Admitting she killed her husband, appellant anchors her prayer for acquittal on a novel theory -- the "battered woman syndrome" (BWS), which allegedly constitutes self-defense. Under the proven facts, however, she is not entitled to complete exoneration because there was no unlawful aggression -- no immediate and unexpected attack on her by her batterer- husband at the time she shot him.
Absent unlawful aggression, there can be no self-defense, complete or incomplete. But all is not lost. The severe beatings repeatedly inflicted on appellant constituted a form of cumulative provocation that broke down her psychological resistance and self-control. This "psychological paralysis" she suffered diminished her will power, thereby entitling her to the mitigating factor under paragraphs 9 and 10 of Article 13 of the Revised Penal Code. In addition, appellant should also be credited with the extenuating circumstance of having acted upon an impulse so powerful as to have naturally produced passion and obfuscation. The acute battering she suffered that fatal night in the hands of her batterer-spouse, in spite of the fact that she was eight months pregnant with their child, overwhelmed her and put her in the aforesaid emotional and mental state, which overcame her reason and impelled her to vindicate her life and her unborn child's. Considering the presence of these two mitigating circumstances arising from BWS, as well as the benefits of the Indeterminate Sentence Law, she may now apply for and be released from custody on parole, because she has already served the minimum period of her penalty while under detention during the pendency of this case. The Case For automatic review before this Court is the September 25, 1998 Decision 1 of the Regional Trial Court (RTC) of Ormoc City (Branch 35) in Criminal Case No. 5016-0, finding Marivic Genosa guilty beyond reasonable doubt of parricide. The decretal portion of the Decision reads: "WHEREFORE, after all the foregoing being duly considered, the Court finds the accused, Marivic Genosa y Isidro, GUILTY beyond reasonable doubt of the crime of Parricide as provided under Article 246 of the Revised Penal Code as restored by Sec. 5, RA No. 7659, and after finding treachery as a generic aggravating circumstance and none of mitigating circumstance, hereby sentences the accused with the penalty of DEATH. "The Court likewise penalizes the accused to pay the heirs of the deceased the sum of fifty thousand pesos (P50,000.00), Philippine currency as indemnity and another sum of fifty thousand pesos (P50,000.00), Philippine currency as moral damages." 2
The Information 3 charged appellant with parricide as follows: "That on or about the 15 th day of November 1995, at Barangay Bilwang, Municipality of Isabel, Province of Leyte, Philippines and within the jurisdiction of this Honorable Court, the above-named accused, with intent to kill, with treachery and evident premeditation, did then and there wilfully, unlawfully and feloniously attack, assault, hit and wound one BEN GENOSA, her legitimate husband, with the use of a hard deadly weapon, which the accused had provided herself for the purpose, [causing] the following wounds, to wit: 'Cadaveric spasm. 'Body on the 2 nd stage of decomposition. 'Face, black, blownup & swollen w/ evident post-mortem lividity. Eyes protruding from its sockets and tongue slightly protrudes out of the mouth. 'Fracture, open, depressed, circular located at the occipital bone of the head, resulting [in] laceration of the brain, spontaneous rupture of the blood vessels on the posterior surface of the brain, laceration of the dura and meningeal vessels producing severe intracranial hemorrhage. 'Blisters at both extrem[i]ties, anterior chest, posterior chest, trunk w/ shedding of the epidermis. 'Abdomen distended w/ gas. Trunk bloated.' which caused his death." 4
With the assistance of her counsel, 5 appellant pleaded not guilty during her arraignment on March 3, 1997. 6 In due course, she was tried for and convicted of parricide. The Facts Version of the Prosecution The Office of the Solicitor General (OSG) summarizes the prosecution's version of the facts in this wise: "Appellant and Ben Genosa were united in marriage on November 19, 1983 in Ormoc City. Thereafter, they lived with the parents of Ben in their house at Isabel, Leyte. For a time, Ben's younger brother, Alex, and his wife lived with them too. Sometime in 1995, however, appellant and Ben rented from Steban Matiga a house at Barangay Bilwang, Isabel, Leyte where they lived with their two children, namely: John Marben and Earl Pierre. "On November 15, 1995, Ben and Arturo Basobas went to a cockfight after receiving their salary. They each had two (2) bottles of beer before heading home. Arturo would pass Ben's house before reaching his. When they arrived at the house of Ben, he found out that appellant had gone to Isabel, Leyte to look for him. Ben went inside his house, while Arturo went to a store across it, waiting until 9:00 in the evening for the masiaorunner to place a bet. Arturo did not see appellant arrive but on his way home passing the side of the Genosas' rented house, he heard her say 'I won't hesitate to kill you' to which Ben replied 'Why kill me when I am innocent?' That was the last time Arturo saw Ben alive. Arturo also noticed that since then, the Genosas' rented house appeared uninhabited and was always closed. "On November 16, 1995, appellant asked Erlinda Paderog, her close friend and neighbor living about fifty (50) meters from her house, to look after her pig because she was going to Cebu for a pregnancy check-up. Appellant likewise asked Erlinda to sell her motorcycle to their neighbor Ronnie Dayandayan who unfortunately had no money to buy it. "That same day, about 12:15 in the afternoon, Joseph Valida was waiting for a bus going to Ormoc when he saw appellant going out of their house with her two kids in tow, each one carrying a bag, locking the gate and taking her children to the waiting area where he was. Joseph lived about fifty (50) meters behind the Genosas' rented house. Joseph, appellant and her children rode the same bus to Ormoc. They had no conversation as Joseph noticed that appellant did not want to talk to him. "On November 18, 1995, the neighbors of Steban Matiga told him about the foul odor emanating from his house being rented by Ben and appellant. Steban went there to find out the cause of the stench but the house was locked from the inside. Since he did not have a duplicate key with him, Steban destroyed the gate padlock with a borrowed steel saw. He was able to get inside through the kitchen door but only after destroying a window to reach a hook that locked it. Alone, Steban went inside the unlocked bedroom where the offensive smell was coming from. There, he saw the lifeless body of Ben lying on his side on the bed covered with a blanket. He was only in his briefs with injuries at the back of his head. Seeing this, Steban went out of the house and sent word to the mother of Ben about his son's misfortune. Later that day, Iluminada Genosa, the mother of Ben, identified the dead body as that of [her] son. "Meanwhile, in the morning of the same day, SPO3 Leo Acodesin, then assigned at the police station at Isabel, Leyte, received a report regarding the foul smell at the Genosas' rented house. Together with SPO1 Millares, SPO1 Colon, and Dr. Refelina Cerillo, SPO3 Acodesin proceeded to the house and went inside the bedroom where they found the dead body of Ben lying on his side wrapped with a bedsheet. There was blood at the nape of Ben who only had his briefs on. SPO3 Acodesin found in one corner at the side of anaparador a metal pipe about two (2) meters from where Ben was, leaning against a wall. The metal pipe measured three (3) feet and six (6) inches long with a diameter of one and half (1 1/2) inches. It had an open end without a stop valve with a red stain at one end. The bedroom was not in disarray. "About 10:00 that same morning, the cadaver of Ben, because of its stench, had to be taken outside at the back of the house before the postmortem examination was conducted by Dr. Cerillo in the presence of the police. A municipal health officer at Isabel, Leyte responsible for medico-legal cases, Dr. Cerillo found that Ben had been dead for two to three days and his body was already decomposing. The postmortem examination of Dr. Cerillo yielded the findings quoted in the Information for parricide later filed against appellant. She concluded that the cause of Ben's death was 'cardiopulmonary arrest secondary to severe intracranial hemorrhage due to a depressed fracture of the occipital [bone].' "Appellant admitted killing Ben. She testified that going home after work on November 15, 1995, she got worried that her husband who was not home yet might have gone gambling since it was a payday. With her cousin Ecel Arao, appellant went to look for Ben at the marketplace and taverns at Isabel, Leyte but did not find him there. They found Ben drunk upon their return at the Genosas' house. Ecel went home despite appellant's request for her to sleep in their house. "Then, Ben purportedly nagged appellant for following him, even challenging her to a fight. She allegedly ignored him and instead attended to their children who were doing their homework. Apparently disappointed with her reaction, Ben switched off the light and, with the use of a chopping knife, cut the television antenna or wire to keep her from watching television. According to appellant, Ben was about to attack her so she ran to the bedroom, but he got hold of her hands and whirled her around. She fell on the side of the bed and screamed for help. Ben left. At this point, appellant packed his clothes because she wanted him to leave. Seeing his packed clothes upon his return home, Ben allegedly flew into a rage, dragged appellant outside of the bedroom towards a drawer holding her by the neck, and told her 'You might as well be killed so nobody would nag me.' Appellant testified that she was aware that there was a gun inside the drawer but since Ben did not have the key to it, he got a three-inch long blade cutter from his wallet. She however, 'smashed' the arm of Ben with a pipe, causing him to drop the blade and his wallet. Appellant then 'smashed' Ben at his nape with the pipe as he was about to pick up the blade and his wallet. She thereafter ran inside the bedroom. "Appellant, however, insisted that she ended the life of her husband by shooting him. She supposedly 'distorted' the drawer where the gun was and shot Ben. He did not die on the spot, though, but in the bedroom." 7 (Citations omitted) Version of the Defense Appellant relates her version of the facts in this manner: "1. Marivic and Ben Genosa were allegedly married on November 19, 1983. Prior to her marriage, Marivic had graduated from San Carlos, Cebu City, obtaining a degree of Bachelor of Science in Business Administration, and was working, at the time of her husband's death, as a Secretary to the Port Managers in Ormoc City. The couple had three (3) children: John Marben, Earl Pierre and Marie Bianca. "2. Marivic and Ben had known each other since elementary school; they were neighbors in Bilwang; they were classmates; and they were third degree cousins. Both sets of parents were against their relationship, but Ben was persistent and tried to stop other suitors from courting her. Their closeness developed as he was her constant partner at fiestas. "3. After their marriage, they lived first in the home of Ben's parents, together with Ben's brother, Alex, in Isabel, Leyte. In the first year of marriage, Marivic and Ben 'lived happily'. But apparently, soon thereafter, the couple would quarrel often and their fights would become violent. "4. Ben's brother, Alex, testified for the prosecution that he could not remember when Ben and Marivic married. He said that when Ben and Marivic quarreled, generally when Ben would come home drunk, Marivic would inflict injuries on him. He said that in one incident in 1993 he saw Marivic holding a kitchen knife after Ben had shouted for help as his left hand was covered with blood. Marivic left the house but after a week, she returned apparently having asked for Ben's forgiveness. In another incident in May 22, 1994, early morning, Alex and his father apparently rushed to Ben's aid again and saw blood from Ben's forehead and Marivic holding an empty bottle. Ben and Marivic reconciled after Marivic had apparently again asked for Ben's forgiveness. "Mrs. Iluminada Genosa, Marivic's mother-in-law, testified too, saying that Ben and Marivic married in '1986 or 1985 more or less here in Fatima, Ormoc City.' She said as the marriage went along, Marivic became 'already very demanding. Mrs. Iluminada Genosa said that after the birth of Marivic's two sons, there were 'three (3) misunderstandings.' The first was when Marivic stabbed Ben with a table knife through his left arm; the second incident was on November 15, 1994, when Marivic struck Ben on the forehead 'using a sharp instrument until the eye was also affected. It was wounded and also the ear' and her husband went to Ben to help; and the third incident was in 1995 when the couple had already transferred to the house in Bilwang and she saw that Ben's hand was plastered as 'the bone cracked.' "Both mother and son claimed they brought Ben to a Pasar clinic for medical intervention. "5. Arturo Basobas, a co-worker of Ben, testified that on November 15, 1995 'After we collected our salary, we went to the cock-fighting place of ISCO.' They stayed there for three (3) hours, after which they went to 'Uniloks' and drank beer allegedly only two (2) bottles each. After drinking they bought barbeque and went to the Genosa residence. Marivic was not there. He stayed a while talking with Ben, after which he went across the road to wait 'for the runner and the usher of the masiao game because during that time, the hearing on masiao numbers was rampant. I was waiting for the ushers and runners so that I can place my bet.' On his way home at about 9:00 in the evening, he heard the Genosas arguing. They were quarreling loudly. Outside their house was one 'Fredo' who is used by Ben to feed his fighting cocks. Basobas' testimony on the root of the quarrel, conveniently overheard by him was Marivic saying 'I will never hesitate to kill you', whilst Ben replied 'Why kill me when I am innocent.' Basobas thought they were joking. "He did not hear them quarreling while he was across the road from the Genosa residence. Basobas admitted that he and Ben were always at the cockpits every Saturday and Sunday. He claims that he once told Ben 'before when he was stricken with a bottle by Marivic Genosa' that he should leave her and that Ben would always take her back after she would leave him 'so many times'. "Basobas could not remember when Marivic had hit Ben, but it was a long time that they had been quarreling. He said Ben 'even had a wound' on the right forehead. He had known the couple for only one (1) year. "6. Marivic testified that after the first year of marriage, Ben became cruel to her and was a habitual drinker. She said he provoked her, he would slap her, sometimes he would pin her down on the bed, and sometimes beat her. "These incidents happened several times and she would often run home to her parents, but Ben would follow her and seek her out, promising to change and would ask for her forgiveness. She said after she would be beaten, she would seek medical help from Dr. Dino Caing, Dr. Lucero and Dra. Cerillo. These doctors would enter the injuries inflicted upon her by Ben into their reports. Marivic said Ben would beat her or quarrel with her every time he was drunk, at least three times a week. "7. In her defense, witnesses who were not so closely related to Marivic, testified as to the abuse and violence she received at the hands of Ben. '7.1. Mr. Joe Barrientos, a fisherman, who was a [neighbor] of the Genosas, testified that on November 15, 1995, he overheard a quarrel between Ben and Marivic. Marivic was shouting for help and through the open jalousies, he saw the spouses 'grappling with each other'. Ben had Marivic in a choke hold. He did not do anything, but had come voluntarily to testify. (Please note this was the same night as that testified to by Arturo Busabos. 8 ) '7.2. Mr. Junnie Barrientos, also a fisherman, and the brother of Mr. Joe Barrientos, testified that he heard his neighbor Marivic shouting on the night of November 15, 1995. He peeped through the window of his hut which is located beside the Genosa house and saw 'the spouses grappling with each other then Ben Genosa was holding with his both hands the neck of the accused, Marivic Genosa'. He said after a while, Marivic was able to extricate he[r]self and enter the room of the children. After that, he went back to work as he was to go fishing that evening. He returned at 8:00 the next morning. (Again, please note that this was the same night as that testified to by Arturo Basobas). '7.3. Mr. Teodoro Sarabia was a former neighbor of the Genosas while they were living in Isabel, Leyte. His house was located about fifty (50) meters from theirs. Marivic is his niece and he knew them to be living together for 13 or 14 years. He said the couple was always quarreling. Marivic confided in him that Ben would pawn items and then would use the money to gamble. One time, he went to their house and they were quarreling. Ben was so angry, but would be pacified 'if somebody would come.' He testified that while Ben was alive 'he used to gamble and when he became drunk, he would go to our house and he will say, 'Teody' because that was what he used to call me, 'mokimas ta,' which means 'let's go and look for a whore.' Mr. Sarabia further testified that Ben 'would box his wife and I would see bruises and one time she ran to me, I noticed a wound (the witness pointed to his right breast) as according to her a knife was stricken to her.' Mr. Sarabia also said that once he saw Ben had been injured too. He said he voluntarily testified only that morning. '7.4. Miss Ecel Arano, an 18-year old student, who is a cousin of Marivic, testified that in the afternoon of November 15, 1995, Marivic went to her house and asked her help to look for Ben. They searched in the market place, several taverns and some other places, but could not find him. She accompanied Marivic home. Marivic wanted her to sleep with her in the Genosa house 'because she might be battered by her husband.' When they got to the Genosa house at about 7:00 in the evening, Miss Arano said that 'her husband was already there and was drunk.' Miss Arano knew he was drunk 'because of his staggering walking and I can also detect his face.' Marivic entered the house and she heard them quarrel noisily. (Again, please note that this is the same night as that testified to by Arturo Basobas) Miss Arano testified that this was not the first time Marivic had asked her to sleep in the house as Marivic would be afraid every time her husband would come home drunk. At one time when she did sleep over, she was awakened at 10:00 in the evening when Ben arrived because the couple 'were very noisy in the sala and I had heard something was broken like a vase.' She said Marivic ran into her room and they locked the door. When Ben couldn't get in he got a chair and a knife and 'showed us the knife through the window grill and he scared us.' She said that Marivic shouted for help, but no one came. On cross-examination, she said that when she left Marivic's house on November 15, 1995, the couple were still quarreling. '7.5. Dr. Dino Caing, a physician testified that he and Marivic were co-employees at PHILPHOS, Isabel, Leyte. Marivic was his patient 'many times' and had also received treatment from other doctors. Dr. Caing testified that from July 6, 1989 until November 9, 1995, there were six (6) episodes of physical injuries inflicted upon Marivic. These injuries were reported in his Out-Patient Chart at the PHILPHOS Hospital. The prosecution admitted the qualifications of Dr. Caing and considered him an expert witness.' x x x x x x x x x 'Dr. Caing's clinical history of the tension headache and hypertention of Marivic on twenty-three (23) separate occasions was marked at Exhibits '2' and '2-B.' The OPD Chart of Marivic at the Philphos Clinic which reflected all the consultations made by Marivic and the six (6) incidents of physical injuries reportedwas marked as Exhibit '3.' "On cross-examination, Dr. Caing said that he is not a psychiatrist, he could not say whether the injuries were directly related to the crime committed. He said it is only a psychiatrist who is qualified to examine the psychological make-up of the patient, 'whether she is capable of committing a crime or not.' '7.6 Mr. Panfilo Tero, the barangay captain in the place where the Genosas resided, testified that about two (2) months before Ben died, Marivic went to his office past 8:00 in the evening. She sought his help to settle or confront the Genosa couple who were experiencing 'family troubles'. He told Marivic to return in the morning, but he did not hear from her again and assumed 'that they might have settled with each other or they might have forgiven with each other.' x x x x x x x x x "Marivic said she did not provoke her husband when she got home that night it was her husband who began the provocation. Marivic said she was frightened that her husband would hurt her and she wanted to make sure she would deliver her baby safely. In fact, Marivic had to be admitted later at the Rizal Medical Centre as she was suffering from eclampsia and hypertension, and the baby was born prematurely on December 1, 1995. "Marivic testified that during her marriage she had tried to leave her husband at least five (5) times, but that Ben would always follow her and they would reconcile. Marivic said that the reason why Ben was violent and abusive towards her that night was because 'he was crazy about his recent girlfriend, Lulu x x x Rubillos.' "On cross-examination, Marivic insisted she shot Ben with a gun; she said that he died in the bedroom; that their quarrels could be heard by anyone passing their house; that Basobas lied in his testimony; that she left for Manila the next day, November 16, 1995; that she did not bother anyone in Manila, rented herself a room, and got herself a job as a field researcher under the alias 'Marvelous Isidro'; she did not tell anyone that she was leaving Leyte, she just wanted to have a safe delivery of her baby; and that she was arrested in San Pablo, Laguna. 'Answering questions from the Court, Marivic said that she threw the gun away; that she did not know what happened to the pipe she used to 'smash him once'; that she was wounded by Ben on her wrist with the bolo; and that two (2) hours after she was 'whirled' by Ben, he kicked her 'ass' and dragged her towards the drawer when he saw that she had packed his things.' "9. The body of Ben Genosa was found on November 18, 1995 after an investigation was made of the foul odor emitting from the Genosa residence. This fact was testified to by all the prosecution witnesses and some defense witnesses during the trial. "10. Dra. Refelina Y. Cerillo, a physician, was the Municipal Health Officer of Isabel, Leyte at the time of the incident, and among her responsibilities as such was to take charge of all medico-legal cases, such as the examination of cadavers and the autopsy of cadavers. Dra. Cerillo is not a forensic pathologist. She merely took the medical board exams and passed in 1986. She was called by the police to go to the Genosa residence and when she got there, she saw 'some police officer and neighbor around.' She saw Ben Genosa, covered by a blanket, lying in a semi-prone position with his back to the door. He was wearing only a brief. x x x x x x x x x "Dra. Cerillo said that 'there is only one injury and that is the injury involving the skeletal area of the head' which she described as a 'fracture'. And that based on her examination, Ben had been dead 2 or 3 days. Dra. Cerillo did not testify as to what caused his death. "Dra. Cerillo was not cross-examined by defense counsel. "11. The Information, dated November 14, 1996, filed against Marivic Genosa charged her with the crime of PARRICIDE committed 'with intent to kill, with treachery and evidence premeditation, x x x wilfully, unlawfully and feloniously attack, assault, hit and wound x x x her legitimate husband, with the use of a hard deadly weapon x x x which caused his death.' "12. Trial took place on 7 and 14 April 1997, 14 May 1997, 21 July 1997, 17, 22 and 23 September 1997, 12 November 1997, 15 and 16 December 1997, 22 May 1998, and 5 and 6 August 1998. "13. On 23 September 1998, or only fifty (50) days from the day of the last trial date, the Hon. Fortunito L. Madrona, Presiding Judge, RTC-Branch 35, Ormoc City, rendered a JUDGMENT finding Marivic guilty 'beyond reasonable doubt' of the crime of parricide, and further found treachery as an aggravating circumstance, thus sentencing her to the ultimate penalty of DEATH. "14. The case was elevated to this Honorable Court upon automatic review and, under date of 24 January 2000, Marivic's trial lawyer, Atty. Gil Marvel P. Tabucanon, filed a Motion to Withdraw as counsel, attaching thereto, as a precautionary measure, two (2) drafts of Appellant's Briefs he had prepared for Marivic which, for reasons of her own, were not conformed to by her. "The Honorable Court allowed the withdrawal of Atty. Tabucanon and permitted the entry of appearance of undersigned counsel. "15. Without the knowledge of counsel, Marivic Genosa wrote a letter dated 20 January 2000, to the Chief Justice, coursing the same through Atty. Teresita G. Dimaisip, Deputy Clerk of Court of Chief Judicial Records Office, wherein she submitted her 'Brief without counsels' to the Court. "This letter was stamp-received by the Honorable Court on 4 February 2000. "16. In the meantime, under date of 17 February 2000, and stamp-received by the Honorable Court on 19 February 2000, undersigned counsel filed an URGENT OMNIBUS MOTION praying that the Honorable Court allow the exhumation of Ben Genosa and the re-examination of the cause of his death; allow the examination of Marivic Genosa by qualified psychologists and psychiatrists to determine her state of mind at the time she killed her husband; and finally, to allow a partial re-opening of the case a quo to take the testimony of said psychologists and psychiatrists. "Attached to the URGENT OMNIBUS MOTION was a letter of Dr. Raquel Fortun, then the only qualified forensic pathologist in the country, who opined that the description of the death wound (as culled from the post-mortem findings, Exhibit 'A') is more akin to a gunshot wound than a beating with a lead pipe. "17. In a RESOLUTION dated 29 September 2000, the Honorable Court partly granted Marivic's URGENT OMNIBUS MOTION and remanded the case 'to the trial court for the reception of expert psychological and/or psychiatric opinion on the 'battered woman syndrome' plea, within ninety (90) days from notice, and, thereafter to forthwith report to this Court the proceedings taken, together with the copies of the TSN and relevant documentary evidence, if any, submitted.' "18. On 15 January 2001, Dra. Natividad A. Dayan appeared and testified before the Hon. Fortunito L. Madrona, RTC-Branch 35, Ormoc City. "Immediately before Dra. Dayan was sworn, the Court a quo asked if she had interviewed Marivic Genosa. Dra. Dayan informed the Court that interviews were done at the Penal Institution in 1999, but that the clinical interviews and psychological assessment were done at her clinic. "Dra. Dayan testified that she has been a clinical psychologist for twenty (20) years with her own private clinic and connected presently to the De La Salle University as a professor. Before this, she was the Head of the Psychology Department of the Assumption College; a member of the faculty of Psychology at the Ateneo de Manila University and St. Joseph's College; and was the counseling psychologist of the National Defense College. She has an AB in Psychology from the University of the Philippines, a Master of Arts in Clinical [Counseling], Psychology from the Ateneo, and a PhD from the U.P. She was the past president of the Psychological Association of the Philippines and is a member of the American Psychological Association. She is the secretary of the International Council of Psychologists from about 68 countries; a member of the Forensic Psychology Association; and a member of the ASEAN [Counseling] Association. She is actively involved with the Philippine Judicial Academy, recently lecturing on the socio-demographic and psychological profile of families involved in domestic violence and nullity cases. She was with the Davide Commission doing research about Military Psychology. She has written a book entitled 'Energy Global Psychology' (together with Drs. Allan Tan and Allan Bernardo). The Genosa case is the first time she has testified as an expert on battered women as this is the first case of that nature. "Dra. Dayan testified that for the research she conducted, on the socio- demographic and psychological profile of families involved in domestic violence, and nullity cases, she looked at about 500 cases over a period of ten (10) years and discovered that 'there are lots of variables that cause all of this marital conflicts, from domestic violence to infidelity, to psychiatric disorder.' "Dra. Dayan described domestic violence to comprise of 'a lot of incidents of psychological abuse, verbal abuse, and emotional abuse to physical abuse and also sexual abuse.' x x x x x x x x x "Dra. Dayan testified that in her studies, 'the battered woman usually has a very low opinion of herself. She has a self-defeating and self-sacrificing characteristics. x x x they usually think very lowly of themselves and so when the violence would happen, they usually think that they provoke it, that they were the one who precipitated the violence, they provoke their spouse to be physically, verbally and even sexually abusive to them.' Dra. Dayan said that usually a battered x x x comes from a dysfunctional family or from 'broken homes.' "Dra. Dayan said that the batterer, just like the battered woman, 'also has a very low opinion of himself. But then emerges to have superiority complex and it comes out as being very arrogant, very hostile, very aggressive and very angry. They also had (sic) a very low tolerance for frustrations. A lot of times they are involved in vices like gambling, drinking and drugs. And they become violent.' The batterer also usually comes from a dysfunctional family which over-pampers them and makes them feel entitled to do anything. Also, they see often how their parents abused each other so 'there is a lot of modeling of aggression in the family.' "Dra. Dayan testified that there are a lot of reasons why a battered woman does not leave her husband: poverty, self-blame and guilt that she provoked the violence, the cycle itself which makes her hope her husband will change, the belief in her obligations to keep the family intact at all costs for the sake of the children. x x x x x x x x x "Dra. Dayan said that abused wives react differently to the violence: some leave the house, or lock themselves in another room, or sometimes try to fight back triggering 'physical violence on both of them.' She said that in a 'normal marital relationship,' abuses also happen, but these are 'not consistent, not chronic, are not happening day in [and] day out.' In an 'abnormal marital relationship,' the abuse occurs day in and day out, is long lasting and 'even would cause hospitalization on the victim and even death on the victim.' x x x x x x x x x "Dra. Dayan said that as a result of the battery of psychological tests she administered, it was her opinion that Marivic fits the profile of a battered woman because 'inspite of her feeling of self-confidence which we can see at times there are really feeling (sic) of loss, such feelings of humiliation which she sees herself as damaged and as a broken person. And at the same time she still has the imprint of all the abuses that she had experienced in the past.' x x x x x x x x x "Dra. Dayan said Marivic thought of herself as a loving wife and did not even consider filing for nullity or legal separation inspite of the abuses. It was at the time of the tragedy that Marivic then thought of herself as a victim. x x x x x x x x x "19. On 9 February 2001, Dr. Alfredo Pajarillo, a physician, who has since passed away, appeared and testified before RTC-Branch 35, Ormoc City. "Dr. Pajarillo was a Diplomate of the Philippine Board of Psychiatry; a Fellow of the Philippine Board of Psychiatry and a Fellow of the Philippine Psychiatry Association. He was in the practice of psychiatry for thirty-eight (38) years. Prior to being in private practice, he was connected with the Veterans Memorial Medical Centre where he gained his training on psychiatry and neurology. After that, he was called to active duty in the Armed Forces of the Philippines, assigned to the V. Luna Medical Center for twenty six (26) years. Prior to his retirement from government service, he obtained the rank of Brigadier General. He obtained his medical degree from the University of Santo Tomas. He was also a member of the World Association of Military Surgeons; the Quezon City Medical Society; the Cagayan Medical Society; and the Philippine Association of Military Surgeons. "He authored 'The Comparative Analysis of Nervous Breakdown in the Philippine Military Academy from the Period 1954 1978' which was presented twice in international congresses. He also authored 'The Mental Health of the Armed Forces of the Philippines 2000', which was likewise published internationally and locally. He had a medical textbook published on the use of Prasepam on a Parke-Davis grant; was the first to use Enanthate (siquiline), on an E.R. Squibb grant; and he published the use of the drug Zopiclom in 1985-86. "Dr. Pajarillo explained that psychiatry deals with the functional disorder of the mind and neurology deals with the ailment of the brain and spinal cord enlarged. Psychology, on the other hand, is a bachelor degree and a doctorate degree; while one has to finish medicine to become a specialist in psychiatry. "Even only in his 7th year as a resident in V. Luna Medical Centre, Dr. Pajarillo had already encountered a suit involving violent family relations, and testified in a case in 1964. In the Armed Forces of the Philippines, violent family disputes abound, and he has seen probably ten to twenty thousand cases. In those days, the primordial intention of therapy was reconciliation. As a result of his experience with domestic violence cases, he became a consultant of the Battered Woman Office in Quezon City under Atty. Nenita Deproza. "As such consultant, he had seen around forty (40) cases of severe domestic violence, where there is physical abuse: such as slapping, pushing, verbal abuse, battering and boxing a woman even to an unconscious state such that the woman is sometimes confined. The affliction of Post-Traumatic Stress Disorder 'depends on the vulnerability of the victim.' Dr. Pajarillo said that if the victim is not very healthy, perhaps one episode of violence may induce the disorder; if the psychological stamina and physiologic constitutional stamina of the victim is stronger, 'it will take more repetitive trauma to precipitate the post-traumatic stress disorder and this x x x is very dangerous.' "In psychiatry, the post-traumatic stress disorder is incorporated under the 'anxiety neurosis or neurologic anxcietism.' It is produced by 'overwhelming brutality, trauma.' x x x x x x x x x "Dr. Pajarillo explained that with 'neurotic anxiety', the victim relives the beating or trauma as if it were real, although she is not actually being beaten at that time. She thinks 'of nothing but the suffering.' x x x x x x x x x "A woman who suffers battery has a tendency to become neurotic, her emotional tone is unstable, and she is irritable and restless. She tends to become hard-headed and persistent. She has higher sensitivity and her 'self-world' is damaged. "Dr. Pajarillo said that an abnormal family background relates to an individual's illness, such as the deprivation of the continuous care and love of the parents. As to the batterer, he normally 'internalizes what is around him within the environment.' And it becomes his own personality. He is very competitive; he is aiming high all the time; he is so macho; he shows his strong faade 'but in it there are doubts in himself and prone to act without thinking.' x x x x x x x x x "Dr. Pajarillo emphasized that 'even though without the presence of the precipator (sic) or the one who administered the battering, that re-experiencing of the trauma occurred (sic) because the individual cannot control it. It will just come up in her mind or in his mind.' x x x x x x x x x "Dr. Pajarillo said that a woman suffering post traumatic stress disorder try to defend themselves, and 'primarily with knives. Usually pointed weapons or any weapon that is available in the immediate surrounding or in a hospital x x x because that abound in the household.' He said a victim resorts to weapons when she has 'reached the lowest rock bottom of her life and there is no other recourse left on her but to act decisively.' x x x x x x x x x "Dr. Pajarillo testified that he met Marivic Genosa in his office in an interview he conducted for two (2) hours and seventeen (17) minutes. He used the psychological evaluation and social case studies as a help in forming his diagnosis. He came out with a Psychiatric Report, dated 22 January 2001. x x x x x x x x x "On cross-examination by the private prosecutor, Dr. Pajarillo said that at the time she killed her husband Marivic'c mental condition was that she was 're- experiencing the trauma.' He said 'that we are trying to explain scientifically that the re-experiencing of the trauma is not controlled by Marivic. It will just come in flashes and probably at that point in time that things happened when the re- experiencing of the trauma flashed in her mind.' At the time he interviewed Marivic 'she was more subdued, she was not super alert anymore x x x she is mentally stress (sic) because of the predicament she is involved.' x x x x x x x x x "20. No rebuttal evidence or testimony was presented by either the private or the public prosecutor. Thus, in accord with the Resolution of this Honorable Court, the records of the partially re-opened trial a quo were elevated." 9
Ruling of the Trial Court Finding the proffered theory of self-defense untenable, the RTC gave credence to the prosecution evidence that appellant had killed the deceased while he was in bed sleeping. Further, the trial court appreciated the generic aggravating circumstance of treachery, because Ben Genosa was supposedly defenseless when he was killed -- lying in bed asleep when Marivic smashed him with a pipe at the back of his head. The capital penalty having been imposed, the case was elevated to this Court for automatic review. Supervening Circumstances On February 19, 2000, appellant filed an Urgent Omnibus Motion praying that this Court allow (1) the exhumation of Ben Genosa and the reexamination of the cause of his death; (2) the examination of appellant by qualified psychologists and psychiatrists to determine her state of mind at the time she had killed her spouse; and (3) the inclusion of the said experts' reports in the records of the case for purposes of the automatic review or, in the alternative, a partial reopening of the case for the lower court to admit the experts' testimonies. On September 29, 2000, this Court issued a Resolution granting in part appellant's Motion, remanding the case to the trial court for the reception of expert psychological and/or psychiatric opinion on the "battered woman syndrome" plea; and requiring the lower court to report thereafter to this Court the proceedings taken as well as to submit copies of the TSN and additional evidence, if any. Acting on the Court's Resolution, the trial judge authorized the examination of Marivic by two clinical psychologists, Drs. Natividad Dayan 10 and Alfredo Pajarillo, 11 supposedly experts on domestic violence. Their testimonies, along with their documentary evidence, were then presented to and admitted by the lower court before finally being submitted to this Court to form part of the records of the case. 12
The Issues Appellant assigns the following alleged errors of the trial court for this Court's consideration: "1. The trial court gravely erred in promulgating an obviously hasty decision without reflecting on the evidence adduced as to self-defense. "2. The trial court gravely erred in finding as a fact that Ben and Marivic Genosa were legally married and that she was therefore liable for parricide. "3. The trial court gravely erred finding the cause of death to be by beating with a pipe. "4. The trial court gravely erred in ignoring and disregarding evidence adduced from impartial and unbiased witnesses that Ben Genosa was a drunk, a gambler, a womanizer and wife-beater; and further gravely erred in concluding that Ben Genosa was a battered husband. "5. The trial court gravely erred in not requiring testimony from the children of Marivic Genosa. "6. The trial court gravely erred in concluding that Marivic's flight to Manila and her subsequent apologies were indicia of guilt, instead of a clear attempt to save the life of her unborn child. "7. The trial court gravely erred in concluding that there was an aggravating circumstance of treachery. "8. The trial court gravely erred in refusing to re-evaluate the traditional elements in determining the existence of self-defense and defense of foetus in this case, thereby erroneously convicting Marivic Genosa of the crime of parricide and condemning her to the ultimate penalty of death." 13
In the main, the following are the essential legal issues: (1) whether appellant acted in self- defense and in defense of her fetus; and (2) whether treachery attended the killing of Ben Genosa. The Court's Ruling The appeal is partly meritorious. Collateral Factual Issues The first six assigned errors raised by appellant are factual in nature, if not collateral to the resolution of the principal issues. As consistently held by this Court, the findings of the trial court on the credibility of witnesses and their testimonies are entitled to a high degree of respect and will not be disturbed on appeal in the absence of any showing that the trial judge gravely abused his discretion or overlooked, misunderstood or misapplied material facts or circumstances of weight and substance that could affect the outcome of the case. 14
In appellant's first six assigned items, we find no grave abuse of discretion, reversible error or misappreciation of material facts that would reverse or modify the trial court's disposition of the case. In any event, we will now briefly dispose of these alleged errors of the trial court. First, we do not agree that the lower court promulgated "an obviously hasty decision without reflecting on the evidence adduced as to self-defense." We note that in his 17-page Decision, Judge Fortunito L. Madrona summarized the testimonies of both the prosecution and the defense witnesses and -- on the basis of those and of the documentary evidence on record -- made his evaluation, findings and conclusions. He wrote a 3-page discourse assessing the testimony and the self-defense theory of the accused. While she, or even this Court, may not agree with the trial judge's conclusions, we cannot peremptorily conclude, absent substantial evidence, that he failed to reflect on the evidence presented. Neither do we find the appealed Decision to have been made in an "obviously hasty" manner. The Information had been filed with the lower court on November 14, 1996. Thereafter, trial began and at least 13 hearings were held for over a year. It took the trial judge about two months from the conclusion of trial to promulgate his judgment. That he conducted the trial and resolved the case with dispatch should not be taken against him, much less used to condemn him for being unduly hasty. If at all, the dispatch with which he handled the case should be lauded. In any case, we find his actions in substantial compliance with his constitutional obligation. 15
Second, the lower court did not err in finding as a fact that Ben Genosa and appellant had been legally married, despite the non-presentation of their marriage contract. In People v. Malabago, 16 this Court held: "The key element in parricide is the relationship of the offender with the victim. In the case of parricide of a spouse, the best proof of the relationship between the accused and the deceased is the marriage certificate. In the absence of a marriage certificate, however, oral evidence of the fact of marriage may be considered by the trial court if such proof is not objected to." Two of the prosecution witnesses -- namely, the mother and the brother of appellant's deceased spouse -- attested in court that Ben had been married to Marivic. 17 The defense raised no objection to these testimonies. Moreover, during her direct examination, appellant herself made a judicial admission of her marriage to Ben. 18 Axiomatic is the rule that a judicial admission is conclusive upon the party making it, except only when there is a showing that (1) the admission was made through a palpable mistake, or (2) no admission was in fact made. 19 Other than merely attacking the non-presentation of the marriage contract, the defense offered no proof that the admission made by appellant in court as to the fact of her marriage to the deceased was made through a palpable mistake. Third, under the circumstances of this case, the specific or direct cause of Ben's death -- whether by a gunshot or by beating with a pipe -- has no legal consequence. As the Court elucidated in its September 29, 2000 Resolution, "[c]onsidering that the appellant has admitted the fact of killing her husband and the acts of hitting his nape with a metal pipe and of shooting him at the back of his head, the Court believes that exhumation is unnecessary, if not immaterial, to determine which of said acts actually caused the victim's death." Determining which of these admitted acts caused the death is not dispositive of the guilt or defense of appellant. Fourth, we cannot fault the trial court for not fully appreciating evidence that Ben was a drunk, gambler, womanizer and wife-beater. Until this case came to us for automatic review, appellant had not raised the novel defense of "battered woman syndrome," for which such evidence may have been relevant. Her theory of self-defense was then the crucial issue before the trial court. As will be discussed shortly, the legal requisites of self-defense under prevailing jurisprudence ostensibly appear inconsistent with the surrounding facts that led to the death of the victim. Hence, his personal character, especially his past behavior, did not constitute vital evidence at the time. Fifth, the trial court surely committed no error in not requiring testimony from appellant's children. As correctly elucidated by the solicitor general, all criminal actions are prosecuted under the direction and control of the public prosecutor, in whom lies the discretion to determine which witnesses and evidence are necessary to present. 20 As the former further points out, neither the trial court nor the prosecution prevented appellant from presenting her children as witnesses. Thus, she cannot now fault the lower court for not requiring them to testify. Finally, merely collateral or corroborative is the matter of whether the flight of Marivic to Manila and her subsequent apologies to her brother-in-law are indicia of her guilt or are attempts to save the life of her unborn child. Any reversible error as to the trial court's appreciation of these circumstances has little bearing on the final resolution of the case. First Legal Issue: Self-Defense and Defense of a Fetus Appellant admits killing Ben Genosa but, to avoid criminal liability, invokes self-defense and/or defense of her unborn child. When the accused admits killing the victim, it is incumbent upon her to prove any claimed justifying circumstance by clear and convincing evidence. 21 Well-settled is the rule that in criminal cases, self-defense (and similarly, defense of a stranger or third person) shifts the burden of proof from the prosecution to the defense. 22
The Battered Woman Syndrome In claiming self-defense, appellant raises the novel theory of the battered woman syndrome. While new in Philippine jurisprudence, the concept has been recognized in foreign jurisdictions as a form of self-defense or, at the least, incomplete self-defense. 23 By appreciating evidence that a victim or defendant is afflicted with the syndrome, foreign courts convey their "understanding of the justifiably fearful state of mind of a person who has been cyclically abused and controlled over a period of time." 24
A battered woman has been defined as a woman "who is repeatedly subjected to any forceful physical or psychological behavior by a man in order to coerce her to do something he wants her to do without concern for her rights. Battered women include wives or women in any form of intimate relationship with men. Furthermore, in order to be classified as a battered woman, the couple must go through the battering cycle at least twice. Any woman may find herself in an abusive relationship with a man once. If it occurs a second time, and she remains in the situation, she is defined as a battered woman." 25
Battered women exhibit common personality traits, such as low self-esteem, traditional beliefs about the home, the family and the female sex role; emotional dependence upon the dominant male; the tendency to accept responsibility for the batterer's actions; and false hopes that the relationship will improve. 26
More graphically, the battered woman syndrome is characterized by the so-called "cycle of violence," 27 which has three phases: (1) the tension-building phase; (2) the acute battering incident; and (3) the tranquil, loving (or, at least, nonviolent) phase. 28
During the tension-building phase, minor battering occurs -- it could be verbal or slight physical abuse or another form of hostile behavior. The woman usually tries to pacify the batterer through a show of kind, nurturing behavior; or by simply staying out of his way. What actually happens is that she allows herself to be abused in ways that, to her, are comparatively minor. All she wants is to prevent the escalation of the violence exhibited by the batterer. This wish, however, proves to be double-edged, because her "placatory" and passive behavior legitimizes his belief that he has the right to abuse her in the first place. However, the techniques adopted by the woman in her effort to placate him are not usually successful, and the verbal and/or physical abuse worsens. Each partner senses the imminent loss of control and the growing tension and despair. Exhausted from the persistent stress, the battered woman soon withdraws emotionally. But the more she becomes emotionally unavailable, the more the batterer becomes angry, oppressive and abusive. Often, at some unpredictable point, the violence "spirals out of control" and leads to an acute battering incident. 29
The acute battering incident is said to be characterized by brutality, destructiveness and, sometimes, death. The battered woman deems this incident as unpredictable, yet also inevitable. During this phase, she has no control; only the batterer may put an end to the violence. Its nature can be as unpredictable as the time of its explosion, and so are his reasons for ending it. The battered woman usually realizes that she cannot reason with him, and that resistance would only exacerbate her condition. At this stage, she has a sense of detachment from the attack and the terrible pain, although she may later clearly remember every detail. Her apparent passivity in the face of acute violence may be rationalized thus: the batterer is almost always much stronger physically, and she knows from her past painful experience that it is futile to fight back. Acute battering incidents are often very savage and out of control, such that innocent bystanders or intervenors are likely to get hurt. 30
The final phase of the cycle of violence begins when the acute battering incident ends. During this tranquil period, the couple experience profound relief. On the one hand, the batterer may show a tender and nurturing behavior towards his partner. He knows that he has been viciously cruel and tries to make up for it, begging for her forgiveness and promising never to beat her again. On the other hand, the battered woman also tries to convince herself that the battery will never happen again; that her partner will change for the better; and that this "good, gentle and caring man" is the real person whom she loves. A battered woman usually believes that she is the sole anchor of the emotional stability of the batterer. Sensing his isolation and despair, she feels responsible for his well-being. The truth, though, is that the chances of his reforming, or seeking or receiving professional help, are very slim, especially if she remains with him. Generally, only after she leaves him does he seek professional help as a way of getting her back. Yet, it is in this phase of remorseful reconciliation that she is most thoroughly tormented psychologically. The illusion of absolute interdependency is well-entrenched in a battered woman's psyche. In this phase, she and her batterer are indeed emotionally dependent on each other -- she for his nurturant behavior, he for her forgiveness. Underneath this miserable cycle of "tension, violence and forgiveness," each partner may believe that it is better to die than to be separated. Neither one may really feel independent, capable of functioning without the other. 31
History of Abuse in the Present Case To show the history of violence inflicted upon appellant, the defense presented several witnesses. She herself described her heart-rending experience as follows: "ATTY. TABUCANON Q How did you describe your marriage with Ben Genosa? A In the first year, I lived with him happily but in the subsequent year he was cruel to me and a behavior of habitual drinker. Q You said that in the subsequent year of your marriage, your husband was abusive to you and cruel. In what way was this abusive and cruelty manifested to you? A He always provoke me in everything, he always slap me and sometimes he pinned me down on the bed and sometimes beat me. Q How many times did this happen? A Several times already. Q What did you do when these things happen to you? A I went away to my mother and I ran to my father and we separate each other. Q What was the action of Ben Genosa towards you leaving home? A He is following me, after that he sought after me. Q What will happen when he follow you? A He said he changed, he asked for forgiveness and I was convinced and after that I go to him and he said 'sorry'. Q During those times that you were the recipient of such cruelty and abusive behavior by your husband, were you able to see a doctor? A Yes, sir. Q Who are these doctors? A The company physician, Dr. Dino Caing, Dr. Lucero and Dra. Cerillo. x x x x x x x x x Q You said that you saw a doctor in relation to your injuries? A Yes, sir. Q Who inflicted these injuries? A Of course my husband. Q You mean Ben Genosa? A Yes, sir. x x x x x x x x x [Court] /to the witness Q How frequent was the alleged cruelty that you said? A Everytime he got drunk. Q No, from the time that you said the cruelty or the infliction of injury inflicted on your occurred, after your marriage, from that time on, how frequent was the occurrence? A Everytime he got drunk. Q Is it daily, weekly, monthly or how many times in a month or in a week? A Three times a week. Q Do you mean three times a week he would beat you? A Not necessarily that he would beat me but sometimes he will just quarrel me." 32
Referring to his "Out-Patient Chart" 33 on Marivic Genosa at the Philphos Hospital, Dr. Dino D. Caing bolstered her foregoing testimony on chronic battery in this manner: "Q So, do you have a summary of those six (6) incidents which are found in the chart of your clinic? A Yes, sir. Q Who prepared the list of six (6) incidents, Doctor? A I did. Q Will you please read the physical findings together with the dates for the record. A 1. May 12, 1990 - physical findings are as follows: Hematoma (R) lower eyelid and redness of eye. Attending physician: Dr. Lucero; 2. March 10, 1992 - Contusion-Hematoma (L) lower arbital area, pain and contusion (R) breast. Attending physician: Dr. Canora; 3. March 26, 1993 - Abrasion, Furuncle (L) Axilla; 4. August 1, 1994 - Pain, mastitis (L) breast, 2 o to trauma. Attending physician: Dr. Caing; 5. April 17, 1995 - Trauma, tenderness (R) Shoulder. Attending physician: Dr. Canora; and 6. June 5, 1995 - Swelling Abrasion (L) leg, multiple contusion Pregnancy. Attending physician: Dr. Canora. Q Among the findings, there were two (2) incidents wherein you were the attending physician, is that correct? A Yes, sir. Q Did you actually physical examine the accused? A Yes, sir. Q Now, going to your finding no. 3 where you were the one who attended the patient. What do you mean by abrasion furuncle left axilla? A Abrasion is a skin wound usually when it comes in contact with something rough substance if force is applied. Q What is meant by furuncle axilla? A It is secondary of the light infection over the abrasion. Q What is meant by pain mastitis secondary to trauma? A So, in this 4th episode of physical injuries there is an inflammation of left breast. So, [pain] meaning there is tenderness. When your breast is traumatized, there is tenderness pain. Q So, these are objective physical injuries. Doctor? x x x x x x x x x Q Were you able to talk with the patient? A Yes, sir. Q What did she tell you? A As a doctor-patient relationship, we need to know the cause of these injuries. And she told me that it was done to her by her husband. Q You mean, Ben Genosa? A Yes, sir. x x x x x x x x x ATTY. TABUCANON: Q By the way Doctor, were you able to physical examine the accused sometime in the month of November, 1995 when this incident happened? A As per record, yes. Q What was the date? A It was on November 6, 1995. Q So, did you actually see the accused physically? A Yes, sir. Q On November 6, 1995, will you please tell this Honorable Court, was the patient pregnant? A Yes, sir. Q Being a doctor, can you more engage at what stage of pregnancy was she? A Eight (8) months pregnant. Q So in other words, it was an advance stage of pregnancy? A Yes, sir. Q What was your November 6, 1995 examination, was it an examination about her pregnancy or for some other findings? A No, she was admitted for hypertension headache which complicates her pregnancy. Q When you said admitted, meaning she was confined? A Yes, sir. Q For how many days? A One day. Q Where? A At PHILPHOS Hospital. x x x x x x x x x Q Lets go back to the clinical history of Marivic Genosa. You said that you were able to examine her personally on November 6, 1995 and she was 8 months pregnant. What is this all about? A Because she has this problem of tension headache secondary to hypertension and I think I have a record here, also the same period from 1989 to 1995, she had a consultation for twenty-three (23) times. Q For what? A Tension headache. Q Can we say that specially during the latter consultation, that the patient had hypertension? A The patient definitely had hypertension. It was refractory to our treatment. She does not response when the medication was given to her, because tension headache is more or less stress related and emotional in nature. Q What did you deduce of tension headache when you said is emotional in nature? A From what I deduced as part of our physical examination of the patient is the family history in line of giving the root cause of what is causing this disease. So, from the moment you ask to the patient all comes from the domestic problem. Q You mean problem in her household? A Probably. Q Can family trouble cause elevation of blood pressure, Doctor? A Yes, if it is emotionally related and stressful it can cause increases in hypertension which is unfortunately does not response to the medication. Q In November 6, 1995, the date of the incident, did you take the blood pressure of the accused? A On November 6, 1995 consultation, the blood pressure was 180/120. Q Is this considered hypertension? A Yes, sir, severe. Q Considering that she was 8 months pregnant, you mean this is dangerous level of blood pressure? A It was dangerous to the child or to the fetus." 34
Another defense witness, Teodoro Sarabia, a former neighbor of the Genosas in Isabel, Leyte, testified that he had seen the couple quarreling several times; and that on some occasions Marivic would run to him with bruises, confiding that the injuries were inflicted upon her by Ben. 35
Ecel Arano also testified 36 that for a number of times she had been asked by Marivic to sleep at the Genosa house, because the latter feared that Ben would come home drunk and hurt her. On one occasion that Ecel did sleep over, she was awakened about ten o'clock at night, because the couple "were very noisy and I heard something was broken like a vase." Then Marivic came running into Ecel's room and locked the door. Ben showed up by the window grill atop a chair, scaring them with a knife. On the afternoon of November 15, 1995, Marivic again asked her help -- this time to find Ben -- but they were unable to. They returned to the Genosa home, where they found him already drunk. Again afraid that he might hurt her, Marivic asked her to sleep at their house. Seeing his state of drunkenness, Ecel hesitated; and when she heard the couple start arguing, she decided to leave. On that same night that culminated in the death of Ben Genosa, at least three other witnesses saw or heard the couple quarreling. 37 Marivic relates in detail the following backdrop of the fateful night when life was snuffed out of him, showing in the process a vivid picture of his cruelty towards her: "ATTY. TABUCANON: Q Please tell this Court, can you recall the incident in November 15, 1995 in the evening? A Whole morning and in the afternoon, I was in the office working then after office hours, I boarded the service bus and went to Bilwang. When I reached Bilwang, I immediately asked my son, where was his father, then my second child said, 'he was not home yet'. I was worried because that was payday, I was anticipating that he was gambling. So while waiting for him, my eldest son arrived from school, I prepared dinner for my children. Q This is evening of November 15, 1995? A Yes, sir. Q What time did Ben Genosa arrive? A When he arrived, I was not there, I was in Isabel looking for him. Q So when he arrived you were in Isabel looking for him? A Yes, sir. Q Did you come back to your house? A Yes, sir. Q By the way, where was your conjugal residence situated this time? A Bilwang. Q Is this your house or you are renting? A Renting. Q What time were you able to come back in your residence at Bilwang? A I went back around almost 8:00 o'clock. Q What happened when you arrived in your residence? A When I arrived home with my cousin Ecel whom I requested to sleep with me at that time because I had fears that he was again drunk and I was worried that he would again beat me so I requested my cousin to sleep with me, but she resisted because she had fears that the same thing will happen again last year. Q Who was this cousin of yours who you requested to sleep with you? A Ecel Arao, the one who testified. Q Did Ecel sleep with you in your house on that evening? A No, because she expressed fears, she said her father would not allow her because of Ben. Q During this period November 15, 1995, were you pregnant? A Yes, 8 months. Q How advance was your pregnancy? A Eight (8) months. Q Was the baby subsequently born? A Yes, sir. Q What's the name of the baby you were carrying at that time? A Marie Bianca. Q What time were you able to meet personally your husband? A Yes, sir. Q What time? A When I arrived home, he was there already in his usual behavior. Q Will you tell this Court what was his disposition? A He was drunk again, he was yelling in his usual unruly behavior. Q What was he yelling all about? A His usual attitude when he got drunk. Q You said that when you arrived, he was drunk and yelling at you? What else did he do if any? A He is nagging at me for following him and he dared me to quarrel him. Q What was the cause of his nagging or quarreling at you if you know? A He was angry at me because I was following x x x him, looking for him. I was just worried he might be overly drunk and he would beat me again. Q You said that he was yelling at you, what else, did he do to you if any? A He was nagging at me at that time and I just ignore him because I want to avoid trouble for fear that he will beat me again. Perhaps he was disappointed because I just ignore him of his provocation and he switch off the light and I said to him, 'why did you switch off the light when the children were there.' At that time I was also attending to my children who were doing their assignments. He was angry with me for not answering his challenge, so he went to the kitchen and [got] a bolo and cut the antenna wire to stop me from watching television. Q What did he do with the bolo? A He cut the antenna wire to keep me from watching T.V. Q What else happened after he cut the wire? A He switch off the light and the children were shouting because they were scared and he was already holding the bolo. Q How do you described this bolo? A 1 1/2 feet. Q What was the bolo used for usually? A For chopping meat. Q You said the children were scared, what else happened as Ben was carrying that bolo? A He was about to attack me so I run to the room. Q What do you mean that he was about to attack you? A When I attempt to run he held my hands and he whirled me and I fell to the bedside. Q So when he whirled you, what happened to you? A I screamed for help and then he left. Q You said earlier that he whirled you and you fell on the bedside? A Yes, sir. Q You screamed for help and he left, do you know where he was going? A Outside perhaps to drink more. Q When he left what did you do in that particular time? A I packed all his clothes. Q What was your reason in packing his clothes? A I wanted him to leave us. Q During this time, where were your children, what were their reactions? A After a couple of hours, he went back again and he got angry with me for packing his clothes, then he dragged me again of the bedroom holding my neck. Q You said that when Ben came back to your house, he dragged you? How did he drag you? COURT INTERPRETER: The witness demonstrated to the Court by using her right hand flexed forcibly in her front neck) A And he dragged me towards the door backward. ATTY. TABUCANON: Q Where did he bring you? A Outside the bedroom and he wanted to get something and then he kept on shouting at me that 'you might as well be killed so there will be nobody to nag me.' Q So you said that he dragged you towards the drawer? A Yes, sir. Q What is there in the drawer? A I was aware that it was a gun. COURT INTERPRETER: (At this juncture the witness started crying). ATTY. TABUCANON: Q Were you actually brought to the drawer? A Yes, sir. Q What happened when you were brought to that drawer? A He dragged me towards the drawer and he was about to open the drawer but he could not open it because he did not have the key then he pulled his wallet which contained a blade about 3 inches long and I was aware that he was going to kill me and I smashed his arm and then the wallet and the blade fell. The one he used to open the drawer I saw, it was a pipe about that long, and when he was about to pick-up the wallet and the blade, I smashed him then I ran to the other room, and on that very moment everything on my mind was to pity on myself, then the feeling I had on that very moment was the same when I was admitted in PHILPHOS Clinic, I was about to vomit. COURT INTERPRETER: (The witness at this juncture is crying intensely). x x x x x x x x x ATTY. TABUCANON: Q Talking of drawer, is this drawer outside your room? A Outside. Q In what part of the house? A Dining. Q Where were the children during that time? A My children were already asleep. Q You mean they were inside the room? A Yes, sir. Q You said that he dropped the blade, for the record will you please describe this blade about 3 inches long, how does it look like? A Three (3) inches long and 1/2 inch wide. Q Is it a flexible blade? A It's a cutter. Q How do you describe the blade, is it sharp both edges? A Yes, because he once used it to me. Q How did he do it? A He wanted to cut my throat. Q With the same blade? A Yes, sir, that was the object used when he intimidate me." 38
In addition, Dra. Natividad Dayan was called by the RTC to testify as an expert witness to assist it in understanding the psyche of a battered person. She had met with Marivic Genosa for five sessions totaling about seventeen hours. Based on their talks, the former briefly related the latter's ordeal to the court a quo as follows: "Q: What can you say, that you found Marivic as a battered wife? Could you in layman's term describe to this Court what her life was like as said to you? A: What I remember happened then was it was more than ten years, that she was suffering emotional anguish. There were a lot of instances of abuses, to emotional abuse, to verbal abuse and to physical abuse. The husband had a very meager income, she was the one who was practically the bread earner of the family. The husband was involved in a lot of vices, going out with barkadas, drinking, even womanizing being involved in cockfight and going home very angry and which will trigger a lot of physical abuse. She also had the experience a lot of taunting from the husband for the reason that the husband even accused her of infidelity, the husband was saying that the child she was carrying was not his own. So she was very angry, she was at the same time very depressed because she was also aware, almost like living in purgatory or even hell when it was happening day in and day out." 39
In cross-examining Dra. Dayan, the public prosecutor not merely elicited, but wittingly or unwittingly put forward, additional supporting evidence as shown below: "Q In your first encounter with the appellant in this case in 1999, where you talked to her about three hours, what was the most relevant information did you gather? A The most relevant information was the tragedy that happened. The most important information were escalating abuses that she had experienced during her marital life. Q Before you met her in 1999 for three hours, we presume that you already knew of the facts of the case or at least you have substantial knowledge of the facts of the case? A I believe I had an idea of the case, but I do not know whether I can consider them as substantial. x x x x x x x x x Q Did you gather an information from Marivic that on the side of her husband they were fond of battering their wives? A I also heard that from her? Q You heard that from her? A Yes, sir. Q Did you ask for a complete example who are the relatives of her husband that were fond of battering their wives? A What I remember that there were brothers of her husband who are also battering their wives. Q Did she not inform you that there was an instance that she stayed in a hotel in Ormoc where her husband followed her and battered [her] several times in that room? A She told me about that. Q Did she inform you in what hotel in Ormoc? A Sir, I could not remember but I was told that she was battered in that room. Q Several times in that room? A Yes, sir. What I remember was that there is no problem about being battered, it really happened. Q Being an expert witness, our jurisprudence is not complete on saying this matter. I think that is the first time that we have this in the Philippines, what is your opinion? A Sir, my opinion is, she is really a battered wife and in this kind happened, it was really a self-defense. I also believe that there had been provocation and I also believe that she became a disordered person. She had to suffer anxiety reaction because of all the battering that happened and so she became an abnormal person who had lost she's not during the time and that is why it happened because of all the physical battering, emotional battering, all the psychological abuses that she had experienced from her husband. Q I do believe that she is a battered wife. Was she extremely battered? A Sir, it is an extreme form of battering. Yes. 40
Parenthetically, the credibility of appellant was demonstrated as follows: "Q And you also said that you administered [the] objective personality test, what x x x [is this] all about? A The objective personality test is the Millon Clinical Multiaxial Inventory. The purpose of that test is to find out about the lying prone[ne]ss of the person. Q What do you mean by that? A Meaning, am I dealing with a client who is telling me the truth, or is she someone who can exaggerate or x x x [will] tell a lie[?] Q And what did you discover on the basis of this objective personality test? A She was a person who passed the honesty test. Meaning she is a person that I can trust. That the data that I'm gathering from her are the truth." 41
The other expert witness presented by the defense, Dr. Alfredo Pajarillo, testified on his Psychiatric Report, 42 which was based on his interview and examination of Marivic Genosa. The Report said that during the first three years of her marriage to Ben, everything looked good -- the atmosphere was fine, normal and happy -- until "Ben started to be attracted to other girls and was also enticed in[to] gambling[,] especially cockfighting. x x x. At the same time Ben was often joining his barkada in drinking sprees." The drinking sprees of Ben greatly changed the attitude he showed toward his family, particularly to his wife. The Report continued: "At first, it was verbal and emotional abuses but as time passed, he became physically abusive. Marivic claimed that the viciousness of her husband was progressive every time he got drunk. It was a painful ordeal Marivic had to anticipate whenever she suspected that her husband went for a drinking [spree]. They had been married for twelve years[;] and practically more than eight years, she was battered and maltreated relentlessly and mercilessly by her husband whenever he was drunk." Marivic sought the help of her mother-in-law, but her efforts were in vain. Further quoting from the Report, "[s]he also sought the advice and help of close relatives and well-meaning friends in spite of her feeling ashamed of what was happening to her. But incessant battering became more and more frequent and more severe. x x x." 43
From the totality of evidence presented, there is indeed no doubt in the Court's mind that Appellant Marivic Genosa was a severely abused person. Effect of Battery on Appellant Because of the recurring cycles of violence experienced by the abused woman, her state of mind metamorphoses. In determining her state of mind, we cannot rely merely on the judgment of an ordinary, reasonable person who is evaluating the events immediately surrounding the incident. A Canadian court has aptly pointed out that expert evidence on the psychological effect of battering on wives and common law partners are both relevant and necessary. "How can the mental state of the appellant be appreciated without it? The average member of the public may ask: Why would a woman put up with this kind of treatment? Why should she continue to live with such a man? How could she love a partner who beat her to the point of requiring hospitalization? We would expect the woman to pack her bags and go. Where is her self-respect? Why does she not cut loose and make a new life for herself? Such is the reaction of the average person confronted with the so-called 'battered wife syndrome.'" 44
To understand the syndrome properly, however, one's viewpoint should not be drawn from that of an ordinary, reasonable person. What goes on in the mind of a person who has been subjected to repeated, severe beatings may not be consistent with -- nay, comprehensible to -- those who have not been through a similar experience. Expert opinion is essential to clarify and refute common myths and misconceptions about battered women. 45
The theory of BWS formulated by Lenore Walker, as well as her research on domestic violence, has had a significant impact in the United States and the United Kingdom on the treatment and prosecution of cases, in which a battered woman is charged with the killing of her violent partner. The psychologist explains that the cyclical nature of the violence inflicted upon the battered woman immobilizes the latter's "ability to act decisively in her own interests, making her feel trapped in the relationship with no means of escape." 46 In her years of research, Dr. Walker found that "the abuse often escalates at the point of separation and battered women are in greater danger of dying then." 47
Corroborating these research findings, Dra. Dayan said that "the battered woman usually has a very low opinion of herself. She has x x x self-defeating and self-sacrificing characteristics. x x x [W]hen the violence would happen, they usually think that they provoke[d] it, that they were the one[s] who precipitated the violence[; that] they provoke[d] their spouse to be physically, verbally and even sexually abusive to them." 48
According to Dra. Dayan, there are a lot of reasons why a battered woman does not readily leave an abusive partner -- poverty, self-blame and guilt arising from the latter's belief that she provoked the violence, that she has an obligation to keep the family intact at all cost for the sake of their children, and that she is the only hope for her spouse to change. 49
The testimony of another expert witness, Dr. Pajarillo, is also helpful. He had previously testified in suits involving violent family relations, having evaluated "probably ten to twenty thousand" violent family disputes within the Armed Forces of the Philippines, wherein such cases abounded. As a result of his experience with domestic violence cases, he became a consultant of the Battered Woman Office in Quezon City. As such, he got involved in about forty (40) cases of severe domestic violence, in which the physical abuse on the woman would sometimes even lead to her loss of consciousness. 50
Dr. Pajarillo explained that "overwhelming brutality, trauma" could result in posttraumatic stress disorder, a form of "anxiety neurosis or neurologic anxietism." 51 After being repeatedly and severely abused, battered persons "may believe that they are essentially helpless, lacking power to change their situation. x x x [A]cute battering incidents can have the effect of stimulating the development of coping responses to the trauma at the expense of the victim's ability to muster an active response to try to escape further trauma. Furthermore, x x x the victim ceases to believe that anything she can do will have a predictable positive effect." 52
A study 53 conducted by Martin Seligman, a psychologist at the University of Pennsylvania, found that "even if a person has control over a situation, but believes that she does not, she will be more likely to respond to that situation with coping responses rather than trying to escape." He said that it was the cognitive aspect -- the individual's thoughts -- that proved all- important. He referred to this phenomenon as "learned helplessness." "[T]he truth or facts of a situation turn out to be less important than the individual's set of beliefs or perceptions concerning the situation. Battered women don't attempt to leave the battering situation, even when it may seem to outsiders that escape is possible, because they cannot predict their own safety; they believe that nothing they or anyone else does will alter their terrible circumstances." 54
Thus, just as the battered woman believes that she is somehow responsible for the violent behavior of her partner, she also believes that he is capable of killing her, and that there is no escape. 55 Battered women feel unsafe, suffer from pervasive anxiety, and usually fail to leave the relationship. 56 Unless a shelter is available, she stays with her husband, not only because she typically lacks a means of self-support, but also because she fears that if she leaves she would be found and hurt even more. 57
In the instant case, we meticulously scoured the records for specific evidence establishing that appellant, due to the repeated abuse she had suffered from her spouse over a long period of time, became afflicted with the battered woman syndrome. We, however, failed to find sufficient evidence that would support such a conclusion. More specifically, we failed to find ample evidence that would confirm the presence of the essential characteristics of BWS. The defense fell short of proving all three phases of the "cycle of violence" supposedly characterizing the relationship of Ben and Marivic Genosa. No doubt there were acute battering incidents. In relating to the court a quo how the fatal incident that led to the death of Ben started, Marivic perfectly described the tension-building phase of the cycle. She was able to explain in adequate detail the typical characteristics of this stage. However, that single incident does not prove the existence of the syndrome. In other words, she failed to prove that in at least another battering episode in the past, she had gone through a similar pattern. How did the tension between the partners usually arise or build up prior to acute battering? How did Marivic normally respond to Ben's relatively minor abuses? What means did she employ to try to prevent the situation from developing into the next (more violent) stage? Neither did appellant proffer sufficient evidence in regard to the third phase of the cycle. She simply mentioned that she would usually run away to her mother's or father's house; 58 that Ben would seek her out, ask for her forgiveness and promise to change; and that believing his words, she would return to their common abode. Did she ever feel that she provoked the violent incidents between her and her spouse? Did she believe that she was the only hope for Ben to reform? And that she was the sole support of his emotional stability and well-being? Conversely, how dependent was she on him? Did she feel helpless and trapped in their relationship? Did both of them regard death as preferable to separation? In sum, the defense failed to elicit from appellant herself her factual experiences and thoughts that would clearly and fully demonstrate the essential characteristics of the syndrome. The Court appreciates the ratiocinations given by the expert witnesses for the defense. Indeed, they were able to explain fully, albeit merely theoretically and scientifically, how the personality of the battered woman usually evolved or deteriorated as a result of repeated and severe beatings inflicted upon her by her partner or spouse. They corroborated each other's testimonies, which were culled from their numerous studies of hundreds of actual cases. However, they failed to present in court the factual experiences and thoughts that appellant had related to them -- if at all -- based on which they concluded that she had BWS. We emphasize that in criminal cases, all the elements of a modifying circumstance must be proven in order to be appreciated. To repeat, the records lack supporting evidence that would establish all the essentials of the battered woman syndrome as manifested specifically in the case of the Genosas. BWS as Self-Defense In any event, the existence of the syndrome in a relationship does not in itself establish the legal right of the woman to kill her abusive partner. Evidence must still be considered in the context of self-defense. 59
From the expert opinions discussed earlier, the Court reckons further that crucial to the BWS defense is the state of mind of the battered woman at the time of the offense 60 -- she must have actually feared imminent harm from her batterer and honestly believed in the need to kill him in order to save her life. Settled in our jurisprudence, however, is the rule that the one who resorts to self-defense must face a real threaton one's life; and the peril sought to be avoided must be imminent and actual, not merely imaginary. 61 Thus, the Revised Penal Code provides the following requisites and effect of self-defense: 62
"Art. 11. Justifying circumstances. -- The following do not incur any criminal liability: "1. Anyone who acts in defense of his person or rights, provided that the following circumstances concur; First. Unlawful aggression; Second. Reasonable necessity of the means employed to prevent or repel it; Third. Lack of sufficient provocation on the part of the person defending himself." Unlawful aggression is the most essential element of self-defense. 63 It presupposes actual, sudden and unexpected attack -- or an imminent danger thereof -- on the life or safety of a person. 64 In the present case, however, according to the testimony of Marivic herself, there was a sufficient time interval between the unlawful aggression of Ben and her fatal attack upon him. She had already been able to withdraw from his violent behavior and escape to their children's bedroom. During that time, he apparently ceased his attack and went to bed. The reality or even the imminence of the danger he posed had ended altogether. He was no longer in a position that presented an actual threat on her life or safety. Had Ben still been awaiting Marivic when she came out of their children's bedroom -- and based on past violent incidents, there was a great probability that he would still have pursued her and inflicted graver harm -- then, the imminence of the real threat upon her life would not have ceased yet. Where the brutalized person is already suffering from BWS, further evidence of actual physical assault at the time of the killing is not required. Incidents of domestic battery usually have a predictable pattern. To require the battered person to await an obvious, deadly attack before she can defend her life "would amount to sentencing her to 'murder by installment.'" 65 Still, impending danger (based on the conduct of the victim in previous battering episodes) prior to the defendant's use of deadly force must be shown. Threatening behavior or communication can satisfy the required imminence of danger. 66 Considering such circumstances and the existence of BWS, self-defense may be appreciated. We reiterate the principle that aggression, if not continuous, does not warrant self- defense. 67 In the absence of such aggression, there can be no self-defense -- complete or incomplete -- on the part of the victim. 68 Thus, Marivic's killing of Ben was not completely justified under the circumstances. Mitigating Circumstances Present In any event, all is not lost for appellant. While she did not raise any other modifying circumstances that would alter her penalty, we deem it proper to evaluate and appreciate in her favor circumstances that mitigate her criminal liability. It is a hornbook doctrine that an appeal in a criminal case opens it wholly for review on any issue, including that which has not been raised by the parties. 69
From several psychological tests she had administered to Marivic, Dra. Dayan, in her Psychological Evaluation Report dated November 29, 2000, opined as follows: "This is a classic case of a Battered Woman Syndrome. The repeated battering Marivic experienced with her husband constitutes a form of [cumulative] provocation which broke down her psychological resistance and natural self- control. It is very clear that she developed heightened sensitivity to sight of impending danger her husband posed continuously. Marivic truly experienced at the hands of her abuser husband a state of psychological paralysis which can only be ended by an act of violence on her part." 70
Dr. Pajarillo corroborates the findings of Dra. Dayan. He explained that the effect of "repetitious pain taking, repetitious battering, [and] repetitious maltreatment" as well as the severity and the prolonged administration of the battering is posttraumatic stress disorder. 71 Expounding thereon, he said: "Q What causes the trauma, Mr. Witness? A What causes the trauma is probably the repetitious battering. Second, the severity of the battering. Third, the prolonged administration of battering or the prolonged commission of the battering and the psychological and constitutional stamina of the victim and another one is the public and social support available to the victim. If nobody is interceding, the more she will go to that disorder.... x x x x x x x x x Q You referred a while ago to severity. What are the qualifications in terms of severity of the postraumatic stress disorder, Dr. Pajarillo? A The severity is the most severe continuously to trig[g]er this post[t]raumatic stress disorder is injury to the head, banging of the head like that. It is usually the very very severe stimulus that precipitate this post[t]raumatic stress disorder. Others are suffocating the victim like holding a pillow on the face, strangulating the individual, suffocating the individual, and boxing the individual. In this situation therefore, the victim is heightened to painful stimulus, like for example she is pregnant, she is very susceptible because the woman will not only protect herself, she is also to protect the fetus. So the anxiety is heightened to the end [sic] degree. Q But in terms of the gravity of the disorder, Mr. Witness, how do you classify? A We classify the disorder as [acute], or chronic or delayed or [a]typical. Q Can you please describe this pre[-]classification you called delayed or [atypical]? A The acute is the one that usually require only one battering and the individual will manifest now a severe emotional instability, higher irritability remorse, restlessness, and fear and probably in most [acute] cases the first thing will be happened to the individual will be thinking of suicide. Q And in chronic cases, Mr. Witness? A The chronic cases is this repetitious battering, repetitious maltreatment, any prolonged, it is longer than six (6) months. The [acute] is only the first day to six (6) months. After this six (6) months you become chronic. It is stated in the book specifically that after six (6) months is chronic. The [a]typical one is the repetitious battering but the individual who is abnormal and then become normal. This is how you get neurosis from neurotic personality of these cases of post[t]raumatic stress disorder." 72
Answering the questions propounded by the trial judge, the expert witness clarified further: "Q But just the same[,] neurosis especially on battered woman syndrome x x x affects x x x his or her mental capacity? A Yes, your Honor. Q As you were saying[,] it x x x obfuscated her rationality? A Of course obfuscated." 73
In sum, the cyclical nature and the severity of the violence inflicted upon appellant resulted in "cumulative provocation which broke down her psychological resistance and natural self- control," "psychological paralysis," and "difficulty in concentrating or impairment of memory." Based on the explanations of the expert witnesses, such manifestations were analogous to an illness that diminished the exercise by appellant of her will power without, however, depriving her of consciousness of her acts.There was, thus, a resulting diminution of her freedom of action, intelligence or intent. Pursuant to paragraphs 9 74 and 10 75 of Article 13 of the Revised Penal Code, this circumstance should be taken in her favor and considered as a mitigating factor. 76
In addition, we also find in favor of appellant the extenuating circumstance of having acted upon an impulse so powerful as to have naturally produced passion and obfuscation. It has been held that this state of mind is present when a crime is committed as a result of an uncontrollable burst of passion provoked by prior unjust or improper acts or by a legitimate stimulus so powerful as to overcome reason. 77 To appreciate this circumstance, the following requisites should concur: (1) there is an act, both unlawful and sufficient to produce such a condition of mind; and (2) this act is not far removed from the commission of the crime by a considerable length of time, during which the accused might recover her normal equanimity. 78
Here, an acute battering incident, wherein Ben Genosa was the unlawful aggressor, preceded his being killed by Marivic. He had further threatened to kill her while dragging her by the neck towards a cabinet in which he had kept a gun. It should also be recalled that she was eight months pregnant at the time. The attempt on her life was likewise on that of her fetus. 79 His abusive and violent acts, an aggression which was directed at the lives of both Marivic and her unborn child, naturally produced passion and obfuscation overcoming her reason. Even though she was able to retreat to a separate room, her emotional and mental state continued. According to her, she felt her blood pressure rise; she was filled with feelings of self-pity and of fear that she and her baby were about to die. In a fit of indignation, she pried open the cabinet drawer where Ben kept a gun, then she took the weapon and used it to shoot him. The confluence of these events brings us to the conclusion that there was no considerable period of time within which Marivic could have recovered her normal equanimity. Helpful is Dr. Pajarillo's testimony 80 that with "neurotic anxiety" -- a psychological effect on a victim of "overwhelming brutality [or] trauma" -- the victim relives the beating or trauma as if it were real, although she is not actually being beaten at the time. She cannot control "re- experiencing the whole thing, the most vicious and the trauma that she suffered." She thinks "of nothing but the suffering." Such reliving which is beyond the control of a person under similar circumstances, must have been what Marivic experienced during the brief time interval and prevented her from recovering her normal equanimity. Accordingly, she should further be credited with the mitigating circumstance of passion and obfuscation. It should be clarified that these two circumstances -- psychological paralysis as well as passion and obfuscation -- did not arise from the same set of facts. On the one hand, the first circumstance arose from the cyclical nature and the severity of the battery inflicted by the batterer-spouse upon appellant. That is, the repeated beatings over a period of time resulted in her psychological paralysis, which was analogous to an illness diminishing the exercise of her will power without depriving her of consciousness of her acts. The second circumstance, on the other hand, resulted from the violent aggression he had inflicted on her prior to the killing. That the incident occurred when she was eight months pregnant with their child was deemed by her as an attempt not only on her life, but likewise on that of their unborn child. Such perception naturally produced passion and obfuscation on her part. Second Legal Issue: Treachery There is treachery when one commits any of the crimes against persons by employing means, methods or forms in the execution thereof without risk to oneself arising from the defense that the offended party might make. 81 In order to qualify an act as treacherous, the circumstances invoked must be proven as indubitably as the killing itself; they cannot be deduced from mere inferences, or conjectures, which have no place in the appreciation of evidence. 82 Because of the gravity of the resulting offense, treachery must be proved as conclusively as the killing itself. 83
Ruling that treachery was present in the instant case, the trial court imposed the penalty of death upon appellant. It inferred this qualifying circumstances merely from the fact that the lifeless body of Ben had been found lying in bed with an "open, depressed, circular" fracture located at the back of his head. As to exactly how and when he had been fatally attacked, however, the prosecution failed to establish indubitably. Only the following testimony of appellant leads us to the events surrounding his death: "Q You said that when Ben came back to your house, he dragged you? How did he drag you? COURT: The witness demonstrated to the Court by using her right hand flexed forcibly in her front neck) A And he dragged me towards the door backward. ATTY. TABUCANON: Q Where did he bring you? A Outside the bedroom and he wanted to get something and then he kept on shouting at me that 'you might as well be killed so there will be nobody to nag me' Q So you said that he dragged you towards the drawer? A Yes, sir. Q What is there in the drawer? A I was aware that it was a gun. COURT INTERPRETER (At this juncture the witness started crying) ATTY. TABUCANON: Q Were you actually brought to the drawer? A Yes, sir. Q What happened when you were brought to that drawer? A He dragged me towards the drawer and he was about to open the drawer but he could not open it because he did not have the key then he pulled his wallet which contained a blade about 3 inches long and I was aware that he was going to kill me and I smashed his arm and then the wallet and the blade fell. The one he used to open the drawer I saw, it was a pipe about that long, and when he was about to pick-up the wallet and the blade, I smashed him then I ran to the other room, and on that very moment everything on my mind was to pity on myself, then the feeling I had on that very moment was the same when I was admitted in PHILPHOS Clinic, I was about to vomit. COURT INTERPRETER (The witness at this juncture is crying intensely). x x x x x x x x x Q You said that he dropped the blade, for the record will you please describe this blade about 3 inches long, how does it look like? A Three (3) inches long and inch wide. Q It is a flexible blade? A It's a cutter. Q How do you describe the blade, is it sharp both edges? A Yes, because he once used it to me. Q How did he do it? A He wanted to cut my throat. Q With the same blade? A Yes, sir, that was the object used when he intimidate me. x x x x x x x x x ATTY. TABUCANON: Q You said that this blade fell from his grip, is it correct? A Yes, because I smashed him. Q What happened? A Ben tried to pick-up the wallet and the blade, I pick-up the pipe and I smashed him and I ran to the other room. Q What else happened? A When I was in the other room, I felt the same thing like what happened before when I was admitted in PHILPHOS Clinic, I was about to vomit. I know my blood pressure was raised. I was frightened I was about to die because of my blood pressure. COURT INTERPRETER: (Upon the answer of the witness getting the pipe and smashed him, the witness at the same time pointed at the back of her neck or the nape). ATTY. TABUCANON: Q You said you went to the room, what else happened? A Considering all the physical sufferings that I've been through with him, I took pity on myself and I felt I was about to die also because of my blood pressure and the baby, so I got that gun and I shot him. COURT /to Atty. Tabucanon Q You shot him? A Yes, I distorted the drawer." 84
The above testimony is insufficient to establish the presence of treachery. There is no showing of the victim's position relative to appellant's at the time of the shooting. Besides, equally axiomatic is the rule that when a killing is preceded by an argument or a quarrel, treachery cannot be appreciated as a qualifying circumstance, because the deceased may be said to have been forewarned and to have anticipated aggression from the assailant. 85
Moreover, in order to appreciate alevosia, the method of assault adopted by the aggressor must have been consciously and deliberately chosen for the specific purpose of accomplishing the unlawful act without risk from any defense that might be put up by the party attacked. 86 There is no showing, though, that the present appellant intentionally chose a specific means of successfully attacking her husband without any risk to herself from any retaliatory act that he might make. To the contrary, it appears that the thought of using the gun occurred to her only at about the same moment when she decided to kill her batterer- spouse. In the absence of any convincing proof that she consciously and deliberately employed the method by which she committed the crime in order to ensure its execution, this Court resolves the doubt in her favor. 87
Proper Penalty The penalty for parricide imposed by Article 246 of the Revised Penal Code is reclusion perpetua to death. Since two mitigating circumstances and no aggravating circumstance have been found to have attended the commission of the offense, the penalty shall be lowered by one (1) degree, pursuant to Article 64 of paragraph 5 88 of the same Code. 89 The penalty of reclusion temporal in its medium period is imposable, considering that two mitigating circumstances are to be taken into account in reducing the penalty by one degree, and no other modifying circumstances were shown to have attended the commission of the offense. 90 Under the Indeterminate Sentence Law, the minimum of the penalty shall be within the range of that which is next lower in degree -- prision mayor -- and the maximum shall be within the range of the medium period of reclusion temporal. Considering all the circumstances of the instant case, we deem it just and proper to impose the penalty of prision mayor in its minimum period, or six (6) years and one (1) day in prison as minimum; to reclusion temporal in its medium period, or 14 years 8 months and 1 day as maximum. Noting that appellant has already served the minimum period, she may now apply for and be released from detention on parole. 91
Epilogue Being a novel concept in our jurisprudence, the battered woman syndrome was neither easy nor simple to analyze and recognize vis--vis the given set of facts in the present case. The Court agonized on how to apply the theory as a modern-day reality. It took great effort beyond the normal manner in which decisions are made -- on the basis of existing law and jurisprudence applicable to the proven facts. To give a just and proper resolution of the case, it endeavored to take a good look at studies conducted here and abroad in order to understand the intricacies of the syndrome and the distinct personality of the chronically abused person. Certainly, the Court has learned much. And definitely, the solicitor general and appellant's counsel, Atty. Katrina Legarda, have helped it in such learning process. While our hearts empathize with recurrently battered persons, we can only work within the limits of law, jurisprudence and given facts. We cannot make or invent them. Neither can we amend the Revised Penal Code. Only Congress, in its wisdom, may do so. The Court, however, is not discounting the possibility of self-defense arising from the battered woman syndrome. We now sum up our main points. First, each of the phases of the cycle of violence must be proven to have characterized at least two battering episodes between the appellant and her intimate partner. Second, the final acute battering episode preceding the killing of the batterer must have produced in the battered person's mind an actual fear of an imminent harm from her batterer and an honest belief that she needed to use force in order to save her life. Third, at the time of the killing, the batterer must have posed probable -- not necessarily immediate and actual -- grave harm to the accused, based on the history of violence perpetrated by the former against the latter. Taken altogether, these circumstances could satisfy the requisites of self-defense. Under the existing facts of the present case, however, not all of these elements were duly established. WHEREFORE, the conviction of Appellant Marivic Genosa for parricide is hereby AFFIRMED. However, there being two (2) mitigating circumstances and no aggravating circumstance attending her commission of the offense, her penalty is REDUCED to six (6) years and one (1) day of prision mayor as minimum; to 14 years, 8 months and 1 day of reclusion temporal as maximum. Inasmuch as appellant has been detained for more than the minimum penalty hereby imposed upon her, the director of the Bureau of Corrections may immediately RELEASE her from custody upon due determination that she is eligible for parole, unless she is being held for some other lawful cause. Costs de oficio. SO ORDERED. DISSENTING OPINION In convicting Marivic Genosa of the crime of parricide, our esteemed colleague Mr. Justice Artemio V. Panganiban found that there was no factual basis to conclude that Marivic was suffering from "Battered Woman Syndrome" (BWS) at the time she took the life of her husband. With due respect, I register my dissent. The novel theory of "Battered Woman Syndrome" is recognized in foreign jurisprudence as a form of self-defense. It operates upon the premise that a woman who has been cyclically abused and controlled over a period of time develops a fearful state of mind. Living in constant danger of harm or death, she knows that future beatings are almost certain to occur and will escalate over time. Her intimate knowledge of the violent nature of her batterer makes her alert to when a particular attack is forthcoming, and when it will seriously threaten her survival. Trapped in a cycle of violence and constant fear, it is not unlikely that she would succumb to her helplessness and fail to perceive possible solutions to the problem other than to injure or kill her batterer. She is seized by fear of an existing or impending lethal aggression and thus would have no opportunity beforehand to deliberate on her acts and to choose a less fatal means of eliminating her sufferings. 1
As exhaustively discussed in the ponencia, the "Battered Woman Syndrome" has three phases, to wit: (1) the tension-building phase, where minor batterings in the form of verbal or slight physical abuse occurs. Here, the woman tries to pacify the batterer through a show of kind, nurturing behavior; or by simply staying out of his way; (2) the acute battering incident phase which is characterized by brutality, destructiveness and sometimes, death. The battered woman usually realizes that she cannot reason with him and that resistance would only exacerbate her condition; and (3) the tranquil period, where the couple experience a compound relief and the batterer may show a tender and nurturing behavior towards his partner. Contrary to the findings in the ponencia, the defense was able to establish the occurrence on more than one occasion of the "tension-building phase" of the cycle. The various testimonies of appellant's witnesses clearly reveal that she knew exactly when she would once again be subjected to acute battery. Her cousin, Ecel Arano, testified that she often asked the latter to sleep in her house as she was afraid every time her husband came home drunk. Clearly, whenever appellant requested for Arano's company, she was experiencing a tension-building phase. The barangay captain, Panfilo Tero, also testified that appellant sought his help two months before she killed her husband, again demonstrating that she was in the tension- building phase and was attempting to prevent another incident of acute battery. Appellant presented evidence to prove that the tension-building phase would occur whenever her husband would go out looking for other women, would lose at cockfights or would come home drunk. She often tried to ignore her husband's attitude or, as testified to by some witnesses for the prosecution, even shouted back, fought off or even injured her husband during the tension-building phase, if only to prevent the onset of acute battery. Appellant was able to perfectly describe the tension-building phase of the cycle immediately prior to the death of her husband, i.e., when she knew or felt that she was going to be killed by the deceased. She could not possibly have testified with clarity as to prior tension-building phases in the cycle as she had never tried to kill her husband before this time. It was shown by the testimonies of appellant and even witnesses for the prosecution that appellant would seek shelter in her mother's or her father's house after an acute battering incident, after which would begin the process of begging for forgiveness, promises of change in behavior and return to the conjugal home, only for the same cycle to begin all over again. To require appellant to prove the state of mind of the deceased, as seems to be required in the ponencia, would mean that no person would ever be able to prove self-defense in a battered woman case. Appellant could not possibly prove whether the deceased felt provoked into battering by any act or omission of appellant. She cannot possibly prove that she felt herself to be the sole support of the deceased's emotional stability and well-being. Nevertheless, appellant felt trapped and helpless in the relationship as, in the end, she resorted to killing her husband as no one could or did help her, whether out of fear or insensitivity, during the violent marriage she endured. The "acute battering incident stage" was well demonstrated by the severe beatings suffered by Marivic in the hands of the deceased as well as the threats to kill her using a bolo or a cutter. 2 The physical abuses occurred at least 3 times a week in the 11 miserable years of their marriage, 3 six incidents of which were documented by the 1990-1995 medical records of Marivic. They included, among others, hematoma, contusion, and pain on the breasts; multiple contusions and trauma on the different parts of her body even during her pregnancy in 1995. 4 The tranquil period underwent by Marivic was shown by the repeated "kiss and make-up" episodes of their relationship. On more than 5 occasions, Marivic ran to her parents' house after violent fights with the deceased only to forgive the latter every time he would fetch her and promise to change. 5
All these recurring phases of cycle of violence, repentance and forgiveness developed a trauma in the mind of Marivic making her believe that a forthcoming attack from the deceased would cause her death. This state of mind of Marivic was revealed in her testimony given way back in 1998, before she was examined by experts on BWS. Unaware of the significance of her declarations, she candidly narrated how she felt immediately before she killed the deceased, thus - ATTY. TABUCANON Q So you said that he dragged you towards the drawer? A Yes, sir. Q What is there in the drawer? A I was aware that it was a gun. xxx xxx xxx Q What happened when you were brought to the drawer? A He dragged me towards the drawer and he was about to open the drawer but he could not open it because he did not have the key. [T]hen he pulled his wallet which contained a blade about 3 inches long and I was aware that he was going to kill me and I smashed his arm and then the wallet and the blade fell. The one he used to open the drawer I saw, it was a pipe about that long, and when he was about to pick-up the wallet and the blade, I smashed him then I ran to the room, and on that very moment everything on my mind was pity on myself, then the feeling I had on that very moment was the same when I was admitted in PHILPHOS Clinic, I was about to vomit. xxx xxx xxx 6
Q What else happened? A When I was in the room, I felt the same thing like what happened before I was admitted in PHILPHOS Clinic, I was about to vomit. I know my blood pressure has raised. I was frightened I was about to die because of my blood pressure. xxx xxx xxx A Considering all the physical sufferings that I've been through him, I took pity on myself and I felt I was about to die also because of my blood pressure and the baby, so I got the gun and shot him. 7
It must be stressed that the defense of "Battered Woman Syndrome" was not raised by Marivic before the lower court but only here on automatic review. This makes the foregoing testimony more worthy of great weight and credence considering that the same could not have been cunningly given to suit or conform to the profile of a battered woman. Moreover, there was indeed basis for Marivic to fear death because of her medical history. Dr. Dino Caing testified that he treated Marivic for hypertension due to domestically related emotional stress on 23 separate occasions. The latest one was on November 6, 1995 when she suffered from severe hypertension and had a blood pressure of 180/120 on the 8 th month of her pregnancy. 8
Furthermore, Dr. Natividad A. Dayan, a clinical psychologist and an expert on BWS who examined Marivic, assessed the effects of the repeated violence on the latter as follows: A What I remember ... was it was more than ten years that she was suffering from emotional anguish. There were a lot of instance of abuses, ... emotional abuse...verbal abuse and... physical abuse. The husband had very meager income, she was the one who was practically the bread earner of the family. The husband was involved in a lot of vices, going out with barkadas, drinking, even womanizing, being involved in cockfighting and in going home very angry which... triggered a lot of physical abuse. She also had the experience of taunting from the husband for the reason that the husband even accused her of infidelity, the husband was saying that the child she was carrying was not his own. So she was very angry, she was at the same time very depressed because she .. .[felt] almost like living in purgatory or even in hell when it was happening day in and day out. xxx xxx xxx Q And what was it that triggered ... that tragedy in your opinion? A I think for several weeks, she was already having all those tensions, all those anxieties, they were not enough, that the husband was even going to cockfighting x x x A She was angry with him, he was angry with her and I think he dragged her and even spun her around. She tried to fight him so there was a lot of fight and when she was able to escape, she went to another room and she locked herself with the children. And when the husband was for a while very angry he calms down then and then (sic). But I remember before that the husband was looking for the gun and I think he was not able to open the cabinet because she had the key. So during that time, I remember, that she was very much afraid of him, so when the husband calmed down and he was asleep, all she was concerned was to end up her misery, to save her child which she was carrying and to save her two children. I believe that somehow she's not rational. 9
xxx xxx xxx PROS. TRUYA Q Mrs. Witness, being an expert witness, giving more the facts and circumstances on this case that the books you studied in the expertise in line and in the 77 hour contact with appellant Mrs. Genosa, could you say that this is not ordinary self- defense but a survival on her part? A Yes, sir. Q To what she did to her husband (sic)? A Yes, sir this is not an ordinary self-defense, but this [is] a need to survive, a need to survive with her two sons and [the] child she's bringing. Q Had she not able to kill her husband, would she still be in the very short moment with the victim (sic)? A If she did not do that she believes that she will be the one who would be killed. 10
There is no doubt therefore that Marivic was afflicted with the "Battered Woman Syndrome" and that it was an apprehension of death and the instinct to defend her and her unborn child's life that drove her to kill her husband. The ponente further refused to sustain the self-defense proffered by Marivic because there was allegedly no aggression or danger posed on her life by the victim at the time she attacked the latter. Again, I beg to disagree. Traditionally, in order that self-defense may be appreciated, the unlawful aggression or the attack must be imminent and actually in existence. This interpretation must, however, be re- evaluated vis-a-vis the recognized inherent characteristic of the psyche of a person afflicted with the "Battered Woman Syndrome." As previously discussed, women afflicted by this syndrome live in constant fear for their life and thus respond in self-defense. Once BWS and an impending danger based on the conduct of the deceased in previous battering episodes are established, actual occurrence of an assault is no longer a condition sine qua non before self defense may be upheld. Threatening behavior or communication can satisfy the required imminence of danger. As stated in theponencia, to require the battered person to await an obvious deadly attack before she can defend her life would amount to sentencing her to murder by installment. In the case at bar, the cycle of violence perpetrated by the deceased, which culminated in the physical assaults and an attempt to shoot Marivic when she was 8 months pregnant, took the place of unlawful aggression, thus entitling her to a complete self defense even if there was no actual employment of violence by the deceased at the time of the killing. Marivic had every reason to believe that the deceased would kill her that night not only because the latter was verbally threatening to kill her while attempting to get a gun from the drawer, but more importantly because the deceased wounded her on the wrist with a bolo, and because of the deceased's previous conduct of threatening to cut her throat with a cutter which he kept in his wallet. Quoted hereunder are the relevant testimonies of Marivic - A When I arrived home, he was already in his usual behavior. xxx xxx xxx A He was drunk again, he was yelling in his usual unruly behavior. xxx xxx xxx A He was nagging ... me at that time and I just ignore[d] him because I want to avoid trouble for fear that he will beat me again. Perhaps he was disappointed because I just ignore[d] hi[s] provocation and he switch off the light and I said to him, "why did you switch off the light when the children were there." At that time I was also attending to my children who were doing their assignments. He was angry with me for not answering his challenge, so he went to the kitchen and g[o]t a bolo and cut the antenna wire to stop me from watching television. xxx xxx xxx A He switch[ed] off the light and the children were shouting because they were scared and he was already holding a bolo. Q How do you describe this bolo? A 1 1/2 feet. xxx xxx xxx Q You said the children were scared, what else happened as Ben was carrying that bolo? A He was about to attack me so I ran to the room. Q What do you mean that he was about to attack you? A When I attempted] to run he held my hands and he whirled me and I fell [on] the bedside. 11
xxx xxx xxx COURT To the witness xxx xxx xxx Q The bolo that you said which Ben was holding at that time, [was] it a bolo or a knife? A Bolo. Q Were you wounded or were there inflictions on your body when he was holding and trying to frighten you [with] that bolo? A No, only here. COURT INTERPRETER (The witness pointed to her wrist). COURT To the witness Q You were demonstrating a motion, whirling, did your husband really whirl you? A Yes, your Honor. Q How did he whirl you? A Whirled around. Q Just like spinning. xxx xxx xxx Q Where did he whirl you, was it inside the bedroom or outside? A In our bedroom. Q Then after the whirling what happened? A He kicked my ass and then I screamed. 12
xxx xxx xxx Q You screamed for help and he left, do you know where he was going? A Outside perhaps to drink more. Q When he left what did you do...? A I packed all his clothes. Q What was your reason in packing his clothes? A I wanted him to leave us. 13
A I was frightened that my husband would hurt me, so I packed all his things then on the following day I will leave, I was afraid and I want to make sure I would deliver my baby safely. 14
xxx xxx xxx A After a couple of hours, he went back again and got angry with me for packing his clothes, then he dragged me again outside of the bedroom holding my neck. ATTY. TABUCANON Q You said that when Ben came back to your house, he dragged you? How did he drag... you? COURT INTERPRETER (The witness demonstrated to the Court by using her right hand flexed forcibly in her front neck) A And he dragged me towards the door backwards. ATTY. TABUCANON Q Where did he bring you? A Outside the bedroom and he wanted to get something and then he kept shouting at me that "you might as well be killed so there will be nobody to nag me. Q So you said that he dragged you towards the drawer? A Yes, sir. Q What is there in the drawer? A I was aware that it was a gun. xxx xxx xxx Q What happened when you were brought to the drawer? A He dragged me towards the drawer and he was about to open the drawer but he could not open it because he did not have the key. [T]hen he pulled his wallet which contained a blade about 3 inches long and I was aware that he was going to kill me and I smashed his arm and then the wallet and the blade fell. The one he used to open the drawer I saw, it was a pipe about that long, and when he was about to pick-up the wallet and the blade, I smashed him then I ran to the room, and on that very moment everything on my mind was pity on myself, then the feeling I had on that very moment was the same when I was admitted in PHILPHOS Clinic, I was about to vomit. xxx xxx xxx Q You said that he dropped the blade, for the record will you please describe this blade about 3 inches long, how does it look like? A Three (3) inches long and 1/2 inch wide. Q Is it a flexible blade? A It's a cutter. Q How do you describe the blade, is it sharp both edges? A Yes, because he once used it to me. Q How did he do it? A He wanted to cut my throat. Q With the same blade? A Yes sir, that was the object used when he intimidate me. 15
RE-DIRECT BY ATTY. TABUCANON Q In other words, there were two (2) incidents, the first incident and then he left and then two (2) hours after he came back? A Yes, sir. Q And the whirling happened in the first incident? A Yes, sir. Q And the dragging with arms flexed in her neck and on that blade happened on the second incident (sic)? A Ye, sir. xxx xxx xxx COURT To the witness Q Why, what is that blade about? A A cutter about 3 inches long. Q Who used that? A Ben. Q He used that on you? A He scared me on that (sic). xxx xxx xxx Q But he did not hit you with that? A Yes, because I managed to run every time he scared (sic). 16
There are many things which cannot be proved by direct evidence. One of this is state of mind. In the case at bar, there is more than sufficient physical evidence presented by the appellant from which her mental state can be inferred. The prosecution did not object to the presentation of these physical and testimonial pieces of evidence, namely, the medical records of 23 instances of domestic violence-related injuries and the testimonies of neighbors, cousins and even the barangay captain. Indeed, no person would endure 23 reported instances of beatings if she were planning to kill her spouse in the first place. The majority need not worry that women around the country will mastermind the killings of their husbands and then use this Decision to bolster their attempts to employ the BWS defense. Moreover, as found in the ponencia, appellant should be allowed the mitigating circumstance of passion and obfuscation. This, at the very least, supports a finding that the acts of violence and battery committed by the deceased were illegal and unlawful and were committed immediately before appellant could recover her natural equanimity. But what is the natural equanimity of a battered woman? Appellant was not a normal married woman. She can never be in a state of natural equanimity as she was in a constant state of alertness and hypersensitivity to the next phase of acute battery. The esteemed ponente also correctly found that the appellant acted with diminished will-power. However, he failed to go further. In the case of People v. Javier, 17 it was held: Since accused-appellant has already admitted to the killing, it is incumbent upon him to prove the claimed mitigating circumstance of illness. In this case, however, aside from the testimony of the accused that his mind went blank when he killed his wife due to loss of sleep, no medical finding was presented regarding his mental condition at the time of the killing. This Court can hardly rely on the bare allegations of accused-appellant, nor on mere presumptions and conjectures. No clear and convincing evidence was shown that accused- appellant was suffering an illness which diminished his exercise of will-power at the time of the killing. 18
In the case at bar, appellant was allowed and did in fact present clear and convincing evidence that she was a battered woman for 13-14 years and that she suffered from the "Battered Woman Syndrome". Expert testimony was presented and admitted to this effect, such that the ponente ably discussed the causes and effects of the syndrome. To ignore the testimony and the evidence thus presented is to make impossible the proof of mental state. Evidence as to the mental state need not be also "beyond reasonable doubt." Verily, the requirement of threatening behavioral pattern of the batterer in previous violent episodes was sufficiently satisfied in the present case. This, juxtaposed to Marivic's affliction with BWS justified the killing of the deceased. The danger posed or created in her mind by the latter's threats using bladed weapons, bred a state of fear, where under the circumstances, the natural response of the battered woman would be to defend herself even at the cost of taking the life of the batterer. The ponencia's acknowledgement of "Battered Woman Syndrome" as a valid form of self- defense, is a noble recognition of the plight of, and a triumph for battered women who are trapped in a culture of silence, shame, and fear. This would however be an empty victory if we deliberately close our eyes to the antecedents of this case. The facts are simple. Marivic was suffering from the "Battered Woman Syndrome" and was defending herself when she killed her husband. Her acquittal of the charge of parricide is therefore in order. IN VIEW WHEREOF, I vote to ACQUIT Marivic Genosa. RAPE THE PEOPLE OF THE PHILIPPINES v. ALVIN ABULON y SALVANIA For automatic review is the decision 1 of the Court of Appeals (CA) dated 28 April 2006, affirming with modification the decision 2 of the Regional Trial Court (RTC) of Santa Cruz, Laguna, Branch 28, 3 dated 27 December 2000, finding him guilty beyond reasonable doubt of two (2) counts of qualified rape and one (1) count of acts of lasciviousness. In three (3) separate Informations 4 for Criminal Cases No. SC-7422, SC-7423 and SC-7424 all dated 16 June 1999, appellant was indicted before the RTC for three (3) counts of qualified rape against his minor daughter AAA. 5 The accusatory portions in all the Informations are identical, except as regards the date of commission of the crime. The Information in Criminal Case No. SC-7422 reads: At the instance of the private complainant [AAA] with the conformity of her mother [BBB] 6 in a sworn complaint filed with the Municipal Circuit Trial Court of Lumban-Kalayaan (Laguna), the undersigned Assistant Provincial Prosecutor of Laguna hereby accuses ALVIN ABULON Y SALVANIA, of the crime of "RAPE," committed as follows: "That on or about March 14, 1999, in the Municipality of Kalayaan, Province of Laguna, and within the jurisdiction of this Honorable Court, the above-named accused, with lewd designs, with grave abuse of confidence or obvious ungratefulness, and with force and intimidation, did then and there wilfully [sic], unlawfully and feloniously have carnal knowledge of his legitimate minor daughter, [AAA], who at the [sic] time was thirteen (13) years of age, against her will and consent and to her damage and prejudice." CONTRARY TO LAW. After appellant pleaded not guilty, trial ensued with AAA herself, as the first prosecution witness, testifying to the following facts: AAA is the oldest of five (5) legitimate children born to appellant and BBB. On 14, 15, and 16 March 1999, appellant raped AAA. The first rape incident occurred at around 1:30 in the morning of 14 March 1999. AAA was home, fast asleep next to her brother and sister when she suddenly woke up to the noise created by her father who arrived drunk, but who likewise soon thereafter returned to the wedding festivities he was attending. Abiding by their father's instructions, AAA and her siblings went back to sleep. 7
AAA was next awakened by the weight of her father lying naked on top of her. Appellant had removed her underwear while she slept. He poked a knife on AAA's waist and threatened to kill her and her siblings if she reported the incident to anyone. She begged him to stop but he proceeded to kiss her mouth, vagina, and breast, and to have carnal knowledge of her. 8 Although they witnessed the ongoing ordeal, AAA's siblings could do nothing but cry as appellant likewise poked the knife on them. 9 The following morning, AAA found a whitish substance and blood stains on her panty. 10
On 15 March 1999, at around 10:30 in the evening, AAA and her siblings were awakened as appellant came home drunk. He told them to eat first as they had not taken their supper yet. After dining together, appellant left and AAA, her brother, and her sister went back to sleep. 11 As in the previous evening, appellant roused AAA in mid-sleep. This time, she woke up with her father holding her hand, covering her mouth and lying on top of her. He undressed AAA, then mounted her. Repeatedly, he inserted his penis into her vagina, and AAA felt pain in her private parts. Appellant also kissed and fondled AAA on different parts of her body. 12
Again, AAA's siblings could only cry as they saw appellant rape their sister. AAA's sister, however, took a pen and wrote her a note which read: "Ate, let us tell what father was doing to the police officer." After appellant had raped AAA, the latter's sister asked their father why he had done such to AAA. In response, appellant spanked AAA's sister and threatened to kill all of them should they report the incidents to the police. 13 The sisters nonetheless related to their relatives AAA's misfortune, but the relatives did not take heed as they regarded appellant to be a kind man. 14
The third rape episode happened at around 3:30 in the morning of 16 March 1999. Although appellant did not insert his penis into AAA's vagina on this occasion, he took off her lower undergarments and kissed her vagina. 15 On cross-examination, AAA asserted that her father inserted his tongue into the hole of her vagina and she felt pain because of this. 16
To corroborate AAA's testimony, the prosecution presented BBB and AAA's 6-year old brother CCC. 17 BBB testified that she was a stay-in housemaid working in Las Pias on the dates that her daughter was raped by appellant. On 26 March 1999, she went home and stayed with her family. However, it was only on 4 May 1999 that BBB learned of the rape, when CCC told her that appellant had raped AAA three (3) times and that he had seen his father on top of his sister during those occasions. BBB then verified the matter with AAA herself, and the latter affirmed the incidents. BBB thus took AAA with her to the barangay and police authorities to report the incidents, and later to the provincial hospital for medical examination. 18
CCC testified that on three (3) separate occasions, he saw his father lying naked on top of AAA, who was likewise naked. 19
The prosecution also presented SPO1 Bayani G. Montesur (SPO1 Montesur) and Dr. Gloria Cabael (Dr. Cabael). SPO1 Montesur identified the Police Blotter of 4 May 1999 which recorded the complaints of rape against appellant and the report of the latter's arrest. 20 Dr. Cabael, on the other hand, testified that she examined AAA on 4 May 1999 upon the request of Police Officer Gallarosa. She identified the Rape Case Report she prepared thereafter. 21
Appellant testified as the sole witness on his behalf, proffering denial and alibi as his defenses. According to appellant, he was hired by his aunt, Raquel Masangkay, to deliver hogs and that at 1:30 in the morning of 14 March 1999, he was in Calamba, Laguna pursuant to such employment. He averred that he went home at 7:00 in the morning of the following day and thus could not have raped his daughter as alleged. 22 Likewise denying the second rape charge, appellant testified that on 15 March 1999, he attended a wedding ceremony in Sityo Kalayaan, San Antonio, Kalayaan, Laguna. He went home drunk at 6:00 that evening and promptly went to sleep. 23 Similarly, at 3:00 in the morning of 16 March 1999, appellant claimed to have been asleep with his children and could not have thus committed the rape as charged. 24
Finding that the prosecution had proven beyond reasonable doubt the guilt of appellant of the crime of qualified rape in Criminal Case Nos. SC-7422 and SC-7423 and the crime of acts of lasciviousness in Criminal Case No. SC-7424, the RTC rendered a Consolidated Judgment against appellant and sentenced him accordingly, thus: W H E R E F O R E : Under Criminal Case No. SC-7422, this Court finds the accused ALVIN ABULON y SALVANIA GUILTY BEYOND REASONABLE DOUBT as PRINCIPAL of CONSUMMATED QUALIFIED RAPE as defined and penalized under Article 335 of the Revised Penal Code, as amended by Rep. Act No. 7639, otherwise known as the DEATH PENALTY LAW, and hereby sentences him to suffer the SUPREME PENALTY of DEATH and to indemnify the offended party [AAA] the following sums: P 75,000.00 - as civil indemnity 50,000.00 - as moral damages; and 50,000.00 - as exemplary damages. Under Criminal Case No. SC-7423, this Court finds the accused ALVIN ABULON y SALVANIA GUILTY BEYOND REASONABLE DOUBT as PRINCIPAL of CONSUMMATED QUALIFIED RAPE as defined and penalized under Article 335 of the Revised Penal Code, as amended by Rep. Act No. 7639, otherwise known as the DEATH PENALTY LAW, and hereby sentences him to suffer the SUPREME PENALTY of DEATH and to indemnify the offended party [AAA] the following sums: P 75,000.00 - as civil indemnity 50,000.00 - as moral damages; and 50,000.00 - as exemplary damages. Under Criminal Case No. SC-7424, this Court finds the accused ALVIN ABULON y SALVANIA GUILTY BEYOND REASONABLE DOUBT as PRINCIPAL of ACTS OF LASCIVIOUSNESS as defined and penalized under Article 336 of the Revised Penal Code and hereby sentences him to suffer the penalty of imprisonment for SIX (6) MONTHS of ARRESTO MAYOR as MINIMUM to SIX (6) YEARS of PRISION CORRECCIONAL as MAXIMUM. The accused is further ordered to pay the costs of the instant three (3) cases. SO ORDERED. 25
With the death penalty imposed on appellant, the case was elevated to this Court on automatic review. However, pursuant to this Court's ruling in People v. Mateo, 26 the case was transferred to the Court of Appeals. On 28 April 2006, the appellate court rendered its decision affirming appellant's conviction, but with modification as to damages awarded to the victim. The dispositive portion of the decision states: WHEREFORE, the decision of the Regional Trial Court of Santa Cruz, Laguna, Branch 28, in Criminal Case Nos. SC-7422 and SC-7423 finding appellant Alvin S. Abulon guilty beyond reasonable doubt of the crimes of qualified rape, and in Criminal Case No. SC-7424, finding appellant guilty beyond reasonable doubt of the crime of acts of lasciviousness, are hereby AFFIRMED. The civil aspect of the case is MODIFIED to read: In Criminal Case Nos. SC-7422-7423, the award of exemplary damages in the amount of [P]50,000.00 is reduced to [P]25,000.00. In Criminal Case No. SC-7424, appellant is ordered to pay the victim the amount of [P]30,000.00 as moral damages. We affirm in all other respects. Pursuant to A.M. 00-5-03-SC (Amendments to the Revised Rule of Criminal Procedure to Govern Death Penalty Cases), which took effect on October 15, 2004, this case is elevated and certified to the Supreme Court for its automatic review. SO ORDERED. 27
In his Brief, 28 appellant assails his conviction and imputes grave error to the trial court for giving weight and credence to the testimony of AAA. In particular, he makes capital of AAA's delay in reporting the incidents to her mother. He likewise impugns the trial court's alleged bias in propounding inappropriate leading questions to private complainant AAA. Finally, he maintains that the Informations against him are defective as they failed to allege the key element of force and/or intimidation. 29
We affirm the decision of the Court of Appeals with modifications. The duty to ascertain the competence and credibility of a witness rests primarily with the trial court, 30 because it has the unique position of observing the witness's deportment on the stand while testifying. Absent any compelling reason to justify the reversal of the evaluations and conclusions of the trial court, the reviewing court is generally bound by the former's findings. 31
In rape cases particularly, the conviction or acquittal of the accused most often depends almost entirely on the credibility of the complainant's testimony. By the very nature of this crime, it is generally unwitnessed and usually the victim is left to testify for herself. 32 Her testimony is most vital and must be received with the utmost caution. 33 When a rape victim's testimony, however, is straightforward and marked with consistency despite grueling examination, it deserves full faith and confidence and cannot be discarded. Once found credible, her lone testimony is sufficient to sustain a conviction. 34
The court a quo found the testimony of AAA in its entirety to be credible, made in a candid, spontaneous, and straightforward manner and never shaken even under rigid cross- examination. 35 We agree that AAA's narration of her harrowing experience is worthy of credence, thus: Criminal Case No. SC-7422 Trial Prosecutor: Q : Tell us what happened at around 1:30 in the morning of March 11, [sic] 1999 to you?cralaw library A: My brother and sister and I were already asleep when my father who was drank [sic] came home. We told him to just sleep. My father told us that he would still return to the wedding celebration (kasalan). x x x Q: What happened next when you continued sleeping?cralaw library A: I was awakened when I felt my father already on top of me, sir. Q: Tell us exactly what was [sic] your position then at that time you woke up?cralaw library A: I was still lying straight down, sir. Q: How about your father in relation to you, where was he at the time you woke up?cralaw library A: He was on top (nakadagan) of me, sir. Court: Q: Was he naked?cralaw library A: Already naked, Your Honor. Q: How about you, do [sic] you have your clothes on?cralaw library A: I have [sic] my lady sando on, Your Honor. Trial Prosecutor: Q: Are [sic] you still wearing your panty when you were awakened?cralaw library A: No more, sir. x x x Q: What did your father do aside from placing his body on top of you?cralaw library A: He poked a knife on [sic] me, sir. Court: Q: Did he say something?cralaw library A: Yes, Your Honor. Q: What did he say?cralaw library A: He said that if he [sic] report her [sic] to anybody he would kill us, Your Honor. x x x Trial Prosecutor: Q: What else did he do aside from telling you "huag kang magsusumbong"?cralaw library A: He also poked the knife on [sic] my brother and sister, sir. Q: They were already awakened at that time?cralaw library A: Yes, sir. Q: What else did he do aside from poking a knife on [sic] you and your brother and sister?cralaw library A: No more, sir. Court: Q: While your father according to you is [sic] on top of you, what did he do if any?cralaw library A: "Kinayog na po niya ako." Q: What do you mean by telling [sic] "kinayog na po niya ako"?cralaw library A: He was moving, Your Honor. Q: While your father was moving, what else was happening at that time?cralaw library A: I felt pain, Your Honor. Trial Prosecutor: Q: From where did you feel that pain?cralaw library A: From my private part, sir. x x x Q: Do you know if you know why you felt the pain on the lower portion of your body?cralaw library A: Yes, sir. Q: Please tell us if you know?cralaw library A: Something whitish coming out from it, sir. Court: Q: From where did it come from [sic]? That whitish substance?cralaw library A: From my father's private part, Your Honor. Q: Why, what happened to the private part of your father?cralaw library A: I do not know, Your Honor. Q: When you felt pain, what was your father doing then?cralaw library A: He repeated what he told [sic] previously not to tell to [sic] anybody. Q: At that time, did you see the private part of your father?cralaw library A: Yes, Your Honor. Q: When you felt pain. Do you know what is [sic] happening to the private part of your father?cralaw library A: Yes, Your Honor. Q: What was happening?cralaw library A: His private part stiffened or hardened (tumirik), Your Honor. Q: Where was it placed if any?cralaw library A: Into my private part, Your Honor. Q: Did the private part of you father actually penetrate your vagina?cralaw library A: Yes, Your Honor. Q: What did you feel at the time the penis of your father entered your vagina?cralaw library A: It was painful, Your Honor. Q: At that time was your father making any movement?cralaw library A: Yes, Your Honor. Q: Will you describe the movement made by your father?cralaw library A: (Witness demonstrating an upward and downward stroke by placing her right palm over her left hand) Trial Prosecutor: Q: Did he kiss you?cralaw library A: Yes, sir. Q: In what part of your body?cralaw library A: On my mouth, sir. Q: Aside from your mouth, what other part or parts of your body did he kiss?cralaw library A: On my private part, sir. Q: When did he kiss you private part, before inserting his penis or after?cralaw library A: After he inserted his penis, sir. Q: What other part of your body did he kiss?cralaw library A: On my breast, sir. 36
x x x Criminal Case No. SC-7423 TP. Arcigal, Jr.: Q: Now, you said that the second incident happened [on] March 15, 1999, am I correct?cralaw library A: Yes, sir. Q: And where and what time said [sic] second incident happened?cralaw library A: 10:30 in the evening, sir, also in our house, sir. x x x Q: And what were you doing when your father returned at around 11:00 o'clock in the evening?cralaw library A: We were all asleep, sir. Q: And how did you come to know that he returned at around 11:00 P.M.?cralaw library A: My father suddenly held my hand, sir. Q: And because of that, you were awakened?cralaw library A: Yes, sir. Q: And what happened when you were awakened because your father held your hand?cralaw library A: He covered my mouth, sir. Q: And after covering your mouth, what else did he do?cralaw library A: He removed the lower portion of my clothes. "Hinubuan po niya ako." x x x Q: After removing your lady sando, what else did he do?cralaw library A: He laid himself on top of me, sir. x x x Q: Now, what did he do to you when he was already on top of you?cralaw library A: He was "kinakayog niya po ako." Q: Aside from "kinakayog," what else did he do?cralaw library A: He kissed my breast, sir. Q: Aside from that, what else?cralaw library A: He likewise touched my private part, sir. Q: When he was on top of you, do you know where was [sic] his penis at that time?cralaw library A: Yes, sir. Q: Where?cralaw library A: Into my vagina, sir. Q: How did you come to know that the penis of your father was inside your vagina?cralaw library A: I felt pain in my private part, sir. Q: And do you know why you felt pain in your private part?cralaw library A: Yes, sir. Q: Why?cralaw library A: His private part '. (Thereafter witness is crying while uttering words: "I am afraid I might be killed by my father.") He held his penis into my vagina. Thereafter, inserted it repeatedly into mine, sir. Q: And you were able to actually feel his penis inside your vagina?cralaw library A: Yes, sir. 37
x x x Criminal Case No. SC-7424 TP. Arcigal, Jr.: Q: Now, you said also that you were raped on March 16, 1999, am I correct?cralaw library A: Yes, sir. Q: What time?cralaw library A: It was 3:30 o'clock in the morning, sir. x x x TP. Arcigal, Jr.: Q Now, how did it happen, that third incident?cralaw library A I was able to run downstairs but when I was about to open the door, he was able to hold my dress, sir. Q: Was your father drunk at that time?cralaw library A: Yes, sir. Q: How did you come to know?cralaw library A: His eyes were red and he was laughing at me while telling me: "It is your end." (Witness crying while answering the question.) Q: Now, what happened when your father was able to hold your dress?cralaw library A: He carried me upstairs, sir. Q: Was he able to carry you upstairs?cralaw library A: Yes, sir. Q: What did he do, if any, when you were upstairs?cralaw library A: He removed my panty and shortpants, sir. Q: After removing your shorts and panty, what else did he do?cralaw library A: No more but he kissed my vagina. Q: Which part of your vagina did he kiss?cralaw library A: That part of my vagina with hold [sic]. Court: Q: What about your upper garments at that time?cralaw library A: He did not remove it, Your Honor. Q: What else did he do, aside from that?cralaw library A: Nothing more, just that. Q: After kissing your vagina, what else happened, if any?cralaw library A: He again poked the knife on us, Your Honor. Q: At that time, was your father naked or not?cralaw library A: Still with his clothes on, Your Honor. x x x Q: For clarification, what else, if any, did your father do after your father kissed your vagina?cralaw library A: Nothing more, merely that act, Your Honor. Q: You mean your father did not insert his penis to [sic] your vagina anymore?cralaw library A: No more, Your Honor. x x x TP. Arcigal, Jr.: Q: Now, what did he use in kissing your clitoris?cralaw library A: His tongue, sir. Q: How did you come to know that it was his tongue that he used?cralaw library A: It is because I saw him put out his tongue, sir. 38
Verily, it is inconceivable and contrary to human experience for a daughter, who is attached to her father by the natural bond of love and affection, to accuse him of rape, unless he is the one who raped and defoliated her. 39 As we have pronounced in People v. Canoy: 40
It is unthinkable for a daughter to accuse her own father, to submit herself for examination of her most intimate parts, put her life to public scrutiny and expose herself, along with her family, to shame, pity or even ridicule not just for a simple offense but for a crime so serious that could mean the death sentence to the very person to whom she owes her life, had she really not have been aggrieved. Nor do we believe that the victim would fabricate a story of rape simply because she wanted to exact revenge against her father, appellant herein, for allegedly scolding and maltreating her. 41
In stark contrast with AAA's convincing recital of facts, supported as it was by the testimonies of BBB and CCC, are appellant's uncorroborated and shaky defenses of denial and alibi. Nothing is more settled in criminal law jurisprudence than that alibi and denial cannot prevail over the positive and categorical testimony and identification of the complainant. 42 Alibi is an inherently weak defense, which is viewed with suspicion because it can easily be fabricated. 43 Denial is an intrinsically weak defense which must be buttressed with strong evidence of non-culpability to merit credibility. 44
The records disclose that not a shred of evidence was adduced by appellant to corroborate his alibi. Alibi must be supported by credible corroboration from disinterested witnesses, otherwise, it is fatal to the accused. 45 Further, for alibi to prosper, it must be demonstrated that it was physically impossible for appellant to be present at the place where the crime was committed at the time of its commission. 46 By his own testimony, appellant clearly failed to show that it was physically impossible for him to have been present at the scene of the crime when the rapes were alleged to have occurred. Except for the first incident, appellant was within the vicinity of his home and in fact alleged that he was supposedly even sleeping therein on the occasion of the second and third incidents.chanrobles virtual law library Appellant's contention that AAA's accusations are clouded by her failure to report the alleged occurrences of rape is unmeritorious. To begin with, AAA categorically testified that she told her father's niece about the incidents. However, the latter doubted her, believing instead that appellant was not that kind of man. AAA's subsequent attempt to report the incidents to the barangay turned out to be futile as well as she was only able to speak with the barangay driver, who happened to be appellant's brother-in-law. She was likewise disbelieved by the latter. Her disclosure of the rapes to a certain Menoy did not yield any positive result either. Fearing for the lives of her grandparents, AAA decided not to tell them about the incidents. 47
A child of thirteen years cannot be expected to know how to go about reporting the crime to the authorities. 48 Indeed, We see how AAA must have felt absolutely hopeless since the people around her were relatives of her father and her attempts to solicit help from them were in vain. Thus, AAA's silence in not reporting the incidents to her mother and filing the appropriate case against appellant for over a month is sufficiently explained. The charge of rape is rendered doubtful only if the delay was unreasonable and unexplained. 49 It is not beyond ken that the child, living under threat from appellant and having been turned away by trusted relatives, even accused by them of lying, would simply opt to just suffer in silence thereafter. In People v. Gutierrez, 50 we held: Complainant's failure to immediately report the rape does not diminish her credibility. The silence of a victim of rape or her failure to disclose her misfortune to the authorities without loss of material time does not prove that her charge is baseless and fabricated. It is not uncommon for young girls to conceal for some time the assault on their virtues because of the rapist's threat on their lives, more so when the offender is someone whom she knew and who was living with her. 51
Appellant brands the trial judge as partial against him for propounding leading questions to AAA. According to him, were it not for the lower court's and the prosecution's biased leading questions, AAA would not have proven the elements of the crimes charged. 52
Appellant's argument is not well-taken. It is the judge's prerogative to ask clarificatory queries to ferret out the truth. 53 It cannot be taken against him if the questions he propounds reveal certain truths which, in turn, tend to destroy the theory of one party. 54 After all, the judge is the arbiter and ought to be satisfied himself as to the respective merits and claims of both parties in accord with the stringent demands of due process. 55 Also, being the arbiter, he may properly intervene in the presentation of evidence to expedite proceedings and prevent unnecessary waste of time. 56
Besides, jurisprudence explains that allegations of bias on the part of the trial court should be received with caution, especially when the queries by the judge did not prejudice the accused. The propriety of the judge's questions is determined by their quality and not necessarily by their quantity and, in any event, by the test of whether the defendant was prejudiced by such questioning or not. 57 In the instant case, the Court finds that on the whole, the questions propounded by the judge a quo were but clarificatory in nature and that, concomitantly, appellant failed to satisfactorily establish that he was prejudiced by such queries. The matter of the purportedly defective Informations was properly addressed by the Court of Appeals, pointing out that a close scrutiny of the Informations would reveal that the words "force and/or intimidation" are specifically alleged therein. 58 Even if these were not so, well- established is the rule that force or intimidation need not be proven in incestuous cases. The overpowering moral influence of a father over his daughter takes the place of violence and offer of resistance ordinarily required in rape cases where the accused is unrelated to the victim. 59
Now, we turn to the determination of the crime for which appellant under the third charge is liable and the corresponding penalty therefor. In the Brief for the People, the Office of the Solicitor General (OSG) argues that all three (3) charges of rape, including the rape committed on 16 March 1999 subject of Criminal Case No. SC-7424, were proved beyond reasonable doubt. The court a quo held that it was clear from the evidence that appellant merely kissed the vagina of AAA and made no attempt of penetration, meaning penile penetration, and for that reason found him guilty of acts of lasciviousness only. 60 Yet, in affirming the trial court, the Court of Appeals did not find any categorical testimony on AAA's part that appellant had inserted his tongue in her vagina, stressing instead that the mere probability of such insertion cannot take the place of proof required to establish the guilt of appellant beyond reasonable doubt for rape. 61
The automatic appeal in criminal cases opens the whole case for review, 62 as in this case. Thus, this Court is mandated to re-examine the vital facts established a quo and to properly apply the law thereto. The two courts below were both mistaken, as we note that AAA unqualifiedly testified on cross-examination to appellant's insertion of his tongue into her vagina, viz: Court: Q: On the third time you are [sic] allegedly raped, you said it happened at 3:30 in the morning of March 16, 1999. A: Yes, sir. Q: And you said yesterday that he did not insert his pennies [sic] to [sic] your vagina on March 16?cralaw library A: Yes, sir. Q: What he did is he kissed your vagina?cralaw library A: Yes, sir. Q : For how long did he kiss your vagina?cralaw library A: Two minutes, sir. Q: What did he actually do when he kissed your vagina?cralaw library A: He kissed my vagina, thereafter he laughed and laughed. Q: You mean to tell the court when he kissed your vagina he used his lips?cralaw library A: His lips and tongue, sir. Q: What did he do?cralaw library A: He put out his tongue thereafter he "inano" the hole of my vagina. Court: Q: What did your father do with his tongue?cralaw library A: He placed it in the hole of my vagina. Q: Did you feel pain?cralaw library A: Yes, sir. Q: By just kissing your vagina you felt pain?cralaw library A: Yes, Your Honor. 63
Notwithstanding the explicit testimony of AAA on the matter, this Court cannot find appellant guilty of rape as proved, but of acts of lasciviousness only. In reaching this conclusion, we take a route different from the ones respectively taken by the courts below. With the enactment of Republic Act No. 8353 (R.A. No. 8353), otherwise known as the Anti- Rape Law of 1997, 64 the concept of rape was revolutionized with the new recognition that the crime should include sexual violence on the woman's sex-related orifices other than her organ, and be expanded as well to cover gender-free rape. 65 The transformation mainly consisted of the reclassification of rape as a crime against persons and the introduction of rape by "sexual assault" 66 as differentiated from the traditional "rape through carnal knowledge" or "rape through sexual intercourse." Section 2 of the law provides: Sec. 2. Rape as a Crime Against Persons. - The crime of rape shall hereafter be classified as a Crime Against Persons under Title Eight of Act No. 9815, as amended, otherwise known as the Revised Penal Code. Accordingly, there shall be incorporated into Title Eight of the same Code a new chapter to be known as Chapter Three on Rape, to read as follows: Article 266-A. Rape; When And How Committed. - Rape Is Committed' 1) By a man who shall have carnal knowledge of a woman under any of the following circumstances: (a) Through force, threat, or intimidation; (b) When the offended party is deprived of reason or otherwise is unconscious; (c) By means of fraudulent machination or grave abuse of authority; andcralawlibrary (d) When the offended party is under twelve (12) years of age or is demented, even though none of the circumstances mentioned above be present. 2) By any person who, under any of the circumstances mentioned in paragraph 1 hereof, shall commit an act of sexual assault by inserting his penis into another person's mouth or anal orifice, or any instrument or object, into the genital or anal orifice of another person. Paragraph 1 under Section 2 of R.A. No. 8353, which is now Paragraph 1 of the new Article 266-A of the Revised Penal Code, covers rape through sexual intercourse while paragraph 2 refers to rape by sexual assault. Rape through sexual intercourse is also denominated as "organ rape" or "penile rape." On the other hand, rape by sexual assault is otherwise called "instrument or object rape," 67 also "gender-free rape," 68 or the narrower "homosexual rape." 69
In People v. Silvano, 70 the Court recognized that the father's insertion of his tongue and finger into his daughter's vaginal orifice would have subjected him to liability for "instrument or object rape" had the new law been in effect already at the time he committed the acts. Similarly, in People v. Miranda, 71 the Court observed that appellant's insertion of his fingers into the complainant's organ would have constituted rape by sexual assault had it been committed when the new law was already in effect. The differences between the two modes of committing rape are the following: (1) In the first mode, the offender is always a man, while in the second, the offender may be a man or a woman; (2) In the first mode, the offended party is always a woman, while in the second, the offended party may be a man or a woman; (3) In the first mode, rape is committed through penile penetration of the vagina, while the second is committed by inserting the penis into another person's mouth or anal orifice, or any instrument or object into the genital or anal orifice of another person; andcralawlibrary (4) The penalty for rape under the first mode is higher than that under the second. In view of the material differences between the two modes of rape, the first mode is not necessarily included in the second, and vice-versa. Thus, since the charge in the Information in Criminal Case No. SC-7424 is rape through carnal knowledge, appellant cannot be found guilty of rape by sexual assault although it was proven, without violating his constitutional right to be informed of the nature and cause of the accusation against him. However, following the variance doctrine embodied in Section 4, in relation to Section 5, Rule 120, Rules of Criminal Procedure, appellant can be found guilty of the lesser crime of acts of lasciviousness. Said provisions read: Sec. 4. Judgment in case of variance between allegation and proof. - When there is a variance between the offense charged in the complaint or information and that proved, and the offense as charged is included in or necessarily includes the offense proved, the accused shall be convicted of the offense proved which is included in the offense charged, or of the offense charged which is included in the offense proved. Sec. 5. When an offense includes or is included in another. - An offense charged necessarily includes the offense proved when some of the essential elements or ingredients of the former, as alleged in the complaint or information, constitutes the latter. And an offense charged is necessarily included in the offense proved when the essential ingredients of the former constitute or form part of those constituting the latter. Indeed, acts of lasciviousness or abusos dishonestos are necessarily included in rape. 72
In light of the passage of R.A. No. 9346, entitled "An Act Prohibiting the Imposition of Death Penalty in the Philippines," 73 the penalty of death can no longer be imposed. Accordingly, the penalty meted out to appellant for rape through sexual intercourse in Criminal Cases No. SC- 7422 and SC-7423 is reduced in each case from death to reclusion perpetua without eligibility for parole. 74 We affirm the conviction of appellant in Criminal Case No. SC-7424 for acts of lascivousness but modify the penalty imposed by the Court of Appeals instead to an indeterminate sentence of imprisonment of six (6) months of arresto mayor as minimum to four (4) years and two (2) months of prision correccional as maximum as neither mitigating nor aggravating circumstances attended the commission of the crime. With respect to the civil liability of appellant, we modify the award in Criminal Cases No. SC- 7422 and SC-7423 in light of prevailing jurisprudence. Therefore, appellant is ordered to indemnify AAA, for each count of qualified rape, in the amount of P75,000.00 as civil indemnity, P75,000.00 as moral damages, and P25,000.00 as exemplary damages. 75 The award of damages in Criminal Case No. SC-7424 is affirmed. WHEREFORE, the Decision of the Court of Appeals in CA G.R. CR-HC No. 01926 is AFFIRMED WITH MODIFICATIONS. In Criminal Cases No. SC-7422 and SC-7423, appellant is found guilty beyond reasonable doubt of the crime of qualified rape and sentenced to suffer the penalty of reclusion perpetua without eligibility for parole and to pay the victim, AAA, in the amounts of P75,000.00 as civil indemnity, P75,000.00 as moral damages, and P25,000.00 as exemplary damages plus costs. In Criminal Case No. SC-7424, appellant is found guilty of the crime of acts of lasciviousness and sentenced to suffer the indeterminate penalty of imprisonment for six (6) months of arresto mayor as minimum to four (4) years and two (2) months of prision correccional as maximum, and to pay AAA moral damages in the amount of P30,000.00 plus costs. SO ORDERED. UNINTENTIONAL ABORTION THE PEOPLE OF THE PHILIPPINES, plaintiff-appellee, vs. FILOMENO SALUFRANIA, defendant-appellant.
PADILLA, J.: In an information, dated 7 May 1976, Filomeno Salufrania y Aleman was charged before the Court of First Instance of Camarines Norte, Branch I, with the complex crime of parricide with intentional abortion, committed as follows: That on or about the 3rd day of December, 1974, in Tigbinan, Labo, Camarines Norte, Philippines, and within the jurisdiction of the Honorable Court the accused Filomeno Salufrania y Aleman did then and there, willfully, unlawfully, and feloniously attack, assault and use personal violence on MARCIANA ABUYO-SALUFRANIA, the lawfully wedded wife of the accused, by then and there boxing and stranging her, causing upon her injuries which resulted in her instantaneous death; and by the same criminal act committed on the person of the wife of the accused, who was at the time 8 months on the family way, the accused likewise did then and there willfully, unlawfully, and feloniously cause the death of the child while still in its maternal womb, thereby committing both crimes of PARRICIDE and INTENTIONAL ABORTION as defined and punished under Art. 246 and Art. 256, paragraph I, of the Revised Penal Code, to the damage and prejudice of the heirs of said woman and child in the amount as the Honorable Court shall assess. CONTRARY TO LAW Upon arraignment, the accused, assisted by counsel de officio, pleaded not guilty to the offenses charged. After trial the lower court rendered a decision ** dated 9 August 1978, the dispositive part of which states: WHEREFORE, finding the accused Filomeno Salufrania y Aleman guilty beyond reasonable doubt, of the complex crime of Parricide with Intentional Abortion, he is hereby sentenced to suffer the penalty of DEATH, to indemnify the heirs of the deceased Marciano Abuyo in the sum of P12,000.00 and to pay the costs. "For unselfish, valuable and exemplary service rendered by counsel de oficio, Atty. Marciano C. Dating, Jr., a compensation of P500.00 is hereby recommended for him subject to the availability of funds SO ORDERED. The accused having been sentenced to suffer the penalty of death, this case is on automatic review before this Court. At the trial in the court a quo, the prosecution presented the following witnesses: Dr. Juan L. Dyquiangco Jr., Pedro Salufrania and Narciso Abuyo. Dr. Juan L. Dyquiangco Jr., who was then Rural Health Officer of Talisay, Camarines Norte, testified that, after passing the Board Examination, he was employed as a Resident Physician of La Union Provincial Hospital, then as Junior Resident Physician of Bethane Hospital in San Fernando, La Union and that later, he joined the government service, starting from 1968 up to the time of the trial; that as a Doctor of Medicine, he had performed about ten (10) post mortem examinations; that he was called upon by the Municipal Judge of Talisay to examine the corpse of Marciana Abuyo-Salufrania that was exhumed from its grave in the Municipal Cemetery of Talisay at around 11:00 o'clock in the morning of 11 December 1974; that his post mortem examination lasted from 12:30 o'clock to 2:00 o'clock in the afternoon of the same day. He reduced his findings of injuries into writing. (Exhibit "A"), which, together with their probable cause, as testified to by him, are as follows: Injury Cause 1) Multiple abrasions with "Blunt object or friction by contusion, left leg, middle part, hard object" (tsn., Aug. 20, posterior covering an area of 1976, p. 7) about 2 & 1/2 by 5 inches. 2) Abrasions, 1/2 by 2 Friction on a hard object" inches, medial side of the cubi (tsn., Aug. 20, 1976, p. 7) tal fossa (back left leg) 3) Multiple pinhead sized Hard pinhead sized material wounds, right face, starting (tsn., Aug. 20, 1976, p. 7) from the side of the right eye
down to mandibular bone (right check) 4) Upper right eyelid No cause given more prominent than the left
eyelid ("the right upper eyelid a
little bit bulging than the left
eye "and" sort of "swollen") (tsn.,
Aug. 20, 1976, pp. 7-8) 5) Tongue protruding bet Usually, the main cause of ween the lips, about 1 inch teeth protruding tongue during line. death is (by) strangulation. (tsn., Aug. 20, 1976, p. 8) 6) Deceased is pregnant with a baby boy about 7-8 months old (tsn., Aug. 20, 1976, p. 8). Dr. Dyquiangco testified that after conducting the post mortem examination, he issued a certification thereof (Exhibit "A"); that he issued a death certificate (Exhibit "B") for the deceased Marciano Abuyo-Salufrania, bearing the date of 5 December 1974, made on the basis of the information relayed by a certain Leonila Loma to his nurse before the burial, without mentioning the cause of death; that the cause of death, as cardiac arrest, was indicated on said death certificate only after the post mortem examination on 11 December 1974. The other witness for the prosecution was Pedro Salufrania, son of herein appellant and of the deceased. The lower court's decision states that, by reason of interest and relationship, before Pedro Salufrania was allowed to testify against his father-accused Filomeno Salufrania, he was carefully examined by the prosecuting officer and the defense counsel under the careful supervision of the court a quo, to determine whether, at his age of 13 years old, he was already capable of receiving correct impressions of facts and of relating them truly and, also, whether he was compelled and/or threatened by anybody to testify against his father-accused. 1
The lower court found Pedro Salufrania to be determined and intelligent. He convincingly declared that he was not threatened by any of his uncles on his mother's side to testify against his father, because it was true that the latter killed his mother. Then, formally testifying as the prosecution's lone eyewitness, he stated that his father Filomeno Salufrania and his mother Marciana Abuyo quarrelled at about 6:00 o'clock in the evening of 3 December 1974, in their small house at a far away sitio in barrio Tigbinan, Labo, Camarines Norte; that during said quarrel, he saw his father box his pregnant mother on the stomach and, once fallen on the floor, his father strangled her to death; that he saw blood ooze from the eyes and nose of his mother and that she died right on the spot where she fell. Pedro Salufrania further testified that after killing his mother, the accused- appellant went out of the house to get a hammock; that his brother Alex and he were the only ones who witnessed how the accused killed their mother because his sister and other brothers were already asleep when the horrible incident happened; that his brothers Celedonio, Danilo and sister Merly woke up after the death of their mother and kept watch at their mothers body while their father was away; that their father arrived early the next morning with the hammock and after placing their dead mother on the hammock, the accused carried her on his shoulder and brought the cadaver to the house of his sister Conching, located at a populated section of Tigbinan that from Tigbinan the corpse was transferred to Gabon, Talisay, Camarines Norte for burial. Continuing his testimony, Pedro Salufrania stated that he is now living with his uncle Eduardo Abuyo and had refused and still refused to live with his father-accused, because the latter has threatened to kill him and his other brothers and sister should he reveal the true cause of his mother's death. The third witness for the prosecution was Narciso Abuyo, a resident of Gabon, Talisay, Camarines Norte. He testified that the accused Filomeno Salufrania and his sister, the deceased Marciana Abuyo, were lawfully wedded husband and wife as evidenced by a marriage contract (Exhibit "C"). He declared that his sister was more or less seven (7) months pregnant when she died; that he first came to know about his sister's death on 4 December 1974 thru his nephews Pedro and Alex Salufrania who first informed him that their mother died of stomach ailment and headache; that he went to Tigbinan to request for the body of his sister so that it may be buried in Talisay, Camarines Norte and, as intended, Marciana Abuyo was buried in the Talisay Cemetery on 6 December 1974. Narciso Abuyo also declared that after the burial of Marciana Abuyo, the three (3) children of his deceased sister went to his house and refused to go home with their father Filomeno Salufrania; that when asked for the reason why, his nephew Alex Salufraa told him that the real cause of death of their mother was not stomach ailment and headache, rather, she was boxed on the stomach and strangled to death by their father; that immediately after learning of the true cause of death of his sister, he brought the matter to the attention of the police authorities of Talisay, Camarines Norte, who investigated Alex and Pedro Salufirania and later, to that of the Office of the Provincial Fiscal of Camarines Norte. The defense had for witnesses Geronimo Villan, Juanito Bragais, Angeles Liling Balce and the accused Filomeno Salufrania. Geronimo Villan testified that he was a neighbor of Filomeno Sulfrania. He declared that Marciana Abuyo died at around 6:00 o'clock in the morning of 4 December 1974 in her house at Sitio Kapagisahan Tigbinan Labo, Camarines Norte; that he happened to pass by said house because his attention was attracted by the bright light in the fireplace and he saw Filomeno Salufrania boiling "ikmo" and garlic as medicine for his wife who was about to deliver a child; that he helped the accused by applying "ikmo" to the different parts of the body of Marciana Abuyo and by administering the native treatment known as "bantil", that is, by pinching and pulling the skin with two fingers of his closed fist; that when the condition of Marciana Abuyo worsened, he told Filomeno Salufrania to go and get Juanita Bragais who is known as a healer but the latter arrived at about 7:00 o'clock in the morning of 4 December 1974 and that at that time Marciana Abuyo was already dead. Witness Juanita Bragais testified that he was fetched by Felipe Salufrania, another son of Filomeno Salufrania at about 6:00 o'clock in the morning of 4 December 1974. He further testified that when he reached the house of the Salufranias, Marciana Abuyo was already dead so he just helped Filomeno Salufrania in transferring the body of his wife to the house of the latter's brother-in-law at Tigbinan, Labo, Camarines Norte. Angeles Liling Balce, who claimed to be a former resident of Kapagisahan Tigbinan, Labo, Camarines Norte testified that she arrived in the house of Filomeno Salufrania at about 6:00 o'clock in the morning of 4 December 1974 after being called by one of the latter's sons; that she saw Marciana still in a coma lying on the lap of her husband who informed her that Marciana was suffering from an old stomach ailment. The accused Filomeno Salufrania admitted that he was that lawful husband of the deceased Marciana Abuyo; that at around 9:00 o'clock in the morning of 3 December 1974, Marciana arrived home from Talisay where she had earlier stayed for about a week; that she was hungry upon her arrival, so he allegedly cooked their food and after eating their lunch, he proceeded to his work while his wife rested in their house; that when he returned home at 3:00 o'clock in the afternoon of that same day, his wife complained to him of stomach pain and he was told to prepare the beddings because she was already sleepy; that at about 4:00 o'clock in the morning of 4 December 1974, he was awakened by his wife who was still complaining of stomach pain, and that she asked for a drink of hot water; that while he was boiling water, Geronimo Villan arrived and assisted him in administering to his wife the native treatments known as "hilot" or massaging and "banti" that Geronimo Villan and Francisco Repuya alternately applied "bantil" to his wife but when her condition worsened, he woke up his children, Pedro and Alex to fetch Rico Villanueva who might be able to ,save the life of their mother; that his children left and returned without Rico Villanueva but the latter arrived a little later. Accused-appellant then went on to say that he sent for Juanito Bragais but the latter was not able to cure his wife, since the latter was already dead when he arrived; that after the death of his wife, he ordered his children to get the hammock of Kaloy Belardo whose house was about two (2) kilometers away from their house, and upon the arrival of the hammock, he placed the body of his wife thereon and brought it to the house of his sister Consolacion Salufrania in Tigbinan; that while the corpse of Marciana Abuyo was at Tigbinan he sent Chiding and his elder son to inform the brothers and sisters of his wife at Talisay about her death and that Leonila Abuyo and Salvador Abuyo came; that he informed the Barangay Captain of Tigbinan of the cause of death of his wife; that upon the suggestion of the brothers and sisters of Marciana Abuyo, especially Salvador Abuyo, the body of their sister was brought home to Talisay and thereafter buried at the Talisay Cemetery; that there was no quarrel between him and his wife that preceded the latter's death, and that during the lifetime of the deceased, they loved each other; that after her burial, his son Pedro Salufrania was taken by his brother-in-law Narciso Abuyo and since then, he was not able to talk to his son until during the trial; and that at the time of death of his wife, aside from the members of his family, Geronimo Villan Francisco Repuya and Liling Angeles Balce were also present. The case was considered submitted for decision by the trial court on 18 July 1978. As aforestated, the trial court found the appellant guilty of the crimes charged and sentenced him to the penalty of death. The appellant assigns the following errors allegedly committed by the trial court: I THE TRIAL COURT ERRED IN CONVICTING THE ACCUSED ON THE BASIS OF THE TESTIMONY OF AN INCOMPETENT WITNESS, AND ON INCONSISTENT AND INSUFFICIENT EVIDENCE OF THE PROSECUTION, THEREBY VIOLATING THE RULE THAT THE ACCUSED IS ENTITLED TO AN ACQUITTAL UNLESS HIS GUILT IS SHOWN BEYOND ANY REASONABLE DOUBT. II ASSUMING ARGUENDO THAT THE EVIDENCE FOR THE PROSECUTION IS CREDIBLE AND SUFFICIENT, THE TRIAL COURT ERRED IN CONVICTING THE ACCUSED OF THE COMPLEX CRIME OF PARRICIDE WITH INTENTIONAL ABORTION. III THE TRIAL COURT ERRED IN DISCREDITING THE EVIDENCE FOR THE ACCUSED. Appellant alleges that the trial court failed to determine the competence of Pedro Salufrania before he was allowed to testify. Since Pedro was allegedly a child of tender age, being only thirteen (13) years old when he testified, and only eleven (11) years old when the offense charged occurred, he is presumed incompetent under Rule 130 Sec. 19 (b) of the Revised Rules of Court, which includes among those who cannot be witnesses: Children who appear to the court to be of such tender age and inferior capacity as to be incapable of receiving correct impressions of the facts respecting which they are examined, or of relating them truly. Therefore, according to appellant, for failure of the trial court to determine Pedro's competence, the presumption of incompetency was not rebutted and Pedro's testimony should not have been admitted. Moreover, appellant stresses that there is no basis for the trial court's finding that Pedro is intelligent. Appellant's contention is without merit. The record shows that the trial court determined Pedro Salufrania's competency before he was allowed to testify under oath. 2 The trial court's conclusion that Pedro was intelligent and competent is fully supported by Pedro's responsiveness to the questions propounded to him when he was already under oath: A. Did you go here in court to testify voluntarily? Q. Yes, Your Honor. A. Were you not forced by your uncle to testify in his case? Q. No, I was not forced by my uncle. xxx xxx xxx A. The accused is your father? Q. Yes, sir. A. Do you love him? Q. No, sir. A. Your father is accused now of crime which carries the penalty of death, are you still willing to testify against him? xxx xxx xxx Q. Why did you say that you don't love your father A. Because he killed my mother. Q. And that is the reason why you hate your father now? A. Yes, sir. (tsn., pp. 3, 7,17, Nov. 12, 1976). Pedro's strong sense of moral duty to tell the truth, even though it should lead to his father's conviction, shows that he fully appreciated the meaning of an oath, which likewise proves that he was no longer a child of tender years at the time of his testimony. Appellant also alleges that, since Pedro changed his answer from no to yes when he was asked whether he was threatened by his uncle to testify against his father, shows that Pedro was lying and proves that he did not appreciate the meaning of an oath at all. 3
Again, this contention is without merit, Pedro became confused when the trial court ordered that the original question be reformed. Pedro's confusion is apparent from the fact that when asked the third time, he affirmed his first answer, Q. Isn't it that your uncle threatened you with bodily harm if you will not give statement before the police? A. No, sir. xxx xxx xxx Q. But later you actually went with your uncle to the police because you were threatened by him with bodily harm if you will not follow him? A. Yes, sir. Q. Is it true that your uncle threatened you with bodily harm if you will not give statement to the police? A. No, sir. (tsn., pp. 6, 7, Nov. 12, 1976) Appellant next lists the following alleged inconsistencies to discredit the testimony of Pedro. First, Pedro testified on direct examination that his mother died in the evening of December 3. while on cross-examination he said that she died in the morning of December 4. It must be noted that he affirmed twice during cross-examination that his mother died on December 3, just as he had testified during direct examination. Significantly, he did not mention December 4 as the date when she died, as appellant would make it appear. Pedro merely answered 'yes' to the question "And isn't it that your mother died in the early morning on that day (December 4) and not on the evening of December 3?" 4 Thus, Pedro's answer could have resulted only from a misapprehension of the a question, and for no other reason. Second, appellant alleges that Pedro testified on direct examination that he saw appellant leave the house to get a hammock after strangling the victim and then came back the following morning. However, upon cross-examination, Pedro testified that appellant left at noon or in the afternoon of December 4. Moreover, Pedro allegedly testified on re-direct that he saw appellant sleep beside the dead body of his mother. Again Pedro misapprehended the question propounded to him. Ajudicious reading of the transcript will bear this out: Q. When did your father leave to get the hammock? A. In the afternoon. Q. That may be when the body was brought to Talisay. When your father, rather, when you said that your father left to get a hammock so that your mother may be brought to Tigbinan what time was that? A. About 12:00 o'clock noon. (Tsn, p. 16, Nov. 12, 1976) One may discern that the court itself noticed that there was a missapprehension when it commented "that maybe when the body was brought to Talisay" after Pedro answered "In the afternoon". When Pedro answered "about 12:00 noon' he must have been referring to the time when appellant carried his dead wife to Tigbinan. It must be noted that the question was so worded that it could have misled Pedro to think that what was being asked was the time when appellant brought his dead wife to Tigbinan. In fact, there is nothing inconsistent with Pedro's testimony that he saw his father leave in the evening of December 3 and again saw him asleep and thus not noticed appellant's coming back after securing a hammock and sleeping beside the deceased. Pedro was therefore telling the truth when he said that, upon waking up, he saw his father sleeping beside his dead mother. By then, appellant had already returned with the hammock. Third, Pedro allegedly testified on direct examination that the corpse was carried to Tigbinan in the morning of December 4, while on cross-examination, he said it was in the evening. 5 It must be pointed out that Pedro merely answered "yes" to a question purportedly mentioning the time when the victim's body was transferred to Tigbinan. The question is as follows: "The corpse of your mother was brought to the Tigbinan proper when the vigil was had in the evening of December 4, is that right?" It is to be noted that the question's thrust is whether or not the victim's body was brought to Tigbinan. The time it was brought was merely incidental. Thus, Pedro may not have paid attention to the part of the question involving time. Moreover, the phrase "in the evening" may have referred either to the time of transport of the body or to the vigil, which could have definitely confused Pedro. Fourth, Pedro allegedly testified on direct examination that he, together with his brothers and sister, kept vigil beside their mother's dead body that night, while on cross-examination, he testified that they just kept lying down and pretended to sleep. 6 There is nothing inconsistent here. The children could have kept vigil while lying down with their deceased mother. Appellant further cites other alleged improbabilities to discredit Pedro's testimony. Appellant contends that it was improbable for Pedro to have seen the attack on his mother since he testified that the room was dimly lighted, and that, while the attach was going on, he closed his eyes pretending to sleep. 7 This contention is without merit. Even though the room was dimly lighted, Pedro was only two (2) meters away from his parents; thus, he could easily see, as he saw, the attack on his mother. 8 Also, although he pretended to be asleep, it was unlikely that he kept his eyes closed all the while, as he was aware that a fight was going on. Rather, it was to be expected that he had his eyes open and, thus, he saw the heinous crime unfold and ultimately consumated. Appellant alleges that he does not believe that it was fear of him that caused the delay in Pedro's divulging the real cause of his mother's death until 10 December 1974. According to appellant, such fear could no longer have influenced Pedro from December 6, the date he started to live separately from him. This contention is untenable. Even though Pedro started to live separately from his father from December 6, it cannot be said that the influence of appellant's threat suddenly ceased from that time. It must be noted that Pedro was young and was still very much under appellant's influence and control. The thought and memory of his father's viciousness were still too fresh even after three days from his mother's death. The fear that he too could be killed by appellant in like manner must have deterred him from divulging the truth earlier. Appellant also alleges that it was improbable for Pedro to have just watched the killing of his mother. This contention is untenable. At that moment, when his mother was being assaulted and strangled, Pedro must have been so shocked as to be rendered immobile and powerless to do anything. This is a normal reaction in such a situation. Besides, it is a fact of life that different people react differently to the same types of situations. 9 One cannot overlook that there is no standard form of behaviour when one is confronted by a shocking occurrence. 10
Appellant next alleges that since the prosecution has failed without satisfactory explanation to present Pedro's brother Alex who is alleged to be also an eyewitness to the killing of the victim, it is presumed that Alex's testimony would be adverse to the prosecution if presented. This contention is without merit. First, Alex, who is younger than Pedro by 3 years, may not have been competent to testify due to his tender age. Second, even assuming that he was competent to testify, his testimony could be merely corroborative. Corroboration is not necessary in this case because the details of the crime have already been testified to by Pedro with sufficient clarity. The failure to present all the eyewitnesses to an act does not necessarily give rise to an unfavorable presumption, especially when the testimony of the witness sought to be presented is merely corroborative. 11 Witnesses are to be weighed, not numbered, and it is a well established rule that the testimony of a single witness, even if uncorroborated, but positive and credible, is sufficient to support a conviction. 12 In any event, it is not for the appellant to say how many witnesses the prosecution should have presented. 13
The inconsistencies magnified by appellant in the testimony of Pedro Salufrania have been satisfactorily explained. In fact, some of them are not material since they neither touch upon the manner of death of the victim nor question the identity of the killer, both of which were unwaveringly testified upon by Pedro. Thus, with the alleged inconsistencies and improbabilities explained away, Pedro's testimony remains unperturbed. Even if there were discrepancies, such discrepancies were minor and may be considered as earmarks of verisimilitude. 14
The trial court's assessment of Pedro's testimony, as quoted hereunder, deserves more than passing consideration: ... The testimony of eye-witness Pedro Salufrania, 13-year old son of the victim Marciana Abuyo and her killer-spouse Filomeno Salufrania, appears to be very clear, convincing and truthful. It is vivid as to the details of the horrible occurence that took place at about 6:00 o'clock in the evening of December 3, 1974 in their small house at a far away sitio of Tigbinan, Labo, Camarines Norte, resulting in the untimely and cruel death of her (sic) mother. He and his brother Alex were the only eyewitnesses to the gory crime committed by their father. The credibility of this witness (Pedro Salufrania) and his testimony was invested when, despite rigid cross-examination, the veracity of his testimony in chief was not impeached. He remained firm and on the verge of crying, when he pointed an accusing finger at his father during the trial. He was unshaken notwithstanding a long and detailed cross-examination. And, there is reason to bestow complete credence to his testimony because he had the opportunity to closely observe how his father had deliberately and cruelly ended the life of his mother. Despite his tender age and apparent childish innocence, this Court believes that he can clearly perceive and perceiving, make known his perception, precluding the possibility of coaching or tutoring by someone. His declaration as to when, where and how the horrible incident complained of happened is the believable version. 15
Appellant questions the competence of Dr. Dyquiangco as an expert witness, since this is the first time that the doctor conducted an autopsy on a cadaver which had been buried for about a week. It must be noted, however, that although this was the doctor's first autopsy under circumstances present in this case, he had, however, conducted similar post- mortem examinations on ten (10) other occasions. This would constitute sufficient experience. Significantly, appellant did not object to the doctor's expression of medical opinions during the trial. Being an expert in his field, the doctor is presumed to have taken all pertinent factors into consideration with regard to the autopsy, including embalming and the state of the cadaver's decomposition. Dr. Juan Dyquiangco Jr., was a disinterested witness in the case, and a reputable public official in whose favor the presumption of regularity in the performance of official duties must be applied. Appellant further alleges that the findings of Dr. Dyquiangco and the testimony of Pedro Salufrania do not tally. Suffice it to say that the Court finds no inconsistencies between the findings of Dr. Dyquiangco and Pedro Salufrania's testimony. Both are consistent on material points. Thus, the Court sees no reason to disturb the conclusions reached by the trial court insofar as their credibility and the appellant's guilt are concerned. Appellant's third assignment of error alleges that the trial court erred in discrediting his evidence simply because the testimonies of the defense witnesses were consistent on material points. Moreover, there is no showing, according to the appellant, that said testimonies were rehearsed so as to dovetail with each other. This contention is without merit. The Court notes, first of all, that appellant did not even bother to discuss his defense in order to refute the massive evidence against him. This is tantamount to an admission that he could not adequately support his version of Marciana Abuyo's death. The trial court's reasons for rejecting the defense version, as hereunder quoted, are tenable and sound. Thus On the contrary, the testimonies of defense witnesses Geronimo Villan, Angeles Liling Balce and the accused Filomeno Salufrania suspiciously dove-tailed in every detail as to when, where and how .Marciana Abuyo died at 6:00 o'clock in the morning of 4 December 1974, in their house at sitio Kapagisahan Tigbinan Labo, Carnarines Norte, of stomach pain. On these points, these witnesses and the accused made statements which seemed to be very fresh and clear in their minds, despite the lapse of four long years. Their exact and uniform declarations on these points, their phenomenal recollections, without sufficient special or uncommon reason to recall, rendered their testimonies unconvincing. If at all, their testimonies appeared to this Court to be an eleventh hour concoction. And, as defense witnesses, after observing them and their declarations on the witness stand, they appeared to the Court to be untruthful and unreliable. For, despite the synchronization of time when, the place where and how the incidence happened, their testimonies on other material points revealed their tendency to exaggerate and their propensity to falsehood, thus-Aside from the accused Filomeno Salufrania, there are three other witnesses for the defense Geronimo Villan Angeles Liling Balce and Juanita Bragais. There is nothing in the testimony of Juanito Bragais because he did not witness how and when Marciana Abuyo died. Francisco Repuya, who was also alleged by Filomeno Salufrania to be present when Marciana Abuyo died, did not testify. Accused Filomeno Salufrania never claimed that he summoned for Angeles Liling Balce. According to him Angeles Liling Balce was not present during the moment of death of Marciana Abuyo, for she was fetched by him only after the death of his wife. Logically, therefore, there is no basis for the presentation of Angeles Liling Balce that she was present during the moment of death of Marciana Abuyo. She was merely play-acting. Geronimo Villan who claimed he passed-by the house of Filomeno Salufrania and saw the latter boiling water with "ikmo" and garlic, as medicine for his wife Marciana Abuyo, who was about to give birth was discredited by accused himself who declared he was merely boiling water for the hot drink of his wife, who was suferring from her old stomach ailment. In like manner, witness Geronimo Villan discredited the accused Filomeno Salufrania, about the presence of Francisco Repuya, who allegedly alternated with Geronimo Villan in applying the native treatments of 'hilot' and 'bantil' to Marciana Abuyo, when throughout his testimony he (Geronimo Villan) never mentioned the presence of Francisco Repuya. After closely observing defense witnesses Geronimo Villan and Angeles Liling Balce, this Court is convinced that their testimonies and accounts of the incident are fabricated, untruthful and not worth of credence. Certainly, they were not present immediately before and during the moment of death of Marciana Abuyo. ... Added to these, there is one scandalous circumstance, which to the mind of this Court, betrays the guilty conscience of the accused. If there was nothing revealing in the face of the deceased Marciana Abuyo, why was her face covered by a piece of cloth by the accused. ... Trial judges are in the best position to ascertain the truth and detect falsehoods in the testimony of witnesses. This Court will normally not disturb the findings of the trial court on the credibility of witnesses, in view of its advantage in observing first hand their demeanor in giving their testimony. 16 Such rule applies in the present case. Lastly, appellant alleges that, assuming he indeed killed his wife, there is no evidence to show that he had the intention to cause an abortion. In this contention, appellant is correct. He should not be held guilty of the complex crime of Parricide with Intentional Abortion but of the complex crime of Parricide with Unintentional Abortion. The elements of Unintentional Abortion are as follows: 1. That there is a pregnant woman. 2. That violence is used upon such pregnant woman without intending an abortion. 3. That the violence is intentionally exerted. 4. That as a result of the violence the foetus dies, either in the womb or after having been expelled therefrom. 17
The Solicitor General's brief makes it appear that appellant intended to cause an abortion because he boxed his pregnant wife on the stomach which caused her to fall and then strangled her. We find that appellant's intent to cause an abortion has not been sufficiently established. Mere boxing on the stomach, taken together with the immediate strangling of the victim in a fight, is not sufficient proof to show an intent to cause an abortion. In fact, appellant must have merely intended to kill the victim but not necessarily to cause an abortion. The evidence on record, therefore, establishes beyond reasonable doubt that accused Filomeno Salufrania committed and should be held liable for the complex crime of parricide with unintentional abortion. The abortion, in this case, was caused by the same violence that caused the death of Marciana Abuyo, such violence being voluntarily exerted by the herein accused upon his victim. It has also been clearly established (a) that Marciana Abuyo was seven (7) to eight (8) months pregnant when she was killed; (b) that violence was voluntarily exerted upon her by her husband accused; and (c) that, as a result of said violence, Marciana Abuyo died together with the foetus in her womb. In this afternoon, Article 48 of the Revised Penal Code states that the accused should be punished with the penalty corresponding to the more serious came of parricide, to be imposed in its maximum period which is death. However, by reason of the 1987 Constitution which has abolished the death penalty, appellant should be sentenced to suffer the penalty of reclusion perpetua. WHEREFORE, as modified, the judgment appealed from is AFFIRMED. Accused-appellant is hereby sentenced to suffer the penalty of reclusion perpetua. The indemnity of P12,000. 00 awarded to the heirs of the deceased Marciana Abuyo is increased to P30,000.00 in line with the recent decisions of the Court. With costs against the appellant, SO ORDERED. RAPE WITH KIDNAPPING PEOPLE OF THE PHILIPPINES, Appellee, vs. FRANCISCO JUAN LARRAAGA alias "PACO;" JOSMAN AZNAR; ROWEN ADLAWAN alias "WESLEY;" ALBERT CAO alias "ALLAN PAHAK;" ARIEL BALANSAG; DAVIDSON VALIENTE RUSIA alias TISOY TAGALOG;" JAMES ANTHONY UY alias "WANGWANG;" and JAMES ANDREW UY alias "MM," Appellants. R E S O L U T I O N PER CURIAM: Most jurisdictions recognize age as a barrier to having full responsibility over ones action. 1 Our legal system, for instance, does not punish a youth as it would an adult, and it sees youthful misconduct as evidence of unreasoned or impaired judgment. Thus, in a myriad of cases, we have applied the privileged mitigating circumstance of minority embodied in Article 68 of the Revised Penal Code -- the rationale of which is to show mercy and some extent of leniency in favor of an accused who, by reason of his age, is presumed to have acted with less discernment. The case at bar is another instance when the privileged mitigating circumstance of minority must apply. For our resolution is the motion for reconsideration 2 filed by brothers James Anthony and James Andrew, both surnamed Uy, praying for the reduction of the penalties we imposed upon the latter on the ground that he was a minor at the time the crimes were committed. A brief review of the pertinent facts is imperative. On February 3, 2004, we rendered a Decision 3 convicting the Uy brothers, together with Francisco Juan Larraaga, Josman Aznar, Rowen Adlawan, Alberto Cao and Ariel Balansag of the crimes of (a) special complex crime of kidnapping and serious illegal detention with homicide and rape; and (b) simple kidnapping and serious illegal detention. The dispositive portion of the Decision reads: WHEREFORE, the Decision of the Regional Trial Court, Branch 7, Cebu City in Criminal Cases Nos. CBU 45303 and 45304 is AFFIRMED with the following MODIFICATIONS: (1) In Criminal Case No. CBU-45303, appellants FRANCISCO JUAN LARRAAGA alias PACO; JOSMAN AZNAR; ROWEN ADLAWAN alias WESLEY; ALBERTO CAO alias ALLAN PAHAK; ARIEL BALANSAG;and JAMES ANDREW UY alias MM, are found guilty beyond reasonable doubt of the special complex crime of kidnapping and serious illegal detention with homicide and rape and are sentenced to suffer the penalty of DEATH by lethal injection; (2) In Criminal Case No. CBU-45304, appellants FRANCISCO JUAN LARRAAGA alias PACO; JOSMAN AZNAR; ROWEN ADLAWAN alias WESLEY; ALBERTO CAO alias ALLAN PAHAK; ARIEL BALANSAG;and JAMES ANDREW UY alias MM, are found guilty beyond reasonable doubt of simple kidnapping and serious illegal detention and are sentenced to suffer the penalty of RECLUSION PERPETUA; (3) In Criminal Case No. CBU-45303, appellant JAMES ANTHONY UY who was a minor at the time the crime was committed, is likewise found guilty beyond reasonable doubt of the special complex crime of kidnapping and serious illegal detention with homicide and rape and is hereby sentenced to suffer the penalty of RECLUSION PERPETUA; in Criminal Case No. CBU-45304, he is declared guilty of simple kidnapping and serious illegal detention and is sentenced to suffer the penalty of TWELVE (12) years ofprision mayor in its maximum period, as MINIMUM, to seventeen (17) years of reclusion temporal in its medium period, as MAXIMUM; (4) Appellants are ordered to pay jointly and severally the heirs of Marijoy and Jacqueline, in each case, the amounts of (a) P100,000.00 as civil indemnity; (b) P25,000.00 as temperate damages; (c) P150,000.00 as moral damages; and (d) P100,000.00 as exemplary damages. Three (3) Justices of the Court maintain their position that RA 7659 is unconstitutional insofar as it prescribes the death penalty; nevertheless, they submit to the ruling of the majority that the law is constitutional and the death penalty can be lawfully imposed in the case at bar. In accordance with Article 83 of The Revised Penal Code, as amended by Section 25 of RA No. 7659, upon the finality of this Decision let the records of this case be forthwith forwarded to the Office of the President for the possible exercise of Her Excellencys pardoning power. SO ORDERED. On March 23, 2004, the Uy brothers filed a motion for reconsideration anchored on the following grounds: I ACCUSED JAMES ANDREW S. UY WAS, LIKE HIS YOUNGER BROTHER JAMES ANTHONY S. UY, A MINOR AT THE TIME THE OFFENSES AT BAR ALLEGEDLY HAPPENED LAST JULY 16, 1997; II THE IDENTITY OF THE DEAD BODY OF THE WOMAN FOUND IN TAN-AWAN, CARCAR, CEBU LAST JULY 18, 1997 WAS NEVER CONCLUSIVELY ESTABLISHED THUS THE NEED FOR ITS EXHUMATION FOR DNA TESTING. 4
The issues raised in the above motion being intertwined with those raised by Larraaga, Aznar, Adlawan, Cao and Balansag in their separate motions for reconsideration, we deemed it appropriate to consolidate the motions. After a painstaking evaluation of every piece and specie of evidence presented before the trial court in response to the movants plea for the reversal of their conviction, still we are convinced that the movants guilt has been proved beyond reasonable doubt. Thus, in our Resolution dated July 21, 2005, we denied all the motions. However, left unresolved is the issue of James Andrews minority. Hence, this disquisition. In their motion, the Uy brothers claim that James Andrew was only seventeen (17) years and two hundred sixty two (262) days old at the time the crimes were committed. To substantiate such claim, he begs leave and pleads that we admit at this stage of the proceedings his (1) Certificate of Live Birth issued by the National Statistics Office, and (2) Baptismal Certificate. In the ultimate, he prays that his penalty be reduced, as in the case of his brother James Anthony. Considering that the entry of James Andrews birth in the proffered Certificate of Live Birth is not legible, we required the Solicitor General (a) to secure from the City Civil Registrar of Cotobato, as well as the National Statistics Office, a clear and legible copy of James Certificate of Live Birth, and thereafter, (b) to file an extensive comment on the Uy brothers motion, solely on the issue of James Andrews minority. On November 17, 2005, the Solicitor General submitted his comment. Attached therewith are clear and legible copies of James Certificate of Live Birth duly certified by the Office of the City Civil Registrar of Cotobato and the National Statistics Office. Both documents bear the entry October 27, 1979 as the date of his birth, thus, showing that he was indeed only 17 years and 262 days old when the crimes were committed on July 16, 1997. Consequently, the Solicitor General recommended that the penalty imposed on James Andrew be modified as follows: In Criminal Case No. CBU-45303 for the special complex crime of kidnapping and serious illegal detention with homicide and rape, the death penalty should be reduced to reclusion perpetua. In Criminal Case No. CBU-45304, for the crime of simple kidnapping and serious illegal detention, the penalty of reclusion perpetua should be reduced to twelve (12) years of prision mayor in its maximum period, as minimum, to seventeen (17) years of reclusion temporal in its medium period, as maximum, similar to the penalty imposed on his brother James Anthony in Criminal Case No. CBU-45303. The motion is meritorious. Article 68 of the Revised Penal Code provides: ART. 68. Penalty to be imposed upon a person under eighteen years of age. When the offender is a minor under eighteen years and his case is one coming under the provisions of the paragraph next to the last of article 80 of this Code, the following rules shall be observed: x x x 2. Upon a person over fifteen and under eighteen years of age the penalty next lower than that prescribed by law shall be imposed, but always in the proper period. Thus, the imposable penalty on James Andrew, by reason of his minority, is one degree lower than the statutory penalty. The penalty for the special complex crime of kidnapping and serious illegal detention with homicide and rape, being death, one degree lower therefrom is reclusion perpetua. 5 On the other hand, the penalty for simple kidnapping and serious illegal detention is reclusion perpetua to death. One degree lower therefrom is reclusion temporal. 6 There being no aggravating and mitigating circumstance, the penalty to be imposed on James Andrew is reclusion temporal in its medium period. Applying the Indeterminate Sentence Law, he should be sentenced to suffer the penalty of twelve (12) years of prision mayor in its maximum period, as minimum, to seventeen (17) years of reclusion temporal in its medium period, as maximum. 7
Accordingly, in Criminal Case No. CBU-45303, the penalty of reclusion perpetua should be imposed upon James Andrew; while in Criminal Case No. CBU-45304, the imposable penalty upon him is twelve (12) years of prision mayor in its maximum period, as minimum, to seventeen (17) years of reclusion temporal in its medium period, as maximum. WHEREFORE, the motion for reconsideration is hereby GRANTED. Our Decision dated February 3, 2004 is AFFIRMED with the MODIFICATION that in Criminal Case No. CBU-45303, James Andrew Uy is sentenced to suffer the penalty of reclusion perpetua; while in Criminal Case No. CBU-45304, the penalty of twelve (12) years ofprision mayor in its maximum period, as MINIMUM, to seventeen (17) years of reclusion temporal in its medium period, as maximum. SO ORDERED. PEOPLE OF THE PHILIPPINES vs. ELVIE EJANDRA PER CURIAM: This is a review on automatic appeal of the Decision 1 of the Quezon City Regional Trial Court, Branch 219, convicting appellants Elvie Ejandra, Magdalena Calunod, Edwin Tampos and Roel Revilla of kidnapping for ransom, and sentencing them to suffer the death penalty. The Indictment The accused were charged of kidnapping for ransom in an Information filed in the Regional Trial Court which reads: That on or about July 2, 1997, in Quezon City, and within the jurisdiction of this Honorable Court, above-named accused, while confederating, conniving, conspiring, and helping each and one another, did then and there with the use of force, threat and intimidation, take and carry away, a nine-year-old minor child, Ed Henderson Tan, against the will and consent of the latter nor any of his natural and legal parents or guardian, to an unknown destination, detain, hold and control Ed Henderson Tan depriving him of his liberty, and during their control and custody of Ed Henderson Tan, call, demand and negotiate the payment of ransom money from Eddie Tan, the father of Ed Henderson Tan, for the safe release and return of the victim Ed Henderson, otherwise, the victim would be harmed or killed, the victims father Eddie Tan actually paid the accused the amount of P548,000.00 as ransom money, for the safe release of the victim to the damage and prejudice of the victim Ed Henderson Tan and his father Eddie Tan. CONTRARY TO LAW. 2
The accused, assisted by counsel, were arraigned for the crime charged on November 11, 1997, and entered their respective pleas of not guilty. The Evidence for the Prosecution Ed Henderson Tan, the nine-year old son of the spouses Eddie and Marileen Tan, was a Grade III student at the Philippine Institute of Quezon City, located at Kitanlad, Quezon City. 3 At about 4:00 p.m. on July 2, 1997, Ed Henderson was dismissed from his classes and proceeded to the nearby house of his tutor in Chinese language, Huang Lao Shih. 4 Ed Henderson and his father, Eddie Tan, had earlier agreed that after the tutorial classes ended at 7:00 p.m., Ed Henderson would phone his father, who would then fetch him from his mentors house. 5 The tutorial classes ended at 7:00 p.m., as scheduled, and Ed Henderson then proceeded to the store near the gate of the school to have his periodic test papers photocopied. 6 He left the store and was on his way back to the house of his tutor to wait for his father. Suddenly, Ed Tampos, armed with a revolver (de bola), 7 chased and overtook Ed Henderson at the Royalty canteen near the school. 8 Tampos ordered the boy to proceed to a motorcyle parked nearby and warned the latter that if he refused, he would be shot. Petrified, Ed Henderson approached the motorcycle where appellants Elvie Ejandra and Roel Revilla were waiting. Ejandra had no legs (pilay), while Revilla had curly hair. There was no lamp post outside the school premises but the lights inside the school were still on. 9 Ejandra covered Ed Hendersons mouth with his hand, pointed his gun at the boy 10 and warned the latter not to shout. 11 Revilla boarded the motorcycle and took the drivers seat. Ejandra sat behind him, and Tampos sat behind Ejandra. Tampos ordered Ed Henderson to board the motorcyle, or else, he would be shot. 12 The boy was then ordered to sit behind Tampos. 13
Ed was brought to a one-storey house with cemented flooring and white-colored walls. 14 Once inside, he saw a man who was drinking, who turned out to be Antonio Huera, and a female, who turned out to be Magdalena Calunod. 15 Ed Henderson also saw a cell phone. 16 The was ordered to write down his fathers telephone number, as well as that of their house and their store. 17 Ed Henderson did as he was told, and wrote down the number 737-61-77 the telephone number of his father, Eddie Tan. It appeared to the boy that Ejandra was the leader of his abductors because it was he who gave orders to the others. In the meantime, Eddie went to fetch his son at 7:00 p.m. at his tutors house, but the boy was nowhere to be found. 18 Frantic, Eddie contacted his friends and relatives and asked if they knew where his son was, to no avail. He even called up hospitals, inquiring if a boy named Ed Henderson had been admitted as a patient. 19 Shortly after midnight, Eddie received a call from his house that someone had called earlier up his mother, Benita Tan, with the information that his son had been kidnapped 20 and that the kidnappers wanted to talk to the parents. 21 Eddie rushed back home. At 12:30 a.m., Eddie received a call through his home phone, informing him that his son had been kidnapped. The caller demanded P10,000,000 for the safe release of his son. 22 When Eddie informed the caller that he did not have P10,000,000, the latter hung up the phone. 23
In the meantime, as ordered by Ejandra, Ed Henderson called up his father, through the kidnappers cell phone, to urge his father to pay the ransom money. 24
Thereafter, Eddie received several calls threatening him that if he refused to pay the ransom they demanded, the kidnappers would cut Ed Hendersons ear and finger, and thereafter kill the boy and dump his body in an isolated place. Eddie pleaded for mercy but the caller would simply hang up the telephone. 25
Eddie and his family were terrified of the callers threats that they could hardly sleep. They lost their appetite just thinking of what Ed Henderson would suffer in the hands of his kidnappers. 26 At 6:00 p.m. on July 3, 1997, a Sunday, Eddie received another call informing him that the kidnappers had agreed to reduce the ransom toP5,000,000. 27 Eddie told the caller that he did not have P5,000,000 and pleaded that the ransom be reduced. However, the caller merely repeated his threat that the kidnappers would cut Ed Hendersons fingers and ears, and dump the boy in an isolated place. 28
Meanwhile, Eddie began borrowing money from his relatives and friends. He received another call reiterating the demand for ransom. He told the caller that he would try to raise P585,000 but the caller told Eddie to raiseP600,000. Eddie was finally able to borrow P548,000 from his relatives and friends. When the caller called anew, Eddie revealed that he was able to raise only P548,000 and reiterated that he could no longer borrow any additional amount. 29
At 10:00 a.m. the next day, July 4, 1997, another call from the kidnappers came through, and Eddie reiterated that he could no longer raise any additional amount. The caller hung up, but called again and informed Eddie that the kidnappers had agreed to accept a ransom of P548,000.00. 30 At about noon, the caller contacted Eddie and instructed him to place the money in a newspaper and to bring the money to the parking lot in front of the Sto. Domingo Church in Quezon City within ten minutes. The caller further instructed Eddie to open the doors and windows of his car upon arriving at the designated spot. Eddie was also told that a man would approach him and call him "Eddie." Eddie did as he was told. 31 He placed the money in a newspaper and placed it in a Shoe Mart (SM) plastic bag. 32 He then proceeded to the designated place on board his Besta van. He parked the van in the parking lot in front of the convent adjacent to the Sto. Domingo Church. 33 He opened the doors and windows, then alighted from the car. Momentarily, appellant Calunod approached Eddie and called out, "EddieaEddie." Eddie noted that Calunod had a scar on her right temple. Eddie was taken aback because he was expecting a man to approach him. Nevertheless, when he heard Calunod say "Eddie," he handed over the plastic bag which contained the money. 34 He asked her how his son was, 35 she told him not to worry because she would bring the boy home. Calunod then walked to the gate of the Santo Domingo Church. 36 Eddie went home to wait for his sons return. Shortly after his arrival at their house, Eddie received two telephone calls from a male and a female, respectively, who informed him of his sons impending release. Between 3:20 to 3:30 p.m. of July 4, 1997, Ed Henderson was told that he would be brought back home. 37 The boy then called up his mother and told her that he would be back soon. Tampos and Calunod boarded Ed Henderson in a taxi. Calunod ordered the boy to pretend that she was his aunt. 38 Ed recalled that it was also Calunod who took care of him and gave him food in the house where he was detained. 39 The taxi stopped near the Imperial Drugstore at E. Rodriguez Avenue, where Calunod instructed Ed Henderson to get down. She gave the boy P50.00 for his fare back home. The boy took a taxi and was soon reunited with his waiting family. On July 7, 1997, Ed Henderson gave a sworn statement to PO3 Terencio Claudio of the Criminal Investigation Division in Camp Crame, Quezon City. 40 He was shown photographs of suspects of kidnappings and he identified, from the pictures shown to him, Elvie Ejandra alias Alejandro Ejandra and Magdalena Calunod 41 as two of his kidnappers. The Case for the Accused Edwin Tampos denied any involvement in the kidnapping of Ed Henderson, and invoked alibi as an additional defense. He claimed that the first time he met Elvie Ejandra and Magdalena Calunod was in Camp Crame, Quezon City, after he was arrested, with Roel Revilla, on board the latters tricycle at 10:00 p.m. on August 13, 1997. He knew Antonio Huera, who lived in the same place and solicited bets for "ending." He also knew Roel Revilla, who was a tricycle driver. Tampos claimed that he was arrested without any warrant therefor, and that he was handcuffed, mauled and blindfolded. He was asked if he was a kidnapper, denied that he was one and was forced to sign a piece of paper. He testified that he eked out a living as a butcher of pigs at Villa Beatriz, Old Balara, Quezon City. He sold the butchered pigs three times a week within the neighborhood. His aunt, Biba Oray, financed his business. 42 Tampos also averred that he owned three fighting cocks. 43
Tampos claimed that on July 2, 1997, he was so tired of butchering pigs and opted to stay home the whole day and night. At 10:00 p.m., he went out of his house and bought cigarettes. 44 He returned home immediately thereafter and slept. 45 He and his aunt made plans to buy pigs to be butchered. He was also at home the following day, July 4, 1997, tending to his three fighting cocks. 46
Roel Revilla, likewise, denied any involvement in the kidnapping of Ed Henderson and also interposed an alibi. He testified that he arrived from Sogus, Southern Leyte on August 5, 1997 and stayed in the house of Antonio Huera, his brothers friend at Villa Beatriz, Old Balara, Quezon City. Huera worked at the Tarpark and promised that he would help Revilla get a job there. 47 He was arrested on August 13, 1998 by the Presidential Anti-Crime Commission (PACC) agents, along with Huera and Tampos. They were brought to Camp Crame, Quezon City, where they were blindfolded, mauled and tortured. He was asked if he was a kidnapper, but he denied any involvement in the incident. He averred that he did not know of any reason why Ed Henderson would implicate him in the kidnapping. Magdalena Calunod denied any involvement in the crime charged. She testified that she was thirty-five-year-old businesswoman from Iligan City. She had a stall in Manggahan in 1994, but the same was demolished in 1995. She returned to Iligan City and tended fighting cocks from 1995 to 1997. 48 In August 1997, she was residing in a rented house at Bidasari, Lagro Subdivision, Quezon City. Sometime on August 14, 1998, she and Ejandra were on their way to Nueva Ecija when policemen blocked their vehicle. She, at first, thought that the men were hold-uppers because they were divested of their money, pieces of jewelry and clothes. The policemen were not armed with any warrant of arrest. She admitted that she had been charged of kidnapping in another case in the Regional Trial Court of Quezon City on August 10, 1997. Elvie Ejandra also denied any involvement in the kidnapping of Henderson. Like the other accused, he interposed the defense of alibi. He testified that he and Magdalena Calunod were married. 49 Since 1994, he had been engaged in the business of onions and ready-to- wear clothes which they sold in Baclaran and Divisoria. They also had a stall in Manggahan where they sold onions. 50 When their stall was demolished in 1994, they went back to Iligan City. 51 On July 2, 1993, he and Calunod were in Iligan City tending fighting cocks. They returned to Quezon City from Iligan City only on July 9 or July 10, 1997. 52 They were arrested on August 14, 1997 by policemen while they were on their way to Sicsican, Nueva Ecija. When he was arrested, he had a drivers license in the name of Bebot Suangco. 53 He averred that he did not have any cell phone, but had a car with plate no. 413. 54
Antonio Huera also denied the charge and interposed the defense of alibi. He testified that he was employed by the Car Parts Manufacturing as a power press operator. 55 However, when his employment was terminated on June 25, 1997, he became a collector of bets for "ending." 56 On July 27, 1997, he was in the house of his uncle, which was a stones throw away from his own house at No. 7, Don Fabian Street, Villa Beatriz Subdivision, Old Balara, Quezon City. 57 His grandfather died that day in Southern Leyte 58 and was later buried on July 3, 1997. 59 Roel Revilla spent the night in his house when he arrived from Southern Leyte. 60 Huera also admitted that Elvie Ejandra was his classmate in high school, who visited him on August 5, 1997. 61 He was arrested at 5:30 a.m. of August 14, 1997 at his house, on the mere suspicion that he was a kidnapper. He and two others were brought to Camp Crame, Quezon City, where he was beaten and maltreated. On June 4, 1998, the trial court rendered judgment convicting the accused of kidnapping for ransom defined and penalized in Article 268 of the Revised Penal Code, and sentenced each of them to suffer the death penalty. Antonio Huera, was acquitted for insufficiency of evidence, The decretal portion of the decision reads: WHEREFORE, finding accused Edwin Tampos, Elvie Ejandra, Magdalena Calunod, and Roel Revilla GUILTY beyond reasonable doubt of the crime of Kidnapping for ransom, the court hereby sentences each of them to suffer the penalty of DEATH; to pay the victim, Ed Henderson Tan and his family, the amount ofP548,000.00 as actual damages with legal interest until fully paid, and P1,000,000.00 as moral damages; and to pay the costs. Accused Antonio Huera is hereby ACQUITTED for insufficiency of evidence. The Warden of Quezon City Jail is hereby ordered to release him from custody unless he is being detained for another charge or unlawful case. SO ORDERED. 62
The Present Appeal Appellants Ejandra and Calunod do not dispute that they kidnapped Ed Henderson. They merely assert that the prosecution failed to prove that they had a cellular phone, implying that they could not have used it to demand ransom for the victims release. It was their daughter, Sherry Mae Saliot who was the subscriber to telephone number 490-55-95. They also assert that they were arrested without any warrant therefor. 63
For their part, appellants Tampos and Revilla contend that the trial court erred in not acquitting them of the crime charged on reasonable doubt. 64 They aver that Ed Henderson could not have recognized them as two of those who kidnapped him at 7:00 p.m. on July 2, 1997 in the vicinity of the Philippine Institute of Quezon City, because the place was dark. They assert that it was physically impossible for four people to ride on a motorcycle. The appellants aver that Ed Hendersons testimony is unreliable, as police officers coached him and taught him what to say during a confrontation between him and the suspects in Camp Crame, Quezon City. Appellant Revilla posits that the boy could have mistaken him for Tito Lozada with whom the appellants were when they were arrested. He argues that he merely stayed in the house of Huera and since the latter was acquitted, he should also be acquitted. Appellant Revilla insists that his extrajudicial confession is not admissible in evidence against him because he was forced by policemen into signing the same. He argues that the trial court erred in not considering his alibi, that on July 7, 1997 he was in Sogus, Southern Leyte. Appellant Tampos further alleges that it was unlikely that he would be involved in the kidnapping because he was engaged in the lucrative business of being a butcher and meat vendor. He asserted that he was forced into signing a piece of paper in Camp Crame; hence, the said paper is inadmissible in evidence against him. For its part, the Office of the Solicitor General submits that in failing to assail any irregularity in their arrest before they were arraigned for the crime charged on November 11, 1993, the appellants thereby waived their right to do so. The appellants even failed to file their respective counter-affidavits during the preliminary investigation of the charge against them at the Department of Justice. Moreover, the prosecution adduced overwhelming evidence to prove the crime charged that the appellants were the perpetrators of the said crime. The contentions of the appellants do not persuade. Ed Henderson positively and in a straightforward manner testified that appellant Tampos was the one who chased and grabbed him near his school, and that it was appellant Revilla who drove the motorcycle from the school to the house where he was detained. Ed Henderson was able to recognize the two appellants because the lights inside the Philippine Institute illuminated the place where he was chased and grabbed by appellant Tampos. The victim even noticed that appellant Revilla, who drove the motorcycle, had curly hair. Appellant Tampos was so close to Ed Henderson, as it was he who poked the gun at the boy, and even warned the latter that he would be shot if he refused to board the motorcycle. The testimony of Ed Henderson pointing to appellants Tampos and Revilla as two of his kidnappers near the Philippine Institute of Quezon City, reads: ATTY. CHUA: Q What were you doing when you were kidnapped? A I have something xeroxed, sir. Q Can you tell this court how you were "nahuli"? A When I finished xeroxing something, I was running and then somebody chased me, sir. Q Who was the one chasing you? A "Yung humuli sa akin." Q If he is in court, will you please step down from the witness stand and point him to us? A Yes, sir. INTERPRETER: Witness stepping down from the witness stand and proceed to a man wearing yellow T-shirt who when asked to identify himself he gave his name as Edwin Tampos. ATTY. CHUA: Q After this man whom you pointed to, caught you, what did you do? A He showed me a gun, sir. Q After he showed you a gun, what did you do? A He told me "sakay." Q Where? A In a motorcycle, sir. 65
ATTY. ROUS: Q Mr. Witness, who was the one driving the motorcycle? A The person with curly hair, sir. Q Where were you seated when you were boarded ATTY. CHUA: At what point in time because he rode the motorcycle twice, Your Honor. ATTY. ROUS: Q When you were taken from your school, who was the person driving? A The person with curly hair, sir. Q When you were taken from your school, where were you seated in the motorcycle? A I was positioned "sa pangatlo" sir. Q What do you mean by "pangatlo"? A The first one in the motorcycle was the driver, the curly hair, the second one is Edwin Tampos and I was on the third part. Q What was the color of this motorcycle? A Red, sir. 66
Moreover, Ed Henderson was with appellants Revilla and Tampos when they reached the house where the boy was detained. The lights inside the house were on and Ed Henderson, saw the appellants Revilla and Tampos at close range. The victim, likewise, identified appellant Tampos when the latter and Calunod boarded him in a motorcycle in broad daylight in the afternoon of July 4, 1997. Tampos and Calunod brought the boy to the Imperial Drugstore at E. Rodriguez Avenue where he boarded a taxicab that brought him home. Ed Hendersons testimony on this matter is quoted, viz: Q You said you were able to go home. Do you recall what date they released you? A Yes, sir. Q What date was that? A July 4, 1997, sir. Q Around what time were you released? A In the afternoon, sir. Q How were you able to go home? A At first they load me in a motorcycle and they hailed me a taxicab, sir. Q Who were with you in the motorcycle? A Edwin Tampos and the female, sir. Q What happened after the female called the taxicab? A She told me to pretend that she is my aunt and afterwards, she gave me P50.00. 67
Finally, appellants Revilla and Tampos were identified by Ed Henderson in open court, pointing to both of them as two of his kidnappers. It bears stressing that Ed Henderson was only nine years old and in Grade III when he was kidnapped. In People vs. Bisda, et al., 68 the kidnap victim Angela was barely six years old when she testified. We held that, considering her tender years, innocent and guileless, it is incredible that she would testify falsely that the appellants took her from the school through threats and detained her in the "dirty house" for five days. Thus, testimonies of child victims are given full weight and credit. The testimony of children of sound mind is likewise to be more correct and truthful than that of older persons. 69 InPeople vs. Alba, 70 this Court ruled that children of sound mind are likely to be more observant of incidents which take place within their view than older persons, and their testimonies are likely more correct in detail than that of older persons. In the case at bar, the trial court found the testimony of Ed Henderson credible and entitled to full probative weight. Well settled is the rule that the findings of facts of the trial court, its calibration of the testimonies of witnesses, its assessment of the credibility of the said witnesses and its evidence based on the said findings are given high respect if not conclusive effect by the appellate court, unless the trial court overlooked, misconstrued or misinterpreted facts and circumstances of substance which, if considered, will alter the outcome of the case. 71 We have meticulously reviewed the records and find no justification to deviate from the findings of facts of the trial court, its assessment of the credibility of Ed Henderson and the veracity and probative weight of his testimony. The appellants denials and alibi, which are merely self-serving evidence cannot prevail over the positive, consistent and straightforward testimony of Ed Henderson. 72 Alibi is an inherently weak defense because it is easy to fabricate and highly unreliable. 73 To merit approbation, the accused must adduce clear and convincing evidence that he was in a place other than the situs criminis at the time the crime was committed, such that it was physically impossible for him to have been at the scene of the crime when it was committed. 74 Appellants Revilla and Tampos failed to prove their alibi. They relied merely and solely on their bare and dubious testimonies to prove their defense. Appellant Revilla, likewise, failed to adduce any documentary evidence to prove exactly when he left Sogus, Southern Leyte, via a domestic vessel and the time and date of his arrival in Manila. The acquittal of Huera on reasonable doubt is not a ground for the acquittal of appellant Revilla. As gleaned from the trial courts decision, Huera was acquitted on reasonable doubt because the only evidence against him was the testimony of Ed Henderson, that when he and his kidnappers arrived in the house where the latter was thereafter detained, he saw Huera drinking. There is no evidence against Huera relating to the boys detention and his release on July 4, 1997. There is even no evidence that Huera was in the house when Ed Henderson was detained on July 3 and 4, 1997. Contrary to the assertion of the appellants, it is not physically impossible for four people to ride on a motorcycle, taking into account the sizes and weights of the riders. Ed Henderson was, after all, only nine years old at that time. The Court also rejects appellant Tampos plea that the Court take discretionary judicial notice that the business of butchering pigs and selling their meat is, by nature, a lucrative business. The appellant was burdened to prove his claim that he was so affluent that it was incredible for him to indulge in kidnapping for ransom. The appellant failed to do so, and merely relied on his bare testimony. There is no evidence how much the appellant earned from the business he was allegedly engaged in. In contrast, the appellants collected P548,000.00 by way of ransom from Eddie Tan for the kidnapping of his son. The fact that the cell phone used by the kidnappers to demand ransom was owned by Sherry Mae Saliot, the daughter of appellants Ejandra and Calunod, does not constitute evidence that the said appellants could not have used the said cell phone to demand ransom from Eddie Tan. Sherry Mae Saliot could have just given the cell phone to her parents for their use, while she paid for the charges thereon. We agree with the Office of the Solicitor General that the appellants Ejandra and Calunod waived any irregularities relating to their warrantless arrest when they failed to file a motion to quash the Information on that ground, or to object to any irregularity in their arrest before they were arraigned. They are now estopped from questioning the legality of their arrest. 75
In People vs. Bisda, 76 we had the occasion to state: In People v. Pagalasan, this Court held that conspiracy need not be proven by direct evidence. It may be inferred from the conduct of the accused before, during and after the commission of the crime, showing that they had acted with a common purpose and design. Conspiracy may be implied if it is proved that two or more persons aimed by their acts towards the accomplishment of the same unlawful object, each doing a part so that their combined acts, though apparently independent of each other were, in fact, connected and cooperative, indicating a closeness of personal association and a concurrence of sentiment. Conspiracy once found, continues until the object of it has been accomplished unless abandoned or broken up. To hold accused guilty as a co-principal by reason of conspiracy, he must be shown to have performed an overt act in pursuance or furtherance of the complicity. There must be intentional participation in the transaction with a view to the furtherance of the common design and purpose. Conspirators are held to have intended the consequences of their acts and by purposely engaging in conspiracy which necessarily and directly produces a prohibited result, they are, in contemplation of law, chargeable with intending that result. Conspirators are necessarily liable for the acts of another conspirator unless such act differs radically and substantively from that which they intended to commit. As Judge Learned Hand put it in United States v. Andolscheck, "when a conspirator embarks upon a criminal venture of indefinite outline, he takes his chances as to its content and membership, so be it that they fall within the common purposes as he understands them. In the case at bar, the overt acts of the appellants were so coordinated to attain a common purpose: that of kidnapping and detaining Ed Henderson for ransom. Appellants Ejandra, Tampos and Revilla abducted the victim. Appellant Revilla drove the motorcycle from the place of abduction to the house where the victim was detained. Appellant Calunod guarded the victim during the latters detention, and later brought the victim to E. Rodriguez Avenue in Quezon City prior to his release, along with appellant Tampos. Appellant Calunod also collected the ransom from the victims father. All the foregoing facts indubitably show that the appellants conspired to kidnap the victim for ransom. Article 267 of the Revised Penal Code as amended by Republic Act No. 7659 reads: ART. 267. Kidnapping and serious illegal detention.Any private individual who shall kidnap or detain another, or in any other manner deprive him of his liberty, shall suffer the penalty of reclusion perpetua to death. 1. If the kidnapping or detention shall have lasted more than three days. 2. If it shall have committed simulating public authority. 3. If any serious physical injuries shall have been inflicted upon the person kidnapped or detained, or if threats to kill him shall have been made. 4. If the person kidnapped or detained shall be a minor, except when the accused is any of the parents, female or a public officer. The penalty shall be death where the kidnapping or detention was committed for the purpose of extorting ransom from the victim or any other person, even if none of the circumstances above-mentioned were present in the commission of the offense. When the victim is killed or dies as a consequence of the detention or is raped, or is subjected to torture dehumanizing acts, the maximum penalty shall be imposed. 77
For the accused to be convicted of kidnapping or serious illegal detention, the prosecution is burdened to prove beyond reasonable doubt all the elements of the crime, namely, (1) the offender is a private individual; (2) he kidnaps or detains another, or in any manner deprives the latter of h is liberty; (3) the act of detention or kidnapping must be illegal; and (4) in the commission of the offense any of the following circumstances is present: (a) the kidnapping or detention lasts for more than three days; (b) it is committed by simulating public authority; (c) any serious physical injuries are inflicted upon the person kidnapped or detained or threats to kill him are made; or (d) the person kidnapped and serious illegal detention is a minor, the duration of his detention is immaterial. Likewise, if the victim is kidnapped and illegally detained for the purpose of extorting ransom, the duration of his detention is immaterial. 78
To warrant an imposition of the death penalty for the crime of kidnapping and serious illegal detention for ransom, the prosecution must prove the following beyond reasonable doubt: (a) intent on the part of the accused to deprive the victim of his liberty; (b) actual deprivation of the victim of his liberty; and, (c) motive of the accused, which is ransom for the victim or other person for the release of the victim. The purpose of the offender in extorting ransom is a qualifying circumstance which may be proven by his words and overt acts before, during and after the kidnapping and detention of the victim. 79 Neither actual demand for nor actual payment of ransom is necessary for the crime to be committed. 80 Ransom as employed in the law is so used in its common or ordinary sense; meaning, a sum of money or other thing of value, price, or consideration paid or demanded for redemption of a kidnapped or detained person, a payment that releases from captivity. 81 It may include benefits not necessarily pecuniary which may accrue to the kidnapper as a condition for the victims release. 82
In this case, the appellants not only demanded but also received ransom for the release of the victim. The trial court correctly sentenced the appellants to death. However, the trial court erred in failing to order the appellants to pay, jointly and severally, to Ed Henderson, his parents Eddie and Marileen Tan the amount of P485,000.00 as actual damages and the amount of P1,000,000.00 as moral damages. Under Article 110 of the Revised Penal Code, the principals are jointly and severally liable for the civil liabilities arising from the delict. Three Justices of the Court maintain their position that Rep. Act No. 7659 is unconstitutional insofar as it prescribes the death penalty; nevertheless, they submit to the ruling of the majority that the law is constitutional, and that the death penalty can be lawfully imposed in the case at bar. IN LIGHT OF ALL THE FOREGOING, the Decision of the Regional Trial Court of Quezon City, Branch 219, convicting appellants Elvie Ejandra alias Elvies Ejandra alias Bebot Ejandra alias Bebot Ocay Suangco, Magdalena Calunod y Maganoy alias Magdalena Saliot- Suangco, Roel Ceron Revilla and Edwin Tampos y Amparo of kidnapping for ransom under Article 267 of the Revised Penal Code, as amended, sentencing each of them to suffer the death penalty is AFFIRMED with MODIFICATION. The aforementioned appellants areORDERED to pay, jointly and severally, to the victim Ed Henderson Tan and his parents P350,000 as moral damages, and to pay, jointly and severally, to the Spouses Eddie and Marileen Tan, the amount of P485,000 as actual damages. In accordance with Section 25 of Rep. Act No. 7659 amending Section 83 of the Revised Penal Code, let the records of this case be forthwith forwarded, upon finality of this Decision, to the Office of the President for possible exercise of the pardoning power. SO ORDERED.