You are on page 1of 108

LAND TENURE, HOUSING RIGHTS AND G E N D E R

B R A Z I L
L a w, L a n d Te n u r e a n d G e n d e r R e v i e w : L a t i n A m e r i c a
ZAMBIA

L A N D T E N U R E , H O USING RIGHTS AND GENDER

IN

B R A Z I L

2005

Land Tenure, Hou s i n g R i g h t s a n d G e n d e r R e v i e w : S o u t h e r n A f r i c a 


BRAZIL

L a w , L a n d Tenure and Gender Review Series: Latin America

Copyright (C) United Nations Human Settlements Programme (UN-HABITAT), 2005

All Rights reserved


United Nations Human Settlements Programme (UN-HABITAT)
P.O. Box 30030, Nairobi, Kenya
Tel: +254 20 7621 234
Fax: +254 20 7624 266
Web: www.unhabitat.org

Disclaimer

The designations employed and the presentation of the material in this publication do not imply the expression of any
opinion whatsoever on the part of the Secretariat of the United Nations concerning the legal status of any country, territory,
city or area, or of its authorities, or concerning delimitation of its frontiers or boundaries, or regarding its economic system
or degree of development. The analysis, conclusions and recommendations of this publication do not necessarily reflect
the views of the United Nations Human Settlements Programme, the Governing Council of the United Nations Human
Settlements Programme, or its Member States.

This publication has been produced in partnership with the Centre on Housing Rights and Evictions (COHRE) – Americas
Office.

HS/792/05E

ISBN Number(Series): 92-1-131775-4

ISBN Number:(Volume) 92-1-131780-0

ii L a n d Te n u r e , H o u s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A merica
BRAZIL

F o r e w o r d to Latin America Law And Land Tenure Review

Security of tenure is one of the cornerstones of Millennium Development Goal 7, Target 11 on the
improvement of the living conditions of slum dwellers. It also plays a crucial role in the implementation
of Target 10 on access to improved water and sanitation and is thus the main focus of UN-HABITAT’s
Global Campaign for Secure Tenure.

While urbanisation trends and living conditions of the urban poor vary considerably from country to
country in Latin America, the region is generally characterised by rising poverty and social inequality. The
majority of urban dwellers hold precarious tenure rights to the land they occupy, hindering their access to
basic infrastructure and services, including water and sanitation, health and education, and rendering them
vulnerable to forced evictions.

Through the generous support of the Government of the Netherlands, UN-Habitat is pleased to publish its review of the legal and
policy frameworks governing urban land tenure in Latin America. This report provides an overview of the situation in all twenty coun-
tries of the region as well as four case studies on Brazil, Colombia, Mexico and Nicaragua. These case studies provide a comprehensive
analysis of the laws and policies governing urban land tenure, with a special focus on women’s rights to land and housing. National
experts in each country have conducted extensive research on the often-complex legal issues which hinder or enable the efforts of
Governments, local authorities and their civil society partners in attaining the Millennium Development Goals.

It is noteworthy that Latin America has registered some progress in achieving these goals. The region is home to a number of positive
and innovative laws and practices providing security of tenure, and a well-established civil society has contributed significantly to
advancing a rights-based approach to housing. There remains, however, a lot to be done. Reducing inequality is a key cross cutting issue
that needs to be incorporated in all sectoral reforms in the region. Land reform is pivotal to furthering this objective while providing
security of tenure constitutes an important first step in reducing the vulnerability of and the constraints facing the urban poor. Secure
tenure alone will not, however, be sufficient and a clear message that emerges from this review is that good urban governance is
essential to achieving the full effectiveness and desired impact of tenure security programmes.

This review contains findings and recommendations for both immediate and longer-term law reform to strengthen the tenure rights
of all people, especially the poor and women. While they will further guide and inform UN-HABITAT’s normative work through its
two Global Campaigns for Secure Tenure and Urban Governance, it is my sincere hope they will contribute to furthering broad-based
dialogue and engagement in land reform and security of tenure in all countries in Latin America in support of attaining the Millennium
Development Goals.

Mrs. Anna Kajumulo Tibaijuka


Executive Director
United Nations Human Settlements Programme
(UN-HABITAT)

Land Tenure, Hou s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A m e r i c a iii


BRAZIL

A c k n o w l e dgements

Global Coordinator and Substantive Editor: Marjolein Benschop, UN-HABITAT

Assisted by Florian Bruyas, UN-HABITAT

Regional Coordinator Law, Land Tenure and Gender Review in Latin America:

Leticia Marques Osorio, Centre on Housing Rights and Evictions (COHRE) – Americas Office

Regional Overview: Leticia Marques Osorio, with assistance from Marina Schneider Comandulli (COHRE)

Women’s rights sections in regional overview: Eugenia Zamora (supported by Felicia Ramírez and Carla Morales), Marjolein
Benschop and Leticia Osorio

Translation Spanish-English by Isabel Aguirre

Executive Summary, Introduction, restructuring and shortening of final draft: Stephen Berrisford and Michael Kihato

Editing: Greg Rosenberg

Brazil Chapter
Nelson Saule Jr., Special Rapporteur on Adequate Housing for Brazil
Nelson Saule Jr. would like to thank Karina Uzzo, lawyer, for her collaboration on this research.
Special thanks also to the Right to the City Team of lawyers at Institute Polis: Patricia de Menezes Cardoso, Paulo Romeiro,
Mariana Levy Piza Fontes, Thais Chueiri, Mariana Mencio and Julia Giovanetti

This publication was made possible through funding from the Government of the Netherlands.

iv L a n d Te n u r e , H o u s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A merica
BRAZIL

L i s t o f A b breviations
AEIS Special Areas of Social Interest

AGB Geographical Association of Brazil

ANOREG National Association of Registries

CDHU Housing and Urban Development Company

CDRU Concession of Real Right

CIRTH Commission for the Intervention and Recuperation of Tenement Houses

CMP Popular Movement Centre

CNIR National Cadastre of Rural Properties

COHAB Metropolitan Housing Public Company

COHRE Centre for Housing Rights and Evictions

COMATHAB Porto Alegre Municipal Council on Land and Housing Access

CONAM National Confederation of Resident Associations

DHESC National Rapporteurs Project of Brazil

FGTS Workers Guarantee for Time of Service Fund

FUNAI National Indian Foundation

IBAM Brazilian Institute on Municipal Administration

IBGE Brazilian Institute of Geography and Statistics

INCRA National Institute on Colonisation and Agrarian Reform

IRIB Institute for Property Registration Brazil

Land Tenure, Hou s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A m e r i c a 


BRAZIL

NGO Non-governmental organisation

RENAP National Network of Popular Lawyers

PT Workers Party

UN United Nations

ZEIS Zone of Special Social Interest

vi L a n d Te n u r e , H o u s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A merica
BRAZIL

T ABLE OF C O N T E N T S

FOREWARD iii

EXECUTIVE SUMMARY 1

Latin America Regional Overview 3


1. Introduction 3
2 Legal systems of the region 5
3 International law 7
4 Land reform in the region 7
5 Land and housing movements in the region 8
6 Tenure types and systems 10
6 Slums and informal settlements 11
8 Land management systems 13
9 Women’s rights to land and housing in the region 14
10 Racial and ethnic equality 20
11 Land and housing policies 20
12 Regional recommendations and priorities 24

Land law reform in Brazil 27


Introduction 27
1 Background 29
1.1 Historical background 29
1.2 Legal system and governance structure 29
1.3 Socioeconomic context 33
1.4 The national rapporteurs 38
1.5 Civil society 39
2. Land Tenure 42
2.1 Introduction 42
2.2 Types of tenure 43

Land Tenure, Hou s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A m e r i c a vii


BRAZIL

3 Land Management Systems 48


3.1 The decentralised systems 48
3.2 Federal management of land 50
3.3 State management of land 52
3.4 Municipal management of land 56
3.5 Most relevant jurisprudence 57
4. National Development Plan 57
5. Federal Land and Housing Policies 58
5.1 Introduction 58
5.2 The national city system 58
5.3 The national social housing system 60
6. Federal Legislation 61
6.1 The federal constitution 1988 61
6.2 The civil code 63
6.3 Federal land laws 64
6.4 Federal housing laws 67
6.5 The city statute 68
6.6 Customary law 70
6.7 Federal implementation of land and housing rights 70
7 State Laws and Policies Related to Land and Housing 72
8 Review of Selected Municipal Laws and Policies Related to Land and Housing 72
9 Best Practices 75
10 Conclusion 77
11 Recommendations 77
11.1 Debt relief 77
11.2 National Social Interest Housing System and Fund 78
11.3 Strengthen and consolidate National Council of the Cities 78
11.5 Law and policy reform 79
11.6 Implementation of City Statute 79
11.7 Social function of property 79
11.8 Land and housing dispute settlement 79
11.9 Housing rights for all 79

viii L a n d Te n u r e , H o u s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A merica
BRAZIL

11.10 Awareness raising and capacity building 80


11.11 Women’s rights to land and housing 80
11.12 Data disaggregated by gender, race and ethnicity 80
11.13 Legal assistance 80

REFERENCES 81

APPENDIX 91

Land Tenure, Hou s i n g R i g h t s a n d G e n d e r R e v i e w : L a t i n A m e r i c a ix


BR A Z I L

EXECU TIV E S U MMA R Y primacy of collective rights to land recognised in Colombia.


However, there is a broad consensus that recognition of
ULJKWVWRODQGKDVQRWEHHQVXIÀFLHQWLQLQWHJUDWLQJWKHSRRU
This report on Brazil forms part of a study of law and land into the urban fabric and economy. Upgrading of informal
tenure in four Latin American countries. The study also VHWWOHPHQWV KDV QRW RFFXUUHG RQ D VXIÀFLHQW VFDOH DQG WKH
includes a much broader regional overview covering land studies call for going beyond legal recognition of tenure, to
tenure throughout Latin America. A number of common addressing the increasing backlog of service provision in in-
and broad themes emerge from these studies, applicable in formal settlements. In addition, more efforts in availing land
GLIIHUHQWGHJUHHVZLWKLQWKHVSHFLÀFFRXQWU\FRQWH[WV for the urban poor need to be made, and this should include
ÀQDQFLQJDQGOLIWLQJWKHHYHUSUHVHQWWKUHDWRI HYLFWLRQV
A great deal of legislative reform has taken place in the region,
and laws and policies are generally regarded as progressive. A change in patriarchal attitudes through education pro-
Many of our recommendations, however, dwell on the fact JUDPPHVLVDOVRUHTXLUHGWRLPSURYHZRPHQ·VDFFHVVWRODQG
that legal reform has not been fully implemented, nor has it and housing rights.
created the desired results. As a result, widespread recogni-
tion of housing and land rights has not translated effectively The subject of this chapter, Brazil highlights a number of
in local laws and policies, court decisions, or in greater em- RWKHU VSHFLÀF UHFRPPHQGDWLRQV :KLOH VXEVWDQWLDO SRVLWLYH
powerment of women, indigenous and black communities. developments in law and policy have emerged, which include
many lessons for other countries in the region, full imple-
The delivery of housing is still an enormous challenge given mentation of these developments is still a challenge. This
WKH H[LVWLQJ DQG JURZLQJ EDFNORJV 5HOLDQFH RQ WKH SULYDWH is especially true with regard to the rights of women and
VHFWRUKDVDOVRPHDQWWKHH[FOXVLRQRI WKHSRRUZKRGRQRW members of indigenous groups. Laws that provide for the
PHHWLWVVWULQJHQWÀQDQFLQJFULWHULD social function of land and regulation of leases also have yet
to be widely implemented. Coordination at various levels of
5HGUHVVLQJWKHOHJDF\RI XQHTXDOGLVWULEXWLRQRI ODQGHPHUJHV government is lacking, and more efforts need to be made to
as a key recommendation in all the studies. As the regional streamline federal, state and municipal efforts.
RYHUYLHZQRWHVWKHLQHTXDOLW\VKRZQLQODQGGLVWULEXWLRQSDW-
WHUQVLQÁXHQFHVWKHYHU\KLJKZHDOWKGLVSDULW\OHYHOVDQGKDV
historically been an ingredient in initiating political change.

Integration of the poor into the urban economy remains a


big challenge. Some positive developments have emerged in
WKLV UHJDUG 5HFRJQLWLRQ RI  WHQXUH ULJKWV RI  WKH SRRU DQG
informal settlement dwellers has been an important driver
of land reform in the region. Instruments that recognise the
social functions of land have been used in Brazil and the

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 1


BR A Z I L

Figure 1.1 Map of Latin America

2 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

1 I n t ro d u ctio n Historically, no single factor has contributed to this in-


HTXDOLW\ DV PXFK DV WKH XQHTXDO GLVWULEXWLRQ RI  ODQG 3
This regional overview of Latin America introduces four 1RWZLWKVWDQGLQJ WKH JURZLQJ XUEDQLVDWLRQ DQG WKH ORVV RI 
separately published reports covering law and land tenure in political power suffered by the rural elites in many countries
%UD]LO &RORPELD 0H[LFR DQG 1LFDUDJXD ,W SUHVHQWV FRQWL- in the region, the problem of land distribution has not been
nental trends and a range of challenges common to all Latin resolved. The successive political, economic and social crises
American countries with regard to law reform, land tenure, in the region during the 20th century prevented the full
WKHKRXVLQJGHÀFLWDQGXUEDQUHIRUP,WDOVRGLVFXVVHVVRPH implementation of the majority of the agrarian reforms that
of the principal differences within the region from the stand- were proposed.
point of law and policy.
Most Latin American countries have high levels of land own-
Since the 1960s, Latin America has held the dubious distinc- HUVKLSFRQFHQWUDWLRQPDNLQJWKHUHJLRQWKHZRUOG·VZRUVWLQ
WLRQ RI  EHLQJ WKH ZRUOG OHDGHU LQ LQHTXDOLW\ ² QRW RQO\ LQ terms of fair distribution of the land. This is a key factor
WKH XQHTXDO GLVWULEXWLRQ RI  LQFRPH EXW DOVR LQ HGXFDWLRQ responsible for the marginalisation of vulnerable segments
health, housing, public services, employment, police and of the population, such as indigenous peoples, blacks and
judicial treatment, and political participation. 1 Barring a women. 48SXQWLOUHFHQWO\ZRPHQKDYHEHHQH[FOXGHGIURP
VPDOOLPSURYHPHQWIURPWRWKHLQHTXDOLW\OHYHOV WKH GLUHFW EHQHÀWV RI  DJUDULDQ UHIRUP SURJUDPPHV GXH WR
in the region remained practically unchanged from 1960 to discriminatory regulations related to land distribution, titling
1990. 2 7KH WDEOH EHORZ VKRZV *LQL FRHIÀFLHQWV E\ UHJLRQ and inheritance. 5
and decade.
The number of people living in poverty has risen and now
7DEOH0HGLDQ*LQLFRHIÀFLHQWVE\UHJLRQDQGGHFDGH stands at 180 million, or 36 percent of the population of
/DWLQ$PHULFD2I WKRVHPLOOLRQOLYHLQH[WUHPHSRYHUW\
Region/Decade 1960s 1970s 1980s 1990s unable to afford even a basic daily diet. 6 :LWK UHJDUG WR
Eastern Europe 25.1 24.6 25.0 28.9 XUEDQSRYHUW\GDWDVKRZWKDWLQWKHODWHVVL[RXWRI 
South Asia 36.2 33.9 35.0 31.9 every 10 poor people in Latin America lived in urban areas.
OECD and high income coun- 35.0 34.8 33.2 33.7 /DWLQ $PHULFD SURYLGHV WKH FOHDUHVW H[DPSOH RI  WKH ZRUOG-
tries wide process known as the “urbanisation of poverty”. 7
Middle East and North Africa 41.4 41.9 40.5 38.0
East Asia and Pacific 37.4 39.9 38.7 38.1
Sub-Saharan Africa 49.9 48.2 43.5 46.9
Latin America 53.2 49.1 49.7 49.3 3 When the land concentration is high, the proprietors manage to maintain an
effective monopoly of the work and earnings, adding to their accumulation of capital.
6RXUFH'HLQLQJHU. /\Q6TXLUH/   This accumulation, in turn, produces effects in other areas such as education, health,
and even politics, because the economic elite ends up coinciding with the political elite.
For example, in Latin American countries where the land concentration was high, such
as Colombia and Costa Rica, the coffee boom of the 19th century ended up increasing
the inequalities, while in countries with lower concentrations, such as Guatemala and El
1 The richest 10 percent of individuals receive 40-47 percent of total income in
Salvador, this same boom contributed to the emergence of the small coffee producer-
most Latin American societies, while the poorest 20 percent receive only 2-4 percent.
proprietor. World Bank, (2003).
By contrast, in developed countries the top 10 percent receive 29 percent of total
income, compared to 2.5 percent for the bottom tenth. In Latin America, Brazil, Chile, 4 It is estimated that there are 150 million people of African descent in the region.
Guatemala, Honduras, Mexico and Panama, have the highest (most unfavourable) levels They are located principally in Brazil (50 percent), Colombia (20 percent), Venezuela (10
of concentration while Costa Rica, Jamaica, Uruguay and Venezuela show the lowest percent) and the Caribbean (16 percent). Bello, A. et al (2002).
(least unfavourable) concentrations. Ferranti, David et al (2004:1).
5 Deere, C. et al (2000:119-120).
2 The origin of current structures of inequality is situated in Latin America’s colonial
6 United Nations Centre for Human Settlements (Habitat). (2001:7).
past, mainly in the colonial institutions related to slavery and indigenous work exploitation,
land use and political control. 7 Eclad. (2000:21).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 3


BR A Z I L

7KH:RUOG%DQN,QWHUQDWLRQDO0RQHWDU\)XQGDSSURDFKWR The average unemployment rate reached 8.5 percent in


poverty reduction is based on a new framework embodied ²WKHKLJKHVWUDWHLQ\HDUV$FRQVLGHUDEOHQXPEHU
LQ WKH 3RYHUW\ 5HGXFWLRQ 6WUDWHJ\ 3DSHUV 3563V  8 Civil RI WKRVHZKRDUHZRUNLQJDUHFODVVLÀHGLQWKHLQIRUPDOVHF-
society groups have criticised how this actually works, citing tor: 30 percent in Chile; 35 percent in Argentina; 39 percent
DODFNRI PLQLPXPVWDQGDUGVLQDGHTXDWHSDUWLFLSDWLRQSRRU in Colombia; and 60-75 percent in Guatemala, El Salvador,
disclosure of information and the undermining of national +RQGXUDV&RVWD5LFD1LFDUDJXDDQG3HUX
processes.
1.3 Democracy and democratic participation
1.2 Urbanisation 9
In the 1960s and 1970s military regimes were the rule and de-
/DWLQ$PHULFDDQGWKH&DULEEHDQLVWKHZRUOG·VPRVWKLJKO\ PRFUDF\WKHH[FHSWLRQLQ/DWLQ$PHULFD6WDUWLQJLQWKHV
urbanised region, with 75 percent of the population living in the dictatorships were gradually replaced by democracies. 14
cities in 2000. By 2030, 83 percent of the population of Latin Constitutional reforms took place to include the recognition
America and the Caribbean will be urban. 10 The high urban of fundamental rights; the decentralisation of power towards
SRSXODWLRQ JURZWK LV D UHVXOW RI  D GHPRJUDSKLF H[SORVLRQ local governments; alterations in the administration of jus-
and rural migration due to the absence of consistent agrar- tice; and the modernisation of the state apparatus to allow for
ian reforms. In general, laws and public policies created to greater transparency. 15 However, many obstacles stand in the
UHVWUDLQWKHJURZWKRI FLWLHVKDGDQH[FOXGLQJDQGGLVFULPLQD- way of full democracy. The lack of political representation of
tory content, which contributed to the increase of poverty, marginal sectors of society in the electoral process is evident,
marginalisation and environmental degradation. 11 and even though Latin American presidents are freely elected,
PDQ\ OHJLVODWRUV FRQWLQXH WR EH VWURQJO\ LQÁXHQFHG E\ WKH
Urban growth has also increased the demand for housing and traditional dominant oligarchies. 16
worsened the shortage of basic services. At least 25 million
houses do not have drinking water; and one-third of urban :LWKUHJDUGWRDIÀUPDWLYHDFWLRQWKHH[HUFLVHRI FLWL]HQVKLS
housing does not have proper sewage disposal services. 12 has been the vehicle through which women have achieved
$FFRUGLQJWR(&/$'GDWDDKRXVLQJGHÀFLWRI PLOOLRQ formal representation in the political sphere. However,
KRPHVH[LVWVLQWKHUHJLRQDQGLI WKRVHLQSRRUFRQGLWLRQDUH ZRPHQ DUH QRW HTXDOO\ UHSUHVHQWHG DW WKH GHFLVLRQPDNLQJ
DGGHGWKHWRWDOGHÀFLWUHDFKHVPLOOLRQKRPHV7KHQHWHI- level. The greatest discrimination is at the political level. 17
fect is that in Latin America, only 60 percent of families have 5HJLRQDOVWDWLVWLFVSURYLGHDUHYHDOLQJSLFWXUHLQWKLVUHJDUG
DGHTXDWHKRXVLQJSHUFHQWOLYHLQKRXVHVUHTXLULQJUHSDLU as captured below.
or improvement, and 18 percent need new homes. 13

8 This new framework for poverty reduction arose in 1999 after much pressure
from civil society and the Jubilee 2000 movement, which called for debt reduction on a
massive scale. The PRSP framework includes about 70 countries, including a number
of low-income and highly indebted countries from a range of geographical regions. Nine 14 Pazzinato, A. L. (1995:385).
countries in Latin America and the Caribbean adopted this framework.
15 An extensive process of the decentralisation of governmental power has been
  7KH 3RSXODWLRQ 'LYLVLRQ RI WKH 8QLWHG 1DWLRQV GH¿QHV DV ³XUEDQ´ DQ\ VHWWOHPHQW taking place over the last two decades, with direct election of governors and mayors and
ZLWKDWOHDVWUHVLGHQWVDFODVVL¿FDWLRQDGRSWHGE\VRPHFRXQWULHVLQVXFFHVVLYH with an increased transfer of tax receipts to the provinces and municipalities. Since 1980,
censuses. Urbanisation is, therefore, a process involving an increase in the proportion of the number of republics where the mayors are chosen by direct elections has increased
WKHSRSXODWLRQWKDWLVXUEDQRUVLPSO\WKH³XUEDQSURSRUWLRQ´2XFKR-   from three to 16.
10 Ibid. 16 The Latin American fragility of the democratic process displays certain peculiarities:
the loss of democratic state power is aggravated by the social inequalities, by the high
11 Benasaya, G. et al. (1992:276).
levels of poverty, by corruption, and by the growing increase in the violence statistics and
12 Clichevsky, N. (2000 :12). WKHLOOHJDOGUXJWUDI¿F2FDPSR-RVp$  

13 UN-HABITAT (2001:197). 17 Torres, I. (2001).

4 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

7DEOH  :RPHQ·V UHSUHVHQWDWLRQ LQ QDWLRQDO OHJLVODWXUHV LQ 6RPH VWDWHV KDYH DOVR DGRSWHG /DZV RI  (TXDOLW\ RI 
Latin America 2SSRUWXQLWLHVEHWZHHQ0HQDQG :RPHQ7KHVHODZVKDYH
been accompanied by the institutionalisation of the gender
Country Number of women As % of total Year theme through the creation of national mechanisms of
in legislature women, which act as directing entities for gender issues
Argentina 79 Lower House 30.7% 2001 within public institutions. All Latin American countries sub-
MHFWWRWKLVVWXG\KDYHDSSURYHGQDWLRQDOSODQVRQWKHHTXDOLW\
24 Senate 33.3% of opportunities and treatment between men and women,
Bolivia 25 Lower House 19.2% 2002 H[FHSWIRU8UXJXD\DQG9HQH]XHOD 19

3 Senate 11.1% 2 Legal Syst ems of t he region


Brazil 44 Lower House 8.6% 2002
All Latin American countries share the legacy of a civil law
10 Senate 12.3% V\VWHP EH LW 5RPDQ RU 1DSROHRQLF ZKLOH VRPH FRXQWULHV
Chile 15 Lower House 12.5% 2001 in the region recognise some “pre-Columbian law” or indig-
enous elements in their legal systems. 20
2 Senate 4.2%
Colombia 20 Lower House 12.1% 2002 /HJLVODWLRQWKURXJKRXWWKHUHJLRQLVEDVHGRQDQWLTXHUXOHV
)RUH[DPSOHWKHPDMRULW\RI WKH6SDQLVKUHJXODWLRQVUHODWHG
9 Senate 8.8% to urbanisation originate from the Fuero Juzgo de Arago, en-
Costa Rica 20 35.1% 2002 acted in 1212. The communal property system known as ejido
Ecuador 16 16.0% 2002 LQ0H[LFRLVEDVHGRQWUDGLWLRQDOUXOHVE\ZKLFKWKHODQGEH-
El Salvador 9 10.7% 2003 longing to local governments was designated to communities,
Guatemala 13 8.23% 2003 and to poor landless people for growing crops and fetching
Honduras 7 5.5% 2001 water for their animals. The origins of the ejido can be traced
Mexico 121 24.2% 2003 to /H\HVGH,QGLDV, or Indigenous Laws, which were the legal
Nicaragua 19 20.7% 2001 regulations imposed on Latin America during the period of
Panama 13 16.7% 2004 FRQTXHVW DQG FRORQLVDWLRQ 7KHVH UHJXODWLRQV established
Paraguay 8 Lower House 10.0% 2003 the spatial organisation of the new colonial cities. The HMLGRV
were the lands surrounding the city, collectively owned and
4 Senate 8.9% GHVLJQDWHGWRFRPPRQXVH UHFUHDWLRQVKHSKHUGLQJKXQWLQJ
Peru 22 18.3% 2001 HWF DQGDVODQGUHVHUYHVIRUWKHFLW\ 21
Uruguay 11 Lower House 11.1% 1999

3 Senate 9.8%
Venezuela 16 9.7% 2000 19 Cepal. L. D. (2001).

20 Most English-speaking countries of the Caribbean have inherited a common law


OHJDOV\VWHPZLWKIXUWKHULQÀXHQFHVIURP+LQGX0XVOLPDQG,QGLDQODZ7ZRRIWKHVH
&DULEEHDQ FRXQWULHV KDYH ³K\EULG´ OHJDO V\VWHPV *X\DQD ZKLFK KDV D 5RPDQ'XWFK
Source: Inter.-Parliamentary Union. www.ipu.org 18 WUDGLWLRQ  DQG 6W /XFLD ZKLFK KDV EHHQ VWURQJO\ LQÀXHQFHG E\ )UHQFK FLYLO ODZ  6HH
Yemisi D. (2002). However, the Caribbean countries are not included in this research
because of their different legal systems.

18 Charter prepared by Ramirez, Felicia, Director of the Centre for Human Progress, 21 López M. Eduardo (1996).
which was based on the InterParliamentary Union.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 5


BR A Z I L

The modern government structure of the region was strongly concepts continue to be the way in which regulation of the
LQÁXHQFHG E\ WKH &RQVWLWXWLRQ RI  WKH 8QLWHG 6WDWHV IURP civil code is perceived in much of Latin America, in spite of
which Latin America copied two institutions: the federal and the fact that the majority of these codes have been reformed,
presidential systems. doing away with formal legal discrimination.

/DWLQ$PHULFDLQKHULWHGIURPLWVFRORQLVHUVD5RPDQSULYDWH 2.2 Constitutional provisions


ODZUHJLPHEDVHGRQ WKHÀJXUHRI WKH SDWHUIDPLOLDV or head
of the family. Only the eldest male of a nuclear family could 7KHULJKWWRDGHTXDWHKRXVLQJLVUHFRJQLVHGE\WKHFRQVWLWX-
establish himself as a SDWHUIDPLOLDVXQGHU5RPDQODZ/LNHZLVH tions of many countries, including Argentina, Brazil, Colombia,
only the oldest males that were SDWHUIDPLOLDV could be citizens. &XED WKH 'RPLQLFDQ 5HSXEOLF (FXDGRU *XDWHPDOD +DLWL
The SDWHUIDPLOLDV had the power of life and death over persons +RQGXUDV 0H[LFR 1LFDUDJXD 3DUDJXD\ 3HUX 9HQH]XHOD
and possessions of the family nucleus that they led, including Chile and Bolivia. 22 In some countries, such as Ecuador,
VODYHV 7KLV DQWLTXDWHG 5RPDQ OHJDO UHJLPH ZDV ODLG GRZQ 8UXJXD\DQG0H[LFRWKHULJKWWRKRXVLQJDSSHDUVDPRQJWKH
LQ WKH LGHRORJLFDO IUDPHZRUN RI  WKH 1DSROHRQLF FLYLO FRGH essential rights recognised and granted by the states. In oth-
of 1804. In fact, all post-colonial Latin American republics HUVIRUH[DPSOH1LFDUDJXDDQG3HUXLWLVPHQWLRQHGWRJHWKHU
practically copied this body of law. with the inviolability of the home.

The Latin American civil codes distinguish between property ,Q %ROLYLD &RORPELD 3DUDJXD\ DQG &RVWD 5LFD WKH ULJKW
and possession. In the civil law tradition, ownership is a “real to housing is considered a state duty. In the Colombian
ULJKWµDFFRUGHGVSHFLÀFUHFRJQLWLRQ,WLVDEDVLFIXQGDPHQ- Constitution the right to housing appears as proceeding
tal right at the root of the property rights system. Possession IURPWKHGLJQLW\RI WKHKXPDQSHUVRQDQGLQWKHHTXLYDOHQW
can be separated from ownership, can be accessed in differ- 9HQH]XHODQ GRFXPHQW WKH ULJKW WR KRXVLQJ FRQVWLWXWHV DQ
ent ways and can carry its own set of different rights. Among obligation of the state and the citizens that is to be imple-
other rights to property included in the code are the right of mented progressively. The Argentine Constitution offers one
use, servitude, the right of way and prescription. RI WKHEHVWH[DPSOHVRI KRZDVWDWHFDQSURWHFWWKHULJKWRI 
DGHTXDWHKRXVLQJZKHQLWVXEMHFWVWKHLQWHUSUHWDWLRQRI WKH
´3RVLWLYHSUHVFULSWLRQµLVDPHWKRGFUHDWHGE\ODZIRUDFTXLU- constitutional language to that established in the international
ing ownership. Known as XVXFDSLRQ LQ6SDQLVK RUXVXFDSLmR human rights instruments.
LQ 3RUWXJXHVH  IURP WKH /DWLQ XVXV FDSHUH prescription has
its origin in enactments of the civil law, which have been The right to property is handled in the national constitutions
FRQÀUPHGE\&DQRQ/DZ LQGLIIHUHQWZD\V7KHPDMRULW\RI FRXQWULHVGHÀQHSURSHUW\DV
DQDEVROXWHULJKWUHJXODWHGE\DFLYLOFRGH²WKDWLVE\ODZVRI 
The civil code also established the institution of the public a private nature. Some countries, however, such as Colombia,
property registry and, later on, the public property cadastre. %UD]LO 3HUX DQG 9HQH]XHOD PDLQWDLQ WKDW SURSHUW\ LPSOLHV
The civil code decreed that the male was the head of the GXWLHVDQGWKDWLWKDVDVRFLDOIXQFWLRQ0H[LFRDOWKRXJKLWZDV
family, and that only formal marriage would be recognised WKHÀUVWFRXQWU\LQWKHZRUOGWRDWWULEXWHDVRFLDOIXQFWLRQWR
as generating rights and obligations. This meant that inherit- property in its 1917 Constitution, later introduced a series of
DQFHULJKWVRI H[WUDPDULWDOFKLOGUHQZHUHQRWUHFRJQLVHG7KH amendments that represented a considerable retrogression.
maintenance duties were established especially for the minors, 7KH0H[LFDQH[SHULHQFHUHÁHFWVDFRPPRQSUREOHPLQ/DWLQ
elderly, incapable and, in the case of inheritance, a conjugal $PHULFD WKH IRUPDO FRQTXHVW RI  ULJKWV GRHV QRW QHFHVVDU-
SRUWLRQ LI  WKH ZLGRZ IXOÀOOHG DOO UHTXLUHPHQWV 7KHVH OHJDO 22 The complete texts of the constitutional articles on housing rights may be consulted
on the website www.unhabitat.org/unhrp/pub.

6 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

ily mean they will become effective, nor even that they will re- WKH ULJKW WR KRXVLQJ DQG ODQG :LWKRXW VHFXULW\ RI  SRVVHV-
main on the law books, even if constitutionally guaranteed. VLRQ²QRPDWWHUZKHWKHUIRUPDORULQIRUPDO²WKHULJKWWR
housing is under permanent threat, and the risk of eviction
Latin American national constitutions do not guarantee or forced dislocation will always be imminent. 24 Security
a universal right to land to all persons as they do with the of tenure, because it is a key element in the human right
ULJKW WR SURSHUW\ +RZHYHU WKH\ JHQHUDOO\ SURYLGH VSHFLÀF WRKRXVLQJVKRXOGEHJXDUDQWHHGWRDOOHTXDOO\DQGZLWKRXW
regulations to the right to land of special groups, such as discrimination. 25
indigenous people, black communities, and those living in
informal urban and rural settlements. 3 Int ernat ional Law

The manner of ownership and control over land can deter- Most countries in the region are party to the main interna-
mine how wealth, political and economic power is shared. tional and regional human rights instruments. In the appen-
2QHRI WKHGLIÀFXOWLHVDVVRFLDWHGZLWKGHYHORSLQJHIIHFWLYH GL[WKHPRVWUHOHYDQWLQWHUQDWLRQDOKXPDQULJKWVFRQYHQWLRQV
international laws and policies on land rights stems from are listed and an overview is provided of which countries are
WKH LPPHQVHO\ FRPSOH[ DQG GLYHUVH ZD\V E\ ZKLFK ODQG LV party to which instruments.
DFFHVVHG DQG WKH RIWHQ JDSLQJ H[SDQVH EHWZHHQ WKH GDLO\
UHDOLW\RI ODQGDFTXLVLWLRQDQGWKHSRVLWLRQRI IRUPDOODZ 23 4 Land Ref orm in t he Region

In terms of legislation and public policies, countries through- %HIRUH  /DWLQ $PHULFD·V SULQFLSDO ODQG UHIRUPV WRRN
RXWWKHUHJLRQKDYHDSSURDFKHGWKHODQGTXHVWLRQLQGLIIHUHQW SODFHDVWKHUHVXOWRI VRFLDOUHYROXWLRQVLQ0H[LFR&XEDDQG
ways. Some have dealt with this subject in a manner that is %ROLYLD,Q0H[LFRODQGUHIRUPUHVXOWHGLQWKHUHGLVWULEXWLRQ
supportive of treating land as a human rights issue, guided of about 50 percent of the territory to communities or HMLGRV
by appropriate law and policy; other countries have allowed DQGLQGLJHQRXVSRSXODWLRQVEHQHÀWLQJPLOOLRQSHRSOHSDU-
market forces or customary law to determine who has access ticularly during the period of 1915-1930 and after 1960. In
to land. Some combine state intervention with market-driven Cuba, the reform included tenants on sugarcane plantations,
policies. land occupiers, landless peasants and rural wageworkers. 26
7KH%ROLYLDQUHYROXWLRQLQEHQHÀWHGDERXWWKUHHTXDU-
$Q HQRUPRXV GLVWDQFH H[LVWV EHWZHHQ WKHRU\ DQG SUDFWLFH WHUVRI WKHDJULFXOWXUDOIDPLOLHVE\PHDQVRI H[SURSULDWLRQRI 
ZKHQ LW FRPHV WR KRXVLQJ )UHTXHQWO\ HYHQ WKH PLQLPXP properties worked in pre-capitalist forms of tenure 27 and of
UHTXLUHPHQWVIRUDGHTXDWHKRXVLQJDUHQRWFRQWHPSODWHGLQ
WKH QDWLRQDO OHJLVODWLRQ WKH GHVLUHG HQG DGHTXDWH KRXVLQJ  24 7KH 8QLWHG 1DWLRQV *OREDO &DPSDLJQ IRU 6HFXULW\ RI 7HQXUH VWDWHV ³VHFXULW\ RI
tenure stems from a variety of norms which regulate the right of access and use of land
is clearly cited but without any indication of the means to and property, and from the fact that it is a legally justiciable right. Tenure can be effected
DWWDLQLW VHFXULW\RI SRVVHVVLRQDYDLODELOLW\RI VHUYLFHVDQG in a variety of ways depending on the constitutional and legal framework, on the social
norms, the cultural values, and up to a certain point, the individual preferences. A person
infrastructure, maintenance possibilities, public programmes or family has security of tenure when they are protected from involuntary removal from
their lands or residences, except under exceptional circumstances, and then only by
DQGSROLFLHVLQYHVWPHQWV 2QHRI WKHIDFWRUVZRUVHQLQJWKH mean of a recognised and agreed legal procedure, which should be objective, equitably
housing situation is the time spent converting constitutional applied, contestable and independent. These exceptional circumstances should include
situation where the physical security of life and property is threatened, or where the
KRXVLQJUHTXLUHPHQWVLQWRSUDFWLFDOODZ SHUVRQV EHLQJ HYLFWHG KDG WKHPVHOYHV RFFXSLHG WKH SURSHUW\ E\ IRUFH RU LQWLPLGDWLRQ´
UNCSH. (1999a).

25 In accordance with Art. 2(2) of the International Covenant on Economic, Social


Security of tenure is one of the most important land rights and Cultural Rights.
LVVXHVDQGLVSHUKDSVWKHFHQWUDOTXHVWLRQLQWKHDQDO\VLVRI  26 Agrarian Reform Law, 1959.

27 Under this tenure type the farmers worked in exchange of the usufruct of a part
23 UNDP (2003). of the land.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 7


BR A Z I L

unproductive or sub-used ODWLIXQGLRV FRPSULVLQJ IRXUÀIWKV agrarian reforms. 32 The revolutionary military government
of the land in the country. 28 in Peru also assisted the agrarian reform by distributing land
to those who would work it and produce crops. However, re-
In these reforms most women were discriminated against in JUHVVLYHODQGUHIRUPVZRXOGODWHUWDNHSODFHLQ0H[LFR&KLOH
terms of access to and management of land. The regular pro- DQG1LFDUDJXD7KHVHSURFHVVHVZKLFKFDPHWREHFDOOHGD
FHGXUHZDVWRIDYRXUWKHPDQDVIDPLO\KHDGDQGEHQHÀFLDU\ counter-reformation, returned land to the previous owners
a practice that was supported by most land reform legislation and privatised land that had earlier been collectivised.
in the 19th and 20th centuries. 29
Unfortunately, many of the progressive reforms proved to
In the 1960s, 17 Latin American countries initiated agrarian be patriarchal and gender discriminatory. 33 :RPHQ·V DELOLW\
UHIRUPSURFHVVHVZLWKDVVLVWDQFHIURPWKH86JRYHUQPHQW·V WR DFTXLUH ODQG ULJKWV ZDV OLPLWHG GXH WR OHJDO FULWHULD DQG
Alliance for Progress programme. 30 According to Deere and discriminatory practices that favoured men. In most cases,
Leon “the agrarian reform was seen as an ideal vehicle for a woman could only become a landowner by inheriting the
WKH SURPRWLRQ RI  KLJKHU LQGH[HV RI  HFRQRPLF JURZWK DV land from her husband or companion on his death. 34
ZHOODVHTXDOLW\VRFLDOMXVWLFHDQGPRUHVWDEOHJRYHUQPHQWVµ
However, the results obtained were minimal due to the power 5 Land and housing
of the great landowners and economic reliance on agricul- movement s in t he region
WXUDOH[SRUWVZKLFKSUHYHQWHGDJUHDWHUGLVWULEXWLRQRI WKH
land. 31 )RU H[DPSOH LQ (FXDGRU WKH JRYHUQPHQW RQO\ GLV- A wide array of social organisations is involved in the move-
tributed non-productive land, which facilitated the concen- ment for land and housing in Latin America. They include
WUDWLRQRI TXDOLW\ODQGLQWKHKDQGVRI WKHODUJHODQGRZQHUV WHQDQWV·DVVRFLDWLRQVKRXVLQJFRRSHUDWLYHVVRFLDOPRYHPHQWV
,Q 9HQH]XHOD KDOI  RI  WKH ODQG GLVWULEXWHG ZDV SXEOLF ODQG DQG1*2V
and high compensation was paid to large landowners whose
land made up the other half. In Brazil, the Land Statute set a %HVLGHV WHQDQWV· DVVRFLDWLRQV DQG VRFLDO PRYHPHQWV WKDW
minimum limit for the land to be distributed to each landless concentrate their efforts on advocacy and lobbying, there are
family for the purposes of agrarian reform, but did not place also cooperatives and community-based organisations that
DOLPLWRQWKHPD[LPXPVL]HWKDWHDFKLQGLYLGXDORZQHUFRXOG seek alternative solutions to the housing problem. In various
possess. countries, emerging social groups have conducted innovative
KRXVLQJH[SHULPHQWVEDVHGRQVHOIPDQDJHPHQWDQGRUJDQL-
Later, the Chilean government of Salvador Allende and the 32 In 1979, Nicaragua expropriated the land of large landowners. However, the
Sandinista agrarian reform could not be implemented in its entirety because of the severe
6DQGLQLVWD JRYHUQPHQW RI  1LFDUDJXD LPSOHPHQWHG UDGLFDO economic crisis combined with their loss of power in the 1990 election. The land destined
IRUODQGUHIRUPZDVWKHUHVXOWRIWKHFRQ¿VFDWLRQRIODUJHXQSURGXFWLYHSURSHUWLHVZKLFK
represented 52 percent of the land in 1978 and had come to represent only 26 percent in
2IWKHFRQ¿VFDWHGODQGSHUFHQWZDVGLVWULEXWHGWRODQGFRRSHUDWLYHVSHUFHQW
28 Deere, C. et al (2002).
formed state agro-industrial companies and 26 percent was individually distributed among
29 In Mexico, the reform privileged the heads of household who generally were men. landless rural workers. At the end of the revolution the cooperatives owned 13,8 percent
2QHRIWKHPDLQGHPDQGVRIRUJDQLVHGUXUDOZRPHQZDVWRUHFHLYHejido land irrespective of the land and the state companies owned 11,7 percent. See Centre on Housing Rights
of their marital status. In the 1970s, even when the law was amended to include other DQG(YLFWLRQV &2+5(   
family members to the conditions of being ejido members, many women remained
33 Deere, C. (2002:131).
H[FOXGHGIURPPHPEHUVKLS,Q%ROLYLDWKHVWDWXVRIEHQH¿FLDU\WRODQGDOORFDWLRQVWKDW
have resulted from the land reform was limited to mothers and widows. Also, the majority  7KHDJUDULDQODZVUHIHUUHGWRWKHPDOHJHQGHUWRTXDOLI\WKHEHQH¿FLDULHVIRUDJUDULDQ
RILQGLJHQRXV ZRPHQGLGQRWEHQH¿WIURPODQGGLVWULEXWLRQ EHFDXVH WKH\ZHUHQHLWKHU UHIRUPSURJUDPPHV,QSUDFWLFHZRPHQZHUHQRWFRQVLGHUHGGLUHFWEHQH¿FLDULHV,WZDV
considered as household heads nor as farmers. SUHVXPHGWKDWPHQZHUHKHDGVRIKRXVHKROGDQGWKDWWKHEHQH¿WVJUDQWHGWRWKHPZRXOG
EHQH¿WDOOIDPLO\PHPEHUV7KLVSUHVXPSWLRQZDVGLUHFWO\UHODWHGWRWKHGLVSRVLWLRQVRI
30 These countries were: Argentina, Uruguay, Brazil, Chile, Peru, Bolivia, Costa Rica,
the majority of Latin American civil codes, in which husbands were considered the only
Guatemala, Mexico, Nicaragua, Colombia, Ecuador, Honduras, El Salvador, Dominican
representatives of the family and therefore legally responsible for the administration of the
Republic, Venezuela and Paraguay.
family properties and for all the economic issues. The system of grades implemented as a
31 Deere, C. (2002:101). ZD\WRHYDOXDWHSRWHQWLDOEHQH¿FLDULHVGLVFULPLQDWHGDJDLQVWIDPLOLHVKHDGHGE\ZRPHQ

8 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

sation. 357KHPRVWFRPPRQH[SHULHQFHVLQYROYHFRRSHUDWLYH violence against women, and economic rights. Peasant and
joint ventures to construct or improve housing. Thousands XUEDQ RUJDQLVHG ZRPHQ·V JURXSV DUH WKH PRVW DFWLYH LQ HI-
RI IDPLOLHVKDYHEHQHÀWHGIURPVXFKHIIRUWVLQERWK8UXJXD\ forts to improve access and rights to land and housing.
and Brazil. Interventions for rehabilitation or renovation of
central areas and the incorporation of social housing into Developments in Central America towards the end of the
these areas have recently been initiated in Brazil, Argentina 1990s indicate a strengthening of the movement of peasant
DQG 3HUX $OWKRXJK PDQ\ H[SHULHQFHV DUH IRFXVHG RQ PDW- movement, marked by the creation and consolidation of
WHUVUHODWHGWRKRXVLQJSURGXFWLRQ ÀQDQFLQJH[HFXWLRQDQG national networks and organisations of rural women. This
LQWHJUDWLRQZLWKWKHVRFLDOSROLFLHV PDQ\VRFLDOPRYHPHQWV is important for a number of reasons, not least that rural
DQG 1*2V KDYH VXFFHVVIXOO\ DGYDQFHG LQVWLWXWLRQDO DQG women are a new political actor both at the national and
normative projects. 36 regional levels.

The activities developed by organisations and social move- 6HWRXWLQWKHVXEVHFWLRQVEHORZDUHVRPHH[DPSOHVRI ODQG


ments are primarily self-managed processes concerned with DQGKRXVLQJPRYHPHQWVDQGWKHLUH[SHULHQFHLQWKHUHJLRQ
GHPRQVWUDWLQJ WKH YLDELOLW\ RI  VSHFLÀF SURSRVDOV IRU WKH
social production of housing. However, the strategies for Argentina: the Occupiers and
participation in the spaces and institutions of representa- Tenants Movement 39
WLYHGHPRFUDF\ SROLWLFDOSDUWLHVSDUOLDPHQWVDQGPXQLFLSDO
FRXQFLOVDQGVRRQ WRLQÁXHQFHSROLF\KDYHEHHQWLPLGDW Started in the city of Buenos Aires in the 1990s with the
best. 37 Models of co-responsibility between social organisa- primary objective of resisting forced evictions of people
tions and other players in civil society and the state are also living in occupied buildings, and later, to guarantee the for-
rare. 38 PDWLRQRI FRRSHUDWLYHVWKDWFRXOGÀJKWIRUGLUHFWSRVVHVVLRQ
of these buildings. The movement also drew in tenants who
/DQGDQGKRXVLQJULJKWVIHDWXUHSURPLQHQWO\LQWKHZRPHQ·V were not occupiers of buildings, and started to improve the
movement in Latin America, which also deals with issues cooperative system by introducing collective ownership of
RI  SROLWLFDO SDUWLFLSDWLRQ VH[XDO DQG UHSURGXFWLYH ULJKWV KRXVLQJ DV D PHDQV WR DFKLHYH ODQG DQG DGHTXDWH KRXVLQJ
35 The Habitat International Coalition tabulated the results of 40 experimental projects
Because of the declared intention of the Buenos Aires
for the production of social habitats conducted by social movements and organisations government to “eradicate poverty” by evicting the residents
in Argentina, Bolivia, Brazil, Colombia, Costa Rica, El Salvador, Mexico, Nicaragua,
Peru, the Dominican Republic and Venezuela. Habitat International Coalition (HIC), La IURP WKH LQIRUPDO VHWWOHPHQW WKH PRYHPHQW H[WHQGHG WKH
otra ciudad posible, Grupo Latino-Americano de Producción Social del Hábitat, 2002. battle to include not only the right to housing but also the
The main positive results on housing construction and land regularisation were due to
SURDFWLYHSDUWLFLSDWLRQRIWKHGLUHFWEHQH¿FLDULHVDWDOOSKDVHVRIWKHSURMHFWV0RVWRIWKH right of the poor to live in the city, thus converting itself
houses and public buildings were constructed progressively and upon the implementation
of self-management processes. Unfortunately, there is no web site where people can into a movement battling for the right to housing in the city
review these results. by means of access to the other fundamental rights, such as
36 In this respect we can mention the Brazilian experience with the National Forum of
Urban Reform, a popular forum that achieved approval of the City Statute, a federal law
health, education, work and culture.
IRUXUEDQGHYHORSPHQWWKDWJXDUDQWHHVWKHIXO¿OPHQWRIWKHVRFLDOIXQFWLRQVRIWKHFLWLHV
and of property, as well as the installation of the National City Council.
Peru: Villa El Salvador 40
37 The housing cooperative movement in Uruguay is a good example of effective
popular participation in drawing up solutions for the housing problem, and is recognised
as such by the Uruguayan legislation. The housing cooperatives are legal entities
¿QDQFHGE\WKH1DWLRQDO)XQGIRU+RXVLQJDQG8UEDQ'HYHORSPHQW
9LOOD(O6DOYDGRULVDQH[SHULPHQWLQVOXPXSJUDGLQJWKDWZDV
38 Examples include the Round Table on Social Policies and Housing (Mesa de undertaken after various homeless families had invaded some
Concertación de Políticas Sociales y Habitat) from Córdoba, Argentina (1990); the
39 Instituto Movilizador de Fondos Cooperatives. (2002).
National Programme for Housing Improvement (Programa de Mejoramiento de Vivienda)
from Mexico City; and experiences with Participatory Budgeting in Porto Alegre, São  *XHUUD3  5RVDOHV0 XQGDWHG LQ³9LOOD(O6DOYDGRU\VX3DUTXH
Paulo, Caxias do Sul, and Alvorada, in Brazil. ,QGXVWULDOHQ/LPD´$]FXHWD0  

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 9


BR A Z I L

YDFDQW ODQG 7KH 9LOOD ZDV IRXQGHG LQ  LQ /LPD WKH ticipation of women in the construction of more than 7,000
capital of Peru, with the intention of sheltering poor families. houses in diverse regions of the country. In the same year,
1RWZLWKVWDQGLQJJRYHUQPHQWHIIRUWVWRHYLFWWKHRFFXSLHUV WKH1DWLRQDO3DWULRWLF&RPPLWWHHZDVFUHDWHGDQGZDVDOVR
the residents managed to remain in the area and create a DPRQJWKHÀUVWWRVWUXJJOHIRUWKHKRXVLQJULJKWVRI PHPEHUV
community with a management dedicated to solidarity and of the general population.
FRPPXQLW\ ZRUN 7RGD\ WKH 9LOOD (O 6DOYDGRU VKHOWHUV DS-
SUR[LPDWHO\LQKDELWDQWVDQGKDVFRPSOHWHGDVHULHV These two organisations represent a movement that spread
of works in housing, health, education, industry and com- across the misery of urban sprawl, serving as an instrument
merce. The organisation of the population, therefore, has for channelling the aspirations of a great number of women
resulted in a vast internal system of community regulation, searching for their own housing. These two entities organised
LQFOXGLQJVHOIPDQDJHGKRXVLQJFRQVWUXFWLRQ9LOOD6DOYDGRU massive invasions of state held land. This tactic provoked
was recognised as a municipal district in 1983 and in 1995 an invasion of thousands of families into land that lacked
a plan for integral development was implemented aiming at infrastructure and urban services, obligating the government
its economic and social development, which resulted in the to declare a “national emergency” with regard to the housing
establishment of more than 100 small entrepreneurs. situation in the country.

Uruguay: FUCVAM 41 7KH JRYHUQPHQW WKHQ WHVWHG YDULRXV DOWHUQDWLYHV WR ÀQG
a solution in cooperation with the popular organisations.
7KH 8UXJXD\DQ )HGHUDWLRQ RI  &R2SHUDWLYH RI  6HOI  Self-construction projects were initiated, whereby popular
0DQDJHPHQW )8&9$0  IRXQGHG LQ WKH V LV RQH RI  committees organised the construction of houses with their
WKHPRVWLPSRUWDQWFRRSHUDWLYHH[SHULHQFHVLQ/DWLQ$PHULFD RZQDIÀOLDWHV)RXUSDUWLFXODUHYHQWVPDUNHGWKLVH[SHULHQFH
and has come to serve as a model for popular organisation in )LUVWSXEOLFSROLF\GXULQJWKLVSHULRGJDYHWKHRSSRUWXQLW\
many countries. Initially, industrial workers, service industry to certain popular organisations to become genuine housing
ZRUNHUVDQGSXEOLFHPSOR\HHV²DOOKLJKO\XQLRQLVHG²FRQ- builders. Second, the creation of the Special Commission
VWLWXWHGWKHFRRSHUDWLYHVWKDWPDGHXS)8&9$01RZKRZ- on Housing played an important role in the production of
ever, the cooperatives are mainly composed of workers in the houses for poor families. Third, the synergy developed be-
informal sector. The base cooperatives are characterised by WZHHQ1*2VDQGSRSXODURUJDQLVDWLRQVDOORZHGIRUVWURQJHU
self-management, by the use of family members as construc- DGYRFDF\HIIRUWV)RXUWKGXULQJWKLVSHULRGDODZFDOOHG¶UHDO
tion workers and by the direct administration of urban hous- HTXDOLW\IRUZRPHQ·ZDVDGRSWHGLQZKLFK$UWPDNHVWKH
LQJGHYHORSPHQWSURMHFWV7KHJURXS·VSULQFLSDODFKLHYHPHQW shared entitlement of housing and land obligatory within
was the construction of more than 14,000 homes all over the social programmes of the state. This measure permitted
FRXQWU\ZLWKWKHEHVWFRVWEHQHÀWUHODWLRQDVFRPSDUHGWRDOO women to either be the sole holders of land rights or at least
other systems for social housing construction in Uruguay. share this title with a partner, thus giving women a greater
SRVLWLRQRI HTXDOLW\ZLWKPHQ 42
CEFEMINA in Costa Rica
6 Tenure t ypes and syst ems
&RVWD 5LFD SUHVHQWV D JRRG H[DPSOH LQ WHUPV RI  WKH DOOL-
DQFHV EXLOW E\ ZRPHQ·V RUJDQLVDWLRQV LQ WKHLU VWUXJJOH IRU The formal and informal urban land markets in Latin America
KRXVLQJ 7KH )HPLQLVW &HQWUH IRU ,QIRUPDWLRQ DQG $FWLRQ complement each other and, to a certain degree, overlap. The
&()(0,1$  HVWDEOLVKHG LQ  RUJDQLVHG WKH SDU-

41 Guerra, P. (2002:116-119). 42 Blanco, L et al (2003).

10 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

IRUPDOPDUNHWVH[KLELWFKDUDFWHULVWLFVWKDWLPSHGHWKHLUXVH v Tenants in social rental housing and in housing owned


by the greater portion of the urban population. 43 or operated by cooperatives or tenants associations;
v Tenants individually or collectively entitled on public
In the majority of Latin American cities the land was land or housing, or in government employee housing;
incorporated by laying out widely spaced allotments and v Tenants who rent private housing;
keeping the lands between these allotments unoccupied for v Households entitled to secure tenure by regularisation
land speculation. 44 This is one of the reasons why so many of informal settlements by which property or usage
large empty spaces are commonly seen in the metropolitan can be held;
DUHDV)XUWKHUPRUHDVWKHSXEOLFDXWKRULWLHVEXLOGURDGVDQG v 2ZQHUVKLS UHVXOWLQJ IURP ODQG H[SURSULDWLRQ LQFOXG-
provide public transport and infrastructure to attend to the ing those for urban reform or social purposes; and
poorer suburbs on the peripheries, such public investment, v Occupancy rights.
passing close to these large unoccupied spaces, increases the
YDOXHRI WKRVHVSHFXODWRUV·ODQGV Innovative tenure systems have been developed in Brazil,
including the Special Zones of Social Interest, presump-
The traditional approach to property rights prevailing in tions of leases for occupiers of informally leased collective
many developing countries has been the focus on individual buildings, special concessions for use of public lands, and
property rights. But a wide range of legal options can be concessions of real rights and rights of surface.
considered, ranging from transfer of individual ownership to
some form of leasehold, rent control and collective occupa- 7KHUHDUHDOVRDUDQJHRI FROOHFWLYHODQGDFTXLVLWLRQVOHJDOO\
WLRQ*HQHUDO&RPPHQW1RDGRSWHGE\WKH81&RPPLWWHH recognised and protected in many countries addressing es-
RQ(FRQRPLF6RFLDODQG&XOWXUDO5LJKWVVWDWHVWKDW´WHQXUH pecially the indigenous and, sometimes, black communities.
WDNHVDYDULHW\RI IRUPVLQFOXGLQJUHQWDO SXEOLFDQGSULYDWH  %UD]LO &RORPELD 0H[LFR DQG (FXDGRU DUH H[DPSOHV RI 
accommodation, cooperative housing, lease, owner-occupa- countries that recognise collective land rights for the indig-
tion, emergency housing and informal settlements, including HQRXVDQGRUEODFNFLWL]HQV
RFFXSDWLRQ RI  ODQG RU SURSHUW\ 1RWZLWKVWDQGLQJ WKH W\SH
of tenure, all persons should possess a degree of security 7 Slums and inf ormal set t lem en t s
of tenure which guarantees legal protections against forced
eviction, harassment and other threats.” 45 7.1 Origins of urban informal settlements in
Latin America
,Q/DWLQ$PHULFDDUDQJHRI ODZIXOWHQXUHW\SHVH[LVW
v Ownership of the house and the land on which it 7KHODFNRI DGHTXDWHKRXVLQJIRUWKHSRRULVDVVRFLDWHGZLWK
stands, possibly through a company structure or as the urbanisation standards and method of development
condominiums. The land may be freehold or on a long RI  WKH FLWLHV ZKRVH GLVRUGHUHG JURZWK LQWHQVLÀHG IURP
leasehold; the middle of the 20th century as a result of increasing
v Owners who are in process of purchasing a house, industrialisation that attracted more and more people from
i.e. owner-occupiers with a formal mortgage over the the rural areas. A number of other socioeconomic factors
property; KDYHFRQWULEXWHGWRWKHH[SDQVLRQRI XUEDQLQIRUPDOVHWWOH-
ments, 46 including high unemployment and low salaries paid
43 Clichevsky, N. (2002).
to migrant workers; macroeconomic adjustments imposed
44 According to Ward, P. (1998) the land market is segmented, not separated, but it
may be considered segmented in terms of access, modes of development and acquisition
46 The rural modernisation process started in some countries in the 1940s but the
and cost and affordability.
results could only be observed after the 1970’s when the urban population exceeded
45 UN Committee on Economic, Social and Cultural Rights. (1991). the rural.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 11


BR A Z I L

E\LQWHUQDWLRQDOÀQDQFLDOLQVWLWXWLRQVOHDGLQJWRJRYHUQPHQW IDYHODVPDORFDVPRFDPERVYLODV %UD]LO EDUEDFRDV &XED OLPRQiV


austerity policies; 47 and urban regulations that governed *XDWHPDOD  50
VRPHDUHDVEXWQRWRWKHUV LHLQIRUPDODUHDV FRQWULEXWLQJ
to price differences. 48 In spite of these differences a few characteristics are common
WRWKHPDOO DVPDQ\RI WKHLUQDPHVVXJJHVW ODFNRI EDVLF
7.2 The characteristics and extent of informal VHUYLFHV ZDWHU VXSSO\ DQG VDQLWDWLRQ  LQDGHTXDWH FRQVWUXF-
settlements WLRQWKDWGRHVQRWPHHWPLQLPXPVWDQGDUGVIRUWKHTXDOLW\
of life; houses constructed in unsafe and unhealthy locations;
Latin American urbanisation was based on massive infrastruc- lack of security of tenure; building plots smaller than permit-
ture investment to bring about aesthetic and hygienic urban WHG E\ WKH OHJLVODWLRQ VRFLDO H[FOXVLRQ GXH WR EHLQJ RQ WKH
reforms. As a result, the poor have been driven to live in SHULPHWHURI WKHFLWLHVDQGH[WUHPHSRYHUW\ 51
peripheral areas. Latin American governments concentrated
investment in infrastructure capable of attracting industry. Studies indicate that Latin American informal habitation has
5RDGVDQGWUDQVSRUWV\VWHPVEHFDPHFHQWUDOHOHPHQWVIRUWKH LQFUHDVHGVLJQLÀFDQWO\LQUHFHQW\HDUVWRDSRLQWZKHUHWKH
PDLQWHQDQFHRI HFRQRPLFJURZWKDQGIRUWKHJURZLQJÁRZV demographic growth of informal settlements is now nearly
RI PHUFKDQGLVHDQGSHRSOH:RUNHUVZHUHREOLJHGWRVHWWOH twice that of the respective city population. However, there
in the suburbs because they could not afford plots or rental are neither national nor regional statistics on the number of
units in the more central parts of the cities. In these suburban inhabitants in the informal settlements. 52
areas the state did not provide infrastructure, thus reinforcing
the formation of informal, clandestine and precarious settle- 7.3 Types of urban informality 53
ments even further. 49
In metropolitan areas irregular settlements present two kinds
,W LV GLIÀFXOW WR GHÀQH ZKDW FRQVWLWXWHV D W\SLFDOO\ /DWLQ of transgression: against the judicial order and against the
American informal human settlement because the details vary XUEDQLVDWLRQ QRUPV 7KH ÀUVW UHIHUV WR WKH ODFN RI  OHJDOO\
so widely. The principal differences lie in the types of mate- recognised title documents of possession or ownership, and
rial used, the sanitary conditions, the degree of urbanisation WKH VHFRQG WR WKH QRQIXOÀOPHQW RI  WKH FLW\ FRQVWUXFWLRQ
present, the irregularity of the location, the title documents regulations. 54
LI DQ\ WRWKHSURSHUW\DQGHYHQWKHQDPHVE\ZKLFKVXFK
informal settlements are known: YLOODV PLVHULDV $UJHQWLQD  )URPWKHSRLQWRI YLHZRI SRVVHVVLRQLQIRUPDOVHWWOHPHQWV
TXHEUDGDVHUDQFKRV 9HQH]XHOD EDUUHDGDVHSXHEORVMyYHQHV 3HUX  may have their origin in the occupation of public lands or
EDUULRV FODQGHVWLQRV H FLXGDGHV SLUDWDV &RORPELD  FDOODPSDV H LQWKHDFTXLVLWLRQRI ODQGRQWKHLQIRUPDOKRXVLQJPDUNHWV
PHGLDJXDV &KLOH  MDFDOHV H FLXGDGHV GH SDUDFDLGLVWDV 0H[LFR  They include both direct occupation of individual plots in
50 Santos, M. (1982:46).
47 Public housing schemes addressing the low-income population were badly
51 According to Milton Santos, spatial separation between rich and poor in Latin
constructed, economically inaccessible, and poorly served by the public services and
America is spontaneous (and not voluntary as in Africa) and is the result of the interplay
infrastructure. They were also constructed in peripheral areas of the larger cities, distant
of a series of factors that tend to unite the rich in one part of the city and the poor in
from jobs. The eventual extension of the public infrastructure networks in the direction of
DQRWKHU 6$1726 0LOWRQ (QVDLRV VREUH D XUEDQL]DomR ODWLQRDPHULFDQD 6mR 3DXOR
these new suburbs ended up increasing the value of the unused lands surrounding the
Hucitec, 1982, p. 46. However, although the separation is spontaneous it often happens
QHZVHWWOHPHQWVWRWKHEHQH¿WRIVSHFXODWLYHEXLOGHUVEXWSHQDOLVLQJWKRVHZKROLYHGLQ
that Latin American governments promote the removal of irregular settlements to outlying
the neighbourhood and those taxpayers who, in the end, paid for the works.
peripheries of the cities.
48 The result was a landscape divided into the formal city with its properties and
52 CEPAL et al (2001:17).
buildings in accordance with the approved standards, and an informal city made up of the
poor people’s homes and deprived of the right to the equal use of the goods, opportunities 53 In this study, we use the terms illegality/irregular/informality synonymously. There
and services of the city. The urban illegality is, therefore a subproduct of traditional are also houses in an irregular situation occupied by the middle and high-income groups,
UHJXODWLRQDQGRIWKHYLROHQFHLQÀLFWHGRQWKHULJKWVWRODQGDQGKRXVLQJ but these are not considered here.
49 Souza, M. (2003). 54 Clichevsky, N. (2002:15).

12 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

H[LVWLQJVHWWOHPHQWV 55DQGLQIRUPDOODQGKRXVLQJPDUNHWV dependants. One of the major global challenges of the new
where low-income earners can afford to purchase a plot or millennium is growing urban poverty among women. It is
house built illegally, in violation of urban regulations. The estimated that some 25 percent of all households are headed
latter category includes everything from clandestine or pirate E\ZRPHQDQGDUHORFDWHGLQXUEDQDUHDV²HVSHFLDOO\LQ/DWLQ
plots to agricultural cooperatives transformed into urban $PHULFD :RPHQKHDGHG KRXVHKROGV W\SLFDOO\ UHSUHVHQW D
land. 56 high proportion of those in informal settlements worldwide
and they are among the poorest. 58
:LWKLQ WKH FDWHJRU\ RI  LQIRUPDOLW\ WKHUH DUH YDULRXV VLWXD-
tions, including: ,QDGHTXDWHKRXVLQJSRRUORFDWLRQVFDUFHDFFHVVWRSRWDEOH
v Owners with or without registered titles; water, electricity, public transportation, telecommunications,
v Possessors with written proof of purchase; health and education services all have a great impact on the
daily lives of women.
v Possessors who bought an irregular or clandestine
plot through a contract that is not valid to transfer the
property; :RPHQOLYLQJLQVOXPVJHQHUDOO\ZRUNLQWKHLQIRUPDOVHFWRU
v Land occupiers who are, or will be, converted into RI WKHHFRQRP\DQGRULQGRPHVWLFODERXUZLWKRXWDQ\MRE
owners when the time for prescription of the rights of security or social security. The number of single-head house-
the original owners have elapsed; holds is rising and many paternal responsibilities have been
v Buyers of plots or public housing by means of the abandoned, thereby increasing the child-rearing burden.
transfer of a document of proof of purchase not
recognised by the state; and $V GHVFULEHG LQ FRXQWU\ UHSRUWV RI  1LFDUDJXD 0H[LFR
v Informal owners who use front-persons to register Colombia and Brazil, women suffer a wide range of dis-
their properties. 57 crimination and injustice, supporting the view that the
feminisation of poverty is accelerating. Moreover, these
)URP WKH YLHZSRLQW RI  XUEDQ LUUHJXODULW\ LQIRUPDO VHWWOH- studies demonstrate that women are more affected by hous-
ments are considered to be any occupation of land with LQJSROLFLHVXUEDQLVDWLRQDQGWKHGHFOLQHRI WKHTXDOLW\RI 
inappropriate environmental-urban conditions for human living conditions. Therefore, urban planning must begin to
KRXVLQJ VXFK DV ODQG VXEMHFW WR ÁRRGLQJ ODQG WKDW LV FRQ- WDNHLQWRDFFRXQWWKHRSLQLRQVRI ZRPHQDQGWKHLUVSHFLÀF
taminated, land with poor access to public transport, and so needs, in such a way that cities develop in a manner that is
on. VXVWDLQDEOHDQGHTXLWDEOH

7.4 Women in slums 8 Land management syst ems

Lack of land tenure and ownership rights renders many 7KHÀUVWLQIRUPDWLRQV\VWHPWRUHJLVWHUWKHVXEGLYLVLRQRI 


women unable to protect themselves, and prevents access ODQGLQ/DWLQ$PHULFDFDPHLQWRH[LVWHQFHLQ%XHQRV$LUHV
to credit due to lack of collateral, reinforcing the control LQ1RZDGD\VDJHQFLHVLQHDFKFRXQWU\GHDOZLWKSXEOLF
that men traditionally have over the household and their information on land by means of the registration of maps,
55 Casas tomadas (seized houses) are usually buildings abandoned by their owners
measurements, limits, properties and the values of estates.
or land expropriated by the state for public works not executed, which are occupied by However, most Latin American countries do not have na-
the needy populations either directly or by so-called promotional agents. Ibid.

56 The existence of the informal market is connected to political paternalism and client
attention. Many government employees responsible for the control of urban regulations
use the informality as a bargaining chip to obtain electoral political advantages.

57 Clichevsky, N. (2003:16). 58 UN-HABITAT (2001:28).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 13


BR A Z I L

tional systems, and each municipality has developed its own 9 W omen’s right s t o land and
system. 59 housing in t he region

In general, land registration systems in Latin America do not Over the past 30 years most Latin American constitutions
facilitate access to the land or guarantee security of tenure KDYH FRQIHUUHG HTXDO ULJKWV WR WKHLU FLWL]HQV UHJDUGOHVV RI 
for the majority of the city residents. Most of the systems are WKHLUVH[UDFHRUVRFLDOFRQGLWLRQ7KHFRQVWLWXWLRQVRI %UD]LO
based on colonial laws relating to inheritance, forms of proof, &RORPELD&XED0H[LFRDQG1LFDUDJXDIXUWKHUJXDUDQWHHIXOO
and methods of demarcation that are not suitable for the HTXDOLW\EHWZHHQPHQDQGZRPHQZLWKUHVSHFWWRLQGLYLGXDO
present-day local conditions. Moreover, despite modernisa- FLYLO DQG SROLWLFDO ULJKWV :KLOH WKH FRQVWLWXWLRQV UHFRJQLVH
tion efforts, old data collection methods are widespread. these rights, most property, family and inheritance rights are
regulated in civil codes. The majority of these civil codes
As these systems are not set up to collect, process or register have been reformed to recognise the role of both men and
transactions effected in the informal land market, they con- women as household heads, and in a majority of countries
tribute to problems rather than solutions. The result is the FRKDELWDWLRQ GH IDFWR XQLRQV  DQG FLYLO GLYRUFH KDYH DOVR
H[FOXVLRQRI DVLJQLÀFDQWSDUWRI WKHSRSXODWLRQIURPHVWDE- been recognised. As a greater percentage of women became
lishing tenure rights. A review of land registration, cadastral heads of household, some countries have started modifying
and land information systems indicates that there is likely to WKHLUODZVUHJDUGLQJWKHHOHPHQWVUHTXLUHGWREHFRQVLGHUHG
be no documentary evidence of title for the majority of land a head of household. This is the case in Bolivia, Colombia,
plots in developing countries. The best estimates indicate +RQGXUDV3HUXDQG9HQH]XHOD 63
that in Latin American countries, 70 percent of land plots are
undocumented. 60 $WWKHVDPHWLPHFUHDWLRQRI QDWLRQDOZRPHQ·VPHFKDQLVPV
has been strongly encouraged to advance legislation and
Latin American countries predominantly deal with central- SROLFLHVDLPHGDWSURPRWLQJHTXDOLW\DPRQJZRPHQDQGPHQ
ised cadastres. 61 There is a movement to decentralise po- Agrarian laws and land reform programmes have lacked a
litical powers in the region, and this includes the institutions JHQGHUDSSURDFK)RUWKLVUHDVRQHIIRUWVKDYHEHHQPDGHWR
responsible for land administration. This not only has the LQFRUSRUDWHDIÀUPDWLYHDFWLRQSROLFLHVLQIDYRXURI ZRPHQ
potential to help fund municipalities through collection of with one of the greatest achievements being the elimination
SURSHUW\ WD[HV LW DOVR PDNHV WKH SODQQLQJ XSJUDGLQJ DQG of the concept of the male household head as the main ben-
supply of housing more effective and sustainable. However, HÀFLDU\ RI  SXEOLF GLVWULEXWLRQ DQG UHJLVWUDWLRQ SURJUDPPHV
in some cases decentralisation may cause problems, as there 7KH DJUDULDQ ODZV RI  %ROLYLD %UD]LO &RORPELD &RVWD 5LFD
are chronic shortages of capable personnel and infrastruc- *XDWHPDOD+RQGXUDVDQG1LFDUDJXDQRZH[SOLFLWO\UHFRJQLVH
ture. 62 WKHHTXDOULJKWVRI PHQDQGZRPHQ,QWKHFDVHRI 0H[LFRLQ
1971 the Agrarian Law granted women the same land rights
It is also important to note that rapid developments in infor- DVPHQDQGFRQVHTXHQWO\WKH\ZHUHJUDQWHGDYRLFHDQGYRWH
mation and communication technologies present important in domestic decision-making bodies.
new opportunities to modernise land administration systems.
Because the issue of land ownership became a priority within
59 Erba, D. (2004).
WKHIUDPHZRUNRI *XDWHPDOD·VSHDFHDFFRUGVDQHZZLQGRZ
60 Fourie, C. (2001). RI RSSRUWXQLW\KDVRSHQHGXSIRUZRPHQWRÀOHWKHLUFODLPV
61 For example, Brazil has recently restructured its National System of Rural Cadastre; for land allocation. One movement of rural and indigenous
more than half of the states in Mexico still have centralised cadastral data.

62 Erba, D. (2004). 63 )$2  

14 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

women, the &RRUGLQDGRUDGH0XMHUHVSRUHO 'HUHFKRDOD7LHUUD\ male head of household only. 65:RPHQ·VPRYHPHQWVKDYH


la PropiedadKDVDGYDQFHGDORQJWKHVHOLQHV6SHFLÀFUHIRUPV LQUHVSRQVHFDOOHGIRUWKHH[SDQVLRQRI MRLQWWLWOLQJ 66 More
DQGDIÀUPDWLYHDFWLRQSROLFLHVKDYHEHHQSURSRVHGWRFUHDWH recently this call has been supported by international donors.
D/DQG)XQGLQWHJUDWLQJDJHQGHUSHUVSHFWLYH,QWHUPVRI  ,QWKH/DWLQ$PHULFDQFRQWH[WMRLQWSURSHUW\WLWOHVDUHQRZ
allocation of land, priority is given to refugee women headed commonly recognised in the legislation of many countries. 67
households in the Agrarian Law. Considering the predominance of family agriculture in rural
DUHDVDQGWKHIRFXVRQSURSHUW\HQWLWOHPHQWH[WHQGHGE\WKH
The Colombian 1994 Agrarian Law gives priority in alloca- state agrarian reform programmes, joint property title has
tion of land to all peasant women in unprotected conditions become a formal mechanism for the inclusion of women
due to the war situation and violence in the country. DQG WKH PRUH HTXDO GLVWULEXWLRQ RI  WKH IDPLO\ JRRGV 68 In
&RVWD 5LFD &RORPELD DQG 1LFDUDJXD OHJLVODWLRQ SURYLGHV
The Programme on Land Transfer in El Salvador awarded IRUMRLQWWLWOLQJDVDUHTXLUHPHQWIRUWKHVWDWH·VDOORFDWLRQRI 
land to former combatants, particularly women, irrespective plots. Due to the action of peasant and indigenous women
of their marital status. This was the result of the struggle by in Panama, reforms to the Agrarian Law include joint titling
the Salvadorian women after the peace agreements had not DVDUHTXLUHPHQWIRUWKHDOORFDWLRQRI 6WDWHODQGV,Q%UD]LO
considered them at all. and Honduras, this was suggested as an option couples may
UHVRUWWREXWLVQRWDUHTXLUHPHQW&RXQWULHVOLNH*XDWHPDOD
7KH FDVH RI  WKH :RPHQ·V &HQWUH RI  ;RFKLOW$FDOW LQ WKH 'RPLQLFDQ 5HSXEOLF 3HUX DQG +RQGXUDV KDYH VXEVH-
0DOSDLVLOOR 1LFDUDJXD LV D FOHDU H[DPSOH RI  KRZ FLYLO VR- TXHQWO\PRYHGLQWKLVGLUHFWLRQRUDWOHDVWHIIRUWVDUHEHLQJ
ciety organisations may also contribute to the enforcement made.
of legislation and to overcome the obstacles involving land
regularisation in favour of women. Issues related to marriage and marital property are regulated
through the civil codes of most Latin American countries,
9.1 Marital property rights ZLWK WKH H[FHSWLRQ RI  &RVWD 5LFD DQG &XED ZKHUH WKHVH
have been laid down in family codes. At the time of marriage
In Latin America, property rights are in the domain of the or at any time during the marriage, the couple may agree on
FLYLOFRGHVZKLOHWKHULJKWVWRODQGDUHUHJXODWHGE\VSHFLÀF the marital property regime they want to adopt, by means
OHJLVODWLRQ )RUPDOLVDWLRQ RI  SURSHUW\ ULJKWV WKURXJK ODQG of a legal and written declaration. They can choose between
titling and registration guarantees state support for landhold- three regimes:
HUV· FODLPV $ PDMRU FULWLFLVP RI  WLWOLQJ SURJUDPPHV DQG v Absolute or universal community of property, in
formal property rights is their tendency to grant individual which all goods possessed at the time of marriage and
WLWOHV²XVXDOO\WRWKHPDOHKHDGRI KRXVHKROG,QDGGLWLRQ DOOJRRGVDFTXLUHGGXULQJWKHPDUULDJHDUHSDUWRI WKH
the legal and administrative process to achieve titling is costly marital property, including salaries, rents and utilities
and lengthy. of either spouse. In the case of separation or divorce
65 Lastarria-Cornhiel, (2003:11).
Titling programmes have not titled women due to discrimina- 66 Nicaragua and Honduras, for example, have legislation recognising joint ownership
of property acquired by a couple and have been implementing systematic titling and
tory laws that favour male heads of household. 64 As a result, UHJLVWUDWLRQSURJUDPPHVE\LQFOXGLQJMRLQWWLWOLQJLQWKHRI¿FLDOKRXVLQJSURJUDPPHV7KH
OHJLVODWLRQWKDWJXDUDQWHHVHTXDOULJKWVWRSURSHUW\DQGWRODQG study also points out problems in the implementation of joint titling.

LVQRWVXIÀFLHQWWRHQVXUHWKHUHFRJQLWLRQRI ZRPHQ·VULJKWV 67 The lack of control over land is precisely what prevents women from fully using
land acquired or inherited together with men. In this respect Bina Agarwal declares that
as marital property is almost always titled in the name of the VHSDUDWHSURSHUW\WLWOHVZRXOGEHRIJUHDWHUEHQH¿WWRZRPHQWKDQKROGLQJSURSHUW\WLWOHV
jointly with their husbands. Agarwal, B. (1994).

64 Deere, C. (2001:119). 68 This is the view expressed by Deere, C. (2002:36).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 15


BR A Z I L

DOO SURSHUW\ LV GLYLGHG HTXDOO\ EHWZHHQ WKH KXVEDQG owned, but in practice if the land is titled under the name
and wife. Upon the death of one spouse, the surviving
RI  WKH KXVEDQG KH FDQ GLVSRVH RI  LW ZLWKRXW KLV VSRXVH·V
spouse is also entitled to half of the marital property;
signature because the signature rules are rarely enforced. 71
v Partial community of property, in which individual pri-
(FXDGRU 'RPLQLFDQ 5HSXEOLF *XDWHPDOD +RQGXUDV DQG
YDWHSURSHUW\DFTXLUHGGXULQJWKHPDUULDJHLQFOXGLQJ
0H[LFRIDYRXUPDOHPDQDJHPHQWRI FRPPXQLW\SURSHUW\DV
through inheritance, donation or what is brought into
WKHXQLRQLVVHSDUDWHZKLOHSURÀWVGHULYHGIURPVXFK shown in the table below. 72
property is part of the common property. Upon sepa-
ration or divorce, each spouse is entitled to half of the 7DEOH  0DQDJHPHQW RI  FRPPXQLW\ RI  SURSHUW\ LQ VHOHFWHG
common property, while the separate property remains FRXQWULHV
ZLWKWKHVSRXVHWKDWKDGDFTXLUHGLWDQG Country Joint Sole Equal
v Separation of property, in which each spouse keeps Management Management Management
and administers their individual property. In the case Bolivia X
of dissolution of the marriage, each spouse keeps his Brazil X
or her individual property as well as earnings derived Chile Husband
from it. Dominican Husband, even
,QSUDFWLFHVXFKH[SOLFLWDJUHHPHQWVDUHQRWRIWHQFRQFOXGHG Republic under separate
In the absence of such a declaration, the default marital prop- property regime
erty regime that applies in most Latin American countries is Ecuador Husband unless
SDUWLDO FRPPXQLW\ RI  SURSHUW\ ,Q &RVWD 5LFD (O 6DOYDGRU otherwise agreed
+RQGXUDVDQG1LFDUDJXDWKHGHIDXOWUHJLPHLVVHSDUDWLRQRI  by contract
property. 69 El Salvador X Husband when
wife is a minor
5HDOHVWDWHSURSHUW\LVXVXDOO\UHJLVWHUHGXQGHUWKHKXVEDQG·V Guatemala Husband
name and, as no registry annotation is outlined, the man Honduras Husband
usually decides unilaterally to sell. This leaves women in an Mexico Husband
unprotected position, as they would have to sue the husband Nicaragua Husband with regard
in order to recover their part. The same happens with the to ‘family patrimony’1
type of property regimes adopted by the couple, when these Paraguay Husband
are not annotated in the public registry. The English Law Commission conducted a survey of the
community of property management systems in different
:LWKWKHLQFUHDVLQJUHFRJQLWLRQRI GHIDFWRXQLRQVLQWKHUH- jurisdictions. The commission found that community of
gion, the marital property regime is also slowly being applied SURSHUW\FRXQWULHVZHUHPRYLQJWRZDUGVPRUHRI DQHTXDO
to such unions. 70 management system, and concluded that systems that do not
SHUPLW HTXDO PDQDJHPHQW GXULQJ PDUULDJH DUH ´XQDFFHSWD-
The concept of “marital authority” was at one time written ble” 73 and in violation of the Convention on the Elimination
into most civil codes. Although this is no longer true for RI $OO'LVFULPLQDWLRQ$JDLQVW:RPHQ &('$: ,QDGGLWLRQ
the majority, it is still a strong customary norm. In Ecuador, FLYLOFRGHVDQGIDPLO\ODZVWKDWVWLOODOORZIRUXQHTXDOPDULWDO
XQGHUWKHIRUPDOODZDQ\SURSHUW\DFTXLUHGE\DFRXSOHDX-
71 Deere, C. et al (2001).
tomatically forms part of the marital property and is jointly
72 Ibid; civil code of the Dominican Republic, Art. 1421, 1428; Family Code of Honduras,
69 UN-HABITAT. ( 2005:26). $UW)DPLO\/DZLQ0H[LFDQ6WDWHVRI$JXDV&DOLHQWHV2D[DFDDQG6RQRUDFLYLOFRGH
of Ecuador; civil code of Guatemala.
70 This recognition started with the Cuban Family Code, followed by the Brazilian and
Nicaraguan Constitutions.  2OGKDP-7  

16 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

property management also violate other international human The marital regime also affects the inheritance rules, as
rights instruments and may be contrary to the constitutions shown in the table below:
of these countries. 74
7DEOH5XOHVFRQFHUQLQJHVWDWHLQKHULWDQFHDFFRUGLQJWRPDULWDO
%R[&KDOOHQJLQJVROHPDQDJHPHQWRI PDULWDOSURSHUW\ regime
Article 131 of the civil code of Guatemala empowers the husband to Country Part of will that Intestate Order
administer marital property. María Eugenia Morales de Sierra from may be inherited of preference
Guatemala challenged this provision, as it creates distinctions between Bolivia 1/5 if there are surviving 1: children, spouse
men and women that are discriminatory. The case appeared before the children or spouses and parents
Inter-American Commission on Human Rights, which decided on the case Brazil ½ if there are surviving 1: children, spouse (1/4)
on January 19 2001. The commission resolved that the government of children or spouses 2: spouse and parents if
Guatemala had violated Art. 24 of the American Convention on Human no surviving children
Rights (equal protection of the law). It stated that once the civil code Chile ¼ if there are surviving 1: children, spouse’s share
restricts women’s legal capacity, their access to resources, their ability to children, and spouse’s share 2: spouse (¼) and parents if
enter into certain kinds of contract (relating, for example, to property held no surviving children
jointly with their husband), to administer such property and to invoke Colombia ¼ if there are surviving 1: children, spouse’s share
administrative or judicial recourse is compromised.2 children, and spouse’s share 2: spouse (1/4) and parents
if no surviving children
Costa Rica The entire estate 1: children, parents,
and spouse’s share
9.2 Inheritance rights Ecuador ¼ if there are surviving 1: children, spouse’s share
children and parents, 2: spouse and parents if
Issues related to succession and inheritance are regulated and spouse’s share no surviving children
through the civil codes of most Latin American countries, El Salvador The entire estate 1: children, spouse
ZLWK WKH H[FHSWLRQ RI  &RVWD 5LFD DQG &XED ZKHUH WKHVH and parents
have been laid down in family codes. Guatemala The entire estate 1: children, spouse’s share
2: spouse and parents if
In most other countries, the law provides for complete no surviving children
Honduras ¾, and spouse’s share 1: children, spouse’s share
testamentary freedom, which leaves the surviving spouse de-
2: spouse and parents if
fenceless in a marriage with a separation of property regime.
no surviving children
In cases of community of property, upon the death of one Mexico The entire estate 1: children, spouse’s share
spouse, the surviving spouse is entitled to a portion unless a 2: spouse and parents if
family patrimony or estate is declared and there are minors. no surviving children
6XUYLYLQJSDUWQHUVIURPGHIDFWRXQLRQVDUHH[FOXGHGXQOHVV Nicaragua ¾, and spouse’s share 1: children, spouse’s share
their partner left a will. In some countries, such as Costa 2: spouse (¼) and parents
5LFD+RQGXUDV0H[LFR3DQDPDDQG8UXJXD\WHVWDPHQWDU\ if no surviving children
freedom is somewhat restricted in order to ensure subsist- Peru 1/3 if there are surviving 1: children, spouse
children or spouses and parents
ence portions to disabled dependants, minors, elders or the 6RXUFH'HHUH&DQG/HyQ0*pQHUR  
VXUYLYLQJ VSRXVH ,Q 1LFDUDJXD WKH QHHG IRU VXEVLVWHQFH
must be proved.
74 For example, the International Covenant on Civil and Political Rights (Art. 3)
requires state parties to ensure the equal right of men and women to enjoy all rights
laid down in this Covenant. Art. 23(4) requires state parties to take appropriate steps to
ensure equality of rights and responsibilities of spouses as to marriage, during marriage
and upon the dissolution of marriage. 154 states are parties to this Covenant.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 17


BR A Z I L

In the case of de facto unions, inheritance rights are usually VSRXVH FRQFXUV ZLWK DQ\ DQFHVWRUV VKH LV RQO\ HQWLWOHG WR
recognised by the legislation under the general condition that KDOI  RI  WKH DVVHWV :RPHQ UDUHO\ LQKHULW IURP WKHLU IDWKHU
there is no previous marriage. If there is a previous marriage H[FHSWLI WKHUHDUHQRPDOHKHLUVRULI DQH[SDQVHRI ODQGLV
of any of the de facto union members, the partners of both very large.
XQLRQV PXVW VKDUH WKH LQKHULWDQFH ULJKW 1RW DOO FRXQWULHV
recognise de facto unions. In Brazil inheritance practices have favoured mostly men,
both for cultural reasons and because many women have
Lands that have been obtained through adjudication, for been forced to migrate in search of new work opportuni-
H[DPSOHWKURXJKVWDWHGLVWULEXWLRQSURJUDPPHVDVDSURGXFW WLHV +RZHYHU LW VKRXOG EH QRWHG WKDW DV LQ 0H[LFR ODQG
of agrarian laws, may also suffer differences regarding the distribution and inheritance are becoming more egalitarian as
inheritance system. In general the rule is that this type of agriculture becomes less dominant.
ODQG LV DGMXGLFDWHG XQGHU FHUWDLQ PDUNHW UHVWULFWLRQV )RU
H[DPSOHLWLVDGMXGLFDWHGZLWKRXWDSURSHUW\WLWOH7KLVPHDQV 9.3 Affirmative action
WKHEHQHÀFLDULHVFDQQRWVHOOFHGHRUWUDQVIHUEHIRUHDFHUWDLQ
time, which usually ranges from 10-15 years. If death occurs 7KHJHQHUDOUXOHLQGHIDFWRXQLRQVLVWKDWWKHSDUWQHU²ZRPDQ
during this period this type of land will then be re-adjudicated RUPDQ²FDQRQO\EHFRPHDQLQWHVWDWHKHLUDQGDWWDLQWKDW
between the inheritors. If death occurs after this period the limited status in the countries where this type of union is
property title had already been granted. legally recognised. De facto unions are especially recognised
in terms of state policies on land and housing.
If this type of adjudication is regulated by the civil code, the
parcel will be subdivided upon death. This system is followed 6RPH FRXQWULHV KDYH LPSOHPHQWHG TXRWDV WR LQFUHDVH WKH
E\%ROLYLD&RVWD5LFD&KLOH(FXDGRU(O6DOYDGRU3DQDPD SURSRUWLRQ RI  ZRPHQ KROGLQJ HOHFWHG RIÀFH &RVWD 5LFD
and Paraguay. 75 If land adjudication is regulated by the agrar- +RQGXUDVDQG3DQDPDKDYHTXRWDVUDQJLQJIURPSHU-
ian law, the parcel is not subdivided upon death. 76 This is the FHQW,Q0H[LFRWKHPLQLPXPTXRWDLVSHUFHQW$UJHQWLQD
VLWXDWLRQLQ&RORPELD&XED+RQGXUDVDQG1LFDUDJXD7KH 30 percent; Brazil, 25 percent; Bolivia, 30 percent; Ecuador,
Colombian Constitution recognises the de facto union and 20 percent; and Peru 25 percent. These numbers are however
the agrarian reform law recognises the right of inheritance \HWWREHDFKLHYHG VHH7DEOH:RPHQ·VUHSUHVHQWDWLRQLQ
of the surviving spouse or companion. QDWLRQDOOHJLVODWXUHVLQ/DWLQ$PHULFD

,Q%UD]LO0H[LFRDQG&KLOHLQKHULWDQFHPRVWO\IDYRXUVPHQ
0H[LFR LV FKDUDFWHULVHG E\ DEVROXWH WHVWDPHQWDU\ IUHHGRP
while in Chile and Brazil the civil codes clearly provide for
HTXDO VXFFHVVLRQ ULJKWV IRU PDOH DQG IHPDOH FKLOGUHQ ,Q
WKHFDVHRI 0H[LFRZLWKUHJDUGWRWKHULJKWRI LQKHULWDQFH
Art. 1602 of the civil code provides for legitimate succes-
sion, which includes spouses as well as both female and male
concubines. Their rights depend on the concurrence of other
UHODWLYHVDQGWKHLUFORVHQHVVWRWKHHVWDWH·VRULJLQDOEHTXHDWKHU
DQGZKHWKHUVKHKDVDQ\DVVHWVRUQRW,QDGGLWLRQLI WKH

75 Ibíd.

76 )$2  

18 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

7DEOH,QKHULWDQFHULJKWVRI DGMXGLFDWHGODQGDFFRUGLQJWRFLYLODQGDJUDULDQODZV
Country Civil Law Agrarian Law
Testamentary Succession Intestate Succession Succession of plots allocated by
Law
Bolivia No absolute testamentary freedom. The spouse is The spouse becomes a legitimate successor if Governed by rules of the civil code.
the apparent heir if s/he has any children. s/he has any children.
Brazil No absolute testamentary freedom. The spouse’s The spouse is a legitimate successor. Governed by rules of the civil code.
share must be considered.
Colombia No absolute testamentary freedom. The spouse’s The spouse becomes a legitimate successor Governed by agrarian rules.
share must be considered. with spouse’s share, which is an alimony Spouses and companions are able to inherit.
whose need must be proved.
Costa Rica Absolute testamentary freedom. The spouse becomes a legitimate successor. Governed by the rules of the civil code.
Honduras There is absolute testamentary freedom. The spouse becomes a legitimate successor, Governed by Agrarian Law.
but s/he must prove the need for it.
Mexico There is testamentary freedom, except for alimony The spouse becomes a legitimate successor. Governed by Agrarian Law.
obligations.
Nicaragua No testamentary freedom. Spouse must be The spouse becomes a legitimate successor. Governed by Agrarian Law.
considered.
Panama Absolute testamentary freedom. Spouse’s share The spouse becomes a legitimate successor. Governed by Agrarian Law.
must be considered.
Paraguay No absolute testamentary freedom. Spouse must The spouse becomes a legitimate successor. Governed by the civil code.
be considered.
Peru No absolute testamentary freedom. Spouse must The spouse becomes a legitimate successor. Governed by Agrarian Law.
be considered.
Dominican Republic No absolute testamentary freedom. Spouse must The spouse becomes a legitimate successor. Governed by Agrarian Law.
be considered.
Uruguay Testamentary freedom with the limitation of The spouse’s share must necessarily be Governed by the rules of the civil code.
the spouse’s share (as necessary for a congrua allocated.
subsistencia)**
Venezuela No absolute testamentary freedom. Spouse The spouse becomes a legitimate succes- Governed by Agrarian Law.
must be considered. sor.
6RXUFH)$2  
**The term FRQJUXDVXEVLVWHQFLDLVXQGHUVWRRGDVWKHDPRXQWRI PRQH\WKDWHQDEOHVWKHEHQHÀFLDU\RI WKHDOLPRQ\WRPRGHVWO\
survive in a way corresponding to their social status.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 19


BR A Z I L

9.4 Violence against women 10 Racial and et hnic equalit y

Urban violence against women occurs in the public and In recent years, black communities in Latin America have
domestic domain and has been linked closely with issues of presented demands and employed strategies to establish their
housing and urban development. 779LROHQWFODVKHVEHWZHHQ “indigenous identity”. 82 As a result some progressive legal
different urban groups in the public domain have often reforms have been introduced. 83 In many cases Afro-Latin
played out in terms of attacks on women and restrict their American communities have built on the solid achievements
access to public space and life. The possibility of women of indigenous communities for their own rights.
achieving security of tenure can enable them to avoid situ-
ations of violence. 787KXVWKHUHH[LVWVDGLUHFWUHODWLRQVKLS :KLOHLQGLJHQRXVDQGEODFNFRPPXQLWLHVKDYHEHHQFODLPLQJ
between violence against women and the necessity to have collective rights over land and housing, indigenous women
DGHTXDWHKRXVLQJ 79 have been trying to guarantee their individual rights to own
land. 84 The right to individual title, so strongly defended
)XUWKHUPRUH YDULRXV IDFWRUV FDQ IXHO D VSLUDO RI  YLROHQFH E\ WKH ODZV DQG WKH FRXUWV RIWHQ WR WKH GHWULPHQW RI  WKH
DJDLQVWZRPHQDVYLROHQFHDQGIHDUWKUHDWHQWKHTXDOLW\RI  UHFRJQLWLRQRI FROOHFWLYHULJKWV VHHPVWREHXQDWWDLQDEOHIRU
life in society, good governance, sustainable development women, although it is in the natural order of things in the real
DQGWKHVRFLDODQGSROLWLFDOOLIHRI FLWLHV:RPHQHVSHFLDOO\ estate market. 85:RPHQ·VULJKWVWRVHFXULW\RI WHQXUHDQGWR
are affected by violence, often in the form of physical and land titles in their own names are intrinsically connected to
VH[XDODEXVHDVZHOODVKDUDVVPHQWIUHTXHQWO\LQWKHLURZQ WKHLUULJKWWRH[HUFLVHWKHLULQGLYLGXDOOLEHUWLHV
homes. The increase in crime is associated with growing of
GUXJ WUDIÀFNLQJ DQG WKH JOREDOLVDWLRQ RI  RUJDQLVHG FULPH 11 Land and Housing Policies
VSUHDGLQJWRÀQDQFLDODQGKRXVLQJVSHFXODWLRQ 80
11.1 National housing policies
:RPHQZRUNLQJDQGOLYLQJLQFLWLHVDUHIDFHGZLWKWKHGDLO\
FKDOOHQJHRI SHUVRQDOVHFXULW\:LWKRXWDGRXEWVHFXULW\LQ The housing crisis in Latin America has various dimensions.
WKHVH XUEDQ FHQWUHV ZLOO UHTXLUH FKDQJHV LQ ULJLG KLVWRULFDO ,I SXEOLFSROLFLHVDUHWREHHIÀFLHQWWKH\VKRXOGEHGUDZQ
structures, led by political decisions and institutional prac- up bearing in mind not only the lack of housing but also the
WLFHV WKDW DWWHPSW WR GHYHORS WKH QHZ FRQFHSW RI  FLWL]HQV· need for improvement of housing, including hygienic and
security. This is not possible without organised citizenship environmental conditions.
participation, especially of women.
82 Wade, P. (1997). This tendency can be seen in Colombia (Palenques), Brazil
(Quilombos), Nicaragua (Creoles), Honduras (Garífunas), Belize and Ecuador. As an
example there is the black activist movement that surfaced in Honduras in 1980, who
According to the Inter-American Development Bank, crime LGHQWL¿HGWKHPVHOYHVE\WKHWHUPV³LQGLJHQRXVDQG*DUtIXQDVSHRSOHVRIDXWRQRPRXV
is growing in Latin America. 81 El Salvador and Colombia HWKQLFLW\´DVDPHDQVRIJDLQLQJUHFRJQLWLRQRIWKHLUULJKWVDVSHRSOHV

83 Towards the end of the 1990s, the World Bank and the Inter-American Development
KDYHWKHKLJKHVWGHOLQTXHQF\OHYHOV Bank started to support initiatives regarding the land rights of afro-descents in Latin
America. Moreover, the World Bank set up projects connecting indigenous question with
those of afro-descents in Colombia, Ecuador and Peru. Davis, S. (2002).

84 The Report no. 4/01, case 11.625 (2001) from the Inter-American Commission on
Human Rights is an example of a judicial claiming aiming the recognition of ownership
rights of Guatemalan women. www.cidh.org/annualrep/2000eng/ChapterIII/Merits/
77 Vadera (1997), quoted by Trujillo, C. (2003).
Guatemala11.625.htm
78 Fundación Arias.
85 Deere, C. et al (2002:315). This reality is attributed to the ideology of the family,
79 Trujillo, C. (2003). which is based on the notion of a male head of the family whose actions are always for
WKHGHIHQFHRIWKHIDPLO\DQGQHYHULQKLVRZQSHUVRQDOLQWHUHVWZKLFKMXVWL¿HVWKDWLI
80 UNCHS (2001:48).
he has individual title, the land would belong to the family. The woman, on the contrary,
81 Ibid. when she has the land, the title of possession is individualised.

20 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

As general rule, Latin American countries approach the lack An integral, comprehensive approach to land and housing
RI KRXVLQJZLWKÀQDQFLQJSURJUDPPHVPDLQO\RSHUDWHGE\ rights is necessary to marshal the attributes and assets associ-
SULYDWH LQVWLWXWLRQV 7R LPSURYH WKH TXDOLW\ RI  KRXVLQJ DW- ated with the land sector as a key source for the improvement
tempts are made to develop policies of title regularisation of the lives of the low-income population. Treating land
capable of satisfying the demands of those living in informal simultaneously as a human rights concern and a development
settlements, and of those living in regularised settlements concern will be a fruitful way to implement public policies
where infrastructure is still lacking. A recent study by the with a rights-based approach to development.
Inter-American Development Bank points out that the provi-
sion of social housing by the public authorities has been inef- 11.2 Subsidies and access to credit
ÀFLHQW7KLVLVODUJHO\GXHWRLQDGHTXDWHLQYHVWPHQWRI SXEOLF
UHVRXUFHVLQKRXVLQJDQGEDVLFLQIUDVWUXFWXUHODFNRI TXDOLW\ )RUPDOÀQDQFLDOLQVWLWXWLRQVKDYHQRWEHHQWKHPDLQVRXUFH
in public housing production; the implementation of con- of credit for the poor, even less so for poor women. Generally,
struction programmes separate from public policies targeting women turn to informal sources such as credit from friends,
the democratisation of access to land; and the absence of the family, direct cash loans, or payments in kind for credit
private sector in social housing production programmes. purchases. Another informal channel is the participation
RI  ZRPHQ LQ VDYLQJV DQG FUHGLW RUJDQLVDWLRQV :LWKLQ WKLV
+RXVLQJSROLFLHVKDYHXQGHUJRQHPRGLÀFDWLRQRYHUWKHSDVW category the following can be found: 87
40 years. Present plans for public housing are being revised v 5RWDWLQJVDYLQJVDQGFUHGLWDVVRFLDWLRQV7KHVHDUHLQ-
because the most recent public and social policies for urban formal associations of rotating savings and credit, in
areas are not centred only on the construction of the hous- which members meet regularly to contribute a pre-
ing, but seek integrated solutions for multiple problems. determined amount of money. The total sum of the
6XFFHVVIXO H[SHULPHQWV LQ &KLOH &RVWD 5LFD (FXDGRU DQG savings is then loaned to one member, and once this
1LFDUDJXDGHPRQVWUDWHKRZHIIHFWLYHJRYHUQPHQWVFDQEHDV debt is repaid, this process can be accessed by another
member of the organisation. This is one of the main
mediators and facilitators of access to housing by the low-
PHWKRGVRI LQIRUPDOÀQDQFLQJIRXQGLQUXUDO&HQWUDO
income sector.
America;
v Solidarity groups. These are groups of three to 10
Because the major concern of the Latin American states was
people, based on the system of the Graneen Bank of
WRVROYHWKHQXPHULFDOKRXVLQJGHÀFLWPXFKOHJLVODWLRQKDV Bangladesh and Banco Sol of Bolivia, who jointly ac-
EHHQSURGXFHGUHIHUULQJDOPRVWH[FOXVLYHO\WRÀQDQFLQJDQG cess credit and technical cooperation;
subsidies for the construction of new housing. Although the
v Community banks: A society of 20-50 neighbours that
Inter-American Development Bank is presently supporting obtains a loan and maintains a savings rate;
governments in their new role of “mediators” by promot-
v 5XUDOEDQNV,QIRUPDOJURXSVRI QHLJKERXUVLQWHUHVWHG
LQJ GLUHFW VXEVLGLHV WR WKH SRRU WKH ÀQDQFLQJ VWUDWHJ\ KDV LQDFFHVVLQJÀQDQFLDOGRQRUV7KHFDSLWDOFRPHVIURP
been the least successful in the region in view of the real stocks, savings, donations and utilities; and
GLIÀFXOW\ RI  WKH ORZ LQFRPH SRSXODWLRQ WR PHHW WKH FUHGLW
v Savings and credit cooperatives: The resources primar-
UHTXLUHPHQWVHLWKHUSXEOLFRUSULYDWH 86 LO\FRPHIURPWKHVDYLQJVRI WKHDVVRFLDWHVZKRGHÀQH
their own policies.
86 In Uruguay, an attempt was made to solve the problem of restricted credit by means
RIWKH1DWLRQDO+RXVLQJ3ODQ  2QWKHEDVLVRIWKLVSODQWKHJRYHUQPHQWGUHZXSD
GRFXPHQWHYHU\¿YH\HDUVDERXWWKHKRXVLQJVLWXDWLRQFRQVLGHULQJWKHH[LVWLQJGHPDQG
for housing projects, the population’s income, the loans and subsidies to be conceded,
characteristics of the family group and gives preference to vulnerable groups, such as, for
the plans for construction of public housing and legislation considered necessary for
example, big families, the old, or women head of households.
carrying out the plan. In Chile, since 1978, a system of subsidies for the poor has been
in operation. The system is based on an analysis that takes into consideration various 87 Karremans, J et al. (2003).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 21


BR A Z I L

These savings and credit schemes offer certain advantages to nearby informal settlements, the supply companies will not
ZRPHQ·VDVVRFLDWLRQVLQFOXGLQJVWUHQJWKHQLQJWKHORFDOPDQ- connect the services if the land or building is not titled. 91
agement capabilities of women. However, the schemes have
limited operating capital, a low level of security and remain 7DEOH5HJXODULVDWLRQSURJUDPPHVE\W\SHDQGFRXQWU\
RXWVLGHWKHIRUPDOÀQDQFLDOV\VWHP Country I n i t i a l Year Regul Physical Both
year com- arisa- regulari-
An important case study that demonstrates a model of pleted tion of sation
women obtaining access to credit is described in the report land
title
RQ 1LFDUDJXD ² WKH H[SHULHQFH RI  WKH :RPHQ·V &HQWUH RI 
Argentina 1980 1990 X X X
;RFKLOW$FDOW 88 Another model, 0RGHOR 7DQGD 3UpVWDPR is
Bolivia 1961 1982
GLVFXVVHGLQWKH0H[LFRUHSRUW Brazil 1983 1988/90 X X X
Colombia 1972 1996 X
11.3 Regularisation policies Costa Rica 2003 X X X
Chile 1970 1995 X X X
7KHOHJDOLVDWLRQRI H[LVWLQJVHWWOHPHQWVDVDPHDQVRI JXDU- Ecuador 1989 2001 X
El Salvador 1991 1999 X
DQWHHLQJDFFHVVWREDVLFVHUYLFHV ZDWHUVDQLWDWLRQHOHFWULFLW\  Guatemala 2001 X
KDVLPSURYHGWKHTXDOLW\RI OLIHWRVRPHH[WHQWDOWKRXJKWKLV Honduras 1998 2003 X
regularisation is not widely applied in terms of national poli- Mexico 1971 1992 X X
cies. Traditionally, three distinct types of land regularisation Nicaragua 1998 1999 X X X
FDQEHLGHQWLÀHG 89 regularisation of the land title; physical Panama 1994 X
Peru 1961 1996 X
UHJXODULVDWLRQ XUEDQLVDWLRQ DQG LQIUDVWUXFWXUH SURYLVLRQ 
Uruguay 1984 1995 X X X
and both together. Venezuela 1968 2002 X X
Source: &OLFKHYVN\1  
3ULFHVLQWKHLUUHJXODUODQGDQGKRXVLQJPDUNHWVUHÁHFWWKH However, regularisation of title is only a means to the end of
drastic decrease in public development of urban land for complete regularisation, because in the majority of instances
housing purposes, especially as the formal private sector can SURRI  RI  WKH H[LVWHQFH RI  WKH IXOO ULJKWV RZQHUVKLS RU
only meet a small part of the demand. 90 SRVVHVVLRQ LVUHTXLUHGWRLQLWLDWHWKHSURFHVVRI VHWWOHPHQW
upgrading and the provision of basic services.
The regularisation of land title is the most widely used
PHWKRG RI  UHJXODULVDWLRQ VHH WDEOH EHORZ  DV LW FRVWV WKH 7HQXUHUHJXODULVDWLRQSURJUDPPHVEHQHÀWDUDQJHRI VWDNH-
VWDWHOHVV$OWKRXJKQRWVXIÀFLHQWRQLWVRZQLWVKRXOGQRWEH holders and produce the following results:
underestimated: this method provides residents of informal v 7KH\SURWHFWEHQHÀFLDULHVIURPWKHGLVFUHWLRQDU\SRZ-
settlements with a legal title that they can use as a guarantee er of landowners and government administrations to
to obtain credit and improve their homes. Legal title can also promote forced evictions;
facilitate the connection of public services such as water, v They allow for social control over land reform;
electricity and sanitation, because even if these service pass v They are a basis for improvement of government rev-
HQXHWKURXJKODQGWD[DWLRQDQG

The growing privatisation of the provision of basic services in Latin America has increased
88 Arenas, C et al (2004:45-46). 91
WKHGLI¿FXOW\WKDWUHVLGHQWVRILQIRUPDOVHWWOHPHQWVIDFHLQJHWWLQJWKHVXSSOLHVFRQQHFWHGEHFDXVH
Clichevsky, N. (2003:31).
89 the private companies who now provide the services under concession from the public authority fear
Durand-Lasserve, A. (1997). WKH\PD\QRWJHWEDFNWKHFRQQHFWLRQLQYHVWPHQWRUWKDWWKHLUSUR¿WVZLOOEHOHVVVHFXUH
90

22 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

v They provide an incentive for future investments to After regularisation, payment for land ownership or usufruct
improve land and housing. LV XVXDOO\ UHTXLUHG EXW DW D UHDVRQDEOH SULFH WR JXDUDQWHH
However, tenure regularisation can be detrimental to some KRXVLQJODQGDIIRUGDELOLW\IRUWKHEHQHÀFLDULHV 94
EHQHÀFLDULHV ZKR KDYH WKH PRVW YXOQHUDEOH OHJDO RU VRFLDO
VWDWXVOLNHWHQDQWVRUVXEWHQDQWVRQVTXDWWHUODQGQHZRFFX- Programmes of physical regularisation or slum upgrading
pants who are not entitled to access land regularisation public KDYHQRWEHHQLPSOHPHQWHGDVIUHTXHQWO\DVOHJDOUHJXODULVD-
programmes, and so on. tion, principally because of the cost and disruption involved
for the state and the general population. 95 In many of these
The form of tenure regularisation varies in accordance with programmes, legalisation of informal settlements is one of the
the nature of the land that is occupied, whether it is publicly REMHFWLYHVRULVUHTXLUHGEHIRUHWKHZRUNFDQFRPPHQFH)RU
RU SULYDWHO\ RZQHG :KHQ WKH ODQG LV SULYDWHO\ RZQHG WKH the success of physical regularisation, popular participation
VWDWHFDQXVHWKHOHJDOLQVWUXPHQWRI H[SURSULDWLRQDFFRUGLQJ LVHVVHQWLDO$OWKRXJKWKDWSDUWLFLSDWLRQLVDUHTXLUHPHQWLQD
to the legal dispositions prevailing in the country or open number of projects of physical regularisation in many coun-
direct negotiations with the owner. If the land is public prop- WULHVRI WKHUHJLRQVXFKDV(FXDGRU&RVWD5LFD9HQH]XHOD
erty, under the laws regulating the public service the state can %UD]LO3HUX(O6DOYDGRUDQG0H[LFRLQSUDFWLFHLWKDVWXUQHG
alienate the building. This consists of an act by which the out to be merely an intention of the public authorities.
state makes the property, hitherto not negotiable, available or
subject to regulation, and then transfers it to the occupiers. :LWKRXWWKHH[LVWHQFHRI VRPHUHDVRQDEOHXUEDQLVDWLRQSODQ
and an improvement of living conditions in the informal set-
)RU WKH UHJXODULVDWLRQ RI  ODQG WLWOH RFFXSDQWV RI  LQIRUPDO WOHPHQWVLWLVGLIÀFXOWWRDFKLHYHODQGWLWOLQJ%RWKLQWHUYHQ-
VHWWOHPHQWVPXVWPHHWFHUWDLQPLQLPXPUHTXLUHPHQWVZKLFK tions are of fundamental importance to pursue the integral
YDU\E\FRXQWU\$FFRUGLQJWR1RUD &OLFKHYVN\ 92 the occu- IXOÀOPHQWRI WKHKRXVLQJWRODQGWRKRXVLQJDQGWRWKHFLW\
pants must generally prove that they: for the low-income population. This leads to the necessity of
v Do not own any other property in the country; implementation of integrated urban policies.
v Are heads of household, and in this respect, priority is
given to women as far as possible; 93 11.4 Self-helping innovative housing schemes
v Are not in debt to the state; to benefit women
v Have a minimum income capable of paying, at least in
SDUW WKH H[SHQVHV RI  WKH UHJXODULVDWLRQ D FRQGLWLRQ In general, self-construction and mutual aid operates in the
QRWDSSOLHGLQFDVHVRI H[WUHPHO\SRYHUW\ DQG shantytowns and informal urban settlements. This system is
of enormous help to poor women in particular. However, it
v Are citizens, because legalisation of land to foreigners
is not permitted. is not a panacea:
v ,WUHTXLUHVVROLGDULW\IURPWKHFRPPXQLW\DQG
neighbours, which cannot be guaranteed;
v ,WUHTXLUHVIUHHWLPHIURPWKHIDPLOLHVZKLFK
in general have to work over weekends; and
92 Clichevsky, N. (2003:23).
94 Clichevsky, N. (2002:55).
93 However, in some countries, such as Honduras, where there is a legal understanding
that the male is responsible for the family, this requirement is a serious factor in gender   ³3K\VLFDO LQWHUYHQWLRQ EULQJV DGGLWLRQDO FRVWV DVVRFLDWHG ZLWK LQVWDOODWLRQ DQG
discrimination. According to a country report submitted by the government to the United consumption of services. It may also introduce taxes and higher tax contributions. In
National Committee on Economic, Social and Cultural Rights on 23/07/98, with reference order to meet such costs, families may be obliged to make savings elsewhere or engage
WRWKHIXO¿OPHQWRIREOLJDWLRQDVVXPHGLQWKH,QWHUQDWLRQDO&RYHQDQWRQ(FRQRPLF6RFLDO in rent-seeking behaviours such as renting or sharing lots or be forced to sell and move
and Cultural Rights. http://www.unhchr.ch/html/menu2/6/cescr/cescrs.htm RXW´:DUG3  

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 23


BR A Z I L

v ,W GRHV QRW DVVXUH JRRG TXDOLW\ KRXVLQJ EH- role to play in providing funds for such programmes.
cause the projects are neither supervised nor   Recognise and reinforce the role of small and mi-
LPSOHPHQWHGE\TXDOLÀHGZRUNHUV cro credit institutions among the poor. The lack of
DFFHVVLEOHÀQDQFLQJIRUWKHSRRUKDVRIWHQOHIWWKHP
1 2 R e g i o nal re c o mmen d a tio ns out in housing programmes. Positively however has
been the development across the region of micro
a n d p rio ritie s credit institutions whose membership is often largely
composed of women. There is a need to better target
Although there are detailed recommendations in all the re- these initiatives through increased support to better ca-
spective country chapters, a number of overarching themes pacitate, capitalise and formally recognise them.
that cut across the region can be captured.   Recognise the special needs of indigenous and
  Government should take on a more proactive role minority communities. :KLOHWKHUHLVJHQHUDOUHFRJ-
in land matters. $ÀUPHUUROHLVQHHGHGRI JRYHUQ- nition and consensus on this ideal, there is a need to
ment to reduce the intense speculation in urban land, better integrate these communities in all land reform
ZKLFK OHDGV WR H[FOXVLRQ RI  WKH SRRU )XUWKHU LQ- and housing programmes.
creased efforts need to be made to address the glaring   Incorporate civil society into the highest levels of
ODQGRZQHUVKLSLQHTXDOLWLHVLQWKHUHJLRQ7KHVHLVVXHV decision-making. The often active and vibrant civil
lie at the core of providing housing, land and tenure society in the region needs to be fully integrated into
security to the estimated 180 million people living in governmental decision organs at all levels. This will
poverty in the region. HQVXUH WKH\ FDQ EHWWHU LQÁXHQFH SROLF\ DQG GHFLVLRQ
  There is a region wide need to implement non- making.
discriminatory laws and policies. :KLOH WKHUH DUH   Further pursue pioneering concepts in land ten-
DVSHFWV RI  JHQGHU HTXDOLW\ LQ WKH ODZV RI  WKH UHJLRQ ure and reform and enhance shared learning. The
the actual practice has often been lacking. The reform region is considered to be the home of what many
of institutions to include broader gender representiv- regard as positive practices in land tenure and reform,
ity, attitudinal changes as well as education campaigns and provides an important source of learning for the
are important ingredients in implementation of these rest of the developed world. There is a need to more
laws. International treaties and conventions with their urgently implement many of these practices on a wider
reporting and monitoring procedures can additionally VFDOHDVZHOODVVKDUHH[SHULHQFHVZLWKLQWKHUHJLRQ
be useful tools for feedback on implementation.
  Integrate the poor living in informal settlements
  ,QFUHDVHHIIRUWVLQIXOÀOOLQJWKHULJKWWRDGHTXDWH into the urban fabric. $PL[WXUHRI FRORQLDOOHJDF\
housing. The general regional acceptance of a legal and post independent land practices has seen the pe-
right to housing in various forms should be coupled ripheralisation of the urban poor across the region.
ZLWKVFDOHGXSSURJUDPVIRUH[SDQGLQJVHUYLFHSURYL- :KLOHWKHUHLVQRVLQJOHVROXWLRQWRWKLVSKHQRPHQRQ
sion through informal settlement upgrading, granting
tenure security and new housing development. Donors
and multilateral lending agencies have an important

24 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

urban planning, land reform and housing programmes the systems through broader use of technology; and
should have integration as a priority. Informal settle- increase decentralisation and capacitation of regional
ment regularisation that provides infrastructure and and local units.
services at scale is key. Again the importance of shared  Improve access to information and legal support
OHDUQLQJDPRQJWKHFRXQWU\·VLVLPSRUWDQWZLWKPDQ\ on land and housing rights. A common feature in
already featuring such priorities in their policies and the region is the need to better implement good laws
programmes. and policies. The public should be better educated on
  Reform of land registration systems across the the contents of these laws and legal support provided
region. This is a broad area of reform and emphasis to prevent violations. Civil society is important in this
will depend on the country concerned. However, there process.
is a general need to incorporate the poor into these
systems through reconciling the formal and informal
V\VWHPVRI ODQGDFTXLVLWLRQ,QDGGLWLRQWKHUHLVQHHG
to reform old and outdated colonial laws; modernise

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 25


BR A Z I L

L a n d l a w re fo rm in B ra zil E\H[DPLQLQJWKHOHYHORI FLYLOVRFLHW\DFWLYLW\LQWKHFRXQWULHV


of study.
I n t ro d u c t io n
7KHQH[WVHFWLRQRQODQGWHQXUHLVWKHFRUHRI WKHUHSRUW
Origins of report GHÀQLQJ WKH YDULRXV W\SHV RI  ODQG LQ WKH FRXQWU\ DQG WKH
relevant constitutional provisions, laws and policies. The
7KLVLVRQHRI IRXUUHSRUWVWKDWH[DPLQHLQGHWDLOODQGWHQXUH FKDSWHU DOVR DWWHPSWV WR GHÀQH ZKDW ULJKWV DFFUXH WR WKH
systems and law reform in selected Latin American countries: holders of various types of land.
%UD]LO&RORPELD0H[LFRDQG1LFDUDJXD7KHSUHFHGLQJUH-
gional overview provides a broad summary of issues across 7KHQH[WVHFWLRQH[DPLQHVKRXVLQJULJKWVLQFOXGLQJUHODWHG
the region, i.e. over and above the four countries selected for matters such as the accessibility of services like water and
individual study, and highlights key themes upon which the sanitation. It deals with constitutional matters and relevant
IRXUFRXQWU\VWXGLHVDUHEDVHG7KHFRXQWU\UHSRUWVÁRZIURP laws and policies.
DQH[WHQVLYHH[DPLQDWLRQRI ODZVSROLFLHVDQGDXWKRULWDWLYH
literature, in addition to a wide range of interviews. Each 7KHQH[WVXEMHFWDUHDLVLQKHULWDQFHDQGPDULWDOSURSHUW\LV-
country report is authored by a resident specialist consult- sues. The initial emphasis here is on determining whether
DQW81+$%,7$7WKHVSRQVRURI WKHSURMHFWFRQGXFWHGD a constitutional provision that prevents discrimination on
workshop to set the research agenda. grounds of gender is provided. Issues of marital property
ULJKWVKLQJHRQZKHWKHUERWKPHQDQGZRPHQHQMR\HTXDO
Themes property rights under the law.

,Q WKLV UHSRUW H[DPLQDWLRQ RI  ODQG WHQXUH KDV EHHQ FRQ- $VHFWLRQLVWKHQGHGLFDWHGWRH[DPLQLQJWKHFRXQWU\·VSRYHUW\
sidered broad enough to cover matters regarding housing, reduction strategies, national development plans or similar
marital property issues, inheritance, poverty reduction and initiatives and their relationship to the primary themes of
local government. An additional important aspect of the the report.
study is its focus on gender and its relationship to each of
these issues. The section on land management systems maps the institu-
tions involved in land management and administration, and
Structure KRZ IDU WKHLU IXQFWLRQV ÀOWHU GRZQ WR WKH ORFDO OHYHO 7KLV
section also analyses the relationship this formal bureaucracy
The report is structured to capture the wide-ranging topics has with informal settlements and their dwellers. The section
mentioned above. Every effort has been made to stick to concludes with a selection of court decisions on land and
standard headings in all four reports, but obviously there has housing rights cases.
been some variation to accommodate issues needing special
emphasis in particular countries. Local and, where appropriate, state laws and policies are then
scrutinised to determine how they address land and housing
7KHÀUVWSDUWRI WKHUHSRUWVHWVWKHVFHQHIRUWKHVWXG\SUR- rights, as well as their relationship with national laws.
viding a brief historical background, followed by a snapshot
of how the governments and legal systems of the country ,PSOHPHQWDWLRQRI ODQGDQGKRXVLQJULJKWVLVWKHQH[WWRSLF
function in relation to the subject matter. There is a discus- of discussion. It addresses how successful the actual delivery
sion of the socioeconomic conditions. The section concludes of these rights has been.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 27


BR A Z I L

7KHÀQDOVHFWLRQVGUDZRQLQIRUPDWLRQSURYLGHGLQWKHSUHYLRXVSDUWVRI WKHUHSRUW7KHEHVWSUDFWLFHVVHFWLRQWULHVWRLGHQWLI\
DQ\SRVLWLYHDQGSRVVLEO\UHSOLFDEOHSUDFWLFHVWKDWKDYHHPHUJHG7KHFRQFOXVLRQVVHFWLRQÁRZVIURPWKHSUHYLRXVVHFWLRQ
LGHQWLI\LQJSUREOHPVDQGFRQVWUDLQWVWRODQGDQGKRXVLQJULJKWVGHOLYHU\7KHÀQDOSDUWRI WKHUHSRUWPDNHVUHFRPPHQGDWLRQV
7KHVH DUH GHVLJQHG WR EH UHDOLVWLF WDNLQJ LQWR DFFRXQW WKH VSHFLÀF FRQGLWLRQV LQ HDFK FRXQWU\ ZLWKLQ WKH FRQWH[W RI  WKH
region.

Figure 1.2 Map of Brazil

28 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

B a c k g ro u n d The social movements that helped to bring an end to the


military government also succeeded in establishing a
1.1 Introduction and historical background Constitutional Assembly to draw up a revised Constitution
in 1988, which remains in force today. Simultaneously, strong
By far the largest and most populous country in South XUEDQ UHIRUP VRFLDO PRYHPHQWV ZHUH IRUPHG E\ FLWL]HQV·
America, Brazil occupies an area of more than 8.5 million km² FRPPLWWHHV 1*2V SURIHVVLRQDO DVVRFLDWLRQV UHVHDUFK-
and has an estimated population of 170 million people. 96 ers, university professors and others who campaigned for
Brazil was a Portuguese colony until 1822 when it gained DFWLRQ WR DEROLVK WKH LQKXPDQ DQG XQGLJQLÀHG FRQGLWLRQV
independence. The ensuing local version of colonial mon- under which many millions of people were forced to live in
archy gave way to a republican regime in 1889 and, in spite Brazilian cities.
of some periods of military dictatorship, the country is a
constitutional democracy today. The 1988 Constitution introduced institutional and legal proc-
esses for the democratisation of the state. It also opened up
Initially the economy was based on sugar, coffee, gold, rub- possibilities to resolve a range of problems stemming from
ber, wood and other natural riches. African slaves imported VRFLDOLQHTXDOLW\LQ%UD]LOLDQFLWLHVSDUWLFXODUO\E\UHFRJQLVLQJ
by English and Portuguese slave traders were the main source the right of the citizens to participate in formulating and
of labour on the plantations and in the mines. After many implementing public policy, and to promote public control
attempts to overcome the resistance of the big Brazilian of the state.
IDUPHUV ² ZKR OLNH WKHLU 1RUWK $PHULFDQ FRXQWHUSDUWV
GHSHQGHGRQKXPDQVODYHU\IRUWKHLUSURÀWV²VODYHU\ZDV At the same time, a small minority of landowners remain in
ÀQDOO\ DEROLVKHG E\ ODZ LQ  7KH HFRQRP\ KRZHYHU control of a high percentage of the land, making Brazil one
FRQWLQXHGWR EH EDVHG RQ WKHH[SRUW RI  UDZ PDWHULDOV DQG RI  WKH PRVW XQHTXDO FRXQWULHV LQ WKH ZRUOG ,Q ERWK UXUDO
WKHLPSRUWRI PDQXIDFWXUHGSURGXFWVLQH[FKDQJHXQWLOWKH and urban areas struggles for democratisation of land access
world economic crisis in 1929 and the two world wars inter- have resulted in much violence, but these efforts have failed
rupted maritime commerce and stimulated capital investment WREULQJDERXWODQGUHIRUPVFDSDEOHRI RIIHULQJDGLJQLÀHG
in local industrial production. living standard to the general population.

This industrialisation process generated an ever-increasing 1.2 Legal system and governance structure
H[RGXVRI UXUDOIDPLOLHVWRWKHFLWLHVDQGWRZQV:KLOHXSWR
1940 the population structure had been overwhelmingly rural, Brazil is a federal republic, with a representative system
today 80 percent of Brazilians live in metropolitan urban and democratic regime in accordance with the Brazilian
DUHDVVXFKDV6mR3DXOR5HFLIH)RUWDOH]DDQG3RUWR$OHJUH Constitution of 1988. The Brazilian state is organised into
Urbanisation proceeded apace during periods of democratic the following federal units: One union, 26 states, 5,559 mu-
and non-democratic rule. However, the last military govern- QLFLSDOLWLHV DQG RQH IHGHUDO GLVWULFW WKH FDSLWDO %UDVLOLD  97
PHQW  DOVRLQFUHDVHGFHQWUDOJRYHUQPHQWFRQWURO All of these units are autonomous. 98 The Brazilian federal
over urban and housing policies, weakening the powers of system, as an innovative component of political decentralisa-
SURYLQFLDODQGPXQLFLSDOJRYHUQPHQW²DQGLQGHHGWKHULJKWV tion, recognises the municipality as a component and autono-
of the population as a whole. mous member of the federation, along with the union and

97 Source: http://www.tesouro.fazenda.gov.br/estados_municipios/index.asp

98 The federal territories are part of the union and can be transformed into states or
96 Brazilian Institute of Geography and Statistics. (2000). reintegrated into the state of origin.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 29


BR A Z I L

the states. 99 Municipalities can approve their own munici- states and municipalities have jurisdiction over public lands
pal constitution. As a general rule, matters of predominant within their borders.
international and national interest are the responsibility of
WKHXQLRQDOOPDWWHUVWKDWDUHQRWOLVWHGDVH[FOXVLYHIHGHUDO State responsibilities
powers by the Constitution are the responsibility of states. 100 5HVSHFWLQJ WKH SULQFLSOH RI  FRQFXUUHQW XUEDQ ODZ MXULVGLF-
In Brazil, there is no regional jurisdiction and matters of local tions, in the absence of an applicable federal law the states
interest fall within the responsibility of the municipalities. will have full powers to issue suitable regulations. 102 The
states have concurrent legislative capacity over legal services
As a federal system, there is a division of legislative juris- and public legal defence. 103 However, only the president
dictions and political-administrative responsibilities and of the republic can introduce laws related to the creation of
obligations between the union, states and municipalities. The general rules for the organisation of the public legal defence
legislative jurisdictions are those related to the formulation V\VWHPRI WKHVWDWHVWKH)HGHUDO'LVWULFWDQGWKHWHUULWRULHV 104
and adoption of legislation by the federal, state and munici- Once generally determined by the federal president, all three
pal parliaments. The political-administrative responsibilities SRZHUV WKHXQLRQWKHVWDWHVDQGWKH)HGHUDO'LVWULFW KDYH
are related to the implementation and monitoring of public concurrent jurisdiction over the application of this system.
SROLFLHVDQGSURJUDPPHV²LQRWKHUZRUGVHYHU\WKLQJUHODWHG The public legal defence institution has the prime respon-
to activities that are mandatory to the union, states or mu- sibility for providing legal assistance so that those who are
nicipalities. 101 The rights and fundamental guarantees of the socially vulnerable obtain justice. In addition, the institution
people are supposed to be implemented through legislation is of fundamental importance in the defence of cases related
DQGSXEOLFSROLFLHVZKLFKVHHNWRIXOÀOWKHIXQGDPHQWDORE- to access to land and housing rights. 105
jectives of promoting social justice, eradicating poverty and
UHGXFLQJVRFLDOLQHTXDOLWLHV6HH$SSHQGL[,IRUDGHVFULSWLRQ In relation to the judiciary, the states also have concurrent
of the various units of government and their jurisdictions. legislative capacity over proceedings in matters of procedural
law, legal assistance and special courts for small cases. 106
Federal responsibilities Based on this jurisdiction, the states may establish special
:LWKUHJDUGWRXUEDQGHYHORSPHQWLQFOXGLQJKRXVLQJEDVLF proceedings for urban adverse possession, for regularising
sanitation and public transportation, the union has the XUEDQVTXDWWHUVDQGIRUVSHFLDOFRQFHVVLRQVIRUKRXVLQJSXU-
responsibility to establish general guidelines that must be poses, all of which are instruments of land regularisation.
followed by federal, state and municipal authorities.
7RJHWKHUZLWKWKHXQLRQDQGWKH)HGHUDO'LVWULFWWKHVWDWHV
8QGHU$UWRI WKH&RQVWLWXWLRQODQGVVXFKDVWKHFRXQWU\·V are bound by law to implement programmes of housing con-
coastline and borders, the federal roads, the rivers and islands, struction and to improve housing and basic sanitation condi-
the beaches and areas traditionally occupied by indigenous WLRQV7KHVWDWHRI 6mR3DXORIRUH[DPSOHKDVHVWDEOLVKHGD
peoples are considered federal public land, and it is the re- state system of housing policies that has created a series of
sponsibility of the union to regulate their use. Similarly, the housing laws to be implemented by the state Department of

99 Art. 18 of the Constitution. Before the Constitution of 1988 the municipalities in


Brazil were not provided with autonomy. 102 Art. 24, paragraph 3.
100 See Art. 25, par. 1 of the Constitution. 103 Art. 24, XIII.
101 The political-administrative responsibilities are enshrined in articles 21 (union), 104 Art. 61(d) and article 134, sole paragraph.
23 (common jurisdiction among union, states and municipalities) and 30, III to IX
105 Art. 5o, LXXIV.
(municipalities), while the legislative jurisdictions are laid down in articles 22 (union), 24
(concurrent jurisdiction amongst union and states) and 30, I and II (municipalities). 106 Art. 24, X, XI, and XIII.

30 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

Housing and the Urban Development and the Housing and v Grant special concession for housing purposes to ten-
8UEDQ'HYHORSPHQW&RPSDQ\ &'+8  ants living in irregular public areas.
)XUWKHUPRUH $UW  RI  WKH &RQVWLWXWLRQ VWDWHV WKDW WKH
Municipal responsibilities PXQLFLSDOLWLHVKDYHSRZHUVWRFUHDWHDQGFROOHFWSURSHUW\WD[
The municipality has the jurisdiction, where necessary, to RQXUEDQODQGDQGEXLOGLQJV7KLVWD[PD\YDU\LQDFFRUGDQFH
issue laws supplementing state and federal legislation as ap- with the value of the property and the purpose for which it is
plied to local matters such as environment, education, culture, used and there can be different rates in different areas of the
health and urban rights and law. The councillors have the FLW\7KHWD[PD\DOVREHXVHGDWSURJUHVVLYHO\KLJKHUUDWHVWR
authority to legislate in the municipality, according to Art. 29 SHQDOLVHRZQHUVRI XUEDQSURSHUW\WKDWIDLOVWRIXOÀOLWVVRFLDO
RI WKH)HGHUDO&RQVWLWXWLRQ function as laid down in the municipal master plan.

Article 182 of the Constitution establishes as an objective of Legislature


urban policy that all municipalities should develop a master 7KH)HGHUDO1DWLRQDO&RQJUHVVLVFRPSRVHGRI
plan as the basic legal instrument for urban development and v 7KH &KDPEHU RI  'HSXWLHV UHSUHVHQWDWLYHV RI  WKH
property ownership, thus ensuring full development of the people, elected by proportional representation in each
FLW\·VVRFLDOIXQFWLRQVDQGJXDUDQWHHLQJWKHZHOOEHLQJRI LWV VWDWHWHUULWRU\DQGLQWKH)HGHUDO'LVWULFW DQG
inhabitants. v 7KH)HGHUDO6HQDWH UHSUHVHQWDWLYHVRI WKHVWDWHVDQG
RI WKH)HGHUDO'LVWULFWHOHFWHGE\PDMRULW\YRWH  107
7KH &RQVWLWXWLRQ JUDQWV WKH PXQLFLSDOLWLHV H[FOXVLYH OHJLVOD-
tive jurisdiction in matters of local interest, including the As of April 30 2005, out of 513 deputies, 44 were women
power to supplement the respective state and federal legisla- SHUFHQW DQGRXWRI VHQDWRUVZHUHZRPHQ 
WLRQ7KHPXQLFLSDOLWLHVPD\DOVRSURPRWHOHJLVODWLRQDQGRU SHUFHQW  108
UHJXODWLRQV DV UHTXLUHG IRU FRQWURO XWLOLVDWLRQXUEDQLVDWLRQ
and occupation of urban land in accordance with Art. 30, I, 7KH1DWLRQDO&RQJUHVVLVWKHRQO\ERG\HPSRZHUHGWROHJ-
,,DQG9,,,RI WKH&RQVWLWXWLRQ islate on all matters within the competence of the union. It
may also:
The municipality is thus the principal body promoting urban v $XWKRULVHDUHIHUHQGXPDQGFDOODSOHELVFLWH $UW
policies for the orderly social development of the cities. SDU;9 
v $XWKRULVHWKHH[SORLWDWLRQDQGXVHRI ZDWHUUHVRXUFHV
Using its master plan, the municipality must develop local and the prospecting and mining of mineral resources
housing guidelines, regulations and norms for the use and LQLQGLJHQRXVODQGV $UWSDU;9, 
occupation of urban land and the forms of cooperation v Give approval in advance for the disposal or conces-
between the public and private sector. According to Art. VLRQRI SXEOLFODQGVZLWKDUHDVH[FHHGLQJKD $UW
182 of the Constitution and Art. 4 of the City Statute, the SDU;9,, 
PXQLFLSDOLW\PXVWGHÀQHFULWHULDIRUGHWHUPLQLQJWKHVRFLDO v $PHQG WKH &RQVWLWXWLRQ LI  WKUHHÀIWKV RI  YRWHV RI 
use of urban property. The municipality may also: PHPEHUVRI HDFK+RXVHRI WKH1DWLRQDO&RQJUHVVDUH
v $GRSWVSHFLÀFKRXVLQJODZVRI VRFLDOLQWHUHVW FDVWLQIDYRXURI WKHDOWHUDWLRQ $UWSDU DQG
v Improve urban infrastructure in informal settlements;
v Create zones of special social interest; 107 According to Art. 45 of the Constitution the numbers of federal and state deputies
to be elected in each Brazilian state depends on the local population and is decided by
v 5HJXODWHWKHFRQGLWLRQVIRUWKHWUDQVIHURI WKHULJKWWR proportional representation.
build; and 108 Inter-Parliamentary Union. (2005).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 31


BR A Z I L

v &RQWUROWKHDFFRXQWVÀQDQFHVEXGJHWRSHUDWLRQVDQG v Superior Court of Justice


SURSHUW\RI WKHXQLRQ $UW  v Courts of Appeal
Legislative process v )HGHUDO5HJLRQDO'LVWULFW6WDWHDQG7HUULWRU\&RXUWV
Legislation can be initiated by the president of the repub- v Labour Courts
OLFWKH1DWLRQDO&RQJUHVVWKH6XSUHPH)HGHUDO&RXUWWKH v Electoral Courts
Superior Courts, the Attorney General and any citizen. 109
v Military Courts
7KH&RQVWLWXWLRQGHÀQHVZKLFKLVVXHVDUHVXEMHFWRI FRPSOH-
PHQWDU\OHJLVODWLRQ'HFUHHVDUHDFWVLVVXHGE\WKHH[HFXWLYH )HGHUDO5HJLRQDO&RXUWVDUHSUHVLGHGRYHUE\IHGHUDOMXGJHV
SUHVLGHQWRI UHSXEOLFJRYHUQRURI WKHVWDWHRUPD\RU  These courts are responsible for the judgement of disputes
concerning the rights of the indigenous population. 110)HGHUDO
According to amendment 32 of the Constitution of District, State and Territory Courts are established through-
September 11 2001, in important and urgent cases, the presi- out the country and are constituted with career and lay judges
dent may issue provisional legal measures with immediate DXWKRULVHGWRFRQFLOLDWHMXGJHDQGH[HFXWHWKHOHVVFRPSOH[
HIIHFWZKLOHVLPXOWDQHRXVO\VXEPLWWLQJWKHPWRWKH1DWLRQDO FLYLOVXLWVE\PHDQVRI RUDODQGVXPPDU\SURFHHGLQJV:KHUH
Congress for later approval. If congress does not transform permitted by law, they may also hand down judgements
the provisional measure into formal law within 45 days of DQG VHWWOHPHQWV RI  DSSHDOV IURP SDQHOV RI  MXGJHV LQ ÀUVW
publication such measure becomes null and void and the instances. 111
1DWLRQDO &RQJUHVV VKDOO LQWURGXFH OHJLVODWLRQ WR UHJXODULVH
WKHOHJDOHIIHFWVDULVLQJIURPWKLV $UW 3URYLVLRQDOPHDV- )RUWKHVHWWOHPHQWRI FRQÁLFWVUHODWHGWRODQGWKH&RXUWRI 
ures issued before September 11 2001 have the force of law, -XVWLFHVKDOOGHVLJQDWHMXGJHVLQVWDWHVZLWKH[FOXVLYHFRPSH-
whether transformed into another law or not. tence over agrarian matters. 112

:KHQDELOOKDVEHHQDSSURYHGLQWKH1DWLRQDO&RQJUHVVLW In the last two decades the number of women judges has
LV VHQW WR WKH SUHVLGHQW IRU KLVKHU DSSURYDO DQG VDQFWLRQ increased. Out of the current total of 14,400 members of
$UW 7KHSUHVLGHQWKDVWKHSRZHUWRYHWRWKHELOOZKROO\ the Brazilian Association of Judges, 4,089 are women.
RU SDUWLDOO\ LI  VKH FRQVLGHUV LW WR EH XQFRQVWLWXWLRQDO RU
FRQWUDU\WRWKHSXEOLFLQWHUHVW+LVKHUGHFLVLRQPXVWUHDFK Public defence
the president of the Senate within 15 working days and, if 7KHRIÀFHRI WKHSXEOLFGHIHQGHULVUHVSRQVLEOHIRUOHJDOJXLG-
WKH YHWR SRZHUV KDYH EHHQ XVHG D GHWDLOHG H[SRVLWLRQ RI  ance and defence of litigants unable to pay for private lawyers
the reasons must be included. An absolute majority of the in all types of cases. They provide pro-bono service at all lev-
1DWLRQDO &RQJUHVV PD\ UHMHFW WKH YHWR DQG ZKHUH WKLV KDS- HOVRI WKHMXVWLFHV\VWHPLQDFFRUGDQFHZLWK$UW /;;,9 
pens the bill is sent back to the president for publication in Supplementary legislation organises the public legal defence
its original form. LQWKHXQLRQLQWKH)HGHUDO'LVWULFWDQGWKHWHUULWRULHVDQG
provides guidelines for the respective organisations in the
Judiciary states. 113 In addition to a federal public defender, each state
The judiciary consists of the following institutions: must provide a public defender. Twenty-four states in Brazil
v 6XSUHPH)HGHUDO&RXUW

110 Art. 109, par. XI of the Constitution.


 2QWKHEDVLVRI$UW†ƒRIWKH&RQVWLWXWLRQDQ\FLWL]HQPD\LQLWLDWHOHJLVODWLRQE\
presenting a popular initiative of the draft bill of law in Chamber of Deputies. To be voted 111 Art. 98 of the Constitution.
into law the initiative must be subscribed by a total of at least 1 percent of the national
112 Art. 126 of the Constitution.
HOHFWRUDWHORFDWHGLQDWOHDVW¿YHVWDWHVDQGZLWKQRWOHVVWKDQRISHUFHQWRIWKH
voters in each state. 113 Art. 134 and 135.

32 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

KDYHDSXEOLFGHIHQGHU·VRIÀFHZKLOHWKUHH DPRQJWKHP6mR investment was employed in urban infrastructure projects to


3DXOR GRQRW FUHDWH WKH FRQGLWLRQV UHTXLUHG WR DWWUDFW LQGXVWULDO GHYHORS-
ment. This often included the construction of roads, railways
1.3 Socioeconomic context and civic services connecting the central areas with the distant
peripheries where factory and service workers were forced
The urbanisation of Brazilian society is the result of unbal- to live. Such improvements often ran through previously
anced industrialisation and development, carried out in the unoccupied areas, many privately owned but of low value.
name of modernisation, but without any consideration of the The construction boom, however, forced the poorer classes
social or land rights of the majority of the population. The farther still from the city centre and its work areas.
process accelerated in the second half of the 20th century,
ZKHQ WKH JRYHUQPHQW·V LPSRUW VXEVWLWXWLRQ SURJUDPPHV This situation is getting worse every day. Since the 1980s, the
were creating many jobs in the cities at the same time as the larger cities have grown faster than the country as a whole. 116
ORQJWHUPHIIHFWVRI WKHDEROLWLRQRI VODYHU\  UHQGHUHG In 1991, of the total population, 75.6 percent lived in urban
large numbers of rural workers unemployed. 114 Arriving DUHDV7RGD\SHUFHQWRI WKHSRSXODWLRQ DERXWPLOOLRQ
virtually penniless in cities that were totally unprepared for SHRSOH OLYHLQWKHFLWLHV 117
the numbers involved, these workers obtained employment
DWH[WUHPHO\ORZZDJHV$VDUHVXOWWKH\FRXOGQRWUHQWRU The growth of informal/illegal urban settlements
EX\ DGHTXDWH KRPHV DQG ZHUH IRUFHG WR WKH FLW\ RXWVNLUWV The illegality and informality characterising a great propor-
or to swampy, undesirable or dangerous land without roads, WLRQ RI  %UD]LO·V XUEDQ VHWWOHPHQWV LV ODUJHO\ EHFDXVH XUEDQ
water, sanitation or other civic services. ODQG RFFXSDWLRQ VWDQGDUGV IDLO WR UHTXLUH WKDW   WKH VRFLDO
IXQFWLRQVRI SURSHUW\DUHIXOÀOOHGE\ODQGRZQHUV
Although Brazil is an industrialised society that competes on
DQLQWHUQDWLRQDOOHYHOLQWHUPVRI ERWKTXDQWLW\DQGTXDOLW\ 7KH%UD]LOLDQ,QVWLWXWHRI *HRJUDSK\DQG6WDWLVWLFV ,%*( 
the factories are unable to provide work for the millions of considering only areas with more than 50 irregular buildings,
unemployed, and the majority of Brazilians still work for estimates that the illegal areas known as IDYHODV 118 increased
low wages. The powerful farmers and rural oligarchy, who by 22 percent from 1991 to 2002. However, the favela is only
have always received favourable treatment from successive one form of irregular occupation. Others include: 119
governments, 115 contribute very little to alleviate the tragic v Collective occupations of public buildings in central
situation in the major cities. Some 160 million ha of land lies areas of the city by popular movements struggling for
fallow and entire townships of hitherto well-populated lands housing;
are virtually deserted, while 50 million people are crowded v Individual or collective occupations of empty spaces
into miserable shacks and hovels in all the major cities. under bridges and viaducts;
v Irregular sales or negotiation of small lots by private
%UD]LO·V LQGXVWULDOLVDWLRQ DQG GHYHORSPHQW PRGHO KDV EHHQ entrepreneurs, real estate owners, housing cooperatives,
implemented in many developing countries with similar DQGSULYDWHLQGLYLGXDOVRUFRPSDQLHV ZKRPD\RUPD\
results. This model aims for economic growth above all, QRWEHWKHOHJDORZQHUVRI WKHODQG LQYRODWLOHDUHDV
disregarding the needs of the much of the citizenry. State 116 Cities with populations between 100,000 and 500,000 inhabitants.

117 Brazilian Institute of Geography and Statistics-IBGE. (2001) Cidades: uma


114 The major portion of rural lands are owned by a relatively few strong farmers
alternativa para a crise urbana. Editora Vozes, Petrópolis, Maricato Ermínia , Brasil.
³latifundiarios´ ZKRUHDFWHGWRWKHORVVRIWKHVODYHVRQZKLFKWKHLUDJULFXOWXUHGHSHQGHG
either by closing down and leaving the land non-productive or dedicated to cattle ranching, 118 Favelas are concentrated areas (some as big as small cities) of precarious
or by growing crops needing little labour. In both cases the local population was reduced structures built on public or private land invaded by individuals or groups. Some favelas
to extreme poverty and migrated to the cities. are also slums and some have been incorporated into regularisation programmes.
115 119 Saule Jr. (2001:110).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 33


BR A Z I L

areas of environmental preservation, hilly or swampy GHÀFLWVWDQGVDWPRUHWKDQPLOOLRQXQLWVRUSHUFHQW


land, or areas otherwise unsuitable for normal human
of total urban residences. 121 The 2000 IBGE census indi-
habitation;
cates that there are 4.8 million unoccupied residences in the
v Allocation of irregular housing sites and urban lots by
cities, or about 10.3 percent of the total amount of urban
the public authority itself;
residential construction. 122
v Irregular allocation of housing sites by community as-
sociations, groups of evicted or landless people and so
,Q WKH %UD]LOLDQ FRQWH[W KRXVLQJ LV ´D VSHFLDO JRRG WKDW
on; and
UHTXLUHVXUEDQLVHGODQGDQGÀQDQFLQJERWKIRUFRQVWUXFWLRQ
v ,QDGHTXDWH FRQYHUVLRQ RI  ROG KRXVHV RU EXLOGLQJV
and sale. In this sense it is a part of the macro-economy
which are generally in bad condition and often danger-
and competes for investment with other capital goods in a
ous, into tenements rented out to low-income families.
PDUNHWSODFH ZKLFK GHSHQGV RQ SXEOLF UHJXODWLRQ DQG ÀQDQ-
HIV/AIDS cial subsidies.” 123 After the Brazilian Census of 2000, the
%UD]LO KDV DQG DGXOW +,9 SUHYDOHQFH UDWH RI  DSSUR[LPDWHO\ João Pinheiro )RXQGDWLRQFRQGXFWHGDVWXG\RQWKHKRXVLQJ
 ZLWK DQ HVWLPDWHG  DGXOWV OLYLQJ ZLWK +,9 DW GHÀFLWLQ%UD]LO7KHUHVHDUFKVWDUWHGZLWKWKHFRQFHSWWKDW
WKHHQGRI 2I WKHVHZRPHQFRQVWLWXWH%UD]LO·V “everybody lives somewhere,” and from there proceeded to
UHVSRQVHWR+,9KDVJHQHUDOO\EHHQFRQVLGHUHGSRVLWLYHZLWK GHÀQH WKH FULWHULD IRU GHÀQLWLRQ RI  WKH KRXVLQJ GHÀFLW DQG
strong political support from the highest levels of govern- what situations contribute to it.
ment, good regulatory policies as well as funding at national,
state and municipal level. Antiretroviral provision is universal 7KH ´KRXVLQJ GHÀFLWµ TXDQWLÀHV WKH QHHG IRU WKH FRQVWUXF-
and guaranteed by national law, which is helped by the pro- tion of new housing either because of precarious construc-
duction of generic versions of the drugs by several publicly tion, wear and tear of the physical structure, or undesirable
owned companies. 120 multifamily use.

The social function of property in Brazil $QHVWLPDWHRI WKHKRXVLQJGHÀFLWLQ%UD]LOLQE\UHJLRQ


That property ownership creates a social function has been is provided in the following table.
a fundamental principle of the Constitution since 1934.
+RZHYHULQSUDFWLFHWKHUHTXLUHPHQWLVUDUHO\LPSOHPHQWHG 7DEOH(VWLPDWHRI WKHKRXVLQJGHÀFLWE\UHJLRQ
by the private sector, and government action to enforce com- Region Housing deficit % of total permanent
pliance has been at best sporadic and at times entirely absent. private residences
North 411,625 20.2%
In terms of Art. 182 of the Constitution the social function Northeast 2,631,790 23.0%
RI XUEDQSURSHUW\LVGHÀQHGE\WKHPXQLFLSDOLW\WKURXJKWKH Southeast 2,412,460 11.9%
master plan. Pursuant to Art. 185 and 186 of the Constitution South 690,312 9.6%
Central West 488,482 15.4%
the social function of a rural property is determined by its
Brazil* 6,656,526 14.8%
SURGXFWLYLW\KRZZHOOLWVRZQHUVUHVSHFWZRUNHUV·ULJKWVDQG 5XUDOKRXVLQJGHÀFLWVRI 5RQG{QLD$FUH$PD]RQDV
the environment, and other factors. 5RUDLPD3DUiDQG$PDSiVWDWHVDUHQRWLQFOXGHG
  7KH ¿JXUHV UHODWHG WR WKH KRXVLQJ GH¿FLW ZHUH WDNHQ IURP WKH VWXG\ ³+RXVLQJ
High levels of housing deficit 'H¿FLWLQ%UD]LO´XQGHUWDNHQE\-RmR3LQKHLUR)RXQGDWLRQ%HOR+RUL]RQWH

According to the census carried out by IBGE in 1995, about 122 The total amount of urban residential construction is the number of permanently
occupied private residences (whether located in houses, apartments or rooms) capable
4.8 million rural families have no land and the urban housing of adequately housing a person or a family or those linked by parental connections or
domestic dependence.

120 UNAIDS. (2004). 123 Maricato, E. (2001).

34 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

7KHXUEDQKRXVLQJGHÀFLWZDVHVWLPDWHGDWPLOOLRQKRPHV DQLQFUHDVHLQWKHFRQVWUXFWLRQRI TXDOLW\ORZLQFRPHKRXV-


DQGWKHUXUDOGHÀFLWDWPLOOLRQKRPHVLQ7KHQHHG ing.
WRLQFUHDVHDQGUHSODFHH[LVWLQJKRPHVLVPRVWSUHVVLQJLQWKH
XUEDQDUHDV SHUFHQWRI WKHHVWLPDWHGPLOOLRQQHZ 5HJDUGLQJ WKH TXDOLW\ RI  WKH LQIUDVWUXFWXUH LW LV HVWLPDWHG
KRPHV LQ   7KH PHWURSROLWDQ UHJLRQV UHSUHVHQW  that 28 percent of residents lack at least one essential basic
SHUFHQWRI WKHWRWDOGHPDQG²DERXWQHZXQLWV VHUYLFH2I WKLVÀJXUHSHUFHQWDUHORFDWHGLQWKHQRUWK-
east, precisely where the poorest population lives, followed
Some 4.4 million homeless urban families in Brazil have a by the southeast with 21 percent. Sanitation is the service
family income of less than $225 124 WKUHH PLQLPXP VDODU\ PRVWRIWHQGHÀFLHQWRUODFNLQJLQ%UD]LOLDQUHVLGHQFHV 
HDUQHUV SHU IDPLO\  ZKLFK LV FOHDUO\ LQVXIÀFLHQW IRU WKHP SHUFHQW  IROORZHG E\ SLSHG ZDWHU VXSSOLHV   126 As
to maintain themselves and purchase any kind of home in PLJKWEHH[SHFWHGLQDGHTXDWHKRXVLQJLVPRVWRIWHQIRXQG
the public or private real-estate markets. 125 They primarily in the three minimum salary income levels of the population
come from the northeast and southeast regions of Brazil DQGUHSUHVHQWVSHUFHQWRI WKHFRXQWU\·VSRRUHUSHRSOH
SHUFHQWRI WKHWRWDO DQGPDNHXSSHUFHQWRI WKH )XUWKHUPRUHWKHVLWXDWLRQUDSLGO\ZRUVHQLQJWKHWRWDOKRXV-
urban population in critical habitation conditions. They are LQJGHÀFLWZDVPLOOLRQLQDQGURVHPLOOLRQ
JHQHUDOO\FODVVLÀHGDVOLYLQJLQ´SUHFDULRXVXUEDQKDELWDWLRQµ in 2001, for a total increase of 21.7 percent or 2.2 percent
²DHXSKHPLVPIRUVKDFNV²DQGLWLVFRPPRQWRÀQGPDQ\ per year.
H[WHQGHGIDPLOLHVGLVWDQWUHODWLRQVRUHYHQIULHQGVFURZGLQJ
LQWRDVLQJOHVKDFNXQÀWIRUHYHQRQHIDPLO\ 7KH RYHUDOO KRXVLQJ GHÀFLW KDV ULVHQ PDLQO\ LQ WKH SRRUHVW
segment of the population. As has been shown above, even
7DEOH(VWLPDWHRI WKHKRXVLQJGHÀFLWDVDSHUFHQWDJHRI WKH WKHPRVWIDYRXUHGLQFRPHJURXSRI WKLVODUJHVHJPHQW LH
population WKRVHIDPLOLHVZLWKWKUHHSHRSOHZRUNLQJRUHDUQLQJ FDQQRW
Region Population with- % of Total Population afford to buy even a modest home.
out Housing
North 1,277,480 14.0% Agrarian land management
Northeast 8,876,959 18.4% The mass migration to the cities was caused largely by an un-
Southeast 6,672,060 8.9%
just agricultural development policy that concentrated land
South 1,908,901 7.4%
Central West 1,371,761 11.8% in the hands of a few private owners 127)XUWKHUPRUHPDQ\
Brazil* 20,190,986 11.7% of these owners are not productive and much of the land
5HVLGHQWVRI VKDFNVQRWLQFOXGHG lies fallow or is used only for cattle ranching. The type of
According to the above-mentioned study, to eliminate or at agricultural development implemented in Brazil has always
OHDVW DOOHYLDWH WKH KRXVLQJ FULVLV WKH IROORZLQJ DUH UHTXLUHG given priority to rural oligarchies and the industrial, com-
SURYLVLRQ RU LPSURYHPHQW RI  EDVLF LQIUDVWUXFWXUH URDGV PHUFLDO DQG ÀQDQFLDO FDSLWDO DVVRFLDWHG ZLWK WKHP 2I  WKH
GUDLQVSRZHUZDWHUHWF UHJXODULVDWLRQRI ODQGRZQHUVKLS 38 million people still living in rural areas, 73 percent have
WLWOLQJOHJLVODWLRQHWF DQGSURYLVLRQRI FUHGLWIRUWKHUHSDLU DQDQQXDOLQFRPHEHORZWKHSRYHUW\OLQH  SODFLQJWKH
of housing, the purchase of used but serviceable houses, and FRXQWU\DPRQJWKHZRUOG·VZRUVWLQGLVWULEXWLRQRI LQFRPH
124 As of July 2004.
126 The totals do not represent the total of residences not provided with such services
 $VPDOORQHEHGURRPÀDWLQDPRGHVWVXEXUEFRVWVDERXW86DQGPD\
at all; they refer to the ones that were not provided with one of the services.
EH¿QDQFHGE\DQDOOHJHGO\VRFLDOO\UHVSRQVLEOHJRYHUQPHQWVDYLQJVEDQNLQ\HDUVDW
SHUFHQWSHUDQQXP$GRZQSD\PHQWRI86LVUHTXLUHGDQGWKHUHSD\PHQWV 127 According to the census of 1996 by the IBGE, there are 4.8 million agricultural
UXQWRDERXW86SHUPRQWK:KHQDIDPLO\ZLWKWKUHHSHRSOHZRUNLQJEULQJVLQRQO\ establishments in the country occupying a total area of 353.6 million ha. Small
86SHUPRQWKLWLVREYLRXVWKDWWKH:RUOG%DQN,0)PDUNHWVROXWLRQKDVQRFKDQFH landholdings (maximum of 100 ha) total 89.1 percent of all property and 20 percent
When we consider that the Government itself keeps down the minimum salary level, the of the total area, while 1 percent of property owners with more than 1,000 ha retain 45
cynicism of advancing such a solution is worrying. percent of all lands.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 35


BR A Z I L

This agrarian situation is responsible for the presence of Constitution, this being a reserved property created with the
large-scale hunger in the countryside and for the migration SXUSRVHRI JXDUDQWHHLQJWKHLQGLJHQRXVSHRSOHV·ULJKWVRYHU
of 50 million people to the cities over the last 30 years. 128 it. They are, therefore, unavailable and inalienable lands 130.

The process of agrarian reform in Brazil neither maintained Since the adoption of the Constitution of 1988, the recogni-
the rural population nor provided for their needs. According tion of collective territorial rights of the indigenous peoples
WR GDWD VXSSOLHG E\ WKH 1DWLRQDO ,QVWLWXWH RQ &RORQLVDWLRQ of Brazil has improved considerably, so that today about 12
DQG $JUDULDQ 5HIRUP ,1&5$  129 from 1964 to 1994, SHUFHQW RI  %UD]LO DV D ZKROH LQFOXGLQJ  SHUFHQW RI  WKH
218,534 families were resettled on rural land, while from 1995 %UD]LOLDQ $PD]RQ  LV QRZ OHJDOO\ UHFRJQLVHG DV LQGLJHQRXV
WRWKLVQXPEHUJUHZWR,1&5$UHSRUWHGWKDW WHUULWRU\ +RZHYHU WKHVH ULJKWV DUH QRW HTXDOO\ GLVWULEXWHG
in 2003 alone 36,301 families had been resettled. Although ²IRUH[DPSOHWKHLQGLJHQRXVSHRSOHZKROLYHLQWKHUHJLRQV
impressive, this number of families settled on the land does ZKHUH WKH RULJLQDO FRORQLDO RFFXSDWLRQ ZDV VWURQJHVW WKH
not come close to meeting demand. Both the IBGE and the QRUWKHDVWWKHHDVWDQGVRXWK DUHFRQÀQHGWRPLFURWHUULWR-
Ministry of Agriculture state that more that 5 million families ries, often on the peripheries of large cities. In the Amazon,
QHHGODQGLQ%UD]LO)XUWKHUPRUHWKHPHDQVDUHDYDLODEOHWR large numbers of indigenous people live on the peripheries
GRPXFKPRUHDVRIÀFLDOGDWDVKRZWKDWODQGLVDYDLODEOHWR RI  ODUJH FLWLHVVXFK DV 0DQDXV DQG %RD 9LVWD DV PLQRULWLHV
settle more than 2.5 million families. while in some small cities like São Gabriel da Cachoeira in
the state of Amazonas, they are in the majority and combine
The indigenous population WKHLUWUDGLWLRQDOZD\VRI OLYLQJ ORQJKRXVHVDQGIDUPV ZLWK
7KH %UD]LOLDQ 6RFLRHQYLURQPHQWDO ,QVWLWXWH ,QVWLWXWR the more usual urban residences.
6RFLRDPELHQWDO  XVLQJ KHWHURJHQHRXV GDWD VXEMHFW WR YDUL-
ous interpretations, estimates that some 350,000 indigenous The traditional black populations/quilombos
people distributed in 218 groups now live in Brazil. This Afro-Brazilians make up 45 percent of the population, form-
amounts to about 0.2 percent of the total population but ing the largest black population outside of Africa. Blacks
SUREDEO\ GRHV QRW UHSUHVHQW WKH WUXH ÀJXUH EHFDXVH WKHUH make up the poorest of the poor population, with lower
are still many tribes about which little is known, and many educational levels, and the worst and lowest-paying jobs. The
indigenous people living in cities. The 2000 IBGE census %UD]LOLDQ &RQVWLWXWLRQ RI   $UW  RI  WKH 7UDQVLWRU\
asked people to identify their own racial origin and 700,000 &RQVWLWXWLRQDO'LVSRVLWLRQV HQVXUHVWKHUHPDLQLQJGHVFHQG-
LQGLYLGXDOVLGHQWLÀHGWKHPVHOYHVDV´LQGLJHQRXVµ ants of the Quilombo 131 communities the rights to their
traditional lands and guarantees them the right to maintain
The Constitution has created a special situation for the indig- their culture. The state must protect the cultural manifesta-
enous peoples and their territories. In accordance with Art. WLRQV DQG IRUPV RI  H[SUHVVLRQ RI  DOO WKH GLIIHUHQW JURXSV
231, indigenous land is considered property of the federal PDNLQJ XS %UD]LOLDQ VRFLHW\ $UW  RI  WKH &RQVWLWXWLRQ 
union, but is meant for the permanent possession of the all of whom are considered assets to Brazilian culture, and
LQGLJHQRXVSHRSOHVZKRKDYHWKHH[FOXVLYHXVXIUXFWRI WKH
130 The indigenous lands of the country occupy 105,172,719 ha, corresponding to 12
ULFKHVIURPWKHODQGWKHULYHUVDQGWKHODNHVH[LVWLQJZLWKLQ percent of the national territory. From this total, 359 or 60.54 percent are already titled
them. The indigenous lands are assets of the union and the RU DW OHDVW LGHQWL¿HG E\ WKH 1DWLRQDO ,QGLDQ )RXQGDWLRQ )81$,  7KH PDMRULW\ RI QRQ
demarcated lands are located in the northeast and southeast – regions where pressure
constitutional granting of these lands aims precisely at pre- from economic interests is lower.
serving them and maintaining the link that is found in the
131 The quilombos were originally villages and towns set up by slaves who had sought
WKHLUOLEHUW\E\ÀHHLQJIURPWKHLUFRORQLDOPDVWHUVDQGHVWDEOLVKLQJWKHPVHOYHVLQUHPRWH
128 Valente, F. (2003:375).
areas. The people and their descendents born in liberty were known as quilombolas
129 National Institute on Colonisation and Agrarian Reform –INCRA. (2002). communities.

36 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

therefore are entitled to the dignity and respect afforded to OHVVWKDQPHQIRUGRLQJWKHVDPHW\SHRI MRE LQWKH\
all the other diverse social elements. In this way, the state laid HDUQHGWKHHTXLYDOHQWRI SHUFHQWRI ZKDWPHQHDUQHG 
GRZQ VSHFLÀF UXOHV IRU WKH SURWHFWLRQ RI  WKH SK\VLFDO DQG $FFHVV WR WUDLQLQJ DQG SURIHVVLRQDO TXDOLÀFDWLRQ LV GLIÀFXOW
cultural integrity of these communities and recognised the DQGDVDFRQVHTXHQFHDPDMRULW\RI ZRPHQSHUIRUPPHQLDO
importance of the TXLORPERV in the formation of Brazilian ODERXUDQGRUZRUNLQWKHLQIRUPDOVHFWRU
society.
The number of women heads of household has grown and
According to the concept adopted by the Brazilian LVHVWLPDWHGWRGD\DWSHUFHQW&RQVHTXHQWO\WKHUHLVFRQ-
Anthropological Association, TXLORPERV are “any rural black siderable demand for popular housing programmes of social
community, traditional villages of descendants of escaped interest by women-headed households.
slaves living by a subsistence culture and maintaining their
cultural manifestations with strong links to the past.” Despite Since 2000, female rural workers have obtained rural pension
constitutional guarantees, of the 743 remaining communities rights as well as the right to possession of rural land allot-
RI  RIÀFLDOO\ LGHQWLÀHG TXLORPERV, only 42 have been legally PHQWV$QGVLQFHWKH&RQVWLWXWLRQ $UWDQG  
recognised and 29 actually titled. has guaranteed women the right to have agrarian reform
land titled in their own names, even if they were not legally
The majority of Afro-Brazilians in the cities live in inad- married. However, only in 2001 did the government alter the
HTXDWHKRXVHVRUIDYHODV5DFLVPDQGUDFLDOGLVFULPLQDWLRQDUH traditional male land ownership practice and start to issue
LQWLPDWHO\UHODWHGWRXQHTXDODFFHVVWRSURSHUW\DQGUHVRXUFHV WLWOHVLQDFFRUGDQFHZLWKWKH&RQVWLWXWLRQ1RVWDWLVWLFVDUH
by social groups who are object of discrimination and racism. available on how many women have been allocated such land
In Brazil any effective urban reform must start by promoting and how many women have a joint title with their spouse.
UDFLDO HTXDOLW\ VR WKDW WKH $IUR%UD]LOLDQ SRSXODWLRQV DQG
indeed all minorities, may live and work with dignity. The /DZVSURWHFWLQJSHUVRQVIURPVH[XDODQGGRPHVWLFYLROHQFH
social movements of Afro-Brazilians and of urban people have yet to be fully enforced. According to the Centre for
DUHWKHPDLQVXSSRUWHUVRI WKHVWUXJJOHDJDLQVWUDFLDOLQHTXDO- +RXVLQJ 5LJKWV DQG (YLFWLRQV &2+5(  ´VXFK SURWHFWLRQ
ity in Brazil. By the 1990s they had grown strong enough to LVFULWLFDOLQWKHÀHOGRI KRXVLQJULJKWVDVZRPHQRIWHQKDYH
GHPDQGWKHLPSOHPHQWDWLRQRI DIÀUPDWLYHDFWLRQSROLFLHV to choose between having a house in which to live and being
IUHHIURPVH[XDOKDUDVVPHQWE\ODQGORUGVRUIURPGRPHVWLF
The situation of women YLROHQFH E\ IDPLO\ PHPEHUV )RU H[DPSOH $IUR%UD]LOLDQ
:RPHQFRQVWLWXWHSHUFHQWRI WKH%UD]LOLDQSRSXODWLRQEXW women in both urban and rural areas are often not consid-
account for only 6 percent of the Senate and 14 percent of ered good credit risks when they try to purchase housing.” 132
WKH)HGHUDO&RXQFLO,QWKHSUHVHQWJRYHUQPHQWRI 3UHVLGHQW 7KH  1DWLRQDO 6XUYH\ RI  +RPHV E\ 6DPSOLQJ VKRZV
Luiz Inacio Lula da Silva however, several ministries are that 72 percent of women who sustain their children without
headed by women: Environment, Mining and Energy, Social a permanent male partner have a family income less than two
Development and Combat against Hunger, and the Special minimum salaries, and overall some 52 percent of women
'HSDUWPHQWVRI &RPEDWDJDLQVW'LVFULPLQDWLRQDQG5DFLDO have a per capita income less than one minimum salary.
,QHTXDOLW\DQG&RPEDWDJDLQVWWKH'LVFULPLQDWLRQRI :RPHQ
On the other hand, women make up two-thirds of the illiter- The situation in slums and tenements
ate population and, although they constitute 40 percent of In Brazilian cities many settlements are considered irregular
the workforce, only 20 percent achieve management posi- because they do not meet the urbanisation and environmen-
tions. Occupational segregation persists, and women are paid
 2VyULR/HWtFLD0DUTXHV E 

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 37


BR A Z I L

tal standards set out in the legislation and have generally been one at any time and without legal process, to arbitrarily
increase the rent, to cut off the water and power, etc.;
constructed informally and improperly constituted. These
areas go by many names, but in all of them the low-income v Lack of any legal security persists because the person
who actually rented the room out is not the owner;
SRSXODWLRQ VRPHKRZ VXEVLVWV LQ FRQGLWLRQV KDUGO\ ÀW IRU
animals. They occupy the land and build their shacks but are v The courts do not recognise that the residents have
rarely the owners, even though many of the settlements are legal rights of tenure; and
on public lands. v The rates for water and power are very high due to the
precarious condition of the electrical installations and
FRQVHTXHQWZDVWHRI HQHUJ\
1RWRQO\DUHUHVLGHQWV·OLYHVDQGKHDOWKLQGDQJHUVXFKVHWWOH-
ments also put the environment at risk. 7KHVHOLYLQJFRQGLWLRQVDUHIRXQGIRUH[DPSOHLQWKHFLWLHV
RI  5LR GH -DQHLUR 6DOYDGRU 6DQWRV DQG HVSHFLDOO\ LQ 6mR
The favela LV D KRXVLQJ QXFOHXV EXLOW JHQHUDOO\ ZLWKRXW Paulo.
SHUPLVVLRQ RI  WKH RZQHUV  RQ SULYDWH RU SXEOLF ODQG E\
individuals or organised groups of low-income people who 1.4 The National Rapporteurs
build the shacks, dig out access tracks and steps, and illegally
UXQ SRZHU OLQHV DQG SHUKDSV LQVWDOO D IHZ ZDWHU WDSV  DOO 7KH1DWLRQDO5DSSRUWHXUVRQ(FRQRPLF6RFLDODQG&XOWXUDO
without the assistance or the agreement of the authorities, 5LJKWVSURMHFWDUHLQWHQGHGWRFRQWULEXWHWRZDUGVWKHDGRS-
which often just look the other way. )DYHODV take advantage of tion of higher human rights standards in Brazil based on the
urban land left unused for a long period of time. The main &RQVWLWXWLRQ WKH 1DWLRQDO 3URJUDPPH RQ +XPDQ 5LJKWV
difference between the favela and other types of settlements DQG WKH ,QWHUQDWLRQDO &RYHQDQWV RQ +XPDQ 5LJKWV ZKLFK
DSDUWIURPWKHDSSDOOLQJFRQVWUXFWLRQ LVWKDWWKHUHJHQHUDOO\ %UD]LOKDVUDWLÀHG7KLVLVGRQHWKURXJKWKHQRPLQDWLRQRI 
is no legal relationship between the occupier and the real H[SHUWVLQHDFKVSHFLÀFULJKWVÀHOG HGXFDWLRQKHDOWKIRRG
owner, whether public or private. DGHTXDWH KRXVLQJ ODERXU DQG HQYLURQPHQW  7KH %UD]LOLDQ
3ODWIRUP RQ (FRQRPLF 6RFLDO DQG &XOWXUDO 5LJKWV FRRUGL-
The worst living conditions in Brazilian cities are found in the QDWHV WKLV SURMHFW ZLWK VXSSRUW IURP WKH 8QLWHG 1DWLRQV
FRUWLoRV WHQHPHQWV  ZKLFK DUH JHQHUDOO\ ROGHU RU GDQJHURXV 81 9ROXQWHHUV3URJUDPPHDQGWKH6SHFLDO6HFUHWDULDWRQ
EXLOGLQJVURXJKO\GLYLGHGLQWRURRPVDQGÁDWVRYHUFURZGHG +XPDQ 5LJKWV 7KH 1DWLRQDO 5DSSRUWHXUV ZHUH QRPLQDWHG
and dirty, and providing at best subhuman living conditions. E\ FLYLO VRFLHW\ RUJDQLVDWLRQV WR FDUU\ RXW IDFWÀQGLQJ PLV-
Typically one or more of the following conditions may sions, to hear and act on complaints received, to investigate
apply: human rights violations and to elaborate reports and propos-
v Structurally unsound buildings have been arbitrarily DOV7KHSURMHFWZDVEDVHGRQWKHH[SHULHQFHDFTXLUHGE\WKH
subdivided into various rooms for rent or sub-rent; 81 6SHFLDO 5DSSRUWHXUV LQ RWKHU FRXQWULHV DQG LV WKH ÀUVW
v The number of inhabitants is completely incompatible H[SHULHQFH WR VHW XS 1DWLRQDO 5DSSRUWHXUV WR LQWHUDFW ZLWK
with the size of the building resulting in severe over- WKH81KXPDQULJKWVV\VWHP
crowding;
v Hygienic conditions are bad because of the entirely in- $W SUHVHQW VL[ 1DWLRQDO 6SHFLDO 5DSSRUWHXUV PRQLWRU WKH
DGHTXDWHQXPEHURI WRLOHWVRUEDWKURRPVIRUVRPDQ\ IROORZLQJ ULJKWV HGXFDWLRQ KHDOWK IRRG DGHTXDWH KRXVLQJ
people; labour and the environment. The mandate of these rap-
v The building owners usually subcontract the rent col- SRUWHXUVLVWZR\HDUV7KHÀUVWUHSRUWZDVSUHVHQWHGLQWKH
lection to third parties who employ thugs to evict any- 59th6HVVLRQRI WKH+XPDQ5LJKWV&RPPLVVLRQLQ*HQHYDLQ

38 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

2003. 1337KH6SHFLDO5DSSRUWHXURQWKH5LJKWWR$GHTXDWH 1.5 Civil society


+RXVLQJDOVRFDUULHGRXWDQXPEHURI IDFWÀQGLQJPLVVLRQV
to Brazil to verify compliance with the rights agreements, 'XULQJ WKH FRXQWU\·V GHPRFUDWLVDWLRQ SURFHVV LQ WKH V
especially in the following situations: PDQ\1*2VSRSXODUPRYHPHQWVSURIHVVLRQDODVVRFLDWLRQV
v Dislocation of traditional Afro-Brazilian communities researchers, religious groups and political organisations
from their lands in the municipality of Alcântara in emerged in Brazilian cities. 135 These organisations drew up
WKHVWDWHRI 0DUDQKmRIRUWKHH[SDQVLRQRI WKH6SDFH D3ODWIRUPIRU8UEDQ5HIRUPWRFRQIURQWWKHVRFLDODQGWHU-
Launch Centre; ULWRULDOLQHTXDOLWLHVPHQWLRQHGDERYH
v Threats of forced eviction of settlements known as
FDQYDVFLWLHV on the periphery of Maceio in the state of This platform was presented to congress during the constitu-
Alagoas; and ent process, which led to the Constitution of 1988, by means
v )RUFHG HYLFWLRQV DQG YLRODWLRQV RI  KRXVLQJ ULJKWV LQ of a popular amendment in the reform platform with the
the rural settlement of Engenho do Prado organised following objectives:
by the rural landless movements in the metropolitan v 7KHULJKWWRWKHFLW\²UHFRJQLWLRQRI WKHULJKWVRI WKH
UHJLRQRI 5HFLIH FLW\·VLQKDELWDQWVDVIXQGDPHQWDOULJKWV
,Q  WKH 1DWLRQDO 5DSSRUWHXU RQ $GHTXDWH +RXVLQJ v 7KHVRFLDOIXQFWLRQVRI WKHFLW\DQGRI SURSHUW\²WR
undertook a joint mission with his international colleague, make development and economic activities and the
WKH816SHFLDO5DSSRUWHXURQ$GHTXDWH+RXVLQJ7KHMRLQW right of urban property dependent on an urban policy
PLVVLRQLQFOXGHGYLVLWVDQGLQVSHFWLRQVLQ6mR3DXOR5LRGH that promotes the social functions and obligations of
-DQHLUR$OFkQWDUD)RUWDOH]D6DOYDGRUDQG5HFLIH7KHVLWXD- the city and of property; and
tions investigated included: v 'HPRFUDWLF PDQDJHPHQW RI  WKH FLW\ ² WR VWUHQJWKHQ
v ,Q)RUWDOH]DVWDWHRI &HDUD7KUHDWRI HYLFWLRQRI WKH and democratise the role of the municipality in the
residents of the beach of Goiabeiras. The beach of promotion of public policies that ensure the rights
Goiabeiras is located on the west coast of the city of RI WKHFLW\·VLQKDELWDQWVLQDZD\WKDWDOVRHQVXUHVWKH
)RUWDOH]D ZKHUH ÀVKHUPHQ DQG ORZLQFRPH SHRSOH popular participation of those groups in situations of
have lived for many years. It has grown into a consoli- HFRQRPLFDQGVRFLDOH[FOXVLRQ
dated suburb but will suffer a great impact from the 'XULQJWKLVWLPHYDULRXVODQGFRQÁLFWVRFFXUUHGPRVWO\LQ
implementation of a tourist promotion project that in-
public and private urban areas occupied by socially vulnerable
cludes the construction of a new roadway to be called
groups. The land reform proposal in the popular amendment
the Avenida Costa Oeste. Many families are being dis-
located or threatened with eviction by the project; and went from recognition of rights of those living in informal
settlements, to the housing of these social groups through
v Salvador, state of Bahia: Threat of forced eviction
of the traditional Afro-Brazilian population of the urban adverse possession. The adopted criteria recognised
Pelourinho Area. Additional forced evictions of this the right of informal urban settlement dwellers on private
Afro-Brazilian population who have lived in the old land, to be fully entitled by the means of adverse possession.
centre of Salvador for many years are threatened by
WKH H[HFXWLRQ RI  3KDVH ,, RI  D PXQLFLSDO SURMHFW WR ,QWKHLQVWLWXWLRQDOÀHOGWKHPRYHPHQWIRUXUEDQUHIRUPKDV
revitalise the area of Pelourinho. 134 succeeded in including the chapter on urban policy in the

135 The popular amendment proposal on urban reform for the Constitution project
133 More information about National Special Rapporteurs can be found on www.polis.
in 1987 was underwritten by 131,000 voters and presented by various organisations.
org.br and www.fase.org.br.
Among them were the National Articulation on Urban Land (ANSUR), Defence Movement
134 This particular area has deep emotive roots among Afro-Brazilians populations of Slum Dwellers (MDF), National Federation of Architects (FNA), National Federation
EHFDXVHGXULQJWKHVODYHSHULRGLWZDVWKHFHQWUHRIEUXWDOSXEOLFÀRJJLQJRIVODYHV7KH of Engineers (FNE), National Coordination of Borrowers (CNM) and the Institute of
word pelourinhoVLJQL¿HVDSXEOLFZKLSSLQJSRVW Brazilian Architects.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 39


BR A Z I L

Constitution, and in the area of civil society, it has organised Housing Council, with the objective of implementing and
WKH1DWLRQDO)RUXPRQ8UEDQ5HIRUPWKDWFRRUGLQDWHVWKH formulating a national housing policy for the low-income
following groups: population. This Project of Law by Popular Initiative was
v 3RSXODU 0RYHPHQWV 1DWLRQDO 8QLRQ IRU 3RSXODU ÀQDOO\DSSURYHGE\1DWLRQDO&RQJUHVVDQGEHFDPHDIHGHUDO
+RXVLQJ 1DWLRQDO &RQIHGHUDWLRQ RI  5HVLGHQW $VVR- ODZLQ-XQH /DZQR 
FLDWLRQV &21$0 3RSXODU0RYHPHQW&HQWUH &03 
DQG1DWLRQDO0RYHPHQWRQWKH)LJKWIRU+RXVLQJ The activities of the organisations that are members of
v 3URIHVVLRQDO (QWLWLHV 1DWLRQDO $UFKLWHFWXUDO )HGHUD- WKH 1DWLRQDO )RUXP RQ 8UEDQ 5HIRUP DUH FRQFHQWUDWHG
WLRQ*HRJUDSKLFDO$VVRFLDWLRQRI %UD]LO $*% %UD- in Brazilian cities. The forum is also organised by local or
]LOLDQ $VVRFLDWLRQ RI  (QJLQHHUV DQG $UFKLWHFWV 1D- UHJLRQDO IRUXPV LQ VRPH FLWLHV VXFK DV 6mR 3DXOR 5LR GH
WLRQDO )HGHUDWLRQ RI  (QJLQHHULQJ 8QLRQV 1DWLRQDO -DQHLUR&XULWLED%HOR+RUL]RQWH3RUWR$OHJUH)ORULDQySROLV
)HGHUDWLRQ RI  )HGHUDO 6DYLQJV %DQN (PSOR\HHV DQG 6DOYDGRU5HFLIH)RUWDOH]D-RmR3HVVRD6mR/XLV7HUH]LQD
1DWLRQDO)HGHUDWLRQRI (QJLQHHULQJDQG$UFKLWHFWXUDO
0DFHLR %HOpP DQG 3RUWR 9HOKR 6XFK UHJLRQDO DQG ORFDO
Students; and
forums take the following forms:
v 1*2V3ROLV,QVWLWXWH%UD]LOLDQ,QVWLWXWHRQ0XQLFLSDO
$GPLQLVWUDWLRQ ,%$0 )$6(,%$6(&$$3%HQWR v Actions in the defence of the right to the city and of
5XELmR&2+5(DQG1DWLRQDO$VVRFLDWLRQRI 3XEOLF communities whose housing rights are threatened with
7UDQVSRUWDWLRQ $173  forced displacement by the implementation of projects
IRU GHYHORSPHQW RU WRXULVWSURPRWLRQ DQGRU LQIUD-
6RPH DFWLRQV E\ WKH 1DWLRQDO )RUXP RQ 8UEDQ 5HIRUP structure construction or improvement;
GHVHUYHVSHFLDOPHQWLRQ7KHÀUVWZDVWKH\HDUÀJKW  v Participation in programmes and projects for land reg-
WR   LQ FRQJUHVV WKDW VXFFHHGHG LQ REWDLQLQJ DSSURYDO ularisation in informal and irregular urban settlements;
IRUWKH&LW\6WDWXWH /DZQR DQDWLRQDOODZWKDW v Organisation of counselling and capacity building on
institutes the legal framework and principles of urban land public rights and policies for popular leaderships and
reform. Another important gain was the establishment of organisations; and
the Ministry of Cities in 2003. v Participation in city management processes.

7KH1DWLRQDO)RUXPRQ8UEDQ5HIRUPDOVRSOD\HGDPDMRU A number of organisations have developed some initiatives


UROHLQWKHÀUVW1DWLRQDO&LW\&RQIHUHQFHKHOGLQ7KH WRSURPRWHZRPHQ·VKRXVLQJULJKWVVXFKDVJLYLQJSULRULW\RI 
objective of that conference was to establish the guidelines title to women in the legalisation of informal settlements.
and goals for national urban, housing, sanitation and trans-
portation developmental policies. It also led to the establish- 7KH 1DWLRQDO )RUXP RI  8UEDQ 5HIRUP DOVR LQWHQGV WR GLV-
PHQWRI WKH1DWLRQDO&LW\&RXQFLO $SULO FRPSRVHG seminate and share the urban reform platform internationally,
of various segments of the government and civil society. particularly for those cities that have shown concern about
FLW\ ULJKWV DW WKH SURFHHGLQJV RI  WKH YDULRXV 81 FRQIHU-
Another process that deserves credit is the proposal or “project ences. 137 6LQFH WKH ÀUVW :RUOG 6RFLDO )RUXP WRRN SODFH LQ
of law” drafted by the popular housing movements within 3RUWR$OHJUH%UD]LOLQWKH1DWLRQDO)RUXPRQ8UEDQ
WKH 1DWLRQDO )RUXP RQ 8UEDQ 5HIRUP 7KLV SURSRVDO ZDV 5HIRUPKDVEHJXQWRGUDIWDSURSRVDOIRUD:RUOG&KDUWHURQ
presented in accordance with the law by a popular initiative WKH5LJKWWRWKH&LW\ 138 The objective is to disseminate the
underwritten by 1 million voters. 136 It proposed the creation
137 Such as the UN World Conference on Development and Environment held in Rio
RI D1DWLRQDO3RSXODU+RXVLQJ)XQGDQG1DWLRQDO3RSXODU de Janeiro in 1992, the World Summit on Human Settlements - Habitat II in Istanbul in
1996, and the World Social Forum held in Porto Alegre, Brazil from 2001 to 2003.
136 According to the Constitution, citizens may present bills of law by popular initiative.
Registration of 1 percent of the national electorate for national projects of law is required. 138 The World Charter on the Right to the City. (2003).

40 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

concept of the right to the city as a new human right based PDQHVFHQGHQWV GH TXLORPERV ² WKDW LV WKH DUHDV RI  WKH RULJLQDO
on a programme of urban reform. TXLORPERV still in the hands of Afro-Brazilians today. Some
RI WKHVHRUJDQLVDWLRQVDUHWKH8QLÀHG%ODFN0RYHPHQWWKH
%R[:RUOG&KDUWHURQWKH5LJKWWRWKH&LW\ 1DWLRQDO &RRUGLQDWLRQ RI  WKH $UWLFXODWLRQ RI  5XUDO $IUR
The Right to the City in the draft world charter is defined as the right to an %UD]LOLDQ4XLORPER&RPPXQLWLHVWKH$VVRFLDWLRQRI 5XUDO
equitable use of cities under the principles of sustainability and social justice. Afro-Brazilian Communities in Maranhão, and Geledés, an
This is understood to be a collective right of all the city’s inhabitants, and ,QVWLWXWHIRU$IUR%UD]LOLDQ:RPHQ
particularly of the vulnerable and disadvantaged groups; it legitimises their
action and organisation, respects their manners and customs, with the overall 9DULRXV ZRPHQ·V QHWZRUNV VXFK DV WKH 1DWLRQDO )HPDOH
objective of achieving full implementation of the right to an adequate standard 1HWZRUNRQ+HDOWKDQG6H[XDODQG5HSURGXFWLYH5LJKWVDOVR
of living. Since all human rights are interconnected and interdependent, the H[LVWLQ%UD]LODQGDUHH[WUHPHO\DFWLYH2WKHUVFRQFHQWUDWH
Right to the City includes the rights to land, means of subsistence, labour,
RQJHQGHU 626&RUSR DQGUDFLDOLVVXHV *HOHGpV)DOD3UHWD
health, education, culture, housing, social protection, healthy environments,
&ULRXOD LQFOXGLQJWKH$IUR%UD]LOLDQ:RPHQ·V2UJDQLVDWLRQV
sanitation, public transportation, leisure and information. It also includes the
right to meet and organise freely, the respect for minorities and immigrants,
LQ5LRGH-DQHLURDQGSRSXODURUJDQLVDWLRQVVXFKDVWKH&03
and for ethnic, sexual, and cultural plurality, and the guarantee of the Many gains have been made in the past decades, among them
preservation of historical and cultural heritage. WKHUHFRJQLWLRQRI HOHFWRUDOVXIIUDJHDQGZRUNHUV·ULJKWVWKH
FRQTXHVWRI IXOOFLYLOFDSDFLW\GLYRUFHODZVWKHUHFRJQLWLRQ
At national level, the following organisations are involved in the formulation
of a stable union independent of traditional marriage and
of this draft World Charter:
the guarantee of reproductive rights.
The National Forum on Urban Reform; the National Prefect Front; the
Brazilian Architectural Institute; the Permanent Forum for the Handicapped;
In recent years women have been taking a growing part in the
the Federal Council on Architecture, Engineering and Agronomy; the National
SRSXODU KRXVLQJ PRYHPHQWV 5HVHDUFK FRPSOHWHG LQ 
Sanitation Front; the National Forum on Popular Participation; the National
Association of Post-Graduation on Urban and Regional Planning; and the has shown considerable participation by women in housing
National Confederation of Liberal Professions and the Inter-municipal Forum programmes of Self-Management 0XWLU}HV SRSXODUKRXVLQJ
on Culture programmes with government-supplied materials and volun-
WHHU ODERXU  139 In these programmes, women stood out as
On the international scene, the following organisations play a part in the
formulation: managers and leaders, making decisions and representing the
movements. Because of this marked female presence and the
The International Habitat Coalition; the Centre on Housing Rights and Evictions;
REYLRXVHIÀFLHQF\RI WKHLUOHDGHUVKLSLQWKH6HOI0DQDJHPHQW
Latin American Secretariat of Popular Housing; International Research Group
0XWLU}HV, many other programmes are being initiated in which
on Law and Urban Space; UN-HABITAT (UN Human Settlements Programme,
including the Urban Management Programme); Latin American Mega-Cities women can obtain title to the housing built or urbanised by
Network; Huairou Commission; Women and Habitat Network; World Artists the government.
in Alliance Network; and the Investigative Institute on Housing and Habitat
of the National University of Córdoba, Argentina. $Q H[DPSOH LV WKH UHFHQW MRLQW DUWLFXODWLRQ RI  WKH +RXVLQJ
8QLRQ 0RYHPHQW WKH :RPHQ DQG +DELWDW 1HWZRUN WKH
Other actors in civil society 6SHFLDO&RRUGLQDWRUIRU:RPHQ DQRUJDQLVDWLRQRI WKHPX-
The role of Afro-Brazilian organisations is central in dealing QLFLSDOLW\RI 6mR3DXOR WKH/LYLQJ)HPLQLQH2UJDQLVDWLRQ
with racial and gender matters through studies and cam- the Popular Movement Centre and Lilith House. Law no.
paigns against all forms of racial and social discrimination 13,770 of January 29 2004 obliges municipal housing pro-
DQG LQHTXDOLW\ 7KHLU REMHFWLYH LV WKH IXOO LPSOHPHQWDWLRQ grammes to give priority to women both in the titling of
RI  WKHLU ULJKWV LQ WKH VOXPV DQG LQ WKH DUHDV GHÀQHG DV re-
139 Salvador, Z. (1993).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 41


BR A Z I L

houses and in participation of professional and assistance real rights: property, land, the use thereof, use of housing, ac-
programmes. Being a very recent law it is still in process of cess facilities, the right of the buyer of the property, the pawn
implementation by the municipality. RUSOHGJHDQGWKHPRUWJDJH5HDOULJKWVFDQQRWEHDVXEMHFW
of free choices between the parties, and they cannot create
In the rural areas all over the country, a social movement their own rules. The rules governing real rights are regulated.
FDOOHG WKH /DQGOHVV :RUNHUV· 0RYHPHQW 067  LV ZHOO )RUH[DPSOHWREHYDOLGWKHPDQQHURI EX\LQJDQGVHOOLQJ
organised and actively promotes the practical realisation of an urban or rural property must be in accordance with the
agrarian reform. This movement has already succeeded in rules. According to Art. 1277 the ownership of the urban or
creating many rural settlements operating sustainable and UXUDOSURSHUW\LVFRQVLGHUHGWREHDFTXLUHGE\WKHSXUFKDVHU
IDPLO\JURXSDJULFXOWXUDOSURGXFWLRQH[SHULPHQWVDVZHOODV RQO\ ZKHQ WKH DFW LV UHJLVWHUHG LQ WKH 3XEOLF 5HJLVWHU ,W LV
invading unproductive rural lands that, by law, ought to have important to stress that the types of rights considered below,
EHHQ H[SURSULDWHG E\ WKH IHGHUDO JRYHUQPHQW IRU SXUSRVHV ZLWK WKH H[FHSWLRQ RI  UHQWDO DUH FRQVLGHUHG UHDO ULJKWV E\
of agrarian reform. Brazilian law.

0DQ\PHPEHUVRI WKH1DWLRQDO1HWZRUNRI 3RSXODU/DZ\HUV Many, previously informal, tenure types have been formalised
5(1$3  ZRUN RQ KXPDQ ULJKWV KRXVLQJ DQG UXUDO LVVXHV with the adoption of the City Statute.
with a range of other organisations.
Rural areas
7KH %UD]LOLDQ ,QVWLWXWH IRU 8UEDQ 5LJKWV RUJDQLVHV GHEDWHV The tenure types are:
seminars and conferences on urban law, urban policies, urban v 2ZQHUVKLS IUHHKROGWHQXUH 
GHYHORSPHQWDQGVKDUHVH[SHULHQFHVDQGVWXGLHVDERXWXUEDQ v 5XUDODGYHUVHSRVVHVVLRQDVDPHDQVWRREWDLQWHQXUH
reform. $UWRI WKH&RQVWLWXWLRQ 
v 5HQWDO $UWRI WKH&RQVWLWXWLRQ 
2 L a n d T e n u re
v 5LJKWVRI 8VHWHPSRUDU\ORDQIRUXVH $UWSDU
1o)& 
2.1 Introduction
v $VVLJQPHQWRI SRVVHVVLRQ&'58 $UWƒRI 'HFUHH
RI  
In Brazilian law various instruments can be used for the legal
recognition of the use, possession or ownership of urban All these types of possession are in theory obtainable either
ODQG7KHVHLQVWUXPHQWVDUHVSHFLÀFDOO\ODLGGRZQLQWKH&LW\ by men or women.
6WDWXWHDQGWKHFLYLOFRGH)RUDFRPSOHWHXQGHUVWDQGLQJRI 
WKH UHJXODULVDWLRQ SURFHVV LW LV ÀUVW QHFHVVDU\ WR FODULI\ WKH Urban areas
VLJQLÀFDQFHRI WKHDFWXDOULJKWVIRUHVHHQLQWKHFLYLOFRGHV The tenure types in urban areas are described in more detail
ODWHUDQGOLVWHGLQ$SSHQGL[,,
The civil code established rules for personal and real rights.
Personal rights may be subject to some free choices between The ZEIS
WKHSDUWLHVZKRFDQFUHDWHVRPHRZQUXOHV)RUDSHUVRQDO 7KH=RQHRI 6SHFLDO6RFLDO,QWHUHVW =(,6 LVRQHRI WKHLQ-
right it is necessary to have two persons, the creditor and the struments for land ownership regularisation foreseen in Art.
debtor of some obligation. A real right is the relation between  9 I RI WKH&LW\6WDWXWH=(,6LVDVSHFLDO]RQLQJFDWHJRU\
one person and a piece of property. In accordance with Art. that allows variable rules to be applied to the use and occupa-
1225 of the civil code, rights to the following are considered tion of land in projects of urban land ownership regulation.

42 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

It applies to areas that are presently occupied in discordance 2.2 Tenure types
with the formal legislation as regards the allotment, use,
occupation or construction standards. The objective is to Ownership
VDIHJXDUGWKHULJKWWRDGHTXDWHKRXVLQJ Buying and selling
Ownership through purchase is the most common tenure
The ZEIS as a special zoning category must be declared by system provided for in the civil code for the formal land
PXQLFLSDO OHJLVODWLRQ 6RPH PXQLFLSDOLWLHV VXFK DV 5HFLIH PDUNHW RI  XUEDQ SURSHUW\ DFTXLVLWLRQ 140 It is a contract
DQG%HOR+RUL]RQWHKDYHVSHFLÀFOHJLVODWLRQRQ=(,67KH agreed between the seller and the purchaser for transfer of
ZEIS may also be marked out in the municipal master plan. the property deeds on the payment of an amount covering
8VXDOO\WKHPXQLFLSDOH[HFXWLYHKDVWKHDXWKRULW\WRSUHVHQWD WKH YDOXH RI  WKH UHDO HVWDWH LQ TXHVWLRQ +DYLQJ VLJQHG WKH
project of law on the declaration of a ZEIS, especially if this SUHOLPLQDU\RUÀQDOGHHGVWKHRZQHULVREOLJHGWRVHOOKLV
is done through the master plan. In some municipalities, the her property under the agreed conditions, and undertakes to
municipal constitution also allows the legislature to declare SURYLGHWKHÀQDORZQHUVKLSGHHGZKHQDOODJUHHGSD\PHQWV
a ZEIS. In accordance with the Constitution and the City have been received. The buyer of the real estate will then
Statute a popular initiative can be used to present a project be recognised by the authorities and community as the new
of law in urban matters. The local community can therefore RZQHUDQGWKHGHHGGUDZQXSLQKLVKHUQDPHLVUHJLVWHUHG
present a popular initiative to declare a ZEIS to the local DQGÀOHGLQWKHSXEOLFSURSHUW\UHJLVWU\,I WKHEX\HURUVHOOHU
legislature. is a woman, the transaction can be completed in her single or
married name at her choice. If a couple is legally married the
In Belo Horizonte the ZEIS was adopted through the Land joint registration of their property is obligatory. The public
5HJXODULVDWLRQ 3URJUDPPH RI  6OXPV 2QH H[DPSOH LV WKH registry must include the name of both in accordance with
6HWWOHPHQW -DUGLP )LODGHOÀD 7KH PXQLFLSDO ODZ recognised the civil code.
this settlement as a ZEIS in order to implement the legalisa-
WLRQ RI  ODQG WLWOHV 6RPH   IDPLOLHV DUH EHQHÀFLDULHV RI  In cases of irregular occupation of private or public lands,
this law. The families have to register their title in the public DQGWKHLQHYLWDEOHFRQÁLFWVUHODWHGWRWKLVWKHSXUFKDVHRI 
register. The women have priority to receive the title of the WKLV ODQG E\ DJUHHPHQW FDQ SURYLGH D VROXWLRQ :KHUH WKH
ODQG7KURXJKWKH/DQG5HJXODULVDWLRQ3URJUDPPHVHWWOH- land was occupied by a group of persons, the occupiers usu-
ments have been recognised as ZEIS and legalised titles to ally organise themselves into a civil association, which then
the land have been provided to 11,835 families. Other cities negotiates purchase from the registered owner. If the land is
ZLWK =(,6 H[SHULHQFHV LQFOXGH 5HFLIH 5LR GH -DQHLUR DQG public property, the public administration may dispose of the
São Paulo. land for the construction of popular housing, settlement or
UHJXODULVDWLRQLI LWDGRSWVVSHFLÀFOHJLVODWLRQWRWKDWHIIHFW
:KHUHWKHFLW\DGPLQLVWUDWLRQLPSOHPHQWVWKHXVHRI WKHVH
zones of special social interest, the areas occupied by IDYHODV, Donation
allotments, irregular popular settlement groups and tenements ,I WKHODQGRZQHUDJUHHVWRGRQDWHKLVKHUSURSHUW\WRDQRWK-
can be legally recognised as dedicated for the construction of HUSHUVRQVKHVLJQVDGRQDWLRQRUWUDQVIHUFRQWUDFWWRWKH
social housing. The ZEIS allows the resident population to other person without payment. 141 This approach has been
obtain legal title by means of the various forms of posses- utilised by the municipal and state governments in provid-
sion discussed in detail below. ing popular housing to families in situations of risk, such as

140 Art. 481 to 528 of the civil code.

141 Art. 538 to 564 of the civil code.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 43


BR A Z I L

GXULQJÁRRGVDQGODQGVOLGHV,QWKHVHSURJUDPPHVWKHODQG Collective adverse possession


belongs to the state or the municipality and in some case a This is permitted in irregular low-income settlements and
partnership is created between the two authorities. Through slums, where it is often impossible to identify the lands oc-
this partnership the state government constructs the housing FXSLHGE\HDFKRFFXSDQW $UWDQGRI WKH&LW\6WDWXWH 
on municipal land and afterward donates both land and hous- In this case, the occupants generally form themselves into
LQJ WR WKH EHQHÀFLDULHV RI  WKH SURJUDPPH 7KH GRQDWLRQV residents associations registered in accordance with the law,
include the titling of the land and property in the name of and this association submits a claim for collective adverse
WKHEHQHÀFLDU\,QWKLVFDVHWKHFRVWRI WKHODQGDQGWKHWLWOLQJ possession in the names of all its members. However, indi-
LVIUHHWRWKHEHQHÀFLDU\7KHRZQHUVKLSUHJLVWUDWLRQSURFHVV vidual groups of irregular occupiers may also present claims.
is the same as used in the formal real estate market. In some Art. 10 of the City Statute provides two legal alternatives for
programmes resources for the cost of registration of the the presiding judge:
donation title are included. v $WWULEXWHDQHTXDOIUDFWLRQRI ODQGWRHDFKSRVVHVVRU
independent of the size of the land that each occupies,
Urban adverse possession (Usucapião) H[FHSWLQWKHFDVHRI DZULWWHQDJUHHPHQWDPRQJWKH
Urban adverse possession is recognised in the urban chapter condominiums, establishing differentiated ideal por-
RI WKH&RQVWLWXWLRQLQWKHFLYLOFRGH $UW DQGLQWKH WLRQV $UWSDUDJUDSK  7KXV D FRQGRPLQLXP LV
&LW\6WDWXWH $UW ,WUHIHUVWRULJKWVDFTXLUHGE\LUUHJX- FUHDWHGLQZKLFKDOOPHPEHUVVKDUHHTXDOSDUWVRI WKH
total area; or
lar residents who have taken over third parties, private, lands
and have been allowed to remain there for long periods. To v The creation of a special condominium, which is indi-
UHJXODULVHVXFKVLWXDWLRQVORZLQFRPHRFFXSDQWVPXVWIXOÀO YLVLEOHDQGFDQQRWEHWHUPLQDWHGH[FHSWE\IDYRXUDEOH
determination made by at least two-thirds of the mem-
the following criteria, listed in Art. 183 of the Constitution:
EHUV RI  WKH FRQGRPLQLXP LQ WKH FDVH RI  WKH H[HFX-
v 7KHSULYDWHXUEDQDUHDRFFXSLHGPD\QRWH[FHHG tion of upgrading after the establishment of the con-
m2: GRPLQLXP $UWSDUDJUDSK 7KXVWKHDSSHOODQWV
v The occupation must have been continuous for a mini- may demand collective adverse possession but specify
PXPRI ÀYH\HDUVZLWKRXWOHJDOLQWHUYHQWLRQIURPWKH in writing the area each one actually occupies.
owner;
v The property is used only as habitation for themselves In these two alternatives, upgrading plans and land regularisa-
or their families; tion norms can be developed for the occupied area. In this
v The occupier does not own any other property, urban XSJUDGLQJ SODQ WKH H[LVWLQJ DQG SODQQHGUHTXLUHG DFFHVV
or rural. alleyways and common areas necessary for upgrading must
EHLGHQWLÀHG(LWKHURI WKHVHFRQGRPLQLXPVPD\EHWHUPL-
Occupation of private urban land may be individual or col- nated by decision of two-thirds of the residents. In case of
lective. To obtain ownership of the land by urban adverse termination, each resident receives a fraction of the land and
possession the occupants must make a formal legal presenta- DQ\ XSJUDGLQJ EHQHÀWV FDUULHG RXW EHIRUH WKH GLVVROXWLRQ
tion before a judge. The rightful landowner has the right to By force of the legal sentence, women participants in the
FRQWHVWWKLVUHTXHVWDWWKHSXEOLFKHDULQJ,I WKHRFFXSDQWV FRQGRPLQLXPZKHWKHUVLQJOHRUPDUULHGKDYHHTXDOULJKWV
IXOÀOWKHUHTXLUHPHQWVVHWRXWDERYHWKH\FDQEHOHJDOO\GH-
clared in possession of the land via a court order.

44 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

to decide on the continuation or dissolution of the condo- or historical areas of large cities, especially in São Paulo. The
PLQLXPDIWHUH[HFXWLRQRI WKHXSJUDGLQJSODQ 142 usual procedure is for the owners of these tenement proper-
ties to lease them by contract to a third party, thus distancing
7KH VRFLDO LPSDFW RI  SRRU FRPPXQLWLHV· ULJKW WR DGYHUVH WKHPVHOYHVIURPWKHVXEVHTXHQWLUUHJXODULW\DQGLQIRUPDOLW\
SRVVHVVLRQ GHSHQGV ODUJHO\ RQ WKH H[LVWHQFH RI  WKH OHJDO The prime lessee then converts the precarious property into
and technical services provided by the state and municipal a collective residential building as cheaply as possible and
governments. The public defence institutions play a role in UHQWVRXWVPDOOURRPVDWH[RUELWDQWUHQWVWRSHRSOHZLWKORZ
claiming the land rights of these communities in the courts. incomes. The rents are very high when the precarious state
of the property and the barely habitable state of the rooms
So far, most favourable court decisions on adverse pos- LV FRQVLGHUHG )XUWKHUPRUH WKH UHVLGHQWV LQ WKH WHQHPHQW
session claims have been individual. Only a few cases have houses have no security of tenure because they have no writ-
concerned collective adverse possession and they have not ten contracts and their verbal contracts are with the prime
\HWEHHQÀQDOLVHG lessee and not with the legal owner of the building.

Joint title for spouses or stable partners 7KHOHDVLQJRI XUEDQUHDOHVWDWHLVUHJXODWHGE\WKH)HGHUDO


:KLOH MRLQW WLWOLQJ LV QRW PDQGDWRU\ $UW  †ƒ RI  WKH /DZ RQ /HDVH RI  8UEDQ 3URSHUW\  ZKLFK FRYHUV
&RQVWLWXWLRQDQG$UW†ƒRI WKHFLYLOFRGHUHFRJQLVH both individual leasing for housing purposes, and the leasing
the right to the joint title of the property by urban adverse of multifamily collective housing such as tenement houses.
possession. It also allows for the legalisation of tenure by the residents
of informal leased collective buildings, which often provide
Leases only precarious living conditions.
The lease is used both in the formal and informal real estate
PDUNHWV ,Q WKH PDMRULW\ RI  VOXPV ZKHWKHU RQ SULYDWH RU This law states that the residents of tenement houses have
SXEOLFODQGV DQLQIRUPDOOHDVLQJPDUNHWVSULQJVXSDVVRRQ rights as tenants or subtenants of multifamily collective
as a few slum dwellers take irregular possession of a large GZHOOLQJV FRUWLoRV DQGFRQVLGHUVWKDWHYHQDQLQIRUPDOUHOD-
area and build shacks to lease to less enterprising low-income tionship in these properties constitutes a tenancy or sublease.
persons. This sort of unjust leasing is an obstacle in land 7KLV PHDQV WKDW HYHQ LI  QR ZULWWHQ VXE OHDVH DJUHHPHQW
regularisation projects and an especially harsh form of real EHWZHHQWKHRZQHUWKHWHQDQWDQGRUWKHVXEWHQDQWH[LVWV
estate speculation. To combat its negative effects, many land the characterisation of the tenement property as a multi-
UHJXODULVDWLRQSURJUDPPHV VXFKDV6mR3DXOR WDNHWKHSRVL- IDPLO\FROOHFWLYHGZHOOLQJ KRXVHVURRPVERDUGLQJKRXVHV 
tion during upgrading and regularisation that the resident is gives the resident the right to be legally treated as a tenant or
the person entitled to the ownership documents, and not the VXEWHQDQW 5HVLGHQWV PD\ GHPDQG GLUHFWO\ IURP WKH RZQHU
VSHFXODWRUOHVVRU that the necessary repairs and reforms to make the property
DGHTXDWHIRUKDELWDWLRQEHGRQHSURYLGHGWKDWWKHEXLOGLQJ
Informal leasing is also common in old buildings, which have has been declared to be in a precarious state by the public
been converted in various irregular ways for rental or lease authority.
to the low-income population. These tenement houses are
usually old or semi-abandoned properties, and often present It is important to however emphasise that implementation of
very precarious living conditions with considerable risk to this law depends upon its application by the public authori-
health and even to life. They are concentrated in the central ties, public prosecutors and defenders and judges.

142 Art. 9, paragraph 1.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 45


BR A Z I L

User rights cupant, or alternatively by a court sentence. In both cases, the


Special concession for use of public concession of use shall be registered at the public property
lands for housing purposes registry.
Housing rights are also recognised for people and families
who are in irregular possession of urban public areas, confer- However, the prime ownership remains with the public ad-
ring, in this case, not the ownership of areas involved but the ministration, which concedes to the occupant only the right
right to possession and use. Each level of government must of use. The advantage of the new law is that, henceforth, the
recognise this special right to lands under its jurisdiction in public authority is obliged to give the special use concession
accordance with the terms of Provisional Legal Measure no. to every irregular resident who meets the basic criteria, and
2,220 of September 4 2001. 143 Article 1 of this measure this will be free of cost for low-income groups.
VWLSXODWHV WKH FULWHULD WKDW PXVW EH PHW E\ WKH EHQHÀFLDULHV
which are generally as follows: The law provides that the title of special use concession
v 7KHDUHDRFFXSLHGPXVWQRWH[FHHGP2; DSSOLHV LQGHSHQGHQWO\ RI  VH[ RU PDULWDO VWDWXV DQG PD\ EH
v 7KHUHVLGHQWPXVWSURYHKLVKHUXQLQWHUUXSWHGSRVVHV- individually or jointly held. 144 This rule allows poor women
VLRQIRUÀYH\HDUVSULRUWR-XO\ formal access to titles of special concession, which assures
v The land is used only for residential purposes; security of tenure. The objective is to combat the social
vulnerability of women and to avoid prejudices against them
v The occupier neither owns nor has a right to any other
public property; and in the case of legal or de facto separation. Therefore women
ZKRDUHLUUHJXODURFFXSDQWVRI SXEOLFODQGVDQGZKRTXDOLI\
v 7KHRFFXSLHUKDVQRWEHHQOHJDOO\QRWLÀHGE\WKHSXEOLF
under this new law, may obtain possession title in their own
authority to vacate the property.
names. In São Paulo many women heads of household have
&DQGLGDWHV IXOÀOOLQJ WKH UHTXLUHPHQWV IRU SRVVHVVLRQ PD\ UHFHLYHGVXFKVSHFLDOFRQFHVVLRQ VHHODWHUVHFWLRQRQ+RXVLQJ
apply for a special concession with the public authority. If 3URJUDPPHVLQWKH&LW\RI 6mR3DXOR 
the authority refuses or does not decide within 12 months
of registration of the completed application, the candidate The provisional measure on the special use concession
KDV WKH ULJKW WR UHTXLUH WKH SRVVHVVLRQ WKURXJK FRXUW $UW introduces another important advance in social justice by
 :KHUH WKH FDQGLGDWHV DUH ORZLQFRPH JURXSV WKH SXEOLF making its terms applicable to cases of collective housing.
defence or some legal service can claim their rights in the The collective concession is appropriate whenever it is not
court. possible or practical to identify the lands occupied by each
possessor individually, as for instance, is often the case in
The application must include written proof of possession lands occupied by slums. By conceding title collectively, the
IRUWKHVWLSXODWHGSHULRG²WKHVHPD\EHWKHELUWKFHUWLÀFDWHV SURFHVVRI ODQGUHJXODULVDWLRQLVVLPSOLÀHG
of parents or children born on that address, electricity or
water bills for services to the location or public records of In the same way as urban adverse possession, the collective
WKHH[LVWHQFHRI WKHVHWWOHPHQW concession may function as a condominium, although in
this case the residents are not the owners, but are the users
This special use concession is a real right formalised by a or tenants of the land for housing purposes. The property
document drawn up between the public authority and the oc- occupied collectively will be conceded to the occupants by
144 According to Art. 183(1) of the Constitution and Art. 1240 of the civil code the
143 The special use concession for housing purposes was voted and approved by titles of ownership and concession shall be conferred to the man or woman or both,
the National Congress, but was vetoed by the president. The veto could not be rejected LQGHSHQGHQWRIWKHLUFLYLOVWDWXV:KLOHMRLQWWLWOLQJLVQRWPDQGDWRU\$UW†ƒRIWKH
by the congress, but through negotiation with the political leaders the president issued a )HGHUDO&RQVWLWXWLRQDQG$UW†ƒRIWKHFLYLOFRGHUHFRJQLVHWKHULJKWWRWKHMRLQWWLWOH
Provisional Legal Measure to establish the special concession under his conditions. of the property by special use concession.

46 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

DOORFDWLQJDQHTXDOIUDFWLRQRI WKHWRWDOODQGWRHDFKIDPLO\ Cession of possession


WKDWPD\RUPD\QRWFRUUHVSRQGWRWKHH[DFWDUHDWKDWWKH\ $UWLFOHRI )HGHUDO/DZRQWKHGLYLVLRQRI WKH
occupy. The fraction, however, cannot be more than 250 m2. land establishes this instrument for the regularisation of ir-
The principle of division is identical, but once the residents regularly occupied private land or property. The municipality,
have worked out an upgrading plan with the authorities, they the state or the union may concede the possession of such
can establish different fractions for each resident through a private assets to the irregular residents, if the property in
collective agreement. TXHVWLRQKDGDOUHDG\EHHQH[SURSULDWHGIRUWKHH[HFXWLRQRI 
social housing projects, and governmental temporary pos-
The Concession of Real Right VHVVLRQ E\IRUFHRI WKHH[SURSULDWLRQ KDGEHHQUHJLVWHUHG
Another instrument for the regularisation of informal set- in the public property registry. The Art. 26 instrument must
WOHPHQWV RQ SXEOLF ODQG LV WKH &RQFHVVLRQ RI  5HDO 5LJKW be signed between the municipality or other governmental
&'58 ZKLFKPD\DOVREHXVHGLQFDVHVRI WKHRFFXSDWLRQ DXWKRULW\DQGWKHEHQHÀFLDU\SRSXODWLRQE\WKHPHDQVRI D
RI  SXEOLF RU SULYDWH DUHDV ZKHUH WKH UHTXLUHPHQWV RI  WKH FRQWUDFWVSHFLI\LQJDOOWKHREOLJDWLRQVDQGGXWLHVWKHÀQDQFLDO
special concession or adverse possession are not applicable clauses and the possibility and terms of its conversion into
RUFDQQRWEHPHWE\WKHRFFXSLHUV7KH&'58ZDVFUHDWHG an ownership title.
E\'HFUHHRQ)HEUXDU\DQGLVUHJXODWHGE\WKH
City Statute. It consists of the real right of use applicable Surface rights
to public or private lands, for the purposes of urbanisation, The right of use of land surface has only recently been intro-
industrialisation, building, land cultivation or any other social duced by means of Art. 21-24 of the City Statute, although
interest use. it is also generally regulated in Art. 1369 to 1377 of the civil
FRGH 7KH &LW\ 6WDWXWH GHÀQHV VXUIDFH ULJKWV DV SURSHUW\
7KLV ULJKW VKDOO EH UHJLVWHUHG WKURXJK D  SXEOLF FRQWUDFWV rights that can be separated from the ownership of the land
VLJQHGEHIRUHDQRWDU\SXEOLFRU E E\SULYDWHFRQWUDFWDV and links their implementation to the collective interest of
long as it is capable of ensuring a real right to both parties. assuring access to the land. Art. 21 of the City Statute es-
8QGHU $UW  SDUDJUDSK  RI  WKH &LW\ 6WDWXWH WKH &'58 tablishes that: “The urban property owner shall concede to
of public property can be issued individually or collectively DQRWKHUSDUW\WKHULJKWWRWKHXVHRI WKHVXUIDFHRI KLVKHU
by the respective public authority, in cases of housing pro- ODQGIRUDVSHFLÀHGRUXQVSHFLÀHGWLPHWKURXJKSXEOLFGHHG
JUDPPHV DQG SURMHFWV RI  VRFLDO LQWHUHVW DQG VXFK &'58 UHJLVWHUHGLQWKHSXEOLFGHHGVRIÀFHµ
documents must be accepted as guarantees for housing
ÀQDQFLQJORDQV The surface right includes the right to the land, the subsoil
or the aerial space related to the land. The person receiving
$JUDQWRI WKH&'58 is dependent on legislative authorisation the surface rights will be entirely responsible for the fees and
²LQRWKHUZRUGVWKHFRQFHGLQJDXWKRULW\PXVWVXEPLWDELOO WD[HVRQWKHVXUIDFHRI WKHSURSHUW\DOVRDFFHSWLQJUHVSRQVL-
to the legislative power and the concession is only effective bility proportional to their effective share of occupation. The
ZKHQWKLVODZKDVEHHQSURPXOJDWHG7KH&'58LVQRUPDOO\ surface rights can be transferred to third parties. Upon the
free of cost and may only be charged for by agreement and death of the person receiving the surface rights, their rights
if based on the cost of upgrading or of construction of the are transferred to their heirs.
KRXVLQJXQLWV $UWRI )HGHUDO'HFUHH 

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 47


BR A Z I L

Surface rights may be applied in land regularisation pro- 3 Land M anagement Syst ems
grammes to make housing access viable to the low-income
population. If the urban area occupied by a slum is privately 3.1 The decentralised system
owned the right of surface can be conceded to the public au-
WKRULW\IRUWKHSURPRWLRQRI XUEDQLPSURYHPHQWLQIUDVWUXF- Although Brazil is a federal state, the responsibility for the
ture and occupation regularisation. In this case, the owner management of land is divided among the federal union, the
may obtain some compensation, such as the concession of state and the municipalities. Each federal entity has its own
the right to occupy another property instead of that which RUJDQLVDWLRQLQWKHVSKHUHVRI WKHH[HFXWLYHOHJLVODWXUHDQG
VKH LV ORVLQJ :KHUH WKH SXEOLF DGPLQLVWUDWLRQ RU RWKHUV MXGLFLDU\WKDWIRUPDFRPSOH[V\VWHPRI ODQGPDQDJHPHQW
have provided the necessary infrastructure, the respective as shown in Table 2.3.1 below. The public register systems
contracts shall specify that the resulting right of surface must DQGFDGDVWUHVÀWLQWRWKHVWDWHOHYHO+RZHYHUWKHXQLRQDQG
be transferred to the population occupying the area. the municipalities have their own cadastre systems to register
the lands and the buildings belonging to them, but these ad-
This is important in cases of buildings with more than one ministrative cadastres do not replace the public system, which
ÁRRU ZKHUH WKH WHQDQWRFFXSDQW ZKR KDV EHQHÀWHG IURP is always at state level.
UHJXODULVDWLRQFDQWUDQVIHUWKHULJKWRI VXUIDFHRI KLVKHUSORW
to others. This situation is very common in Brazilian slums
where the residents use a popular and informal variation of
the right of surface called the right of laje, meaning the right
WRFRQVWUXFWDGGLWLRQDOÁRRUVRQH[LVWLQJVWUXFWXUHV

7KH ULJKW RI  VXUIDFH ZDV XVHG IRU H[DPSOH E\ WKH PXQLFL-
SDOLW\RI 3RQWmR 5LR*UDQGHGR6XOVWDWH 7KH/DZRI 
2002 established the criteria to use this instrument for land
legalisation. So far, 74 families with the right of surface of
the public land for housing have been proposed.

48 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

)LJXUH/HYHOVRI ODQGPDQDJHPHQWMXULVGLFWLRQ

Union Level

Legislature Executive Judiciary and Institutions essential to the operation of Justice:


National Congress • Departments of Justice; Metropolitan • General Inspector of Administrative
(composed of Chamber of Affairs; Urban Development; Agrarian • Affairs of Justice
Deputies and the Federal Development
Senate) • Special Courts of Public Registry
• Housing and Land Public Companies
• State Public Prosecutors
• Department on Public Assets
• Common Courts
• Land Institute
• Public defender
• State Attorneys
• Public Registers - Registration Services

State Level

Legislature House Executive Judiciary and Institutions essential to


of Representatives • Ministries of the City; Planning; Agrarian the operation of Justice
Development • Federal Justice
• Justice • Supreme Federal Court
• Secretary of the Assets of the Union • Superior Court of Justice
• INCRA • Federal Regional Courts
• Palmares Cultural Foundation • Federal Public Prosecutor
• National Indian Foundation (FUNAI) • Federal Public Defender
• Union Attorneys

Municipal level

Legislature Executive Institutions essential to the operation of justice


Municipal
Municipal Departments of • Municipal legal assistance services
Chamber
• Planning • Municipal attorneys
• Urban Development
• Housing
• Municipal Assets
• Land or/and Urbanisation
• Finances
• Legal Affairs

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 49


BR A Z I L

7KH1DWLRQDO$VVRFLDWLRQRI 5HJLVWULHVLVDQDVVRFLDWLRQRI UHJLVWHUV7KHDVVRFLDWLRQSURYLGHVJXLGHOLQHVWRWKHUHJLVWHUV7KH


union also has federal legislation about public registration.

3.2 Federal management of land

7KHMXULVGLFWLRQRYHUWKHPDQDJHPHQWRI SXEOLFODQGVDWIHGHUDOOHYHOLVVKRZQLQWKHÀJXUHEHORZ

)LJXUH)RFDOSRLQWVLQIHGHUDOODQGPDQDJHPHQW

Ministry of Ministry of Agrarian Development: Ministry of Planning Ministry of Cities National Ministry of Justice
Culture National (rural) land policy (urban) Land Policy Urban land
and urban planning

National Secretary of Union Assets Directorate of Land


(regulation of both rural and urban Affairs incl. CGD
Institute of Agrarian Reform and
Palmares Cultural Union Land)
Colonisation (INCRA): Rural Union
Foundation: Recognise land + Quilombo land Coordination mechanism
Quilombo Land
National Cadastre of Union FUNAI Indigenous
Properties Matters

National Secretariats
Registry of Rural National Cadastre of National Secretariats National City Councils:
of Housing: Formulate
Properties of the Union Rural Properties (CNIR) of Housing: Formulate formulation + monitoring
+ implement housing
+ Implementing of urban land policies
policies, + slum
housing policies, +
upgrading programmes
slum upgrading
programes

50 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

7DEOH)HGHUDOMXULVGLFWLRQRYHUSXEOLFODQG Rural Land: Ministry of Agrarian


Type of land Responsibility Development and INCRA
Urban union lands National Secretary of Union Assets, together with the )HGHUDO/DZQRFUHDWHGD3XEOLF6\VWHPRI /DQG
Ministry of the Cities 5HJLVWU\WKDWDPRQJRWKHUWKLQJVXQLÀHVWKHUXUDOSURSHUWLHV
Rural union lands INCRA, together with the Ministry of Agrarian UHJLVWU\DQGH[FKDQJHVLQIRUPDWLRQZLWKWKHSXEOLFUHJLVWU\
Development and the National Secretary of Union
assets adding to the information on rural properties and confer-
Indigenous land FUNAI, together with the Ministry of Justice and ring greater control over information on public and private
National Secretary of Union Assets SURSHUW\ ,W DOVR FUHDWHG WKH 1DWLRQDO &DGDVWUH RI  5XUDO
Quilombo land INCRA, together with the Ministry of Agrarian 3URSHUWLHV &1,5 ZLWKD FRPPRQ LQIRUPDWLRQ EDVH PDQ-
Development and National Secretary of Union DJHG E\ ,1&5$ DQG WKH 'HSDUWPHQW RI  )HGHUDO 5HYHQXH
Assets
and shared with public institutions of production and users
Union land: the National Secretary of information on rural environments.
of Union Assets
7KH 1DWLRQDO 6HFUHWDU\ RI  8QLRQ $VVHWV DQ RUJDQLVDWLRQ 7KH0LQLVWU\RI $JUDULDQ'HYHORSPHQWWKURXJK,1&5$LV
subordinated to the Ministry of Planning, is responsible for UHVSRQVLEOH IRU WKH LGHQWLÀFDWLRQ UHFRJQLWLRQ GHOLPLWDWLRQ
WKH DGPLQLVWUDWLRQ DQG FRQVHUYDWLRQ RI  XUEDQ DQG UXUDO  demarcation and titling of lands occupied by the descend-
union land assets, and for adopting the necessary measures ants of the quilombo communities, without interfering with
for the regulation of these assets. All administration activities DQG UHVSHFWLQJ WKH VWDWH )HGHUDO 'LVWULFW RU PXQLFLSDOLW\
related to union lands fall under the responsibility of this of- jurisdictions. 145
ÀFHLQFOXGLQJWKHSURYLVLRQRI WKHUHTXLUHGFHUWLÀFDWLRQVDQG
registrations at the competent registries; the authorisation of Indigenous Land: FUNAI
lawful occupation and the corresponding registrations; the )81$, LV D IHGHUDO JRYHUQPHQW IRXQGDWLRQ VXERUGLQDWH
establishment of guidelines for the use of these lands; the to the Directorate of Land Affairs under the Ministry of
GHPDUFDWLRQRI ERXQGDULHVLGHQWLÀFDWLRQFODVVLÀFDWLRQDQG Justice, and is responsible for the control and coordination
all other related aspects. of all indigenous matters, for contacts with the tribal leaders
and for the regularisation of indigenous lands. Pursuant to
Urban land: the Ministry of Cities )HGHUDO'HFUHHQRZLWKLQWKH'LUHFWRUDWHRI /DQG
The Ministry of Cities is responsible for the policies of Affairs, the General Coordination of Boundary Demarcation
urban development, including housing, sanitation and KDVGUDZQXSDQDJUHHG0DQXDORI 7HFKQLFDO5XOHVIRUWKH
WUDQVSRUWDWLRQ SROLF\ 7KH PLQLVWU\ KDV D 1DWLRQDO &RXQFLO Demarcation of Indigenous Lands. This manual is applied to
of the City, formed by 70 members of the government FRPSOHPHQWDQWKURSRORJLFDOLGHQWLÀFDWLRQVWXGLHVZLWKWKH
DQG YDULRXV VHJPHQWV RI  FLYLO VRFLHW\ DQG ZKLFK GHÀQHV cartographic measurements necessary for the delimitation
the actions and programmes related to national urban land of the boundaries of the traditional indigenous lands. These
SROLFLHV 7KH 1DWLRQDO 6HFUHWDU\ RI  +RXVLQJ LV UHVSRQVLEOH ERUGHUVDUHLQVSHFWHG E\FRQWUDFWHGWKLUGSDUWLHV WRHQVXUH
for the implementation of the national housing policy. The conformity with the law and to report violations to the
1DWLRQDO6HFUHWDU\RI 8UEDQ3URJUDPPHVLVUHVSRQVLEOHIRU 'LUHFWRUDWHRI /DQG$IIDLUV1RWZLWKVWDQGLQJWKLVVWUXFWXUH
LPSOHPHQWDWLRQ RI  WKH &LW\ 6WDWXWH VXFK DV WKH 1DWLRQDO invasions of the indigenous lands occur repeatedly, especially
Campaign for Participatory Master Plans in Cities. Their where valuable deposits of natural resources are involved.
PDQGDWHDOVRLQFOXGHVWKHGHÀQLWLRQDQGLPSOHPHQWDWLRQRI 
a land tenure regularisation policy in urban areas. 145 Legal basis: Federal Decree no. 4.887/03 and Normative Resolution no. 16 from
24/3/04 issued by INCRA.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 51


BR A Z I L

Palmares Cultural Foundation 3.3 State management of land


7KH3DOPDUHV&XOWXUDO)RXQGDWLRQZDVHVWDEOLVKHGE\)HGHUDO
Law no. 7,668 of 1988 to further the constitutional principles The role of the state executive
RI  WKH UHLQIRUFHPHQW RI  FLWL]HQVKLS DQG WKH LGHQWLÀFDWLRQ 7KH VWDWHV LQ WKH %UD]LOLDQ )HGHUDWLRQ KDYH DXWRQRP\ WR
and preservation of ethnic minority groups that have con- organise their administrative structures. To deal with housing
tributed to the formation of Brazilian society, such as the and land issues the states have established institutions such
cultural and economic values deriving from the African and as the secretaries or departments of urban development,
QDWLYH%UD]LOLDQLQÁXHQFHV,WLVRI IXQGDPHQWDOLPSRUWDQFH metropolitan affairs, housing and land companies, agrarian
in programmes related to land regularisation, assisting and development and public assets.
accompanying the Ministry of Agrarian Development and
WKH,1&5$LQWKHLUHIIRUWVWRJXDUDQWHHWKHSUHVHUYDWLRQRI  Some states have created land institutes, with cartographical
the cultural identity of the native Brazilians and the descend- VHUYLFHV WR KDQGOH PDWWHUV VXFK DV WKH LGHQWLÀFDWLRQ DQG
ants of the quilombo communities. Through its Administrative registration of unregistered or abandoned land, surveying of
5HVROXWLRQ QR RI  0DUFK   WKH 3DOPDUHV &XOWXUDO LGOHDQGLQDGHTXDWHO\XVHGODQGVDQGSURYLVLRQRI WHFKQLFDO
)RXQGDWLRQ DOVR VHW XS D JHQHUDO UHJLVWU\ RI  WKH UHPDLQLQJ DVVLVWDQFHLQWKHH[HFXWLRQRI SROLF\
quilombo communities, to form a permanent record of the
The role of the state judiciary
GHFODUDWLRQ RI  VHOILGHQWLÀFDWLRQ RI  WKHVH DQG UHODWHG FRP-
munities for land entitlement and ownership purposes. The state judiciary may act in matters concerning the rights
of possession of private or public state and municipal land;
Federal and state public defender system to settle family disputes concerning possession or ownership
This institution provides free legal services and assistance to of land, buildings and houses; or disputes arising from mar-
the low-income population. Article 134 of the Constitution riage, inheritance or domestic violence situations. Each state
designates the institution of the public defender as compe- JRYHUQPHQWKDVDMXGLFLDOEUDQFKH[FOXVLYHO\FRQFHUQHGZLWK
tent to provide free legal advice and promote the defence of the organisation and operation of the state judiciary.
those who need assistance. This applies at every level of the
justice system and is thus a key element for the provision of The State Courts are administratively divided into regional
HTXDOMXVWLFHIRUDOOFLWL]HQV7KHSXEOLFGHIHQGHUPD\DOVRDFW districts, called FRPDUFDV.
to promote land access for the low-income populations in
land regularisation processes that involve the federal public A comarca can attend to two or more small municipalities or
ODQGVIRUH[DPSOHE\IRUPLQJDWHDPWRKDQGOHWKHFDVH a large municipality like São Paulo. Each comarca may have
specialised judgeships organised into special jurisdictions.
The law prescribes that this institution be organised in all the )RU LQVWDQFH WKH comarca of the municipality of São Paulo
VWDWHVDQGRI WKHVWDWHVWKUHHKDYHQRWFRPSOLHG²RQHRI  has civil jurisdiction to handle only matters of rights of pos-
which is the state of São Paulo. The state public defenders session, proven ownership and family rights. To handle cases
are completely independent of their federal counterparts and
are subordinate to the state governments.

52 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

of interest to the states and the municipalities such as the ,QVWLWXWHIRU8UEDQ5LJKWV+RZHYHUPRVWRI WKHPHQGRUVH
possession and ownership of public lands, each comarca has a WKHLGHDWKDWFRQÁLFWVDERXWKRXVLQJULJKWVSRVVHVVLRQDQG
public affairs jurisdiction. ownership of urban or rural land, should go through new,
LQVWLWXWLRQDODOWHUQDWLYH PHWKRGV RI  QHJRWLDWLRQ PHGLDWLRQ
The structure and operation of the judiciary in the states has and resolution, such as committees or councils of justice;
QRW EHHQ DGHTXDWH LQ WKH UHVROXWLRQ RI  GLVSXWHV UHODWHG WR and the creation of neighbourhood and district courts.
housing, inheritance of urban land, the right of possession
and ownership of formal and irregular settlements, and the At state level the role of the General Inspector of Internal
collective occupation of land organised by popular action Justice Affairs is of cardinal importance. Although each State
PRYHPHQWV &RPSOH[ PDWWHUV LQYROYLQJ SRVVHVVLRQ DQG Court has jurisdiction, they operate through special regula-
housing rights for socially vulnerable groups are also often tions called SURYLPHQWRV approved by the General Inspector.
settled unsatisfactorily or not at all, particularly where such Through these special regulations the state judiciary can es-
ULJKWVFRQÁLFWZLWKODUJHVFDOHGHYHORSPHQWSURMHFWVVXFKDV tablish the procedures to register the tenure of the urban and
WKHFRQVWUXFWLRQRI K\GURHOHFWULFSRZHUVWDWLRQVWKHH[WHQ- UXUDOODQGDQGSURSHUWLHV)RUH[DPSOHWKH\FDQGHWHUPLQH
sion of airports or the revitalisation of deteriorated historic that the cost of registration is free for areas regularised by
centres. public programmes of land regularisation.

The principal reason for these failures is that many judges,


while learned in purely legal matters, are not socially and
WHFKQLFDOO\TXDOLÀHGWRKDQGOHLVVXHVVXFKDVJHQGHUFDVHVLQ-
KHULWDQFHULJKWVLQYROYLQJTXHVWLRQVRI GLVSXWHGSRVVHVVLRQ
property rights and housing for socially vulnerable groups.
Members of the Brazilian judiciary need to improve their
knowledge of international jurisprudence in human rights.

Another reason for poor performance in these areas is the


GLIÀFXOW\RI WKHORZHULQFRPHSRSXODWLRQLQREWDLQLQJDFFHVV
to legal remedies, caused by the lack of free or subsidised
legal advice and assistance. The public defender at federal and
state level, responsible for the provision of this legal advice
DQGDVVLVWDQFHQHHGVPRUHÀQDQFLDOVXSSRUWIURPWKHIHGHUDO
and state governments to meet the needs of the poor.

In Brazil, many groups of legal professionals are active in the


ÀHOGRI KXPDQULJKWV²IRUH[DPSOH5(1$3DQGWKH%UD]LOLDQ

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 53


BR A Z I L

)LJXUH)RFDOSRLQWVRI VWDWHODQGPDQDJHPHQW

State executive State judiciary

State courts
Secretary or Secretary Secretary or Land and
Department of Justice Department of Housing
of Agrarian Department of Urban Devlopmt. Public General Inspector of Internal Justice
Development Public Assets or Housing Companies Affair: Inspects, disciplines and
provides administrative orientation
of criteria and procedures of the
Public Registries. Approves special
Land Institute(in regulations (Provimentos) on land
some states)including registration.
cartographical services

Comarcas Public
Registry Affairs
Jurisdictions

Public registry Public registry


property offices offices in other
affairs

Record files of property


includes rural &
urban properties, land
division of rural and
urban propertys

The role of public registry offices


7KHOHJDOLVDWLRQRI SRVVHVVLRQDQGRZQHUVKLSRI ODQGLQ%UD]LOLQYROYHVDQH[WHQVLYHV\VWHPRI SXEOLFUHJLVWULHVDWWKHVWDWH
OHYHOUHJXODWHGE\IHGHUDO/DZQR,QDFFRUGDQFHZLWKWKH&RQVWLWXWLRQUHJLVWULHVDUHRSHUDWHGE\SULYDWHHQWHUSULVHV
under concessions from the public administration, while the competence to establish legislation on public registries is with
the Union.

)HGHUDO ODZ  FRQWDLQV JHQHUDO UXOHV RQ UHJLVWUDWLRQ RI  GLIIHUHQW NLQGV RI  SURSHUW\ WHQXUH 7KLV ODZ LV PDQGDWRU\
WRWKHSXEOLFUHJLVWU\SURSHUW\RIÀFHVZKLFKDUHFRQVLGHUHGDX[LOLDU\VHUYLFHVRI WKHVWDWHMXGLFLDU\7KHVWDWHODZRQWKH
RUJDQLVDWLRQRI WKHVWDWHMXGLFLDU\GHÀQHVWKHRUJDQLVDWLRQDQGWKHWHUULWRULDOMXULVGLFWLRQRI WKHSXEOLFUHJLVWU\SURSHUW\RIÀFHV

54 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

)RU H[DPSOHWKHODZLQWKHVWDWHRI 6mR3DXORGLYLGHVWKH H[LVWV²WKDWLVIRUSURSHUWLHVQHJRWLDWHGLQWKHIRUPDOPDU-


jurisdiction of the territory of São Paulo City into 35 public ket. However, in order to regularise and register small land
UHJLVWU\SURSHUW\RIÀFHV allotments or buildings irregularly occupied by low-income
SRSXODWLRQVRPHH[FHSWLRQVDUHDOORZHGVXFKDVWKHWHUPV
The state Inspector General of Internal Justice Affairs is RI  $UW    RI  /DZ QR  7KLV ODZ FRQVLGHUDEO\
responsible for the formulation of administrative regulations UHGXFHV WKH GRFXPHQWDWLRQ UHTXLUHG IRU UHJXODULVDWLRQ DQG
and to promote regular inspections of the public registry registration of such land, especially where the asset has been
SURSHUW\RIÀFHV7KHVHDGPLQLVWUDWLYHUHJXODWLRQVPD\HVWDE- H[SURSULDWHG LQ WKH SXEOLF LQWHUHVW RU LV LQ WKH SURFHVV RI 
OLVKIRUH[DPSOHVSHFLDOUXOHVDQGSURFHGXUHVIRUSURSHUW\ H[SURSULDWLRQ7KHFRVWVDUHDOVRPXFKORZHUDQGPD\HYHQ
registration that are appropriate for the poor. be absorbed by the municipality in the interest of regularis-
ing an illegal situation.
The registration of property
Under Brazilian civil law, the transfer of property from the ,Q6mR3DXOR9LWRULDDQGVRPHRWKHUFLWLHVFORVHUFRRSHUD-
VHOOHU WR WKH EX\HU UHTXLUHV UHJLVWUDWLRQ LQ WKH FRPSHWHQW WLRQKDVGHYHORSHGEHWZHHQWKHUHJLVWU\RIÀFHUVDQGRUJDQL-
real estate registry before the transfer is recognised. In other VDWLRQV VXFK DV WKH $VVRFLDWLRQ RI  5HJLVWULHV WKH 1DWLRQDO
ZRUGVDEX\HUZKRGRHVQRWUHJLVWHUKLVKHUSURSHUW\WLWOH $VVRFLDWLRQV RI  5HJLVWULHV $125(*  DQG WKH ,QVWLWXWH
LVQRWWKHOHJDORZQHURI WKDWSURSHUW\HYHQLI VKHKDVIXOO\ RI 3URSHUW\5HJLVWU\LQ%UD]LO ,5,% 146 in matters of land
paid the previous owner. Therefore, only the proper regis- regularisation involving low-income populations. One good
WUDWLRQ OHJDOLVHV WKH SXUFKDVHU·V WLWOH DQG ZLWKRXW LW KHVKH H[DPSOH LV WKH UHFHQW FRQYHQWLRQ SURPRWHG E\ WKH PXQLFL-
cannot prove ownership, have access to credit, receive social SDOLW\RI *UDYDWDLLQWKHVWDWHRI 5LR*UDQGHGR6XOEHWZHHQ
UHFRJQLWLRQRI KLVKHUSXUFKDVHHWF5HJLVWUDWLRQVDUHPDGHLQ ORFDOUHJLVWUDUVDQG$125(*7KLVFRQYHQWLRQUHVXOWHGLQ
WKHSXEOLFUHJLVWU\RIÀFHV 7KHSXEOLFUHJLVWULHVKDYHVSHFLÀF some special arrangements to eliminate certain costs and
RIÀFHVWRUHJLVWHUSURSHUW\DIIDLUVDWWKHUHVSHFWLYHVWDWHOHYHO to simplify the procedures for registration and titling of
E\GHHGRI ULJKWSHUPDQHQWO\ÀOHGDWWKHUHJLVWU\DQGDYDLO- small properties owned by the low-income population. The
able to the public. Because of the importance of the registry, Ministry of the City has also made agreements with these
DFRQVLGHUDEOHDPRXQWRI GRFXPHQWDWLRQLVUHTXLUHGERWKDV professional associations, allowing the issuance of property
WRWKHSURSHUW\LWVHOI DQGFRQFHUQLQJDQ\H[LVWLQJPRUWJDJHV titles without cost to the low-income groups, provided that
or liens. This sometimes presents obstacles especially for the titles are immediately registered at the respective property
ORZLQFRPH SRSXODWLRQV )RU H[DPSOH DOO WLWOHV PXVW EH DF- UHJLVWU\RIÀFH
companied by copies of the receipts that prove the payment
RI WKH8UEDQ3URSHUW\7D[IURPWKHFXUUHQW\HDURUIDLOLQJ Some initiatives seek to standardise the registry system on
WKDWDFHUWLÀFDWHRI WKHPDUNHWYDOXHRI WKHSURSHUW\,QDG- DQDWLRQDOEDVLV)RUQRZDOPRVWHYHU\VWDWHUHJLVWU\KDVLWV
GLWLRQWRWKHVHGRFXPHQWDU\UHTXLUHPHQWVWKHFRVWVRI WKH RZQV\VWHPDQGGHDOVZLWKVLPLODUTXHVWLRQVLQGLIIHUHQWZD\V
registry are considerable and weigh heavily on the majority As a result, the present system of public property registries
RI SHRSOHEX\LQJSURSHUW\7KHFKDUJHVDUHGHÀQHGE\WKH FDQQRW EH FRQVLGHUHG DQ DGHTXDWH UHJLVWU\ RI  ODQG DUHDV
General Inspector of Internal Justice Affairs, based on pro- although it works reasonably well as a record of commercial
posals made from time to time by the Association of Owners real estate.
RI 3XEOLF5HJLVWULHV
:KDWHYHU VROXWLRQ LV ÀQDOO\ FKRVHQ WKH IHGHUDO VWDWH DQG
7KHIRUHJRLQJUHTXLUHPHQWVDSSO\DVDJHQHUDOUXOHWRUHDOHV- PXQLFLSDOUHFRUGVPXVWEHFRQVROLGDWHGDQGHTXLSSHGZLWK
tate operations for properties for which previous registration  7KH,5,%LVDQ$VVRFLDWLRQRI2ZQHUVRI3XEOLF3URSHUW\5HJLVWULHVLQ%UD]LO)RU
PRUHLQIRUPDWLRQVHHVLWHZZZLULERUJEU7KHVLWHRI$125(*LVZZZDQRUHJRUJEU

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 55


BR A Z I L

modern computerised access so that the information is avail- RUWRVROYHODQGFRQÁLFWVPXQLFLSDOLWLHVPD\DSSO\WKH&'58


DEOH WR DOO FLWL]HQV TXLFNO\ DQG DFFXUDWHO\ *HRGHVLF FRRUGL- WRDUULYHDWDQHTXLWDEOHVROXWLRQ+RZHYHURQSULYDWHSURS-
nates drawn on a national basis and keyed to the descriptive erty occupied by slums, tenements, subdivided allotments and
beacons of each property must be calculated to clearly mark ORZLQFRPHSRSXODWLRQVRQO\WKHWHUPVRI /DZQR
out the boundaries. In this way, the records would assure the WKHIHGHUDOODZRI GLYLVLRQRI WKHODQG RUWKHOHJDOLQVWUX-
initial reliability of the information and avoid later disputes ments of adverse possession may be utilised.
that end up in the courts.
7KHPXQLFLSDODGPLQLVWUDWLYHGHSDUWPHQWV RUSXEOLFFRPSD-
The record files QLHV IRUXUEDQRUKRXVLQJGHYHORSPHQWDOVRSOD\DQLPSRUWDQW
The registry of property is based on a descriptive system role in the day-to-day processes of land regularisation and
RI  SURSHUW\ FKDUDFWHULVWLFV ZLWKRXW WHFKQLFDO GHÀQLWLRQ RI  upgrading. All municipal land is registered in the city archives
the geographical location, and this imprecision sometimes DORQJZLWKLQIRUPDWLRQDERXWLWVXVHWKHEHQHÀFLDU\DQGWKH
SHUPLWVUHJLVWUDWLRQVWRRYHUODS7KHUHFRUGÀOHVRI SURSHUW\ NLQGRI WHQXUH7KHODQGDVVHWVDUHFRQWUROOHGE\WKHÀQDQFLDO
include both urban and rural properties. The public property secretary and specialised departments of municipal attorneys
registry only registers property of informal settlements in who also have the duty of promoting the protection of mu-
DFFRUGDQFH ZLWK VSHFLÀF OHJLVODWLRQ WKDW DXWKRULVHV WKH PX- nicipal green areas, buildings or monuments considered part
nicipality to promote the regularisation of the area. of the historical or cultural heritage, and for social housing.
To facilitate all of these activities, complete and detailed land
/DZ QR  HVWDEOLVKHG WKH 3XEOLF 6\VWHP RI  /DQG DQGSXEOLFDVVHWUHJLVWU\ÀOHVDUHHVVHQWLDO
5HJLVWUDWLRQDQGSURYLGHVDOHJDOEDVLVIRUWKHUHYLVLRQZRUN
of the registrars and workgroups described above. It recog- )XUWKHUPRUH ZKLOH WKH PDVWHU SODQ GHWHUPLQHV WKH PDFUR
QLVHVWKDWPDQ\QHZWHFKQLFDOWRROVDUHDYDLODEOHWRGD\ HJ aspects, the municipality also needs a great deal of detailed
*HRJUDSKLF ,QIRUPDWLRQ 6\VWHPV  WKDW JUHDWO\ VLPSOLI\ WKH information on the type of possession or ownership of the
SUREOHPRI FRQVROLGDWLQJWKHH[LVWLQJUHFRUGVIRUWKHUXUDO individual allotments, so that the administrators may decide
areas. The law also says that the result of the precise measure- the most appropriate use for each area and contain real estate
ments provided by these systems must be incorporated in the speculation.
UHFRUGVRI WKHSXEOLFUHJLVWU\SURSHUW\RIÀFHVZLWKRXWGHOD\
The great majority of Brazilian municipalities have a spe-
3.4 Municipal management of land FLÀFUHFRUGÀOHIRULQGLYLGXDOXUEDQSURSHUW\RZQHUVIRUWD[
SXUSRVHV7KHVHUHFRUGÀOHVDUHXVHGIRUWKHFDOFXODWLRQDQG
The municipalities are responsible for the formulation, pro- FROOHFWLRQRI WD[HVDQGWRUHJLVWHUWKHSHUVRQUHVSRQVLEOHIRU
motion and implementation of urban land policies, including SD\LQJWKHWD[,QFDVHRI GLYLVLRQRI ODQGZLWKRXWDXWKRULVD-
land regularisation and the upgrading of irregular settlements tion of the local authority, the person having tenure of the
occupied by low-income populations. The municipal legisla- SORWVFDQEHKHOGUHVSRQVLEOHWRSD\WKHSURSHUW\WD[
ture is responsible for the approval of all municipal urban
legislation, such as master plans, laws regulating the use and Some municipal records, which were compiled by the local
disposal of municipal public lands, and norms for land use public administration themselves, cover only the respective
regularisation, occupation and subdivision. PXQLFLSDO DUHD RI  WKHLU FRPSHWHQFH DQG H[LVW SULPDULO\ IRU
WD[FROOHFWLRQSXUSRVHVZKLOHWKHUXUDODUHDUHFRUGVDUHOHIWWR
In public areas occupied by slums and tenements, or those ,1&5$,QWKHYDVWPDMRULW\RI PXQLFLSDOLWLHVWKHVHFUHWDU\
H[SURSULDWHGIRUWKHGHYHORSPHQWRI VRFLDOKRXVLQJSURMHFWV RUGLUHFWRURI ÀQDQFHVLVUHVSRQVLEOHIRUWKHUHFRUGVZKLFK

56 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

are rarely used for urban control. In many cases the record 4 Nat ional Development Plan
ÀOHRI WKHSURSHUW\RI WKHPXQLFLSDOLW\LQFOXGHVWKHUHVLGHQWV
OLYLQJ LQ LQIRUPDO VHWWOHPHQWV IRU WD[ SXUSRVHV 7KH UHJLV- %UD]LO GRHV QRW KDYH D 3RYHUW\ 5HGXFWLRQ 6WUDWHJ\ 3ODQ
tration of the residents is not related to the regularisation WR FRPEDW SRYHUW\ DQG VRFLDO LQHTXDOLW\ DORQJ WKH OLQHV
process of the informal settlement. SURSRVHG E\ WKH :RUOG %DQN ,QVWHDG VXFK VWUDWHJLHV DUH
included in the Multiannual Plan proposed for the period
There are differences between these records and the federal E\WKHJRYHUQPHQW 0LQLVWU\RI 3ODQQLQJ FDOOHG
and state records where lands are contiguous or overlap, and ´%UD]LO ² $ 3URJUDPPH IRU $OOµ 7KH 0XOWLDQQXDO 3ODQ LQ
these have to be resolved. accordance with the Constitution, is a planning instrument
that establishes the objectives and goals of the public federal
3.5 Most relevant jurisprudence DGPLQLVWUDWLRQRQDUHJLRQDOEDVLVDQGGHÀQHVDEXGJHWDQG
other matters relevant to programmes of such long duration.
Some courts have made relevant decisions on the land regu- Many civil society organisations were consulted during the
larisation of formal and informal urban settlements. In 2000, formulation of this plan, which in the areas of urban and
WKH FRXUW RI  WKH VWDWH RI  5LR *UDQGH GR 6XO XQDQLPRXVO\ housing policy emphasises the following:
accepted special urban adverse possession in the following v Strengthen the urban municipal management by train-
VHQWHQFH´&RQVLGHULQJ WKDWDOOUHTXLUHPHQWVZHUHPHWDQG ing courses and seminars;
that all the neighbours were cited and no objection to the v 5HJXODULVHDQGLQWHJUDWHDOOSUHFDULRXVLQIRUPDOVHWWOH-
formalisation of the possession was made; the prime own- ments and upgrade the slums and tenements;
HUVKLS PD\ EH UHJLVWHUHG LQ WKH 5HJLVWU\ RI  3URSHUW\ DQG v &RQVWUXFWVXIÀFLHQWKRXVLQJRI VRFLDOLQWHUHVW
WKH SODLQWLII ·V SRVVHVVLRQ PD\ EH GXO\ FRQÀUPHGµ 147 In v 2UJDQLVHSURFHGXUHIRUKRPHÀQDQFLQJDQG
2003, the same court decided favourably on the procedure
v 5HKDELOLWDWHWKHFHQWUDOXUEDQDUHDV
of property regularisation by considering an irregular land
DOORWPHQW DQGRU GLYLVLRQ DV D ´VLWXDWLRQ RI  LUUHYHUVLEOH As for the policies on rural areas, considerable emphasis
IDFWµ7KHMXVWLÀFDWLRQIRUWKHGHFLVLRQZDVWKHIDFWWKDWWKH has been laid on family farming through the Programme
location had a public water system, sewage networks, streets, RQ )DPLO\ )DUPLQJ 7KH SODQ DOVR SUHVHQWV SURJUDPPHV
HOHFWULFLW\HWFDVZHOODVVRPHSURSHUWLHVDOUHDG\SD\LQJWD[HV LQ 6XVWDLQDEOH 'HYHORSPHQW RI  5XUDO $UHDV 6XVWDLQDEOH
to the municipality. Based on the constitutional principles 6HWWOHPHQWVIRU5XUDO:RUNHUVDQG/DQG&UHGLW
of the social function of property and access to the courts,
WKH $GPLQLVWUDWLYH 3URYLVLRQ QR FDOOHG ´0RUH /HJDO The matter of gender is approached in a singular manner
II” was applied by the General Inspector of Internal Justice LQ WKH SODQ EHFDXVH LW FRQWDLQV VSHFLÀF SXEOLF SROLFLHV IRU
$IIDLUVLQDZD\WKDWVLPSOLÀHGWKHUHJXODULVDWLRQSURFHVVIRU eliminating discrimination against women. The following
these properties. 148 SURJUDPPHVDUHSUHVHQWHGWKH&RPEDWRI 9LROHQFHDJDLQVW
:RPHQSURJUDPPHZKLFKZLOOWDUJHWWKHV\VWHPDWLFSUHYHQ-
tion of different forms of discrimination and violence; the
Management of Gender Policies programme, which aims at
WKHSODQQLQJH[HFXWLRQDQGHYDOXDWLRQRI SURMHFWVUHODWHGWR
147 Court of Rio Grande do Sul; Civil Appeal no. 70000063826, twentieth Civil WKHDFKLHYHPHQWRI JHQGHUHTXDOLW\DQGWKH*HQGHU(TXDOLW\
Chamber; court reporter: Rubem Duarte, decreed on November 8 2000. Circuit Court
of origin: Porto Alegre.

148 Court of Rio Grande do Sul, 20th Civil Chamber, Civil Appellation no. 70,003,865,086,
FRXUWUHSRUWHU-RVp&RQUDGRGH6RX]D-~QLRUGHFUHHGRQ2FWREHU

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 57


BR A Z I L

LQ:RUN5HODWLRQVSURJUDPPHZKLFKVHHNVWKHHTXDOLQFOX- A general national policy related to urban land and housing is


sion of women in the labour market. provided in the City Statute and in administrative resolutions
HVWDEOLVKHGE\WKH1DWLRQDO&RXQFLORI WKH&LWLHV
Brazil has not yet developed a housing plan integrating poli-
cies for the use and occupation of rural and urban land and However, even in a government committed to social justice,
WKLV IDLOXUH PDNHV LW PRUH GLIÀFXOW WR LQFRUSRUDWH D JHQGHU the management of public policies tends to proceed in the
perspective in these policies. traditional manner, in which projects and resources are set
DVLGH WR PHHW WKH UHTXHVWV RI  SROLWLFDO JURXSV DOOLHG WR WKH
5HJDUGLQJ VDQLWDWLRQ SROLF\ WKH JRYHUQPHQW DOORFDWHG   government, such as mayors, governors, councillors, repre-
ELOOLRQUHDLV ELOOLRQ LQWREHQHÀWPLOOLRQ sentatives and so on.
IDPLOLHV 6WXGLHV FRQGXFWHG E\ WKH 1DWLRQDO 6HFUHWDULDW RI 
Environment show the need for an investment of 178 billion 7KH  &RQVWLWXWLRQ LQWURGXFHG VSHFLÀF SURYLVLRQV RQ
UHDLV 86ELOOLRQ RYHU\HDUVWRPDNHZDWHUDQGVHZ- urban policy. Initiated by the platform elaborated by the
age services universal in Brazil. 1DWLRQDO )RUXP RI  8UEDQ 5HIRUP GLVFXVVLRQV FRQWLQXHG
RQ KRZ WR JXDUDQWHH ODQG DFFHVV DQG DGHTXDWH KRXVLQJ WR
5 F e d e ra l L an d a n d socially vulnerable groups. The movement for urban reform
H o u s i n g P o lic ie s developed proposals for a national system of cities and a
national social housing system. Both proposals are discussed
5.1 Introduction in more detail below.

Under President Lula da Silva, the Ministry of the City and the 5.2 The National City System
1DWLRQDO&RXQFLORI WKH&LW\DUHFRQVLGHULQJWKHIRUPXODWLRQ
RI DQDGHTXDWHQDWLRQDOODQGDQGKRXVLQJSROLF\LQWHJUDWLQJ The City Statute establishes a new chapter in the democratic
the management of land by the many ministries and institu- PDQDJHPHQWRI WKHFLW\DQGGHÀQHVWKHXUEDQSROLF\FRXQFLOV
tions that deal with indigenous land policies, rural lands for and urban conferences as democratic management tools. 149
agrarian reform, and quilombo communities. The adoption of
such policies is necessary considering that Brazil is a large To implement the City Statute, the Ministry of the Cities
FRXQWU\ZLWKUHJLRQDOVSHFLÀFLWLHVVSUHDGDFURVVVWDWHVDQG FRQVLGHUHG D SURSRVDO IURP WKH 1DWLRQDO )RUXP RI  8UEDQ
more than 5,000 municipalities. 5HIRUPZKLFKFDOOHGIRUDFRQIHUHQFHWRGUDZXSWKHFRQ-
VWLWXWLRQ RI  WKH 1DWLRQDO &RXQFLO RI  WKH &LW\ 150 The basis
The government introduced an important measure concern- for establishing this body was derived from the system of
ing urban land and housing policies by creating the Ministry direct democracy and the principle of popular participation
of Cities in January 2003. This Ministry is responsible for enshrined in the Constitution.
formulating and adopting national urban policies on hous-
ing, sanitation and public transportation development. It will After several preparatory city conferences in states and
coordinate activities of the union, the states and the munici- PXQLFLSDOLWLHV WKH ÀUVW 1DWLRQDO &LW\ &RQIHUHQFH ZDV KHOG
palities for the implementation of these policies, but in such
D ZD\ WKDW LPSRUWDQW DQG UHOHYDQW H[SHULHQFHV GHYHORSHG 149 See Provisional Measure 2220/2001.
locally or regionally are taken into account. 150 The councils and conferences as instruments of democratic management
are foreseen in Art. 43 (I) and (III) of the City Statute. The National Council of Urban
Development appears in Art. 10 of Provisional Measure 2220/2001 although the name
was altered by the Provisional Measure that created the Ministry of the City. Federal
Decree 5.031/2004 regulates the National Council of the City.

58 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

in October 2003. 151 Conference participants formulated the accompany and evaluate the implementation of the policies
guidelines and priorities for the management of urban poli- regarding housing, basic sanitation and urban transport; and
cies in accordance with the City Statute. The main outcome provide guidelines and recommendations for the application
ZDVWKHHOHFWLRQRI FRXQFLOORUVIRUWKH1DWLRQDO&RXQFLORI  RI WKH&LW\6WDWXWH7KH1DWLRQDO&RXQFLORI WKH&LW\ZKHQ
WKH&LW\7KH1DWLRQDO&RXQFLORI WKH&LW\LVFRPSRVHGRI  dealing with land use planning, has an enormous potential
PHPEHUVIURPWKHIHGHUDOSXEOLFDGPLQLVWUDWLRQ PLQ- for formulating urban housing and land policies that take
LVWULHV   IURP WKH VWDWH SXEOLF DGPLQLVWUDWLRQ DQG )HGHUDO into account the diversity of use and occupation of land for
District, or entities of civil society organised in the state area; urban and rural purposes.
10 from the municipal public administration or entities of
civil society organised in the municipal area; 19 from popular 7KH1DWLRQDO/DQG8VH3ODQZKLFKFRYHUVWKHGLYHUVHIRUPV
movement organisations; 7 from the private sector; 7 from of urban and rural land occupation, is the instrument that the
labour organisations; 5 from entities in professional, aca- government may use to formulate an integrated land policy.
GHPLFDQGUHVHDUFKDUHDVDQGIURP1*2V 152 The table 5HJLRQDOODQGXVHSODQVDVZHOODVSODQVIRUHFRQRPLFDQG
below indicates the participation of women in the council. social development, can also be used. Although there are no
regional jurisdictions, the development of regional plans is
7DEOH:RPHQ·VUHSUHVHQWDWLRQLQWKH1DWLRQDO&RXQFLORI  necessary in order to reduce social and economic disparities.
WKH&LW\
Social Sectors % of women Number The responsibility for the elaboration of these plans lies
of ZLWK WKH 0LQLVWU\ RI  5HJLRQDO ,QWHJUDWLRQ 7KH 1DWLRQDO
women DQG5HJLRQDO/DQG8VH3ODQVFDQEHLPSRUWDQWLQVWUXPHQWV
out of
RI  XUEDQ QDWLRQDO SROLF\ WRJHWKHU ZLWK WKH 1DWLRQDO &LW\
total
Federal public power 14,3 2 (14) System.
State public power and Federal 16,6 1 (6)
District $ORQJ ZLWK WKH HVWDEOLVKPHQW RI  WKH 1DWLRQDO &RXQFLO RI 
Municipal public power 10,0 1 (10) WKH &LW\ IHGHUDO FRXQFLOV KDYH EHHQ HVWDEOLVKHG RQ VSHFLÀF
Popular Movement Organisation 21,0 4 (19) matters such as environment, health, social assistance, edu-
Private sector 0 0 (7)
FDWLRQDQGIRRGVHFXULW\6LPLODUFRXQFLOVH[LVWDWVWDWHDQG
Labour organisations 14,3 1 (7)
Entities in professional, academic 10,0 1 (5) municipal level.
and research areas
NGOs 33,3 1 (3) As a measure for the implementation of the national urban
Total 15,5 11 (71) SROLF\ WKH 1DWLRQDO &LWLHV &RQIHUHQFH DSSURYHG WKH HVWDE-
6RXUFH7DFLDQD*ROYHLD21*626&RUSRVLWH
OLVKPHQWRI WKH1DWLRQDO&LW\6\VWHPWRLQWHJUDWHWKHXQLRQ
www.soscorpo.org.br
states and municipalities. The national, state and municipal
7KH1DWLRQDO&RXQFLORI WKH&LW\LVDGHOLEHUDWLYHDQGFRQ- funds related to urban development, housing, sanitation and
sultative body with responsibilities to propose guidelines, WUDQVSRUWPXVWEHLQWHJUDWHGLQWKH1DWLRQDO&LW\6\VWHP7KH
instruments, norms and priorities for the formulation and legal instruments, such as the City Statute at national level
implementation of national urban development policies; and the master plans in the local level, must be integrated

151 3,457 municipal Conferences were held, as were 27 state conferences. There
was adequate social mobilisation with approximately 320,000 participants, who elected
2,500 delegates for the National City Conference.

152 The National Conference of the Cities decided to make a distinction between the
1*2VDQGWKHSURIHVVLRQDODQGDFDGHPLFHQWLWLHVVXFKDVXQLYHUVLWLHV

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 59


BR A Z I L

into this national system, as well as the national, state and The Habitar Brasil Programme seeks to further the efforts of
municipal programmes dealing with these policies. municipal governments to eradicate or improve informal set-
tlements such as slums and tenements. The main objectives
,PSOHPHQWDWLRQ RI  WKH 1DWLRQDO &LW\ 6\VWHP LV VWUDWHJLF are to make these areas more habitable and healthy and to
for the application of the new urban legal order, as well as improve the standard of living without removing the people
programmes addressing the regularisation of informal set- from the city areas where they provide many services and
tlements. earn a livelihood. Most of these projects are also directed to
the less than three minimum salary segment of the popula-
5.3 The national social housing system tion and have had considerable success: in 2003, of a much
larger number of properly prepared and solidly based plans
Federal housing programmes VXEPLWWHGE\PXQLFLSDOLWLHVDQGWKH)HGHUDO'LVWULFWWR
The Ministry of Cities runs various social housing programmes the programme, 132 were approved and 104 are in active
IRUWKHEHQHÀWRI ORZLQFRPHUXUDODQGXUEDQSRSXODWLRQV H[HFXWLRQ
including the provision of land for housing and smallhold-
LQJV7KHVHLQFOXGH D SURJUDPPHVIRUWKHHIÀFLHQWSURGXF- $ JRRG H[DPSOH RI  WKLV NLQG RI  SURMHFW LV WKH XSJUDGLQJ
tion of economical housing and infrastructure improvement; RI WKH)DYHODGR*DWRLQ6mR3DXOR7KLVfavelaKDVH[LVWHG
E  SURJUDPPHV RQ UHJXODULVDWLRQ RI  LQIRUPDO VHWWOHPHQWV IRURYHU\HDUVRQWKHEDQNVRI WKH5LR7DPDQGXDWHLDQG
DQG F VOXPXSJUDGLQJSURJUDPPHV7KHVHDUHDOOVXEVLGLVHG EHFDXVHRI FRQVWDQWÁRRGLQJZDVFRQVLGHUHGDKLJKULVNDUHD
programmes controlled by the federal Programme for Social In the Habitar Brasil Programme project, 150 families who
+RXVLQJDQGLQDGGLWLRQWRÀQDQFLQJVHOIKHOSDQGFRRSHUD- worked collecting trash and delivering it to the local process-
tive construction, they seek to give some priority to women ing station did not have regular guaranteed income although
heads of household, to families with the lowest income, they were usually able to support their families through their
and to the rural and poor urban population. There is also work. An area for income-producing work associated with
a low-cost credit aid programme directed at family groups the collection of recyclable trash was also constructed nearby
organised into formal cooperatives or housing associations, so that the workers could make more money from their daily
ZKHUHWKHPHPEHUV·LQFRPHUDQJHVIURP]HURWRWKUHHWLPHV work
the present minimum wage.
However, the current challenge is how to guarantee that suf-
7KH8SJUDGLQJ5HJXODULVDWLRQDQG,QWHJUDWLRQRI 3UHFDULRXV ÀFLHQWUHVRXUFHVZLOOEHDYDLODEOHIRUWKHVHSURJUDPPHVDQG
Settlements Programme is aimed at implementing regularisa- KRZWRHQVXUHWKDWZKDWLVDYDLODEOHZLOOEHDGHTXDWHO\DQG
tion of slums, land subdivisions and public housing develop- economically applied in the states and municipalities in spite
ments. The programme is developed through a partnership RI UHJLRQDODQGVRFLDOLQHTXDOLWLHV7KHPDLQIXQGLQJFRPHV
between the Ministry of the City and the municipalities in IURP WKH :RUNHUV *XDUDQWHH IRU 7LPH RI  6HUYLFH )XQG
particular. Moreover, there are partnerships to develop the )*76 DSHQVLRQIXQGGHULYHGIURPFRQWULEXWLRQVSDLGE\
SURJUDPPHZLWK$125(*DQG,5,%WRDVVXUHWKHIUHHUHJ- the workers and their employees in the formal job market.
istration of the title in the register and to simplify the process.
,QWKH1DWLRQDO6HFUHWDU\RI 8UEDQ3URJUDPPHVWUDQV-
ferred U$ 1.5 million to support the regularisation of the land
in 126 informal settlements in 49 municipalities in 17 states.

60 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

The National Popular Housing Fund 7KHSXUSRVHRI WKH1DWLRQDO6RFLDO+RXVLQJ6\VWHPUDGLFDOO\


The proposal for a national social housing system was ini- PRGLÀHVWKHSUHVHQWPRGHO,WGHPRFUDWLVHVWKHSURFHVVZLWK
WLDOO\SXWIRUZDUGLQDSRSXODULQLWLDWLYHFDOOHGWKH1DWLRQDO the participation of popular and civil society organisations,
3RSXODU +RXVLQJ )XQG 153 This project has been pending and it increases the participation of states and municipalities
RYHU\HDUVEXWWKHELOOZDVÀQDOO\SDVVHGLQWKH&KDPEHU in the system, allowing for more knowledge about local and
of Deputies in June 2004 and was adopted in June 2005 as regional needs.
/DZ  7KH REMHFWLYH LV WR SURPRWH DQG PDNH
viable the access to rural and urban housing for low-income 1DWLRQDO KRXVLQJ SROLFLHV VKRXOG QRW QHJOHFW UHOHYDQW LQWHU-
populations by implementing a subsidy policy. The adoption QDWLRQDOKXPDQULJKWVODZ$VZLOOEHVHHQLQWKHQH[WVHFWLRQ
of urban and rural land access policies aiming at the full there have been advances in a range of rights related to
implementation of the social function of property is also gender, race and ethnicity. However, for the implementation
proposed. RI  WKHVH ULJKWV WKH HVWDEOLVKPHQW RI  WKH 1DWLRQDO 6\VWHP
RI  &LWLHV DV ZHOO DV WKH 1DWLRQDO 6RFLDO +RXVLQJ 6\VWHP LV
5HFRJQLVLQJ WKDW WKH ORZLQFRPH KRXVLQJ SUREOHP LV YHU\ essential.
great and cannot be solved only by the efforts of these
ZRUWKZKLOH SURJUDPPHV )HGHUDO /DZ   VHHNV 6 Federal Legislat ion
WRJHQHUDWHDGHTXDWHUHVRXUFHVWKURXJKD1DWLRQDO3RSXODU
+RXVLQJ )XQG 7KH RULJLQDO YHUVLRQ RI  WKLV ELOO VDLG WKDW 6.1 The Federal Constitution of 1988
money for this fund would come from two principal sources;
WKH)HGHUDO%XGJHWDQGWKH)*76+RZHYHULQWKH&KDPEHU Citizenship and human dignity are among the fundamental
RI 'HSXWLHVWKHXVHRI WKH)*76IRUWKLVSXUSRVHZDVYH- SULQFLSOHV ODLG GRZQ LQ WKH )HGHUDO &RQVWLWXWLRQ $UW  ,,
toed and the Senate did not reinsert this clause. The principal DQG,,, $UW ,,, DQG ,9 DUHFRQFHUQHGZLWKWKHHUDGLFD-
UHDVRQ IRU WKH H[LVWHQFH RI  WKH 1DWLRQDO 3RSXODU +RXVLQJ tion of poverty and substandard living conditions, the reduc-
)XQGLVWRJHQHUDWHIXQGVIRUZRUNVRI VRFLDOLQWHUHVWIRUWKH WLRQRI VRFLDODQGUHJLRQDOLQHTXDOLWLHVDQGWKHSURPRWLRQRI 
0-3 minimum salary population segment. Another important WKHZHOOEHLQJIRUDOOLQGHSHQGHQWRI RULJLQUDFHVH[FRORXU
PHDVXUH LV WKDW WKH 0LQLVWU\ RI  WKH &LW\ DQG WKH 1DWLRQDO age and any other forms of discrimination. The infringement
&RXQFLORI WKH&LW\ZRXOGKDYHWKHFRPSHWHQFHWRGHÀQHWKH RI IXQGDPHQWDOULJKWVDQGOLEHUWLHV $UW;/, LVSXQLVK-
XWLOLVDWLRQRI WKHUHVRXUFHVRI WKH)*76 able by law.

)HGHUDO /DZ  LQFOXGHV WKH FRQFHSWLRQ RI  D 7LWOH ,, RQ )XQGDPHQWDO 5LJKWV DQG *XDUDQWHHV OLVWV D
democratic and decentralised system, as it establishes the ob- number of human rights. Article 5 recognises that all persons
ligation on states and municipalities to constitute their own DUHHTXDOEHIRUHWKHODZ,WVÀUVWSDUDJUDSKH[SOLFLWO\VWDWHV
housing funds and councils before they can receive resources WKDWPHQDQGZRPHQKDYHHTXDOULJKWVDQGGXWLHVXQGHUWKH
IURP WKH1DWLRQDO 3RSXODU +RXVLQJ )XQG7R XWLOLVHWKRVH terms of this Constitution although the Constitution itself is
resources the states and municipalities must develop housing written in gender-biased language 154.
polices to be implemented by housing secretariats or public
companies, community organisations, resident associations 7KH ULJKW WR LQKHULWDQFH LV JXDUDQWHHG $UW  SDUDJUDSK
or cooperatives. ;;; ,QYLHZRI WKHUHFRJQLWLRQRI HTXDOULJKWVIRUPHQ
DQGZRPHQWKLVLPSOLHVHTXDOLQKHULWDQFHULJKWVIRUZLGRZ-
HUVDQGZLGRZV$UWLFOH ;;; SURKLELWVDQ\GLIIHUHQFHLQ
153 Bill of Law no. 2,710/92, and in the Senate its number was PLC 0036/2004. As of 154 Art. 201(7) of the same Constitution, however, contradicts Art. 5 by stipulating
June 2005, this is Federal Law no. 11.124/2005. different retirement ages for men and for women.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 61


BR A Z I L

wages, in the performance of duties and hiring criteria, on land. To this end, the municipality may apply the instruments
WKHEDVLVRI VH[DJHFRORXURUPDULWDOVWDWXV of subdivision, construction or compulsory use, property
WD[HV LQFUHDVLQJ SURJUHVVLYHO\ RYHU WLPH DQG WKH H[SURSULD-
$UWLFOH    VWLSXODWHV WKDW PDUULDJH LV FLYLO DQG WKDW WKH tion of property for purposes of urban reform as a form of
marriage ceremony is free of charge. 155 The stable union JXDUDQWHH WKDW WKH XUEDQ SURSHUW\ ZLOO IXOÀO LWV VRFLDO IXQF-
between a man and woman is recognised as a family entity. A tion.
civil marriage may be dissolved after legal separation of over
a year, or after de facto separation of two years. 156:KLOHWKH Article 6 recognises the right to housing as a fundamental
ULJKWV DQG WKH GXWLHV RI  PDULWDO VRFLHW\ ´VKDOO EH H[HUFLVHG right. In accordance with this the following are social rights:
HTXDOO\E\WKHPDQDQGWKHZRPDQµQRH[SOLFLWSURYLVLRQLV education, health, employment, housing, leisure, security,
LQFOXGHGIRUHTXDOPDULWDOSURSHUW\ULJKWV social security, maternity and childhood protection and as-
sistance for the helpless. 159 Linked to the protection of
$UWLFOH ; UHFRJQLVHVWKHLQYLRODEOHULJKWWRSULYDF\DQGWR housing rights are the inviolable rights of the home, the right
compensation for property damages. The right to property to information and the provision of full and free-of-charge
is recognised as a fundamental right as long as the property OHJDODVVLVWDQFHE\WKHVWDWHWRDOOZKRSURYHLQVXIÀFLHQF\RI 
IXOÀOV LWV VRFLDO IXQFWLRQ 157 7KH ODZ FDQ SURYLGH IRU DQ H[- funds. 160
propriation procedure for public necessity or social interest,
EXW IDLU FRPSHQVDWLRQ PXVW EH SDLG LQ FDVH RI  H[SURSULD- 7KH VWDWH·V REOLJDWLRQ WR SURWHFW KRXVLQJ ULJKWV LPSOLHV WKH
tion. 158 However, there are no provisions on evictions in the implementation of housing construction programmes and
Constitution. the improvement of housing and basic sanitation conditions,
as well as the social integration of the disadvantaged. 161 The
'XH WR WKH HIIRUWV RI  WKH 1DWLRQDO 0RYHPHQW RI  8UEDQ housing rights of the Afro-Brazilian populations in the cities
5HIRUP WR GUDIW WKH 3RSXODU 8UEDQ 5HIRUP $PHQGPHQW must be considered as cultural rights and suitably protected.
D VSHFLÀF &KDSWHU RQ 8UEDQ 3ROLF\ ZDV LQFOXGHG LQ WKH In accordance with Art. 216, the Brazilian cultural heritage
Constitution. This chapter emphasises the full development consists of assets of material and immaterial nature, taken
of the social functions of the city, which must be at the core individually or as a whole, which bear reference to the identity,
of urban development policy. The municipality is responsible the action and the memory of the various groups forming
for the implementation of urban development policies, in society. Among these are the ways of life and the urban col-
accordance with the general guidelines of the federal City lectives and places of historical, aesthetic and artistic value.
Statute. Every city of over 20,000 inhabitants must have a
master plan, which is the basic tool of the urban development Therefore, the public administration must protect those vil-
policy. Prior and fair compensation in cash must be provided lages, housing collectives and neighbourhoods with a high
LQFDVHRI H[SURSULDWLRQRI XUEDQSURSHUW\,QFHUWDLQFDVHV concentration of Afro-Brazilian populations having charac-
WKHPXQLFLSDOJRYHUQPHQWPD\E\PHDQVRI DVSHFLÀFODZ WHULVWLFVRI KLVWRULFDOYDOXHIRUH[DPSOHWKHKLVWRULFDOFHQWUH
and according to the City Statute, demand from an owner of LQWKHFLW\RI 6DOYDGRU 3HORXULQKR DQGWKHVOXPVLQWKHKLOOV
vacant, underused or unused urban land in an area included RI WKHVRXWKHUQ]RQHVLQ5LRGH-DQHLUR$PRQJWKHPHWKRGV
LQWKHPDVWHUSODQWKDWVKHSURYLGHIRUDGHTXDWHXVHRI WKLV of providing such protection are the prevention of eviction
155 Art. 226 is laid down in Chapter VII on Family, Children, Adolescents and the
(OGHUO\ZKLFKLVLQWXUQSDUWRI7LWOH9,,,RQWKH6RFLDO2UGHU
159 The right to housing was included in the Constitution as a fundamental right by
156 Art. 226 (6). Constitutional Amendment no. 26 of 14-2-2000.

157 Art. 5(XXII) and (XXIII). 160 Art. 5 (X), (XXXIII) and (LXXIV).

158 Art. 5(XXIV). 161 Art. 23(IX).

62 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

RU H[SXOVLRQ RI  $IUR%UD]LOLDQ FRPPXQLWLHV DQG JXDUGLQJ new civil code recognises that marriage is constituted based
the housing and cultural rights of these communities. 162 RQWKHHTXDOLW\RI WKHULJKWVDQGGXWLHVRI ERWKVSRXVHV $UW
 
The rights of traditional Afro-Brazilian populations to their
lands is laid down in Art. 68 of the Transitory Constitutional :LWKUHODWLRQWRWKHRZQHUVKLSRI SURSHUW\RI VXFKDXQLRQ
Dispositions as follows: “those descendants of the quilombo HTXDOLW\EHWZHHQPHQDQGZRPHQLVDVVXUHGLQWKHDFTXLVL-
communities now in occupation of the traditional quilombo tion, management and administration of goods brought
ODQGVDUHKHUHE\UHFRJQLVHGDVWKHGHÀQLWLYHRZQHUVRI WKHVH LQWRWKHXQLRQRUDFTXLUHGDIWHUWKHIRUPDWLRQRI WKHIDPLO\
lands, and the state has an obligation to issue titles to those $UW   166 7KH IRUP RI  WKLV HTXDOLW\ LV HVWDEOLVKHG DW
occupiers”. 163 the moment of initial permanent union of the couple. At
that time they may elect, in writing, to hold all or some of
Article 231 recognises the rights of the indigenous popula- their property jointly or separately, but if they do not so elect,
tion to maintain their social organisation, customs, languages, WKHFLYLOFRGH $UW² SUHVXPHVWKDWWKHXQLRQLV
beliefs and traditions, as well as their original rights to the organised in a system of partial community of property.
lands they traditionally occupy. The union is responsible for
the demarcation of these lands, and to protect and ensure However, whatever form the union presents, both the man
respect for all of their property. and the woman may freely administer their own properties
WKDWLVWKRVHWKDWHDFKEURXJKWWRWKHXQLRQ DQGPD\QHJDWH
6.2 The civil code mortgages or commitments which may have been made on
their property without their consent even if a legal sentence
In 2002 a new civil code was promulgated that deals with LVLQYROYHG $UW ,I VRPHMRLQWDVVHWLVWREHVROGRU
family rights, inheritance rights, possession and property otherwise disposed of, neither party of the union can act
rights. 164:KLOHWKHSUHYLRXVFLYLOFRGHRI UHIHUUHGWRD ZLWKRXWWKHFRQVHQWRI WKHRWKHUH[FHSWZKHUHWKHIRUPRI 
person as a “man”, the new code employs the word “person”. the marriage or stable union has been agreed in the begin-
7KHH[SUHVVLRQ´SDWHUQDOSRZHUµZDVDOVRUHSODFHGE\´IDP- ning as one of total separation of the assets. Only a judge
ily power”. 165 'XULQJ PDUULDJH DQGRU VWDEOH XQLRQ ERWK can authorise the disposal of an asset of a marriage or stable
SDUHQWVH[HUFLVHWKHIDPLO\SRZHU:KHUHRQHSDUHQWLVQRW union if one of the partners refuses to consent to a legitimate
DYDLODEOHRUDEOHWRH[HUFLVHWKLVIDPLO\SRZHUWKHRWKHUZLOO operation desired by the other without a sound reason or if it
H[HUFLVHLWH[FOXVLYHO\ $UW 7KH&RQVWLWXWLRQGHÀQHV SURYHVLPSRVVLEOHWRORFDWHKLPKHU $UW 
the family entity as a community formed by either of the par-
ents and their descendants. This means that a family formed Similarly in regard to rights of inheritance in the case of the
RQO\ E\ ZRPHQ PRWKHU DQG GDXJKWHUV  RU RQO\ RI  PHQ death of one of the partners of a marriage or stable relation-
IDWKHUVDQGVRQV LVOHJDOO\UHFRJQLVHGDVDIDPLO\XQLW7KH VKLSZRPHQDQGPHQKDYHHTXDOULJKWVLQREWDLQLQJDVVHWV
162 Protection of cultural rights also includes the prevention of damage to homes and whether by being the legitimate heir or by a will or testament.
buildings that represent the memory and identity of these communities. Examples are
the spaces destined for manifestations of the popular cultures of Afro-Brazilians, such
Art. 1.829 of the civil code, however, sets out the preferential
as the areas set aside for dances and samba groups and the traditional places of Afro- order of transfer of the inheritance:
Brazilian religious cults such as candomblé. To protect these cultural rights, the public
administration, with the collaboration of the community, may utilise the instruments of   7RWKHGLUHFWGHVFHQGDQWV VRQVDQGGDXJKWHUV DQGWKH
inventory, registry, vigilance, recording and dispossession. The municipality must include
in the master plan provision for safeguarding the housing rights of these communities. VXUYLYLQJSDUWQHULQHTXDOSRUWLRQVH[FHSWLI WKHODWWHU
163 The rule on the right of the land to the quilombolas is transitory, related to the period was married under the regime of universal community
in which the government provides the titles of the lands to all quilombolas communities.

164 Law no. 10.406/2002.

165 Art. 1630-1638 et seq. 166 Art. 1642. See Zavascki, T. A. (2002:850).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 63


BR A Z I L

of property, or if the assets are to be separated in ac- The civil code deals with the regime of possession and own-
cordance with a valid last will and testament; 167
HUVKLS$GYHUVHSRVVHVVLRQLVFRQVLGHUHGDIRUPRI DFTXLULQJ
  7R WKH DVFHQGDQWV IDWKHUV DQG PRWKHUV  DQG WKH VXU- SURSHUW\EXW$UWUHTXLUHVWKDWVXFKULJKWVDUHDFTXLUHG
YLYLQJSDUWQHULQHTXDOSRUWLRQVDQG
only after uninterrupted and undisputed occupation for at
  1HDUHVWQH[WRI NLQ7KHVH[RI WKHVXUYLYLQJSDUWQHU least 15 years. Special adverse possession conditions for
RI VXFKDXQLRQGRHVQRWLQÁXHQFHWKHRXWFRPH UXUDO ODQGV DUH GHÀQHG LQ $UW  DQG IRU XUEDQ DGYHUVH
7KHFLYLOFRGHDVVXUHVWKHVXUYLYLQJVSRXVH PDQRUZRPDQ  possession by Art. 1240, which follows Art. 183 of the
regardless of the marital property regime, the real right of Constitution.
habitation of the family home, provided it is the only asset in
WKHUHVLGXDOLQYHQWRU\ $UW +DELWDWLRQLVWKHWHPSRUDU\ One of the problems with the present civil code is that it
real right to freely occupy a house belonging to third parties does not provide protection of the right to housing in the
DQGLVDWWULEXWHGWRWKHEHQHÀFLDU\RI WKLVULJKWDQGKLVKHU same way as it does the protection of rights of possession
family. The object of the real right of habitation must be a and property ownership. In this sense, a better approach
EXLOGLQJ KRXVHDSDUWPHQWHWF WREHXVHGH[FOXVLYHO\DVD would be to give precedence to the norms for the protection
residence for the family and may not be used for any other of the right of housing laid down in the City Statute over
purpose. This right may not be sold or rented out. Thus, the those of the civil code.
LQKHULWRU FDQ XVH VXFK D EXLOGLQJ RQO\ DV KLVKHU UHVLGHQFH
ZLWKKLVIDPLO\ LI DQ\  6.3 Federal land laws

The main obstacle for legal recognition of the inheritance by Division of urban land: Law no. 6,766
DPDQRUZRPDQRI UHDOULJKWVRYHUDQDVVHW KRXVHORWODQG  of 1979 amended by 9,785 of 1999
LQ DQ LQIRUPDO VHWWOHPHQW LV WKH LUUHJXODU RU QRQH[LVWHQW This law regulates the division of urban land into allotments
registration of the property. Land regularisation programmes or building sites, as well as the establishment of urban stand-
for such settlements and the provision of free legal assist- DUGVDQGUHTXLUHPHQWVIRUDGHTXDWHO\FUHDWLQJVXFKGLYLVLRQV
ance services are the two main measures that should be taken 6XFK VWDQGDUGV DQG UHTXLUHPHQWV LQFOXGH WKH PLQLPXP
to consolidate the inheritance rights of people in informal acceptable infrastructure, the highway system, urban and
settlements. Courts must also alter their traditional positions community services, uses of public areas; the responsibilities
to permit the transfer of ownership or possession to the RI SULYDWHSDUWLHV ODQGRZQHUVHQWUHSUHQHXUV DQGWKHSXEOLF
survivor, notwithstanding the irregular situation of the land, DXWKRULWLHVDQGWKHGHÀQLWLRQRI XUEDQFULPHV
and to authorise the recognition of these inheritance rights
by the public registrars. 8UEDQGLYLVLRQVDUHFODVVLÀHGDV
v 5HJXODUGLYLVLRQV²WKRVHLQFRQIRUPLW\ZLWKWKHOHJLV-
Some cases have occasionally occurred where, in situations lation;
RI GRPHVWLFFRQÁLFWZRPHQWKUHDWHQHGE\RUVXEMHFWHGWR v ,UUHJXODU GLYLVLRQV ² WKRVH WKDW DUH LUUHJXODU EHFDXVH
GRPHVWLF YLROHQFH KDYH FHGHG WKH IDPLO\ SURSHUW\ 1*2V they infringe municipal urban standards, or there is an
legal assistance centres and public organisations specialising absence of infrastructure and public areas, or they do
in combating domestic violence have played an important QRWPHHWWKHOHJDOUHTXLUHPHQWVIRUUHJLVWUDWLRQLQWKH
UROHLQWKHGHIHQFHRI ZRPHQ·VSURSHUW\ULJKWVLQVXFKFDVHV public register; and

167 The proportion of the division of the assets is equal between direct descendants
and the surviving partner. Among related ascendants and the surviving partner the
proportion is also equal.

64 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

v &ODQGHVWLQH GLYLVLRQV ² 7KRVH GHYHORSHG ZLWKRXW DS- aspects and registered in the property registry. However, this
proval from the municipality although the municipality is seen as a provisional measure to alleviate an unacceptable
has not taken action against them.
H[LVWLQJVLWXDWLRQDQGGRHVQRWUHOHDVHWKHJRYHUQPHQWIURP
An amendment made in 1999 to Law this law provides legal later bringing the provisional urban infrastructure up to
instruments to protect the right to housing and strengthen standard.
tenure security. It permits the regularisation of irregular al-
ORWPHQWVGHYHORSHGLQDUHDVH[SURSULDWHGE\WKHJRYHUQPHQW The Land Statute Law no. 4,504 of 1964
to house low-income population, by means of the transfer The Land Statute regulates “the rights and obligations
RI SRVVHVVLRQWRWKHUHVLGHQWVDQGVXEVHTXHQWUHJLVWUDWLRQLQ concerning rural property assets for the purposes of imple-
the public register. 168 PHQWLQJ$JUDULDQ5HIRUPDQG$JULFXOWXUDO3ROLFLHVµ $UW 
Agrarian reform is understood as a “collection of measures
Article 2 of the amended law also amends Art. 167 of the that aim to promote a better distribution of land by modify-
/DZRQ3XEOLF5HJLVWULHV )HGHUDO/DZ DQGDOORZV ing the traditional regime of possession and use in order to
the registration of temporary possession conceded by the better attend the principles of social justice and obtain an
XQLRQ WKH VWDWH RU PXQLFLSDOLWLHV LQ H[SURSULDWLRQ SURF- LQFUHDVH LQ ODQG SURGXFWLYLW\µ SDUDJUDSK   7KH ODZ DOVR
esses, directly or by the respective institutions responsible for proposes to assure the opportunity of property access to all,
implementing housing reform for the lower-income classes. XQGHUWKHFRQGLWLRQRI WKHIXOÀOPHQWRI ODQG·VVRFLDOIXQF-
These amendments allow the government to register such ar- WLRQ $UW 
rangements without having all the ownership titles normally
UHTXLUHG²RQO\WKHH[SURSULDWLRQGRFXPHQWUHIHUULQJWRWKH $FFRUGLQJWR$UWRI WKH/DQG6WDWXWHWKHODQGH[SURSUL-
respective temporary possession is needed. In this case, the ated for agrarian reform purposes must be distributed by
law also permits that the actual transfer of possession to ,1&5$LQWKHIRUPRI IDPLO\RZQHUVKLS$UWLFOHRI WKH
WKHEHQHÀFLDULHVEHGRQHE\GHHG2QFHWKHSURFHVVLVFRP- &RQVWLWXWLRQVWLSXODWHVWKDWWKHEHQHÀFLDULHVRI GLVWULEXWLRQ
SOHWHG WKH EHQHÀFLDU\ FDQ XVH WKH SRVVHVVLRQ GRFXPHQW DV of rural land through agrarian reform shall receive title deeds
FROODWHUDOWRREWDLQÀQDQFLQJWRLPSURYHRUFRQVWUXFWKLVKHU or concessions of use. These titles shall be granted to the man
UHVLGHQFHDQGWKHODZUHTXLUHVEDQNVDQGEXLOGLQJVRFLHWLHV or woman, or to both, irrespective of their marital status.
to accept this document in the same way as the traditional
home ownership title has been accepted. The Constitution dedicates a complete chapter to the matter
of agrarian reform, and states that, all other options having
Article 3 of the new law provides for the creation of the IDLOHG WKH VWDWH VKDOO H[SURSULDWH UXUDO SURSHUWLHV IRXQG WR
aforementioned ZEIS as another instrument for land regu- EH XQSURGXFWLYH E\ LPSDUWLDO H[SHUWV ([SURSULDWLRQ PXVW
larisation. ZEIS are usually in areas with large concentrations be accompanied by payment of prior and fair compensation
of irregular settlements, where the municipality is engaged to the proprietor by the means of agrarian debt bonds, the
in, or plans, projects of urban improvement. This makes it form of which preserves the real price of the land during the
possible to establish special rules for division, usage, con- bond term.
struction and occupation for land regularisation.
One of the problems impeding the full implementation of
According to Art. 53, collective housing constructed by the the agrarian reform process is the precise meaning of the
government without attending all the legal and upgrading term “productive land” and it has been left to the judiciary to
UHTXLUHPHQWV FDQ EH UHJXODULVHG LQ ERWK XUEDQ DQG OHJDO apply the basic principle of the social function of rural prop-
168 As well as modifying Law no. 6,766/79, the respective federal laws on public erty to resolve disputes on whether a particular property is
registries and on expropriation in the public interest were also amended.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 65


BR A Z I L

or is not productive. Such decisions are not only complicated v 3URSHUWLHVRI VSHFLDOXVH KRVSLWDOVEXLOGLQJVIRUSXE-
E\WKHODFNRI GHÀQLWLRQLQWKHFRQVWLWXWLRQDOWHUPEXWPD\ lic organisations, schools, etc., which are used for the
LPSOHPHQWDWLRQRI SXEOLFVHUYLFHVLQJHQHUDO DQG
DOVR LQYROYH TXHVWLRQV RI  WKH SUHVHUYDWLRQ RI  WKH HQYLURQ-
PHQW)XUWKHUPRUHOHJDOFKDOOHQJHVWRWKHGLIIHULQJUROHVRI  v 3URSHUWLHVRI GRPLQLXP DVVHWVEHORQJLQJWRWKHSXEOLF
administration and over which it has powers of own-
WKHXQLRQWKHVWDWHDQGWKHPXQLFLSDOLW\DVUHJDUGVWKHÀQDO
ership and therefore can be freely utilised, and even
MXULVGLFWLRQ RIWHQ GHOD\ HYHQ WKH VWDUW RI  DQ H[SURSULDWLRQ
DOLHQDWHGRUOHDVHGE\WKHSXEOLFDGPLQLVWUDWLRQ 
process.
The Law on Union Land aims especially at the regularisa-
)XUWKHUPRUH WKH YDOLGLW\ RI  PDQ\ SURFHVVHV RI  DJUDULDQ WLRQRI XQLRQODQGFODVVLÀHGDVSURSHUWLHVRI GRPLQLXP,Q
reform are challenged in the courts on the grounds that the coastal cities this land is often occupied by urban formal and
FULWHULD XVHG E\ WKH JRYHUQPHQW WR GHÀQH WKH SURSHUW\ LQ informal or irregular settlements. The legal instruments that
TXHVWLRQDVQRWIXOÀOOLQJLWV´VRFLDOIXQFWLRQµE\EHLQJ´XQ- can be applied for this purpose are: the Special Concession
productive” is illegal or unconstitutional, or in some case, just for Housing Purposes, DIRUDPHQWR 169 HPSK\WHXV and occupa-
plain wrong. The problem is often further complicated by the tion. 170
ODFNRI H[SHUWLVHRUVSHFLDOLVHGXQLWVGHGLFDWHGWRDJUDULDQUH-
form at the municipal level. The master plan should regulate There are two views on how best to deal with the regularisa-
UXUDOODQGXVHDQGGHÀQHUXUDODUHDVQRWIXOÀOOLQJWKHLUVRFLDO tion of union lands. One proposal is for the transfer of these
IXQFWLRQWKURXJKWKHLQVWUXPHQWRI ]RQLQJ6XFKGHÀQLWLRQV lands and their management to the municipalities. The second,
in the master plans could provide more legal support to the which is now in use by the federal government, establishes a
XQLRQ WR SURPRWH WKH H[SURSULDWLRQ RI  XQSURGXFWLYH UXUDO procedure of shared management between the union, states
areas for agrarian reform purpose. DQGWKHPXQLFLSDOLWLHVVSHFLÀFDOO\IRUWKLVSXUSRVHVRWKDWWKH
necessities of the inhabitants of the cities for housing, leisure
The Law on Union Land areas, tourism and culture may be facilitated.
7KH/DZRQ8QLRQ/DQG /DZQR GHDOVZLWKWKH
regularisation, administration, alienation and leasing of lands There are new instruments established by the City Statute
belonging to the union. Article 1 refers to planned regularisa- that can be used to transfer the use of union land for housing
tion and utilisation, and authorises the union to institute ac- purposes, such as the rights to surface, the concession of use
tion in the Secretariat of Union Assets and by the Ministry of real right and the special concession of use for housing
RI 3ODQQLQJ)LQDQFHDQG0DQDJHPHQWIRUWKHLGHQWLÀFDWLRQ SXUSRVHV7KH6HFUHWDU\RI WKH8QLRQ$VVHWVLGHQWLÀHGWKH
demarcation, registration, inspection and regularisation of use of these new instruments as a priority, particularly to
RFFXSDWLRQRI LWVODQG7RIXOÀOWKHVHREMHFWLYHVWKHXQLRQLV regularise informal settlements.
authorised to ratify conventions with the states and munici-
palities in whose territory the lands are located.

169 Aforamento and emphyteus are old civil regimes related to property that have their
7KHUHJLPHFRQWUROOLQJSXEOLFDVVHWVLVFODVVLÀHGDFFRUGLQJWR origin in Roman law. The aforamento and emphyteus are used by the owner to confer
its destination, which is enshrined in the Constitution and the to another person the useful dominium of their property. The person that receives the
useful dominium of the property shall pay an annual fee to the owner. Since the early 20th
new civil code in the following form: century, the union conferred their land by aforamento and emplyteus for different purpose
such as rural activities and housing. Art. 99 of the Law of the Union Land authorised the
v 3URSHUWLHVRI FRPPRQXVH EHDFKHVURDGVKLJKZD\V use of these instruments.
ULYHUVHWF    $FFRUGLQJ WR $UW  RI WKH /DZ RQ WKH 8QLRQ /DQG RFFXSDWLRQ LV D VSHFL¿F
instrument to regularise the occupied land of the union. The occupants shall pay an
occupation fee to the union. The inscription of the occupation in the union land record and
the payment of the occupation fee do not generate recognition by the union of any right
over the property to the occupants, according the article 131.

66 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

6.4 Federal housing laws The new federal law on the National
Social Interest Housing System
There is no national legislation in Brazil concerned with all 7KHQHZIHGHUDO/DZQRHVWDEOLVKHVWKH1DWLRQDO
the aspects of protection and implementation of housing 6RFLDO ,QWHUHVW +RXVLQJ 6\VWHP DQG WKH 1DWLRQDO 6RFLDO
rights. However, there are various relevant national, state and ,QWHUHVW+RXVLQJ)XQG7KLVV\VWHPHQWDLOVWKHFRQFHSWLRQ
PXQLFLSDOODZVZLWKVSHFLÀFSURYLVLRQVUHODWHGWRWKHSURWHF- of a democratic and decentralised system, as it establishes
tion of housing rights. At the federal level, besides the legisla- the obligation on states and municipalities to constitute their
tion on land reform already mentioned above and the civil own housing funds and housing councils before they can
code that deals with property rights, the City Statute, the Law UHFHLYHUHVRXUFHVIURPWKH1DWLRQDO6RFLDO,QWHUHVW+RXVLQJ
RQ8UEDQ3URSHUW\/HDVLQJ /DZQR DQGWKHODZ )XQG7RXWLOLVHWKRVHUHVRXUFHVWKHVWDWHVDQGPXQLFLSDOLWLHV
HVWDEOLVKLQJWKHKRXVLQJÀQDQFHV\VWHP /DZQR  must develop housing polices to be implemented by housing
are also of great importance in the struggle to make the right secretariats or public companies, community organisations,
to housing a reality. resident associations or cooperatives.

The National Social Housing System The adoption of urban and rural land access policies aiming
/DZQRZKLFKFUHDWHGWKHKRXVLQJÀQDQFHV\VWHP at the full implementation of the social function of property
FRQWDLQVWZRLQVWUXPHQWVWKH)*76DQGDPDQDJLQJFRXQFLO is also included as an important rule in the law.
for this fund. 1715HVRXUFHVIRUWKLVIXQGFRPHIURPSULYDWH
compulsory contributions from businesses and employees In the regulation of this law, an essential component that
in the formal market. The law determines that 60% of the needs to be included is related to the special needs of hous-
resources should be used for popular housing programmes. ing of the rural populations, indigenous populations, and the
$WWKHEHJLQQLQJRI WKH)*76DVVHWVH[FHHGHGELO- Afro-Brazilian populations of the TXLORPERODV communities.
OLRQUHDLV DSSUR[LPDWHO\ELOOLRQ  Another important measure is that the Ministry of the City
DQGWKH1DWLRQDO&RXQFLORI &LWLHVZRXOGKDYHWKHFRPSH-
However, the major portion of the resources of this fund WHQFHWRGHÀQHWKHXWLOLVDWLRQRI WKHUHVRXUFHVRI WKH)*76
PXVWEHLQYHVWHGWRPHHWWKHZRUNHUV·ORQJWHUPZHOIDUHDQG WKDWZLOOEHDOORFDWHGWRWKH1DWLRQDO6RFLDO,QWHUHVW+RXVLQJ
labour guarantees. Thus, the administrators of the fund tend )XQG
WR LQYHVW RQO\ LQ IRUPDO KRPH ÀQDQFH ZKHUH WKH UDWHV RI 
return maintain, or increase, the real value of the fund. In Law on Lease
practice, this means that most of the 60 percent destined by )HGHUDO/DZQRRI 2FWREHUFRQFHUQVWKHOHDVH
law for popular housing goes into homes for the medium of urban housing and the forms of protection for vulnerable
and high-income populations. Therefore, the Ministry of social groups that live in tenement houses. The general regu-
Cities is faced with the necessity to identify other resources ODWLRQVIRUOHDVHDUHVHWRXWLQWKHFLYLOFRGH $UW 
for the establishment of a national democratic and decen- but were designed for property owners in the formal real
tralised housing system as demanded by many segments HVWDWHPDUNHW1RZIRUWKHÀUVWWLPH%UD]LOLDQOHDVLQJODZ
of society. A fundamental component of such a system is recognises the legality of leasing collective housing buildings
D1DWLRQDO3RSXODU+RXVLQJ)XQGSURSRVHGLQWKHSRSXODU VXFKDVWHQHPHQWV7KHODZDFFHSWVVSHFLÀFDOO\WKDWWHQHPHQW
LQLWLDWLYHZKLFKUHVXOWHGLQWKH3URMHFWRI /DZQR residents have rights of rental even if their contracts are
DQGZDVDGRSWHG\HDUVODWHULQ-XQHDV)HGHUDO/DZ informal or verbal. In São Paulo over one million people fall
 into this category. r
171 The managing council consists of representatives of government, business and
labour.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 67


BR A Z I L

The Law on Lease ensures the legal defence of rights for sional approval for Law no. 10,257, known as the City Statute.
people with low incomes that live in tenement houses. Even Article 1 of this statute establishes norms for public order
without a written contract between the owner and the tenants, and social interest by the regulation of the use of urban
the characterisation of the property as multifamily collective property for the common good and for the safety and well
housing gives the residents of this dwelling the status of legal being of all citizens. Article 2 provides 16 general guidelines
tenants or sub-tenants. 172 The law has given considerable for the formulation of urban policy, with the main objective
scope to initiatives by human rights organisations and those the promotion of the full development of the social func-
lawyers who work for the defence of the poorer population. tions of the city and of urban property. The most relevant
)RUWKLVODZWRKDYHLWVIXOOVRFLDOLPSDFWLQSUHVHUYLQJWKH JXLGHOLQHVIRUWKHSXUSRVHRI WKLVVWXG\DUHOLVWHGLQWKHER[
rights of tenement residents, it is essential that the Brazilian below.
VWDWHEXLOGWKHFDSDFLW\RI WKHMXGLFLDU\ MXGJHVSURVHFXWRUV
DWWRUQH\VODZ\HUV WRSURSHUO\XQGHUVWDQGDQGDSSO\LWVWHUPV %R[&LW\6WDWXWH*HQHUDOJXLGHOLQHVIRUXUEDQSROLF\
Unfortunately, the government has not made much progress
in this direction so far. (1) Guarantee the right to sustainable cities: this is the right to urban land,
housing, environmental sanitation, urban infrastructure, transportation
Article 21 of the law also regulates the value of the rent, and public services, work and leisure for current and future generations
which may be charged in collective housing. The rent of (par. I);
WKHVXEOHDVHFDQQRWH[FHHGWKDWRI WKHSULPDU\OHDVHDQGLQ (2) Democratic, participatory management of the city, including popular
multifamily houses, the sum of the rents cannot be more participation in the formulation, implementation and monitoring of
urban development projects, plans and programmes (par. II);
than double the value of that lease. Article 24 establishes
special procedures to ensure that collective housing present (3) Cooperation between governments, private and other sectors of society
in the urbanisation process (par. III);
decent living conditions. Obviously, for these two provisions
(4) Planning and control of land use, in order to avoid: (a) improper,
to be observed in practice it is essential that the municipal
incompatible or inconvenient use of urban property; (b) subdivision of
government carries out regular inspections of the buildings land, construction or excessive/improper use of urban infrastructure; (c)
and punishes offenders. According to Art. 24 paragraph 3, speculative retention of urban property; (d) deterioration, pollution or
LI WKHPXQLFLSDODXWKRULWLHVLVVXHDFHUWLÀFDWHWKDWWKHOLYLQJ environmental degradation of urban areas (par. VI);
FRQGLWLRQV DUH LQDGHTXDWH WKH UHVLGHQWV FDQ WKHQ SURFHHG (5) Regularisation of land ownership and urbanisation of areas occupied by
DJDLQVW WKH RZQHU RI  WKH EXLOGLQJ QRW WKH DJHQW  WR IRUFH low-income populations through the adoption of norms and standards
KLPKHUWRWDNHWKHQHFHVVDU\VWHSVWRZDUGVKDELWDELOLW\RI  related to special urbanisation, land use, occupation and buildings (par.
WKHEXLOGLQJ$PXQLFLSDOODZRI 6mR3DXOR WKH0RXUD/DZ  XIV);
spells out the manner in which the government should act in (6) Simplification of the legislation concerning sub-divisions, land use,
such cases and this law is discussed below. occupation and building standards (par. XVI);
(7) Integration between urban and rural activities, considering socioeco-
6.5 The City Statute nomic developments of the municipality and the territory under its
sphere of influence (par. VII);
(8) Adoption of sustainable production and consumption standards (par.
In order to implement the principles and instruments laid
VII);
GRZQ LQ $UW  RI  WKH &RQVWLWXWLRQ &KDSWHU RQ 8UEDQ
(9) Fair distribution of the benefits and burdens resulting from the urbani-
3ROLF\ VSHFLÀFIHGHUDOOHJLVODWLRQZDVUHTXLUHG7ZHOYH\HDUV
sation process (par. IX);
after the promulgation of the 1988 Constitution, the urban
(10) Supply of adequate and locally suitable urban and community equip-
UHIRUP PRYHPHQW ÀQDOO\ VXFFHHGHG LQ REWDLQLQJ FRQJUHV-
ment, transportation and public services (par. V).
172 Art. 2 of the Law on Leasing.

68 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

7KHVHJXLGHOLQHVH[SUHVVDQHZFRQFHSWLQWKHSURFHVVHVRI  gets, public hearings, popular initiatives of projects


of law, studies on the impact of neighbourhoods,
use, development and occupation of urban territory: that the
SRSXODUUHIHUHQGXPVDQGSOHELVFLWHV $UW 
development of cities must take place based on principals
F  ,QVWUXPHQWVIRUODQGUHJXODULVDWLRQVXFKDV
of justice, democracy and sustainability. In Brazilian law the
right to the city is now understood as a new fundamental ‡ 8UEDQDGYHUVHSRVVHVVLRQ $UW 
human right integrated into the category of collective rights. • Special Concessions for Housing Purposes
$UW,,,K 
The protection of urban order, by means of public civil ac- ‡ &RQFHVVLRQ RI  5HDO 5LJKW WR 8VH $UW   
WLRQ $UW PXVWHVWDEOLVKDSURFHGXUDOSURWHFWLRQRI WKH DQG DQG
right to the city that is a diffuse and collective right of all its ‡ 6SHFLDO ]RQHV RI  VRFLDO LQWHUHVW $UW   VHH
inhabitants. Harm against the urban order may be a violation 6HFWLRQ 
of housing rights for a high number of people that live in
collective housing or slums. $UWLFOHRI WKH&LW\6WDWXWHFRQÀUPVWKHFRQVWLWXWLRQDOULJKW
to urban adverse possession and, in addition, recognises
The City Statute presents four fundamental innovations: WKDW WKH KROGHU RI  VXFK D ULJKW PD\ EHTXHDWK LW WR KLVKHU
  :LWKRXWEUHDNLQJZLWKWKHORQJVWDQGLQJWUDGLWLRQRI  legitimate heir. 174
civil law, it establishes a basis for a new legal-political
paradigm for urban land use and development con- The master plan is the basic instrument for establishing the
trol. public order of the city, and for ensuring the rights and needs
  ,WFUHDWHVDQGUHJXODWHVOHJDOLQVWUXPHQWVIRUPXQLFLSDO RI  FLWL]HQV 8UEDQ SURSHUW\ IXOÀOV LWV VRFLDO IXQFWLRQ ZKHQ
action towards a sustainable, socially just and inclusive LWPHHWVWKHEDVLFUHTXLUHPHQWVODLGGRZQLQVXFKDPDVWHU
urban order. plan. 175 The master plan is an integral part of the municipal
  ,W JXDUDQWHHV GHPRFUDWLF PDQDJHPHQW RI  FLWLHV E\ planning process, and the multiyear plan, the budget guide-
those who construct, utilise and inhabit them. lines and the annual budget must incorporate the rights and
  ,W LQWURGXFHV WKUHH VHWV RI  ODQG UHJXODULVDWLRQ priorities laid down in the plan. In the formulation process
instruments for informal urban settlements: of the master plan, the participation of the population and
D ,QVWUXPHQWV WKDW SURPRWH VRFLDOO\ UHVSRQVLEOH XU- associations representing various segments of the community
ban development of the city and property, such as: is obligatory. This participation includes public hearings and
v $PDVWHUSODQ $UW  debates, publication of and access to relevant documentation
v A process for planning and compulsory con- and information. 176
VWUXFWLRQ $UW 
v 3URJUHVVLYH WD[HV LPSRVHG RQ VRFLDOO\ LUUH- The Ministry of the City has estimated that 2,000 municipali-
sponsible urban property ties have the legal obligation to produce master plans for the
v RZQHUVKLS $UW  promotion of urban policy. The City Statute established a
v 3HUPLWV H[SURSULDWLRQ LQ SXEOLF LQWHUHVW $UW 173 Where the regulation of an irregular human settlement in urban areas of
environmental preservation is necessary, the environmental norms shall be maintained
  as far as possible but shall not prevent the regularisation, so as not to infringe the
v 7KHULJKWWRSUHHPSWLRQ $UW DQG constitutional provision of protection of housing rights. However, the councils should
ensure that the respective environmental protection authorities and other interested
v 5LJKW WR UHFRYHU FRVWV RQ FUHDWHG ODQG ZKHQ parties are given ample opportunity to introduce alternatives in the planning stage of the
land regulation project tending to minimise any damaging effects on the environment.
FRQFHGLQJWKHULJKWWREXLOG $UW 
174 Art. 9 paragraph 3.
E  ,QVWUXPHQWVRI GHPRFUDWLFFLW\PDQDJHPHQWVXFK 175 Art. 39 and 40.
as: councils, city conferences, participatory bud- 176 Art. 40.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 69


BR A Z I L

SHULRG RI  ÀYH \HDUV GHDGOLQH 2FWREHU   IRU WKH PX- for their campaigns pressing for a change in governmental
nicipalities to complete drafting their master plans. Public thinking on this matter.
agents judged in default in these activities shall be suitably
VSHFLÀFDOO\SXQLVKHGLQDGGLWLRQWREHLQJVXEMHFWWRH[LVWLQJ 6.6 Customary law
OHJDO VDQFWLRQV )XUWKHUPRUH WKH PD\RU RI  WKH FLW\ ZLOO EH
held responsible for administrative impropriety, in the terms Brazilian law does admit the recognition of use and custom
RI /DZQRRI -XQH $UW  177 ZKHQ WKHUH LV QR DGHTXDWH OHJLVODWLRQ WKDW GLVFLSOLQHV WKH
IRUPRI SURWHFWLRQRI DULJKW:LWKUHODWLRQWRKRXVLQJDQG
:LWK WKH REMHFWLYH RI  DVVLVWLQJ WKH PXQLFLSDOLWLHV LQ WKH land policies, demand is growing that upgrading and land
implementation of the City Statute, the Secretary of Urban regularisation programmes should include as objectives the
3URJUDPPHV XQGHUWKH0LQLVWU\RI WKH&LWLHV LVGHYHORSLQJ protection and recognition of the cultural standards of use
ÀYHPXQLFLSDOVXSSRUWSURJUDPPHV D 7KH,PSOHPHQWDWLRQ and custom, and the recognition of differences in the form of
RI  0DVWHU 3ODQV E  3URJUDPPH DQG 3URMHFWV IRU WKH land occupation and the types of housing adopted by social
5HJXODULVDWLRQRI /DQG7HQXUH F 3UHYHQWLRQDQG(UDGLFDWLRQ groups living in informal settleeents. These considerations
RI 5LVN$UHDV G 5HKDELOLWDWLRQRI &HQWUDO&LW\$UHDVDQG shoumd also be applicable independenuly of whether such
H  &LW\ DQG 7HUULWRULDO 0DQDJHPHQW ,Q   FLWLHV UH- social groupw occupy slums or collective houwes in the cities
TXHVWHG VXFK DVVLVWDQFH IURP WKHVH SURJUDPPHV +RZHYHU or indigenous willages, traditional or quilombo communities in
WKHPLQLVWU\·VEXGJHWDOORZVWKHPWRHIIHFWLYHO\DWWHQGWRRQO\ WKHUXUDODUHDV7KHOHJDOLQVWUXPHQWRI =(,6ZJXOGEHWKH
58 of these applicants. 178 PRVWDGHTXDWHIRUWKPVSXUSRVH

The budget of the Ministry of the City for the year 2005 6.7 Federal implementation of land and housing
KDVUHVRXUFHVWRDVVLVWPXQLFLSDOLWLHV7KLVLVH[SHFWHGWR rights
VDWLVI\WKHPDMRUUHTXLUHPHQWVEHFDXVHVRPHVWDWHVVXFKDV
3HUQDPEXFRDQG&HDUDDUHGHYHORSLQJSODQVIRUH[HFXWLRQ Some actions and initiatives on the part of civil society or-
by their own municipalities, and also because ministerial as- ganisations and the federal government and municipalities
VLVWDQFHLVPDLQO\UHTXLUHGIRUWKHVPDOOHUPXQLFLSDOLWLHV RI  deserve recognition. In the Ministry of Cities, all credit should
LQKDELWDQWV DQGIRUWKRVHORFDWHGLQWKHQRUWK be given to the progress achieved in the implementation of
and northeast regions of the country. WKH8SJUDGLQJ5HJXODULVDWLRQDQG,QWHJUDWLRQRI 3UHFDULRXV
Settlements Programme. This was initially planned to sup-
A further indication of the growing acceptance of the City port 100 municipalities in the realisation of municipal land
Statute in practice is that it is being used by sectors of civil regularisation programmes, such as the forging of technical
society and the Public Prosecutor as an instrument to ensure cooperation agreements between the Ministry of Cities and
that the elaboration and implementation of master plans is 3ODQQLQJ 6HFUHWDU\ RI  )HGHUDO $VVHWV  WKH 1RWDU\ 3XEOLF
both participatory and democratic. In those cities where the DQG5HJLVWU\$VVRFLDWLRQDQGWKHPXQLFLSDOLWLHVWRDFFHOHUDWH
local government has not yet democratised the process of the process of land regularisation in public federal properties
IRUPXODWLRQ RI  D PDVWHU SODQ VXFK DV 6mR /XLV )RUWDOH]D occupied by low-income populations.
6DOYDGRU)ORULDQySROLV5LRGH-DQHLURDQG%RD9LVWDSRSX-
lar movements and forums are using the City Statute as a basis 6RPHDOORFDWLRQVIURPWKHPLQLVWU\·VEXGJHWWRPXQLFLSDOLWLHV
DQG1*2VDOVRKHOSVXSSRUWODQGUHJXODULVDWLRQ
177 The federal Law no 8.429, of June 2 1992 establish criteria and discusses the
administrative responsibility of the public authorities

178 In order to support the 646 municipalities, the Ministry of the City estimates that
DERXWPLOOLRQUHDLV DERXWPLOOLRQ LVUHTXLUHG

70 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

The other action is the regularisation of federal land occupied )XUWKHUPRUHLQWKH1DWLRQDO)RUXPRQ8UEDQ5HIRUP


by social groups, in partnership with the municipalities, and held several well-attended City Statute professional training
training programmes to build the capacity of public managers, programmes for leaders of popular community organisa-
technical professionals and social leaders. By December 2004 tions covering the various related subjects. This programme
these initiatives had begun a regularisation process that will LV H[SHFWHG WR H[SDQG WR IRXU UHJLRQDO RIÀFHVLQ  DQG
EHQHÀWPRUHWKDQIDPLOLHV$QRWKHUIDPLOLHV to run up to 30 courses, which should graduate over 2,000
received their tenure titles. The Secretary of Union Assets is leaders.
a partner in this programme and has allocated federal lands
WRWKHSURJUDPPHLQVRPHPXQLFLSDOLWLHVVXFKDV5HFLIH5LR Until 2004, additional advancement of the City Statute para-
GH-DQHLUR9LWRULDDQG6mR9LFHQWH GLJPZDVSURYLGHGE\WKH1DWLRQDO5DSSRUWHXUV3URMHFWRI 
%UD]LOLDQ '+(6& SODWIRUPRI ZKLFKWKH1DWLRQDO8UEDQ
As mentioned above, the Ministry of Cities also runs a Land /DQGDQG$GHTXDWH+RXVLQJ5LJKWV5HSRUWLVSDUW
7HQXUH5HJXODULVDWLRQ3URJUDPPH,QPXQLFLSDOL-
WLHVUHTXHVWHGDVVLVWDQFHIURPWKHPLQLVWU\RI WKHVHZHUH 7KHLPSOHPHQWDWLRQRI WKH1DWLRQDO6RFLDO,QWHUHVW+RXVLQJ
VHOHFWHGDQGDUHUHFHLYLQJVXSSRUW)RUWKHÀVFDO\HDULW 6\VWHPDQGWKH1DWLRQDO6RFLDO,QWHUHVW+RXVLQJ)XQGSXUVX-
LVH[SHFWHGWKDWWKLVVXSSRUWZLOOEHFRQVLGHUDEO\DPSOLÀHG DQWWRQHZIHGHUDOODZSUHVHQWVDFKDOOHQJHIRU
as the Commission for Urban Development of the Chamber the Brazilian government in relation to the present economic
of Deputies has decided to make provision for at least 60 model. This law can provide the transfer of funds now used
PLOOLRQ UHDLV DERXW  PLOOLRQ  IRU WKLV SURJUDPPH 7KLV to repay the foreign debt to programmes to subsidise hous-
amount would permit the Ministry of the City to transfer ing programmes for vulnerable segments of the population
UHVRXUFHVWRDSSUR[LPDWHO\PXQLFLSDOLWLHVWRLPSOHPHQW VHH5HFRPPHQGDWLRQV 
land regularisation measures in the informal settlements.
In order for the rights to housing to be fully respected a
:LWK UHODWLRQ WR WKH TXLORPERODV communities, the approval TXHVWLRQ RI  VWUDWHJ\ UHTXLUHV DWWHQWLRQ WKH QHHG WR REWDLQ
RI 'HFUHHQRKDVFRQVLGHUDEO\DFFHOHUDWHGWKH recognition from public managers that the consideration of
rate of issuing titles to the lands presently occupied by the human rights is a key objective in the application of urban
descendants of the original TXLORPERV especially the new deci- and housing policies. If human rights are seen as a paradigm
VLRQ WR LGHQWLI\ WKHVH GHVFHQGDQWV E\ WKHLU RZQ VHOIGHÀQL- and reference in the management of public policies, it will be
WLRQ $UWSDUDJUDSK 7KLVQRUPFRPSOHWHO\IXOÀOVWKH PXFKHDVLHUWRFRUUHFWLQHTXDOLW\DQGGLVFULPLQDWLRQ
proposal of Convention 169 from the International Labour
Organisation on indigenous people and tribes in 1989, re- In addition, special measures must be taken to protect
FHQWO\UDWLÀHGE\%UD]LO ZRPHQ·VULJKWWRKRXVLQJDVZHOODVJLYLQJWKHPSULRULW\LQ
obtaining title to housing constructed under public housing
In the municipality of São Paulo there was an increase in programmes. The cultural rights of the indigenous and Afro-
legal assistance services for land regularisation programmes Brazilian population must be considered in the housing policy.
through agreements made with the local Chapter of the $QGVRPHTXRWDVVKRXOGEHUHVHUYHGIRUVHQLRUFLWL]HQV
Order of Lawyers and Solicitors in January, 2003, and other
institutions that offer this service. During 2003, 3,500 law- )XUWKHUPRUH WKH FRXUWV FDQ SURWHFW KXPDQ ULJKWV PRUH
yers received enabling courses to prepare themselves to offer effectively if they consider and apply the growing body of
this service. national and international thinking when deciding cases
involving rights of possession, inheritance and housing for

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 71


BR A Z I L

WKH YXOQHUDEOH RU VRFLDOO\ PDUJLQDOLVHG /DZ\HUV· QHWZRUNV cal support for the cooperatives comprised of low-income
specialising in human rights and urban legislation should in- IDPLO\PHPEHUVHDUQLQJXSWRÀYHPLQLPXPZDJHVDQGIRU
crease their efforts to involve members of the justice depart- the municipalities, which are intending to implement such a
PHQWVDQGWKHSXEOLFUHJLVWHUVLQKXPDQULJKWVTXHVWLRQVE\ SURJUDPPH7KHSURJUDPPHEHQHÀWVUXUDODQGXUEDQKRXV-
promoting courses, seminars and congresses with the wider LQJ FRRSHUDWLYHV DQG SURYLGHV ÀQDQFLDO UHVRXUFHV WR EXLOG
legal community. QHZKRXVHVWRFRQVWUXFWLQGLYLGXDOVDQLWDU\IDFLOLWLHVDQGRU
WR LPSURYH DOUHDG\ H[LVWHQW KRXVLQJ 7KH UHVRXUFHV DUH DO-
7 S t a t e L aws a n d P o licie s located directly to the cooperatives: half of the total amount
R e l a t e d to L a n d a n d H o u sing is allocated to the co-operative to provide the construction
materials, to contract technical assistance and to build the
The individual states formulate their urban and housing houses. The state government grants the other 50 percent
policies on the basis of their own constitutions and hous- DVDVXEVLG\WRWKHEHQHÀFLDULHVWREX\WKHKRXVHV,Q
ing legislation, taking into account the Constitution and the the state housing secretariat signed a technical cooperation
City Statute. Particularly good results of this symbiosis can DJUHHPHQW ZLWK WKH 8UXJXD\DQ )HGHUDWLRQ RI  0XWXDO$LG
be seen in housing legislation in São Paulo and in the state +RXVLQJ&RRSHUDWLYHVWRH[FKDQJHH[SHUWLVHDQGNQRZOHGJH
FRQVWLWXWLRQRI 5LR*UDQGHGR6XO 179 RQKRXVLQJFRQVWUXFWLRQDQGDVVLVWDQFH)URPWRD
WRWDORI FRRSHUDWLYHVEHQHÀWHGIURPWKLVSURJUDPPH
In the state of São Paulo, the following relevant state
OHJLVODWLRQ FDQ EH PHQWLRQHG D  /DZ  RI  0DUFK  8 Review of Select ed M unicipal
 UHJXODWHV WKH )LQDQFLQJ DQG ,QYHVWPHQW )XQG IRU Laws and Policies Relat ed
8UEDQDQG+RXVLQJ'HYHORSPHQW E /DZRI 0DUFK t o Land and Housing
  UHJXODWHV WKH ÀQDQFLQJ DQG GHYHORSPHQW RI  VRFLDO
KRXVLQJ SURJUDPPHV IRU ORZLQFRPH KRXVHKROGV F  /DZ Since the new urban legal order was laid down in the 1988
UHJXODWHVWKH6RFLDO/HDVLQJ3URJUDPPHDQG G  Constitution, various municipalities have taken the initiative
/DZUHJXODWHVWKH&UHGLW3URJUDPPHIRU/DQG to implement the new objectives and instruments of urban
Purchases. SROLF\ 7ZR IDFWRUV PDGH WKLV UHVXOW SRVVLEOH WKH H[LVWHQFH
of coalitions of social organisations and popular move-
$UWLFOHRI WKHVWDWH&RQVWLWXWLRQRI 5LR*UDQGHGR6XO ments pressing for urban reform, and the collaboration of
establishes a state housing policy with participation from authorities and local managers committed to implementing
organised communities. This includes budgetary allocations this platform.
to assist low-income families and a range of other initiatives,
including housing construction. 180 7KH PXQLFLSDOLWLHV RI  6mR 3DXOR DQG 3RUWR $OHJUH DUH H[-
amples of the adoption of a legal urban order, including an
The Housing Cooperatives Programme established by the urban reform policy.
JRYHUQPHQW RI  5LR *UDQGH GR 6XO LV UXOHG E\ 'HFUHH QR
 ZKLFK UHFRJQLVHV WKH KRXVLQJ FRRSHUDWLYHV 8.1 São Paulo
as constructor agents of social housing. The state housing
VHFUHWDULDW LV UHVSRQVLEOH IRU DVVXULQJ ÀQDQFLDO DQG WHFKQL- The formulation of the municipal
constitution in São Paulo: 1990
179 The state of Rio Grande do Sul is located in the southern region of Brazil and its
capital city is Porto Alegre, while the state of São Paulo is in the southeast; its capital is The process of adoption of a municipal constitution of
the city of São Paulo.
São Paulo in 1990 allowed the presentation of a popular
180 Art. 175.

72 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

DPHQGPHQW SURSRVDO RQ XUEDQ UHIRUP E\ YDULRXV 1*2V housing projects, and the creation of ZEIS in the ir-
regularly occupied slum areas;
professional organisations and popular movements. The
popular urban reform amendment contained proposals on v (TXLWDEOHDSSOLFDWLRQRI DGYHUVHSRVVHVVLRQLQSULYDWH
consolidated areas and of the Special Concession for
WKHUHVLGHQWV·ULJKWWRWKHFLW\LQVWUXPHQWVRI XUEDQSROLF\
+RXVLQJ3XUSRVHVLQSXEOLFDUHDV $UW,,, 
related to housing and land, and a section on the democratic
PDQDJHPHQWRI WKHFLW\$WWKDWWLPHWKH:RUNHUV3DUW\ 37  v The upgrading of areas occupied by low-income pop-
XODWLRQV LPSURYHPHQW RI  EDVLF LQIUDVWUXFWXUH VRFLDO
governed the municipality of São Paulo.
IDFLOLWLHVDQGSXEOLFVHUYLFHV DQGLQWHJUDWLRQZLWKVR-
cial housing production; and
)RU WKH ÀUVW WLPH WKLV SRSXODU XUEDQ UHIRUP DPHQGPHQW
v )UHH WHFKQLFDO DQG OHJDO DVVLVWDQFH IRU GLVDGYDQWDJHG
permitted that the demands of tenement house and slum
and vulnerable communities and social groups.
residents for their rights could be heard publicly and consid-
ered formally in the process of city law development. The The strategic role of ZEIS
PXQLFLSDO FRQVWLWXWLRQ $UW   HVWDEOLVKHV WKH IROORZLQJ =(,6LVDVSHFLÀFFDWHJRU\RI FLW\]RQLQJWKDWDOORZVWKHDS-
guidelines and principles: democratic practice; sovereignty SOLFDWLRQRI VRPHZKDWORZHU RUDWOHDVWGLIIHUHQW VWDQGDUGV
and popular participation; transparency and popular con- for the use and occupation of land in land regularisation
trol of government actions; respect of autonomy; and the SURJUDPPHV LQ ORZLQFRPH DUHDV RU GXULQJ WKH H[HFXWLRQ
independence of social movements and associations. Urban of social housing projects. By offsetting special norms with
SROLFLHVPXVWDVVXUHWKHSURPRWLRQDQGWKHIXOÀOPHQWRI WKH urban restrictions for high-income real-estate projects, an
ULJKWWRDGHTXDWHKRXVLQJ attempt is made to balance the use of space by all the oc-
cupants to make it possible for the low-income population
In terms of Art. 168: to live in central, privileged locations in the city. In fact, it is
Municipal housing policies must provide for the articulation and the instrument by which the slums are to be transformed and
integration of activities of the Municipal government and the included in the legal urban order.
representatives of the concerned communities, and for making
available the necessary institutional and financial instruments. The master plan mapped out 710 ZEIS areas in São Paulo
using the following categories:
The master plan in São Paulo: v ZEIS 1: where the slums and popular irregular land
Law no. 14.430/2002 settlements are situated;
After intense and democratic negotiations, the current master v ZEIS 2: empty or underused areas for the promotion
SODQRI 6mR3DXOR DGRSWHGE\PXQLFLSDOODZ  of social housing;
incorporates the guidelines and instruments of urban policies v ZEIS 3: areas with slums or tenement housing in cen-
established in the City Statute. In its sections on housing the tral neighbourhoods; and
master plan lists as some of its objectives the improvement v =(,6HPSW\ODQGDGHTXDWHIRUKRXVLQJEXWORFDWHG
RI H[LVWLQJKRXVLQJIRUORZLQFRPHIDPLOLHVDQGWKHSURGXF- in environmentally protected areas that may be used
tion of social housing. 181 Land regularisation is considered wholly or partly for social housing projects.
a component of urban housing and urbanisation policies and
is divided into two action elements: slum upgrading and legal Municipal law protecting the residents
security of tenure. Other strategic actions are: of tenement houses in São Paulo
v The demarcation of central areas within the city with 7KLVPXQLFLSDOODZRI 6mR3DXOR QR GHDOVZLWK
DGHTXDWHLQIUDVWUXFWXUHIRUWKHFRQVWUXFWLRQRI VRFLDO housing conditions in tenement houses. In Art. 2, the munici-
pality considers that the responsibility for housing conditions
181 Art. 79, V.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 73


BR A Z I L

LQWHQHPHQWKRXVHVLVDWWULEXWHGMRLQWO\ D WRWKHRZQHU E  low-income settlements possible in the terms of Art. 158 of


WRWKHWHQDQWRUVXEWHQDQW DJHQW DQGRU F WRZKRHYHULV the municipal constitution.
responsible for the commercialisation of the tenement house.
7HQHPHQWKRXVLQJPXVWEHUHJLVWHUHGXQGHUWKLVVSHFLÀFFDW- This law also authorises the granting of Special Concessions
egory, and this registry provides legal recognition of the right IRU +RXVLQJ 3XUSRVHV WR RFFXSDQWV IXOÀOOLQJ WKH UHTXLUH-
to housing for the residents. PHQWVRI 3URYLVLRQDO0HDVXUH7KHODZLQ$UW
3, paragraph 3, authorises the municipality of São Paulo to
7KHFROOHFWLYHULJKWVRI UHVLGHQWVLQWHQHPHQWKRXVHV $UW RUGHUWKH6WDWH&RXUWVWRH[WLQJXLVKDQGDUFKLYHWKHZKROH
RI 0XQLFLSDO'HFUHH DUHWKHIROORZLQJ legal eviction process related to the 160 public areas belong-
v Obtain information from the Commission for the ing to the land regularisation programme.
,QWHUYHQWLRQ DQG 5HFXSHUDWLRQ RI  7HQHPHQW +RXVHV
&,57+ RQWKHSK\VLFDODQGOHJDODVSHFWVRI WKHSURS- )RU WKRVH SURSHUWLHV QRW XVHG SULQFLSDOO\ IRU KRXVLQJ SXU-
erty where they live; poses, the municipal law guarantees the granting of authori-
v 5HTXHVWDQLQVSHFWLRQRI KDELWDELOLW\RI WKHWHQHPHQW sation for commercial, institutional and service uses, as long
houses in which they live; as the social interests of the community are respected. This
v 5HTXHVW WKH GHVLJQDWLRQ RI  VSHFLÀF KRXVLQJ SUR- regulation is very important, as many slum residents offer
grammes for those living in tenement houses; simple local services, and this contributes to the generation
v Seek free legal assistance; and of employment and income for the community.
v 5HSRUWWRWKH&,57+DQ\RPLVVLRQVLQWKHDSSOLFDWLRQ
RI  WKLV ODZ DQGRU YLRODWLRQV RI  WKH JHQHUDO ULJKW WR Progress in all these activities has been very satisfactory and
housing. 40,000 special concessions for residency have been issued to
WKHIDPLOLHVZKROLYHLQWKHVHLQDGHTXDWHFRQGLWLRQV3UDFWLFDOO\
7KHPHPEHUVRI &,57+DUHUHSUHVHQWDWLYHVRI WKHPXQLFL- all the occupiers of the 160 public areas now denominated
pal secretaries for housing and urban development, justice, ZEIS have received legal concession title documents to their
health and social well being. 182 small and much-disputed properties.

The regularisation of slums situated Legislation prioritising titles to women


in public areas of São Paulo The municipality of São Paulo recently sanctioned a law
0XQLFLSDO/DZQRPDGHWKHH[HFXWLRQRI DZLGH  RI  -DQXDU\    UHTXLULQJ WKH LQFOXVLRQ LQ SXE-
ranging land regularisation programme for municipal public lic housing programmes clauses giving women priority as
areas possible by permitting the regularisation of housing for EHQHÀFLDULHVRI FRQWUDFWVFRQYHQWLRQVDQG RWKHUIRUPVRI 
the residents of 160 municipal slums located in public areas. SDUWQHUVKLSV ÀQDQFHG IURP PXQLFLSDO IXQGV DQG DFFHVV WR
The approval of the law in the municipal legislature was social and professional education programmes.
facilitated by the intense participation of popular slum and
housing movements in the city. Most of these slums devel- 7KLV ODZ JLYHV SULRULW\ RI  LVVXDQFH LQ WKH ZRPDQ·V QDPH
RSHGLQSXEOLFO\RZQHGEXWXQXVHGDUHDV:LWKWKLVQHZODZD RI  YDULRXV GRFXPHQWV VXFK DV SURSHUW\ WLWOHV ÀQDQFLQJ
OHJDOEDVLVIRUWKHUHFODVVLÀFDWLRQRI WKHVHDUHDVDVPXQLFLSDO FRQWUDFWV MRLQW DFTXLVLWLRQV SRVVHVVLRQ XQGHUWDNLQJV IRU
“domain property” was provided, thus making allocation for SXUFKDVHDQGRUVDOHVRFLDOUHQWDOOHWWHUVRI FUHGLWDQGWKH
transfer of property involved in the formularisation of the
EHQHÀFLDO UHODWLRQVKLS LQ VRFLDO KRXVLQJ 7KH ODZ JLYHV WKLV
 7KLVFRPPLVVLRQZDVFUHDWHGE\WKH¿UVW37JRYHUQPHQWLQ,WZDVGLVEDQGHG
by the subsequent government of the Brazilian Popular Party, and reactivated by the local
PT government in 2004.

74 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

priority to single women, married women and to women WKHPXQLFLSDOLW\LQ)RUWKHÀUVWWLPHUHSUHVHQWDWLYHV


heads of household. from diverse social segments debated the interests of the city
RQHTXDOWHUPVZLWKWHFKQLFLDQVDFDGHPLFVDQGWKHSULYDWH
The law stresses that the municipal authorities are obliged sector, with an eye toward urban and economic development
to promote the training and specialisation of female labour projects.
so that women may more easily participate in the productive
processes, self-management and community organisations Porto Alegre also implemented participatory budgeting, in
of social housing programmes. ZKLFKSDUWRI WKHFLW\EXGJHWLVGHÀQHGE\WKHSRSXODWLRQ
and in 1992 allocated resources for housing, which was the
The new law is progressive and represents a legal guarantee principal demand of popular movements. Municipal invest-
IRUWKHFRQWLQXDWLRQRI WKHVWUXJJOHWRLPSOHPHQWZRPHQ·V ment in housing over 16 years has totalled $107 million, with
rights. This law resulted from joint proposals drawn up by IDPLOLHVEHQHÀWLQJ
ZRPHQ·VDQGKRXVLQJPRYHPHQWV
9 Best Pract ices
8.2 Porto Alegre
9.1 Housing councils and conferences
Over the past 15 years the city of Porto Alegre has accu-
PXODWHGDORWRI H[SHULHQFHZLWKWKHFRQWLQXLW\RI WKH37 $VLJQLÀFDQWLQQRYDWLRQLQXUEDQDQGKRXVLQJSROLFLHVLVWKH
municipal government and popular participation in the decentralisation of city management through the formation
management and planning of the city, the most important RI  FLWL]HQV· FRXQFLOV OLQNHG WR WKH SXEOLF DXWKRULW\ 7KHVH
H[SHULHQFHEHLQJWKHSDUWLFLSDWRU\EXGJHW management councils are part of a wider dimension of
government actions and are intended to transform the urban
Some 1.2 million people live in Porto Alegre. The city has a management process by involving civil society in the proc-
municipal constitution resulting from a democratic participa- HVV+LWKHUWRWKHH[FOXVLYHVSKHUHRI WKHSURIHVVLRQDOSXEOLF
tory process that contemplates an urban housing policy based servant, this new concept of power sharing introduces a
on the urban reform platform, in which the participation of combination of civil and public co-management, further
WKH 0XQLFLSDO )RUXP RQ 8UEDQ 5HIRUP LQ 3RUWR $OHJUH promoting the fundamental idea of popular participation
ZDVGHFLVLYHIRUPRELOLVLQJ1*2VSRSXODUPRYHPHQWVDQG and responsibility.
professional associations.
In Porto Alegre, the Municipal Council on Land and Housing
3RUWR $OHJUH·V FRQVWLWXWLRQ GUDZQ XS LQ WKH HDUO\ V $FFHVV &20$7+$%FUHDWHGLQ LVFRPSRVHGRI 
included instruments that pre-dated the City Statute by 12 councillors: one-third are representatives of residents asso-
years, such as the master plan, compulsory parcelling or con- ciations; one-third are representatives of workers, employers
VWUXFWLRQSURJUHVVLYHWD[HVRQXUEDQSURSHUW\H[SURSULDWLRQ DQG 1*2V DQG RQHWKLUG DUH WKH JRYHUQPHQW UHSUHVHQWD-
for urban reform purposes, special areas of social interest, WLYHVUHVSRQVLEOHIRUWKHSURMHFWLQTXHVWLRQ 183 By December
and so on. 2004, seven of the 27 councillors were women. In this way,
some major elements of society are involved in the entire
Land regularisation programmes addressing low-income SURFHVV HQVXULQJ WUDQVSDUHQF\ LQ WKH H[HFXWLRQ RI  SXEOLF
populations and the new legal urban order of the city have projects and the use of public money, as well as spreading
been strengthened in popular participatory processes like the
Porto Alegre Plus-Constituent City project, carried out by  &20$7+$%KDGVHYHQZRPHQFRXQFLOORUVXQWLOWKHHQGRIWKHWHQXUHRIWKHODVW
government in Porto Alegre (December 2004).

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 75


BR A Z I L

a sense of achievement and pride in the work done and the The Mutirão (cooperative self-help) programme
services performed. and the self-management system
This programme was drawn up and implemented during
The COMATHAB debates and assigns not only the budg- 1989-1992 by the São Paulo mayoralty in partnership with
eted resources of the municipal development fund, but 108 community associations and 24 technical assessment
DOVR SDUWLFLSDWHV LQ WKH DOORFDWLRQ RI  ÀQDQFHV DQG KRXVLQJ entities, and involved 10,000 houses. In the self-management
SROLFLHV$OWKRXJKWKHÀQDOZRUGRQDOOEXGJHWPDWWHUVUHVWV system, the municipality gives support, materials and funds to
with the municipal council on participatory budgeting, the the associations so they can build the houses and the associ-
proposals are always previously discussed and approved by ated urban infrastructure. The Metropolitan Housing Public
COMATHAB. &RPSDQ\ &2+$% XQGHUWKHPXQLFLSDOKRXVLQJVHFUHWDU\
is responsible for the implementation of the infrastructure.
%HVLGHV WKH PRQWKO\ PHHWLQJV RI  WKH FRXQFLO ZKLFK E\
GHÀQLWLRQDUHFRQFHUQHGZLWKWKHGD\WRGD\PDQDJHPHQWRI  Housing construction under these programmes had ben-
SXEOLFSURMHFWV PHHWLQJVRI WKHPDWLFFKDPEHUV ODQGUHJX- HÀWHGDERXWSHRSOHZKHQZRUNVWKDWKDGODLQGRUPDQW
ODULVDWLRQLQVSHFWLRQSODQQLQJDQGGHYHORSPHQW DUHKHOGDW for more than eight years were restarted. According to the
regular intervals. At all these meetings, the presence of the current government, 4,551 homes started between 1989 and
written and televised press is encouraged, and many national ZHUHFRPSOHWHG7KHPXQLFLSDOKRXVLQJIXQGÀQDQFHV
DQGLQWHUQDWLRQDO1*2VSDUWLFLSDWH the building project, and COHAB constructs and manages
the infrastructure. The houses are constructed by the PXWLUmR
Somewhat differently than in São Paulo, but with virtually the PHPEHUV UHSUHVHQWHGE\WKHLUDVVRFLDWLRQV ZKRDUHJHQHU-
same outcome, the creation of the municipal housing council DOO\WKHIXWXUHUHVLGHQWV7KH\DUHUHTXLUHGE\WKHWHUPVRI 
LVWKHUHVXOWRI DSURSRVDO DSSURYHGLQWKH)LUVW0XQLFLSDO the PXWLUmR contract to hire technical assistants as and when
Housing Conference. The council is composed of 48 mem- UHTXLUHGDQGWREHUHVSRQVLEOHIRUWKHH[HFXWLRQRI WKHKRXV-
bers. Of the total, 16 are representatives of popular housing ing project. Besides the actual homes, the PXWLUmR programme
entities, another 16 represent other sectors of civil society provides funds for the construction of infrastructure, such as
XQLYHUVLWLHV1*2VWKHSULYDWHVHFWRU DQGUHSUHVHQWWKH paved roads, waterworks, sewage and public illumination.
SXEOLFDXWKRULW\ PXQLFLSDOLW\VWDWHXQLRQ 7KHFRXQFLOKDV
both deliberative and monitoring powers. The secretary of housing gave permission to the associations
to use the land and build the houses. The majority of the land
9.2 Housing programmes in the city of São DOORFDWHGWRWKHSURJUDPPHUHVXOWHGIURPH[SURSULDWLRQRI 
Paulo private land. A municipal project of law seeks to authorise
the concession of use of the real rights or the sales to the
Land regularisation EHQHÀFLDU\RI WKHSURJUDPPH
%DVHGRQWKHPDVWHUSODQDQG/DZQR6mR3DXOR
is developing a land regularisation programme of consider- Actions in defence of women’s housing rights
able impact in slums situated in public areas. Some 160 slums In 2002 the São Paulo municipality created an entity to
DUH EHLQJ UHJXODULVHG DQG  IDPLOLHV DERXW  FRQFHQWUDWH RQ ZRPHQ·V KRXVLQJ DQG RWKHU ULJKWV &DOOHG
SHRSOH ZLOOEHQHÀW8SWR-XQHWLWOHVIRU6SHFLDO WKH 6SHFLDO &RRUGLQDWRU IRU :RPHQ·V $IIDLUV LW LV GLUHFWO\
Use Concessions for Housing Purposes had been delivered FRQQHFWHGZLWKWKHPD\RU·VFDELQHW7RLQYROYHZRPHQPRUH
by the Department of Housing and Urban Development to closely in housing policies, the coordinator, in partnership
the low-income population. with COHAB, has elaborated a proposal for the creation

76 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

of coordination centres in which women will play an even to make urban matters a priority on the political, economic
more central role in collective housing construction. This and social agenda; the initiatives of the federal government
SURFHVVVKRXOGOHDGWRSHUPDQHQWH[FKDQJHVRI LQIRUPDWLRQ through the Ministry of Cities; and the establishment of a
DQGH[SHULHQFHFDSDEOHRI HQVXULQJWKDWWKHGHYHORSPHQWRI  national, decentralised and democratised housing policy
housing and land policies proceeds with a focus on gender system. All these are positive indicators that can lead to the
issues. removal of barriers obstructing the struggle to end social
H[FOXVLRQ ,Q WKLV ZD\ VWDWH DQG VRFLHW\ IDFH WKH FKDOOHQJH
The organisation of the National RI  FRPEDWLQJ VRFLDO LQHTXDOLW\ RI  SURPRWLQJ EHWWHU OLYLQJ
Union for Popular Housing conditions, of promoting access to land and housing for low-
7KH1DWLRQDO8QLRQIRU3RSXODU+RXVLQJLVDSRSXODUKRXV- income people who have been deprived for many years of
ing movement organised in 17 states. In the state of São the enjoyment of even minimal access to economic, social
Paulo, the movement unites various housing associations and cultural human rights.
and cooperatives that build housing by the self-help system
PXWLUmR ZLWKVWDWHIXQGV7KHXQLRQLQFOXGHVRUJDQLVDWLRQV Despite efforts to improve the living standards in slum settle-
that have carried out a range of negotiations and actions in ments, the investments made in this area are hindered by lim-
support of advancing social housing projects in the city. Also LWHGÀQDQFLDODLGDQGRWKHUREVWDFOHVWKDWPXVWEHHOLPLQDWHG
worthy of mention are the many marches and demonstra- However, in a globalised economy, it is not possible to achieve
tions organised by this movement in the last 10 years in the these targets in one country alone. The effort to create a new
)HGHUDOFDSLWDORI %UDVLOLDWRSUHVVXUHWKHFRQJUHVVWRGHIHQG model that addresses the limitations and obstacles to achiev-
and approve the popular initiative for a law creating the ing these targets depends on the full accord of all nations
1DWLRQDO)XQGIRU3RSXODU+RXVLQJ:RPHQDUHUHSUHVHQWHG within a global economic order. It is therefore necessary to
in the national coordination of the movement and three of reach an international understanding so that investments in
WKHP LQFOXGLQJWZR $IUR%UD]LOLDQV  DUH FRXQFLOORUVLQ WKH sanitation and housing for the poorest populations, closely
1DWLRQDO&LW\&RXQFLO UHODWHG WR WKH IXOÀOPHQW RI  WKH 0LOOHQQLXP 'HYHORSPHQW
Goals, are not included in the debt for the estimation of the
1 0 C o n c l u s io n primary surplus, debtor and developing countries.

In the wake of democratisation, represented by the approval 11 Recommendat ions


RI  WKH &RQVWLWXWLRQ RI   %UD]LO UHJLVWHUHG VLJQLÀFDQW
advances in terms of land and housing polices. The new 11.1 Debt relief
legislation is generally progressive and participatory, and
has produced such advances as the City Statute, which &RQVLGHUDEO\JUHDWHUUHVRXUFHVDUHUHTXLUHGWRPDNHDUHDOLP-
LQFRUSRUDWHV SRSXODU VRFLDO GHPDQGV DQG SUDFWLFDO H[SHUL- pact, and the Brazilian economy produces more than enough
ence garnered over two decades. However, in spite of this money for this purpose. However, these resources are tied
progress, and mainly because of the economic and develop- XSLQUHSD\PHQWRI %UD]LO·VH[WHUQDOGHEWWRWKH,QWHUQDWLRQDO
ment model imposed on Brazil by the international monetary 0RQHWDU\ )XQG WKH ,QWHU²$PHULFDQ 'HYHORSPHQW %DQN
authorities, the number of urban informal settlements has WKH:RUOG%DQNDQGRWKHUV7KHÀUVWVWHSIRULPSURYHPHQW
actually increased. of the living conditions described in this report is the modi-
ÀFDWLRQRI WKHH[FHVVLYHO\VHYHUHUHSD\PHQWSROLFLHVLPSRVHG
The new legal urban order includes the platform of urban re- RQ%UD]LO DQGPDQ\RWKHU7KLUG:RUOGFRXQWULHV E\WKHVH
IRUPWKHH[LVWHQFHRI DYDULHW\RI VRFLDODFWRUVXUJLQJVRFLHW\ international entities. Many of these debts have been repaid

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 77


BR A Z I L

several times over by the interest charges paid, and the inter- 11.3 Strengthen and consolidate National
QDWLRQDODJHQFLHVFDQZHOODIIRUGWRSURORQJ%UD]LO·VGHEWIRU Council of the Cities
a little longer in order to free up funds for the greater good
of millions of people. :HUHFRPPHQGWKHVWUHQJWKHQLQJDQGFRQVROLGDWLRQRI WKH
UROHRI WKH1DWLRQDO&RXQFLORI WKH&LWLHVDQGFRQIHUHQFHV
The Brazilian government, together with those of other as strategic instruments for the implementation of a decen-
developing countries, must internationally defend a shift in WUDOLVHGDQGGHPRFUDWLF1DWLRQDO&LW\6\VWHPFRQVLVWLQJRI 
the utilisation of national funds now earmarked for the re- municipal and state city councils.
payment of the debt. Instead, these funds should be invested
in social policies such as housing and sanitation. The govern- 11.4 Land management
ment, in international forums, should advance the argument   %UD]LOVKRXOGLQVWLWXWHQDWLRQDODQGUHJLRQDOODQGXVHSODQV
that national investments in sanitation and housing for the
SRRUHVWFLWL]HQVZKLFKDUHFORVHO\UHODWHGWRWKHIXOÀOPHQWRI    7KHUXOHVFRQWUROOLQJWKHUHTXLUHPHQWVIRUSXEOLFUHJLV-
the Millennium Development Goals, should not be included try of land ownership need urgent revision to
in debt repayments. L VWDQGDUGLVHWKHSURFHGXUH
LL UHPRYHWKHSUHVHQWGLVWULEXWHGPDQDJHPHQWRI 
These measures are necessary to eliminate the obstacles to public lands,
releasing resources for social programmes in Brazil.
LLL  UHPRYH RU UHGXFH WKH REVWDFOHV WR UHJLVWU\
UDLVHGE\WKHUHJLVWULHVDQG LY KDUPRQLVHDQG
11.2 National Social Interest Housing System digitalise the municipal, state and federal car-
and Fund tographic and registry bases.
  7KHPDLQREVWDFOHIRUOHJDOUHFRJQLWLRQRI LQKHULWDQFH
7KHLPSOHPHQWDWLRQRI WKH1DWLRQDO6RFLDO,QWHUHVW+RXVLQJ E\DPDQRUZRPDQRI UHDOULJKWVRYHUDQDVVHW KRXVH
6\VWHP DQG WKH 1DWLRQDO 6RFLDO ,QWHUHVW +RXVLQJ )XQG ORWODQG LQDQLQIRUPDOVHWWOHPHQWLVWKHLUUHJXODURU
presents a challenge for the Brazilian government in the QRQH[LVWHQW UHJLVWUDWLRQ RI  WKH SURSHUW\ /DQG UHJX-
present economic model. This law can enable the transfer of larisation programmes for such settlements and the
funds now used to repay the foreign debt to programmes to provision of free legal assistance services are the two
subsidise housing programmes for vulnerable segments of main measures that should be taken to consolidate the
the population. inheritance rights of the dwellers in informal settle-
ments. Courts must also alter their traditional positions
to permit the transfer of ownership or possession to
,QWKHUHJXODWLRQRI /DZQRDQHVVHQWLDOFRPSR- the survivor, notwithstanding the irregular situation of
nent that needs to be included is related to the special housing the land.
needs of rural, indigenous and Afro-Brazilian populations of
the TXLORPERODV communities. Another important measure is
WKDWWKH0LQLVWU\RI WKH&LW\DQGWKH1DWLRQDO&LW\&RXQFLO
ZRXOGKDYHWKHFRPSHWHQFHWRGHÀQHWKHXWLOLVDWLRQRI WKH
UHVRXUFHVRI WKH)*76WKDWZLOOEHDOORFDWHGWRWKH1DWLRQDO
6RFLDO,QWHUHVW+RXVLQJ)XQG

78 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

11.5 Law and policy reform IHGHUDOGHFUHHVWRH[SURSULDWHWKHUXUDOODQGVIRUSXU-


poses of agrarian reform.
Legislation dealing with the different forms of occupation   0XQLFLSDOLWLHVVKRXOGSODQDQGPDQDJHWKHLUUXUDOWHU-
ULWRU\WKURXJKWKHPDVWHUSODQGHÀQLQJUXUDODUHDVQRW
and titling of union lands should be revised, in a way that
IXOÀOOLQJWKHLUVRFLDOIXQFWLRQWKURXJKWKHLQVWUXPHQW
will harmonise and simplify the entitlement of possession in
RI 6SHFLDO=RQHIRU$JUDULDQ5HIRUP3XUSRVH
informal urban and rural settlements, indigenous lands and
quilombola communities by taking into consideration the new 11.8 Land and housing dispute settlement
legal urban order.
6SHFLDOFRXUWVVKRXOGEHHVWDEOLVKHG RUWKRVHH[LVWLQJDGDSW-
Legislation on land division and on the public registry of HG WRKDQGOHFRQÁLFWVUHODWHGWRODQGFROOHFWLYHDGYHUVHSRV-
real estate should be revised, with the aim of simplifying and session, land demarcation and regularisation. The tribunals
reducing the costs of land regularisation procedures in tradi- VKRXOG PDLQWDLQ UHFRUGV RI  MXGLFLDO FRQÁLFWV RYHU ODQGV LQ
tional and low-income areas. This legislation must eliminate urban and rural areas, cases of land regularisation, and cases
VLWXDWLRQVZKHUHVWDWHDSSURYDOLVUHTXLUHGDQGDUUDQJHWKLQJV of forced evictions and relocations and so on in order to
VRWKDWWKHPXQLFLSDOLWLHVDORQHPD\GHÀQHWKHUHTXLUHPHQWV form a corpus of reference for these special cases.
for the division of land in the consolidated settlements
such as IDYHODV It is essential that the municipalities have &RQÁLFWVUHODWHGWRKRXVLQJULJKWVSRVVHVVLRQDQGRZQHUVKLS
WKHDXWKRULW\WRGHÀQHWKHFULWHULDIRUODQGUHJXODULVDWLRQLQ of urban or rural land should go through alternative insti-
TXHVWLRQV VXFK DV WKH PLQLPXP VL]H RI  HDFK ORW WKH EDVLF tutional methods of negotiation, mediation and resolution,
infrastructure acceptable and the minimum percentage of such as committees or councils of justice; and the creation
green areas admissible. RI QHLJKERXUKRRGDQGGLVWULFWFRXUWV:HDOVRVXSSRUWWKH
recommendation to create periodical Circuit Courts where
11.6 Implementation of City Statute such cases can be tried in the area where the problems have
arisen and where more effective and simpler solutions can
Municipalities should implement an urban land reform policy be found.
based on the City Statute, by democratically preparing master
SODQVIRUH[HFXWLRQZLWKWKHSDUWLFLSDWLRQRI WKHSRSXODUHOH- 11.9 Housing rights for all
PHQWVRI VRFLHW\DVZHOODV L PXQLFLSDOODQGXVHSODQQLQJIRU   7KH VWDWHV DQG WKH PXQLFLSDOLWLHV PXVW H[HFXWH KRXV-
WKHHQWLUHWHUULWRU\RI WKHFLW\DQG LL IRUODQGUHJXODULVDWLRQ ing programmes to provide access to affordable and
normalising the use of the new legal instruments enshrined DGHTXDWH KRXVLQJ DQG ODQG ,Q DGGLWLRQ WR WKH XUEDQ
LQWKH&LW\6WDWXWHVXFKDV=(,6$(,6DGYHUVHSRVVHVVLRQ areas, these programmes should progressively satisfy
special concession for housing purposes and so on. the housing demands of rural inhabitants and workers,
and of the indigenous and Afro-Brazilian populations,
in general with priority for women and for vulnerable
11.7 Social function of property
VRFLDOJURXSV)XUWKHUPRUHVRPHTXRWDVRI VXFKSUR-
  7KH MXGLFLDU\ PXVW DSSO\ WKH EDVLF SULQFLSOH RI  VR- grammes should be reserved for senior citizens. The
cial function of rural property to resolve disputes on cultural rights of the indigenous and Afro-Brazilian
whether a particular property is productive in agrarian population must be considered in the housing policy
UHIRUPFRQÁLFWV as well.
  7KH MXGLFLDU\ VKRXOG YDOLGDWH WKH JRYHUQPHQW·V FULWH-
ULRQWRGHÀQHWKHSURSHUW\LQTXHVWLRQDVQRWIXOÀOOLQJ
its “social function” by being “unproductive” in the

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 79


BR A Z I L

  7KHJRYHUQPHQWWKURXJKWKH0LQLVWU\RI &LWLHVPXVW VSHFWLYH)XUWKHUPRUHWKH0LQLVWU\RI WKH&LW\VKRXOGJHQ-


generate resources for programmes of slum upgrading,
der mainstream its legislation. In addition, the municipalities
ODQGUHJXODULVDWLRQDQGWKHDGHTXDWHLQWHJUDWLRQRI LQ-
formal settlements, to be able to assist the municipali- should introduce gender perspectives in their master plans.
WLHVLQWKHH[HFXWLRQRI VRFLDOKRXVLQJSURJUDPPHV
  $OOVWDWHHQWLWLHVVKRXOGDGRSWDFRPSUHKHQVLYHKXPDQ
11.12 Data disaggregated by gender, race and
rights approach in the application of urban and hous- ethnicity
ing policies.
The IBGE and other public statistical institutes must provide
11.10 Awareness raising and capacity information and records, including comparative and disag-
building gregated statistical data, on gender, race and ethnicity, to iden-
  7KH XQLRQ VWDWHV DQG PXQLFLSDOLWLHV PXVW HGXFDWH WLI\ WKH EHQHÀFLDULHV RI  KRXVLQJ DQG HQWLWOLQJ SURJUDPPHV
TXDOLI\DQGSURPRWHDJHQWVRI WKHSXEOLFDXWKRULW\RI  adopted in urban and rural areas.
social groups and of civil society organisations, in the
application of the new legislation on city and housing 11.13 Legal assistance
rights. They should also establish or improve the ser-
vices of legal and technical assistance in land regulari- 7KHORZHULQFRPHSRSXODWLRQVWLOOKDVGLIÀFXOWLHVLQREWDLQLQJ
VDWLRQSURJUDPPHVIRUWUDGLWLRQDODQGRUORZLQFRPH
DFFHVVWROHJDOUHPHGLHV²DUHVXOWRI WKHODFNRI IUHHRUVXEVL-
areas such as the indigenous lands and the quilombola
dised legal advice and assistance. The public defender system
communities.
QHHGV PRUH ÀQDQFLDO VXSSRUW IURP WKH IHGHUDO DQG VWDWH
  7KHQHWZRUNVSURYLGLQJOHJDODVVLVWDQFHDQGDFWLYHLQ
JRYHUQPHQWVDQGVWDWHOHYHORIÀFHVQHHGWREHVWUHQJWKHQHG
the development of human rights and urban legisla-
tion should increase their efforts to involve members so that they can attend to the demands of vulnerable com-
of the justice departments and the public registers, in munities for protection. All states should establish a public
KXPDQ ULJKWV TXHVWLRQV E\ SURPRWLQJ FRXUVHV VHPL- GHIHQGHU·VRIÀFH
nars and congresses.
  7KH)HGHUDO/DZRQ/HDVHRI 8UEDQ3URSHUW\FRQWDLQV
important rules to deal with the common violation of
the housing rights of the people living in multifamily
FROOHFWLYH KRXVLQJ UHQWDO FRUWLoRV  +RZHYHU WKH SXE-
lic authorities, public prosecutors and defenders, and
judges actually need to apply this law. It is also nec-
essary for the public authority to launch an education
campaign to provide information about how the popu-
lation of the FRUWLoRV can apply this legislation to protect
their housing rights.

11.11 Women’s rights to land and housing

All levels of the government must take special measures to


SURWHFWZRPHQ·VULJKWWRODQGDQGKRXVLQJDVZHOODVJLYLQJ
them priority in obtaining title to housing constructed under
SXEOLFKRXVLQJSURJUDPPHV7KH1DWLRQDO&RXQFLORI WKH
Cities should introduce a Housing Plan with a gender per-

80 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

RE FE R E N C E S

1 . G l o b a l Ov e rv ie w

$OIRQVLQ%HWDQLD )HUQDQGHV(GpVLR  'LUHLWRj0RUDGLDH6HJXUDQoDGD3RVVHQR(VWDWXWRGD&LGDGH(GLWRUD)yUXP,


Belo Horizonte.

$OIRQVLQ%HWkQLD  *rQHURHSROtWLFDVXUEDQDV -7HUFHLUR&DGHUQR([SHULrQFLDV8UEDQDV)$6(H626&RUSR5HFLIH

$OIRQVLQ-DFTXHV7iYRUD  2$FHVVRj7HUUDFRPRFRQWH~GRGH'LUHLWRV+XPDQRV)XQGDPHQWDLVj$OLPHQWDomRHj0RUDGLD, Sergio


$QWRQLR)DEULV(GLWRU3RUWR$OHJUH

$OIRQVLQ-DFTXHV7iYRUD  %UHYH$SRQWDPHQWRVREUHD)XQomR6RFLDOGD3URSULHGDGHHGD3RVVH8UEDQDVj/X]GR1RYR(VWDWXWR


da Cidade(VWDWXWRGD&LGDGHH5HIRUPD8UEDQD1RYDV3HUVSHFWLYDVSDUDDV&LGDGHV%UDVLOHLUD6HUJLR$QWRQLR)DEULV(GLWRU
Porto Alegre.

$OIRQVLQ -DFTXHV 7iYRUD   8VXFDSLmR  0RUDGLD GH %DVH &RQVWLWXFLRQDO  $FRQWHFHX QD MXVWLoD ,QVWLWXWR $SRLR -XUtGLFR
3RSXODU)$6(5LRGH-DQHLUR

$OPHLGD*XDGDOXSH0DULD-XQJHUV$ELEGH  ,QVWUXPHQWRV-XUtGLFRV3DUD9LDELOL]DU0RUDGLD'LJQDQD5HJLmR&HQWUDOGD&LGDGH


GH6mR3DXOR6mR3DXOR3RQWLItFLD8QLYHUVLGDGH&DWyOLFDGH6mR3DXOR

$PDUDOÇQJHOD  +DELWDomR$YDOLDomRGDSROtWLFD0XQLFLSDO2EVHUYDWyULRGRV'LUHLWRVGR&LGDGmR1ž,QVWLWXWR3yOLV


PUC-SP, São Paulo.

%DODQoRGD5HIRUPD$JUiULD²6HWHPEURwww.incra.gov.bXODUL]DomRGD7HUUDH0RUDGLD²2TXHpH&RPR,PSOHPHQWDU&DL[D
(FRQ{PLFD)HGHUDO,QVWLWXWR3yOLV)$6(²)HGHUDomRGHÐUJmRVSDUD$VVLVWrQFLD6RFLDO$FHVVR&LGDGDQLDH'LUHLWRV+XPDQRV&2+5(
&HQWURSHOR'LUHLWRj0RUDGLD&RQWUD'HVSHMRV6mR3DXOR

1DWLRQDO,QVWLWXWHRQ&RORQLVDWLRQDQG$JUDULDQ5HIRUP²,1&5$  $JUDULDQ5HIRUP%DODQFH September, 2002

%DOGH]0LJXHO/DQ]HORWWL  6ROR8UEDQR3URSRVWDVSDUDD&RQVWLWXLQWH$SRLR-XUtGLFR3RSXODU)$6(5LRGH-DQHLUR

%DOWUXVLV1HOVRQ 3DVWHUQDUN6X]DQD  8PROKDUVREUHDKDELWDomRHP6mR3DXOR,Q'HVLJXDOGDGHHJRYHUQDQoD&DGHUQRV


0HWUySROHQž3521(;&13T('8&6mR3DXOR63SS

%DSWLVWD'pERUDGH&DUYDOKR  &RQFHVVmRGH'LUHLWRGH8VRWHVHGH'RXWRUDGR)DFXOGDGHGH'LUHLWRGD8QLYHUVLGDGHGH


São Paulo, São Paulo.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 81


BR A Z I L

%RQGXNL1DELO  2ULJHQVGDKDELWDomRVRFLDOQR%UDVLO(GLWRUD(VWDomR/LEHUGDGHaHGLomR6mR3DXOR

&DUGRVR$GDXWR  +DELWDomR%DODQoRGD3ROtWLFD0XQLFLSDO. Observatório dos Direitos do Cidadão, n. 22. São


3DXOR,QVWLWXWR3yOLV38&63

&LPEDO\VWD5HQDWR 0RUHLUD7RPiV  2&RQVHOKRHR)XQGR0XQLFLSDOGHKDELWDomRQD&LGDGHGH6mR3DXOR. Observatório


GRV'LUHLWRVGR&LGDGmR1ž,QVWLWXWR3yOLV38&636mR3DXOR

&2+5( 2;)$0  $VLWXDomRGRV'LUHLWRV+XPDQRVGDV&RPXQLGDGHV1HJUDVH7UDGLFLRQDLVGH$OFkQWDUD²3ROLV


São Paulo.

&RVWD)HUQDQGD  $SDUWLFLSDomRGHKRPHQVHPXOKHUHVQR35(=(,6-7HUFHLUR&DGHUQR([SHULrQFLDV8UEDQDV)$6(H626


&RUSR5HFLIH

'DOODUL$GLOVRQ$EUHX  ,QVWUXPHQWRVGH3ROtWLFD8UEDQD(VWDWXWRGD&LGDGH &RPHQWiULRVj/HL)HGHUDO 


&RRUGHQDGRUHV$GLOVRQ$EUHX'DOODUL6HUJLR)HUUD]0DOKHLURV(GLWRUHV6mR3DXOR

'DOODUL'DOPRGH$EUHX  $SRLR-XUtGLFRH,QWHJUDomRD&LGDGDQLD&LQTHQWHQiULRGD/HLGH$VVLVWrQFLD-XGLFLiULD5HYLVWD


GR$GYRJDGR1ƒ6mR3DXORMXQKR

'+(6&  5HODWyULR%UDVLOHLURVREUH'LUHLWRV+XPDQRV(FRQ{PLFRV6RFLDLVH&XOWXUDLV²3ODWDIRUPD%UDVLOHLUD'+(6&3URMHWR


5HODWRUHV1DFLRQDLVHP'+(6&5HFLIH

'+(6&  5HODWyULR%UDVLOHLURVREUH'LUHLWRV+XPDQRV(FRQ{PLFRV6RFLDLVH&XOWXUDLV²3ODWDIRUPD%UDVLOHLUD'+(6&3URMHWR


5HODWRUHV1DFLRQDLVHP'+(6&5LRGH-DQHLUR

)HUQDQGHV(GpVLR 2UJDQL]DGRU   'LUHLWR8UEDQtVWLFRH3ROtWLFD8UEDQDQR%UDVLO(GLWRUD'HO5H\%HOR+RUL]RQWH

)HUQDQGHV(GpVLR  'R&yGLJR&LYLOGHDR(VWDWXWRGD&LGDGH$OJXPDV1RWDVVREUHD7UDMHWyULDGR'LUHLWR8UEDQtVWLFRQR


%UDVLO(VWDWXWRGD&LGDGH&RPHQWDGR/LDQD3RUWLOKR0DWWRV RUJDQL]DGRUD 0DQGDPHQWRV%HOR+RUL]RQWH

)HUQDQGHV(GpVLR  $1DWXUH]D&XUDWLYDGRV3URJUDPDVGH5HJXODUL]DomR5HJXODUL]DomRGD7HUUDH0RUDGLD24XHpH


&RPR,PSOHPHQWDU,QVWLWXWR3yOLV &RRUGHQDomR([HFXWLYD 3XEOLFDomR&DL[D(FRQ{PLFD)HGHUDO,QVWLWXWR3yOLV)$6(
$FHVVR&LGDGDQLDH'LUHLWRVKXPDQRV&2+5(²&HQWURSHOD'LUHLWRj0RUDGLDFRQWD'HVSHMRV6mR3DXOR

)XQGDomR-RmR3LQKHLUR  'pÀFLW+DELWDFLRQDOQR%UDVLO, Belo Horizonte.

*UD]LD*UD]LDGH  *rQHURH+DELWDW- in 3URJUDPDLQWHJUDGRGHFDSDFLWDomRHP*rQHUR'HVHQYROYLPHQWR'HPRFUDFLDH3ROtWLFDV


3~EOLFDV 7HUFHLUR&DGHUQR([SHULrQFLDV8UEDQDV )$6(H626&RUSR5LRGH-DQHLUR

/RSHV&DFLOGD  $V,QÁXrQFLDVGDV/HJLVODo}HVGH3DUFHODPHQWRGR6RORQD3URGXomRGRV(VSDoRV8UEDQRV'LVVHUWDomRGH0HVWUDGR

82 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

3RQWLItFLD8QLYHUVLGDGH&DWyOLFD6mR3DXOR

0DULFDWR(UPtQLD  %UDVLOFLGDGHVXPDDOWHUQDWLYDSDUDDFULVHXUEDQD(GLWRUD9R]HV3HWUySROLV

0DWWRV/LDQD3RUWLOKR 2UJDQL]DGRUD   (VWDWXWRGD&LGDGH&RPHQWDGR Mandamentos, Belo Horizonte, 2002.

Ministério das Cidades   'HÀFLW +DELWDFLRQDO QR %UDVLO 0XQLFtSLRV 6HOHFLRQDGRV H 0LFURUHJLR}HV *HRJUiÀFDV , Ministério das
&LGDGHV6HFUHWDULD1DFLRQDOGH+DELWDomR)XQGDomR-RmR3LQKHLUR%HOR+RUL]RQWH

2VyULR/HWtFLD0DUTXHV D (VWDWXWRGD&LGDGHH5HIRUPD8UEDQD1RYDV3HUVSHFWLYDVSDUDDV&LGDGHV%UDVLOHLUDV6HUJLR


$QW{QLR)DEULV(GLWRU3RUWR$OHJUH

2VyULR/HWtFLD0DUTXHV E +RXVLQJ5LJKWVLQ%UD]LO²0LVVLRQ5HSRUW. Cohre, Brasil, 2002.

3D]GHROLYHLU5RVDQJHOD'LDV  2EVHUYDWyULRGRV'LUHLWRVGR&LGDGmRXPDH[SHULrQFLDGHPRQLWRUDPHQWRGHSROtWLFDVS~EOLFDVHGH


IRUWDOHFLPHQWRGRVPRYLPHQWRVVRFLDLVGDFLGDGHGH6mR3DXOR9,,,&RQJUHVVR/XVR$IUR%UDVLOHLURGH&LrQFLDV6RFLDLV&HQWURGH
(VWXGRV6RFLDLV²

3ODQR3OXULDQXDO%UDVLOHLUR²

4XDUWRYROXPHGD6tQWHVHGH,QGLFDGRUHV6RFLDLV3HVTXLVD1DFLRQDOSRU$PRVWUDGH

'RPLFLOLRV²31$'

5RGULJXHV:DOWHU3LYD  3URSRVWDGH$OWHUDomRGD/HLGH$VVLVWrQFLD-XGLFLiULD&LQTHQWHQiULRGD/HLGH$VVLVWrQFLD-XGLFLiULD


5HYLVWDGR$GYRJDGRQƒ6mR3DXORMXQKR

5ROQLN5DTXHO  A Cidade e a Lei1REHO)$3(636mR3DXOR

5ROQLN5DTXHO  3DUD$OpPGD/HLHGD/HJLVODomR8UEDQtVWLFDH&LGDGDQLD 6mR3DXOR )HUQDQGHV(GpVLR 


2UJDQL]DGRU 'LUHLWR8UEDQtVWLFR(GLWRUD'HO5H\%HOR+RUL]RQWH

5ROQLN 5DTXHO H 6DXOH -~QLRU 1HOVRQ &RRUGHQDomR    (VWDWXWR GD &LGDGH ² JXLD SDUD LPSOHPHQWDomR SHORV PXQLFtSLRV H
FLGDGmRV, 3yOLV&DL[D(FRQ{PLFD)HGHUDO&kPDUDGRV'HSXWDGRV%UDVtOLD

5RVVHWWR5RVVHOOD  )XQGR0XQLFLSDOGH+DELWDomR2EVHUYDWyULRGRV'LUHLWRVGR&LGDGmR1R,QVWLWXWR3yOLV38&


SP, São Paulo.

6DOYDGRU =XPDUD   0XOKHUHV 9LGD GH 2EUD  $ 3DUWLFLSDomR )HPLQLQD QXP 0XWLUmR GH 6mR 3DXOR 0DVWHU·V GLVVHUWDWLRQ
University of São Paulo, School of Philosophy, Languages and Human Sciences, São Paulo.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 83


BR A Z I L

6DXOH-~QLRU1HOVRQ  1RYDV3HUVSHFWLYDVGR'LUHLWR8UEDQtVWLFR%UDVLOHLUR2UGHQDPHQWR&RQVWLWXFLRQDOGD3ROtWLFD8UEDQD


6HUJLR$QW{QLR)DEULV(GLWRU3RUWR$OHJUH

6DXOH-~QLRU1HOVRQ  $3URWHomR-XUtGLFDGD0RUDGLDQRV$VVHQWDPHQWRV,UUHJXODUHV6HUJLR$QW{QLR)DEULV(GLWRU3RUWR


Alegre.

6DXOH-~QLRU1HOVRQ  &$5'2623DWUtFLDGH0HQH]HV27UDWDPHQWRGD0RUDGLDQR%UDVLO9LRODFRHVH3UiWLFDV


3RVLWLYDVH5HFRPHQGDo}HVDR*RYHUQR%UDVLOHLUR²5HODWyULRGD0LVVmR&RQMXQWDGD5HODWRULD1DFLRQDOHGD218,QVWLWXWR
Polis, São Paulo.

6LP}HV-XQLRU-RVp*HUDOGR  &RUWLoRVHP6mR3DXORRSUREOHPDHVXDVDOWHUQDWLYDV3Ð/,63XEOLFDo}HVQž6mR3DXOR

6RXVD-XQLRU-RVp*HUDOGRGH 2UJ   2'LUHLWR$FKDGRQD5XD(GLWRUD8QLYHUVLGDGHGH%UDVtOLD%UDVtOLD

81$,'6  5HSRUWRQWKH*OREDO$,'6(SLGHPLF-RLQW8QLWHG1DWLRQV3URJUDPPHRQ+,9$,'6*HQHYD

9DOHQWH )ODYLR   5HODWyULR %UDVLOHLUR VREUH 'LUHLWRV (FRQ{PLFRV 6RFLDLV H &XOWXUDLV 5HODWyULR 'LUHLWR +XPDQR j
$OLPHQWDomRÉJXDH7HUUD5XUDO5HFLIH

7KH:RUOG&KDUWHURQWKH5LJKWWRWKH&LW\  rd:RUOG6RFLDO)RUXP3RUWR$OHJUH-DQXDU\7KHGUDIW:RUOG


&KDSWHU FDQ EH IRXQG RQ WKHIROORZLQJVLWHVKWWSZZZIRUXPUHIRUPDXUEDQDIDVHRUJEU KWWSZZZHVWDWXWRGDFLGDGH
RUJEUKWWSZZZFLGDGHVJRYEU

=DYDVFNL7HRUL$OELQR  $WXWHODGDSRVVHQD&RQVWLWXLomRHQRQRYR&yGLJR&LYLOLQ$5HFRQVWUXomRGR'LUHLWR3ULYDGRUHÁH-


[RVGRVSULQFtSLRVGLUHWUL]HVHGLUHLWRVIXQGDPHQWDLVFRQVWLWXFLRQDLVQRGLUHLWRSULYDGR2UJ-XGLWK0DUWLQV&RVWD7ULEXQDO
Magazine Editor, São Paulo, 2002.

2 . B ra z i l Ch ap te r

$OIRQVLQ%HWDQLD*HQHUR6H[RH&LGDGH'HVYHODQGR5HODFLRQHVHYLGHQWHV XQGDWHG 'HUHFKR\(VSDFLR8UEDQR Memorias del


,;6HPLQDULR,QWHUQDFLRQDO

$QGUHVRQ 0DUN   $IURGHVFHQGHQWHV H RV GLUHLWRV LQGtJHQDV Paper presented at the workshop, 'LUHLWRV &ROHWLYRV GRV
$IURGHVFHQGHQWVj7HUUDQD$PpULFD/DWLQDUniversity of California in Santa Cruz.

$QJHO6KORPR  &RPPHQWVRQ+HUQDQGR'H6RWRV7KH0\VWHU\RI WKH&DSLWDO5RXQGWDEOHGLVFXVVLRQ,QWHUSODQKWWS


LQWHUSODQRUJSGI6ROO\SGI

$UHQDV& 0RUDOHV1  /DZDQG/DQG5HIRUPLQ/DWLQ$PHULFD81+DELWDW5HVHDUFK&DStWXOR1LFDUDJXD

$]FHWD0LFKDHO  /DH[SHULHQFLDGH9LOOD(O6DOYDGRU²3HUX Paper presentad at the Internacional Seminar, Movilizando

84 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

HO &DSLWDO 6RFLDO GH 3DUDJXD\ \ $PpULFD /DWLQD (VFXHOD 0D\RU GH *HVWLyQ 0XQLFLSDO 2FWREHU  KWWSZZZLLJRYRUJ
HWLFDBSGI

%HOOR$OYDUR 5DQJHO0DUWD  /DHTXLGDGXODH[FOXVLyQGHORVSXHEORVLQGtJHQDV\DIURGHVFHQGLHQWHVHQ$PpULFD/DWLQD 5HYLVWD


de la CEPAL, n. 76.

%HQDVD\DJ(GXDUGR0 /RX0DULD$VXQFLyQ0  3URFHVRGHXUEDQL]DFLyQHQ$PpULFDGHO6XU0RGHORVGHRFXSDFLyQGHO


HVSDFLR. Editorial Mapfre, Madrid.

%ODQFR/1DUDQMR$8JDOGH<5DPtUH]) )XQGDFLyQ$ULDVSDUDOD3D]  /D7LWXODFLyQ&RQMXQWDGH9LYLHQGDHQ&RVWD


5LFD(OFDVRGH*XDUDUtGH+HUHGLD(GLFLRQHV3HUUR$]XO6DQ-RVp&RVWD5LFD

%XYLQLF 0 0RUULVRQ $ DQG 6KLIWHU 0   9LROHQFH LQ /DWLQ $PHULFD DQG WKH &DULEEHDQ $ )UDPHZRUN IRU $FWLRQ Inter-
American Development Bank.

&DQoDGR7ULQGDGH $QWRQLR$XJXVWR  &XUUHQW6WDWHDQG3HUVSHFWLYHVRI WKH,QWHU$PHULFDQ6\VWHPRI +XPDQ


5LJKWV3URWHFWLRQDWWKH'DZQRI WKH1HZ&HQWXU\7XODQH-RXUQDORI ,QWHUQDWLRQDODQG&RPSDUDWLYH/DZ9RO

&HSDO/LHYH'DHUHQ  (QIRTXHGH*pQHURHQOD3ROtWLFD(FRQyPLFD/DERUDO(O(VWDGRGHO$UWHHQ$PpULFD/DWLQD\(O&DULEH


8QLGDGGH0XMHU\'HVDUUROOR6HULH0XMHU\'HVDUUROOR16DQWLDJRGH&KLOH

&HQWUHRQ+RXVLQJ5LJKWVDQG(YLFWLRQV &2+5(   /HJDO6RXUFHVRI WKH5LJKWWR+RXVLQJLQ,QWHUQDWLRQDO+XPDQ5LJKWV


/DZ6RXUFHV1R)HEUXDU\

&HQWUHRQ+RXVLQJ5LJKWVDQG(YLFWLRQV &2+5(   :RPHQDQG+RXVLQJ5LJKWV6RXUFHV1R0D\

&HQWUHRQ+RXVLQJ5LJKWVDQG(YLFWLRQV &2+5(   /HJDO3URYLVLRQVRQ+RXVLQJ5LJKWV,QWHUQDWLRQDODQG1DWLRQDO$SSURDFKHV


6RXUFHV1RQGHG$SULO

&HQWUHRQ+RXVLQJ5LJKWVDQG(YLFWLRQV &2+5(   6HOHFWHG%LEOLRJUDSK\RQ+RXVLQJ5LJKWVDQG(YLFWLRQV6RXUFHV1R


2nd ed. April 2001.

&HQWUHRQ+RXVLQJ5LJKWVDQG(YLFWLRQV &2+5(   (QIRUFLQJ+RXVLQJ5LJKWVLQWKH$PHULFDV3XUVXLQJ+RXVLQJ5LJKWV


&ODLPVZLWKLQWKH,QWHU$PHULFDQ6\VWHPRI +XPDQ5LJKWV.

&HQWUH RQ +RXVLQJ 5LJKWV DQG (YLFWLRQV &2+5(    +RXVLQJ 5LJKWV LQ 1LFDUDJXD +LVWRULFDO &RPSOH[LWLHV DQG &XUUHQW
&KDOOHQJHV0LVVLRQ5HSRUW. Geneva.

&(3$//LQFROQ,QVWLWXWHRI /DQG3ROLF\ +DELWDW  7KH:RUOG&DPSDLJQVIRU6HFXULW\RI 7HQXUHDQGIRUD%HWWHU8UEDQ


*RYHUQDQFHLQ/DWLQ$PHULFDDQGWKH&DULEEHDQ5HVHDUFKFDUULHGRXWLQWKH/DWLQ$PHULFDQDQGWKH&DULEEHDQ5HJLRQDO&RQIHUHQFH
which aimed at evaluating the implementation of the Habitat Agenda, Istanbul + 5, Santiago de Chile.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 85


BR A Z I L

&OLFKHYVN\ 1RUD   7LHUUD 9DFDQWH HQ &LXGDGHV /DWLQRDPHULFDQDV Lincoln Institute of Land Police, Cambridge,
Massachusetts.

&UX]$JDUZDO%  $ÀHOGRI RQH·VRZQJHQGHUDQGODQGULJKWVLQ6RXWK$VLD Cambridge University Press, Cambridge.

'DYLV6KHOWRQ  ,QGLJHQRXVSHRSOHVSRYHUW\DQGSDUWLFLSDWRU\GHYHORSPHQWWKHH[SHULHQFHVRI WKH:RUOG%DQNLQ


Latin America. In, 0XOWLFXOWXUDOLVPLQ/DWLQ$PHULFD,QGLJHQRXV5LJKWV'LYHUVLW\DQG'HPRFUDF\3DOJUDYH0DFPLOODQ1HZ<RUN

'HHUH&DUPHQ /HyQ0DJGDOHQD  2HPSRGHUDPHQWRGDPXOKHU'LUHLWRj7HUUDHj3URSULHGDGHQD$PpULFD/DWLQD. 8)5*6


Porto Alegre.

'HLQLQJHU. /\Q6TXLUH/  $QHZGDWDVHWPHDVXULQJLQFRPHLQHTXDOLW\:RUOG%DQN(FRQRPLF5HYLHZ9Q


:RUOG%DQN:DVKLQJWRQ'&

'RZDO '   /HVV LV PRUH WKH EHQHÀWV RI  PLQLPDO ODQG GHYHORSPHQW UHJXODWLRQ ,Q 5HJXODUL]LQJ WKH ,QIRUPDO /DQG
'HYHORSPHQW3URFHVV'LVFXVVLRQSDSHU2IÀFHRI +RXVLQJDQG8UEDQ3URJUDPV86$JHQF\IRU,QWHUQDWLRQDO'HYHORSPHQW
:DVKLQJWRQ'&

'XUDQG/DVVHUYH$ODQ  5HJXODUL]LQJODQGPDUNHWV. 81&+6 +$%,7$7 +DELWDW'HEDWHYRO1R1DLUREL

'XUDQGODVVHUYH$ODQ  %HQHÀWVRI UHJXODUL]LQJLQIRUPDOVHWWOHPHQWV 81&+6 +$%,7$7 +DELWDW'HEDWH9RO1R


1DLUREL

'XUDQG/DVVHUYH$ODQ  6HFXULW\RI /DQG7HQXUHIRUWKH8UEDQ3RRULQGHYHORSLQJ&LWLHVKRPHRZQHUVKLSLGHRORJ\YVHIÀFLHQF\DQG


HTXLW\ Paper presented at the global conference on the urban future, Urban 21, Berlin.

'XUDQG/DVVHUYH$ODQDQG/DXUHQ5R\VWRQ HGV   +ROGLQJ7KHLU*URXQGVHFXUHWHQXUHIRUWKHXUEDQSRRULQGHYHORSLQJFRXQWULHV


Earthscan, London.

(FODG  )URPUDSLGXUEDQLVDWLRQWRWKHFRQVROLGDWLRQRI KXPDQVHWWOHPHQWVLQ/DWLQ$PHULFDDQGWKH&DULEEHDQDWHUULWRULDOSHUVSHFWLYH


Santiago.

(UED'LHJR$OIRQVR  /DWLQ$PHULFDQ&DGDVWUHVVXFFHVVHVDQGUHPDLQLQJSUREOHPV. Lincoln Institute of Land Police: Cambridge,


/DQG/LQHV1HZVOHWWHUZZZOLQFROQLQVWHGXSXEVSXEGHWDLODVS"LG 

)$2  6LWXDFLyQ-XUtGLFDGHOD0XMHUHQSDtVHVGH/DWLQRDPpULFD5RPD,WDOLD.

)DUYDTXH & DQG 0F$XVODQ 3   5HIRUPLQJ XUEDQ ODQG SROLFLHV DQG LQVWLWXWLRQV LQ GHYHORSLQJ FRXQWULHV Urban Management
3URJUDP3ROLF\3DSHU:RUOG%DQN:DVKLQJWRQ'&

)HUUDQWL'DYLGGH)HUUHLUD)UDQFLVFR3HUU\*XLOOHUPR( :DOWRQ0LFKHO  ,QHTXDOLW\LQ/DWLQ$PHULFD%UHDNLQJZLWK

86 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

KLVWRU\":DVKLQJWRQ:RUOG%DQN

)HUQDQGHV(GHVLR   &RRUG 'HUHFKR(VSDFLR8UEDQR\0pGLR$PELHQWH,QVWLWXWR,QWHUQDFLRQDOGH6RFLRORJLD-XUtGLFDGH


Oñati.

)ORRG-DQG<DWHV-  +RXVLQJVXEVLGLHVDQGLQFRPHGLVWULEXWLRQ+RXVLQJ6WXGLHV9ROSS

)RXULH&ODULVVD  /DQGDQGSURSHUW\UHJLVWUDWLRQDWWKHFURVVURDGVDWLPHIRUPRUHUHOHYDQWDSSURDFKHV81&+6 +$%,7$7 9RO


QR+DELWDW'HEDWH1DLUREL

)XQGDFLyQ$ULDVSDUDOD3D]  8Q)RQGRGH7LHUUDVSDUD0XMHUHV3URSXHVWDGHXQ3UR\HFWRGH

/H\(GLFLRQHV3HUUR$]XO6DQ-RVp&RVWD5LFD

*DOHDQR(GXDUGR  /DV9HQDV$ELHUWDVGH$PpULFD/DWLQD.

*XHUUD3DEOR  &RQVWUX\HQGR(FRQRPtDV6ROLGDULDV Montevideo: Caritas Uruguaya.

+DELWDW,QWHUQDWLRQDO&RDOLWLRQ +,&   /D2WUD&LXGDG3RVLEOHFRQWULEXFLyQGH*UXSR/DWLQRDPHULFDQRGH3URGXFFLyQ6RFLDOGHO


+DELWDW

,QWHU$PHULFDQ &RPPLVVLRQ RQ +XPDQ 5LJKWV   5HSRUW QR  ² FDVH 0DUtD (XJHQLD 0RUDOHV GH 6LHUUD
*XDWHPDOD-DQXDU\$YDLODEOHRQKWWSZZZFLGKRUJDQQXDOUHSHQJ&KDSWHU,,,0HULWV*XDWHPDOD
htm

,QVWLWXWR0RYLOL]DGRUGH)RQGRV&RRSHUDWLYHV HG   /DFRRSHUDFLRQ\ORV0RYLPLHQWRV6RFLDOHVBuenos Aires. Cuaderno de


7UDEDMR1R

.XUVKDQ/HVOLH  5HWKLQNLQJ3URSHUW\5LJKWVDV+XPDQ5LJKWV$FTXLULQJ(TXDO3URSHUW\5LJKWVIRU:RPHQ8VLQJ


,QWHUQDWLRQDO+XPDQ5LJKWV7UHDWLHV$PHULFDQ8QLYHUVLW\-RXUQDORI *HQGHU6RFLDO3ROLF\ WKH/DZ$PHULFDQ8QLYHUVLW\-RXUQDORI 
*HQGHU6RFLDO3ROLF\ WKH/DZ9RO

.DUUHPDQV - DQG &KDYHV 0   &UpGLWR \ JpQHUR RSRUWXQLGDGHV SDUD XQ GHVDUUROOR FRQ HTXLGDG )XQGDFLyQ $ULDV SDUD OD 3D]
&XDGHUQRVGHWUDEDMR+DFLDOD(TXLGDG3URSXHVWDVSDUDODUHÁH[LyQ6DQ-RVp&RVWD5LFD

/DVWDUULD&RUQKLHO$JXUWR6RQLD%URZQ-HQQLIHU 5RVDOHV6DUD  -RLQWWLWOLQJLQ1LFDUDJXD,QGRQHVLDDQG+RQGXUDVUDSLG


DSSUDLVDOV\QWKHVLV/DQG7HQXUH&HQWUH8QLYHUVLW\RI :LVFRQVLQ0DGLVRQ

/HFNLH6FRWW I )URP+RXVLQJ1HHGVWR+RXVLQJ5LJKWVDQDQDO\VHVRI WKH5LJKWWR$GHTXDWH+RXVLQJXQGHU,QWHUQDWLRQDO+XPDQ


5LJKWV/DZ. Human Settlements Programme, International Institute for Environment and Development, London.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 87


BR A Z I L

/ySH]0(GXDUGR  /DYLYLHQGDVRFLDOXQDKLVWRULD51,88QLYHUVLGDGGH*XDGDODMDUD8&/2567200p[LFR')

/XQJR0DULR  (OSUREOHPDGHOD7LHUUD8UEDQDXQ(QVD\RGH6tQWHVLV7HyULFD,Q/DWLHUUD8UEDQD UCA Editores.

0F$XVODQ3DWULFN  8UEDQLVDWLRQ/DZDQG'HYHORSPHQWDUHFRUGRI UHVHDUFK,Q)HUQDQGHV(HGHVLR 9DUOH\$QQH


HGV ,OOHJDO&LWLHVODZDQGXUEDQFKDQJHLQGHYHORSLQJFRXQWULHV Zed Books Ltda, London.

2FDSR-RVp$QW{QLR  (TXLW\GHYHORSPHQWDQGFLWL]HQVKLS6DQWLDJR&(3$/1R-XO

2OGKDP - 7KRPDV   0DQDJHPHQW RI  WKH &RPPXQLW\ (VWDWH GXULQJ DQ ,QWDFW 0DUULDJH ,Q /DZ DQG &RQWHPSRUDU\
3UREOHPV9RO63*

2XFKR-RKQ  8UEDQ3RSXODWLRQ7UHQGV+DELWDW'HEDWH9RO1R

3D\QH*HRIIUH\  8UEDQDQGODQGWHQXUHSROLF\RSWLRQVWLWOHVRUULJKWV"+DELWDW,QWHUQDWLRQDO1RSS

3D]]LQDWR$OFHX/XL] 6HQVH0DULD+HOHQD9DOHQWH  +LVWyULD0RGHUQDH&RQWHPSRUkQHDÉWLFD6mR3DXOR

5ROQLN5  8UEDQ/HJLVODWLRQDQG,QIRUPDO/DQG0DUNHWVWKHSHUYHUVHOLQN. Paper presented to the Department of Urban


Studies and Planning, MIT Informal Land Market seminar.

5RVDOHV0DULR XQGDWHG ,Q9LOOD(O6DOYDGRU\VX3DUTXH,QGXVWULDOHQ/LPD5HGHO,QWHUQDWLRQDO([SHULHQFHV

6PROND0DUWLQ  9HOKDV1RYLGDGHVQDDJHQGDGR%DQFR0XQGLDOSDUDDSROtWLFDXUEDQDQRVDQRV,Q*RQoDOYHV


0) RUJ 2QRYR%UDVLO8UEDQR. Mercado Aberto, Porto Alegre.

6DQWRV0LOWRQ  (QVDLRVVREUHDXUEDQL]DomRODWLQRDPHULFDQD Hucitec, São Paulo.

6RX]D0DUFHOR/RSHV  0XGDUD&LGDGHXPDLQWURGXomRFUtWLFDDR3ODQHMDPHQWRHj*HVWmR8UEDQRV%HUWUDQG%UDVLO5LRGH


Janeiro.

7RUUHV,  /DDSOLFDFLyQGHODFXRWDPtQLPDGHSDUWLFLSDFLyQGHODVPXMHUHV¢)LFFLyQRUHDOLGDG")XQGDFLyQ$ULDVSDUDOD3D]6DQ


-RVp&RVWD5LFD

7UXMLOOR&  'HPRFUDF\YHUVXV([FOXVLRQ0HPRULDVGHO,;6HPLQDULR,QWHUQDFLRQDO'HUHFKR\(VSDFLR8UEDQRSerie:


Cuadernos de Trabajo 101.Quito, Ecuador.

81 &RPPLWWHH RQ (FRQRPLF 6RFLDO DQG &XOWXUDO 5LJKWV   *HQHUDO &RPPHQW 1R  RQ WKH 5LJKW WR
$GHTXDWH +RXVLQJ 81 'RF (&   KWWSZZZXQKFKUFKWEVGRFQVI0DVWHU)UDPH9LHZ
IGDFHGH"2SHQGRFXPHQW

88 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

81'3  3ROLF\1RWHRQ/DQG5LJKWV'UDIWSUHSDUHGE\WKH&HQWUHRQ+RXVLQJ5LJKWVDQG(YLFWLRQV0LPHR*HQHYD

8QLWHG1DWLRQV&HQWUHIRU+XPDQ6HWWOHPHQWV 81&+6+DELWDW  $1HZ$JHQGDIRU+XPDQ6HWWOHPHQWV+6(


1DLUREL

8QLWHG 1DWLRQV &HQWUH IRU +XPDQ 6HWWOHPHQWV 81&+6+DELWDW    )LQDQFLQJ +XPDQ 6HWWOHPHQWV 'HYHORSPHQW DQG
0DQDJHPHQWLQ'HYHORSLQJ&RXQWULHVDFRPSDUDWLYHRYHUYLHZRI FDVHVWXGLHV1DLUREL

8QLWHG1DWLRQV&HQWUHIRU+XPDQ6HWWOHPHQWV 81&+6+DELWDW   5HSRUWRQWKH:RUNVKRSRQODQG5HJLVWUDWLRQDQG/DQG


,QIRUPDWLRQ6\VWHPV1DLUREL

8QLWHG1DWLRQV&HQWUHIRU+XPDQ6HWWOHPHQWV 81&+6+DELWDW   ,PSOHPHQWLQJWKH+DELWDW$JHQGDDGHTXDWHVKHOWHUIRUDOO


*OREDO&DPSDLJQIRU6HFXUH7HQXUH1DLUREL

8QLWHG1DWLRQV&HQWUHIRU+XPDQ6HWWOHPHQWV 81&+6+DELWDW   &LWLHVLQDJOREDOLVLQJZRUOG *OREDO5HSRUWRQ+XPDQ


6HWWOHPHQWV. London.

8QLWHG1DWLRQV+XPDQ6HWWOHPHQWV3URJUDPPH 81+$%,7$7  D &LWLHVZLWKRXWVOXPV+63:8)'/*3DSHU


)LUVW:RUOG8UEDQ)RUXP1DLUREL

8QLWHG1DWLRQV+XPDQ6HWWOHPHQWV3URJUDPPH 81+$%,7$7  E ([SHUW*URXSPHHWLQJRQVOXPLQGLFDWRUV5HYLVHG


GUDIWUHSRUW1DLUREL

8QLWHG1DWLRQV+XPDQ6HWWOHPHQWV3URJUDPPH 81+$%,7$7  F 'HÀQLQJ6OXPVWRZDUGVDQRSHUDWLRQDOGHÀQLWLRQIRU


PHDVXULQJVOXPV%DFNJURXQGSDSHUH[SHUWJURXSPHHWLQJRQVOXPLQGLFDWRUV1DLUREL

8QLWHG1DWLRQV+XPDQ6HWWOHPHQWV3URJUDPPH 81+$%,7$7   :DWHUDQG6DQLWDWLRQLQWKH:RUOG·V&LWLHVORFDODFWLRQ


IRUJOREDOJRDOV81+DELWDW(DUWKVFDQ/RQGRQ

8QLWHG 1DWLRQV +XPDQ 6HWWOHPHQWV 3URJUDPPH 81+$%,7$7 XQGDWHG  6KDUHG 7HQXUH 2SWLRQV IRU :RPHQ $ *OREDO
2YHUYLHZ

:DGH3HWHU  5DFHDQG(WKQLFLW\LQ/DWLQ$PHULFD. Pluto press, London.

:DUG3HWHU  ,QWHUQDWLRQDOIRUXPRQUHJXODULVDWLRQDQGODQGPDUNHWV/DQG/LQHV1HZVOHWWHURI WKH/LQFROQ,QVWLWXWH


RI /DQG3ROLFH9RO1RSS

:DUG3HWHU  /DQG5HJXODUL]DWLRQLQ/DWLQ$PHULFD/HVVRQVLQWKHVRFLDOFRQVWUXFWLRQRI SXEOLFSROLF\3DSHUSUHVHQWHG


in the workshop, &RPSDUDWLYH3ROLF\3HUVSHFWLYHVRQ8UEDQ/DQG0DUNHWUHIRUPLQ/DWLQ$PHULFD 6RXWKHUQ$IULFDDQG(DVWHUQ(XURSH.
2UJDQLVHGE\/LQFROQ,QVWLWXWHRI /DQG3ROLFH0HGHOOtQ&RORPELD

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 89


BR A Z I L

:LOVRQ 5LFKDUG -   7KH ,QGH[ RI  ,QGLYLGXDO &DVH 5HSRUWV RI  WKH ,QWHU$PHULFDQ &RPPLVVLRQ RQ +XPDQ 5LJKWV
1994-1999. $PHULFDQ8QLYHUVLW\,QWHUQDWLRQDO/DZ5HYLHZ9RO

:RUOG%DQN  5HVHWWOHPHQWDQG'HYHORSPHQW,Q%DQNZLGHUHYLHZRI SURMHFWVLQYROYHGLQYROXQWDU\UHVHWWOHPHQWV


(QYLURQPHQW'HSDUWPHQW:RUOG%DQN:DVKLQJWRQ'&

:RUOG%DQN  ,PSURYLQJWKH/LYHVRI WKH3RRUWKURXJK,QYHVWPHQWLQ&LWLHV$QXSGDWHRQWKHSHUIRUPDQFHRI WKH:RUOG%DQN·V


XUEDQSRUWIROLR2SHUDWLRQV(YDOXDWLRQV'HSDUWPHQW6HFWRUDQG7KHPDWLF(YDOXDWLRQ:RUOG%DQN:DVKLQJWRQ'&

:RUOG%DQN  /DQGSROLFLHVIRUJURZWKDQGSRYHUW\UHGXFWLRQ. $:RUOG%DQN3ROLF\5HVHDUFK5HSRUW1HZ<RUN

<HPLVL'LQD  *XLGHWR&DULEEHDQ/DZ5HVHDUFK1RYHPEHUKWWSZZZOOU[FRPIHDWXUHVFDULEEHDQKWP/HJDO


percent20System

W e b s i t e s c o n s u lte d

KWWSZZZLEJHJRYEU

KWWSZZZWHVRXURID]HQGDJRYEU

KWWSZZZSODQREUDVLOJRYEUWH[WRBEDVHDVS

KWWSwww.tj.rs.gov.br

KWWSwww.incra.gov.br

KWWSwww.funai.gov.br

KWWSwww.jus.com.br

KWWSZZZREVHUYDWRULRWN

KWWSZZZXQRUJVSDQLVKDJKDELWDWDJHQGDVKWP

KWWSZZZXQKDELWDWRUJJXR

KWWSZZZXQKDELWDWURODFRUJ

KWWSZZZSROLVRUJEU

KWWSZZZHVWDWXWRGDFLGDGHRUJEU

90 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

AP P E N D IX

Appendix I

7DEOH,,/HYHOVRI MXULVGLFWLRQZLWKLQWKH)HGHUDO5HSXEOLFRI %UD]LO


Level Jurisdiction Constitutional
basis
Art. 21 (IX);
Union The federal union has the exclusive authority to: Art. 21 (XX);
Prepare and implement national and regional spatial plans for economic and social development; Art. 22, Paragraphs
Adopt guidelines for urban development, including housing, basic sanitation and urban transportation; I, II, IV, XIV, XVII and XX
Legislate on matters of civil law, procedural law, agrarian law; expropriation, water & energy, indigenous V.
populations, judicial organisation of public legal defence of Federal District and of the territories; and public Art. 231
registers; Art. 184
Recognise the land rights of the indigenous population, legislate the forms of protection and recognition of
the original rights over the lands traditionally occupied by this population, and the demarcation, protection
and respect of all of their lands and assets;
Expropriate rural land not performing its social function.
State Adopt state constitutions and laws that regulate their Art. 25
organisation, in accordance with principles of federal Art. 25 (3)
Constitution;
Establish metropolitan regions, urban agglomerations and micro-
regions, formed by grouping of adjacent municipalities.
Federal District Same legislative powers as are attributed to the states and municipalities. Art. 32 (1)
Union, states and Authority to legislate concurrently on: Art. 24
Federal District - Tax, financial, economic and urban law; Par. I
Par. XI
- Judicial procedures;
Par. XIII
- Legal assistance and public defender.
Par. 1
(On these issues, the union must adopt general rules)

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 91


BR A Z I L

Level Jurisdiction Constitutional


basis
Municipality When more than 20,000 inhabitants: adopt master plan as basic tool for urban development policy; Art. 182
Implement urban development policy, aimed at full development of the city’s social functions and at ensur- Art . 182
ing the well-being of its inhabitants; Art. 182, Par. 4
To impose allotment or division of unproductive land and/or Art. 30, Par. I
apply a progressively increasing tax to buildings or urban property not fulfilling the required social func- Art. 30, Par. II
tion.
Art. 30, Par. III
Expropriate urban property not performing its social function;
Art. 30, Par. IV
Legislate on matters of local interest;
Art. 30, Par V;
Supplement federal and state legislation where pertinent;
Art. 30, Par. VI;
Levy and collect taxes within their jurisdiction and apply their revenues;
Create, organise and dissolve districts, with due regard to state legislation;
Provide, directly or by concession or permission, public services of local interest;
Promote, wherever pertinent, adequate area planning, by means of planning and control of use, allocation
and occupation of urban land.
Union, states, Joint authority to: Art. 23
Federal District and
municipalities Promote housing construction programmes and the improvement of housing and basic sanitation Par. IX
conditions;
Par. X
Fight the causes of poverty and the factors leading to substandard living conditions, promoting the
social integration of unprivileged persons; Par. II

Provide for health and public assistance and for the protection and safeguard of disabled persons; Par. VI

Protect the environment and fight pollution.

92 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

A p p e n d i x II

7DEOH,,,7HQXUHW\SHVLQXUEDQDUHDV
Type of Tenure Sub-categories and description Legal basis
Ownership (legal possession) Purchase and sales of real estate: (a) Art. 481-528 of the Civil Code
Also used in cases of collective irregular occupation on private or public lands: in (b) Art. 538 -564
this case, a popular movement organises a civil Association and buys the land of the Civil Code
from the owner.
(c) Criteria in Art. 183(3) and 189 of the
Donation: Constitution, Art. 1240 Civil Code and Art.
Has been used by municipalities and states to provide popular housing to families 9-15 of City Statute (see main text below)
in situations of risk, e.g. during floods and landslides. (d) Art. 183(1) of the Constitution and
Urban adverse possession Art. 1240, par. 1 of the Civil Code (urban
(Usucapião Urbano) adverse possession and Special Concession
for Housing Purposes)
Under certain circumstances, the irregular individual or collective occupant(s)
acquires legal possession of an urban plot. The collective option is often used to
regularise entire informal settlements.
Joint titling is not mandatory, but the ownership title and concession of use shall be
granted to the man or woman, or both, regardless of their marital status.
Formal lease and rent Lease of land: used in formal real estate market. Art. 565-578 Civil Code
Lease of housing: Individual or of collective ‘tenement houses’ (multifamily collec-
tive housing rental (cortiços)).
Federal Law 8,245 of 1991
Rent/sub-lease/sub-letting of housing.
Informal lease or rent Lease and sublease of land, housing
Lease of housing
Widely used both in formal and informal leasing/renting.
Informal rental in tenement houses is very common, with low security of tenure,
high rental rates and bad living conditions.
(a) If the criteria in Art. 1 of Provisional
User rights (a) Special Concession for Housing Purposes (concessão de Uso Especial para Fins
Measure 2220 of 2001 are met (see below),
de Moradia - CEFM). occupant acquires user right to public prop-
Collective form of this right is used in slums/informal settlements. erty of max. 250 m2.
(b) Concession of Real Right to Use (Concessao do Direito Real de Uso – CDRU) (b) Decree 271 of 1967 and City Statute, Art.
Collectively used in social housing programmes. If government agrees, no need to 4o, V, g and Art 48. Public and private land.
go to court – administrative procedure only. (c) Art. 1412 –1413 Civil Code; Art. 26
(c) Use; or a loan for use. Federal Law 6766/79
(d) Right of surface. Ensures access to land. (d) Art. 21 City Statute; Art. 1369 – 1377
Civil Code

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 93


BR A Z I L

A p p e n d i x III: In te rn atio n al Law

(TXDOODQGKRXVLQJDQGSURSHUW\ULJKWVDUHUHFRJQLVHGLQYDULRXVLQWHUQDWLRQDOKXPDQULJKWVLQVWUXPHQWVLQFOXGLQJ

8QLYHUVDO'HFODUDWLRQRQ+XPDQ5LJKWV 8'+5 184


v $UWLFOHUHFRJQLVHVHYHU\SHUVRQ·VULJKWWRRZQSURSHUW\DQGSURKLELWVDUELWUDU\GHSULYDWLRQRI LW
v $UWLFOHFRQÀUPVWKHULJKWWRDQDGHTXDWHVWDQGDUGRI OLYLQJLQFOXGLQJKRXVLQJ
v Article 2 entitles everyone to the rights and freedoms laid down in this declaration, without discrimination; and
v $UWLFOHHQWLWOHVPHQDQGZRPHQWRHTXDOULJKWVDVWRGXULQJDQGXSRQGLVVROXWLRQRI PDUULDJH
,QWHUQDWLRQDO&RYHQDQWRQ(FRQRPLF6RFLDODQG&XOWXUDO5LJKWV ,&(6&5 
v $UWLFOH  UHFRJQLVHVWKHULJKWWRDGHTXDWHKRXVLQJ 186
v $UWLFOH  SURKLELWVGLVFULPLQDWLRQDQG
v $UWLFOHUHFRJQLVHVHTXDOULJKWVEHWZHHQPHQDQGZRPHQ

,QWHUQDWLRQDO&RYHQDQWRQ&LYLODQG3ROLWLFDO5LJKWV ,&&35 


v $UWLFOHUHFRJQLVHVHTXDOULJKWVEHWZHHQPHQDQGZRPHQ
v $UWLFOHOD\VGRZQWKHULJKWWRSURWHFWLRQIURPDUELWUDU\RUXQODZIXOLQWHUIHUHQFHLQDSHUVRQ·VKRPH
v $UWLFOH  UHTXLUHVDSSURSULDWHVWHSVWRHQVXUHHTXDOULJKWVDVWRGXULQJDQGXSRQGLVVROXWLRQRI PDUULDJH LQFOXGLQJ
PDULWDOSURSHUW\ULJKWV DQG
v $UWLFOHFRQÀUPVWKDWHYHU\RQHLVHQWLWOHGWRWKHHTXDOSURWHFWLRQRI WKHODZZLWKRXWGLVFULPLQDWLRQRQDQ\JURXQG
LQFOXGLQJVH[UDFHDQGHWKQLFLW\

,QWHUQDWLRQDO&RQYHQWLRQRQWKH(OLPLQDWLRQRI $OO)RUPVRI 5DFLDO'LVFULPLQDWLRQ ,&(5' 


v $UWLFOH G SDUDJUDSK Y UHFRJQLVHVWKHULJKWWRSURSHUW\ZKLOHSDUDJUDSK YL FRQÀUPVWKHULJKWWRLQKHULWDQG
v $UWLFOH H SDUDJUDSK LLL UHFRJQLVHVWKHULJKWWRKRXVLQJ

These housing and property rights include the right to return. 189
&RQYHQWLRQRQWKH(OLPLQDWLRQRI $OO)RUPVRI 'LVFULPLQDWLRQ$JDLQVW:RPHQ &('$: 
v $UWLFOH  UHTXLUHV WKH HOLPLQDWLRQ RI  GLVFULPLQDWLRQ DJDLQVW ZRPHQ LQ DUHDV RI  HFRQRPLF DQG VRFLDO OLIH WR HQVXUH
184 Universal Declaration of Human RightsDGRSWHGRQE\*HQHUDO$VVHPEO\5HVROXWLRQ$ ,,, 81*$25rd Session.

185 International Covenant on Economic, Social and Cultural Rights, adopted on 16/12/1966. General Assembly Resolution 2200 (XXI), 21st Session, Supp. No. 16, U.N. Doc.
$  8176HQWHUHGLQWRIRUFHRQ$VRI-XQHVWDWHVKDGEHFRPHSDUW\ZKLOHVWDWHVKDGVLJQHGEXWQRW \HW UDWL¿HG

186 The right to adequate housing consists of the following elements: (1) legal security of tenure irrespective of the type of tenure; (2) availability of services, materials, facilities
and infrastructure; (3) affordability; (4) habitability; (5) accessibility (including access to land); (6) location; and (7) cultural adequacy. See UN Committee on Economic, Social and
Cultural Rights, General Comment No. 4 on the Right to Adequate Housing. UN Doc. EC/12/1991/41 (1991). For full text see: http://www.unhchr.ch/tbs/doc.nsf/MasterFrameView/
IGDFHGH"2SHQGRFXPHQW

187 International Covenant on Civil and Political Rights, adopted on 16/12/1966 by General Assembly Resolution 2200 (XXI), Supp. No. 16, U.N. Doc. A/6316 (1966), 999 U.N.T.S.
7KH,&&35HQWHUHGLQWRIRUFHRQ$VRI-XQHVWDWHVKDGUDWL¿HGWKH,&&35ZKLOHKDGVLJQHGLW

188 International Convention on the Elimination of All Forms of Racial Discrimination, adopted on December 21 1965 by General Assembly resolution 2106 (XX), entry into force on
-DQXDU\$VRI-XQHVWDWHVZHUHSDUWLHVWRWKLV&RQYHQWLRQZKLOHKDGVLJQHGEXWQRW \HW UDWL¿HG

189 See UN Committee on Elimination of Racial Discrimination, General Recommendation nr. XXII on Article 5: Refugees and Displaced Persons, 1996. Available on: http://www.
XQKFKUFKWEVGRFQVI 6\PERO IHGFGHH"2SHQGRFXPHQW

190 Convention on the Elimination of All Forms of Discrimination Against WomenDGRSWHGRQ*HQHUDO$VVHPEO\5HVROXWLRQ81*$25th Session, Supp.
No. 46, U.N. Doc. A/34/36 (1980), entered into force 3/9/1981. As of March 2005, 180 states had become party.

94 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

ZRPHQ·VHTXDOULJKWWREDQNORDQVPRUWJDJHVDQGRWKHUIRUPVRI ÀQDQFLDOFUHGLW
v $UWLFOH  K FRQÀUPVZRPHQ·VULJKWWRHQMR\DGHTXDWHOLYLQJFRQGLWLRQVSDUWLFXODUO\LQUHODWLRQWRKRXVLQJVDQLWD-
tion, electricity and water supply, transport and communications; and
v $UWLFOHDFFRUGVZRPHQHTXDOLW\ZLWKPHQEHIRUHWKHODZDQGUHFRJQLVHVWKHLUHTXDOULJKWWRFRQFOXGHFRQWUDFWVDQG
administer property.
Convention on the Rights of the Child (CRC) 191
v $UWLFOHUHFRJQLVHVWKHULJKWRI HYHU\FKLOGWRDVWDQGDUGRI OLYLQJDGHTXDWHIRUWKHFKLOG·VSK\VLFDOPHQWDOVSLULWXDO
moral and social development.

Convention (No. 169) Concerning Indigenous and Tribal Peoples in Independent Countries (Convention
169) 192
v Article 7 recognises the right of indigenous and tribal peoples to their own decisions regarding the land they occupy or
otherwise use;
v $UWLFOH  FRQÀUPVWKHULJKWWRUHWDLQRZQFXVWRPVDQGLQVWLWXWLRQVZKHUHWKHVHDUHQRWLQFRPSDWLEOHZLWKLQWHUQD-
tional human rights; and
v $UWLFOHUHTXLUHVWKHUHFRJQLWLRQDQGSURWHFWLRQRI WKHULJKWWRRZQHUVKLSDQGSRVVHVVLRQRYHUWKHODQGVWKDWLQGLJ-
enous and tribal peoples traditionally occupy, and the right of use for subsistence and traditional activities; and
v Article 16 stipulates that relocation from land has to be done with free and informed consent, the right to return or
HTXDOODQGDQGFRPSHQVDWLRQ

$PHULFDQ&RQYHQWLRQRQ+XPDQ5LJKWV $&+5  193


v Article 1 establishes that the rights and freedoms recognised in this convention must be respected and ensured to all
persons without discrimination;
v $UWLFOH  FRPPLWVVWDWHSDUWLHVWRHQVXUHHTXDOULJKWVDQGDGHTXDWHEDODQFLQJRI UHVSRQVLELOLWLHVRI WKHVSRXVHVDV
to, during and upon dissolution of marriage;
v $UWLFOHFRQÀUPVWKHULJKWWRSURSHUW\DQGVWDWHVWKDWSURSHUW\PD\RQO\EHH[SURSULDWHGDJDLQVWMXVWFRPSHQVDWLRQ
for reasons of public utility or social interest, and in the cases and according to the forms established by law; and
v $UWLFOHUHFRJQLVHVHTXDOSURWHFWLRQRI WKHODZ

In Table 1.1 below, an overview is provided of which countries in Latin America are party to these human rights instru-
ments. 194

191 Convention on the Rights of the Child, adopted on 20/11/1989 by General Assembly Resolution 44/25, U.N. Doc. A/44/25, entered into force on 2/9/1990. All states except U.S.A.
and Somalia have become parties.

192 Convention (No. 169) concerning Indigenous and Tribal Peoples in Independent Countries,
$GRSWHGRQ-XQHE\WKH*HQHUDO&RQIHUHQFHRIWKH,QWHUQDWLRQDO/DERXU2UJDQLVDWLRQDWLWVVHYHQW\VL[WKVHVVLRQ(QWHUHGLQWRIRUFHRQ6HSWHPEHU&RQYHQWLRQ
ZDVUDWL¿HGE\FRXQWULHV6HHKWWSZZZLORRUJLOROH[FJLOH[UDWLIFHSO"&

193 $PHULFDQ&RQYHQWLRQRQ+XPDQ5LJKWV³3DFWRI6DQ-RVH&RVWD5LFD´DGRSWHGRQ1RYHPEHUHQWU\LQWRIRUFHRQ-XO\2UJDQLVDWLRQRI$PHULFDQ6WDWHV
Treaty Series, No. 36. The United States and 24 Latin American states are party to this regional convention. See http://www.oas.org/juridico/english/Sigs/b-32.html

194 $IWHUFRXQWU\UHSUHVHQWDWLYHVKDYHVLJQHGDQLQWHUQDWLRQDORUUHJLRQDODJUHHPHQWWKHLUKHDGRIVWDWHKDVWRDSSURYHLW8SRQVXFKDSSURYDOWKHVLJQHGDJUHHPHQWLVUDWL¿HG
:KHWKHUUDWL¿FDWLRQLVQHFHVVDU\RUQRWLVVWDWHGLQWKHDJUHHPHQW,IDVWDWHKDVQRWVLJQHGDQGUDWL¿HGVXFKDJUHHPHQWLWFDQVWLOODFFHGHWRWKHWUHDW\DWDODWHUGDWH%\UDWLI\LQJRU
acceding to an international or regional agreement, the state becomes party to it is bound to the obligations laid down in that agreement. If the state only signs but does not ratify, it is
nevertheless bound to do nothing in contravention of what is stated in that agreement.

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 95


BR A Z I L

7DEOH6WDWXVRI UDWLÀFDWLRQRI PDLQKXPDQULJKWVLQVWUXPHQWVLQ/DWLQ$PHULFDa

El Salvador

Guatemala
Dominican

Nicaragua

Venezuela
Costa Rica
Argentina

Honduras

Paraguay
Colombia

Uruguay
Republic

Panama
Ecuador
Bolivia

Mexico
Treaty

Brazil

Cuba
Chile

Peru
NO YES YES YES YES YES YES YES YES YES YES YES
ICESCR NO YES YES YES YES YES YES
A: A: S: S: S: A: 1978 S: S: S: A: S:
A: A: A: S: S: 1967 S:
1982 1992 1969 1966 1966 1967 1967 1966 1981 1976
1988 1980 1992 1977 R: 1970 1969
R: R: R: R: R: R: R:
R: R:
1972 1969 1968 1969 1979 1981 1977
1978 1978
ICCPR YES YES YES YES YES YES NO YES YES YES YES YES YES YES YES YES YES YES YES
S: A: A: S: S: S: A: 1978 S: S: A: S: A: A: A: S: S: S: 1967 S:
1968 1982 1992 1969 1966 1966 1968 1967 1992 1966 1981 1980 1980 1976 1977 R: 1970 1968
R: R: R: R: R: R: R: R: R: R:
1986 1972 1969 1969 1999 1979 1997 1977 1978 1978
YES YES YES NO YES YES YES YES YES YES YES YES YES YES
Optional YES YES NO A: S: S: A: 1978 S: S: YES S: A: A: A: S: YES S: 1967 S:
Protocol A: A: 1992 1966 1966 1968 1976 A: 1966 2002 1980 1980 1976 S: 1976
R: 1970
to ICCPR 1986 1982 R: R: R: R: 2000 R: R: 1977 R:
of 1966 b 1969 1968 1969 1995 2005 1977 R: 1978
1980

ICERD YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES
S: S: S: S: S: S: S: A: 1983 A: A: S: A: S: A: A: S: S: S: 1967 S&R:
1967 1966 1966 1966 1967 1966 1966 1966 1979 1967 2002 1966 1978 1978 1966 1966 R: 1968 1967
R: R: R: R: R: R: R: R: R: R: R:
1968 1970 1968 1971 1981 1967 1972 1983 1975 1967 1971
CEDAW YES c YES YES d YES e YES YES YES f YES YES YES g YES YES YES h YES YES YES YES YES YES i
S: S: S: S: S: S: S&R: S: 1980 S: 1980 S: 1980 S: 1981 S: 1980 S: S: S: 1980 S: 1993 A: S: 1980 A:
1980 1980 1981 1980 1980 1980 1980 R: 1982 R: 1981 R: 1981 R: R: 1983 1980 1980 R: 1981 R: 1995 2004 R: 1985 1991
R: R: R: R: R: R: 1982 R: R: 1981
1985 1990 1984 1989 1982 1986 1981
Optional NO YES YES NO NO YES NO YES YES NO YES NO YES NO YES YES YES YES
Protocol S: S: YES
S: S: S: S: S: S: 2000 S: S: S: S: S: S: S: 2000 S:
to 2000, 1999 2001 1999, 1999, 1999 2001, 2000 1999 2000 1999 S:
2000 R: 2001 1999 R: 2001 2000
CEDAW but but but R: but 2000
R: R: but R: R: R: R: R: R:
of 1999 j not R not R not R 2001 not R
2000 2002 not R 2002 2002 2001 2001 R: 2002
2002
2001

96 L a nd Te nur e , H ousi ng R i g ht s a nd Ge nd e r S e r i e s: L a t i n Ame r i ca


BR A Z I L

El Salvador

Guatemala
Dominican

Nicaragua

Venezuela
Costa Rica
Argentina

Honduras

Paraguay
Colombia

Uruguay
Republic

Panama
Ecuador
Bolivia

Mexico
Treaty

Brazil

Cuba
Chile

Peru
CRC YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES YES
S&R: YES YES YES
S&R: S&R: S&R: S&R: S: S: S: 1990 S&R: S&R: S&R: S&R: S&R: S&R: S&R: S&R:
1990 1990 1990 1990 1990 1990 1990 1990 1990 1990 1990 1990 1990 1990 1990 S&R: S&R:
R: 1991
1990 S&R: 1990
R: R:
1991 1991 1990

Conve- YES YES YES NO YES YES NO YES YES NO YES YES YES NO NO YES YES NO YES
ntion 169 R: R: R: R: R: R: 2002 R: R: R: 1995 R: R: 1993 R: R:
2000 1991 2002 1991 1993 1998 1996 1990 1994 2002
ACHR YES k YES YES YES YES YES NO YES YES YES YES YES YES YES YES YES
YES YES YES
S&R: A: A: S: S: S: A: 1993 S: 1969 S: 1969 S: 1969 S: 1969 A: S: 1969 S: 1969 S: 1969
S: S: 1969 S:
1984 1979 1992 1969 1969 1969 R: 1977 R: 1978 R: R: 1977 1981 R: R: R: 1989 1977
R: 1985 1969
R: R: R: 1978 1979 1978
R: R:
1990 1973 1970
1978 1977
6RXUFH2IÀFHRI WKH+LJK&RPPLVVLRQHUIRU+XPDQ5LJKWVKWWSZZZRKFKURUJHQJOLVKODZLQGH[KWP
,/2GDWDEDVHKWWSZZZLORRUJLOROH[FJLOH[UDWLIFHSO"&2$6GDWD-
EDVHKWWSZZZRDVRUJMXULGLFRHQJOLVK6LJVEKWP

La nd Te nure, H o u s in g Rig h t s a n d G en der Re v i e w S e r i e s: L a t i n A m e r i c a 97


HS/792/05E
ISBN NUMBER (Series) : 92-1-131775-4
ISBN NUMBER (Volume) : 92-1-131780-0

UNITED NATIONS HUMAN SETTLEMENTS PROGRAMME


P.O. Box 30030, GPO Nairobi 00100, KENYA
Telephone: 254-20-7623120; Fax: 254-20-7624266/7 (Central Office)
E-mail: infohabitat@unhabitat.org; Website:http//www.unhabitat.org

You might also like