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ABSTRACT
Although agriculture is now the globally
predominant mode of food production, studies of the
skeletal remains of early agriculturalists have indicated
high levels of physiological stress and poor health relative to hunter-gatherers in similar environments. Previous studies identifying this trend in different regions
prompt further research of the causes and effects of subsistence transitions in human societies. Here, 242 dentitions from five ancient Egyptian and Nubian populations
are examined: 38 individuals from Jebel Sahaba (Upper
Paleolithic), 56 from Badari (Predynastic), 54 from
Naqada (Predynastic), 47 from Tarkhan (Dynastic), and
47 from Kerma (Dynastic). These populations span the
early period of agricultural intensification along the Nile
valley. Skeletal remains were scored for the presence of
linear enamel hypoplasia (LEH) of the dentition, an
established indicator of physiological stress and growth
WILEY-LISS, INC.
521
522
Time period
N dentition
Jebel Sahaba
(Upper Paleolithic)
Badari (Predynastic)
Naqada (Predynastic)
Tarkhan (Early Dynastic)
Kerma (Late Dynastic)
Total
130009000 B.C.
38
50004000
40003100
31002686
21001500
B.C.
B.C.
B.C.
B.C.
56
54
47
47
242
a
All dates are approximate, based primarily on Kemp (1989)
and Zakrzewski (2003).
Data collection
Scorable teeth were evaluated for the presence or absence and position of LEH by visual examination of the
buccal surface of each crown, where the defect is most
frequently observable (Goodman and Rose, 1990; Facchini et al., 2004). Enamel hypoplasia was operationally
defined here according to the developmental defects of
enamel (DDE) Index as a quantitative defect of enamel
visually and morphologically identified as involving
the surface of the enamel (an external defect) and associated with a reduced thickness of enamel (FDI, 1982).
The type of defect examined here (and those most frequently referred to in the literature as LEH) falls under
the FDIs Type 4 defects, horizontal grooves (see
Goodman and Rose 1990, for a critical assessment of this
definition).
The presence or absence of LEH bands was recorded
for each tooth in the dentition for each individual, due to
previous reports of differential susceptibility of different
tooth types to enamel defects (Goodman and Armelagos,
1985). It has been noted in several studies that the anterior teeth, particularly the maxillary incisors and mandibular canines, are more susceptible to LEH than are
the more posterior molars and premolars (Goodman and
Armelagos, 1985; Goodman and Rose, 1990; Berti and
Mahaney, 1995). This has led some authors to select particular teeth for controlled observation. For example,
Keita and Boyce (2001) intentionally used posterior (premolar) teeth in their study as they reasoned that these
defects would indicate only the most severe disruptions
of growth. However, due to the fragmentary nature of
many of the ancient specimens in this study, all teeth
positively attributed to a skull were scored for the presence or absence of LEH. Statistical measures were
employed to compensate for the differential preservation
of the different samples. The frequency of LEH in each
population was then examined separately for each tooth
type to address the potential for bias in susceptibility.
Data analysis
2
v tests were used to analyze the differences in prevalence of LEH between populations. Complications
523
encountered in the analysis included the marked differences in tooth preservation between populations, and the
association between the number of teeth observed and
the likelihood of observing LEH (Corruccini et al., 1985;
Ogilvie et al., 1989). As the number of scorable teeth
was not normally distributed, nonparametric tests were
used. Biases in the data were examined using a KruskallWallis test to compare the number of teeth preserved between populations, and a MannWhitney Utest to compare the number of teeth preserved in individuals with and without LEH present. To address the
preservation bias, the prevalence of LEH was also analyzed as a percentage of teeth rather than as a percentage of individuals. In addition, different tooth types were
analyzed separately to examine their differential susceptibility, a factor discussed in previous studies (Goodman
and Rose, 1990).
Of particular interest to this study is the presence or
absence of chronological trends in the frequency of skeletal
stress indicators. The five populations were ranked from
earliest to latest and Kendalls tau correlation was used to
examine the association between the presence of the indicators and chronological order. This was considered to be
more appropriate to this particular association than a
Spearman R test because the Kendalls tau tests the probability that the data are in the same order for the two variables. Therefore it makes no assumptions about the proportional distances between the ranked items.
RESULTS
The overall frequency for the presence of LEH in one
or more teeth was 42.1% of 242 individuals. There were
significant differences between the populations in the
percentage of individuals with one or more LEH bands
anywhere in the dentition (v2 5 27.594; df 5 4; P \
0.001; Fig. 1). The highest frequency of LEH was found
in the early agriculturalists at Badari (69.6%), although
this population also had the highest level of tooth preservation; a correlation discussed in more detail below. A
Kendalls tau test showed significant correlations
between population number (chronologically ranked) and
presence of LEH (P \ 0.001). There was a negative correlation between these variables (T 5 20.202), meaning
that as population rank increased through time, the
prevalence of LEH decreased.
Although the samples were collected in such a way
that the number of scorable dentitions were roughly sim-
Fig. 3. Mean number of scorable teeth present in individuals with and without one or more LEH bands anywhere in the
dentition (Z 5 25.331; P < 0.001; Mann-Whitney U-test).
524
Fig. 4. Mean number of scorable teeth preserved in individuals with and without one or more LEH bands anywhere in the
dentition, by population.
TABLE 2. Percentage of teeth in each population with one or
more LEH band
Population
Jebel Sahaba
Badari
Naqada
Tarkhan
Kerma
All Populations
Type of
tooth
N of teeth
with LEH
Total N
of teeth
% of Teeth
with LEH
All teeth
Molars
Premolars
Canines
Incisors
All teeth
Molars
Premolars
Canines
Incisors
All teeth
Molars
Premolars
Canines
Inciscors
All teeth
Molars
Premolars
Canines
Incisors
All teeth
Molars
Premolars
Canines
Incisors
All teeth
Molars
Premolars
Canines
Incisors
44
7
12
9
16
146
39
45
38
24
36
26
6
3
1
43
11
8
8
16
17
14
2
1
0
286
97
73
59
57
676
272
168
94
142
851
382
240
95
134
237
186
42
7
2
463
221
121
27
52
279
219
46
6
8
2,506
1,280
625
247
354
6.5
2.6
7.1
9.6
11.3
17.2
10.2
18.8
40.0
17.9
15.2
14.0
14.3
42.9
50.0
9.3
5.0
6.2
17.8
23.5
6.1
6.4
4.3
16.7
0.0
11.4
7.6
11.7
23.9
16.1
number of teeth in an individuals dentition and the likelihood that one or more of those teeth would show an
LEH band was inconsistent within populations. This
relationship was significant within the Jebel Sahaba,
Badari, and Tarkhan populations, but nonsignificant
within the Naqada and Kerma populations (Fig. 4).
To resolve some of these complexities, results were
separated by population, by tooth, and by tooth type.
Examining the presence of LEH per tooth rather than
DISCUSSION
In this study, dental indicators of stress and disease
were analyzed to evaluate the conditions of the transition to agricultural subsistence in the Nile valley. It was
hypothesized that the earliest agricultural populations
would show the highest levels of LEH, indicating the
highest levels of physiological stress. The results supported this hypothesis by demonstrating that the earliest
proto-agricultural population (Badari) had the highest
levels of dental developmental interruptions. It is beyond
the scope of this study to infer whether or not this stress
was due to resource depletion, disease, or dietary insufficiency as suggested by other researchers (Cohen, 1977).
However, this finding does support the idea that the
Neolithic subsistence transition was necessitated by ecological or demographic factors in the Nile valley. As in
many other regions studied, the advent of food production appears to be associated with a decline in health for
the earliest agriculturalists (Cohen and Armelagos,
1984; Steckel and Rose, 2002; Larsen, 2006).
525
526
Alternatively, lower LEH frequency in later populations studied may indicate that intensification and
urbanization eventually provided greater health and
quality of life for Egyptians. The evidence for improvements in health of these increasingly complex societies
may be attributed to trade relationships and the centralization of food storage and distribution, enabling Predynastic and Dynastic societies to withstand seasonal food
shortages which would have been highly disruptive to an
isolated agricultural community (Hassan, 1988; Savage,
2001). This interpretation is supported by a recent finding that the stature of Nile valley inhabitants increased
throughout the Predynastic period, without evidence of
population discontinuity (Zakrzewski, 2006). Ironically,
this very pooling of resources that may have initially
improved health, enabled concentrations of power in
hierarchical societies characterized by poor quality of life
for those in the lower classes (Hassan, 1988).
Because of the wide geographic and temporal span of
the samples, the differences observed here must be interpreted as preliminary. The different histories of early agricultural intensification in Lower and Upper Egypt may
have influenced LEH manifestation. In addition, there
may still be underlying unidentified differences between
the populations which affect their susceptibilities to defects of dental enamel (Goodman and Rose, 1991). While
the relative similarity between the Upper and Lower
Egyptian morphologies is addressed above, underlying
heterogeneity is most likely to be problematic for the
Jebel Sahaba foragers, because of their temporal distance from the other populations. In addition, there is
some evidence from dental morphology to suggest that
these Paleolithic Nubians are of independent origin to
the later Nubian populations (Irish, 2005).
This study has identified changes in LEH frequency
over time amongst hunter-gatherer, nomadic pastoralist
and agricultural Dynastic populations of the Nile valley.
Future research should investigate whether these trends
are consistent within more finely resolved spatial and
temporal contexts. Conducting more in-depth regional
studies of the interrelationships of sedentism, social complexity, food supply, and social inequality will greatly
enhance our understanding of the relationship between
these factors. In Egypt, as in many other areas of the
world, state formation followed closely on the heels of agricultural intensification, making this initially risky subsistence strategy more reliable and sustainable in the
long run by facilitating the redistribution of resources.
The earliest agriculturalists of this region, as in many
others, bear the mark of a difficult transition between
subsistence strategies.
ACKNOWLEDGMENTS
The authors would like to acknowledge the detailed
and constructive comments of the editor and both
reviewers, which resulted in significant improvements to
the manuscript. We would also like to thank John Taylor
of the Department of Ancient Egypt and Sudan of the
British Museum, London, UK, for access to the Jebel
Sahaba remains. All other specimens were housed in the
Duckworth Collection of the Leverhulme Center for
Human Evolutionary Studies, at the University of Cambridge, UK, and we would like to extend our appreciation to Ms. Maggie Bellatti, for her assistance.
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