Civic Development Group Inc FTC 2010 Complaint Incuding Scott Pasch Aka J. Henry Scott

Case 2:07-cv-04593-FSH-PS Document 93
Filed 03/29/10 Page 1 of 76
UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF NEW JERSEY
UNiTED STATES OF AMERICA,

Plaintiff,
v.
Civil Action No. 2:07-cv-04593FSH-PS
Civic Development Group, LLC,

CDG Management, LLC,
SCOTT PASCH, and
DAVID KEEZER;
Defendants.
STIPULATED ORDER FOR PERMANENT INJUNCTION

AND FINAL JunGMENT AS TO DEFENDANTS
SCOTT PASCH, CMC DEVELOPMENT GROUP, LLC, AND CDG MANAGEMENT, LLC
WHEREAS Plaintiff the United States of America ("United States") filed a Complaint in
this matter for civil penalties, consumer redress, injunctive, and other relief (the "Complaint") on
September 24, 2007, pursuant to Sections 5, 13, 16, and 19 of the Federal Trade Commission
Act ("FTC Act"), 15 U.S.C. 45, 53, 56, and 57b, charging violations of a Federal Trade
Conunission ("FTC" or "Conunission") Order and the Telemarketing Sales Rule in connection
with the solicitation of charitable donations; and
WHEREAS the United States, the Conunission and Defendants Civic Development
Group, LLC, CDG Management LLC, and Scott Pasch have consented to the entry of this
Stipulated Order for Permanent Injunction and Final Judgment ("Order") to resolve aU matters of
dispute between them in this action;
NOW, THEREFOR,E, the United States, the Commission, and Defendants, having
requested that the Court enter this Order, and the Court having considered the parties' request, it
is hereby ORDERED, ADruDGED, AND DECREED as follows:
FINDINGS
1.
This Court has jurisdiction over the subject matter and the parties pursuant to 28
U.S.C. 1331 and 1337(a), and 15 U.S.C. 53(b).

2.
Venue is proper as to all parties in this District.
3.
Defendants' activities are in or affecting commerce, as defined in Section 4 of the
FTC Act, 15 U.S.C. 44.

4.
The Complaint states a claim upon which relief may be granted pursuant to
Sections 5, 13, 16, and 19 of the FTC Act, 15 U.S.C. 45, 53, 56, and 57b, and the
Telemarketing Sales Rule, 16 CFR 310.
5.
Defendants have entered into this Order freely and without coercion. Defendants
further acknowledge that they have read the provisions of this Order and are prepared and able to
abide by them.
6.
The parties agree that this Order resolves all allegations in the Complaint. The
parties waive all rights to seek appellate review or otherwise challenge or contest the validity of
this Order. Defendants further waive and release any claims they may have against the United
States, the Commission, and any employees, representatives, or agents of either.
7.
Defendants do not admit to the allegations in the Complaint other than the
jurisdictional facts and entry of this Order does not constitute an admission of liability by the
Defendants.
8.
Defendants agree that this Order does not entitle them to seek or to obtain
attorneys' fees as a prevailing party under the Equal Access to Justice Act, 28 U.S.C. 2412, as
amended by Pub. L. 104-121, 110 Stat. 847, 86364 (1996), and Defendants further waive any
right to attorneys' fees that may arise under said provision oflaw. The parties agree to bear their
own costs and attorneys' fees.
9.
Entry of this Order is in the public interest.
DEFINWONS
For the purpose of this Order, the following defmitions shall apply:
A.
"Asset" means any legal or equitable interest in, right to, or claim to, any real and
personal property, including without limitation, goods, instruments, equipment, fixtures, general
intangibles, inventory, checks, and notes (as defined in the Uniform Commercial Code), and all
chattels, leaseholds, contracts, shares of stock, lists of consumer names, mail or other deliveries,
premises, accounts, funds, credits, receivables, checks, money orders, and cash, wherever
located.
B.
''Individual Defendant" means Scott Pasch.
C.
"Corporate Defendants" means Civic Development Group, LLC, CDG
Management, LLC, and their successors and assigns.

D.
"Defendants" means the Individual Defendant and the Corporate Defendants,
individually, collectively, or in any combination.

E.
"Document" is synonymous in meaning and equal in scope to the usage of the
term in Federal Rule of Civil Procedure 34(a), and includes writings, drawings, graphs, charts,
photographs, audio and video recordings, computer records, email, electronic communications,
----------
webpages, websites, and other data compilations from which information can be obtained and
translated, if necessary, through detection devices into reasonably usable form. A draft or
non-identical copy is a separate document within the meaning of the term.
F.
"Investing" means obtaining an ownership interest of more than one percent of a
business entity.
G.
"Person" means a natural person, a dealer, an organization or other legal entity,
including a corporation, partnership, sale proprietorship, limited liability company, association,

cooperative, or any other group or combination acting as an entity.
H.
''Telemarketing'' means any plan, program or campaign (whether or not covered
by the Telemarketing Sales Rule, 16 C.F .R. 310) that is conducted to induce the purchase of
goods or services by means of the use of one or more telephones.
I.
"Charitable Solicitation" means the solicitation of money or anything of value for
the direct or indirect benefit, in whole or in part, of any entity which is, or is represented to be, a
non-profit, or which has, or is represented to have, a charitable purpose, including, but not
limited to, any entity that purports to benefit a law enforcement, veterans or firefighting
organization(s); law enforcement, veterans, or firefighting personnel; or law enforcement,
veterans, or frrefighting program(s), regardless of whether the donor receives anything in return .
. ORDER
I.
BAN ON.TELEMARKETING
IT IS THEREFORE ORDERED that Defendants are permanently restrained and enjoined

from engaging or participating in telemarketing, directly or through any intermediary, including,
but not limited to, by consulting, brokering, planning, investing. outsourcing, or advertising.
4
t
II.
BAN ON CHARITABLE SOLICITATION
IT IS HEREBY ORDERED that Defendants are pennanently restrained and enjoined

from engaging or participating, directly or through any intermediary, including, but not limited
to, by consulting, brokering, outsourcing, or planning, in any charitable solicitation, for which
they, individually or jointly, receive, attempt to receive, or reasonably would be expected to
receive any financial benefit, whether monetary or through the provision of goods or services.
III.
INJUNCTION AGAINST MISREPRESENTATION
IT IS HEREBY ORDERED that, in connection with the advertising, marketing,

promotion, offering for sale, sale, or distribution of any product or service, Defendants, their
officers, agents, servants, contractors, and employees, and those persons or entities in active
concert or participation with them who receive actual notice of this Order by personal service or
otherwise, whether acting directly or through any intennediary, are pennanently restrained and
enjoined from making, or assisting others in making, expressly or by implication, any false Of
misleading material representation, including, but not limited to, representations concerning the
cost, perfonnance, efficacy, nature, characteristics, benefits, or safety of any product or service.
IV.
CIVIL PENALTY JUDGMENT
IT IS FURTHER ORDERED that judgment in the amount of eighteen million seven
hundred seventy five thousand six hundred and ten dollars ($18,775,610) is hereby entered
against Defendants as a civil penalty pursuant to Section S(m)(l)(A) of the FTC Act, 15 U.S.C.
4S(m)(1)(A). This judgment is entered as ordered below and in the separate Order entered
against Defendant David Keezer.
5
A.
Defendant Pasch is ordered to pay five million eight hundred thousand dollars
($5,800,000) to satisfy his portion of the judgment, which shall he deemed paid as follows:
1.
Within five (5) days of entry of this order, Defendant Pasch shall
cooperate fully with the Liquidator appointed in Section V of this Order
and take such other steps as the Liquidator may require to transfer all
rights, title, and interest to the Liquidator, or to the Liquidator's
designated trust, the financial accounts listed in Schedule A attached to
this Order. The value of the assets in the accounts shall be in the amount
listed on Schedule A and on Defendant Pasch's sworn financial statement
executed on February 4, 2010, except that the value may differ only to the
extent caused by changes to the market value of those assets or accrued
interest. Except as set forth in Section V.J of this Order, the costs and
expenses of transferring such assets to the Liquidator shall be paid by the
Liquidatorship.
2.
Defendant Pasch waives all claims to, unconditionally releases, and

consents to transfer to the Liquidator, or to his designated trust, possession
and legal and equitable title of all personal property listed in Schedule B
attached to this Order (the "Personal Property").
3.
Defendant Pasch shall cooperate fully with the Liquidator and take such
other steps as the Liquidator may require to transfer to the Liquidator, or
to his designated trust, possession and legal and equitable title to all such
Personal Property within 10 days of request by the Liquidator, including
executing any documents, procuring the signatures of any person or entity

under his control, providing access to the Personal Property and any
necessary information, and turning over the property. Except as set forth
in Section V.J of this Order, the costs and expenses of transferring the
Personal Property to the Liquidator shall be paid by the Liquidatorship.
4.
Until Defendant Pasch surrenders possession and legal and equitable title
of the Personal Property to the Liquidator:
a.
Defendant Pasch and Lisa Pasch shall maintain and take no action
to diminish the value of the Personal Property, including any
structures, fixtures, and appurtenances thereto, in good working
order and in the same condition as on the date he executed his
sworn financial statement dated February 4, 2010;
b.
Defendant Pasch shall remain current on all amounts due and

payable on the Personal Property, including but not limited to tax,
insurance, maintenance, and similar fees;
c.
Defendant Pasch shall cause existing insurance coverage for the

Personal Property to remain in force until the surrender of
possession and legal and equitable title and shall both notifY the
insurance carrier(s) immediately of the appointment of the
Liquidator and request that the Liquidator and the United States be
added to the insurance policy or policies as additional insureds
thereunder.
5.
Within thirty (30) days of entry ofthis Order, unless otherwise agreed to
in writing by the Liquidator and the United States, Defendant Pasch shall
vacate and transfer possession and legal and equitable title to the
Liquidator, or to his designated trust, the real property located at 7
Kensington Court, Warren, New Jersey (the "Real Property"). Provided,
however, that Defendant Pasch may use and occupy the premises at the
sale discretion of, and in accordance with the terms set by, the Liquidator,
which shall not unduly interfere with the Liquidator's sale of the Real
Property.
6.
Defendant Pasch shall cooperate fully with the Liquidator and take such
other steps as the Liquidator may require to transfer to the Liquidator, or
to his designated trust, possession and legal and equitable title to the Real
Property, including executing any documents, procuring the signatures of
any person or entity under his control, providing access to the Real
Property, providing any necessary information, and turning over the Real
Property. Except as set forth in Section V,J of this Order, the costs and
expenses oftransferring"the Real Property to the Liquidator shall be paid
by the Liquidatorship.
7.
Defendant Pasch represents that no encumbrances to the Personal Property

or the Real Property have been added since execution of his sworn
financial statement on February 4, 2010. Defendant Pasch represents that
he will not add any such encumbrances after signing this Order.
Defendant Pasch shall not add any such encumbrances after entry of this
Order.
8.
As long as they occupy the Real Property, Defendant Pasch and Lisa
Pasch shall maintain and take no action to diminish the value ofthe Real
Property, including any structures, fixtures, and appurtenances thereto, in
good working order and in the same condition as on the date he executed
his sworn financial statement dated February 4, 2010.
9.
Until Defendant Pasch transfers possession of the Real Property to the

Liquidator:
Defendant Pasch shall remain current on all amounts due and

payable on the Real Property, including but not limited to tax,
insurance, homeowner's assessments, reasonable and necessary
maintenance, and similar fees;
b.
Defendant Pasch shall cause existing insurance coverage for the

Real Property to remain in force until the transfer of possession
and shall both notifY the insurance carrier(s) immediately of the
appointment of the Liquidator and request that the Liquidator and
the United States be added to the insurance policy or policies as
additional insureds thereunder.
10.
Nothing in this Order requires Defendant Pasch to pay any amount

relating to or concerning the above described Personal or Real Property,
including but not limited to any taxes, insurance, homeowner's
Filed 03/29/10 Page 10 of 76
assessments, maintenance, and similar fees, after Defendant Pasch has

vacated and transferred possession and legal and equitable title of the
Personal and Real Property to the Liquidator. The transfer of possession
of the Real Property occurs when Defendant Pasch vacates the Real
Property in "broom clean condition," delivers all keys and security codes,
if any, to the Liquidator along with written notice that possession is
surrendered, or has transferred legal and equitable title but remains on the
premises pursuant to agreement with the Liquidator as provided in
Subparagraph A.5 of this Section.
II.
Defendant Pasch waives all claims to, unconditionally releases, and

consents to the transfer to the Liquidator by the following corporate
entities of possession and legal and equitable title of all their respective
assets: Civic Development Group, LLC; CDG Management, LLC;
Millennium Teleservices, LLC; Fundraising Processing Center, LLC;
National Fundraising Consultants, LLC; National Pharmacy Discounts,
LLC; MTSC Management, Inc.; Millennium Teleservices Canada
Company; and SPDK, LLC (together, the "Corporations"). Defendant
Pasch further assigns to the United States all rights, title, and interest in
any claims he has against any ofthe Corporations and in the membership
interest in or capital stock of the Corporations directly or indirectly owned
by him.
10
B.
Filed 03/29/10 Page 11 of 76
Corporate Defendants are ordered to pay six million six hundred and seventy five
thousand six hundred and ten dollars ($6,675,610) to satisfY their portion of the judgment.
Corporate Defendants shall make partial payment of this amount as follows: .
I.
Within five (5) days of entry ofthis order, Corporate Defendants shall
transfer all rights, title, and interest to the Liquidator appointed in Section
V of this Order, or to his designated trust, the fiuancial accounts listed in
Schedule C attached to this Order. The value ofthe assets in the accounts
shall be the amount listed on Schedule C and on Corporate Defendant
Civic Development Group, LLC's sworn financial statement executed on
February 4, 2010, as amended on February 25, 2010, except that the value
may differ only to the extent caused by changes to the market value of
those assets or accrued interest since February 22, 2010.
2.
Corporate Defendants shall cooperate fully with the Liquidator and take
such other steps as the Liquidator may require to transfer to the
Liquidator, or to his designated trust, legal and equitable title to (subject to
any interest(s) ofany third party), and possession ofany and all assets
described in Schedule C within 5 days of request by the Liquidator,
including executing any documents, procuring the signatures of any
person or entity under their control, providing any necessary information,
and turning over any property.
3.
In the event a petition for relief under the Bankruptcy Code, 11 U.S.C.
101, et seq., is filed by or against the Corporate Defendants or either of
II
Filed 03/29/10 Page 12 of 76
them before the transfers of assets required by subparagraphs IV.B.I and

IV.B.2 above occur, those subparagraphs shall not take effect unless and
until the bankruptcy court grants relief from the automatic stay pursuant to
11 U.S.C. 362(d). In the event of such a bankruptcy filing, to the
maximum extent permissible under law, the Corporate Defendants agree
that the United States shall be entitled to seek and obtain relief from the
automatic stay, and that any rights the Corporate Defendants may have to
object to, stay, oppose, or interfere with obtaining such relief, including
any rights under II U.S.C. 105 and 362, are hereby released and
waived. The Corporate Defendants further acknowledge and agree that
the value of the assets listed in Schedule C is less than the amount of the
judgment owing to the Commission.
C.
Defendant Pasch's spouse, Lisa Pasch, waives all claims to, unconditionally
releases, and consents to transfer to the Liquidator possession and legal and equitable title of all
assets referenced in this Section IV. Lisa Pasch shall cooperate fully with the Liquidator and
take such other steps as the Liquidator may require to transfer to the Liquidator, or to his
designated trust, any and all ofthe assets referenced in this Section IV, including executing any
documents, procuring the signatures of any person or entity under her control, providing access
and any necessary information, and turning over such assets.
D.
. Defendants shall cooperate fully with the United States and the Commission and
their agents in all attempts to collect the amounts due and effectuate the transfer of assets
required pursuant to this Section. If Defendants fail to pay fully the amount due or make the
12
Filed 03/29/10 Page 13 of 76
required transfers of assets at the time specified herein, then in addition to any other remedies
available, Defendants agree to provide the United States and the Commission with their federal
and state tax returns for the preceding two years, and to complete standard financial disclosure
forms fully and accurately within ten (10) business days of receiving a request from the United
States or the Commission to do so. In such an event, Defendants further authorize the United
States and the Commission to verifY all information provided on their financial disclosure forms
with all appropriate third parties, including but not limited to financial institutions.
E.
In accordance with 31 U.S.C. 7701, Defendants are required, unless already
provided, to furnish to the United States and the Commission with their taxpayer identification
numbers (employer identification number), which shall be used for purposes of collecting and
reporting on any delinquent amount arising out of theirrelationship with the govemment.
F.
Defendants relinquish all dominion, control, and title to the assets described in
this Section IV and in Schedules A, B, and C to the fullest extent permitted by law. Defendants
shall make no claim to nor demand return ofthe assets, directly or indirectly, through counselor
otherwise.
G.
This judgment represents a civil penalty owed to the United States Government,
and is not compensation for actual pecuniary loss, and, therefore, is not subject to discharge
under the Bankruptcy Code pursuant to 11 U.S.C. 523(a)(7). For purposes of this Section,
Defendants waive any right to contest any of the allegations in the Complaint in any subsequent
civil litigation filed by or on behalf of the Commission or the United States to enforce their
rights to any payment or money judgment pursuant to this Order.
13
H.
Filed 03/29/10 Page 14 of 76
Proceedings instituted under this Section are in addition to, and not in lieu of, any
other civil or criminal remedies that may be provided by law, including any other proceedings
the United States or the Commission may initiate to enforce this Order.
V.
APPOINTMENT AND DUTIES OF LIQUIDATOR RECEIVER
IT IS FURTHER ORDERED THAT Richard Trenk, Esq. ofTrenk, DiPasquale, PC, 347
Mount Pleasant Avenue, Suite 300, West Orange, New Jersey is appointed as Liquidator
Receiver ("Liquidator") with all the rights and powers of an equity receiver, over the Real
Property described in Section IV.A.S of this Order and all property listed in Attached Schedules
A, B, and C (collectively, the "Properly").
A.
As soon as reasonably possible, the Liquidator shall, at reasonable cost and in a
commercially reasonable fashion, liquidate the Property. In liquidating the accounts listed in
Schedules A and C, the Liquidator shall pay any necessary brokerage fees and taxes from the
proceeds. After all of the Property has been liquidated, the Liquidator shall account for the net
proceeds derived, and transfer all such net proceeds to the United States. The Liquidator shall
make the transfer required by this paragraph by electronic fund transfer or certified or cashier's
check in accordance with instructions provided by the Office of Consumer Litigation, Civil
Division, U.S. Department of Justice, Washington, D.C. 20530.
B.
Upon transfer oflegal and equitable title and possession the Liquidator is
authorized to assume responsibility for management ofthe Property, including but not limited to
making disbursements for operating expenses as may be appropriate, undertaking repairs, and
taking any other actions necessary to efficiently manage the Properly and to maintain its value.
14
C.
Filed 03/29/10 Page 15 of 76
The Liquidator shall take all necessary action to procure appropriate insurance for
the Property, naming the Liquidator and the United States as insureds. The Liquidator may as an
option keep in force the existing insurance coverage(s), each of which shall name the United
States and the Liquidator as additional insureds thereunder.
D.
The Liquidator shall have all necessary powers to operate and otherwise manage
the Property including, without limitation, the following powers and responsibilities:
1.
to take possession of the Property;
2.
to supervise and oversee the management of the Property, including

making payments and paying taxes as and when the Liquidator has funds
available from the Property, or from the liquidation of the Property;
3.
to employ such counsel, real estate agents, auctioneers, appraisers,

accountants, contractors, other professionals, and other such persons as
may be necessary in order to carry out his duties as Liquidator and to
preserve, maintain, and protect the Property;
4.
to determine or abrogate, in the Liquidator's sole sound business

discretion, any or all agreements, contracts, understandings or
commitments entered into by any Defendant with respect to the Property
to the eldent permitted by applicable law;
5.
to open new accounts with, or negotiate, compromise or otherwise modifY

the Defendants' existing obligations with third parties, including utility
companies, other service providers or suppliers of goods and services
related to the Property, and to otherwise enter into such agreements,
15
Filed 03/29/10 Page 16 of 76
contracts, or understandings with such third parties as are necessary to

maintain, preserve, and protect the Property;
6.
to open new bank accounts with respect to the Liquidator's management

and operation of the Property; and
7.
to apply to this Court fur further directions and for such further powers as
may be necessary to enable the Liquidator to fulfill his duties.
E.
The Liquidator shall keep a true and accurate account of any and all receipts and
expenditures and periodically file with the Court a Liquidatorship Report under oath, accurately
identifYing all such revenues received and expenditures made, including adequately detailed
information concerning income, expenses, payables and receivables. These periodic filings shall
be served by the Liquidator on the Commission, the United States, Defendants, and their
respective counsel.
F.
The Defendants and their agents, employees or other representatives are enjoined
from interfering in any manner with the Liquidator'S management and operation of the Property
and the Defendants and their agents, employees or other representatives are enjoined and
restrained from collecting any rents or profits which are now or hereafter become due with
respect to all or any portion of the Property and from interfering in any way with United States'
or the Liquidator's collection of such rents or profits.
G.
The Liquidator shall nut be bound by all or any unsecured contracts, agreements,
understandings or other commitments in the nature of service contracts the Defendants had, have
or may have with third parties with respect to the Property, whether oral or written, and the
Liquidator shall be authorized, by affirmative written ratification executed by the Liquidator, to
16
Filed 03/29/10 Page 17 of 76
agree to become bound by any such contracts, agreements, understandings or other

commitments, or may agree to enter into new or amended contracts, agreements, understandings
or other commitments.
H.
Any and all sums collected by the Liquidator over and above those necessary to
manage the Property or those necessary to make payments authorized by this Order shall be paid
to the United States as directed by the United States.
1.
The Liquidator is entitled to reasonable compensation for the performance of
duties undertaken pursuant to this Order and for the cost of actual out-of-pocket expenses
incurred by him. The Liquidator's compensation and the compensation of any persons hired by
him are to be paid solely from the Property and the proceeds ofthe sale of the Property, and such
payments shall have priority over all other distributions except for any transfer fees, recording
fees, or other payments owed through the transfer of the Property at the time of its sale.
J.
The Liquidator shall file with the Court and serve on the parties a request for the
payment of reasonable compensation at the time of the filing of periodic reports and no less than
every sixty (60) days. The Liquidator shall not increase the fees or rates used as the bases for
such fee applications without prior approval of the United States and the Court. The Defendants
shall have no right to objecHo the Liquidator's fees or compensation. Absent a violation of this
Order that causes the Liquidator to incur fees or expenses, Defendants shall not be liable for the
Liquidator's fees or expenses beyond the amount paid pursuant to Section IV.
K.
Upon the final transfer of all funds to the United States pursuant to this Section V
the duties of the liqUidator shall terminate. The Liquidator shall file his final application for
fees, complete liquidation, and terminate his service within 270 days of the execution of this
17
Filed 03/29/10 Page 18 of 76
Order. unless good cause is shown to extend beyond 270 days. At the termination of
Liquidator's duties, the Liquidator shall transfer any unliquidated right. title. and interest in the
Property to the United States.
VI.
CUSTOMER INFORMATION
IT IS FURTHER ORDERED that Defendants. and their agents, servants, and employees,
and all other persons in active concert or participation with any of them who receive actual
notice of this Order by personal service or otherwise, are pennanently restrained and enjoined
from:
A.
disclosing, using, or benefitting from customer information, including the name,
address, telephone number. email address, social security number, other identifYing information,
or any data that enables access to a customer's account (including a credit card, bank account, or
other financial account), ofany person which any Defendant obtained prior to entry of this Order
in connection with any charitable solicitation or for-profit telemarketing in which Corporate
Defendants were wholly or partially involved.
B.
failing, within fourteen (14) days after entry of this Order, to transfer possession
of all such customer infonnation related to charitable solicitation to the United States (subject to
any legally valid interests of third parties). This transfer shall be made in accordance with
instructions provided by the Office of Consumer Litigation, Civil Division, U.S. Department of
Justice. Washington, D.C. 20530. Defendants must either destroy or return to the rightful owner
all other customer infonnation in their possession within fourteen (14) days after entry of this
Order.
18
Filed 03/29/10 Page 19 of 76
VII.
COMPLIANCE MONITORING
IT IS FURTHER ORDERED that, for the purposes of monitoring and investigating
compliance with any provision of this Order:
A.
Within ten (10) business days of receipt of written notice from a representative of
the Commission or the United States, Defendants each shall submit additional written reports,
which are true and accurate and sworn to under penalty of peIjury; produce documents for
inspection and copying; appear for deposition; and provide entry during normal business hours
to any business location in each Defendant's possession or direct or indirect control to inspect
the business operation;
B.
In addition, the Commission and the United States are authorized to use all other
lawful means, including but not limited to:

1.
obtaining discovery from any person, without further leave of court, using
the procedures prescribed by Fed. R. Civ. P. 30, 31, 33, 34, 36, 4S and 69;
2.
having their representatives pose as consumers and suppliers to

Defendants, their employees, or any other entity managed or controlled in
whole or in part by any Defendant, without the necessity of identification
or prior notice; and
C.
Defendants each shall permit representatives ofthe Commission and the United
States to interview any employer, consultant, independent contractor, representative, agent, or

employee who has agreed to such an interview, relating in any way to any conduct subject to this
Order. The person interviewed may have counsel present. Provided however. that nothing in
this Order shall limit the Commission's or tbe United States' lawful use of compulsory process,
19
Filed 03/29/10 Page 20 of 76
pursuant to Sections 9 and 20 of the FTC Act, 15 U.S.C. 49, 57bl, to obtain any
documentary material, tangible things, testimony, or information relevant to unfair or deceptive
acts or practices in or affecting commerce (within the meaning of 15 U.S.C. 45(a)(I)).
VIII.
COMPLIANCE REPORTING
IT IS FURTHER ORDERED that, in order that compliance with the provisions of this
Order may be monitored;
A.
For a period offive (5) years from the date of entry of this Order,
1.
Individual Defendant shall notifY the Commission of the following;

a.
Any changes in such Defendant's residence, mailing addresses,

and telephone numhers, within ten (10) days of the date of such
change;
b.
Any changes in such Defendant's employment status (including

self-employment), and any change in such Defendant's ownership
of more than one percent of any business entity within ten (10)
days of the date of such change. Such notice shall include the
name and address of each business that such Defendant is affiliated
with, employed by, creates or forms, or perfonns services for; a
detailed description of the nature of the business; and a detailed
description of such Defendant's duties and responsibilities in
connection with the business or employment; and
c.
Any changes in such Defendant's name or use of any aliases or

fictitious names within ten (10) days of the date of such change;
20
2.
Filed 03/29/10 Page 21 of 76
Defendants shall notifY the Commission of any changes in structure of

Corporate Defendants or any business entity that any Defendant directly
or indirectly controls, or has a more than one percent ownership interest
in, that may affect compliance obligations arising under this Order,
including but not limited to: incorporation or other organization; a
dissolution, assigrunent, sale, merger, or other action; the creation or
dissolution of a subsidiary, parent, or affiliate that engages in any acts or
practices subject to this Order; or a change in the business name or
address, at least thirty (30) days prior to such change, provided that, with
respect to any such change in the business entity about which a Defendant
learns less than thirty (30) days prior to the date such action is to take
place, such Defendant shall notifY the Commission as soon as is
practicable after obtaining such knowledge.
B.
One hundred eighty (180) days after the date of entry of this Order and annually
thereafter for a period of eight (8) years, Defendants each shall provide a written report to the
Commission, which is true and accurate and sworn to under penalty of perjury,. setting forth in
detail the manner and form in which they have complied and are complying with this Order.
This report shall include, but not be limited to:
1.
For Individual Defendant:

a.
Defendant's then-current residence address, mailing addresses, and

telephone numbers;
21
b.
Filed 03/29/10 Page 22 of 76
Defendant's then-current employment status (including selfemployment), including the name, addresses, and telephone
numbers of each business that Defendant is affiliated with,
employed by, or performs services for; a detailed description of the
nature of the business; and a detailed description of Defendant's
duties and responsibilities in connection with the business or
employment; and
c.
Any other changes required to be reported under Subsection A of

this Section.
2.
For all Defendants:

a.
A copy of each acknowledgment of receipt of this Order, obtained

pursuant to the Section titled "Distribution of Order;" and
b.
Any other changes required to be reported under Subsection A of

this Section.
C.
Each Defendant shall notifY the Commission of the filing of a bankruptcy petition
by such Defendant within fifteen (15) days of filing.

D.
For the purposes of this Order, Defendants shall, unless otherwise directed by the
Commission's authorized representatives, send by overnight courier all reports and notifications
required by this Order to the Commission, to the following address:
Associate Director for Enforcement
Bureau of Consumer Protection
Federal Trade Commission
600 Pennsylvania Avenue, N.W.
Washington, D.C. 20580
RE: FTC v. Civic Development Group et aI., C3810
22
- - ---------------
Filed 03/29/10 Page 23 of 76
Provided that, in lieu of overnight courier, Defendants may send such reports or
notifications by first-class mail, but only if Defendants contemporaneously send an electronic
version of such report or notification to the Commission at: DEBrief@ftc.gov.
E.
For the purposes of this Order, Defendants and the Liquidator shall, unless
otherwise directed in writing by a representative of the United States, identify all written
notifications or other material required to be sent to the United States, as in reference to 01#
102-3399, and send them by overnight courier to:
Director, Office of Consumer Litigation
U.S. Department of Justice - Civil Division
450 Fifth Street, NW, Suite 6400
Washington, DC 20001
F.
For purposes of the compliance reporting and monitoring required by this Order,
the Commission and the United States are authorized to communicate directly with each
Defendant.
IX.
RECORDKEEPING
IT IS FURTIffiR ORDERED that, in connection with the advertising, marketing,
promotion, offering for sale, sale, or distribution of any product or service, for a period often
(10) years from the date of entry of this Order, Corporate Defendants, and Individual Defendant
for any business for which he, individually or collectively, is the majority owner or directly or
indirectly controls, are hereby restrained and enjoined from failing to create and retain the
following records:
A.
Accounting records that reflect the cost of goods or services sold, revenues
generated, and the disbursement of such revenues;

23
B.
Filed 03/29/10 Page 24 of 76
Personnel records accurately reflecting: the name, address, and telephone number
of each person employed in any capacity by such business, including as an independent

contractor; that person's job title or position; the date upon which the person commenced work;
and the date and reason for the person's termination, if applicable;
C.
Customer files containing the names, addresses, phone numbers, dollar amounts
paid, quantity of items or services purchased, and description of items or services purchased, to
the extent such information is obtained in the ordinary course of business;
D.
Complaints and refund requests (whether received directly or indirectly, such as
through a third party,) and any responses to those complaints or requests;

E.
Copies of all sales scripts, training materials, advertisements, or other marketing
materials; and
F.
All records and documents necessary to demonstrate full compliance with each
provision ofthis Order, including but not limited to, copies ofacknowledgments of receipt of
this Order required by the Sections titled "Distribution of Order" and "Acknowledgment of
Receipt of Order" and all reports submitted to the Commission pursuant to the Section titled
"Compliance Reporting."
X.
DISTRIBUTION OF ORDER
IT IS FURTHER ORDERED that, for a period oftive (5) years from the date of entry of
this Order, Defendants shall deliver copies of the Order as directed below:
A.
Corporate Defendants: Corporate Defendants must deliver a copy of this Order to
(1) all of their principals, officers, directors, and managers; (2) all of their employees, agents,
and representatives who engage in conduct related to the subject matter of the Order; and (3) any
24
Filed 03/29/10 Page 25 of 76
business entity resulting from any change in structure set forth in Subsection A.2 ofthe Section
titled "Compliance Reporting." For current personnel, delivery shall be within five (5) days of
service of this Order upon such Defendant. For new personnel, delivery shall occur prior to
them assuming their responsibilities. For any business entity resulting from any change in
structure set forth in Subsection A.2 of the Section titled "Compliance Reporting," delivery shall
be at least ten (10) days prior to the change in structure.
B.
Individual Defendant as control person: For any business that Individual
Defendant controls, directly or indirectly, or in which such Defendant has a majority ownership
interest, such Defendant must deliver a copy of this Order to (1) all principals, officers, directors,
and managers of that business; (2) all employees, agents, and representatives of that business
who engage in conduct related to the subject matter ofthe Order; and (3) any business entity
resulting from any change in structure set forth in Subsection A.2 of the Section titled
"Compliance Reporting." For current personnel, delivery shall be within five (5) days of service
of this Order upon such Defendant. For new personnel, delivery shall occur prior to them
assuming their responsibilities. For any business entity reSUlting from any change in structure
. set forth in Subsection A.2 of the Section titled "Compliance Reporting," delivery shall be at
least ten (10) days prior to the change in structure.
C.
Defendants must secure a signed and dated statement acknowledging receipt of
the Order, within thirty (30) days of delivery. from all persons receiving a copy of the Order
pursuant to this Section.
25
Filed 03/29/10 Page 26 of 76
XI.
ACKNOWLEDGMENT OF RECEWT OF ORDER
IT IS FURTHER ORDERED that each Defendant, within five (5) business days of
receipt of this Order as entered by the Court, must submit to the Commission a truthful sworn
statement acknowledging receipt ofthis Order.
XII.
SEVERABILITY
IT IS FURTHER ORDERED that if and to the extent that any provision in this Order is
determined to be void or unenforceable as to any Defimdant, then as to that Defendant that
provision shall be deemed severable from the remaining provisions oftbis Order, which shall
remain in full force and effect.
XIII.
RETENTION OF JURISDICTION
IT IS FURTHER ORDERED that this Court shall retain jurisdiction of this matter for
purposes of construction, modification, and enforcement ofthis Order.
SOORDEREDthis(~dayof
mCiCCb
2010.
THE HONORABLE FAITHS. Hocmf

UNITED STATES DISTRICT JlJDGE .
United States District Court for the

District of New Jersey
26
Filed 03/29/10 Page 27 of 76
STIPULATED AND AGREED TO:

FOR nlE COMMISSION:
FOR THE DEFENDANTS:
JAMES A. KOHM,
Associate DI=tol',
Division ofEnforoement
ROBERT S. KAYE,
Assistant Director,
Division of Enfurcement
MATTHEW OLIVER
Lowenstein Sand IeI' PC
65 Livingston Ave.
Roseland, New Jersey 07068
973-$972500
Attorneys for Defendants
'~C0---,.~
MATfHEW 1, WlLSHIRB, Attorney
Federal Trad. Commission
Plvlslon ofBnforcement
600 'Pennsylvania Ave., N.W.
NJ-2122
Washlngtot), D.C. 20S80
Scott~idllallY
Rnd
as Vice President of Civic Development
O''OIIP, LLC alld President of COO
Management, LLC
202-326-2976 (tel)
202326-2558 (flIx)
mwilshire@ftc,gov
Lisn Pasch, lIS to Sections IV.A, .IV.C and

V.F ollly
WILLARD K. TOM
General COllnsel
FOR THE PLAINTIFF
TIlE UNrl'ED STATES OF AMERICA:
TONY WEST
Assistant Altomey Genel'al

Civil Division
U.S. Department of Justice
PAUL J. FISHMAN
United States Attorney for tho
District of New Jersey
~~~~ ~~ I~if ""''-1NiEL GIBBONS

Assistant U.S. AUomoy
27
Filed 03/29/10 Page 28 of 76
EUGENE M. THIROLF
Director
Office of Consumer Litigation
KENNETH L. JOST
Deputy Director
ROGER GURAL
Trial Attorneys
U.S. Department of Justice
P.O. Box 386
Washington, D.C. 20044
Phone: (202) 305-3630
Fax: (202) 514-8742
E-mail: markJosephs@usdoj.gov
28
I
I
Case 2:07 -cv-04593-FSH-PS Document 93
Filed 03/29/10 Page 29 of 76
SCHEDULE A (Financial Acconnts - Pasch)

Balance as of 2-04201 0
I.
Wells Fargo Advisors Account
$56,510
2.
Wells Fargo Advisors Account Number_
$0
3.
Wells Fargo Advisors Account
$0
4.
Wells Fargo Advisors
$108,736
5.
Wells Fargo
$93,024
6.
UBSAccount
$205,340
7.
UBS Account Numbe_
$59,155
8.
UBS Account
$2,283
9.
Additional payment to account for (a) FTC's consent to

Defendant Pasch turning over primary residence in
settlement rather than secondary residence, as set forth
in the Certification executed by the parties on
January 28, 2010, and (b) interim withdrawals
from accounts
$236,084
I
!,
I
j
Filed 03/29/10 Page 30 of 76
SCHEDULE B (pERSONAL PROPERTy)
1.
All vehicles identified in Item 21 of Defendant Pasch's sworn financial statement

("financial statemenf') and Exhibit L thereto:
A.
2004 Mercedes Benz model CLK320, VIN: WW200916100004182;
B.
2002 Mercedes Benz model 0500, VIN: WW200933600009523;
C.
2007 Mercedes Benz model B, VIN: J4RV20063040478; and
D.
2006 Bentley model Flying Spur, VIN: WW200928200004375.
2.
The net proceeds from the auction sale of the wine collection identified in Item 20 of the
financial statement as described in the Auction Proposal attached thereto as Exhibit G
and attached to this Schedule as Exhibit 1. Defendant Pasch represents that upon signing
this Order he will direct the auction company in writing to hold and transfer the sale
proceeds directly to the Liquidator after entry of the Order.
3.
The guitar collection identified in Item 20 of the financial statement as described in

Exhibits H and I thereto and attached to this Schedule at Exhibit 2.
4.
The pieces ofjewelry described in numbered paragraphs 1,2,8,9, 10, 11, 12, 13 and 14
in Item 20 ofthe fmancial statement and Exhibit K thereto attached to this Schedule as .
Exhibit 3.
5.
The artwork or net sale proceeds of the artwork identified in Item 20 ofthe financial
statement described in Exhibits D and E thereto and attached to this Schedule as Exhibit
4. Defendant Pasch represents that immediately upon receipt of the proceeds from the
auction sale ofthe artwork described in Exhibit D, he will transfer the proceeds to
Lowenstein Sandler to hold in escrow, and upon entry of the Order, Lowenstein Sandler
will transfer those funds to the Liquidator in accordance with the Order and as directed
by the Liquidator. As to the artwork identified in Exhibit E on consignment at the time
Defendant Pasch signs this Order, Defendant Pasch represents that if the artwork is sold
he will direct the art gallery in writing to hold and transfer the net sale proceeds directly
to thl; Liquidator after entry of the Order.
6.
All right, title, and interest Derendant Pasch may have in any remaining retainers for
legal services, including any retainers held by Lowenstein Sandler, PC, after accounting
for work performed prior to the date of entry of the Order.
7.
All right, title, and interest Derendant Pasch may have to interest or payments made in
. connection with any loan or investment to or in Financial Processing Services, Dolores
Keezer, or both, including any payments or assets received in connection with such loan
or investment after Defendant Pasch signs this Order.
Filed 03/29/10 Page 31 of 76
Pasch Schedule B
Exhibit 1
Item 20.
Filed 03/29/10 Page 32 of 76
Personal Property
List all personal property, by category, whelh., held for ""nonal use or for inveslment, including but not limited to,
furniture and household goods ofve1ue, computer equipment, electronics, GOins, stamps, artwork, gemstones,jewelry,
bullion, other collectibl , copyrights, patents, and other intellectual property, held by you, your 'pous., or your
dependents, or held by others for the benefit of you, your spou,., or your dependents.
Name Qf'Owner
Property Category
AcquiSition
Property LgcatiDn
(e.g .. ~rtw0rk. jewelry)
$ 2,500,000 $ -1 ,400,OOC
Scott & Lisa Pasch
Warren NJ Residence
Scott & Lisa Pesoh
Consigned in Lon2pn and FL slncludad $ included
Wine
Scott & Lisa Pasch
Consign.~.to
Zachy's
$ Unknown $ -250,000
Guitars
Scott & Lisa Pasch
Warren NJ Residence
$ Unknown $ -700,000
.."J"'sws=I"'ry'-_______ Scott & lisa pasch
Warren NJ Residence
$ 700,000 $ -300,000
Artwork
Artwork (continued from
ebo~
See Exhibits DK for lists of

Cars, TrUCks,
...p",ro",ee",rty",,-,s'!,!n:co_ _ .!v:!:!al"'u"'at""lon=s"'upt:.tP9=rl_ _ _ _ _ _ _ _ _ $ _ _ __
Motoreyd~,
Boao, Airplanes, and Other Vehides
List all cars, trucks, motorcycles, boals, ralrplanes. and other vehicles owned or operated by YOU t your spouse, or your
dependents, or held by others for the benefit of you, your spouse, or your dependents.
-Vehicl. Type Car ... _____ M.ke Mercedes Benz
Model g~32,,-0_ _ _ _ _ Year 2004
Registered Owner's Name .::S"'c"0,,tt-'-P.::s~5c"'h'-_ _ _ _ _ R.&istration State & No. NJ WW2OO9161 00004182
Address of Vehicle's Looation -'W..:.9"'rc.re"n=N=.J.:..R"e:::s::id::e:.;,n"'c9=-____________________
Purchase Pric. $ -50,000
_._Current Value $-20,000 Retail
Account/Loan No. .!N",o",n::e:......___ ~_ __
Lender's Name and f\oar.", ..:.="'-_ _ _ _ _ _._ _ _ _ _ _ _ _ _._ _ _ _ _ _ _ _ _ _ _ __
Original Loan Amount $,..;.N.::./A~____ Curr.nt Loan Bal.nce $l!IA'--_ _ _ Monthly Payment $..:.N"'/Ac:...._ __
- Vehicle Type -'C"s",______ Make Mercedes Benz
Model 0500 AWD
Ye.r 2002
Registered Owner', Name "'S"'co=tt-'-P-'a"'$"'Chc-_ _ _ _ _ Registration State & No. NJ WW2OO933600009523

Addr... crV.hicl.'s Location ..:W=arrc.e"'n=N.:.J.:.R;,:e:.::s:.::ld:.::e"'n"'ce::.-_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
Purchase Price $,..:7...:7.."O"'O"'O'--___Current Value $ -25,000

Lender'. Name and Addre ..
Account/Loan No .!N"'o"'n"'6'--_______
""'='--______ . ____________________
Original Loan Amount $..:N.:;I:.;A'--_ _ _ Current Loan Balance ,:.;=____ Monthly Payment $..:.N""A'-'-_ __
Page 9
[nitials
Filed 03/29/10 Page 33 of 76
ATTACHMENTS
Doouments Att.ched to this Financial Slalament
Item 33.
List all documents lhat are being submitted wIth this financial statement.
Description of Document
Item No. Document

ReiatesTo
Supplement Pending Lawsuil!l. .I!(E=x~h!!:ib~it~A'.L)_ _ _ _ _ _ _ _ _ _ __
-,1",2,,-,,13,,,,",-,14,-,",1.c::9""2",9,--_",-,F",ln",an""c",la,,..'I=nfo!rnatlon (Cash, Securities, etc.) (Exhibit B)

.,:.1=.8_ _ _ _ _ _ Supplement Life Insurance (Exhibit C)
.=2"'0_ _ _ _ _ _ Artwork list and valuations (Exhlbit~~D:!:-!..F)L--_ _ _ _ _ _ _ _ _ _ _ _ __

.=2"'0_ _ _ _ _ _ Wine list and valuations (Exhibit G)
"'2"'0_ _ _ _ _ _ Guitar list and valuations (Exhibits H-J)
Supplement Car Information (Exhi~
21
.=22=---______ Home valuations (Exhibits M-N)
27
2006-2008 Personal Income Tax Returns
I am submitting thi' financial statement with tho understanding that it may affect action by the Federal Trad.
Commission or a federal court. I have used my best effOrb to obtain the infonnation requested in this statement. The
responses I have provided to the items above are true and contaIn all the requested facts and Information of which I have
notIce or knowledge. I have provided all requested documents in my custody. possession. or oontrol. I know of the
penalties for f.lse statements under 18 U.S.C, 100 I, 18 U.S.c. 1621, and 18 U.S.C. 1623 (five ye.r. imprisonment
andlor fines). I certify under penalty of perjury undcr the laws of the United States .that the foregoing is true and correct.
Executed on'
(Date)
Signature
Pago 16
Initi'I'~
Filed 03/29/10 Page 34 of 76
EXHIBITG
Filed 03/29/10 Page 35 of 76
ZACHYS WINE AUCllONS, INC.

39 W......onl...d Ave.
WhIte ,lalm, NY 1 _
Ph: (914) 448-3026 Far "14) 2 _
Date:
No.ember 211, 10119
SeUor:
Scott Dnd U l'asoll
Address: 1 K slDgtoIl Conn
W...... NJ07G!19
CONSIGNMENT CONTRACT
'ibis . . . . .en\ (thi. "Asreomcol"), elated as of tho date set ftmb uIme, is by POd between ZACHYS WINE AUCfIONS, INC. 1'1_
Vork CotpOmtion baving an addt<ss at 39 W-..reImtd Ave, White Plams, Now York 10606 ("ZA" POd tho above ..reronaod SeUer,
having an _
as 'etlbrth _
("Selle(').
1. eo........al Seller appoints ZA as tlte ..Ie and exclnsive $Illes agont to auction tho products listed on Schedule A he!oto (the
"Products") wiUch Schedule A may be _1ld<Id or supplemented from tim. to dme as sa ""ted In """graph S below (the Prod.cI$"~
SeU... horeby c:onsitlllS to ZA the Pmdw:t. fur euction by ZA in _
..ec with thi. Agreement and the Condidollll of s.I....a
Information for 8UYQ in effect at the time of any applicable auotion..
2. CpmmJ'dnDI. Consignment colltmission win be 2% of the i1Da1 h:!rtUDeI'.
J. Pr!!!ldS! DellYtry, Seller sIJaIl doliver the Products 10 suth loenduo as ZA shell des\IlIIate, or shall make tho PmduclS
lable fur
pickup,oo later lhan 60 doys prior to llIe solIeduled date of llIe initial auction 10 wbidt ZA intel1ds to inclnde the PmduCIS. Seller
provide ZAwith itemized iovenlaly of Pmducts to bepicked up by Dr deli......s to ZA. _Inv_ry will be sulUed to ...
by ZA .... Pmduc'" ... m:eived in ZA', w....ho.... Dellvet)' of Products without itemized Inventory win futfeit any and aU _
by
Sen regarding alleged delivCly of Product in whole or in part. fJpeB request" ZA may reeell!HMM a eaeieffpBekefi I'ideEl; .hIt: '61.
'!hBllIwo" !t4jI lial1ilH)' ~e" IIIMl aU
~ 'alit,dft. earl iasllriRg aldte PM""'. -:nll
at Seller's sele ,'''pense w
tisk ZA shall atraDp terEftI81 80lnhail lIBBY PmiluGfs lleU-left"8 '1.A; aM: qJ ae ellpeM8 te Sellar (eneept B5 ,IV Med mpomgF8t1h
9
9~. f.-Zit ape:es te 8eUer s ff!EJU8:5l1s ,tell up PNdueb; Sell., ",jQ pe, Y. all eelti ami INEJnm. _aillated thel!e;Jlfilh iaeluliliftl the _51;
er all pae~ maltnials. an4 trip eupeftges ~ lPj bA fey 9t\&ke _eetiBMwf.i8Rte:ry. The &est ef'i\iti:eh: wiD he 4:e6u:Mad: hlft
payment6 8 ~'8d h3' Zft. 'Ie Seller Baller 91:18 RSfleme'B fin all sasis BillBRS Bl!edisg l8lia fllPlsaM fa eOSUN flrep .. fi8Nte as iY
_
ZA wUl provide trntupo....don ofPmd",,1S to thoir war<house{o) at no """ to Seller.
,M_
"8
.Fe
4. MIi pHit" ZA shall hove c:omplele diocretion as the pl_ date and mannetufsale, Ibe Condidons ors.... the UluS1ration, and/or
tho description of tho PmdUcts in it. _ _ orother l i _ and Ibe combinolion or diVIsion oflb. Prod_ into stich lots and/or
.'P........as ZA shall d_e. ZA may, in lIS sol. dtocrotio.. sell the ProduclS in Los Angel.. with ZA Auctions Inc, ill Hong
!::noS or on the Internet. S,lling tho willes In Los Angolos, Hong Koog or on the internet do...", cbanp any _ t of this ..ntra...
5. Estimates aDd fig .. iOWltoa. Any appraisal. cstiml4fc or otbcr stamment of value by ZA or its .representatives with resp~t to the
estinIated value or selling price of any Product ('EsUmetes"l. whether made orally or in any writiog, "'" oplnin.. of ZA based on ""est
market value for Pmduct in &coUent ConOition. Estimate. sholl not be nlied UPOD by Seller or nny third pany as a predlcdon or g u _
ofllleactual seUing price, and inn. evenlsball ZA be I"'blelbr lhe flliIuRJ.fany Product to he sold 01 any $.... Estimlll!lor tho ........
price Ibmli>... ZA '"""""" tho.rigllt to ohange Estim.... at any time before. sal' based on any considerations deemed re!lUII by ZA.
AI ZA', sol. di....don, foUowing physical inspe<:tion of in_ry, ZA will provide Seller willi notice of any items not previously
,"_ted, items rep......... but not doRvered to ZA or willlan updated _ . A; provided, however, CI!aI any such Estim.... on i......
not previously represented will be ,ubject to the provisions hereof
_fit
RM!!!:DI- All Products will b. sold suhject to ........, which is the

pri below whicb tho Product will nol b. sold.
Reserves are se,.t 80% oflh. tow esti..... (90% if iD original wooden ca"1 and then rounded down to tho ....""" bidding _emen~ or
as otherwise agmd. in any ...., reoerves will not b. ~ than the low estimalll. All """""eo WIll b. beld in c:onftden.. by ZA. If
biddiDg does not ....h the .......... on any Prodw;:t, it will he witlulrawn fiom sale by tho auctioneer. ZA. """"""" the rigllt to sell any
Product at a price belOW the Reserve; however, in such event ZA will be responsible to Seller for tb~ difference: betvJeeq the hammer pric~
6.
and such Reserve.
Consignor's InitialS@if
RevJscd 1tt.zor.zOO9
1 of 4
Filed 03/29/10 Page 36 of 76
7. No Bidding By Seller Seller shaD not, directly or indirectly by Of through any ofits representatives or agents (other than Zit). enter OT
"'... to be ento""'. bid on any of Seller', Product being . _ fur ole.
Prodl!s!s. (a) No Withdraw!! by Seller. No Prodnd ..ay be withdrawn by tbe Sell.. aller the data .....r. If ZA
withdrawal by Seller. the Prodw:t may be withdrawn upon paymOllt of 25% of (il the ....,..,. price, or (iI) irthe """"'" ....
not yet be.. set, the valuation bast (as defined iD paragraph 14 bOROI). in either .... plu, all out.otcpoelo:t ..p...... irtcIumI by ZA for
packing, 'hipping ordoli1rery.
3. WIthdrawal of
00. ._
.,
(b) Wilbdmyal by ZA. ZA ........ the right., withdraw any Product at any lime bofu... actual sale if In ZA', solo judgment (i) there I.
doubt as to lb. otIribedOD. aulltenticlty. quality or polllbiliJ;y oflbe Product, (Ii) the", is doubt as to the accura<;y ofSeil..... rep""""!odon.
or wamnd.. set _ h"";n i. auy "'IJ"Cl, (iii) Seller bas bretlebed or i. about to b....ch any p.nIvlsion h.... (Iv) there is doubt
r.
Sell..... tiUe '" the Product, or (v) furother just ...... including. without limitatioa, CI!IlCOltodo. of any_.
In aJiy such ....n/, ZA willrelum '" SeD... the Product withdrnwn at no p....ty 11> Soller. but at Sell..... ..,le _ and ""1'......
a. '"
9. Up$oId 'raduell. (a) Unsold Pmdgq.. For any Product offered but not sold during dte auction, ZA may. in its sole discretioQ, sell any
such l't1>dw:I iD. privalo .... tor ao 1... thou the ,......,. ....II1II (~OS provided I. Soedon 6l. provided that loch sale u"""" within
ten days otthe aucdon's conclusion. Unless otherwise instrucIed by SeUer in writing as set forth below, any Products not sold in auwDn or
pu"".mllO such private
shall be .......ed by ZA nod will b. plocod in. f\1tu .. sal. !my such fu.... sal. (I) mayor may not bq the sale
iOlRledlat.\y following the one in which Ibe Product did not "'l~ (Ii) may belivo or Via i.......~ (ill) ,ball bq subject to commill$lon ....
of 2%. and (i.) sbell b. at such pri..... includiDg ........... aDd upon such terms and conditions. as ZA sbalt delermine iD lis ..Ie aDd
absolute dis....~... Th.", will be DO .....ieo cbeflll' with ....poet '" unsold Product!, and there witl be no charge '" SeIter for the oI<m\IlC of
....,Id Product, ...opt as provided below. Th. p"",""", ofsuch surn.equent "". ,1Nol1 be rendtted 11> SeUer iD
with the tomts of
,a1.
._co
this Agreement.
(b) ReeI,im prJ TDmM Ptpduct IfSeUerwirmes to reclaim unsold Product. (i) ZA UWSI receive written nolice &om SeDer within 30 days of
tbe medon in which the Product .... olfe"'" fur ,ale, and (.1 ..y such _
must be reelaimed by Seiler and removed from ZA
waroltollJe, at Sell...., sole co" ..d """"""" within 60 days trom the date of such auction. Th_.l't1>dw:I will bq _
\I) a public
wine S10rIIge filci1ity. and Seller will be o:spC>lISI'b!e fur whatever _
and illS1ll1lll<e cI!m!Ies incur. Seller shall not bq 0ItIi1led \I) _
ao,y
....ld Product unlil all comtJtissions, """""'" aDd other
ZA Imve ..... paid in filii.
amounts._ '"
_t
10. k!!lemtpt of Amulpt. ZA will fI"Y Seller the net p.nIceeds of monies ""';ved md colie<:ted llotn beyer from the .... of Sener's
Produ.... I... any oomm.isslons, reimbursable _
.. aDd any other ....._ due '" ZA 110m Sell... (wbother arising out of the .... of the
Product or otherwi..). ZA witt make tlrst such
to SeUcr within 60 coteodar days afb!r the ..t. unl.... prior '" the expimdon of
sucb 60 doy periud. (a) ZA slNoll bave received n.tice of the Buyer's inlo.tiDO tu rescind the
or aoy other <!aim ...t.dog tu the Product
or iIs ..... or (b) ZA .bell bnvo tor aoy ...... n nelbnded such JIIllf'O<1ds \I) the Buyer. If """"""'Y. addlijonal paytnelttS will occur on the
twentyo-lIlIh day of the !bI1.wing mO!lth with a minimum of !wen", days
fl"Ym..... AU paymonts fur ..... _duo!fld in the
United S _ shall b....de in US 0.11ar.!.
.
b._
.aI.
For sales condudOd. in Houg Kong, Seller may elect to receive paymenb hl eithet HK. DoUms of US Dollars. The currency exchange nile
pro_
On date Product is sold will be lIPptioablo to paymeolS.ln Hons Kong....., Ibr.U non Hong I<oog ...id..... there is .0.5% tax to the
SeUet on the hammer price of atl prod"", sold on SalIerbebnlf. This tax will be dedueted 110m SoIIer's
Go_t
and paid to the Hong Kong
!I!!.....
11. Non-l'Iyment By
In the ....en! of no1tpay1ROll! by Ibe BIIY"'. ZA tnl\Y com:eI the sale om! ",turn the PtuducI to Seller. enfon:e
p.yment by the auyer. or tlIko any other ac1lmls perndltl:d by law. as ZA shall der.nni.u. in ilS sole eIi_n. In no ."".1 ebnIl ZA be
liable fur any i.eldenllJlo..onoeq"""dal """'- resulting., Seller ... """It .fany breoch or fail... by tho Buyer.
"""JIIW
11.
of Sale. ZA i. au1borittd to """'I't the rotnm om! resciud the .... of ooy frodnd at any tim. if ZA, in its ..Ie Judgro..~
d.terMines thet there is. genuin.lssue as l1> qnality, authenticity or title of the Product, or there oxists aoy other c i _ which, If ..t
rernedi<>d,..,atd. in the sot. opinion of ZA, result in liability '" ZA themfore. In such event, ZA is further authorized to refUnd or cmlit to
the Buyer the purcb..e prlee ursuch ..lumed Productnd ifZA has olreedy remitted '" Seller any pro_ oflbe ...eIndod sal., SeRer
ebnIl. i....edlately upon non... by ZA. pay to l.A an """,unt equal to the rendtled proceed,; however. in no ......t shan Saller _1UlI0 ZA
~ than the Seller received fiom ZA for the ttscinded sale Product
13. BUYer's Claim. After the .ol" if wilbln :ro days fOllowing receipt of ~n>du,~ allY'" nodfle.s ZA in writing of a claim thai the lot is
.bort or ullaged or th.t "'Y .....ment of opiDioD iD the catalogue is not weU-fcnmded, ZA in lis soto and absoIur. c!i""";on will decide
,ucb claim .. between the Buyer and Soller. ZA may deeId. that the .....tam! or be ....luded and that the pu..base price be r.1lmded in
whole or in part. ZA', decision witl be fiDaI and biDding .n Buyer and Seller. om! no action shah be brougllt in c~o with any claim.
ex~pt OQ and in IlCCOrdiUlCC with ZA~s decision.
ConsignOr'SInitim&
_11I20I2009
[f
20f <)
Filed 03/29/10 Page 37 of 76
14. Ip,u"qSS IDsuroru:e ""verage of all Product will b. furoished by ZA as fullows: Product will b. iDsunod by ZA fOr 'OY loss or
""""""0
,.".......ing (.) i. the .... of. pickup by ZA lit. _ designated by Seller. fiOm the"_ of ....h plokup, ami (h) in the ......
of Prod... received ZA', premis.. or a wmollOus. designated by ZA. fiOm the time of.....pt end lo ...h .... such coverage will .....
.~
"""'age
upon Ih.M oflho bmnmer dnring Iho auctioo. blsuranco

slmIl be furae _
eat '" exceed (1) it' Iho Prod... bas been sold,
the henoner prico, or (Ii) if the Product has not been ao!d, an _
equal to lb. mean of our ..nmatoo at Iho tim. of I.,.. or """""ge.
Either such amount shall b. refOned 10 herein .. the "1saIuatioo base". ZA's liability 10 Seller resulting from loss or """""go of any
Product shall oot ..ceod Iho above-menbooed I..............go of su.b Product omI will ""'Iude any Ineaka&c or los. c.au.ed by
earthqu8kc, IOOoI!, !idled cod<: or any olber I... 1baI coukInonnally happen to bottle of wine. Seller shall, _
""""Plioo, b. dm.:ged
at a rate ofoue peroe1lt (1%) ofth. bmnmer total ofth. P _ heing of!eted at allClioo in nospoct oflllSflrll"". """rage. Any claim wiD
be I... Iho deductible required by the i........... OOIJIIIany I1>r tho POIieY in effect atilt. time. ALL INSUl!.ANCE CLAIMS SHALL BE
LIMITEO TO tim PHYSICAL JNVENTORY TAKEN BY ZACHYS, NOTICE OF WHICH WILL BI! PROVIDED TO SatER
PROMYlLY UPON COMPUmoN.
p_
1S. Bigfmt to Im'm of Prmltu;f:! ZA retains tho exclusive rJa:bt to videotape or photograph the Produ1.!t fbr catalope oovertisins
purpo.... ZA ..1oins the e><cIusive eopyrigbllo all catalogue text, iIIustmtions and descrip60ns oflho Produ.... ZA.ha11 aot .... Seller'
...". In ilS catalogues or advertising, or dI""... Seller', n_ or Identity to thild parties lUll... Sellar bas
lIS iIIittal. after this
patagraph or notifies us eilher verbally or in writing of Seller's W'ishcs to use Seller's name in ZA's catalogues or advertising I)f dirdoae
S.IIcr'...... or identity to thlrd pariIes.
16.. TutIpg & QulI"U. ZA may taste sample bottles &om the inventoJy received tor oonsigmnent in oroer to a5SQ;s" quality ami auction..
wo!lhi.t1Bos of the Product. ZA may select bnt1lca from Iho oousignm..t iuvenlory to be opanod fur prospective bIddem at pre-auctlou .
_I., day-ot'-sole lasting, or other promotional purposes. ZA may cut capsules in order to inspect cork ami markings 10 ""nfItm
Rtbcnticity.
11. Sill.. Tax. ZA shall collect _

tax ...
Buyers.1I sal.. ""'.. due. ifaOY,."d IV!\I ti..oly remilto the appropriate agonci.. aII ..Ch .....
18. ~R'S REPRllI!!INTATIQNS AND lAJUtANTIE' SELJ..I!R REI'IUlSENTS AND WARRANTS THAT (i) SELLER HAS
TIlE RIGHT AND TITLE TO CONSIGN THE PRODUCTS FOil. SALE, (U) 1lIE PRODUCTS AIU!, AND UNTIL COMPLETION OF
SALE BY ZA. WIU. Bll, FRBI! AN!) CLEAR OF ALL LIENS, CLAIMS AND .ENCUMBRANCES OF 0'I'HIlRS ("UI!NS") OR
RESTRICTIONS ON ZA'S RIGHI" TO OPFllR AND SELL TIlE PRODUCTS AT AUCTION, rili) GOOD 'l1TLE WILL PASS TO THE
BUYER OF ALL PRODUCTS FRBI! AN!) CLBAR OF ANY SUCH LIENS OR RESTRICTIONS. THBSIl Rl!PRI!SENTATIONS AND
WARRANTIES SHALL SURVIVE THE COMPLETION OF THE 11!ANSACTIONS CON'IllMPLATED HERl!BY. SELLER SHALL
NOTIfY ZA PROMPTLY IN WRlTINO OF ANY IlVENll> OR CIllCUMSTANCES THAT MAY CAUSE THE FOREGOING TO BE
INACCURATE OR IIRIlAClIIJD IN ANY WAY. IF SJlLLER IS ACTING AS AN AGENT FOR A PRINCIPAL, SIlLlJlR AN!)
PRINCIPAL, JOINTLY AN!) SEVBRALLY, ASSUME ALL OF THE OBLIGATIONS UNDER tHIS AQRBEMI!NT. SELJ..I!R
AGREI!S T!IAT THE INTI!NDBD BfiNllI'lC!AIUl!S OF tHIS PROVISION INCLUOE ALL BUYERS OF TIlE PRODUCTS.
19.
(a) By Soh Seller I'<j1lllmIts and wammfS to ZA that (I) it bas MI power and
entity) or legal capacity (if Seller ill an individual) to enter into this Ag1'Cf!mOI1t tmd porfurm itt. obHg06ons
heIOonder, (ii) If S.Uer
legal ..diy, this Agreement has been dt!ly authorized omI validly execul<Od anI!, UPOD ...cution by ZA,
constitutes legal, valid and bioding oblill"tion of Seller. _ I e agoinst SeDer i. """,rdonce willi itt. 10_. and (iil) if SoUor is a
manuftlttum' of Product, sale by the SeUcr of tbe Product through ZA is for promotional purposes and is not being done 10 circumveot
appUctible laws regarding d1S1ribution .fbeverage alcobol.
OIltllOrily
Ii
(b) ~ ZA rep....... and IVamlJlts to Seller thel (I) il boa Ibll power and to enter ioto this Agree""'nt omI porfurm irs obligatio",
benrundcr, (ii). dds Agreement has been duly audtarized and validly executed and, QpOD execution by Seller. constib.ltcs a legal, valid and
biDding cbligu60n of ZA, enlbn:eable against ZA In acconlance with its \mIlS, and (iii) it I. U""nsod and pennitred under the laws of the
S\\Ite of New York to sell the ProducllI in the Slate of New York.
:w. "4ewulfi<d!!.. Sener shall indemnilY, detmd,
and hold hormJ... ZA and illl offill..... ood their respecdve ol!lcero, _
....
_Iders, members, _
.... atfbmoys. agents, .....I....rs, employees and other rep......tati... (collectively, "indomnities") I'mm
and against any and all cb!1Jm. lIabUitics and expenses (including, witl!out Iimilatlon, _~ penal~es and attorney's fi>es and amounts
paid in invemgution, defimdlng or settling any of lllelb"'8lllnsJ, wbether 10 an aQlion _ n the parties hereto or botweeo or among any
Indemnities and any thi!d porty. ariotlog out of or ...ated 10: (a) any adS by or omissions of Sell.., its a","" ...ploy.... or ~""'"
relating to .r
the ProdU<lB, (b) l1li)' b _ or inaccur>oy .Cany .flh. _ _ns, wamoti... """""...IS or agnoon,_ made
by SeU., in collllOOlion with the _done COIlIOI1Iplated h..... (0) tho claims .fthin! partiM claiming or ohaIlongin.11Ifc to any Produ..
cousigned hereunder, and lor (d) l1li)' claims .fBUY.... person. c\almIng fur BW"'" or for any other parsoJl ,"""ling tiom ZA's otfering
fur sale or ""lIog any Product consigned hemndOt, wbothe1' or not the 1!'rodnC\ bas been .ftiored, sold, or _mod to ZA.
_60,
Consignor's Initials
Revised II12O/2{]09
<:!2 Lf
3of4
'
Filed 03/29/10 Page 38 of 76
21. M1...IIl!..... (0) This A....,..., _ be II"vllllJ<Jl by the intomollllWS .fth. _ ofNew York; (b) any disputes arisiI1g in \lOIIIIII<lIio.
_willi _ be ..cluslvely ....lweI in the _ .rN.., Yoik _
panel oftltree SJbjImlb,. of Ihe Am";"", AtbitratioJI Asso<:la1ioo (the
"AAI\'1 m0l:cX!Tdtmce willi il$ ..Joson _"",;al SJbjttaliott; (0) the p21ties h""by imMIcab\y ",noon! 10 the eJ<CIusiv..jurisdidion urthe State
of New Yorl<, waive any o1!jedion 10 pmouaI jurisdiction, and wai" the ripl to Ilia! by jury. In -1IIem>f, ifSeUer is not. United
_
oitWon, Soiler hemby appoinl$
as I" Authorized Agent fur servi", of pt<I<OSS In Ihe Stale .fNew York with respect 10
any mailer arisiI1g oul or or "","",8 II> this A _..~ and "'P....... that ouch par\\' has agreed to serv... Soil...s Audlotizod Agent in sud!
~; (d) DbY noti... bemmder ,hall belD writing and shall be deemed gi_ if delivered either .,......ny. by o..might dellveoy or by cettified or registered mai~ postage prepeid. II> a party .tits mpeo!ive address as set furth above; (e) this Agreem..~ tngelher with the
SehedoJes hereto... they may be amended 110m time to time as provided he!:cin, ....taint< Ihe entire agreement oflb. pasties <OIlOOming the
subject malIor hereof, ..d sup,mod.. any and atl prior ~ oral or wrlllen..,.ng the pasties hereto cooceminr the subjecl matter
hereof, which prior......",.ms ... h.",by canceUed, This Agreement may not be ameoded or terminn1ed orally; (I) ZA has the sol' right
.. amend repl.... any of the 1b_1ns Schedllles, whieh, as so aJJIOIIdod. obaIl be d _ in<:oJporated by _ . herein and macJe a
pari hereof.
.r
IN WITNESS WlIERE()F. the _gned blwe duly e x _ this A_mon, as of the date aod year rust wrltICII above
AUCfIONS.INC.
:r~
N:une:
Paseh
l
By.~1ZJ?-
Dale:
n a3l-e'l
N_UsaPaseh
COll8ignor's Initials
Revi50d 1112012009
if
40f 4
39Wes1mo_ _.
'z8d1VS
Auction Proposal
WhIlB Plain., If'( 10601

Tal; (914)448-3026
For
FOl<; (914)2Q&.4544
Email;AuclIQll@zachys.com
SaottPasch
Civic Development Group
425 RariIan CIT l'I<y
EdIson, NJ 088377809
Consignment: 5773
Prepared By: Jp
PrInt Cate: 11l30l2009
I.ow_
214,83:1
HlaI>_
320,812
B/I8
12 B/I8
3il B/I8
847
17
Btfa
8IIs
1 B/I8
1.61
375m!
31
61
51
V124457
Scott Pasch
Filed 03/29/10 Page 39 of 76
Pagelof12
5773
- --
---~ -----~-----".~-"
- - - - - - '--
'mlVS
il\lhlle Plains, NY 10601

Tel: (914)4_
For
Fax:(914~
Email: Auctlon@zadIYS.com
Scott Pasch
Consignment: 5773
PrepanJd By: jp
Print Data: 1113012009
Edison, NJ 088377809
LowEdmat&:
HIgII _ _
214,832
320,612
847 8118
72 StIs
30 8118
17B1/S
6 BI/S
1 BI/S
150ml
1.51
Sl'5mI
31
51
51
V124457
Scott Pasch
CMc Development Group
425 Raritan err Pky
39 WeaImo_Ava
Auction Proposal
Filed 03/29/10 Page 40 of 76
5778
Page2of12
"z8dlVS
425 Rarllan Cir Pky
Tot. (914)44e.3Q26
Fax: (914)206-4544
For
email: AucUon@zachys.com
Scott Pasch
Conalgnment: 5773
Prepared By: jp
LowEoll_
214.832
High E9Umate:
......,2
PrInt Date: 11I30I2009
847 BHs
12 _
150m!
1.51
108IfB
17 BIIs
6 Sils
31Sml
61
1 SI!s
51
31
V124457
Scott Pasch
39 WesImOreIand Ave.
WhIte Plains, NY lDeOl
Auction Proposal
Filed 03/29/10 Page 41 of 76
5773
. Page3of12
_._----_ .. _---
.zSdays
~
. ,:',

425 Raritan ClI' Pky
Ediwn. NJ 088377S09
Tel; (914)~026
For
Fax; (914)20&4544
Emalt AucUon@zacllys.com
SCOitPasch
Conolgnment 5778
Poepated By, jp
PrInt Date, 11l30l2009
Low EstImrde:
Hlgh_a1a:
214,m
847 SIlO
320.612
72 SIlO
30 _
7SOm1
1.51
375m1
17 BI1s
SIlO
1 SIlO
31
III
61
V124457
SoottPasoh
3!l Weslmareland Ave.

While Plains, NY 10601
Auction Proposal
Filed 03/29/10 Page 42 of 76
5773
Page 4 of 12
'mlVS
Tet(914~
For
Fax: (914)206-4544
CQnslgrlmMt 5773
Prepared By: jp
Print Dale: 11130/2009
EmaIl: Auction@zachyS.cam
Scott Pasch
Low EatImale:
214,832
HIgIt_
320.812
841 8lIa
72
B/I$
30
B/I$
17 8lIa
6 Blis
BJls
1.61
375ml
31
61
51
V124457
Scott Pasch
425 RariIan elf PI<y
39Weo1more1andAve,
WhIle Plains, NY loan1
Auction Proposal
Filed 03/29/10 Page 43 of 76
PBge5of12
'z8cI1\1Q
.."" :)1: .. :' .'. _.
Scott Pasch
425 Raritan CIT Pky
Tel; (914)44&-3026
Fax: (914)2Q6.4e44
Emalk AucIIon@zachys.ccm
For
Scott Pasch
Conafgnment: 5773
prepared By: jp
VV6SlmOl'8JanG iW8.
IMlIle PlaIns. NY 10601
Low_ale,
214,832
High EsIImaIo:
320,812
847 BIIs
BI1s
30 BIIs
Print Date: 11/3012009
17 811.
8 8I1s
150ml
1.51
315m1
31
61
1 8I1s &1
17:1 _ _
V124457
Auction Proposal
Filed 03/29/10 Page 44 of 76
5773
Page 6 of 12
'zacllYS
~
. ' ....

425 Raritan CIr Pky
Edison, NJ 0883771109
For
Fax: (914)206-4544
EmaIl: Auction@Zacl1l"'.oom
Scott Pasch
ConlJlgnmenl:5773
Prepared By: jp
PrInt Date: 1113012009
Low_
214,832
IIfIIh _lIB:
320,612
847
7....'
72 BII3
30 _
17 _
.1 811,
1.51
375m!
aI
51
51
fI73 Tolale-.
V124457
Sco!IPsscb
:l9 _",lane! AVB.

_
Plalns"NY 10601
Tat (914)448 3026
Auction Proposal
Filed 03/29/10 Page 45 of 76
5773
-~-----
...- - - - " -
Page 7 0112
...-.- ..
2actlVS
425 Rarilan Ctr Pky
Whlla Plains, NY 10601

Tel: (914}448-302B
Fslc (914)206-4544
E'mlIil: AUcflQn@zacnys,<:em
For
Scott Pasch
Consignment: 5773
Prepared By: Jp
Print Date: 11130/2009
Low EotImata:
214,832
HJgh EoIImato:
320,612
SIlo
72 BIIo
1S!lmI
il!Is
S75m1
51
847
30
17 B/ls
IllI$
IllI$
1.51
'"
51
TaIsIS._
Vl24457
ScoIIPasch
39 WeWno_Ave.
Auction Proposal
Filed 03/29/10 Page 46 of 76
5773
Page8cf12
V124457
Scott Pasch
425 Rarilan ctr Pky
EtHson.NJ 086377809
Tel: (914)44&-3ll26
Fax: (914)206-4544
email: AucIIon@Uchys.com
For
Scott Pasch
Consignment: 5713
p...,.red By: lP
PtInt Date: 11131l12009
u.w ..........,
111,,_,
21~"3Z
647
/1tIq.
$21),612
72
SJJ4
760mI
1.61
30
/1tIq.
17
/1tIq.
&75m1
3!
S Bfhr
$I
BII.
SI
zac.llYS
39 WaiilmO",1and Ava.
lIIihlle Plain NY 10601
Auction Proposal
Filed 03/29/10 Page 47 of 76
6713
Page9af12
:l9 Westmoreland Ave.
Auction Proposal
While PIal.... NY 10601
Tot. (914)448-3026
Fax: (914)2Q6.4544
Emalt AucIIon@zachys.com
For
Scott Pasch
Consignment: 5773
Prepeftld By: Jp
Low BaUmate:
214,802
HlahEsUmate,
320,812
Print Data: 11/30/2009
847
72
30
11
BIts
SIlo
SIlo
SIlo
BIIo
1 BIIo
7_1
1.51
07SmI
31
eI
51
V124457
ScoftPasch
426 Rarftan Ct, Pky
Edison. NJ OBB377S09
Filed 03/29/10 Page 48 of 76
5773
-----~-.-.-------.--.--
Pagel0of12
- ------_.
.------.-~------
ZacllVS
For
Consignment:
ScottPascb
CMc Development Gro",

425 Raritan Ctr Pky
Fa><: (914)206-1544
EmaU; _Ion@%a<:hy$.com
Scott Pasch
5773
Prepared By, jp
Low EstImate<
214,8az
Hfuh EstImate<
32<).612
flIIl1
72 BItS
150m!
B/iS
375m!
847
30
Print Dale: 1113012ll09
17 BIts
/lIh;
/lII$
1.51
..
31
51
V124457
39 Westmoreland Avo.
\l\lblle Ptalns, NY 10601
Tel: (914)448-
Auction Proposal
Filed 03/29/10 Page 49 of 76
Page 110112
5773
--------------11---
. --_.,",.. -,_.-.-
>acllVS
. . , ::'.' i ".; :.:
For
Emalt Auo1lon@Zachys.ccm
Scott Pasch
Consignment: 5773

425 Raritan Ct. Pky
WhlIB Plains. NY 10001

Tel: (914)448-$26
Fax: (814)206-4544
Prepared By: jp
BIts
BIts
30 BIts
Low EtUmal&:
214,832
847
High EsIImaIt:
...".,2
72
PrInt Date: 11I30I2009
75Om!
1.51
375m!
17
eo.
31
BIts
1lIIs
<it
51
V124457
ScoIIPasch
39 WesIm.",randAve.
Auction Proposal
Filed 03/29/10 Page 50 of 76
Page 12of12
5773
----"._----.._-_.,--
------------------
Filed 03/29/10 Page 51 of 76
Pasch Schedule B
Exhibit 2
Filed 03/29/10 Page 52 of 76
Perso.al Properly
Item 20.
List all person.1 property, by category, whether held for personal use or for invesunon!, including but not limited to,
furniture and household goods of value, computer e:quipmcnt1 electronics, coins, stamps, artwork, gemstones, jewelry,
bullion, other collectibles, copyrights, patents. and other intellectual property I held by YOU1 your spouse, or your
d~pendents, or held by others for the beneflt of you, your spouse, or your dependents,
Propeov Category
(See artwgrk lewelry)
lIrtwork
Ni!m=2fQ21:~
Scott & Lisa Pasch
~gyji~ig!J
Property Location
G!!w!l.
Y.i!lY
$ 2,500,000 $ ~1,4OO,OOC
Warren NJ Residence
Artwork lcon~nued from above) Scott & Lisa Pasch
Consillned in Lonj.9n and FL $Includad sincluded
Wine
Scott & Lisa Pasch
Consi\l~~.d.l0 Zach~'s
$ Unknown $ ~250,OOO
Guitars
Scott & Lisa Pasch
Warren NJ Residence
$ Unknown $ ~700,OOO
Jewel~
Scott & Lisa Pasch
Warren NJ Residence
$700,000 $-300,000
Sea ExhlMs DK for lists of
~roeerty
valuation
Item 21,
and
su~e0rt
Cars, Trucks, Motorcycles, Boats, Airplanes, and Other Vehicles
List all cars, trucks, motorcycles, boats, airplanes, and other vehicles owned or operated by you, your spouse, or your
dependents, or held by others for the ben.tit of~ou. your spouse, or ~o"r depend.nls.
VehicleType Car ..._____ Make Mercedes Benz
Model CLI9?"'0__ _ _ _ _ Year 2004
Registered Owner's Name ~s~c_"ott=P_=a"'sc"'h_'__ _ _ _ _ Reglst"'tion State & No. NJ WW2009161 00004162
Address or Vehicle's Location Warren NJ
Purohas. Price $ ~50,OOO
ReSi~e"I1.:",ce,,-_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __
.. _Curtent V.lue$~20,ODO Retail
Account/Loan No . .!.:N"'o"'n"'e_ _ __
Lend.r's Name and "aaress ..c=""-_ _ _ _ _ _ _ _ _ _ _ _ _ _.. ____________

Original Loan Amount $.o.N"'IA"'-_ _ _ _ CulTl!nt Loan aalance _.:.;,.".. , _ _ _ _ Monthly Payment $..!.N"'IA"-_ __
Vehicle Type -'C"a:.:.r_ _ _ _ _ _ Make Mercedes Benz
Year 2002
Model G500 AWD
Registered Owner's Name ~S~c"'ott::..;..P.=as::.;c"'h'_ _ _ _ _ _ Reglstration State & No. NJ WW200933600009623

Addres. of V.hicle's Location ..:W..ca"'r"'re"'n.:.:.:.N;:.J..:.R"'e:::s:::(d"'e"'n"'c""-_ _ _ _ _ _ _ __
Purchase Price $...:7..:.7..."O"'O"'O'-___ Current Value $ -26,000
AccountlLoan No. -"N!'o"'ne=-_ _ _ _ _ __
Lender'. Name and Address -"N!'o"'n"'e'-_ _ _ _ __

Original Loan Amouot .;.=_ _ _ _ Current La." Bal.".6 $..:.N"'IA"'-____ Monthly Payment $.",N",/Ac:..._ __
Peg. 9
Initials
Filed 03/29/10 Page 53 of 76
ATTACHMENTS
D uments AIt bed to this Financial Statement
Item 33.
List all documents that are being submitted with this financial statement.
DeKription of Document
Item No. Document
Relates T9
L _ _~ _ _ Supplement Pending
Lawsui~ . ~(E~x~hl~bi~tA~)L...~_ _ _ _ _ _ _ _ _ __
.!1~2,,,"1:;:,3'L!.14:;:"J..19~,!::29~_ .!..JFi~na~n~c~ial~ln~forrTlation (Cash, Securities, eto,) (Exhibit B)
Supplement Lite Insurance (Exhibit C)
20
Artwork list and valuations
20
Wine list and valuations (Exhibit G)
20
Guilar list and valuations (Exhibits H-J)
20
Jewelry Iisl (Exhibij K)
(Exhlbl~,-,D=.:-:!..FL)
_ _ _ _ _ _ _ _ _ _ _ _ __
_ _ _ _ _ _ Supplement Car Information (<!Jjblt!...':L:/.)_ _ _ _ _ _ _ _ _ _ _ _ _ __
~2=2,--_ _ _ _ _
27
Home valuations (Exhibits MN)

20062008 Personal Income Tax Returns
I am submitting this flnoncial slalement wilh the understanding Ihal il may affect aclion by the Federal Trade
Commission or a federal court. I have used my best efforts to obtain the informatIon requested in this statement. The
responses I have provided to the items above are true and contain all the requested facts and information of which 1 have
notice or knowledge, I have provided aU requested documents in my custody, possession. or control. I know of the
penalties rar raise statement. under \8 U.s.C, 100 I, 18 U.S.C. \621, and 18 U,S.C. 1623 (five ye.rs imprisonment
and/or fines). I certifY under penalty of perjury under the laws of the United States that the foregoing is true and correct.
Executed on:
(Dale)
Signature
Page 16
Inltl.,,&_
Filed 03/29/10 Page 54 of 76
EXHIBITH
Filed 03/29/10 Page 55 of 76
SCOTT AND USA PASCH

7 KENSINGTON COURT
WARREN NJ, 07059
SUPPLEMENTAL PROPERTY SCHEDULE - GUITARS
MAKE YEAR!
i SERIAL #
MODEL
FENDER
FENDER
FENDER
GIBSON
1965 iSTRATOCASTER SUNBURST

1957 iSTRATOCASTER SUNBURST
1965 !STRATOCASTER CANDY APPLE RED
1961 'LES PAUL CUSTOM
125825
1-0864
GIBSON
1952!LEOS PAUL EBONY BLOCK SG
99046
. .::: ..
L51BI0
i0251S9
.!j;li?Q~~.~:~.~ :.~::~:::I~mHQQA.Ql:!TI~:.~:.~.~::~~~ ~:~

~::.~I::::::::::::::::A.~I9.9.1
F.~!~tQE:~................. _....... gl.!?~.i.~~I\T9fl\S..I~R!:I.!':!~Y..~..!:iI..... _.................. j.................... _. _~~_a.Q~.l1.
FEf;rDeif .. -....19SS!STRA'fOCASfEifsuiifauRs'f ....- ....r...... ..--..oiis'i7
~~~~~[~::.::
. ~~]f;J.IL~li~~n:[~~~n~~~!::~-:.::=::I~:~~~~:=~:=:i~~i~
FENDER
1968 !TELECASTER CUSTOM
;
236202
i=f@!!fiC::: :==. f958iiAziMA5tEif. . -.. . .~~~=====:=~::T=:=:::.::.==)_~QI[
FENDER
Y APPLE REP. ..._ .. __ L_._. ____
FENDER
i
242823
FED~.R:-' =::.-L.______._.. Rs;f-.. ~=.::T~::::====J9692
FENDER
1954 iSTRATOCASTER OLYMPIC WHITE
i
L46579
)5893~
GIBSON'--'" ....i9S'9'[L'EiifpAu[BLAci(:TP'ici('l]p---- ..T--"""---'''9"17B6

GillSON
.FENoER"
___
1957 iLES PAUL BLACK- 3 PICKUP
,_~
78531
..Ei'SS!STRATOCASTEifMAPi::e
_ _ _ _ _ _ _ _ _ ._.. __ ... ___ ......
'NECi('-"'r"'--'6"2'263i
_. ______._.L ... __._._ .. ___._
FENDER
f._~ND.!=~_ .. _ .... "'_
~_.
1958 iJAZZ BASS GOLD PICK GUARD

Esgl,!.!.I3.y,lIj!:r.Ei!l!.t\~Q._ .....__._ .. _. ___
'
02.6342
.L...._.._.. __ ._ ..;P 7~
FENDER
FENDER
FENDEOR
FENDER
1956
RATOCASTER SUNBURST
.
1964. TRATOCASTER OLYMPIC WHITE
1965 iSiRATOCASTER BLONDE
1965'STRATOCASTER CANDY APPLE RED:
16123
L69757
L7S897
L85317
FENDER
FENDER
FENDER
FENDER
1953 iTELECASTER CUSTOM SOUND

1965:TELECASTER BLACK
1968
1
L02146
202695
21B404
173256
FENOER.. - ..-Tgssh'ECEcASTER..BLONDE-----.. - ..--\..---..--..33920
Filed 03/29/10 Page 56 of 76
EXHIBIT I
Filed 03/29/10 Page 57 of 76
Hoboken Vintage and Classic Guitat's

164 First Street
Hoboken. New Jersey 07030
201-222-8977
Mr. Scott Pasch
Scott:
Here are the figures that we came up with to $ell your guitar on a
consisnment basis. We will work on a 10% consignment fee after sale for
you. This is a discount rate. Prices shown will be our selling price.
T~~
Richard Rybinski
Hobok8n Vintage and Classic Guitars
1965 Fender Stratocaster Sunburst

1957 Fender Sl:):'atocasrer Sunburst
1965 Fender Stra10caster Candy Apple Red
1961 Gibson les Paul Custom
1955 Gibson J-200
1962 Fender Stratocaster
1962 Gibson SG LP Std, Ebony.Block
1957 Fender Telecaster
1959 fender Telecaster
1968 fender Telecaster Custom
1964 Fender StratocaSter Olympic white
1959 Gibson Les Paul Custom
1957 Gibson Les Paul Custom
1958 Fender Precision Bass
1957 Fender Esquire
1964 Fender Stratocaster White
1965 Fender Stratocaster Blonde
513000.00
$28000,00
$23000.00
$65000.00
S10000.00
$20000.00
$20000.00
$30000.00
$23000.00
$24000.00
$13000.00
$28000.00
$24000.00
$70000.00
$70000.00
$25000.00
$18000.00
$16000.00
$35000.00
$24000.00
$25000.00
1965 Fender Stratocaster Candy apple Red

1958 Fender Telecaster Blonde
1963 Fender Custom Telecaster bound
1965 Fender Telecaster Black
}968 Fender Telecaster paisley
1966 Fender Telecaster
1968 Fender Custom Telecaster Bound
1966 Fender Telecaster Candy apple Red
1958 fender Ja.zunaster Anodized Guard
Filed 03/29/10 Page 58 of 76
$22000.00
$24000.00
$26500.00
$13000.00
$18000.00 .
$12500.00.
$B500.00
$12500.00
$10000.00
These are full retail prices and this does not constitute an offer to buy,
rather, this i$ an offer to consign these instruments at 10010 of the purchase
price, in addition to fees incurred.
These are reasonable market prices as the prices of these have dropped
significantly within the last 2 years.
Richard Rybinski
Hoboken VUltage and Classic Guitars

201-2228977
Total: $756,000
Filed 03/29/10 Page 59 of 76
Pasch Schedule B
Exhibit 3
Filed 03/29/10 Page 60 of 76
Personal Property
List all personal property, by category, whether held for personal use or for Investment, inc1uding but not limited to ,
furniture and household goods of value, computer equipment, ele:ctronics coins,stamps, artwork, gemstones~jewelry,
bullion, oth., collectibles, oopyrighll!, patents, IUJd other Intellectual property, held by you, your '!IOu.e, or your
dependenll!, or held by olhers for the benefit OfYOll, your spoy,e, or your dependent'.
1
Property Co.te!!{]ry
Name o(Owner
Acqujsition
Property LOftlian
l&!l
(e.g" artwork. iewelry)
Scott 8. Lisa Pasch
Artwork
$ 2,500,000 $ ~1 ,400,00(
Warren NJ Residence
Artwork (continued from above) Scott 8. Lisa Pasch
C<lnslgned In Land!," and FL $ incllJded $ included
Wine
Scott 8. Lisa Pasch
Consig':lEl.9.to Zachy's
$ Unknown $ -250,000
Gul\a"'r"'s_,....._ _ _ _ __
Scott 8. Lisa Pasch
Warren NJ Residence
$ Unknown $..:-700,000
Jewelry
Scott 8. Usa Pasch
Warren NJ Residence
$ 700,000
See Exhibits DK for lists of
property and
valuation support
$_--_$_--
Item 21.
$ ~300,OOO
Cars, Trucks, Moton:ycles., Boats, Airplanes, and Other Vehicles
LIst aU cars, trucks. motorcycles, boats, airplanes, and other vehicles owned or operated by you, your spouse, or your
Vehicle Type Car .... _____ M.ke Mercedes Benz
Model
CU9?"'O_____ Y r
2004
Registered Owner's Name -,S",c.=.ott=P-=a",sc~h,---_ _ _ _ _ Registralion Stale & No. NJ WW200916100004182
Address orVehlele's Location .:.W.:..a"r.:..re"'n.:..N=J.:..R:::6"si:::d:::9"'nc::;6'-___________________

Purchase Pri .. $ -50,000
Lender's Name and
. _CuITOnl Value $ -20,000 Retail
Account/Loan No . .:.N,.,o"'n"'s'--_ __
/\00 ......c=;:_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _......_ _ _ _ _ _ _ _ _ _ __
Original Loan Amount $.;.N.::.IAc:...____ Current Loan Bal.nce SJ.:!!i\ ____ Monthly Payment $".:.N"'IA"'-_ __
-Vehicle Type"'C"a"r______ Make Mercedes Benz
Model G500 AWD
Year 2002
Registered Owner's Name -'S"'c"'ott"-'-P"'as"'c"'h"-_____ Registration State & No. NJ WW200933600009523
Addr... of Vehicle's Location ~W=a:.:rr.::e:..:n.:.N.::J:...:..:R.::es"'l:::d.::e:.:nc"'e'_______________________

Purchase Price $,..:7.:.7",O"O"'O'--___Current Value $ -25,000
AocountiLoen No. "'N"o"n::;e:......_ _ _ _ _ __
Lender's Name and Address .:.N"o::!,n,..,IiI'--_ _ _ __

Original Loan Amount w..:.=____ Current Loan Balan.. w.:.:=____ Monthly Payment w""=____
Page 9
tnilials
&
Filed 03/29/10 Page 61 of 76
ATIACHMENIS
Documents Attached to this Financial Slalom t
List all documents that are being submitted wilh this "nancial statement.
Description of Document
Item No. Ds!cywent

Relates To
Supplement Pending
Lawsl!lt~.iE~x~h~lb~lt~AL)_ _ _ _ _ _ _ _ _ _ _ __
..:1""2""1""3,,,,1,,,4,,,,19,,,,=29=-_ Flnanclallnforll1sllon (Cash, Securities, etc.) (Exhibit B)

-"'___.__._..__ ~':'E2lemenl Life Insurance (Exhibit C)
.,,2"'0_ _ _ _ _ _ Artwork list and valuations
(Exhlbl~,-,O",-,-FL)_ _ _ _ _ _ _ _ _ _ _ _ _-----,..
.::2=.0_ _ _ _ _ _ Wine list and valuations (exhibit G)
GUitar list and valuations (Exhibits H-J)
20
= _______ Jewelry list (exhibit K)

Supplement Car Information (exhibit L)
22
Home valuations (exhibits M-N)
27
2006-2006 Personal Income Tax Retums
I am submitting thl' financial statement with the understanding that It may affect action by the Feder.1 Trade
Commission or a federal COurt. I have used my best efforts to obtain the information reque.ted in this statement. The
responses I have provided to the items above are true and Q()otain all the requested facts and information of which I have
notice or knowledge. [have provided all requested documents in my custody, possession, or control. I know ofthe
penalties for fal .. statements und", 18 U.S.C. 100 I, IS U.S.C. 1621, and 18 U.S.C. 1623 (flve years Imprisonment
and/or fines). 1 certlfy under penalty or perjury under the laws of the United States that the foregoing is true and correct.
Executed on:
(Date)
Page 16
Initial'~
Filed 03/29/10 Page 62 of 76
,EXHIBITK
Filed 03/29/10 Page 63 of 76
Scott and Lisa Pasch

7. Kensington Court
Warren, NJ 07059
Supplemental Property Schedule
JEWELRY
1. TIFFANY CLASSIC DIAMOND OR GOLD NECKLACE X PATTERN
2. PATEKPHILLIPEWATCHYELLOWGOLDSERIAL4910/10A-010
DIAMONDS 0.45CTS BRACBLET ACIER
3. PATEK PHILLIPE WATCH SBRIAL 11 3940 WHITB GOLD, RUBIES/WATCH
JEWELS 24 CADRAN/DIAL, FOND ARGENT, HUERES RELIES
4. ONE LADIES DIAMOND ENGAGEMENT RING CUSTOM RING SIZE 5 14KT
YELLOW GOLD CAST MOUNTING CONTAINS ONE CENTER PEAR
BRILLIANT CUT WEIGHT ICT
5. LADIES ROUND BRILLIANT CUT DIAMOND RING WEIGHT 5.44CTS. 14KT
Y SOLITAIRE MOUNTING
6. A TIFFANY CO. PLATINUM AND DIAMOND THREE STONE RING BACH
DIAMOND WEIGHING THE FOLLOWING: 1.01eT, ICT,I.02CT, B COLOR.
VS1CLARITY
7. ONE TIFFANY &. CO. PLATINUM DIAMOND PENDANT, SET WITH ONE
ROUND BRILLIANT CUT DIAMOND WEIGHING 2.62CTS, I COLOR, VSl
CLARITY
8. ONE TIFFANY 18 KARAT YELLOW GOLD AND PLATINUM YELLOW
SAPHIRH AND DIAMOND RING, SETWITH ONE EMERALD SAPPHIRE
WEIGHING 9.97CARATS
9. F.P. ,OURNE RESONANCB 40MM ROSE GOLD CASE 4N MOVEMENT TWO .
TIME ZONE WHITE GOLD DIAL
10.H46565 ROGER DUBUIS ROSE GOLD CASE BLACK/GOLD SPPLIED
ROMAN NUMERALS
11.570bb129v6 BREGUET "LE REVElL DU TSAR- ALARM 2ND TIME ZONE ON
24 HOUR SUBSIDIARY AT 9 O'CLOCK, WHITE GOLD CASE ON BLACK
ALLIGATOR STRAP SN1I7601
12.3710BR929ZE BREGUET TYPB XXI CHRONOGRAPH 18K ROSE GOLD
CASE ON BROWN ALLIGATOR STRAP SN#7601
13.3755PRLE9V6 BREGUET BTS SKELETON TOURBILLON. PLATINUM ON
ALLIGATOR BANK
14.YELLOW DIAMOND HEART PENDANT - GIA CERTIFIED 1.51 CT FANCY
INTENSE YELLOW, Sl1CLARITY, HEART SET IN 18K GOLD
RHPOT#14284181
Filed 03/29/10 Page 64 of 76
Pasch Schedule B
Exhibit 4
Item 10,
Filed 03/29/10 Page 65 of 76
Personal Property
List.1I personal propet'ly, by category, whether held for personal use or for investment, including but nOt limited to,
furniture and household goods ofva.lue. computer equipment, eleotronics. coina, StamPS, artwork, gemstones,jewelry,
bullion, other collectibles, copynghts, palenls, and .therlot.lIe.lUIl! property, held by you, your spouse, or your
dependents, or held by others for the benefit of you, your spouse, or your dependents,
~Am~ 2fQ~D~r
Property Cqteggry
(e.g .. artwgrk. jewelry)
Scott & Lisa Pasch
Property Location
Current
!dIl!l
$ 2,500,000 $ ~1 ADO,OOC
Warren NJ Residence
Lonj~n
6gYii!ion
Artwork (continued from above) Scott & Lisa Pasch
Consigned In
Wine
Scott & Lisa Pasch
Consi~r"e~to Zachts
$ Unk[lOwn $ ~250,OOO
GUitars
Scott & Lisa Pasch
Warren NJ ResidenCe
$ Unknown $ -700,000
Jewell)!
Scott & Lisa Pasch
Warren NJ ReSidence
$700,000 $ -300,000
See Exhibits D-K for lists of
ero[!!!rlY snd
valuation sueeort
lIem 21,
and FL $ included' $ included
Cars, Trucks, Motorcycles, Boats, Airplanestsnd Other Vehicles
List all cars, trucks, motorcycles, boats~ airplanes, and other vehicles owned or operated by you, your spouse, or your
Vehicl. Type Car __ ,_____ M.ke Mercedes Benz
Mode!
CU~32:::0,-_ _ _ _ _
Year 2004
Registensd Owner's Name "S:.:c::::ott=.P"'s""sc"-h'-_ _ _ _ _ Registration State & No. NJ WW200916100004182
Address of Vehicle's l.ocation -,W.!.a"r""r!,:en"""N",J,-,Rc:e",$",i"de~,n,,,c,,,e,--_ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __

Purch... Price $ -50,000
__,_Current Yalue $ -20,000 Retail
AocountiLo No. .!.N:.:o"-n:::sC-._ _ _ _ _ __
Lender's Name and Addre" =='-___"____,________________________

Original Loan Amount $.!.N:;;/A"-____ Current Loan Balance $ N/AC-.___ , Monthly Payment $.:-;N:!:.IA"--_ _
'Yehicle Type -"C"'a"r______ Make Mercedes Benz
Model G500 AWD
Ye.r 2002
Registered Owner', Name "S:;cc=tt"P-'S"S"'C:.ch______ Reglstration Stale & No. NJ WW200933600009523

Address of V .hiele's Location -,W""a",rre=n!.N=J!.R"'e"'sl::::d"e:.cnce=_____________________
Purchase Price Sc.7.:.7J.:,Q:.;:O"'Q____Current Value $ -25,000

Lender's Name and Address
=='-______ ,____________________
Origin.I Loan Amount $-'-N~IA"'_____ CUJ'rent Loan Balance
Page 9'
Account/Loan No . .;.N"o"'n,,9'-_ _ _ _ _ __
_.;.;=____ Monthly Payment

lnitiBls
w.;..=_ __
Filed 03/29/10 Page 66 of 76
ATTACHMENTS
Item 33.
Documents Attaehed to this Financial Statement
List all documents that are being submitted with this financial
statern~nt.
Descriptipn of Document
Item No, Document

Relates Tg
Supplement Pending
Lawsuit~ (E=:!x:!.h~ib:!!it.!.:A!L)_ _ _ _ _ _ _ _ _ _ _ _ _~
~12:J,~13:'.!,.!.:14::,.._'_'19"',2""9~_ Financiallnfor:mation (Cash, Securities, etc.) (Exhibit S)
...:.1"'8_ _ _ _ _ _ Supplement Life Insurance (Exhibit C)

.,,20"--_ _ _ _ _ Artwork list and valuations
(EXhlbl~,-"D,--,-F),--_ _ _ _ _ _ _ _ _ _ _ _ _~
=20"--_ _ _ _ _ Wine list and valuations (Exhibit G)

Guitar list and valuations (Exhibits H-J)
20
Jewelry list (Exhibit K)

.:2:.,;1_ _ _ _ _ _ Supplement Car InformaUon (Exhibit L)
.:2:::2_ _ _ _ _ _ Home valuations (Exhibits M-N)
2006-2008 Personal Income Tax Returns
27
[ am submitting this financial statement with the understanding that it may affect action by the Federal Trade
CommiSSion or a federal court. J have used my best efforts to obtain the information requested in this statement. The
responses I have prOVided to the items above are true and contain all the requested facts and Information of which I have
notice or knowledge. I h.". provided all requested doeuments in my custody, possosslon. or control. I know of the
penalties for false ,tatements under 18 U.S.C. 100 1, t 8 U.s.C. 1621. and 18 U.S.C. 1623 (ftve years imprisonment
andlor ftnes). I rtllY under penalty ofperJul')' undctthe laws of the United States thai the foregoing is tru.and colTect.
Executed on:
(Date)
Page 16
Inili.ls~
Filed 03/29/10 Page 67 of 76
EXHIBITD
i~
I Ii
::t
.J j i
'"~
14
II
<iii ..;
Z
I!~
.J
~l!~
HI!!
I"'il
~I
,;s;..~~
d E._:
~ j I~
'1
t
i
filii
Ilnl
hJ
ub1
iii
-fH1I .
~
I
i Iii'
Jil
i
! ~tl I!ni
It;: IP=J
1 d \lffJ
~il
}1
Ij
1;1
.:ljl~
.I!'ii!
hilt
li!
nfi.B'
) ~J!!j
ai~
t! . a
lu,l
t .Il),
I lIb Jill!
iim
"jJol
Il lIiJ
I.1
J
a
.~.
il!J
1illlS!
i
.i!
!d~1
11
."
CI.l
Filed 03/29/10 Page 68 of 76
i"'!:Ii
It
sisd
fllJlIl ~
i!O rlja ~.
;.11
I" I --h
J:1l
!ii
l -
~~m~
!9 I :i~i
r"':!
.!lu
ItJ1i)
III dili
il4 ..
Filed 03/29/10 Page 69 of 76
D."
Filed 03/29/10 Page 70 of 76
Client
IJ.WOV.Q9
Clbd~!
Pritlll:d 'ftonlS~:
PrlntaUy:
1315+11
XS7"
"""""''''.....
CONSI.-
......
...
"""""
"'"YIf
'1~c-.
8mrClSl'Rllitt'
w..IlUNlOmJ
......"..
us.
'htQllZQ)1Dt~O
--
1"at(Q2O)1U916n
YAT~
our_I!!:
"AT~
,-
T~~
lS'(f;fff~1
Il'fIrolu.. ldqlroft
1I1I'-Iml'tl!llltlllltJflD~'" UlllJlDJIIII4u..fulBlWt~~lfttNI~
fIt&n.,.. .... ffllllft II....,. . ., . , . . .. UllIlllduaatlltIWIIII DIIutIfllwlfllR
to,.l/b_ Itklllllf$lt. m~ lIIII'IiIItNsolQdltlffwliC1dfldD~o.IJS\P ttl'O'll: ....... IN """"'., Ibt ,liOtd'GdI COII4IU:taw. '1'bIII;)W,Ibt~ 1ClIIU)'OWI'
\TI1It*Il'~Qd!dr.'i,'l1d.i-doI.Ind"'QQllhll....,..,~et_~wbh~ Y~ ........... ....o.-artdld4t'.R'II:Mart4'tIt&~",Sdt ... 4I$t.lht

bmrllr_J:l~.$Iace'lfCftlft~d:IUs-S~
1.
%OPn1ItTOTALIlAMMI'IIl'V
'"
'"
;,.,.":'
.%
Yllit "~I 111,'1'11- to ""_'",,,,11110 Ibr~ LgI,. t::ImtCAfWog,.
Aw .... tIII~.uflt~
.!I\I""'IOII~'l"lIIIIriadol1oft501Jl!t-rtJlUlcaL
""'T"'I"",.~.,......,.n"'do:IlllM"Ibo-w"'"
!'.plan
Filed 03/29/10 Page 71 of 76
~!-L..:....W-~
-t....LL"~:-'-
Filed 03/29/10 Page 72 of 76
EXHIBITE
.-
Case 2:07-cv-04593-FSH~PS Document 93 . Filed 03/29/10 Page 73 of 76
~UlSECK
CIILL!I\Y
'01 WOR'Itt AVENUE

PALM BEAl".H. ,l1]480
lanuary 3D, 2010

Lisa Pasch
7 Kenllillgllon
Dear Lisa and Scott,

sadlyt am unable to get any real offers on }OUr pieces .The only <;Iffefs have been in
tl1e $300,000 to $400,000 range, however rest assured that I will continue to hold
these works and notify you of any f<;llloWinll offers. Best Regards, Sioane Russeek.
Cl)nslgnment Asl'ecment
Pablo Pi.:asSI)
Minotaur
1937
Gouache and ink on P<lper
10 'h x 8 'Iii inches (26.7 x 21.6 em)
Dated uppe~ left
Provenance:
Bernard Picasso, Paris
leffery Loria, New York
R.usseck Gallery, Palm Beach
Private Collection, New Jersey

*A certificate from Maya Picasso accompallies this work
TEUVil()NI {!i1\111l.12 4"11

.W:~IMIH !!lotl!)
,d
Wd8~:C'
1J:J..2lHn:}
010e
ra
'qej
riB~o819S
'ON
Xijj
~31-"D )1:)3SSn~
: WDM.:I
"'.
Filed 03/29/10 Page 74 of 76
RUSSECK GALLERY
203 WORTH AVENUE
MLM 8EACH. FL l)4BO
Pablg Picasso (1881-1973)

Baiglleuse et Cabine de Bains
Executed Sliptember S, 1938
Brush. Ink. and wash on paper
26 II.! X17 Inches (67.31 X44.45 em.)

Signed and dated lower center: "1'Ica$SD 8.9.38'
Pl'Ovenanre:
Private Cllllection, Spain (acquired from artist)
Ronald Ilmmanuel. London
B.T.Bauford. London
Harry Winston. DIItroit
Russeck Gallery. Palm Beach
Private Colleetlon, New York (acqUired from m.! abo'll! in November 2006)
Exhibited,
Detroit, CranbrookArtAcademy, Winston Conection.1951 nQ.13

Michigan. University of Michigan. Twentieth Century Pointing rind Sculpture from the
Winston CQl/sCt/OII, 1955. no.55
Detroit, Detroit Institute of Art. Collecting Mode,." Art, 1957, no. 85
DetrOIt, Detroit Institute of Art. The Varied Work$ ufPic/l6SO, 1962
Indiana, The University of Indlana and WIs~on~ln. University o(Wlsconsin. Reflections,
1971, no. 112., illustrated In catalogue
Detroit,. Detroit Institute of Art, Selections from the L,ydifl find Harry L. Winston Collect/OI/,
1972 -73 (onelrtendedloan)
New York, The Solomon R. Guggenheim Museum, 1973 - 1974. no.83l11Wltrated in
catalogue
Literature!
Christian Zervos. Pablo PiCflSSO, Oeuvres de 1937 a 1939, Paris. 1959, vol. 9. p.l07. no.ZZZ.
illustrated
Douglas Cooper, Gnnn Private Collectfons, 196:1. p.303.l11ustrated
HI,(PHI,lN[ 15.11 ,,:,2 41111

fACSIMH ~ (:,00 n:4:(dIfU 'i
cd Wd8V:cl 0t0c 0
'qa~
1'#
RUSSECK C""'LERV
20' WOIll'H AYfNUE
MlM eMCH, f. )3400
Gene Baro, Collector: Lydia WlII.\'IOII, In Art in America, September - October 1967. p. 72
illustrated In color
The Picasso Project. Picasso's Paintirzgs, WoterC(.lorS; Drawings and Sculpture, SpQl1ish CIvil
War 1937.39. Sam FrallClsco, 1991, p. 189, no. 38 -165, lIlostrated
/'
! ..,"
.,/"
Usa Pasch (Consignor)
..::::--
;0
Sloane Russeck (Consignee)
II\LLrHONf t~rt1) 1I)}4n"

I Af.SIMIU, '5~J1) U):l "81:1
Wcl611 :I:t IItaG til '''''':I
t1911Z91SS
'ON
~:I
Aei31");j!J >I:l35Sfllj
WOlI.:I
Filed 03/29/10 Page 75 of 76
Case 2:07 -cv-04593-FSH-PS Document 93
Filed 03/29/10 Page 76 of 76
SCHEDULE C (l1inancial Accounts - Corporations)

Balance as of2/22/10
l.
Wachovia
$0
2.
Ocean First Account Numbe~
$0
3.
Ocean First Account Numbe~
$0
4.
Ocean First Account Number_
$50,000
5.
Ocean First Account
$565,679
6.
Ocean First
$294,376
-I
I
I

Civic Development Group Inc FTC 2010 Complaint Incuding Scott Pasch Aka J. Henry Scott

Uploaded by

Document Information

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Civic Development Group Inc FTC 2010 Complaint Incuding Scott Pasch Aka J. Henry Scott

Uploaded by

Copyright:

Available Formats

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 1 of 76

UNITED STATES DISTRICT COURT

UNiTED STATES OF AMERICA,

Civic Development Group, LLC,

STIPULATED ORDER FOR PERMANENT INJUNCTION

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 2 of 76

U.S.C. 1331 and 1337(a), and 15 U.S.C. 53(b).

Venue is proper as to all parties in this District.

Defendants' activities are in or affecting commerce, as defined in Section 4 of the

FTC Act, 15 U.S.C. 44.

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 3 of 76

Entry of this Order is in the public interest.

''Individual Defendant" means Scott Pasch.

"Corporate Defendants" means Civic Development Group, LLC, CDG

Management, LLC, and their successors and assigns.

"Defendants" means the Individual Defendant and the Corporate Defendants,

individually, collectively, or in any combination.

"Document" is synonymous in meaning and equal in scope to the usage of the

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 4 of 76

"Investing" means obtaining an ownership interest of more than one percent of a

"Person" means a natural person, a dealer, an organization or other legal entity,

including a corporation, partnership, sale proprietorship, limited liability company, association,

''Telemarketing'' means any plan, program or campaign (whether or not covered

"Charitable Solicitation" means the solicitation of money or anything of value for

IT IS THEREFORE ORDERED that Defendants are permanently restrained and enjoined

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 5 of 76

IT IS HEREBY ORDERED that Defendants are pennanently restrained and enjoined

IT IS HEREBY ORDERED that, in connection with the advertising, marketing,

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 6 of 76

Defendant Pasch waives all claims to, unconditionally releases, and

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 7 of 76

executing any documents, procuring the signatures of any person or entity

Defendant Pasch shall remain current on all amounts due and

Defendant Pasch shall cause existing insurance coverage for the

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 8 of 76

Defendant Pasch represents that no encumbrances to the Personal Property

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 9 of 76

Until Defendant Pasch transfers possession of the Real Property to the

Defendant Pasch shall remain current on all amounts due and

Defendant Pasch shall cause existing insurance coverage for the

Nothing in this Order requires Defendant Pasch to pay any amount

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 10 of 76

assessments, maintenance, and similar fees, after Defendant Pasch has

Defendant Pasch waives all claims to, unconditionally releases, and

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 11 of 76

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 12 of 76

them before the transfers of assets required by subparagraphs IV.B.I and

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 13 of 76

In accordance with 31 U.S.C. 7701, Defendants are required, unless already

Case 2:07-cv-04593-FSH-PS Document 93

Filed 03/29/10 Page 14 of 76

~~ I~if ""''-1NiEL GIBBONS