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Fall 2010 | Number Nineteen | The Berlin Journal | 19
E
lectronic books, usually
intended for reading on portable
computers with screens roughly the
size and shape of a typical printed page, are
gaining ground in the book market. They
seem unimportant, but e-books show us
the technology industrys lack of imagina-
tion, cultural obliviousness, and love of
quantity over quality. They show us the
passivity of conventional book publishers
and suggest the publics tendency to treat
technology not as a world-widening source
of ideas but as a habit-forming drug with
side-effects no one worries about. In an age
when art, religion, and moral seriousness
are out of fashion, technology is (of course)
the opiate of the people.
Software can do wonderful things for
the book, but only if we start with the cyber-
spheres capacity to create new things, not
to satisfy us with cheap imitations of old
ones. In the long run, technological prog-
ress will be human progress only if tech-
nologists start by understanding the virtues
of the things they are trying to replace. But
they almost never do. Software can add to
the traditional book but can never replace
it: The book (that is, the traditional book) is
not only the most perfect achievement in
the long history of human design, it is also
an ideal interface to software, in principle.
At its best, software can turn the silent lm
of the traditional book into a modern movie;
can turn the solo violin into a concerto. But
you cannot have a movie or concerto if you
start by throwing out the pictures or the
soloist. You must build on those.
T
odays e-books are an attempt to
replace the world of books with yet
another manifestation of the Internet;
e-books mean cheapness, efciency, and
gallons of information to pour down your
throat instead of glassfulls to enjoy. Of
course, e-books have many practical advan-
tages. So do plastic owers; and furry four-
legged robots are easier to care for than
dogs. But unlike plastic owers and furry
robots, e-books have enormous momentum
in the marketplace because large compa-
nies are behind them, and no one wants
to be called a Luddite; no one wants to be
against technology and in love with an
obsolete past. Now that most sins have been
abolished, it has been necessary to promote
Luddite to the top rank of bad attitudes.
Our prejudiced approach to these top-
ics is clear in the fact that (in English) we
use Luddite to mean someone who is
against new technology just because it is
new. But we have no word for someone who
is in favor of new technology just because
it is new. Yet you will meet one hundred
reverse-Luddites for every Luddite you
come across. Reverse-Luddites are bad for
society and especially bad for technology.
Their easy virtue makes technologists lazy.
Instead of seducing the public with master-
ful achievements, technology only has to
ask and the public says yes.
P
ost war Americans were briey
fascinated by the promise of throw-
aways disposable plastic plates
and tableware, throwaway paper skirts and
dresses. The goal was constant novelty for
bored consumers: new clothes every day!
Electronic books cant literally be dumped
in the trash, but they realize the highest
ideal of the throwaway movement: to
reduce to zero the artistic and human value
of the objects we handle.
Granted, electronic books are cheap and
can be stored in virtually no space. They
are easy to transport: a thousand weigh no
more than one. You can search and manip-
ulate their contents using software.
But ordinary printed books are more
robust and easier to repair. They are more
portable because you dont have to worry
about damaging the mechanism: you
can take them to the beach or the back
yard, drop them on the street or let chil-
dren stomp on them. They never need
recharging.
In a real book, the physical package is
brilliantly suited to its function: the codex,
sheets bound on end the standard book
is roughly 2,000 years old and is still
mankinds greatest design achievement.
Electronic books are all the same size. Real
books come in many sizes, which is part of
their value. Novels and poetry have small-
ish pages because they are all text without
gures, notes, or index; textbooks are larger,
with room for illustrations and captions; art
books and atlases are largest, sometimes
with one image covering two facing pages.
I have short, wide books suited to artists
whose paintings are long and low; and
tall, narrow books, mainly travel guides
that are easy to ip through. Childrens
books are another world of shapes and sizes
altogether.
Without even opening a book you can
guess what it is (ction? textbook?) and how
long it is. You can recognize a book by its
cover, even if you dont remember the title
or author. You can pull a book from a shelf
based only on its appearance or remem-
bered location. You can ip through the
pages quickly and form a rough idea about
the book, or stop at something interesting,
or recognize a passage you are searching
for.
Books t our hands, our laps, our desks,
our shelves. Their shape and heft suits us.
A tennis racket, hammer, or drinking glass
is spoiled if it is too light, too heavy, not bal-
anced or not shaped right. Why should we
be less particular about the exact shape and
heft of books than about tennis rackets?
And books are not only useful but beau-
tiful. Nothing warms a room like a shelf of
books. Of the many small, ordinary objects
we handle every day, books probably do
most to soften the hard plastic surfaces of
modern life. Typeface and layout can make
each page beautiful but even an e-book
allows us to admire those (although not
necessarily on a page of the correct size).
The texture and color of the paper stock are
part of the books appeal too. The jacket
design is part. The binding is part.
Granted, many old books were better
produced than the average new one: leather
spines and corners with marbelled boards
on many nineteenth-century books; deco-
rated cloth covers in the early twentieth
century. Modern books are too likely to be
cheaply made. Publishers miss the obvi-
ous point that book buyers who will spend
extra money to buy a hardcover instead of
a paperback would spend a little more for
a well-made hardcover. But some modern
books are well made; and at least the book-
making process itself is alive. The quality of
the product will improve again when read-
ers insist on it.
Real books last a long time. Books that
are 150 years old are plentiful and often
inexpensive. Is it likely that our descen-
dents a century and a half from now will
admire the beauty and craftsmanship of old
e-books?
The most important advantage of real
books is that they grow up and grow old like
human beings. It is easy to annotate a real
book to argue, explain, or emphasize an
important passage. When you re-read the
book, your notes are part of it. Your ideas
and annotations change over time and make
the book itself change. Gradually a book
takes on the personality of its owner.
BOOKS FIT OUR HANDS, OUR LAPS,
OUR DESKS, OUR SHELVES. THEIR
SHAPE AND HEFT SUITS US.
20 | The Berlin Journal | Number Nineteen | Fall 2010
My most valued possessions are books
my grandfather annotated, in English and
(in a beautiful, owing hand) Hebrew; I
hear his voice in those notes. God willing,
my children and grand-children will hear
my voice the same way. Family Bibles have
notes on births, marriages, and deaths
going back hundreds of years; these deli-
cate long threads of fading ink lead us gen-
tly into the past. I have a sixteenth-century
English Bible and a seventeenth-century
Hebrew Bible, bought from book dealers,
neither annotated; but merely turning their
soft, heavy pages, so worn they feel like
cloth, connects me to the past current
ows across the connection, nerve impuls-
es travel from past to present, and we see
ourselves from far overhead; catch sight for
a moment of the majesty of human life.
Modern computing can make books
better. But publishers and the technology
industry are going about it wrong. Starting
with an incomparably brilliant design, they
ought to improve it, not replace it. Each
book might have a partner through the
looking glass, in the cybersphere. Usually
this virtual partner will merely be useful;
sometimes it will complete and perfect a
book the way a score completes a libretto.
But the physical book on paper will always
be a full partner in this ensemble.
It is natural that when you acquire a
book you should be invited into an ongoing
electronic community of reader discussion
and author comment; of course you should
have access to an electronic version of the
text, so you can search or read online. Much
informal book-discussion already occurs
on the Internet. All that is needed is for
publishers to give this discussion a natural
form just as the book itself is a natural
form for authorship.
When you scan the books code with
your book pen (or some other device), you
will join the community. A time-ordered
stream in the Cloud is a natural shape for
the accumulating reviews, comments, cor-
rections, and updates that form the books
log (like a ships log). The log is also a good
place for authors to mention new books
they are writing, or other books they like
or dislike. The stream is part of the book:
If the book is a comet, the stream is its
luminous tail. Books hurtling through the
cybersphere leave glowing tracks behind,
like the vapor trails of high-ying airplanes
or the phosphorescent wakes churned up
by large ships in tropical seas.
When you are interested in many books,
you can blend their logs (or streams) into
one stream, which keeps you up-to-date on
the book world from your own viewpoint.
And we can go further. Often readers
have comments or questions about particu-
lar passages especially if they are students
studying literature or a textbook. Over
the years many students follow the same
trail and pass the same points; comments
and conversation accumulate around all
difcult or striking passages, like initials
carved in some notable old tree. When you
touch a passage on the page with your book
pen, you transmit information to a nearby
computer, which tunes in a conversation
track focused on exactly the word or pas-
sage you have touched. You see a list of
comments, questions, and answers clus-
tered around this passage. You might hear
ongoing conversation, if readers anywhere
in the world happen to have stopped to
chat at the same place you have. Many such
conversations proceed in parallel on every
interesting street and corner of the text.
The worlds book-readers suffer from an
unsatised hunger for pictures. We have
always wanted to see far-away people and
places, mountains and cities and buildings.
But photography is less than two hundred
years old; the mass-printing of photos is
newer than that; high-quality, inexpensive
color printing is a generation old, and
cheap, high-denition digital cameras
are even younger. Its no surprise that the
world suffers from a gross shortage of
images. Of course there are untold millions
of photographs in the Cloud. But they are a
sprinkling of buttercups in a vast green val-
ley. The world is largely unphotographed.
Videos are even scarcer: If you are
looking for videos of the various spe-
cies of Eclectus parrot in the wild, or the
Cumbrian waterfalls of Scale Force, Moss
Force and Lodore that fascinated Coleridge,
good luck.
This absence of images is reected in
our impoverished color vocabularies. We
have words for only a tiny fraction of the
colors that occur all around us in nature
and art. Art history merely asserts that
certain artists were great colorists; it says
little about the particular color-chords and
progressions that make the twelfth-century
glass of Chartres and Saint-Denis, or Titian,
or de Kooning great. Some art historians
still regard color pictures as a distraction in
art books. In the all-important eld of color,
art scholarship has barely begun, because
the accurate mass-reproduction of color has
barely begun.
Publishers and tech companies will
work together to push forward the art of
the book. But the genius of the book itself,
the physical object, will always be the best
starting point; and authors and publishers
(not technologists!) will lead these collabo-
rations unless they lack the vision and
heart for new things.
T
he book is an object that is
designed for the human eye and
human hand that has proved its
power and beauty over 2,000 years, that
is an extraordinary triumph in the art of
design. It exists on a human size and scale,
and its length is measured in words or
pages, not megabytes. Books connect us
every day to human craftsmanship and his-
tory. We hold their fate in our hands.
Real books will always exist but will
book-making itself? Will the world be
ooded with e-books? cheap imitations,
alluring as plastic trees? Or will e-books
create partnerships across the border
between real space and virtual space the
most important border of the twenty-rst
century; between the word on paper and
the supporting cast in the cybersphere?
Between the soloist and the orchestra?
William Blake wrote, To see a World in
a Grain of Sand / And a Heaven in a Wild
Flower, / Hold Innity in the palm of your
hand / And Eternity in an hour. The tradi-
tional book is innity in the palm of your
hand, is eternity in an hour. Will books
continue to help anchor us in the long his-
tory of human craftsmanship and thought,
or will we give them up and blow away in
a gust of cheap technology into a rootless
future? Each time we buy a book, real or
electronic, we help decide for or against
humanitys most humane art.
David Gelernter is Professor of
Computer Science at Yale University
and was a Distinguished Visitor at the
American Academy in July 2010.
THE BOOK EXISTS ON A HUMAN SIZE AND SCALE, AND ITS LENGTH
IS MEASURED IN WORDS OR PAGES, NOT MEGABYTES. BOOKS CONNECT
US EVERY DAY TO HUMAN CRAFTSMANSHIP AND HISTORY.
WE HOLD THEIR FATE IN OUR HANDS.
Strategy is the Key to
Growth in a Credit Squeeze
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22 | The Berlin Journal | Number Nineteen | Fall 2010
THE MIDTERM FIX
Barack Obamas progressive-pragmatic foreign policy meets its Middle East test.
By Martin Indyk
O
n January 20, 2009, a young
African-American was inaugurated
as the forty-fourth President of the
United States. In his inaugural address,
Barack Obama made clear that engaging
with the world would be one of his highest
priorities. He intended it to be a very dif-
ferent kind of engagement from that of his
predecessor, George W. Bush. There would
be withdrawal of troops from Iraq; an out-
stretched hand to Iran; a reset in relations
with Russia; an expanded economic part-
nership with China; and a commitment to
pursue peace in the Middle East.
Obamas rst year turned out to be an
annus horribilis. The effort to engage Iran
had foundered, a victim of regime hard-
liners who stole the elections and then
brutally suppressed the opposition. Instead
of a quick start to Arab-Israeli negotia-
tions, the president found himself caught
up in an argument over Israeli settlement
policy. Boxed in by his generals, he reluc-
tantly approved sending an additional
30,000 troops to Afghanistan for a war that
seemed unwinnable. The near-collapse
of the Copenhagen climate negotiations
underscored the limits of American inu-
ence. Political polarization and gridlock in
relations with Congress had bogged down
the presidents domestic reform agenda,
raising doubts among world leaders about
his ability to deliver. Russias leadership
stalled on negotiations for the new Strategic
Arms Reduction Treaty (start), hoping to
extract greater concessions. Chinas newly
self-condent leadership began to throw its
weight around in bilateral relations. And
Frances president gave voice to what his
counterparts seemed to be thinking: Est-il
faible? (Is he weak?)
Every new presidents rst year is bound
to be complicated. The learning curve is
always steep. The adjustment from cam-
paign promises to dealing with the worlds
complex realities is difcult. The new
HARALD HAUSWALD, WERBETAFEL EINES NHMASCHINENLADENS, PAPPELALLEE, BERLIN-
PRENZLAUER BERG, 1984, DDR
Fall 2010 | Number Nineteen | The Berlin Journal | 23
president quickly discovers that things look
different from the Oval Ofce.
In President Obamas case, the degree
of difculty was heightened by the circum-
stances he inherited: A home-grown nan-
cial crisis unlike anything since the Great
Depression; a losing war in Afghanistan;
emerging powers in Asia and Latin
America demanding their due; a nuclear-
armed Pakistan taking on the characteris-
tics of a failing state; Iran marching toward
nuclear weapons; a Europe seemingly los-
ing its way; and in the Arab-Israeli arena, a
deeply divided Palestinian polity and a new-
ly-elected right-wing government in Israel
that did not accept the two-state solution.
The America that Obama inherited was no
longer the berpower it once was. Its repu-
tation had been tarnished, its hard power
strained, and its pursuit of democracy and
free markets abroad discredited.
How far the United States had traveled
from those heady post-Cold-War days that
Bill Clinton, Obamas Democratic prede-
cessor, had inherited a mere eight years
earlier: The Soviet Union had collapsed; the
Berlin Wall was down; Saddam Husseins
army had been evicted from Kuwait; the US
economy was about to take off; all Israels
Arab neighbors were engaged in direct
peace negotiations; and Iran was licking
its wounds after losing a debilitating eight-
year war with Iraq. History had ended;
democracy and free markets reigned
supreme; and the United States had
become the indispensable nation. It was
easy in those triumphant days to imagine
that the United States could use its primacy
to dictate a more free, peaceful, and open
world order. Those days were long gone.
A
deeply intelligent and
deliberative leader, Obamas com-
munity organizing experience in
Chicago seems to have bred in him a belief
in human progress achieved by small but
determined steps. As he told a huge, ador-
ing crowd in Prague in his rst speech
abroad as president, the change that he
wanted them to believe in would not come
easily or quickly. In his Nobel Peace Prize
speech at the end of his rst year, Obama
cited President Kennedys call to focus
on a more practical, more attainable
peace, based not on a sudden revolution in
human nature, but on a gradual evolution
in human institutions. His task was not to
seek transformational change abroad, but
to pursue a more modest effort to bend
history in the direction of justice. In the
meantime, there was transformational
work to be done at home: The rebuilding of
an American economy based on renewable
energy, the creation of new jobs, health-
care and education reform. In all this he
declared he would seek a balance between
competing priorities, refusing to set goals
that go beyond our responsibility, our
means, or our interests.
Foreign policy scholar Walter Russell
Mead has categorized Obamas initial
approach as Jeffersonian, after Americas
third president, who propounded limiting
commitments abroad in order to nation-
build at home. But Obamas engagement
with the world also displays, Mead observes,
a Hamiltonian urge to pursue a realist
effort to confront Americas adversaries.
The presidents decision to send more
troops to Afghanistan was an expression of
this balancing act: Adding 30,000 troops
but announcing that they would begin com-
ing home in the middle of 2011. Explaining
his decision, Obama rejected the goal of
nation-building in Afghanistan because
it sets goals that are beyond what can be
achieved at a reasonable cost and what we
need to achieve to secure our interests.
He would instead focus on reconstructing
America, the nation that Im most inter-
ested in building.
Other instances in the presidents
rst year manifested this urge to balance
competing demands: The attempt to close
Guantanamo Bay while dramatically step-
ping up drone attacks on Al-Qaeda-related
terrorists; promoting a nuclear-free world
while making modest adjustments to
Americas nuclear posture; advocating
clean energy while allowing greater off-
shore drilling.
This balancing act pleased few and
provided fodder for Obamas critics, who
saw his compromises as signs of weakness.
His inability to produce clean outcomes
quickly were taken as indications of incom-
petence. His efforts to engage competing
powers seemed to come at the expense of
ignoring traditional allies. His reluctance
to unfurl the banner of human rights and
democracy in Iran, the Arab world, and
China indicated abandonment of values-
based diplomacy. Above all, these moves
produced questions about whether Obama
had a strategy at all.
T
his composite narrative on
President Obamas rst year in for-
eign policy, however, misses a signi-
cant subtext in the presidents approach,
which is now emerging in sharper focus
as it takes on greater form and substance.
It is best reected in the conuence of
summitry and diplomacy that took place
in the Spring of 2010: The signing of the
New start Treaty with Russian President
Medvedev; the unveiling of the Nuclear
Posture Review; the convening of the
Washington Nuclear Security Summit
with 43 world leaders in attendance; and
the opening of the Non-Proliferation Treaty
(npt) Review Conference. The president
intended that this effort would nd its cap-
stone in a new UN Security Council resolu-
tion mandating tougher sanctions against
Iran for its violations of the npt.
In this multi-pronged approach Obama
can be seen to be attempting to shape a new
multilateral international order. One of its
pillars is nuclear disarmament and non-
proliferation: To seek the peace and secu-
rity of a world without nuclear weapons, as
the president put it in his Prague speech.
But to achieve this purpose, Obama
believes that the United States must take
the lead hence the New start Treaty with
its reductions in US and Russian nuclear
arsenals and promote a rules-based sys-
tem in which the world must stand togeth-
er to prevent the spread of these weapons.
In this new order, those who break the
rules must face consequences: Sanctions
that exact a real price and the increased
pressure that exists only when the world
stands together as one. In this context,
curbing Irans nuclear program becomes
a means to encouraging old and new pow-
ers to assume their responsibilities for the
maintenance of the order. It also becomes
one of the most signicant challenges to
that order, for if the community of nations
fails to prevent Iran from abrogating its
obligations as a signatory to the Non-
Proliferation Treaty, chaos will follow a
nuclear arms race in the Middle East will
likely be triggered and the npt will likely
collapse. Little wonder that Obama refers to
strengthening the non-proliferation regime
as a centerpiece of my foreign policy.
To have it succeed, the president has to
unify the approaches of the established and
emerging powers. The reset policy
IN THIS MULTI-PRONGED
APPROACH OBAMA CAN BE
SEEN TO BE ATTEMPTING TO
SHAPE A NEW MULTILATERAL
INTERNATIONAL ORDER.
24 | The Berlin Journal | Number Nineteen | Fall 2010
with Russia was a critical rst step, yield-
ing Moscows support for the principle of
tougher sanctions against Iran. That, in
turn, made it possible to secure Chinese
support for sanctions. The give-and-take
inherent in the effort to achieve unanimity
is likely to produce a new sanctions regime
that falls short of the crippling sanctions
that Secretary of State Hillary Clinton
called for: Russia wanted to avoid sanc-
tions on arms sales; China wanted to avoid
sanctions on oil trade; Brazils Lula wanted
time to act as an intermediary; Turkeys
Erdogan seemed determined to protect his
new friends in Tehran. Nevertheless, the
reshaping effort proved good when a hard-
won P5 consensus held in the face of last-
minute maneuvering by Irans leadership.
But unanimity in itself is likely to
be inadequate to the challenge of curb-
ing Irans nuclear ambitions. The Bush
Administration succeeded in securing
three unanimous UN Security Council
condemnations of Tehran, all to little effect.
The combination of new multilateral sanc-
tions and tougher unilateral sanctions
taken by the United States and Europe
may drive the Iranians back to the nego-
tiating table. But there is not much hope
in Washington that it would be anything
more than a tactical ploy to buy more time
for building a breakout nuclear capabil-
ity. Given the importance of the issue to
Obamas vision of a new multipolar world
order, the trend in Washington is thus
toward greater confrontation with Iran.
President Obama himself has ratcheted
up his rhetoric on this subject. He has gone
from saying it is unacceptable for Iran
to acquire nuclear weapons to declaring
he is determined to prevent them from
doing so. There is also growing talk of the
military option. Chairman of the Joint
Chiefs of Staff, Admiral Michael Mullen,
and Secretary of Defense Robert Gates no
longer say it would be a bad idea. Instead
they declare that force is on the table.
This may be a way of signaling to Iran that
there really could be dire consequences
if they dont take seriously the will of the
international community. It also indicates
a more confrontational trend in Obamas
approach.
If sanctions do not convince Iran to
change course, the EU and the United
States will have to choose between preven-
tive military action and a strategy of con-
tainment and deterrence. Its fairly obvious
where the Europeans will want to go, and a
year ago President Obama would have gone
there with them. We would together have
chosen the containment and deterrence
option. That choice is no longer certain.
Given this, contending with the Arab-
Israeli conict becomes all the more
important for President Obama. Resolving
a long-running conict between Israel
and its Arab neighbors particularly the
Palestinians has a value in itself. He
believes in helping Israel, an important
ally, to resolve a debilitating conict. The
president clearly feels that time is running
out on the solution of two states for two
people. But he is also motivated by a belief
that success will have a positive effect on
everything else that he is trying to do in the
Greater Middle East. It may not solve all the
problems, but it makes it easier to do so. It
makes it easier to get the Arab street, and
therefore Arab leaders, on board to confront
and pressure Iran. It makes it easier to iso-
late Iran and to convince it that its interests
are better served by complying with the
will of the international community. And
it gives America greater credibility in this
part of the world for the broader reshaping
process Obama is promoting.
W
hat are the chances that
President Obama can achieve
a breakthrough to Israeli-
Palestinian peace in his second year, or
ones subsequent to it? There are several
reasons for cautious optimism. The rst is
called Fayyadism, after the Palestinian
Prime Minister, Salam Fayyad, who is
changing the cassette in the minds of
Palestinians in the West Bank. He is show-
ing them that they can take their fate into
their own hands; they can build their own
state from the ground up; they do not have
to be victims. This is manifested in dramat-
ic new ways in the West Bank: A credible,
capable Palestinian security force policing
the area and working with the Israeli army
to ensure security for Palestinians and
Israelis; representative and transparent
institutions of government; and an econo-
my beginning to boom.
In Gaza, too, we see an interesting situ-
ation: Hamas is now policing the territory
and preventing attacks on Israel. For the
rst time since Yasser Arafat returned to
Gaza, in 1994, the Palestinian authorities
are actively preventing acts of violence
against Israel. At the same time, in Israel
there is a right-wing government that has
endorsed the two-state solution and there-
fore accepted the idea of an independent
Palestinian state in the West Bank and Gaza.
This same government has placed a morato-
rium on new settlement activity in the West
Bank and, apparently, is now doing its best
to avoid provocative actions demolitions,
evictions, and announcements of new ten-
ders in east Jerusalem. Moreover, the Arab
states, which have always been reluctant
to provide political cover for Palestinian
leaders who would make peace, have now
formally endorsed Abu Mazens decision to
engage in indirect peace talks with Israel.
Israelis are beginning to see that they
have a reliable partner on the Palestinian
side. Palestinians are beginning to hope
they can achieve their independence
through negotiations and compromise
rather than through violence and terror-
ism. And President Obama and Israeli
Prime Minister Netanyahu have come to
understand that it is more productive to
work with rather than against each other.
As a consequence, direct peace negotiations
should soon begin, creating an opportu-
nity for Obama to forward ideas that could
bridge the gaps between the two parties.
If Obama eventually succeeds on the
Palestinian issue, it will impact positively
on his effort to convince Iran that its inter-
ests are not well served by continuing to
pursue nuclear weapons. That may yet
enable him to herald in a new, more stable
Middle Eastern order as the foundation for
the multipolar world he seeks to shape.
But if he fails, the United States might
well end up in a third war in the Middle
East, this time with Iran. That is where
progressive pragmatism can lead when a
new president takes the United States into
the Middle East maze.
Martin Indyk is Vice President and
Director of Foreign Policy at the Brookings
Institution and was a Richard C. Holbrooke
Distinguished Visitor at the American
Academy in spring 2010. This essay is
derived from his May 5, 2010 lecture.
WHAT ARE THE CHANCES THAT PRESIDENT OBAMA CAN ACHIEVE
A BREAKTHROUGH TO ISRAELI-PALESTINIAN PEACE IN HIS SECOND
YEAR, OR ONES SUBSEQUENT TO IT? THERE ARE SEVERAL REASONS
FOR CAUTIOUS OPTIMISM.
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26 | The Berlin Journal | Number Nineteen | Fall 2010
THE ORGANIZATION MAN
Franz Kafka, risk insurance, and the occasional hell of ofce life
By Stanley Corngold
Fall 2010 | Number Nineteen | The Berlin Journal | 27
M
ost readers know Franz
Kaf ka as the reclusive author of
stories and novels that have since
become monumental works of modern
literature. Some readers also know him as
a bureaucrat who, unhappy in his ofce,
castigated the hell of ofce life. But few
know that he rose at the end of his life to
the position of Senior Legal Secretary at the
Workmens Accident Insurance Institute
for the Kingdom of Bohemia in Prague
(called, after 1918, the Workmens Accident
Insurance Institute for the Czech Lands).
Kaf ka was no Bartleby the Scrivener, no
harmless ofce drudge. Rather, he was
a brilliant innovator of social and legal
reform in the Manchester of the Empire,
which at the time of Kaf kas tenure,
between 19081922, was one of the most
highly developed industrial areas of Europe.
Kaf kas professional writings have
become more and more interesting to
scholars seeking the elusive patterns of his
thought. Today, his relation to the ofce
seems predictably conicted but by no
means entirely negative. In 1913 he wrote
the comment to his ance Felice Bauer
that has dictated the popular view:
Writing and ofce cannot be reconciled,
since writing has its center of gravity in
depth, whereas the ofce is on the sur-
face of life. So it goes up and down, and
one is bound to be torn asunder in the
process.
But Kaf kas being torn asunder is not
the whole story. In his own words he was
a natural ofcial, fully aware of the
deep-seated bureaucrat inside him, and
he was not blind to its advantages. In an
amazing letter written in 1922 to his friend
Oscar Baum, he wrote of our fumbling
interpretations, which are powerless to
STEVEN AHLGREN, ACCOUNTING OFFICE, NEW HAVEN, CT, 1992
28 | The Berlin Journal | Number Nineteen | Fall 2010
STEVEN AHLGREN, COMMERCIAL BANK, NEW HAVEN, CT, 1992
Fall 2010 | Number Nineteen | The Berlin Journal | 29
deal with the evolutions, embellishments,
or climaxes of which the bureaucracy is
capable. If the ofce stood in the way of his
writing, he could also breathe an lan into
it and even furnish it with a human gaze, as
a sort of brother adversary. In a letter to his
lover Milena Jesensk, Kaf ka describes the
ofce as precisely not a machine in which
workers like him might be a little cog or
a big wheel. Rather, To me, he wrote,
the ofce is a human being watching me
with innocent eyes wherever I am, a living
person to whom I have become attached in
some way unknown to me. The ofce, in
his words, is not dumb, it is phantasmal.
These remarks suggest Kaf kas aware-
ness of the impact of his ofce life on his
literary imagination. It brought him into
direct contact, writes the Kaf ka scholar
Jeremy Adler, with industrialization,
mechanization, and bureaucracy, as well as
with the struggle between capital and labor,
and his ofcial writings antedate his liter-
ary breakthrough. At the end of his life
Kaf ka sought to overcome imaginatively
his earlier hostility to the ofce. In his
novel The Castle, a hero named K., Kaf kas
vice-exister, struggles to enter a strange
castle, which runs on principles reminis-
cent of Kaf kas insurance institute. The
ambition of this K.-gure is something of a
riddle, and readers will wonder what it can
mean for Kaf ka, who did not have to strug-
gle to enter his ofce, where his presence
was needed and paid for. But the theme
of seeking entry into a higher institution
runs throughout Kaf kas diaries in differ-
ent directions. When he writes of craving
to enter another place or sphere, it is very
often to come into his authentic being
as a writer (he coined the German word
Schriftstellersein, or writerly being). We
will still wonder what connection can exist
between creative, hotly intense imaginative
writing and the life-blood of the ofce, the
writing of briefs and lling in of forms?
The answer lies in Kaf kas analogies.
For him, both institutions writing
and the law practice feats of imaginative
embellishment: both reach for heights of
complexity, for climaxes, in their proce-
dures. In their operations and their subject
matter, especially in Kaf kas case, both deal
with concepts of fault, of standards and the
failure to meet standards, of dereliction and
shortcoming. How do I excuse my not yet
having written anything today? he writes,
on a typical day. In no way. . . . I have a con-
tinual invocation in my ear: If you would
come, invisible court! And, nally, very
importantly, both sorts of writing, the legal
and the literary, at their best proceed imper-
sonally. Consider Kaf kas great description
of his fate as a writer:
If there is a higher power that wishes
to use me, or does use me, then I am
at its mercy, if no more than as a well-
prepared instrument. If not, I am noth-
ing, and will suddenly be abandoned in a
dreadful void.
What is striking about Kaf kas last novel
is that his personal castle, the house of
writing into which he forever sought
entry, wears the features of bureaucracy,
so that in the end these two kinds of being
become indistinguishable. In The Castle we
glimpse the imaginative reconciliation of
ofce and writing.
I
n his daytime office work, Kaf ka
was preoccupied above all with accident
insurance, a business that, as he wrote
in an early letter, interests me greatly. It
stands to reason that as a full-time specialist
in industrial accidents, from 1908 on, he
would have introduced something of the
logic of accident insurance into his novels
and stories. On this assumption, one of the
principles of Kaf kas literary world could be
called culture insurance, a concept owed
to the Kaf ka scholar Benno Wagner. Kaf kas
stories and novels bring together fragments
of many different cultural discourses fam-
ily language, subjective psychology, sexual-
ity, literature, music, artistic performance,
law, political agitation, religious ideology,
war, and more, always proling the conict
of values that informs them.
Kaf kas second novel, for example, The
Trial, was written in 1914, contemporane-
ously with his harrowing story In the Penal
Colony. In The Trial, a high-ranking bank
ofcial is arrested without his ever learning
the grounds of his arrest and subsequent
execution. In the Penal Colony sees
FRANZ KAFKA wrote his manuscripts in quarto notebooks (about A5 size) or postcard-
size octavo notebooks. Today many of the manuscripts are available as facsimile prints.
Therein one nds a rich handwriting style with partly pronounced calligraphic features,
written not only in Roman script but also in a German script popular in Austro-Hungary
at the turn of the twentieth century. The rhythm and mood of Kafkas handwriting
changes dramatically from slow and relaxed and wide to fast and tense, resulting
in undulating, expressive lines and sometimes indecipherable characters. This rich
material was the inspiration for the digital type family FF Mister K, by designer Julia
Sysmlinen. Her Kafka typeface draws upon the strongly varying typographic charac-
ter of the original script, capturing the visual spirit of Kafkas original manuscripts.
30 | The Berlin Journal | Number Nineteen | Fall 2010
a high-ranking ofcer lay a prisoner on a
machine that writes into his body the text of
the law he has broken. But before the story
is over, it is the high-ranking ofcer who
lays himself on the machine for punish-
ment. The two stories vary with haunting
complexity the conict between highly
placed persons and the lower-order per-
sons they punish, while introducing these
conicts into several different cultural
discourses. Together, The Trial and In the
Penal Colony allude to historical epochs
of Western law, to the bureaucratic agonies
of the day, to the Old and New Testament,
to Talmudic disputation, to Chinese tor-
ture gardens, to the Dreyfus case, to the
Hollerith punch-card machine.
In proceeding allusively and comprehen-
sively, Kaf ka performs for his culture an
operation similar to the operation that acci-
dent insurance performs for the work life.
His stories identify, differentiate between,
and then bundle together opposing posi-
tions within different cultural enterprises
and in this way level the risk of defeat to
one or the other party to the conict. The
Trial contains a literal example of this bun-
dling together of the disputants: court and
supplicant, once distinct, merge when, as
the prison chaplain, declares, The judg-
ment isnt simply delivered at some point;
the proceedings gradually merge into the
judgment. The verdict of the court is a
judgment on the way in which the accused
conducts his defense: The accused delivers
his own verdict. Both parties, court and vic-
tim, share responsibility for the killing.
Where wider cultural enterprises are
concerned (empires, nations, religions),
Kaf ka bundles risks by the strategic use of
stereotypical images to create a common
ground. He invests such stigmatizing
metaphors as nomads, apes, vermin,
and dogs with features and values that are
common to each of the conicting groups;
in this way, a discourse of enmity and dis-
sociation becomes a discourse of likeness
and community. Consider, for example, the
gure of the acculturated ape Red Peter
in A Report to an Academy, who is at once
the trained animal, the incipient language
speaker, Esau (And the rst came out red,
all over like an hairy garment, Genesis 25),
the adolescent experiencing orgasm, the
Jew venturing on civility, the fraternity
duelist qualifying with a scar, the circus
artiste, and the European of average
culture. Few groups, stigmatized or not,
would fail to nd themselves represented in
this gure.
Again, the goal of the 1917 story
Building the Great Wall of China is to
protect the Empire from the nomads. These
nomads might be identiable in turn as any
minority population wanting to be included
in a nation state, but here the Chinese
Empire, threatened by irredentism, seeks to
exclude them with an inevitably discontinu-
ous and porous wall. To the question, How
can a wall afford protection when it is not
built continuously? the narrator replies,
Indeed, not only can such a wall not pro-
tect, but the construction itself is also in
continual danger. Those sections of the
Wall left abandoned in barren regions
can easily be destroyed, over and over,
by the nomads, especially since at that
time these people, made anxious by the
construction of the Wall, changed their
dwelling places with incomprehensible
rapidity, like locusts, and so perhaps had
a better overview of the progress of the
Wall than even we ourselves, its builders.
The key to the wall is its design. Its design
is incomprehensible, except, perhaps, to the
nomads whom it is meant to ostracize. This
fact, taken strongly, means that the builders
are dependent on the beings from whom
STEVEN AHLGREN, COMMERCIAL BANK, ST. PAUL, MN, 1992
Fall 2010 | Number Nineteen | The Berlin Journal | 31
it is their entire purpose to obtain protec-
tion. Invaders and invaded share the risk of
mutual destruction. At the same time, the
paradox of the breachable wall alludes to
Kaf kas afrming a system of comprehen-
sive accident insurance for both on-site and
off-site industrial injuries that nonetheless
allows for negotiable gaps.
Throughout Kaf kas ofce writings, we
see him transforming materials from these
documents into his literary work. Images
of land surveyors, planing machines, and
underground fortication wander dream-
like into his ction; more importantly,
perhaps, so do modes of legal argument.
Kaf kas ofcial policy might best be put as
redening the being of things and relations
through the risk they constitute. An auto-
mobile, for example, is a factory, housing
machinery capable of causing potential
harm to its workman the chauffeur.
The automobile owner, henceforth a factory
owner, would thus be required to pay insur-
ance fees set on the basis of the fees levied
on other factories harboring comparable
risk. Kaf ka, as it happened, thought this
idea unacceptable for the pragmatic rea-
son that automobile owners were already
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required to pay high fees merely for the
fact of owning the thing. Kaf kas stance of
distributing responsibility equipollently
between contesting parties a stance
informing his ction and generally arous-
ing displeasure among his readers in fact
reects the spirit of pragmatic negotiation
that he employed at the ofce.
The discourse of risk insurance suggests
another complementary view of the heroes
in Kaf kas ction: they are the victims of
accidents for which no insurance has been
devised and might never be devised, such
as a policy protecting persons from the con-
sequences of waking up one morning as a
verminous beetle. It would be too difcult to
monetize the risk. One has so little data.
T
he office provided Kaf ka with a
trove of material images (add on quar-
ries, cognac, photographs, peasants)
that, duly transmuted, surface in his work.
But the best connection between the legal
writings and the ction is captured only
by moving one stage higher on the order of
thought from shared images and tropes
to the plane of accident, unintelligibility,
unreadability. We have two compatible
agencies: On one hand, accident insurance,
which responds to a growingly uncontrol-
lable and impersonal event by aiming to res-
titute the alienated subject; and on the other,
the narrative of individuals confronting
wild accidents (waking up as a bug; being
arraigned and killed for a never-specied
crime; or losing ones way to death). Both
systems aim to contain such accidents, make
readable the unreadable, monetize risk, gain
a dear purchase on chance. Except that
the ctions must do without that statistical
norming and must instead report the failure
of individuals to discover the norming rea-
son for the accident that has befallen them
in the creaturely order. Yet, a certain truth,
as Kaf ka wrote in his notebooks, might lie
only in the chorus [of voices], a bundling
together of counterpoints within the narra-
tive between of the voice we hear with the
voices in other Kaf ka texts, always available
to be heard contrapuntally.
Stanley Corngold is Professor
Emeritus of German and Comparative
Literature at Princeton University and
a fall 2010 Berlin Prize Fellow at the
American Academy.
2010 Wilmer Cutler Pickering Hale and Dorr LLP
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Notebook of the American Academy in Berlin | Number Nineteen | Fall 2010
ON THE WATERFRONT
NEWS FROM THE HANS ARNHOLD CENTER
N2 Academy Notebook: New York
City Mayor and philanthropist
Michael Bloomberg awarded
the 2010 Henry A. Kissinger
Prize in Berlin
N12 Life & Letters: The fall 2010
fellows, a sneak preview
of the spring 2011 class,
call for applications, and
alumni books
N5 Sketches & Dispatches: Paul
Volcker on reforming global
nance, Ernst Cramers last
editorial, Philip Murphy and
Frank Langella at the Academy
N4 Academy Notebook: Proudly
announcing three new
Academy fellowships;
Wolfgang Ischinger joins the
Academy Board of Trustees
T
his challenge
is certainly global,
said two-time
Federal Reserve Chairman
Paul Volcker about the future of
international nancial regula-
tion, but much depends on our
two countries working together
to solve the problem. Volcker,
who currently chairs President
Obamas Economic Recovery
Advisory Board, spoke on March 6
at Schloss Bellevue to an exclusive
audience of American Academy
guests diplomats, ambassa-
dors, central bankers, and scal
policy experts from Europe and
the US. The Academys spring
2010 Richard von Weizscker
Distinguished Visitor was intro-
duced by then German President
Horst Khler, former President
von Weizscker, and by Academy
trustee Peter Y. Solmssen, who
T
hree hundred invited
guests attended the gala
evening celebration at the
Hans Arnhold Center for the 2010
Henry A. Kissinger Prize on May
11, awarded to Mayor of New York
City, philanthropist, and busi-
nessman Michael R. Bloomberg.
Introductory remarks were
delivered by Academy co-chair-
men Karl von der Heyden and
Henry A. Kissinger, president
and ceo Norman Pearlstine,
honorary chairman Richard von
Weizscker, and trustee Stefan
von Holtzbrinck. The follow-
ing remarks were delivered by
Dr. Henry A. Kissinger:
B
erlin has had,
for all Americans
who have dealt with
it in the post-war period, a very
special signicance. And the
Germany that I remember most
vividly is the Germany of the
postwar period that had the cour-
age to rebuild and adopt demo-
cratic institutions and rejoin the
Western community. It is the city
of the airlift, of living at the end
of an Autobahn, of the Soviet ulti-
matums, of the building of the
Wall, and of transcending all of
these in the coming down of the
The New Rules
Paul Volcker presents new nancial regulatory
proposals at Schloss Bellevue
T
he American Academy
is delighted to announce
that three trustees have
each generously endowed two
full-semester fellowships begin-
ning in 2011. New Berlin Prizes in
music scholarship, pre-twentieth-
century history, and the humani-
ties will accentuate the Academys
commitment to these areas of
intellectual inquiry. The Academy
extends its gratitude to these
fellowships creators: Marina
Kellen French and Nina von
Maltzahn both granddaughters
of Hans and Ludmilla Arnhold,
the couple who once lived in the
American Academy villa and
John P. Birkelund, a trustee since
2006 and former chairman of the
National Humanities Center, for
their pioneering commitment to
the Academy and the future of its
programming in Berlin.
Three Is A Charm
Announcing the Marina Kellen French, Nina Maria
Gorrissen, and John P. Birkelund Fellowships
CONTINUED ON PAGE N2
CONTINUED ON PAGE N4 CONTINUED ON PAGE N5
H
O
R
N
I
S
C
H
E
R
AMERICAN ACADEMY CO-CHAIRMAN KARL VON DER HEYDEN, PRESIDENT
NORMAN PEARLSTINE, HENRY A. KISSINGER, MICHAEL BLOOMBERG
Honoring Mayor Michael Bloomberg
Forging transatlantic ties through visionary business and philanthropic outreach
N2 | Academy Notebook | News from the Hans Arnhold Center
Academy Notebook
Wall and now being the capital of
a united Germany. That is a great
testimony to the human spirit.
In all of this period the asso-
ciation with America was of cen-
tral importance to both countries
and this is why establishing an
American Academy here and in
this house has been so important.
In fact, were meeting today on a
day that perhaps will turn out to
have been a seminal day in the
evolution of Europe if the deci-
sions that were made overnight
about a joint European response
to the Greek debt crisis lead to a
greater integration of Europe.
The reason I am here tonight
is to say a few words about my
friend Michael Bloomberg. We
live in a world of enormous tran-
sition. In every part of the world
upheavals are going on simulta-
neously. Every society faces the
challenge of how to move from
the familiar which is what they
know to a future whose outline
is not easy to discern. There is a
Spanish proverb that says, Roads
are made by walking. And the
way to get from where we are to
where we should be is via some
pathnders who have the vision
and the courage to go down roads
when it is not yet clear what the
destination will be. I have known
Michael Bloomberg for nearly two
decades and we all know his tre-
mendous achievements. But the
quality that I admire most is his
ability to view to the future, his
willingness to go in directions
that are not clear when they are
undertaken.
When he decided to run for
mayor, nobody could gure out
how he could possibly accomplish
this. I spent a weekend with him
for some other purpose and he
explained to me how he would
act as mayor and why he wanted
to be mayor. Then he carried out
everything that he said he would
do. He has made all of us feel
that he is part of our lives. One of
the guests here said to me: Isnt
it terric that our mayor is now
here in Berlin? Thats how we
feel about him. He is our mayor,
of all New Yorkers, not of one
party.
That is why I am convinced
that he has still tremendous con-
tributions to make to a society
that is groping for a new deni-
tion and for a world that is need-
ing men with courage and dedica-
tion. I am very proud that Mike
will be given an award named
after me. It is a great privilege
for me to be here in this build-
ing, in this Academy, and on this
occasion.
Thank you very much.
A
L
L
P
H
O
T
O
S
H
O
R
N
I
S
C
H
E
R
Honoring Mayor Michael Bloomberg
CONTINUED FROM N1
1.
1. WOLFGANG ISCHINGER, DAVID
KNOWER, HENRY A. KISSINGER,
WOLFGANG MALCHOW, JUTTA
ISCHINGER
2. PRE-CEREMONY DINNER AT THE
HANS ARNHOLD CENTER
3. KLAUS WOWEREIT, MARINA
KELLEN FRENCH
News from the Hans Arnhold Center | Academy Notebook | N3
2.
3.
A
t its Fall 2009 Board
meeting the American
Academy in Berlin wel-
comed longtime friend Wolfgang
Ischinger to its Board of Trustees.
Ambassador Ischinger brings
decades of invaluable experience
in diplomacy, foreign policy, and
global governance.
Currently the Global Head
of Government Relations at
Allianz SE and chairman of the
Munich Security Conference,
Ischinger served as German
ambassador to London from
2006 to 2008, and prior as
ambassador to the United States,
from 2001 to 2006. From 1998
to 2001 Ambassador Ischinger
was Germanys Deputy Foreign
Minister, and as Political
Director of the Federal Foreign
Ofce, a post he assumed in 1995,
he worked closely with Academy
founder Richard C. Holbrooke as
head of the German Delegation
during the Bosnian Peace nego-
tiations. In the 1980s Ischinger
served on the private staff of
Foreign Minister Hans-Dietrich
Genscher.
A key voice in global secu-
rity and arms control, Ischinger
noted of his coming aboard, The
American Academy has contrib-
uted more to a vibrant transatlan-
tic relationship than any other
institution in Germany. High
praise indeed from a man of such
merit.
r.j. m.
Aboard!
WOLFGANG ISCHINGER
N4 | Academy Notebook | News from the Hans Arnhold Center
interests continue in the tradition
of her parents and grandpar ents:
She has long been involved in the
musical life of New York City as
a trustee of Carnegie Hall and
the Metropolitan Opera, and she
also serves on the boards of New
Yorks Channel 13 (wnet) and
the National Gallery of Art, in
Washington, DC.
Until 1969 Ms. Kellen French
was the president of Keys to New
York, Inc., a business she found-
ed, which supplied interpreters
and guides to major companies
and the United Nations.
Of her new commitment to
the Academy, Executive Director
Dr. Gary Smith notes, Marina
Kellen Frenchs deep knowledge
and passionate commitment to
classical music has always been
a source of inspiration. She has
long recognized that music must
remain a cornerstone of the
American Academys activities,
one which we can now continue
to build upon. Our gratitude and
admiration for her generosity
could not be greater.
T
he Marina Kellen
French Fellowship in
Music will ensure the
uninterrupted presence of music
and musical scholarship at the
American Academy for years to
come. Ms. Kellen French joined
the board of the Academy in
2004. The daughter of two of the
Academys guiding lights, Anna-
Maria Kellen and the late Stephen
M. Kellen, Ms. Kellen Frenchs
extraordinary philanthropic
T
he Nina Maria
Gorrissen Fellowship in
History, endowed by Nina
von Maltzhan (ne Gorrissen),
will focus on history prior to
the twentieth century. The
granddaughter of Hans and
Ludmilla Arnhold, Baroness von
Maltzahn has been a trustee of
the American Academy since
1997 before the institution
even opened its doors. She is an
active supporter of music-related
projects, among them the Sing-
Akademie zu Berlin, and has for
three successive years enabled
students and professors from
the Curtis Institute of Music, in
Philadelphia, to spend a summer
week in residence at the Hans
Arnhold Center performing
and offering master classes in a
variety of musical disciplines. In
Uruguay, where Baroness von
Maltzahn has lived for the past
thirty years, she founded and
still directs Fundacin el Retoo,
a youth development nonprot
that aims to provide children
and young people with better
educational and job-training
opportunities.
American Academy President
and ceo Norman Pearlstine
says of the Baroness, Nina von
Maltzahns longstanding support
of the American Academy has
been critical to the success of this
unique institution from its incep-
tion. Her generosity has always
been done out of the spotlight, so
this named endowed fellowship
at last recognizes Nina for the
visionary force she truly is.
Three Is A Charm
JOHN P. BIRKELUND
MARINA KELLEN FRENCH
The Marina Kellen French Fellowship in Music The Nina Maria Gorrissen Fellowship in History
The John P. Birkelund Fellowship in the Humanities
T
he John P. Birkelund
Fellowship in the Humani-
ties brings an important
new level of support to humanities
scholarship at the Academy.
Currently a general partner
with Saratoga Partners, a com-
pany he cofounded in 1984,
Mr. Birkelund was a senior advi-
sor to ubs Warburg llc and past
chairman and chief executive of-
cer of Dillon, Read & Company,
an investment bank. Mr.
Birkelund has served as Director
of the New York Stock Exchange
and the Securities Industry
Association, and as chair of the
Polish-American Enterprise Fund
Mr. Birkelund was recognized in
1995 by the Polish government
with the award of Commander
Order of Merit with Star for his
contribution to the develop-
ment of the Polish economy. A
scholar as well as a businessman,
his book Gustav Stresemann:
Patriot und Staatsmann (2003)
received positive critical atten-
tion. Mr. Birkelund, a trustee of
the American Academy since
2006, has served as a trustee of
Brown University and continues
to serve as a trustee at the New
York Public Library, the Frick
Collection, and the Senate of
the Phi Beta Kappa Society and
has been elected member of the
American Academy of Arts and
Sciences.
BARONESS NINA VON MALTZAHN
American Academy co-chair-
man Karl von der Heyden says
of Mr. Birkelund and this key
new fellowship, John Birkelund
has been on the forefront of
supporting the humanities in
America, chairing the National
Humanities Center and for many
years serving on the board of
the New York Public Library
and other cultural institutions.
Importantly, John typies the
banker as the broadly educated
wise counselor to corporate
executives a trait now almost
nonexistent.
r.j. m.
CONTINUED FROM N1
News from the Hans Arnhold Center | Sketches & Dispatches | N5
Sketches & Dispatches
serves on the management board
of Siemens. After his lecture,
Volcker sat down for an in-depth
discussion with Jean-Claude
Trichet, head of the European
Central Bank, Jrgen Fitschen
of Deutsche Bank, moderated
by Academy trustee Ambassador
John Kornblum.
As a sense of calm returns to
world markets, Volcker observed,
not a few institutions think they
can get back to back to business
as usual. But a variety of areas
require massive reform, Volcker
said, and following the Great
Recession of 200809, govern-
ment-backed nancial regulation
must provide a general legal
framework for an international
approach so that an ad hoc system
does not escape oversight. Areas
desperately needing tighter regu-
lation include capital standards,
liquidity requirements, leverage
restrictions, countercyclical
supervisory approaches, and risk
management practices in both
institutions and by regulators
themselves. Volcker had argued
in the same spirit eight years ago
when he delivered the inaugural
Stephen M. Kellen lecture at the
American Academy, Preserving
the Integrity of Capital Markets.
Of this prior talk he wryly noted,
I can only conclude that I failed
to be persuasive.
Volcker observes that his
seemingly comprehensive points
did not get to the heart of the mat-
ter: Protecting nancial institu-
tions from failure. It is no longer
tenable to think that systemi-
cally signicant institutions can
be saved. Nor can their practices
be redeemed, their management
and creditors protected, or their
stockholders initial investments
retained. Such assumptions
would lead to potentially greater
and more frequent crises. To put
it simply, Volcker said, We are
faced with the questions of moral
hazard on a grand scale.
The beginning of a solution
to these systemic problems lies
in the creation of a permanent
legal framework, a hard-wired
mechanism built into the nan-
cial system for the regulation
of nancial markets that would
become, ultimately, an integral
part of international regulatory
practice. According to Volcker,
The idea is . . . for some desig-
nated agency to take full control
of a failing nancial institution if
of systemic importance. Under
such a model, when a signicant
nancial institution begins to go
under, the agency steps in to take
control and remove management.
Stockholders would lose; credi-
tors would be at risk. This is no
rescue or bailout, he explains, but
rather a quick and painless end
and then a swift burial.
The former Federal Chairman
is of course aware of the legal
and policy concerns about such
a grant of authority. But such
a body is not without precedent.
In fact, something like it has
long existed in the United States:
The Federal Deposit Insurance
Corporation, created in 1933.
Dealing with failed or fail-
ing banks is to provide a quick
resolution process, Volcker said.
I believe there is growing under-
standing of the need for broader
authority covering non-banks
in my country. An appropriate
provision is likely to be made
in any comprehensive nancial
reform package approved by the
Congress. There is consideration
in relevant legislative bodies in
Europe as well.
r.j. m.
The New Rules
RICHARD VON WEIZSCKER INTRODUCING PAUL VOLCKER AT SCHLOSS BELLEVUE ON MARCH 6, 2010 PAUL VOLCKER
JEAN-CLAUDE TRICHET AND
PAUL VOLCKER
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N6 | Sketches & Dispatches | News from the Hans Arnhold Center
A Nuclear-Free World?
O
n February 3 a quar-
tet of senior American
statesmen gathered at
the Academy at the urging of
the Nuclear Threat Initiative to
discuss nuclear non-proliferation
with their German counterparts.
Henry A. Kissinger, Samuel
A. Nunn, William J. Perry, and
George P. Shultz engaged in
a historic public discussion
with Hans-Dietrich Genscher,
Helmut Schmidt, and Richard
von Weizscker. (Egon Bahr was
unable to attend.)
Ernst Cramer, the eminent
German-American journalist
who died on January 19, 2010,
at the age of 96, had wanted to
attend. The former publisher,
editor, and managing director of
Axel Springer Verlag penned the
following editorial, published the
day after his death in Die Welt:
T
he thought of
eliminating, or at
least reducing, the
number of nuclear weapons in the
world has been around for quite
a long time. Mikhail Gorbachev,
the last President of the Soviet
Union, spoke in Geneva last fall
of nuclear disarmament and
explained that it had been a great
illusion that nuclear weapons
had ever contributed to general
safety. Now the efforts to disarm
have obtained to international
priority thanks to President
Barack Obamas proposal of a
world without nuclear weapons.
Even Russias President Dmitry
GEORGE SHULTZ HENRY KISSINGER
SAM NUNN WILLIAM PERRY
HELMUT SCHMIDT RICHARD VON WEIZSCKER HANS-DIETRICH GENSCHER
Medvedev has spoken repeatedly
of nuclear disarmament, and
Russias role as a trustworthy
partner in these efforts. A sum-
mit convened by Washington is to
be held in April and is supposed
to answer the call of nuclear
demobilization. The same inten-
tion has a meeting scheduled
in February at the American
Academy in Berlin, attended
by eight experts among them
Henry Kissinger and Richard von
Weizscker.
All of this is necessary and
important. But the main threat
does not hail from the countries
participating in the disarmament
efforts, all of which are to quote
Medvedev again assessable.
Peril hails instead from the so-
called rogue nations and their
ruthless leaders, like Mahmoud
Ahmadinejad of Iran, Hugo
Chvez of Venezuela, or Kim
Jong-Il of North Korea. The lat-
ter in particular does not care for
international agreements. Not
only does he plan the shipment
of strategic and other weapons to
sympathetic nations like Burma
and Iran he also encourages his
scientists to engineer small tacti-
cal nuclear bombs that are both
easy to assemble and soon poten-
tially available to terrorists.
Last year the US already deliv-
ered a warning: The dangers of
a nuclear-equipped terrorism are
real and deeply disturbing. Such
weapons, in the hands of reli-
gious fanatics or suicide bombers,
are the greatest menace to the
future of humankind. How to
avoid such a threat so far no poli-
tician can answer.
By Ernst Cramer
Die Welt
January 20, 2010
Translated by K. Michalek
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News from the Hans Arnhold Center | Sketches & Dispatches | N7
Ambassador Murphy and
the Alliance
Welcoming Richard Nixon
E
very American ambas-
sador serves at the
Presidents pleasure,
some more, some less. Political
appointees are closer to the Oval
Ofce than career diplomats
and can sometimes even make a
phone call to the top, past all of-
cial channels. In contrast, career
diplomats generally command
broader political experience.
Ambassador Phil Murphy has
been in Berlin for 100 days. He is,
as he occasionally remarks, not a
career diplomat but a representa-
tive of the President. The contrast
to his two predecessors appointed
by George W. Bush, one a career
politician, the other an industri-
alist, could not be more distinct.
Murphy not only emanates from
the nancial world of Goldman
Sachs and has substantially
contributed to Obamas election
fund; he is also endowed with
strong political talent, audibly
exerts himself to speak German,
and possesses a boyish charm.
On Monday evening he had a
grand entrance at the American
Academy.
Alienation and crisis in the
German-American relationship?
Murphy wanted none of that. No
bilateral relation is or has been
since, even before the fall of the
Berlin Wall more important for
American politics than that of
Germany. With that he pointed to
the Iron Curtain and the approxi-
F
rank who? Frank
Langella belongs to those
kinds of actors whose
name doesnt ring a bell with
most people but whose face
is instantly recognizable. His
lmography comprises over 80
movie and TV titles. In most he
is striking as a distinctive sup-
porting character. His tall build
and observant eyes, beset with a
certain mysteriousness, convey
an aura he knows how to deploy
in both thrillers and comedies.
Langella is now shooting the
thriller Unkown White Male,
directed by Spaniard Jaume
Collet-Serra in Babelsberg. The
American Academy used the
opportunity to invite the actor,
nominated in 2009 for an
Academy Award for his role as
Richard Nixon in Frost/Nixon, to
an evening talk.
Langella doesnt look his
72 years. He talks about the
profession of acting and his
experiences therein with such
enthusiasm that one forgets his
age entirely. Without being shy,
mately 16 million Americans who
be it soldiers or family have
served in Germany during the
Cold War.
Nowadays the cooperation
is important in a different man-
ner, whether in Afghanistan
Germany deploys the third larg-
est detachment of soldiers and
provides substantial development
aid in climate change issues, or
in the reinvention of nato. The
disruptions during the Iraq War
have been surmounted, if the
appearance of the Chancellor at
a joint session of both Houses of
Congress is any indication.
The Ambassador also hinted
at constraints and that he did
very seriously. In the Middle East,
Israel must stop building settle-
ments. Concerning Iran and its
suspicious nuclear activity, there
must be willingness to negotiate.
Should that fail because of the
mullahs, then all options are
on the table. Theres no need
to explain to anybody what that
means. No wonder it was sudden-
ly freezing in the well-tempered
American Academy.
By Michael Strmer
Die Welt
December 12, 2009
Translated from the
German by Kristin
Michalek
US AMBASSADOR TO GERMANY PHILIP D. MURPHY
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N8 | Sketches & Dispatches | News from the Hans Arnhold Center
T
he temperate evening
of June 8 came to a roaring
close at the Hans Arnhold
Center, with musicians from the
Jazz at Lincoln Center Orchestra
(jalc) joining in an impromptu
jam session. Members and
trustees of the orchestra were
at the Academy for a recep-
tion in honor of the orchestras
founder and artistic director,
Wynton Marsalis, and Sir Simon
Rattle, chief conductor and
music director of the Berliner
Philharmoniker. The two cul-
tural giants have been collaborat-
ing on a Marsalis project, Swing
Symphony, which premiered the
following evening at the Berliner
Philharmoniker.
The early evening reception
at the Academy was attended by
several trustees of New Yorks
Neue Galerie and started out
he calls things as they are: The
movie he is currently shooting
with Liam Neeson is a purely
commercial project, simple pop-
corn cinema. This doesnt hinder
his joy of working, it is just that
with instructors and students
from the Curtis Institute of
Music performing a movement
of Jean Franaixs Trio for
violin, cello, and viola; pianist
Andrew Tyson playing a Chopin
mazurka, and Curtis baritone
Elliot Madores commanding
rendition of Soliloquy from
theres a great deal more to tell
about a movie like Frost/Nixon.
Perhaps this is because Langella
hasnt played the Nixon role just
in the movie, but also over 350
times on stage. He explains in a
friendly, unpretentious way how
he gained access to this ominous
the Rodgers and Hammerstein
musical Carousel.
After lingering hours of con-
versation, a few jalc orchestra
musicians one of whom does
leave home without his trum-
pet initiated a post-reception,
impromptu jam session, which
saw Wynton Marsalis and pianist
character. He talked to countless
contemporary witnesses, spent
hours in front of archive foot-
age, increasingly perplexed as
to how he should approach his
interpretation. Then he acciden-
tally pressed the slow-motion
button and nally got a glimpse of
Dan Nimmer trade fours with the
likes of German trumpet player
Til Brnner, the jalcs trum-
peter Marcus Printup, and jazz
singer Judy Niemack-Prins of the
Hochschule fr Musik Hanns
Eisler.
As the evening unfurled,
cell-phones and digital cameras
captured the atmosphere, music
sweetened the air, and legendary
bass-baritone Thomas Quasthoff
sang an unrehearsed duet of a
German folk song with cabaret
baritone Max Raabe, founder and
director of the Palast Ochester.
It was after midnight
when the curtain closed on
this unplanned session that
brought out some of Berlins
and Americas brightest musical
stars to the fabled Hans Arnhold
Center villa.
r.j. m.
what makes Nixon tick: fear and
paranoia.
Is acting really a form of art?
asks actress Katja Riemann dur-
ing the Q&A with the audience.
Oh, yes, Langella responds. The
writer simply scribbles letters on
a piece of paper, but through us,
the piece reaches the people; we
bring it to life. Langella seems so
serene and composed saying this,
though what follows are critical
remarks about the current state
of lm as an art form. These are
not words of cultural pessimism
but rather keen observations of
an abiding thinker. He laments
the industrys lack of good scripts
and its obsession with youth: In
the past one could see men and
women in the movies. Today
there are only boys and girls.
By Barbara Schweizerhof
Die Welt
February 27, 2010
Translated from the
German by Kristin
Michalek KATJA RIEMANN, REN PAPE, FRANK LANGELLA
TRADING FOURS: WYNTON MARSALIS, TRUMPET; DAN NIMMER, PIANO
Wannsee Jam
An impromptu night of music at the Hans Arnhold Center
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News from the Hans Arnhold Center | Sketches & Dispatches | N9
dinary artistry to audiences
throughout Europe, featuring
tomorrows leading musicians
performing alongside celebrated
alumni and faculty.
The American Academy
extends its thanks again to Curtis
faculty and students and to
Nina von Maltzahn for mak-
D
uring the week of
June 8 distinguished
artist-teachers from the
world renowned Curtis Institute
of Music, in Philadelphia, were
in residence at the American
Academy in Berlin, a stay made
possible through the generous
support of Academy trustee
Baroness Nina von Maltzahn.
During their residency, Curtis
faculty offered master classes
to students at the distinguished
Hochschule fr Musik Hanns
Eisler and, along with a few
of their outstanding students,
performed two evening con-
certs in Berlin: One at the Hans
Arnhold Center and one at the
Hochschule fr Musik Hanns
Eisler, featuring the compositions
of Beethoven, Mendelsohn, Ravel,
and Jean Franaix, among others.
Included on the roster of
teachers were Mikael Eliasen,
artistic director of the Curtis
Opera Theatre, who led classes
for voice students; Pamela Frank,
a Curtis alumna, who led violin
classes; viola students were
coached by Curtis alumnus and
current president Roberto Daz, a
former principal violist of the
Philadelphia Orchestra. Curtis
teachers and students also gave
a private concert at the residence
of Andrea Grn von Bernstorff
and, later in the week, attended
a concert by the Singakademie,
also supported by Baroness
Maltzahn, and a rehearsal of the
Berliner Philharmoniker.
This is the third consecutive
year that teachers and students
from the Curtis Institute of Music
have graced the Hans Arnhold
Center with their musical charm.
Their stay each year is in fact part
of the Curtis On Tour program,
which brings the schools extraor-
From Philadelphia to Berlin
The Curtis Institute of Music residency brings melody to the shores of the Wannsee
1. TRUSTEE NINA VON MALTZAHN
2. FROM CURTIS TO THE MET:
BARITONE ELLIOT MADORE
2.
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ing this annual visit such an
anticipated gathering for lovers
of music throughout Berlin.
r.j. m.
N10 | Financial Overview of the American Academy in Berlin | News from the Hans Arnhold Center
Financial Overview of the American Academy in Berlin
Outlook for 2010
The global nancial crisis that
swept across 2008 and 2009
has been felt by the American
Academy, as we see some
benefactors not renewing their
pledges for subsequent years. We
have responded to this situation
by reducing our expense base to
the extent that can be justied
without impinging upon our aca-
demic program commitments.
We are extraordinarily grate-
ful to the members of our Board
of Trustees, who continue to
support us unhesitatingly, as we
are to the descendents of Hans
and Ludmilla Arnhold, who from
their founding gift onwards
have continued their invaluable
support of our young institution.
Not least are we grateful to the
multiple corporations, founda-
tions, and private individuals who
continue to enable the American
Academy in Berlin to serve as a
beacon of intellectual and cultur-
al life in the German capital.
Lastly, it should be noted that
despite signicant refurbish-
ments, structural renovations,
and technological upgrades due
to be completed at the Hans
Arnhold Center during the sum-
mer of 2010, we expect our insti-
tution to be close to break-even
for this nancial year.
a.w.
The American Academy in Berlin
is funded exclusively by private
and corporate benefactors and
does not accept any donations
from governments or political
organizations. We depend rather
on the generosity of a widening
circle of friends on both sides of
the Atlantic.
The American Academy
operates as a Charitable Private
Corporation (gemeinntzige
GmbH) in Germany, which is
wholly owned by The American
Academy in Berlin, Inc., a 501(c)3
organization based in New York
City. Both organizations are reg-
istered charities and empowered
In line with regulations govern-
ing charitable organizations and
applicable tax rules, whenever
allowable we reinvest income
from our endowments to further
enhance the value and income-
generating potential of such
benefaction.
to receive tax-deductible dona-
tions in accordance with respec-
tive scal codes.
In addition to donations to our
annual fund, certain individual
benefactors, groups of benefac-
tors, and corporations have
established endowments both
multi-year or in perpetuity to
This increase was attributable to
a large extent to the recovery of
global stock and bond markets
during 2009.
secure the nancing of named
fellowships, distinguished visi-
torships, or lectureships.
The American Academy
prepares Consolidated Financial
Statements in accordance
with US Generally Accepted
Accounting Principles, which are
audited by independent auditors.
Sources of Income and
Expenditure
Our sources of income can be
broken down as shown in the pie
charts below:
Our Consolidated Balance Sheet
as of December 2009 showed
net assets of $36.5m, compared
with $30.9m at the end of 2008.
REVENUE
2009
EXPENDITURES
2009
2008
2008
Corporate unrestricted
Private unrestricted
Corporate restricted
Private restricted
Other
Fellows & Distinguished
Visitor program
Development
General Administration
NET ASSETS BY CATEGORY:
ABRIDGED CASH FLOWS:
2009
$m
2008
$m
Available for operations: 2.1 0.3
Board-designated endowments 8.6 5.8
Fixed assets 2.6 2.8
13.3 8.9
Temporarily restricted assets 11.3 11.5
Permanently restricted assets 11.9 10.5
36.5 30.9
2009
$m
2008
$m
Net cash provided by operating activities 1.2 1.5
Net cash used in investment activities (3.0) (3.2)
Cash ows from nancial activity 1.9 1.0
Exchange-rate effects (0.4) 0.9
Net (decrease)/increase in cash and
cash equivalents
(0.3) 0.2
Abridged Financial Information
News from the Hans Arnhold Center | Private Initiative Public Outreach | N11
Private Initiative Public Outreach
FRIENDS up to $2,500 Samuel Adler & Emily Freeman Brown, Liaquat Ahamed, James Attwood, Barbara Balaj, Stefan Beiten, Bialkin Family Foundation,
Jordan Bonfante, David & Katherine Bradley, Diethart Breipohl, Eckhard Bremer, Irene Bringmann, Isabella von Blow, Christian Bunsen, Caroline Bynum,
Candia Clark, Remmel T. Dickinson, Brigitte Dring, Erika Falkenreck, Donald Fox, Michael Gellert, Marie Louise Gericke, Michael Geyer, Vartan Gregorian,
Christian Hacke, Helga Haftendorn, Niels Hansen Memorial Foundation, Karen Hsu, Janklow Foundation, Roe Jasen, Isabel von Jena, Marion Knauf, Michael Libal,
Quincy Liu, Hans-Jrgen Meyer, Dare & Themistocles Michos, Stephanie Moeller, Michael Mnchehofe, Sybille & Steffen Naumann, Jan-Daniel Neumann,
Kathryn & Peter Nixdorff, Wolfram Nolte, Albert Rdler, Susan Rambow, Lawrence Ramer, Christa Freifrau & Hermann Freiherr von Richthofen, Hergard Rohwedder,
Nancy & Miles Rubin, Kim Scheppele, Volker Schlndorff, Harald Schmid, Pamela & Philipp Scholz, Philipp Semmer, Anne-Marie Slaughter & Andrew Moravcsik,
Manfred von Sperber, Immo Stabreit, Ronald L. Steel, Fritz Stern, Teagle Foundation, Thomas von Thaden, James S. Tisch, Clarence & Melinda Trummel,
Nikolaus Weil, Richard von Weizscker, Manfred & Rosa Wennemer, Hayden & Margaret Brose White, Sabine & Ned Wiley, Pauline Yu
CORPORATIONS AND CORPORATE FOUNDATIONS
PRESIDENTS CIRCLE
$25,000 and above
Alcoa Inc.
Bank of America, N.A.
Robert Bosch GmbH
Buse Heberer Fromm
Cerberus Deutschland GmbH
Daimler AG
Daimler-Fonds im Stifterverband fr
die Deutsche Wissenschaft
Deloitte & Touche GmbH
Deutsche Bank AG
Deutsche Lufthansa AG
Deutsche Post AG
Germanwings
Goldman, Sachs & Co.
GRG Partnerschaft von
Rechtsanwlten
KPMG AG
Macys Corporate Services Inc.
Marsh GmbH
MSD Sharpe & Dohme GmbH
Pzer Pharma GmbH
Philip Morris GmbH
Porsche AG
Siemens AG
Susanna Dulkinys &
Erik Spiekermann,
Edenspiekermann
Telefnica O2 Germany GmbH & Co.
OHG
Vattenfall Europe AG
BENEFACTORS
up to $25,000
American International Yacht
Club e.V., Axel Springer Stiftung,
Bayer Schering Pharma AG, Bentley
Motors Limited, Bertelsmann AG,
BMW AG, Carnegie Corporation
of New York, Christies, Deutsche
Bundesbank, EAG European
Advisory Group GmbH, Fleishman-
Hillard Germany / Public Affairs &
Gov. Relations, Goldman Sachs
Foundation, Hemmerling &
Constantin GmbH & Co. KG, The
Hermes Foundation, Hotel Adlon,
Hotel Savoy, Investitionsbank
Berlin, Mrkischer Golfclub
Potsdam, Nextstop Inc., Foundation
Remembrance, Responsibility and
Future, Robert Bosch Stiftung,
Rudolf August Oetker Stiftung, Villa
Grisebach (Berlin)
INDIVIDUALS AND FAMILY FOUNDATIONS
FOUNDERS CIRCLE
$1 million and above
Anna-Maria and Stephen Kellen
Foundation and the descendants of
Hans and Ludmilla Arnhold
CHAIRMANS CIRCLE
$25,000 and above
The Arnhold Foundation
Joel Bell & Marife Hernandez
Constance & John P. Birkelund
Lester Crown
Marina Kellen French
Werner Gegenbauer
Richard Goeltz
C. Boyden Gray
Mary Ellen & Karl M. von der Heyden
Richard C. Holbrooke
Nina von Maltzahn
William von Muefing
Christopher Freiherr von Oppenheim
Maren Otto
Norman Pearlstine &
Jane Boon Pearlstine
David M. Rubenstein
Kurt Viermetz
TRUSTEES CIRCLE
$10,000 and above
Arthur F. and Alice E. Adams
Charitable Foundation
Inge Groth-Fromm & Hartmut Fromm
Helga & Erivan Haub
Stefan von Holtzbrinck
Dr. Pia & Klaus Krone
Neubauer Family Foundation
Rafael J. Roth
Mary Ellen von Schacky-Schultz &
Bernd Schultz
PATRONS
$2,500 and above
Robert Z. Aliber, Heinrich J. Barth,
Waldtraut & Gnter Braun, Stephen
B. Burbank, Gahl Hodges Burt,
Dennis & Hannelore Carter, Avna
Cassinelli, Matthias & Christa Druba,
Jean-Marie & Elizabeth Eveillard,
Julie Finley, Georg & Doris Gafron,
Egon Geerkens, Hans-Michael &
Almut Giesen, Marisa & Carl Hahn,
Ina Vonnegut-Hartung & Wilhelm
Hartung, Klaus & Lily Heiliger, Ben
W. Heinemann, Erika & Jan Hummel,
Henry A. Kissinger, Martin Khler, John
C. Kornblum, Renate Kchler, Jrgen &
Serap Leibfried, Regine Leibinger &
Frank Barkow, Lawrence Lessig, Erich
Marx, Wolfgang Mayrhuber, Julie
Mehretu, Jens Odewald, Jeane Freifrau
von Oppenheim, Thomas H. Pohlmann,
Annette & Heinrich von Rantzau,
William D. & Nancy Ellison Rollnick,
Daniel & Joanna Rose Fund, The Sage
Foundation, Gjertrud Schnackenberg,
Hannes & Renate Schneider, Richard E.
Snyder, Peter Y. Solmssen, Annaliese
Soros, Bernhard Speyer, Gesa & Klaus
Vogt, Will Foundation (Hans George
Will), Roger M. & Jill J. Witten
This list reects contributions made to the American Academy from May 2009 to May 2010.
FELLOWSHIPS AND DISTINGUISHED
VISITORSHIPS ESTABLISHED IN PERPETUITY
John P. Birkelund Berlin Prize in the Humanities
Daimler Berlin Prize
German Transatlantic Program Berlin Prize
Supported by European Recovery Program funds
granted through the Transatlantic Program of the
Federal Republic of Germany
Ellen Maria Gorrissen Berlin Prize
Nina Maria Gorrissen Berlin Prize in History
Mary Ellen von der Heyden Berlin Prize for Fiction
Holtzbrinck Berlin Prize
Anna-Maria Kellen Berlin Prize
Marina Kellen French Berlin Prize in Music
Guna S. Mundheim Berlin Prize in the Visual Arts
Lloyd Cutler Distinguished Visitorship in Law
EADS Distinguished Visitorship
Richard C. Holbrooke Distinguished Visitorship
Stephen M. Kellen Distinguished Visitorship
John W. Kluge Distinguished Visitorship
Kurt Viermetz Distinguished Visitorship
Richard von Weizscker Distinguished Visitorship
ANNUALLY FUNDED FELLOWSHIPS AND
DISTINGUISHED VISITORSHIPS
Bosch Berlin Prize in Public Policy
Berthold Leibinger Berlin Prize
Metro Berlin Prize
Siemens Berlin Prize
Axel Springer Berlin Prize
David Rubenstein Foreign Policy Forum
ENDOWMENT GIVING
Max Beckmann Distinguished Visitorship in the
Visual Arts
Deutsche Brse AG, Villa Grisebach (Berlin), Mary
Ellen von Schacky-Schultz & Bernd Schultz
Marcus Bierich Distinguished Visitorship in the
Humanities
Dr. Aldinger & Fischer Grundbesitz und
Vermarktungs GmbH, Deutsche Bank AG, Villa
Grisebach (Berlin), Mary Ellen von Schacky-
Schultz & Bernd Schultz
EADS Distinguished Visitorship
EADS
Lloyd Cutler Distinguished Visitorship in Law
Ruben Clark, Stephen M. Cutler, Dennis M.
Flannery, Carol F. Lee, Daniel & Maeva Marcus,
Joseph C. Pillman, David Westin, Roger M. and
Jill J. Witten, Verband der Automobilindustrie,
WilmerHale
N12 | Life & Letters | News from the Hans Arnhold Center
Life & Letters
BRIGID COHEN
Contrary to its seemingly
national boundaries, much mod-
ernist art is actually the work of
migrs, cosmopolitans, and
refugees. This quiet fact goes
too often unnoticed in theories
of modernism, argues Berlin
Prize Fellow Brigid Cohen, and
it is particularly invisible in his-
tories of the musical avant-garde.
Cohen, an assistant professor
of music at the University of
North Carolina, would like to
correct the oversight with her
project Sounds of Translation:
Musical Modernism beyond
the Nation, which reframes the
history of musical modernism,
taking it beyond the nation as it is
practiced by musical thinkers in
response to the uprooted condi-
tions of their times.
Cohen holds a PhD from
Harvard University, a Master
of Music from Kings College
London, and a BA from Wellesley
College. She has received fellow-
ships from the German Academic
Exchange Service (daad), the
Getty Research Institute, the
Minda de Gunzberg Center for
European Studies at Harvard, the
Paul Sacher Foundation, and the
Andrew W. Mellon Foundation.
STANLEY CORNGOLD
Franz Kaf ka was one of the great-
est miners of human darkness
at the n de sicle. He also hap-
pened to work at an insurance
company. Stanley Corngold,
a professor emeritus of com-
parative literature at Princeton
University, has taught Kaf ka for
decades and sees some links here:
His new project aims to adum-
brate the aspects of European
law, philosophy, and the culture
of insurance that threaded
themselves into Kaf kas thought.
Corngolds book project Franz
Kaf ka: Scintillating Perspectives,
which he aims to complete dur-
ing his Berlin Prize Fellowship,
involves the collaboration of
University of Siegen professor
Benno Wagner, a fellow expert on
Kaf kas legal writings.
A graduate of Columbia and
Cornell universities, Corngold
taught at Princeton University
from 1981 to 2009 and has pub-
lished widely on German writ-
ers and thinkers as diverse as
Dilthey, Nietzsche, Musil, Kraus,
Mann, Benjamin, and Adorno.
Corngold received the Howard T.
Behrman Prize for Distinguished
Achievement in the Humanities
upon retiring from Princeton.
Among his books are Lambent
Traces: Franz Kaf ka (2004) and
The Fate of the Self: German
Writers and French Theory (1986).
AARON CURRY
Aaron Curry, the fall 2010
Guna S. Mundheim Fellow in
the Visual Arts, has repeatedly
turned to some hallowed g-
ures of early twentieth-century
European modernism for inspira-
tion. His work successfully bal-
ances the search for modernist
mash-up references with an
originality of vision in a tight aes-
thetic dialectic. In Pierced Line
(Brown Goblinoid) (2008), a at
plywood anthropomorphic form
precariously balances on its spin-
dly legs like a Dali half-person
laced with lines of spray paint; in
his collages, the racy and banal
semiotics of pop-culture icons
meet face-to-face with African
sculptures; and in Ohnedaruth
(2009), a towering Dubuffet-like
horse-form is comprised of col-
lapsed, interlocked pieces of a
mammoth steel puzzle.
A graduate of the School of
the Art Institute of Chicago,
Curry completed his mfa at the
Art Center College of Design
in Pasadena, California, and
has shown at Galerie Daniel
Buchholz in Berlin and Cologne,
the Michael Werner Gallery in
London, and the David Kordansky
Gallery in Los Angeles. He has
also been included in group exhi-
bitions at the New Museum of
Contemporary Art in New York,
the Museum of Contemporary Art
in Detroit, and the Contemporary
Museum in Honolulu. In 2009
the Vault Gallery at ucl as
Hammer Museum hosted Currys
rst solo museum show.
LAURA ENGELSTEIN
Modern liberal thought is a hard-
wrought set of principles that
cannot stand without political
and institutional support. Laura
Engelstein, the Henry S. McNeil
Professor of Russian History and
chair of the history department
at Yale University, is interested in
how modern liberalism became
an ideology of resistance among
Russian and Polish dissent intel-
lectuals and public gures who
came of age in the decades pre-
ceding the decisive year of 1917.
Caught between revolutionary
violence and mob-appeal anti-
Semitism, these gures hewed
a moderate course in defense of
liberal values: individual and civic
rights guaranteed by a democrati-
cally elected government under
the rule of law. In her project
People Out of Place: Liberalism as
a Form of Resistance Engelstein
Proles in Scholarship
The fall 2010 class of American Academy fellows
News from the Hans Arnhold Center | Life & Letters | N13
intends to draw a group portrait
of this generation and thereby
focus on gures that transcended
traditional boundaries in per-
sonal histories, class and cultural
expectations, and, consequently,
in forced or voluntary emigration.
The author of The Keys to
Happiness: Sex and the Search
for Modernity in Fin-de-Sicle
Russia (1992) and, most recently,
Slavophile Empire: Imperial
Russias Illiberal Path (2009),
Engelsteins research has focused
on the social and cultural his-
tory of late imperial Russia, with
special focus on the role of law,
medicine, sexuality, and the arts
in public life.
CATHERINE GALLAGHER
What would have happened if
the South had won the American
Civil War? Or if Vesuvius had
never erupted? Catherine
Gallagher, Eggers Professor
of English Literature at the
University of California, Berkeley,
is interested in two closely
related phenomena: the writing
of counterfactual history and
alternate history in the novel.
Against common misapprehen-
sions that the two are recent
innovations, Gallagher explains
that their roots go as far back
as the seventeenth century. As
the Anna-Maria Kellen Fellow
at the Academy, she will further
detail where and why these hypo-
thetical and speculative modes of
writing originated. Gallaghers
prior work in cultural history
has resulted in books such as
Nobodys Story: the Vanishing
Acts of Women Writers in the
Marketplace, 16701820 (2004),
which won the MLAs James
Russell Lowell Prize for an out-
standing literary study, and The
Body Economic: Life, Death, and
Sensation in Political Economy
and the Victorian Novel (2006).
Co-chair of the editorial board of
the journal Representations and
a member of the editorial board
of Flashpoints, Gallagher has
received fellowships from the
Guggenheim Foundation and
the National Endowment for the
Humanities, among others.
ANNE HULL
Walt Disney World is the largest
recreation resort on earth, cover-
ing some 25,000 acres. But what
now encompasses four theme
parks, two water parks, two
dozen on-site hotels, and two
health spas was once pure Florida
pasture. Journalist Anne Hull
experienced this shift in ecology
as a young girl, and her project
as a Holtzbrinck Fellow The
Bright State of Dislocation:
Transformation, Racial Divides
and Familys Vanishing Place in
Agriculture will tell the story of
her 1970s citrus-growing family
and community. Imperiled by the
transformative arrival of commer-
cialism, they were swept up in the
tradeoff of the areas identity and
economy for the false paradise of
Walt Disney World.
As a national correspondent
for the St. Petersburg Times
(19852000), Hull covered
topics ranging from welfare
reform and capital punishment
to immigration. Her writing at
the Washington Post, where she
has been for the past decade, has
covered social policy, two presi-
dential campaigns, Hurricane
Katrina, and the terrorist attacks
of September 11, 2001. In 2008
Hull was awarded the Pulitzer
Prize for Public Service for expos-
ing the neglect and mistreatment
of wounded soldiers at the Walter
PASSING THE TORCH: THE SPRING 2010 FELLOWS OF THE AMERICAN ACADEMY IN BERLIN (FROM LEFT TO RIGHT): SUNIL KHILNANI, FRANCISCO
GOLDMAN, CAMILO JOS VERGARA, JEFFREY CHIPPS SMITH, DAVID ABRAHAM, JUDITH WECHSLER, ANDREW NORMAN, PETER WORTSMAN,
MICHAEL QUEENLAND, CHARLES MARSH, AND JANET GEZARI. (NOT PICTURED: LEONARD BARKAN, ALEX STAR, AMY WALDMAN)
H
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N14 | Life & Letters | News from the Hans Arnhold Center
Reed Army Medical Center. The
series also received the Robert
F. Kennedy Journalism Award,
the Selden Ring Award for
Investigative Journalism, the
American Society of Newspapers
Local Coverage Award, and the
Heywood Broun Award.
TAMAR JACOBY
Tamar Jacoby is president and
ceo of ImmigrationWorks
usa, a national federation of
employers working to advance
better immigration law. She will
transpose her research questions
on US immigrant integration
to Germany during her Bosch
Public Policy fellowship at the
Academy. Jacoby is particularly
interested in how Germans have
come to terms with the new face
of an increasingly immigrant
population: Do even the most
far-sighted elites understand the
transformation that is necessary?
What are Germanys most inno-
vative approaches to integration?
Can the country develop a nation-
al identity that is compelling to
newcomers yet open enough to
hold a diverse citizenry together?
From 1989 to 2007 Jacoby was
a senior fellow at the Manhattan
Institute, and prior, a senior writ-
er and justice editor for Newsweek
and, from 1981 to 1987, deputy
editor of the New York Times
op-ed page. Author of Someone
Elses House: Americas Unnished
Struggle for Integration (2000),
her articles have appeared in
the Washington Post, Wall Street
Journal, and Foreign Affairs,
among other publications.
MARTIN JAY
Perhaps the most critical cae-
sura between the Middle Ages
and the modern era is a line of
thought called nominalism. In
short, nominalism assumes that
the things of the world are indi-
vidual and particular rather than
reections of a real thing that
existed in the heavens in a word,
universals. Intellectual historian
Martin Jay of the University of
California, Berkeley, is one of
the worlds foremost experts on
European intellectual history
(Permanent Exiles, 1985), the
Frankfurt School (The Dialectical
Imagination, 1973), critical theory
(Marxism and Totality, 1983), and
visual culture (Downcast Eyes,
1993). He is now looking again
at nominalism and its inuence
on the very birth of photography.
His Academy project as the Ellen
Maria Gorrissen Fellow, Magical
Nominalism: Photography and
the Reenchantment of the World,
has the raried aim of explain-
ing how nominalism has had
an impact on twentieth-century
visual culture generally.
The author of scores of
academic articles on German
intellectual history, Marxist and
post-structural theory, and visual
culture, Jay has taught at Harvard
University, the University
of California at Berkeley,
Dartmouth College, UC Irvine,
and the School of Criticism and
Theory at Cornell University.
KIRK W. JOHNSON
Kirk W. Johnson began work-
ing for usaid in December
2004. He served in Baghdad as
the missions chief information
ofcer and was then appointed
to usaids senior staff as the
agencys rst emissary to the city
of Fallujah, in Anbar Province,
and then on to other increasingly
weighty positions. Throughout
his time in the war zone, Johnson
wondered how Iraqis who helped
the US were going to rebuild
their lives whether in their own
country or elsewhere. Since
returning from Iraq, he says,
Ive become deeply enmeshed
with the tragedy that has befallen
Iraqis who risked their lives to
help us. So Johnson founded
The List: Project to Resettle Iraqi
Allies, a leading public advocacy
group for Iraqis who assisted the
US government. To help people
on The List, Johnson has gath-
ered over a hundred attorneys
from two leading law rms to
offer thousands of hours of pro
bono representation. His Bosch
Public Policy fellowship at the
Academy will be devoted to a
book about this project, tenta-
tively entitled Human Rubble:
the Tragedy of Iraqis Who Believed
in America, the rst account of
Iraqis whose aid to American
occupying forces has cost them
their country.
HAN ONG
Born in the Philippines, writer
Han Ong moved to the US at
age 16. He wrote his rst play
at age 17, and in 1994 moved to
New York, where he received
near instantaneous critical
acclaim as a playwright. Ongs
literary preoccupations have
concerned the immigrant
and outsider experience and
sometimes-resentful visitors to
foreign social hierarchies. At age
29 he became one of the young-
est recipients of the prestigious
MacArthur Fellowship and has
since received grants from the
Guggenheim Foundation and the
National Endowment for the Arts.
Ongs two novels, Fixer Chao
(2002) and The Disinherited
(2005), address themes of homo-
sexual love and clashes of class
and cultural values. In Fixer
Chao a male prostitute inltrates
New York high society posing as
a feng-shui expert, unraveling
a host of resentments and social
tensions. The novel was selected
a Los Angeles Times Best Book of
the Year and was nominated for
a Stephen Crane First Fiction
Award. The Disinherited is about
the estranged son of a sugar mag-
nate who leaves his teaching job at
Columbia University to bury his
father in the Philippines. During
his Holtzbrinck fellowship at the
Academy, Ong will work on a third
novel: the story of an American
philanthropist who decides to
retire to the Philippines, where he
sponsors local students and their
dreams of attending college.
KEN UENO
Sets of opposites gyrate through-
out composer Ken Uenos music:
visceral energy and contemplative
repose, hyperactivity and stillness,
tightly wound complexity and
sprawling expanse. Engaging in
multiple modes of musical con-
struction, Ueno, an assistant pro-
fessor of music at the University
of California, Berkeley, is at once
a composer of acoustic and elec-
tronic works, a performer, and a
vocal improviser specializing in
extended techniques. Such tonal
and compositional variety has
been infused by Uenos experi-
ence as an electric guitarist and
overtone singer, his fascination
with Japanese underground elec-
tronic music, and his awareness of
late European modernism.
A graduate of West Point,
Ueno holds degrees from
Berklee College of Music, Boston
University, the Yale School of
Music, and a PhD from Harvard
University. During his Berlin
Prize in Music Composition fel-
lowship, Ueno intends to score a
twenty-minute solo percussion
piece for Dame Evelyn Glennie
and a thirty-minute work featur-
ing himself as the vocal soloist.
JAMES WOOD
Anyone with English-language
literary afnities over the past
two decades knows the work of
James Wood. From 1992 to 1995
he was the chief literary critic of
News from the Hans Arnhold Center | Life & Letters | N15
the Guardian, then a senior editor
at the New Republic, and, begin-
ning in 2007, a staff writer at the
New Yorker. Wood has focused on
contemporary ction and literary
aesthetics and their sometimes
hysterical practitioners.
Alongside his criticism in
periodicals, Wood has stepped
into bigger pools of literary reec-
tion, such as in his bestselling
book How Fiction Works (2008),
two essay collections on criticism,
The Broken Estate (1999) and The
Irresponsible Self (2004), and a
quasi-autobiographical novel,
The Book Against God (2003). His
reviews and essays have appeared
in the New York Times, the New
York Review of Books, and the
London Review of Books, where he
is a member of the editorial board.
Since September 2003 Wood
has taught literary criticism at
Harvard University. During his
time as the Berthold Leibinger
Fellow, he will work on The
Nearest Thing to Life: the Idea of
Character in Fiction, a histori-
cal, practical, and philosophical
examination of the changing con-
ception of the ctional character.
JOHN WRAY
One sunny morning, Will Heller,
a 16-year-old paranoid schizo-
phrenic, gets on an uptown
B-train in New York City. As the
subway car rambles along, Will
realizes he holds the key to saving
the planet from global warming:
he has to cool down his own body.
But to do so he has to nd a girl
named Emily Wallace. What fol-
lows in John Wrays novel Lowboy
(2008) is a twisting and haunted
tale of Hellers sometimes fantas-
tic, sometimes terrifying odyssey
through the tunnels and dead
ends of Manhattan, as a delusion-
al young man searches for his
one great hope for contemporary
America and the world. Lowboy,
Wrays third novel, has been
hailed for its gripping, unsenti-
mental account of mental illness
and unstoppable narrative force.
Wray won a Whiting Writers
Award for his rst book, The Right
Hand of Sleep (2001), and his
second, Canaans Tongue (2005),
led to Wray being named one of
Americas Best Young Novelists
by Granta. As a Mary Ellen von der
Heyden Fellow at the Academy,
Wray will work on a new work,
tentatively entitled The Lost
Time Accidents, which will follow
a central European family from
1890 to the present over the course
of four generations. The Toula
family encounters a great many of
the twentieth centurys political
and social ideologies Marxism,
fascism, communism, environ-
mentalism, neo- conservativism
yet their great passion is decidedly
non-ideological: physics, spe-
cically the study of the nature
of time. r.j. m.
The American Academy in Berlin invites applications for residen-
tial fellowships for the 20112012 and future academic years. The
application deadline is October 1, 2010. Prizes will be awarded in
February 2011 and announced in the spring of 2011. Approximately
two dozen fellowships are awarded to established scholars, writ-
ers, and professionals who wish to engage in independent study in
Berlin. Prizes are conferred annually for an academic semester and
on occasion for an entire academic year, and include round-trip air-
fare, housing, partial board, and a monthly stipend of $5,000.
Fellows are expected to reside at the Hans Arnhold Center dur-
ing the entire term of the award. Fellowships are restricted to can-
didates based permanently in the US. American citizenship is not
required and American expatriates are not eligible. Candidates in
academic disciplines must have completed a doctorate at the time of
application. The Academy gives priority to a proposals signicance
and scholarly merit rather than its specic relevance to Germany.
While it is helpful to explain how a Berlin residency might contrib-
ute to the projects further development, candidates need not be
working on German topics.
Application forms may be submitted through the Academys
website, www.americanacademy.de.
Call for Applications
T
he incoming cl ass of
spring fellows promises yet
another high-caliber lineup
of intellectual and cultural pro-
gramming. James Der Derian,
professor of international stud-
ies at Brown University, looks at
the ethical issues of technology,
social science, and war. Historian
of modern Germany Astrid
Eckert of Emory University
reconsiders West Germanys
former borderland. Princeton
University professor of art and
archaeology and one of Americas
most prominent art critics, Hal
Foster, reinvestigates modernitys
aeshetic gambit; novelist Rivka
Galchen summons a fake
prophet who begins to believe her
own machinations; social critic
and professor of journalism Todd
Gitlin takes on the problems
of the American media; Peiter
Judson, a professor of history
at Swarthmore College, traces
the Habsburg Monarchys impe-
rial campaign for unity during
the modern period; and Ellen
Kennedy, a political scientist at
the University of Pennsylvania,
praises the macroeconomics of
Walter Eucken, one of the archi-
tects of the German social market
economy. Dave McKenzie, a
multi-media artist, will be the
Guna S. Mundheim Fellow in the
Visual Arts; and esteemed his-
torian H.C. Erik Midelfort
delves into censorship culture in
early modern Germany. Norman
Naimark, the chair of East
European History at Stanford
University, will study some con-
crete issues of Russias role in
shaping post-Cold War Europe;
and David Ruderman, a profes-
sor of modern Jewish history and
Director of the Center for Modern
Judaic Studies at the University of
Pennsylvania, re-opens a book by
an eighteenth-century Jewish mys-
tic to trace its portals into modern
philosophy; and, lastly, P. Adams
Sitney, a professor of humani-
ties and visual arts at Princeton
University, looks at the poetry of
the cinematic sublime in the works
of lmmakers Pier Paolo Pasolini
and Andrey Tarkovsky and consid-
ers the inuence of Jean Cocteau
on American lm. r.j. m.
Sneak Preview
Announcing the spring 2011 fellows
N16 | Life & Letters | News from the Hans Arnhold Center
Alumni Books
Recent releases from former fellows
WARD JUST
Exiles in the Garden
Harcourt, 2009
W.J.T. MITCHELL (EDITOR)
Critical Terms for Media Studies
University of Chicago Press, 2010
JERRY Z. MULLER
Capitalism and the Jews
Princeton University Press, 2010
SIGRID NUNEZ
Salvation City
Riverhead Books, 2010
JOHN PHILLIP SANTOS
The Farthest Home is in an Empire
of Fire: A Tejano Elegy
Viking, 2010
PAUL BERMAN
Flight of the Intellectuals
Melville House, 2010
BENJAMIN BUCHLOH
(CO-AUTHOR)
Gabriel Orozco
Museum of Modern Art, 2009
SVETLANA BOYM
Another Freedom: The Alternative
History of an Idea
University of Chicago Press, 2010
ANNE CARSON
Nox
New Directions, 2010
HENRI COLE
Pierce the Skin: Selected Poems,
19822007
Farrar, Straus & Giroux, 2010
MILAD DOUEIHI (WITH JANE
MARIE TODD)
Augustine and Spinoza
Harvard University Press, 2010
JONATHAN SAFRAN FOER
Eating Animals
Little, Brown and Company, 2009
RICHARD B. FREEMAN
Reforming the Welfare State:
Recovery and Beyond in Sweden
University of Chicago Press, 2010
THOMAS GEOGHEGAN
Were You Born on the Wrong
Continent? How the European
Model Can Help You Get a Life
New Press, 2010
SANDER GILMAN
Obesity: The Biography
Oxford University Press, 2010
GARY SHTEYNGART
Super Sad True Love Story: A Novel
Random House, 2010
HELEN VENDLER
Last Looks, Last Books: Stevens,
Plath, Lowell, Bishop, Merrill
(The A.W. Mellon Lectures in the
Fine Arts)
Princeton University Press, 2010
HAYDEN V. WHITE
The Fiction of Narrative: Essays
on History, Literature, and Theory,
19572007
Johns Hopkins University Press,
2010
CHRISTOPHER S. WOOD (WITH
ALEXANDER NAGEL)
Anachronic Renaissance
Zone Books, 2010
Fall 2010 | Number Nineteen | The Berlin Journal | 33
UNCANNY REMA
A homecoming glean
By Rivka Galchen
THE FOLLOWING IS AN EARLY DRAFT OF THE OPENING TO MY NOVEL ATMOSPHERIC DISTURBANCES, ABOUT
A MAN WHO KNOWS THAT THE WOMAN WHO COMES HOME ONE DAY AND CLAIMS TO BE HIS WIFE IS, IN
FACT, NO LONGER HIS WIFE. MY NARRATOR ARGUED WITH ME, ALTERED HIS CHARACTER, MADE CERTAIN
PREFATORY AND ANXIOUS THROAT-CLEARINGS OF HIS NO LONGER IN CHARACTER. BUT I REMAINED FOND
OF THAT ALTERNATELY DIFFICULT LEO THAT NEVER CAME TO BE AND WAS SAD TO SEE HIM REPLACED.
GREGORY CREWDSON, UNTITLED (BENEATH THE ROSES), 2003, DIGITAL CHROMOGENIC PRINT 144.8 X 223.6 CM
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34 | The Berlin Journal | Number Nineteen | Fall 2010
I
m trying to introduce myself.
The ancient Greek writings on rheto-
ric explain that an introduction is only
appropriate, or necessary, when dealing
with a hostile audience, or an ignorant
one. I dont know who I will have as readers
hopefully my minor prominence will gain
me a sizeable audience despite allegations
of my mental decline but lacking even
the briefest self-disclosing banter from you,
I offer this brief intro, by way of making
assumptions on the side of caution, and
politeness.
I am a fty-year-old male psychiatrist
with no previous hospitalizations and no
relevant past medical, social, or family
history. I alone know Rema is missing. I
and, maybe, Tzvi Gal-Chen. This and other
private knowledge leads me to behavior
that seems outwardly strange, particularly
to the woman living in my old apartment
who calls herself Rema. But I would like
to nd Rema. And even failing that I would
like to be allowed to return to my normal
life as much as is possible among
friends and colleagues. I will therefore
herein attempt to set out the origins and
contents of my current state of knowledge,
so that the apparent eccentricities of my
words and behavior can reveal their inher-
ent sense.
And so that certain recent natural
disasters may be more properly understood,
and addressed.
AN ERSATZ REMA APPEARS ON
A TEMPERATE STORMY NIGHT
O
ne unusually rainy evening
last December, when I was home
early with a migraine, a woman
entered my apartment who looked exactly
like my wife Rema. This woman closed the
door casually behind herself. Her hair was
wet. Peering over the edge of Remas pale
blue leather shoulder bag thats what this
other woman was carrying was a russet-
faced puppy. The real Rema doesnt like
dogs. A hayfeverishly fresh scent of sham-
poo, of Remas shampoo, was lling the
air yellowly, and through the brashness
of that grassy scent I squinted at the dop-
pelganger, and at that dog, acknowledging
to myself only a deep sense that something
something was extraordinarily wrong.
Yes. Extraordinarily wrong. It was those
words precisely that came to me, turning
up unexpectedly, like an old movie stub
found in the pocket of a coat not worn for
years.
I remember her standing by the door.
Her hair obscured her face somewhat as
she leaned down to de-shoe, but I could see:
same unzipping of wrinkly boots, same
taking off of same baby-blue coat with over-
sized charcoal buttons, same tucking of
dyed cornsilk-blonde hair behind ears, thus
enabling me a better view of: same wide
cheekbones, bite-sized nose, dove-dark
eyes. Same bangs cut straight across like
on those dolls done up in native costumes
that live their whole lives in plastic cases
held up by a metal wire around the waist.
Same everything, but it wasnt Rema. How
I knew? Just a feeling. But what is a feel-
ing but a thought groping its way towards
articulation? Like the moment near the
end of a dream when I am sometimes able
to whisper to myself, I am dreaming. I
remember once waking up from a dream
in which my mother, dead now for decades,
was sipping tea at my kitchen table, read-
ing a newspaper on the back of which there
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Fall 2010 | Number Nineteen | The Berlin Journal | 35
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was a headline, Wrong Man, Right Name,
Convicted in Murder Trial. I was trying to
read the smaller print of the article, but my
mother kept moving the paper, readjusting,
turning pages. When I woke up I searched
all through the house for that newspaper,
and through the garbage outside as well,
but I never found it.
Oh, the simulacrum said quietly, seem-
ing to notice the dimmed lights. Im
sorry, she added; her imitation of Remas
Argentine accent was pitch-perfect.
The simulacrum held that other mon-
ster, that puppy, against her chest, blocking
my view of that camisole line as she began
a remarkable imitation of Remas slightly
irregularly rhythmed walk across the room,
past me, into the kitchen. I heard her set-
ting the teakettle to boil.
You look odd, I found myself saying.
Yes, a dog, she called out happily from
the kitchen. She began to speak at length,
maybe about the dog, maybe not, I couldnt
quite concentrate. She said something
about Chinatown. Not seeing her, just
hearing her voice, and the rhythm of her
customary evasions, made it seem like she
was really Rema.
But this strange look-alike woman, when
she kissed my forehead, I blushed.
Im sorry about yesterday, she said with
a pout. Im sorry I was making theater.
Which was a Rema turn of phrase. I cov-
ered my eyes with my hands so I wouldnt
have to look at her. My migraine winced
and pulsed, as if in time with that grassy
scented shampoo that always makes my
head feel tinny and that I love in an empty-
stomach kind of way. I didnt want to think
what I was thinking. I was thinking: How
can I stop thinking these thoughts? Im too old
for a schizophrenic break, I thought, trying
to break the other inarticulate thoughts.
And too tired for this to be mania. And too
young for But when something unfore-
seen happens it can only be realized itera-
tively, in retrospect, gaining in reality one
facet at a time.
Monster? she whispered loudly, which
is Remas pet name for me.
I dont think I said suddenly, sur-
prised by my own words, youre Rema.
Youre mad with me?
No, I said, and turned to hide my face in
the sofas cushions. Im sorry, I mumbled
to the small-weave wool of the cushions
covering. And when I felt a hand on my
shoulder, I feel so rainy today, I whispered,
It must be the tired.
B
y the time the water neared its
boil the ascending pitches of our tea-
kettles tremble are so familiar to me
I was considering a diagnosis of Migraine-
Induced Psychosis. Or if not migraine
psychosis then Id settle for simply the catch-
all Psychotic Disorder nos (Not Otherwise
Specied), which I hoped over time would
reveal itself to be that ineffable but essential-
ly harmless imp, a Brief Psychotic Episode.
All this oversimplied diagnostic non-
sense I offer simply because Id like to
emphasize that I began this investigation
with many of the same hypotheses that oth-
ers are still considering. But now Ive moved
beyond them.
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men for the citys nascent avant-garde. He
was the only composer in the Yishuv the
Jewish community in Palestine to develop
a consistent following of students, both
in the city and at various kibbutzim. He
also taught composition and theory at the
Palestine Conservatory, and as many as
sixty of his students frequented Wolpes
home, where as student Josef Tal
recalled they came so closely to identify
with the composer that they even assumed
his physiognomy.
Many of Wolpes underlings in Palestine
were young German-speaking refugees,
STEFAN WOLPE, CIRCA 1936
38 | The Berlin Journal | Number Nineteen | Fall 2010
written for oboe and clarinet, exemplies
this idea: The second movement begins
with a sustained arpeggiation in the oboe
and clarinet, after which the oboe breaks
out in melody against the drone of the
clarinet. The melodic shape of the oboe
line very clearly draws from Arab musics,
with its smooth, stepwise motion and its
subtly altering turns, trills, and staccato g-
ures that precede and ornament sustained
tones. The oboe and clarinet also tend
toward heterophonic textures at the ends of
phrases another feature surely intended
to reference Arab traditions. The Suite im
Hexachord does not make use of functional
diatonic harmony; rather the entire piece
makes use of only six pitches the hexa-
chord of its title. This approach reects not
only Wolpes modernist interest in non-
diatonic pitch collections, but also the com-
posers study of the Arab maqam, a system
of modes that links pitch-class collections
with melodic patterns and modes of orna-
mentation. While the Suite im Hexachord
surely connects with the long European
tradition of Orientalist composition, it also
signied in richer and more complicated
ways than mere exoticism, given Wolpes
position in Palestine and his association of
the music with a specic project of cultural
reconciliation.
In Jerusalem, works like the Suite im
Hexachord were performed in a monthly
informal public concert series organized
especially for friends and students, who
also premiered their own compositions.
These monthly performances, held in
friends homes and rented auditoriums,
were supplemented by Wolpes weekly
student gatherings. In this context, it is
not surprising that the composer became
thrilled when some of his students also
became invested in the idea of creating
culturally amalgamated musics. Wolpe
would later speak admiringly of his stu-
dents most beautiful [musical] thoughts
that show traces of the inuences of Arab
neighborly surroundings.
In the early- to mid-1930s Wolpe and his
circles interest in local indigenous tradi-
tions was indeed unusual. The Yishuvs
Western musical performance and edu-
cational institutions were known for their
repertory narrowness, which focused on
German and East European national tradi-
tions. Wolpe chafed at widespread prejudic-
es against Arab musics in the Yishuv and
within the German immigrant community.
His work was rather in keeping with his
friend the comparative musicologist Robert
Lachmanns call to hear Arab musics with
sympathy rather than disdain. Wolpe
encouraged this attitude among his stu-
dents who composed in genres ranging
from chamber music to work songs to
music for kibbutzim celebrations to songs
for the Yishuvs thriving new folk-song
repertory.
A
s Wolpes speeches at the
World Center for Jewish Music
reveal, such cosmopolitanism could
motivate a wider national political vision.
In 1938 the stakes were impossibly high.
The Arab revolt brought an abrupt deterio-
ration in Arab-Jewish relations, with Arab
and Zionist leaderships hardening in their
determination to cease negotiations. The
period witnessed an intensication of mili-
tant nationalist discourses in the Yishuv,
intensied by the mounting humanitarian
catastrophe in Europe. Wolpes alarm at the
nationalist tides in Europe and the Middle
East motivated his state-wide cross-cultural
education plan. He wrote:
I engage [at the wcjm] in a good
unied-front effort against the stu-
pidication and coarse conformist
distortion [Verbldung und Verblkung]
of living cultural concepts, in a coun-
try large like an apple tree that in a
radio commission meeting a few days
ago expressed the piece of wisdom that
Music whatever kind from Jews
whatever kind from the beginning of
time has always been good!! Those are
the ways of a people forced to endure
the derision and outright activist idiocy
of some other peoples [the Germans]
oh the terrible proportions [of this]! and
added to the already country-wide sum
of gruesomeness which passes on a
relatively dangerous stupidity.
The exemplary model of nationalism that
fueled Wolpes fears was, of course, Nazism,
with its violently enforced claims of moral
superiority and racially bounded identity.
After his ight from Germany, in fact,
Wolpe suffered repeated nervous break-
downs in response to his violent memories
of the Nazi takeover.
This recent past fueled the panicked
tone of Wolpes personal writings, in which
he railed against essentialist notions of race,
ethnicity, and nation especially as they
shaped concepts of musical culture and the
impulse to identify a Jewish national or eth-
nic style in music. At the same time, he was
responding to a newly emerging composi-
tional trend that would eventually be called
the Mediterranean School of Composition,
associated with composers such as Marc
Lavri, Paul Ben-Haim, Eric W. Sternberg,
and Alexander Boskovitch.
From the late 1930s onward these
composers looked eastward for sources
of Jewish identity, integrating Middle-
Eastern and East European musical idioms
marked as Jewish within concert works
based on Romantic and classical forms.
Wolpe agonized over this trend, which in
some ways resembled his own search for
musical amalgams that had preceded the
Mediterranean movement by only a year or
two. Ultimately Wolpe bitterly concluded
alongside his friend Lachmann that the
Mediterranean School of Composition
showed little regard for Arab culture. In
the composers words, it sought to force
[Arab musics] just like the quarters where
it is expressed into dependency through
a correspondingly moderate domesticated
tonality. With this judgmental assess-
ment Wolpe compared British military
and Jewish paramilitary pacication of the
Arab quarters during the 1938 riots with
the absorption of non-Western musical
materials within a prevailingly European
aesthetic. This far-ung and hyperbolic
comparison speaks to Wolpes tendency to
interpret aesthetic cultural practices and
attitudes as bound up with drastic human
actions. Wolpe was so disturbed by the
Mediterraneanist movement in composi-
tion that he also questioned the politics
of his own efforts to write amalgamated
musics, which he worried might amount to
little more than cultural thievery. Intense
expressions of self-recrimination emerged
in his personal writings. There is an
abundance of guilt that must be brought
to account, he wrote. To encourage a more
nuanced understanding of Jewish and Arab
cultural identities, [We] must precisely x
the education through which young people
are to be raised.
W
olpes speeches at the wcjm
can be understood as a last-ditch
effort to spread his ideas about
national music pedagogy reform during
a time when he contemplated leaving
Palestine. His decision to immigrate to
New York at the end of 1938 was based
on several factors, including his nervous
breakdowns during the Arab riots; his seri-
ous hospitalization following his car being
run off the road by an Arab driver; his
Fall 2010 | Number Nineteen | The Berlin Journal | 39
wifes fear that the Axis powers might move
through North Africa into the Middle East;
and professional problems caused by his
unpopular cultural politics and modernist
aesthetic and his frustration at what he per-
ceived as the parochialness of the art music
scene in the Mandate.
After moving to the United States Wolpe
wrote a letter to his friend Salli Levi asking
what had become of his initiatives at the
wcjm and expressing regret that they had
been met with silence. He remained in
close contact with his friends in Jerusalem,
all the while pursuing new commu-
nity involvements New Yorks art-music
scenes and bebop circles, among Abstract
Expressionist artists, at Black Mountain
College, and at the Darmstadt Summer
Courses for New Music.
During these years in America Wolpe
vacillated wildly in the appraisal of his work
and life in Palestine. At his most self-criti-
cal, in 1944, he accused himself of exploit-
ative musical imperialism. Moreover, as a
composer, he had become, in his words, a
thief of a history that had become foreign
to him. He despaired of his dream to par-
ticipate in the creation of a new multiethnic
nation in the Middle East. Recalling the
cultural-political paradoxes of his work
there, Wolpe wrote in 1944 that the excite-
ment of creating music for a new nation
succeeds, and in succeeding, points to a
magical power, which always makes me
contemplative and in the joy of the encoun-
ter also deeply sad. (Because of such doubts
I left Palestine. I no longer believed in such
national intimacies and magic circles.)
Wolpe apparently saw his national ambi-
tions as having depended on forms of magi-
cal thinking or fantasy that were at once
attractive and deceptive. The composer
subsequently referred to his departures
from Germany and Palestine as his double
loss. After his immigration to America, he
avoided characterizing his work in national
terms. He no longer envisioned his work as
transforming society at a national level, but
instead recognized a potential within avant-
garde communities to preserve and acknowl-
edge vital forms of cultural plurality.
Wolpes pedagogical and cultural ambi-
tions in Mandate-era Palestine may appear
failed and abortive, especially given their
lack of implementation and Wolpes harsh
self-judgment. In recent decades, however,
increasing support has accrued to Wolpe
and Lachmanns belief in cross-cultural
education as an indispensible step toward
political reconciliation. In music, this
aspiration is most visibly represented in
Daniel Barenboim and Edward Saids East-
West Divan Orchestra, the high-prole
project that brings together young Israeli,
Palestinian, Lebanese, Syrian, Jordanian,
and Egyptian musicans in performances
across the Middle East. As Wolpes friend
and student Yohenan Boehm remarked in
an interview the 1980s, his teacher was a
terribly impractical man [whose political]
outlook was . . . ahead of its time.
Stefan Wolpes case may reveal a
moment when the most seemingly neces-
sary actions were also utterly impossible in
the midst of intractable political dilemmas.
But one must endure and persevere, as he
said, in these labyrinths of terrible dif-
ferences, dilemmas of truths, disappoint-
ments, and adaptations.
Brigid Cohen is an assistant professor
of music at the University of North
Carolina and a fall 2010 Berlin Prize
Fellow at the American Academy.
4414_germanwings_berlin_journal_210x135_RZ.indd 1 14.06.2010 16:40:32 Uhr
40 | The Berlin Journal | Number Nineteen | Fall 2010
THE PRICE OF ENTRY
Whatever happened to Zusammengehrigkeitsgefhl?
By David Abraham
CAMILO JOS VERGARA, 6 ADALBERTSTRASSE, BERLIN, 2010
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Fall 2010 | Number Nineteen | The Berlin Journal | 41
I
n recent years the topic of immi-
gration has become increasingly dif-
cult and painful, particularly for the
liberal left. In the prosperous, immigrant-
receiving nations of the North, two paired,
often unuttered questions have risen to
near the top of legal and political agendas:
Who belongs to the national, political, and
social community of the we; and, What
does belonging entail in the way of rights
and obligations? Under the impact of
unprecedented free mobility of both capital
and labor, in addition to multiple crises of
the welfare state, the borders and bonds of
citizenship have been changing and for
the most part weakening.
If we consider two countries, Germany
and the United States, a general trend of
immigration begins to emerge: There is
an inverse relationship between the ease of
access to citizenship and what that citizen-
ship actually offers. Citizenship is easiest
to acquire in the United States, but it is
of less social and economic value, and it
offers less of a premium over mere legal
residence. Hyphenated Americanism
Thai-American, Mexican-American, and
the like has presented a viable integration
strategy for most groups, and it ts into a
dominant ideology of a weak state and plu-
ralistic society. Germany, in turn, has until
very recently had a very restrictive immi-
gration policy, offering permanent admis-
sion and prospective citizenship on a very
selective (and largely ethnic) basis and, as
is well known, has had a difcult time inte-
grating its non-EU foreign-born residents.
Neither multiculturalism nor explicit inte-
grationism has been especially successful.
Yet entrance into Germanys social-market
society, on the other hand, offers a panoply
of social and economic rights that could not
even be contemplated in Americas free-
market liberal individualist society.
The difference between the two coun-
tries policies has much to do with demo-
graphics, history, and ideology. When it
comes to incorporating new immigrants,
historic and crowded places like Europe
are at a distinct disadvantage compared
to America, a land whose law is libertar-
ian and which values toleration and some
trust but is no friend to social solidarity
and puts little premium on citizenship.
Insofar as democratic citizenship involves,
as the political scientist Jean Cohen has
written, the sovereign self-determination
of a people, and the will to act in its name
and make sacrices, a we to which
members belong and in whose delibera-
tions they have a voice, American citizen-
ship is indeed weak. To the extent that the
American demos is experienced in civic
and political, albeit historically embedded
rather than in ethno-cultural terms, it is
open and egalitarian. The combination of
easy entry for newcomers, decentralized
labor markets, modest social transfers, and
weak democratic self-rule has prevented
American citizenship from thickening
culturally over time. But most unchosen,
pre-political, and exclusionary elements are
now marginal compared to other times and
other places. Common sympathies and
proper patriotism are not hard for new-
comers to come by in the US.
While American-style civic national-
ism may have the potential to create a
level playing eld for free individuals, it
is unsuited for the solidarity of social
justice. Most American rights are negative
liberties Keep the government off my back
and they are accorded to all persons rather
than just to citizens. Human-rights liberal-
ism in its current form makes few social
demands and thus works well as an adjust-
ment to the American way. Ideologically, if
not in perfect reality, America gives every-
one a level playing eld, but not a ladder.
And certainly it does not x the oor.
But some thicker sense of afnity, simi-
larity, shared identity, or social cohesion
may be necessary for social-rights citizen-
ship. Over the years Germany has indeed
advanced this model. Acceptance of the
multicultural, or at least pluralist, composi-
tion of German society has been gaining
ground in theory as well as practice. The
years 1999/2005 saw the rst German
Citizenship Laws embodying jus soli (birth
on the soil) principles, and 2003 then saw
the formulation of the rst immigrant-
attracting immigration law in modern
German history (Zuwanderungsgesetz).
Naturalization in Germany is now possible
after a shorter period of time and with
fewer behavioral requirements. Almost
everywhere in Europe, in fact, there is now a
legal entitlement to citizenship for second-
generation migrants through jus soli
ACCEPTANCE OF THE
MULTICULTURAL, OR AT LEAST
PLURALIST, COMPOSITION OF
GERMAN SOCIETY HAS BEEN
GAINING GROUND IN THEORY AS
WELL AS PRACTICE.
42 | The Berlin Journal | Number Nineteen | Fall 2010
principles; it is no longer a matter of excep-
tion or grace. Still, while most European
states and the US have come to accept dual
citizenship, Germany has not.
What was the central goal of German
naturalization law? To ease access into
German society for all those born in
Germany. Legally, that meant introducing
birthright citizenship to the children of
long-term resident aliens and easing the
naturalization process for those residents
not born in the country. By thus distancing,
if not divorcing, citizenship and member-
ship from ethnicity, reformers sought to
facilitate integration into a more capacious
German identity and society. Immigrants
would more easily and more willingly
become German, while German itself
would come to mean something broader.
Naturalization provisions and citizenship
criteria were symbolically moved from
the Aliens Act (renamed the Residence
Act) to the Citizenship and Nationality
Act. The chief object of the new legislation
was to institute jus soli, naturalization as
a matter of right, and language-centered,
Constitution-afrming integration com-
mitment. In so doing, Germany legislated a
civic national identity open to all, including
the 10-to-12 percent of the population clas-
sied as foreigners (and of whom one-fth
were German-born).
But even civic national identities are
culturally inherited artifacts, developing
as they pass from generation to generation.
National belonging is more than rational
attachment; it assumes some measure of
shared pre-political community arching
over any agreement on legal-procedural
rules and makes a nation more than a polit-
ical community organized around volun-
tary association. Perhaps it demands inte-
gration not just mutual respect. German
administrators may have been naively
optimistic when they wrote in 2000, The
acquisition of nationality marks the begin-
ning of social integration. Legal status
rst, integration second.
Here is where Germany has had some
problems, reected in the continued poor
educational and social-economic per-
formance of immigrants and increased
tensions between secularized Christian
liberalism and Muslim self-assertion. Long
term, inadequate integration threatens
Germanys high collective social-wage and
solidarity principles. Social policies in the
welfare state operationalized citizenship
and provided a domain where it was con-
stituted albeit not equally for everyone
through a political economy. A much more
individualized, neoliberal, thinner soci-
ety would perhaps be in a better position to
pursue integration around civic-constitu-
tional and cultural principles.
S
urveying a wide swath of
evidence in Germany, sociologists
Hermann Kurthen and Schmitter
Heisler hypothesize that the market sec-
tor has been less integrated over time
in Germany than in the US, reecting
Germanys more controlled and less
exible labor-market structures and
highly institutionalized credentialism
(i.e. apprenticeships), compared to the
USs more exible labor market, espe-
cially in the low-wage sector, low degree of
unionization, and lower degree of creden-
tialism. Contrariwise, they nd more
integration in the welfare benets sector
in Germany, reecting the more generous
and more inclusive German welfare state,
potentially compensating for the lower
degree of labor market integration. And
in the cultural sector, notwithstanding
a variety of barriers, Mexicans are com-
paratively more integrated than (Muslim)
Turks, suffer less exclusion, and express
more positive identication with their
new country, though both groups con-
tinue to show poor school and language
performance. In all cases, the effects of
low human, social, and economic capital
are hard to overcome.
There is a long tradition of explaining
Americas inequality and lack of redis-
tribution by pointing to its diversity. Yet
ethnic and cultural diversity may very
well have the same type of negative eco-
nomic impact in Europe. Over a decades
worth of very careful work by Harvard
economist Alberto Alesina and colleagues
has produced some troubling ndings
troubling for those who support the wel-
fare state and who would simultaneously
value liberalisms equal desire to accept
difference. In this bivalent desire they
have found a rub.
Among Alesinas ndings are that if
those who are different are concentrated
among the poor, then programs that sup-
port the poor become the objects of public
hostility. For example, half the gap between
welfare spending in the US and Europe
is explained by American heterogene-
ity. That is, it is possible that generalized
trust, reciprocity, and loyalty are negatively
related to a communitys diversity; or, the
more diverse a community, the less social
trust. Second, ows of foreigners are nega-
tively related to spending on welfare state
programs. Even some of the staunchest
defenders of the multicultural immigra-
tion model have concluded that the typical
industrial society would be spending 15
to 20 percent more than it does now on
social services had it kept its foreign-born
percentage where it was in 1970. In light of
this, newcomers, more often than not poor-
er than the resident population, are easily
seen as exploiting social benets.
Political and social psychologists have
long concerned themselves with issues of
in-group/out-group behaviors and what
we now call othering. Opponents of
discrimination and exclusion have long
argued that contact with difference can cre-
ate tolerance and that humans have a cos-
mopolitan as well as a parochial potential.
Indeed, the welfare state attempts to fur-
ther this possibility by creating institutions
of reciprocity. Let us help each other through
each of our rough times. Such altruism may
be calculated over repeated encounters or
predicted on the basis of a broader empathy.
If I am my brothers keeper I either want
to be condent of reciprocity or of familial
resemblance.
I
deally, the welfare state creates
virtuous circles of reciprocity and builds
the trust that would ght off political
entrepreneurs who would use weak fam-
ily resemblance to divide people. The
creation of social solidarity and trust is an
outcome of a successful welfare state, while
the welfare state is the product of a depen-
dence upon a society with a considerable
degree of social solidarity. The feedback is
such that the social rights of citizenship
constitute expectations, the satisfaction of
which strengthens trust in the state and
the sense of social belonging that then
augments trust. Either way, the welfare
state, as political scientist Gary Freeman
observed long ago, rests on a moral and
political consensus, binding members of
the national community in a set of recipro-
cal relationships directed toward equality
on the bordered inside.
NATIONAL BELONGING IS MORE
THAN RATIONAL ATTACHMENT;
IT ASSUMES SOME MEASURE
OF SHARED PRE-POLITICAL
COMMUNITY
Fall 2010 | Number Nineteen | The Berlin Journal | 43
Policy acknowledgement of these incon-
venient facts can be seen on both sides of
the Atlantic: In Germany, for one, in the
limiting of jus soli benets to children born
to mothers legally or enjoying genuine
ties to the country. There has also been an
effort, in Germany but also elsewhere, to
make it more difcult to access migration
and citizenship through marriage. Despite
the Grundgesetzs strong commitment to
family rights, the importation of country
girl wives from the old country is widely
seen as setting back integration and lan-
guage acquisition. Lastly, in an effort
to hold the center, as political scientist
Christian Joppke describes, one increas-
ingly sees the attempt by states to tie
citizenship more rmly to shared identities
and civic competence, thereby combating
the centrifugal tendencies of increasingly
diverse societies. As a consequence, new
citizens (unlike born citizens) are called
upon to consent to a contractual idea of
membership; they are joining an already
existing association, one with specic rules,
a specic history, and maybe specic politi-
cal and cultural norms and values. Contra
Groucho Marx: You have to want to belong
to a club that would have someone like you
as a member.
G
iven these various tendencies,
we are impelled toward a rather
unattractive conclusion: The US is
more successful in integrating immigrants,
and immigrants are more successful there,
precisely because the US is marked by low
levels of solidarity and a weak welfare state.
Immigrants are on their own along with
the rest of us. In social democratic Europe,
where social bonds and the welfare state are
thicker, more thoroughgoing integration
will remain necessary to preserve social
solidarity and maintain the welfare state,
with immigrants as functioning partici-
pants. The sink or swim of America may,
perversely, be good for immigrants while
impoverishing us all.
Autumn sales 25 27 November 2010 in Berlin
Villa Grisebach Auktionen Fasanenstrae 25 D-10719 Berlin Phone +49-30-885 915-0 www.villa-grisebach.de
Every time I come here,
it lifts my spirit.
Eric Kandel, New York
AmercAcademie_185x124 05.05.2010 16:44 Uhr Seite 1
THERE WAS A PARALLEL BETWEEN THE WAY READYMADES AND
PHOTOGRAPHS WERE PRODUCED: BOTH WERE UNCODED EVENTS
THAT EXTRACTED SIGNS FROM THEIR CONTEXTS.
48 | The Berlin Journal | Number Nineteen | Fall 2010
What precisely is the object of that faith?
Why do photographs grab us and demand
our attention, telling us to stop the ow of
time and pause in our rush into the future?
Here, of course, we can only conjecture. But
if we agree that they do not afrm a world
of inherent ontological universals, or even
an aesthetic canon of conventional forms,
we can say that photographs somehow
want to be understood as the visual equiva-
lents of the Adamic names the true
names Benjamin hoped to rescue from
the overnaming of linguistic conven-
tionalism. They want to remain stubbornly
meaningless in the sense that they resist
being paraphrased in terms that reduce
their singularity to an exemplar or case of
a larger category or even as a metaphor of
something else. More precisely, despite
all efforts to saturate them with meaning,
photographs insist that they always contain
a measure of excess that dees paraphrastic
reduction.
As Roland Barthes classic Camera
Lucida observes, photography stresses
the melancholy implication of its image
as memento mori, a mark of the inevitably
passing of time, implying our nitude.
But if we see the photograph instead as a
miraculous freezing of a single ephemeral
moment, a moment that is utterly irre-
ducible to what came before or after, an
uncanny moment that somehow is present
when the image is later viewed despite its
absence, then perhaps it can be understood
to betoken something magical. Like a
fetish, wrested out of the contextual ow of
linear time, the conventional time of his-
torical narrative, it resists being absorbed
into a cultural whole. Like a proper name,
it refers only to one singular object at one
instant of its existence. And as such, it lim-
its the sovereign power of the constitutive
subject.
Although we know that photographs,
even before the age of digitalization, are
amalgams of the instant of their being
taken and the subsequent work on them
in the developing, printing, and dis-
playing processes, that instant is never
entirely absorbed into those posterior
interventions.
The photograph, in short, is a reminder
that the world is more than human pro-
jection or construction, more than the
categories we impose on it, more than the
meanings we impute to it. Rather than the
humanist self-assertion that some have
seen as a consequence of conventionalist
nominalism, it implies what we might
call the counter-assertion of the world, a
world more readymade than the product
of human will, a world that somehow
stubbornly thwarts all of our most valiant
efforts to disenchant it.
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THE PHOTOGRAPH, IN SHORT, IS
A REMINDER THAT THE WORLD IS
MORE THAN HUMAN PROJECTION
OR CONSTRUCTION, MORE THAN
THE CATEGORIES WE IMPOSE
ON IT, MORE THAN THE MEANINGS
WE IMPUTE TO IT.
Were bringing zero
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Its whats next for us.
To you it produces exhaust. To us its an
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2787_Nachh_Auspuff_BerlinJournal_210x280.indd 1 19.07.2010 11:42:19
Anz_Pemb_America_210x280.indd 1 07.07.10 10:01
New Yorks newest attractions
are built by us.
Its not just the tourists who are pleased about the new sights in the Big Apple. So are
the passengers. Thats because the urban buses from our Orion brand are equipped with
low-consumption hybrid drive, meaning that they make an important contribution towards
climate protection. There are more than 3,000 of these innovative buses on the road in
major US cities, including San Francisco and Los Angeles. Another milestone on our
Road to Emission-free Mobility.
www.daimler.com
www.daimler.mobi
T
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In this issue:
David Abraham
Brigid Cohen
Stanley Corngold
Rivka Galchen
David Gelernter
Todd Gitlin
Martin Indyk
Martin Jay
H.C. Erik Midelfort
Camilo Jos Vergara
James Wood
A Magazine from the American Academy in Berlin | Number Nineteen | Fall 2010
THE BERLIN JOURNAL