc tiu
tn, a ch ca c quan c lin quan v phm vi hot ng hin ti ca
m bo rng cc tiu chun khng c son tho,
n quc t ny hoc cc phn lin quan b v hiu hoc khng ph
ly kin v x l cc kin cho ph hp trong bo co cui cng, bo co ny
c trnh ln Ban Hi thm ng thi cng phi c gi cho cc thnh vin c lin
quan.
Ph lc 3 (
Quy ch th tc i vi vic son tho chp nhn v p dng cc tiu chun
Cc quy nh chung
A
hun t do bi bt k c quan t
th l mt c quan nh n
hoc mt c quan/t chc phi chnh ph; bi bt k t chc tiu chun ha quc gia
khu vc ca mt hoc nhiu n
chun ha phi chnh ph khu vc ca mt hoc nhiu nc thnh vin trong cng mt
lnh th ca mt nc thnh vin WTO ( trong Quy ch ny ngha tp th c th coi
nh "cc c quan tiu chun ha" v ngha c nhn c th coi nh "c quan tiu chun
ha").
C. Cc c quan tiu chun ha chp thun hoc khng chp thun Quy ch ny s
phi thng bo vic ny cho Trung tm Thng tin ca ISO/IEC Genev. Thng bo
ny phi gm
c quan v cc hot ng v tiu chun ha d kin tham gia. Thng bo ny c
th c gi trc tip cho Trung tm Thng tin ca ISO/IEC hoc thng qua c quan
quc gia thnh vin ca ISO/IEC hoc thng thng hn c th thng qua quc gia
thnh vin c lin quan hoc qua mng ISONET quc t.
Cc quy nh b sung
D. i vi cc tiu chun, c quan tiu chun ha phi tho thun i x i vi cc
sn phm c ngun gc t bt k nc thnh vin ca WTO khng km thun li hn
nh tho thun i vi cc sn phm cng loi khc c sn xut trong ni a v
cc sn phm t bt k nc no khc.
E. C quan tiu chun ha phi
chp thun hoc p dng vi quan im hoc nhm to ra nhng cn tr khng cn
thit cho thng mi quc t.
F. Trong trng hp c cc tiu chun quc t hoc cc tiu chun sp ban hnh,
c quan tiu chun ha phi s dng chng hoc s dng nhng phn c lin quan
ca cc tiu chun lm c s xy dng cho cc tiu chun ca mnh, ngoi tr
khi cc tiu chu
hp v cc vn v cng ngh, cc yu t a l hoc kh hu.
G. Nhm mc ch hi ha cc tiu chun n mc c th, c quan tiu chun ha
phi tham gia tch cc trong nhng phm vi ngun lc ca mnh trong vic bin son
cc tiu chun do cc c quan tiu chun ha quc t c lin quan bin son, i vi
vn chp nhn hoc s chp nhn. i vi cc c quan tiu chun ha trong
86
lnh th ca mt Thnh vin, vic tham gia vo mt hot ng c th v tiu chun
ha ca quc t khi c th, phi thng qua mt c quan i din cho tt c cc c
trng lp hoc chng cho chc nng, cng vic ca cc c quan tiu chun
ha khc cng trong lnh th quc gia hoc vi cng vic ca cc c quan tiu
chun khu vc hoc quc t c lin quan Cc c quan ny cng phi c gng t
c s nht tr v nhng ng t nh vy, c quan
tiu vic
ca cc c qua
nh cc tiu chun da trn cc yu cu s
a ny phi a ra chng trnh lm vic gm tn, a ch, cc
s phn loi v ni dung, giai on ca qu trnh xy dng tiu chun v cc

uc gia thnh vin lin quan hoc thng qua mng ISONET
g chng mc c th i vi mng ISONET.
u chun, c quan tiu chun ha phi cho php mt
a tiu
quan tiu chun ha trong lnh th ca Thnh vin chp thun hoc s chp
thun cc tiu chun v lnh vc lin quan n hot ng tiu chun ha quc t.
H. C quan tiu chun ha trong lnh th ca mt Thnh vin phi c gng ht mc
trnh
.
tiu chun m mnh bin son. T
chun ha khu vc cng phi c gng trnh s trng lp, chng cho cng
n tiu chun ha quc t khc.
I. Khi cn thit cc Thnh vin phi xc
dng ca sn phm thay v cc c tnh thit k hoc m t sn phm.
J. C quan tiu chun h
tiu chun ang bin son v cc tiu chun chp nhn trong thi gian trc .
Mt tiu chun ang trong qu trnh son tho c tnh t khi c quyt nh xy
dng cho n khi tiu chun c chp thun. Cc tiu ca cc tiu chun d
tho c th phi c bng ting Anh, Php hoc Ty Ban Nha. Phi c mt thng bo
v chng trnh lm vic hin ti ban hnh trong ni b quc gia hoc n phm khu
vc v cc hot ng tiu chun ha trong trng hp c th.
Chng trnh lm vic ny phi ch r i vi tng tiu chun theo cc quy nh ca
ISONET,
ti liu tham kho t bt k tiu chun quc t no lm c s. Ngay sau khi ban
hnh chng trnh lm vic ca mnh, c quan tiu chun ha phi thng bo cho
Trung tm Thng tin ca ISO/IEC ti Genev.
Thng bo ny phi c km tn, a ch ca c quan tiu chun ha, tn v n phm
trong c chng trnh lm vic, giai on m chng trnh lm vic ang tin
hnh, gi c (nu c), v c th ly c n phm ny bng cch no v u. Thng
bo ny c th c gi trc tip cho Trung tm Thng tin ca ISO/IEC hoc thng
thng hn th gi qua q
quc t.
K. Quc gia thnh vin ca ISO/IEC phi c gng ht mc tr thnh mt thnh
vin ca ISONET hoc ch nh c quan khc lm thnh vin cng nh tham gia
vi t cch thnh vin tch cc nht tron
Cc c quan tiu chun ha khc cng phi c gng ht mc ha mnh vi thnh vin
ca ISONET.
L. Trc khi chp nhn mt ti
khong thi gian t nht l 60 ngy ly kin t cc bn c lin quan trong lnh
th ca mt thnh vin ca WTO v tiu chun d tho. Tuy nhin, giai on ny c
th c co ngn li trong nhng trng hp khi pht sinh hoc c nguy c pht sinh
cc vn khn cp v an ton, sc kho, bo v mi trng. Ngay khigiai on u
bt u, c quan tiu chun ha phi ra thng bo v giai on bt u nh nu
trong phn J. Thng bo ny phi nu theo thc trng v nhng im khc c
chun d tho vi cc tiu chun quc t c lin quan.
M. Theo yu cu ca bt c bn quan tm no trong lnh th ca mt thnh vin ca
WTO, c quan tiu chun ha phi gi ly kin v tiu chun d tho gi trnh.
87
Bt c chi ph no cho cng vic ny ngoi tr phn chi ph thc t, u phi thng
nht nh nhau bt k i vi cc bn trong v ngoi nc.
N. C quan tiu chun ha phi xem xt n cc gp t cc bn gi ly kin trong
qu trnh x l tiu chun sau ny. Cc gp nhn c thng qua cc c quan tiu
p ngay hoc c k hoch cung cp mt
chun ha chp nhn Quy tc thc hnh tt ny phi c tr li cng sm cng tt
nu c yu cu. Trong cng vn tr li cn gii thch r l do v sao phi c s khc
nhau vi tiu chun quc t c lin quan.
O. Khi tiu chun c chp thun, n phi c ban hnh ngay.
P. Theo yu cu ca bt c bn c quan tm no trong lnh th ca mt thnh vin
ca WTO, c quan tiu chun ha phi cung c
bn copy chng trnh lm vic mi nht ca mnh hoc tiu chun m mnh ban
hnh.
Q. C quan tiu chun ha phi to s xem xt nht tr, v c hi thch hp, tham vn
cho cc i din i vi vic iu hnh ca Quy ch ny do cc c quan tiu chun
ha chp nhn Quy ch ny thc hin. iu ny s to mt c gng khch quan
gii quyt bt c mt khiu ni no.

88