Catalisis Basico Housecroft PDF

Chapter
26
Homogeneous and heterogeneous

catalysis
TOPICS
&
Introductory concepts
&
&
Homogeneous catalysis: alkene (olen)

metathesis
Heterogeneous catalysis: surfaces and

interactions with adsorbates
&
Heterogeneous catalysis: commercial applications
&
Homogeneous catalysts: industrial applications
&
&
Homogeneous catalyst development
Heterogeneous catalysis: organometallic cluster

models
26.1 Introduction and denitions

Numerous applications of catalysts in small-scale synthesis
and the industrial production of chemicals have been
described in this book. Now we discuss catalysis in detail,
focusing on commercial applications. Catalysts containing
d-block metals are of immense importance to the chemical
industry: they provide cost-eective syntheses, and control
the specicity of reactions that might otherwise give mixed
products. In 1990 in the US, the value of chemicals
(including fuels) produced with at least one manufacturing
catalytic step was 890 billion dollars. The search for new
catalysts is one of the major driving forces behind organometallic research, and the chemistry in much of this chapter can
be understood in terms of the reaction types introduced in
Chapter 23. Current research also includes the development
of environmentally friendly green chemistry, e.g. the use of
supercritical CO2 (scCO2 , see Section 8.13) as a medium for
catalysis.
A catalyst is a substance that alters the rate of a reaction
without appearing in any of the products of that reaction; it
may speed up or slow down a reaction. For a reversible
reaction, a catalyst alters the rate at which equilibrium is
attained; it does not alter the position of equilibrium.
The term catalyst is often used to encompass both the

catalyst precursor and the catalytically active species. A
For an overview of the growth of catalysis in industry during the 20th

century, see: G.W. Parshall and R.E. Putscher (1986) Journal of
Chemical Education, vol. 63, p. 189.
For example, see: W. Leitner (2002) Accounts of Chemical Research,

vol. 35, p. 746 Supercritical carbon dioxide as a green reaction
medium for catalysis.
catalyst precursor is the substance added to the reaction,

but it may undergo loss of a ligand such as CO or PPh3
before it is available as the catalytically active species.
Although one tends to associate a catalyst with increasing
the rate of a reaction, a negative catalyst slows down a reaction.
Some reactions are internally catalysed (autocatalysis)
once the reaction is under way, e.g. in the reaction of
C2 O4 2 with MnO4 , the Mn2 ions formed catalyse the
forward reaction.
In an autocatalytic reaction, one of the products is able to
catalyse the reaction.
Catalysts fall into two categories, homogeneous and

heterogeneous, depending on their relationship to the
phase of the reaction in which they are involved.
A homogeneous catalyst is in the same phase as the
components of the reaction that it is catalysing; a
heterogeneous catalyst is in a dierent phase from the
components of the reaction for which it is acting.
26.2 Catalysis: introductory concepts

Energy proles for a reaction: catalysed
versus non-catalysed
A catalyst operates by allowing a reaction to follow a
dierent pathway from that of the non-catalysed reaction.
If the activation barrier is lowered, then the reaction
proceeds more rapidly. Figure 26.1 illustrates this for a reaction that follows a single step when it is non-catalysed, but a
two-step path when a catalyst is added. Each step in the
Chapter 26 . Catalysis: introductory concepts
787
For a catalytic cycle to be ecient, the intermediates must

be short-lived. The downside of this for understanding the
mechanism is that short lifetimes make studying a cycle
dicult. Experimental probes are used to investigate the
kinetics of a catalytic process, isolate or trap the intermediates, attempt to monitor intermediates in solution, or
devise systems that model individual steps so that the
product of the model-step represents an intermediate in the
cycle. In the latter, the product can be characterized by
conventional techniques (e.g. NMR and IR spectroscopies,
X-ray diraction, mass spectrometry). For many cycles,
however, the mechanisms are not rmly established.
Self-study exercises
Fig. 26.1 A schematic representation of the reaction prole of
a reaction without and with a catalyst. The pathway for the
catalysed reaction has two steps, and the rst step is rate
determining.
catalysed route has a characteristic Gibbs energy of activation, G , but the step that matters with respect to the rate
of reaction is that with the higher barrier; for the catalysed
pathway, the rst step is the rate-determining step. (See
Box 26.1 for the relevant equations for and relationship
between Ea and G .) Values of G for the controlling
steps in the catalysed and non-catalysed routes are marked
in Figure 26.1. A crucial aspect of the catalysed pathway is
that it must not pass through an energy minimum lower
than the energy of the products such a minimum would
be an energy sink, and would lead to the pathway yielding
dierent products from those desired.
Catalytic cycles
A catalysed reaction pathway is usually represented by a
catalytic cycle.
A catalytic cycle consists of a series of stoichiometric
reactions (often reversible) that form a closed loop; the
catalyst must be regenerated so that it can participate in the
cycle of reactions more than once.
These exercises review types of organometallic reactions and the

18-electron rule.
1. What type of reaction is the following, and by what mechanism
does it occur?
MnCO5 Me CO MnCO5 COMe
"
[Ans. see equation 23.35]

2. Which of the following compounds contain a 16-electron metal
centre: (a) Rh(PPh3 )3 Cl; (b) HCo(CO)4 ; (c) Ni(Z3 -C3 H5 )2 ; (d)
[Ans. (a), (c), (e)]
Fe(CO)4 (PPh3 ); (e) [Rh(CO)2 I2 ] ?
3. Write an equation to show b-elimination from Ln MCH2 CH2 R.
[Ans. see equation 23.38]
4. What is meant by oxidative addition? Write an equation for
the oxidative addition of H2 to RhCl(PPh3 )3 .
[Ans. see equation 23.29 and associated text; see equation 26.9]
5. What type of reaction is the following, and what, typically, is
the mechanism for such reactions?
MoCO5 THF PPh3 MoCO5 PPh3 THF
"
[Ans. see equation 23.25 and associated text]
We now study one cycle in detail to illustrate the notations.

Figure 26.2 shows a simplied catalytic cycle for the Wacker
process which converts ethene to acetaldehyde (equation
CHEMICAL AND THEORETICAL BACKGROUND

Box 26.1 Energy and Gibbs energy of activation: Ea and G
The Arrhenius equation:
E
ln k ln A a or k A eEa =RT
RT
is often used to relate the rate constant, k, of a reaction to
the activation energy, Ea , and to the temperature, T (in K).
In this equation, A, is the pre-exponential factor, and
R molar gas constant. The activation energy is often
approximated to H , but the exact relationship is:
Ea H RT
The energy of activation, G , is related to the rate constant

by the equation:
k
k0 T G =RT
e
h
where k0 Boltzmanns constant, h Plancks constant.

In Section 25.2 we discussed activation parameters,
including H and S , and showed how these can be determined from an Eyring plot (Figure 25.1) which derives from
the equation above relating k to G .
788
Chapter 26 . Homogeneous and heterogeneous catalysis
Fig. 26.2 Catalytic cycle for the Wacker process; for simplicity, we have ignored the role of coordinated H2 O, which replaces Cl
trans to the alkene.
26.1); the process was developed in the 1950s and although it

is not of great industrial signicance nowadays, it provides a
well-studied example for close examination.
PdCl4 2 catalyst
CH2 CH2 12 O2 CH3 CHO

"
26:1
The feedstocks for the industrial process are highlighted

along with the nal product in Figure 26.2. The catalyst in
the Wacker process contains palladium: through most of
the cycle, the metal is present as Pd(II) but is reduced to
Pd(0) as CH3 CHO is produced. We now work through the
cycle, considering each step in terms of the organometallic
reaction types discussed in Section 23.7.
The rst step involves substitution by CH2 CH2 in
PdCl4 2 (equation 26.2); at the top of Figure 26.2, the
arrow notation shows CH2 CH2 entering the cycle and
Cl leaving. One Cl is then replaced by H2 O, but we
ignore this in Figure 26.2.
PdCl4 2 CH2 CH2 PdCl3 Z2 -C2 H4 Cl
"
26:2
The next step involves nucleophilic attack by H2 O with loss
of H ; recall that coordinated alkenes are susceptible to
nucleophilic attack (see equation 23.77). In the third step,
b-elimination occurs and formation of the PdH bond

results in loss of Cl . This is followed by attack by Cl
with H atom migration to give a -bonded CH(OH)CH3
group. Elimination of CH3 CHO, H and Cl with reduction
of Pd(II) to Pd(0) occurs in the last step. To keep the cycle
going, Pd(0) is now oxidized by Cu2 (equation 26.3). The
secondary cycle in Figure 26.2 shows the reduction of Cu2
to Cu and reoxidation of the latter by O2 in the presence
of H (equation 26.4).
Pd 2Cu2 8Cl PdCl4 2 2CuCl2
"
2CuCl2
1
2 O2
26:3
2HCl 2CuCl2 2Cl H2 O 26:4

"
If the whole cycle in Figure 26.2 is considered with species

in balanced against species out, the net reaction is reaction
26.1.
Choosing a catalyst
A reaction is not usually catalysed by a unique species and a
number of criteria must be considered when choosing the
most eective catalyst, especially for a commercial process.
Moreover, altering a catalyst in an industrial plant already
in operation may be costly (e.g. a new plant design may be
required) and the change must be guaranteed to be nan-
Chapter 26 . Homogeneous catalysis: alkene (olen) metathesis
cially viable. Apart from the changes in reaction conditions

that the use of a catalyst may bring about (e.g. pressure
and temperature), other factors that must be considered are:
.
.
.
.
hex-1-ene catalysed by a Rh(I)-bisphosphine complex are

2.1, 12.1 and 66.5 as the bite angle of the bisphosphine
ligand increases along the series:
the concentration of catalyst required;

the catalytic turnover;
the selectivity of the catalyst to the desired product;
how often the catalyst needs renewing.
The catalytic turnover number (TON) is the number of moles
of product per mole of catalyst; this number indicates the
number of catalytic cycles for a given process, e.g. after 2 h,
the TON was 2400. The catalytic turnover frequency (TOF) is
the catalytic turnover per unit time: the number of moles of
product per mole of catalyst per unit time, e.g. the TOF was
20 min1 .
Dening the catalytic turnover number and frequency is

not without problems. For example, if there is more than
one product, one should distinguish between values of the
total TON and TOF for all the catalytic products, and
specic values for individual products. The term catalytic
turnover number is usually used for batch processes,
whereas catalytic turnover frequency is usually applied to
continuous processes (ow reactors).
Now we turn to the question of selectivity, and the conversion of propene to an aldehyde provides a good
example. Equation 26.5 shows the four possible products
that may result from the reaction of propene with CO and
H2 (hydroformylation; see also Section 26.4).
CH3CH=CH2
CO/H2
CH3CH2CH2CHO
n-isomer
(CH3)2CHCHO
i-isomer
H2
H2
CH3CH2CH2CH2OH
(CH3)2CHCH2OH
26:5
The following ratios are important:
. the n : i ratio of the aldehydes (regioselectivity of the
reaction);
. the aldehyde : alcohol ratio for a given chain (chemoselectivity of the reaction).
The choice of catalyst can have a signicant eect on these

ratios. For reaction 26.5, a cobalt carbonyl catalyst (e.g.
HCo(CO)4 ) gives 80% C4 -aldehyde, 10% C4 -alcohol and
10% other products, and an n :i ratio 3 :1. For the same
reaction, various rhodium catalysts with phosphine cocatalysts can give an n :i ratio of between 8 : 1 and 16 :1,
whereas ruthenium cluster catalysts show a high chemoselectivity to aldehydes with the regioselectivity depending
on the choice of cluster, e.g. for Ru3 CO12 , n : i 2 : 1, and
for HRu3 CO11 , n : i 74 : 1. Where the hydroformylation
catalyst
involves
a
bisphosphine
ligand
(e.g.
Ph2 PCH2 CH2 PPh2 ), the ligand bite angle (see structure
6.16) can signicantly inuence the product distribution.
For example, the n :i ratios in the hydroformylation of
789
Ph2P
Ph2P
Ph2P
Ph2P
Ph2P
Ph2P
Bite angle: 84.4o
107.6o
112.6o
Although a diagram such as Figure 26.2 shows a catalyst

being regenerated and passing once more around the cycle,
in practice, catalysts eventually become exhausted or are
poisoned, e.g. by impurities in the feedstock.
26.3 Homogeneous catalysis: alkene

(olen) metathesis
In Section 23.12, we introduced alkene (olen) metathesis,
i.e. metal-catalysed reactions in which CC bonds are
redistributed. Examples are shown in Figure 26.3. The
Chauvin mechanism for metal-catalysed alkene metathesis
involves a metal alkylidene species and a series of [2 2]cycloadditions and cycloreversions (Figure 26.4). The catalysts that have played a dominant role in the development
of this area of chemistry are those developed by Schrock
(catalyst 23.56) and Grubbs (catalysts 26.1 and 26.2).
Catalyst 26.1 is the traditional, commercially available
Grubbs catalyst; related complexes are also used. The
more recently developed second generation catalyst 26.2
exhibits higher catalytic activities in alkene metathesis
reactions. In Grubbs catalysts, tricyclohexylphosphine is
chosen in preference to other PR3 ligands because its steric
hindrance and strongly electron-donating properties lead
to enhanced catalytic activity.
N
N
P(C6H11)3
Cl
Cl
Ru
Cl
Ph
P(C6H11)3
Ru
Cl
Ph
P(C6H11)3
C6H11 = cyclohexyl
(26.1)
(26.2)
A great advantage of Grubbs catalysts is that they

are tolerant of a large range of functional groups, thus
For further discussion of the eects of ligand bite angles on catalyst

eciency and selectivity, see: P. Dierkes and P.W.N.M. van Leeuwen
(1999) Journal of the Chemical Society, Dalton Transactions, p. 1519.
790
C2H4
RCM
(ring-closing
metathesis)
ROMP
(ring-opening
metathesis
polymerization)
C2H4
+
ADMET
(acyclic diene
metathesis
polymerization)
R'
ROM
(ring-opening
metathesis)
C2H4
+
R'
CM
(cross metathesis)
Fig. 26.3 Examples of alkene (olen) metathesis reactions with their usual abbreviations.
permitting their widespread application. We highlight one

laboratory example that combines coordination chemistry
with the use of catalyst 26.1: the synthesis of a catenate.
N
Cu+
A catenand is a molecule containing two interlinked chains.

A catenate is a related molecule that contains a coordinated
metal ion.
N
N
N
Grubbs'
catalyst, 26.1
Topologically, the chemical assembly of a catenand is nontrivial because it requires one molecular chain to be threaded
through another. Molecule 26.3 contains two terminal
alkene functionalities and can also act as a didentate ligand
by using the N,N-donor set.
O
26:6
N
Cu+
N
N
N
X
LnM
CH2
MLn
O
O
MLn
(26.3)
The complex [Cu(26.3)2 ] is shown schematically at the lefthand side of equation 26.6. The tetrahedral Cu centre acts
as a template, xing the positions of the two ligands with the
central phenanthroline units orthogonal to one another.
Ring closure of each separate ligand can be achieved by
treating [Cu(26.3)2 ] with Grubbs catalyst, and the result is
the formation of a catenate, shown schematically as the
product in equation 26.6. The relative orientations of the
two coordinated ligands in [Cu(26.3)2 ] is important if competitive reactions between dierent ligands are to be minimized.
MLn
C2H4
Fig. 26.4 A catalyic cycle for ring-closure metathesis

(RCM) showing the Chauvin mechanism which involves
[2 2]-cycloadditions and cycloreversions.
Chapter 26 . Homogeneous catalysis: industrial applications
26.4 Homogeneous catalysis: industrial

applications
low concentrations) and probably acts in a similar manner

to RhClPPh3 3 .
RhClPPh3 3 H2 cis-RhClH2 PPh3 3
16-electron
In this section, we describe selected homogeneous catalytic

processes that are of industrial importance; many more
processes are applied in industry and detailed accounts can be
found in the suggested reading at the end of the chapter. Two
advantages of homogeneous over heterogeneous catalysis are
the relatively mild conditions under which many processes
operate, and the selectivity that can be achieved. A disadvantage
is the need to separate the catalyst at the end of a reaction in
order to recycle it, e.g. in the hydroformylation process, volatile
HCo(CO)4 can be removed by ash evaporation. The use of
polymer supports or biphasic systems (Section 26.5) makes
catalyst separation easier, and the development of such
species is an active area of current research.
Throughout this section, the role of coordinatively unsaturated 16-electron species (see Section 23.7) and the ability of
the metal centre to change coordination number (essential
requirements of an active catalyst) should be noted.
Alkene hydrogenation
The most widely used procedures for the hydrogenation of
alkenes nearly all employ heterogeneous catalysts, but for
certain specialized purposes, homogeneous catalysts are
used. Although addition of H2 to a double bond is thermodynamically favoured (equation 26.7), the kinetic barrier is
high and a catalyst is required to permit the reaction to be
carried out at a viable rate without the need for high
temperatures and pressures.
CH2 CH2 H2 C2 H6
"
G 101 kJ mol
1
26:7
Rh
PPh3
PPh3
(26.4)
Wilkinsons catalyst (26.4) has been widely studied, and in its

presence alkene hydrogenation can be carried out at 298 K
and 1 bar H2 pressure. The red, 16-electron Rh(I) complex
26.4 can be prepared from RhCl3 and PPh3 , and is
commonly used in benzene/ethanol solution, in which it
dissociates to some extent (equilibrium 26.8); a solvent
molecule (solv) lls the fourth site in RhClPPh3 2 to give
RhClPPh3 2 (solv).
RhClPPh3 3 RhClPPh3 2 PPh3
26:9
16-electron
The addition of an alkene to RhClH2 PPh3 2 brings alkene

and hydrido ligands together on the Rh(I) centre, allowing
hydrogen migration, followed by reductive elimination of an
alkane. The process is summarized in Figure 26.5, the role of
the solvent being ignored. The scheme shown should not be
taken as being unique; for example, for some alkenes,
experimental data suggest that RhClPPh3 2 Z2 -alkene) is an
intermediate. Other catalysts that are eective for alkene hydrogenation include HRuClPPh3 3 and HRhCOPPh3 3 (this
precursor loses PPh3 to become the active catalyst).
Substrates for hydrogenation catalysed by Wilkinsons
catalyst include alkenes, dienes, allenes, terpenes, butadiene
rubbers, antibiotics, steroids and prostaglandins. Signicantly, ethene actually poisons its own conversion to ethane
and catalytic hydrogenation using RhClPPh3 3 cannot be
applied in this case. For eective catalysis, the size of the
alkene is important. The rate of hydrogenation is hindered
by sterically demanding alkenes (Table 26.1); many useful
selective hydrogenations can be achieved, e.g. reaction 26.10.
CH2O Na+
CH2O Na+
H2
RhCl(PPh3)3
H
MeO
MeO
26:10
Biologically active compounds usually have at least one
asymmetric centre and dramatic dierences in the activities
of dierent enantiomers of chiral drugs are commonly
observed (see Box 23.6). Whereas one enantiomer may be
an eective therapeutic drug, the other may be inactive or
highly toxic as was the case with thalidomide. Asymmetric
synthesis is therefore an active eld of research.
Asymmetric synthesis is an enantioselective synthesis and its
eciency can be judged from the enantiomeric excess (ee):

jR Sj
100
% ee
jR Sj
where R and S relative quantities of R and S enantiomers.
An enantiomerically pure compound has 100%
enantiomeric excess (100% ee). In asymmetric catalysis, the
catalyst is chiral.
K 1:4 104
26:8
The cis-oxidative addition of H2 to RhClPPh3 3 yields an

octahedral complex which dissociates giving a coordinatively
unsaturated 16-electron species (equation 26.9). The solvated
complex RhClPPh3 2 (solv) (formed from RhClPPh3 2 in
reaction 26.8) is also involved in the catalytic cycle (but at
18-electron
RhClH2 PPh3 2 PPh3
Cl
Ph3P
791
See for example: When drug molecules look in the mirror: E. Thall
(1996) Journal of Chemical Education, vol. 73, p. 481; Counting on
chiral drugs: S.C. Stinson (1998) Chemical & Engineering News, 21
Sept. issue, p. 83.
792
Fig. 26.5 Catalytic cycle for the hydrogenation of RCHCH2 using Wilkinsons catalyst, RhClPPh3 3 .
If hydrogenation of an alkene can, in principle, lead to enantiomeric products, then the alkene is prochiral (see problem
26.4a). If the catalyst is achiral (as RhClPPh3 3 is), then the
product of hydrogenation of the prochiral alkene is a
racemic mixture: i.e. starting from a prochiral alkene, there is
an equal chance that the -alkyl complex formed during the
catalytic cycle (Figure 26.5) will be an R- or an S-enantiomer.
If the catalyst is chiral, it should favour the formation of one or
other of the R- or S-enantiomers, thereby making the hydrogenation enantioselective. Asymmetric hydrogenations can be
carried out by modifying Wilkinsons catalyst, introducing a
chiral phosphine or chiral didentate bisphosphine, e.g. (R,R)-
DIOP (see Table 26.2). By varying the chiral catalyst, hydrogenation of a given prochiral alkene proceeds with diering
enantiomeric selectivities as exemplied in Table 26.2. An
early triumph of the application of asymmetric alkene hydrogenation to drug manufacture was the production of the
alanine derivative L-DOPA (26.5), which is used in the treatment of Parkinsons disease. The anti-inammatory drug
Naproxen (active in the (S)-form) is prepared by chiral resolution or by asymmetric hydrogenation of a prochiral alkene
(reaction 26.11); enantiopurity is essential, since the (R)-enantiomer is a liver toxin.
Table 26.1 Rate constants for the hydrogenation of alkenes

(at 298 K in C6 H6 ) in the presence of Wilkinsons catalyst.
Alkene
k=102 dm3 mol1 s1
Phenylethene (styrene)
Dodec-1-ene
Cyclohexene
Hex-1-ene
2-Methylpent-1-ene
1-Methylcyclohexene
93.0
34.3
31.6
29.1
26.6
0.6
PPh2
HO2C
H2N
For further data, see: F.H. Jardine, J.A. Osborn and G. Wilkinson
(1967) Journal of the Chemical Society A, p. 1574.
PPh2
H
OH
OH
L-DOPA
(S)-BINAP
(26.5)
(26.6)
For further details, see: W.A. Knowles (1986) Journal of Chemical

Education, vol. 63, p. 222 Application of organometallic catalysis to
the commercial production of L-DOPA.
793
Table 26.2 Observed % ee of the product of the hydrogenation of CH2 C(CO2 H)(NHCOMe) using Rh(I) catalysts containing
dierent chiral bisphosphines.
Bisphosphine
Ph2P
OMe
H
Me
Me
PPh2
P
N
PPh2
CO2tBu
% ee (selective to
enantiomer R or S)
Ph
PPh2
(R,R)-DIOP
(S,S)-BPPM
(R,R)-DIPAMP
73 (R)
99 (R)
90 (S)
of MeCO2 H is produced a year worldwide, and 60% of the

worlds acetyls are manufactured using the Monsanto
process.
CO2H
CH2
26:12
MeOH CO MeCO2 H
"
MeO
H2
Ru{(S)-BINAP}Cl2 catalyst
(S)-BINAP = (26.6)
H
CO2H
26:11
Me
MeO
Naproxen
Self-study exercise
Which of the following ligands are chiral? For each chiral ligand,
explain how the chirality arises.
tBu
Me
P
Me
(a)
Ph2P
tBu
PPh2
Before 1970, the BASF process (employing cobalt catalysts)

was used commercially, but its replacement by the Monsanto
process has brought the advantages of milder conditions and
greater selectivity (Table 26.3). The Monsanto process
involves two interrelated cycles. In the left-hand cycle in
Figure 26.6, MeOH is converted to MeI, which then enters
the Rh-cycle by oxidatively adding to the 16-electron
complex cis-RhCO2 I2 . This addition is the rate-determining step in the process, and so the formation of MeI is
critical to the viability of the Monsanto process. The righthand cycle in Figure 26.6 shows methyl migration to give a
species which is shown as 5-coordinate, but an 18-electron
species, either dimer 26.7 or Rh(CO)(COMe)I3 (solv) where
solv solvent, is more likely. Recent EXAFS (see Box
26.2) studies in THF solution indicate a dimer at 253 K,
but solvated monomer above 273 K. Addition of CO
follows to give an 18-electron, octahedral complex which
eliminates MeC(O)I. The latter enters the left-hand cycle in
Figure 26.6 and is converted to acetic acid.
(b)
CO
I
Ph2P
C
O
PPh2
(c)
PPh2
(d)
[Ans. (a), (c), (d)]
Monsanto acetic acid synthesis

The conversion of MeOH to MeCO2 H (equation 26.12) is
carried out on a huge industrial scale: currently 3.5 Mt
Mt megatonne; 1 metric tonne 1:1 US ton.
I
Rh
Me
Ph2P
C
Rh
I
I
O
Me
I
CO
(26.7)
Optimizing manufacturing processes is essential for nancial reasons, and each catalytic process has potential
problems that have to be overcome. One diculty in the
Monsanto process is the oxidation of cis-RhCO2 I2 by
HI (reaction 26.13), the product of which easily loses CO,
resulting in the loss of the catalyst from the system (equation
26.14). Operating under a pressure of CO prevents this last
detrimental step and also has the eect of reversing the
eects of reaction 26.13 (equation 26.15). Adding small
amounts of H2 prevents oxidation of Rh(I) to Rh(III).
794
Table 26.3 Major advantages of the Monsanto process over the BASF process for the
manufacture of acetic acid (equation 26.12) can be seen from the summary in this table.
Conditions
BASF
(Co-based catalyst)
Monsanto
(Rh-based catalyst)
Temperature / K
Pressure / bar
Catalyst concentration / mol dm3
Selectivity / %
500
500700
0.1
90
453
35
0.001
>99
RhCO2 I2 2HI RhCO2 I4 H2
26:13
"
RhCO2 I4 RhI3 s 2CO I
26:14
"
RhCO2 I4 CO H2 O RhCO2 I2 2HI CO2

26:15
"
Iridium-based complexes also catalyse reaction 26.12, and the

combination of IrCO2 I2 with Ru2 CO6 I2 m-I2 as a
catalyst promoter provides a commercially viable system.
TennesseeEastman acetic anhydride

process
The TennesseeEastman acetic anhydride process converts
methyl acetate to acetic anhydride (equation 26.16) and
has been in commercial use since 1983.
MeCO2 Me CO MeCO2 O
"
26:16
It closely resembles the Monsanto process but uses

MeCO2 Me in place of MeOH; cis-RhCO2 I2 remains
the catalyst and the oxidative addition of MeI to cis-
RhCO2 I2 is still the rate-determining step. One

pathway can be described by adapting Figure 26.6,
replacing:
. MeOH by MeCO2 Me;
. H2 O by MeCO2 H;
. MeCO2 H by (MeCO)2 O.
However, a second pathway (Figure 26.7) in which LiI

replaces HI is found to be extremely important for eciency
of the process; the nal product is formed by the reaction of
acetyl iodide and lithium acetate. Other alkali metal iodides
do not function as well as LiI, e.g. replacing LiI by NaI slows
the reaction by a factor of 2.5.
1. With reference to Figure 26.7, explain what is meant by the
term coordinatively unsaturated.
2. What features of [Rh(CO)2 I2 ] allow it to act as an active
catalyst?
Fig. 26.6 The Monsanto acetic acid process involves two interrelated catalytic cycles.
795
Fig. 26.7 Catalytic cycle for the TennesseeEastman acetic anhydride process.
3. In Figure 26.7, which step is an oxidative addition?
[Answers: refer to the section on the Monsanto process, and
Section 23.7]
Hydroformylation (Oxo-process)
Hydroformylation (or the Oxo-process) is the conversion of
alkenes to aldehydes (reaction 26.17). It is catalysed by
cobalt and rhodium carbonyl complexes and has been
exploited as a manufacturing process since World War II.
RCHCH2 CO H2
RCH2 CH2 CHO RCHMeCHO
"
linear n-isomer
26:17
branched i-isomer
Cobalt-based catalysts were the rst to be employed. Under

the conditions of the reaction (370470 K, 100400 bar),
Co2 CO8 reacts with H2 to give HCo(CO)4 and the latter is
usually represented in catalytic cycles as the precursor to the
coordinatively unsaturated (i.e. active) species HCo(CO)3 .
As equation 26.17 shows, hydroformylation can generate a
mixture of linear and branched aldehydes, and the catalytic
cycle in Figure 26.8 accounts for both products. All steps
(except for the nal release of the aldehyde) are reversible.
To interpret the catalytic cycle, start with HCo(CO)3 at the
top of Figure 26.8. Addition of the alkene is the rst step
and this is followed by CO addition and accompanying H
migration and formation of a -bonded alkyl group. At this
point, the cycle splits into two routes depending on which C
atom is involved in CoC bond formation. The two pathways
are shown as the inner and outer cycles in Figure 26.8. In each,
the next step is alkyl migration, followed by oxidative addition

of H2 and the transfer of one H atom to the alkyl group to give
elimination of the aldehyde. The inner cycle eliminates a linear
aldehyde, while the outer cycle produces a branched isomer.
Two major complications in the process are the hydrogenation
of aldehydes to alcohols, and alkene isomerization (which is
also catalysed by HCo(CO)3 ). The rst of these problems
(see equation 26.5) can be controlled by using H2 : CO ratios
greater than 1 :1 (e.g. 1.5 :1). The isomerization problem
(regioselectivity) can be addressed by using other catalysts
(see below) or can be turned to advantage by purposely
preparing mixtures of isomers for separation at a later stage.
Scheme 26.18 illustrates the distribution of products formed
when oct-1-ene undergoes hydroformylation at 423 K,
200 bar, and with a 1 :1 H2 :CO ratio.
CHO
65%
CHO
7%
CHO
22%
CHO
6%
26:18
796
Fig. 26.8 Competitive catalytic cycles in the hydroformylation of alkenes to give linear (inner cycle) and branched (outer cycle)
aldehydes.
Just as we saw that the rate of hydrogenation was hindered

by sterically demanding alkenes (Table 26.1), so too is the
rate of hydroformylation aected by steric constraints, as
is illustrated by the data in Table 26.4.
Other hydroformylation catalysts that are used industrially are HCoCO3 PBu3 (which, like HCo(CO)4 , must
lose CO to become coordinatively unsaturated) and
HRhCOPPh3 3 (which loses PPh3 to give the catalytically
active HRhCOPPh3 2 . Data in Table 26.5 compare the
operating conditions for, and selectivities of, these catalysts
with those of HCo(CO)4 . The Rh(I) catalyst is particularly
selective towards aldehyde formation, and under certain
conditions the n : i ratio is as high as 20 : 1. An excess of
PPh3 prevents reactions 26.19 which occur in the presence
of CO; the products are also hydroformylation catalysts
but lack the selectivity of HRhCOPPh3 2 . The parent
phosphine complex, HRhPPh3 3 , is inactive towards hydroformylation, and while RhClPPh3 3 is active, Cl acts as an
inhibitor.
)
HRhCOPPh3 2 CO HRhCO2 PPh3 PPh3
HRhCO2 PPh3 CO HRhCO3 PPh3
26:19
1. Interpret the data in equation 26.18 into a form that gives an
n : i ratio for the reaction.
[Ans. 1.9 : 1]
2. Draw out a catalytic cycle for the conversion of pent-1-ene to
hexanal using HRh(CO)4 as the catalyst precursor.
[Ans. see inner cycle in Figure 26.8, replacing Co by Rh]
Table 26.4 Rate constants for the hydroformylation of

selected alkenes at 383 K in the presence of the active catalytic
species HCo(CO)3 .
Alkene
k / 105 s1
Hex-1-ene
Hex-2-ene
Cyclohexene
Oct-1-ene
Oct-2-ene
2-Methylpent-2-ene
110
30
10
109
31
8
Chapter 26 . Homogeneous catalyst development
797
Table 26.5 A comparison of the operating conditions for and selectivities of three commercial hydroformylation catalysts.
Temperature / K
Pressure / bar
Regioselectivity n : i ratio
(see equation 26.5)
Chemoselectivity (aldehyde
predominating over alcohol)
HCo(CO)4
HCo(CO)3 (PBu3 )
HRh(CO)(PPh3 )3
410450
250300
3 : 1
450
50100
9 : 1
360390
30
>10 : 1
High
Low
High
Alkene oligomerization
Polymer-supported catalysts
The Shell Higher Olens Process (SHOP) uses a nickel-based

catalyst to oligomerize ethene. The process is designed to be
exible, so that product distributions meet consumer
demand. The process is complex, but Figure 26.9 gives a
simplied catalytic cycle and indicates the form in which
the nickel catalyst probably operates.
Attaching homogeneous metal catalysts to polymer supports

retains the advantages of mild operating conditions and
selectivity usually found for conventional homogeneous
catalysts, while aiming to overcome the diculties of catalyst
separation. Types of support include polymers with a high
degree of cross-linking and with large surface areas, and
microporous polymers (low degree of cross-linking) which
swell when they are placed in solvents. A common method
of attaching the catalyst to the polymer is to functionalize
the polymer with a ligand that can then be used to coordinate
to, and hence bind, the catalytic metal centre. Equation 26.20
gives a schematic representation of the use of a chlorinated
polymer to produce phosphine groups supported on the
polymer surface.
26.5 Homogeneous catalyst

development
The development of new catalysts is an important research
topic, and in this section we briey introduce some areas of
current interest.
CH2Cl
CH2PPh2
26:20
Li[PPh2]
LiCl
(26.8)
Alternatively, some polymers can bind the catalyst directly,

e.g. poly-2-vinylpyridine (made from monomer 26.8) is
suitable for application in the preparation of hydroformylation catalysts (equation 26.21).
N
+ HCo(CO)4
H Co(CO)4
26:21
Fig. 26.9 Simplied catalytic cycle illustrating the
oligomerization of ethene using a nickel-based catalyst;
L phosphine, X electronegative group.
Hydroformylation catalysts can also be made by attaching

the cobalt or rhodium carbonyl residues to a phosphinefunctionalized surface through phosphine-for-carbonyl
798
substitution. The chemo- and regioselectivities observed for

the supported homogeneous catalysts are typically quite
dierent from those of their conventional analogues.
While much progress has been made in this area, leaching
of the metal into solution (which partly defeats the
advantages gained with regard to catalyst separation) is a
common problem.
Biphasic catalysis
PPh2
Rh
Rh
Cl
(26.10)
(26.9)
+
NMe3
P
NMe3
+
NMe3
+
(26.12)
Cl
+
NMe3
+
Me3N
Biphasic catalysis addresses the problem of catalyst separation. One strategy uses a water-soluble catalyst. This is
retained in an aqueous layer that is immiscible with the
organic medium in which the reaction takes place. Intimate
contact between the two solutions is achieved during the
catalytic reaction, after which the two liquids are allowed
to settle and the catalyst-containing layer separated by
decantation. Many homogeneous catalysts are hydrophobic
and so it is necessary to introduce ligands that will bind to
the metal but that carry hydrophilic substituents. Among
ligands that have met with success is 26.9: e.g. the reaction
of an excess of 26.9 with Rh2 nbd2 m-Cl2 (26.10) gives a
species, probably [RhCl(26.9)3 ]3 , which catalyses the
hydroformylation of hex-1-ene to aldehydes (at 40 bar,
360 K) in 90% yield with an n : i ratio of 4 : 1. An excess of
the ligand in the aqueous phase stabilizes the catalyst and
increases the n : i ratio to 10 : 1. Much work has been
carried out with the P-donor ligand 26.11 which can be introduced into a variety of organometallic complexes by
carbonyl or alkene displacement. For example, the watersoluble complex HRh(CO)(26.11)3 is a hydroformylation
catalyst precursor; conversion of hex-1-ene to heptanal
proceeds with 93% selectivity for the n-isomer, a higher
selectivity than is shown by HRh(CO)(PPh3 )3 under conventional homogeneous catalytic conditions. A range of alkene
hydrogenations are catalysed by RhCl(26.11)3 and it is
particularly ecient and selective for the hydrogenation of
hex-1-ene.
Biphasic asymmetric hydrogenation has also been developed using water-soluble chiral bisphosphines such as
26.12 coordinated to Rh(I). With PhCHC(CO2 H)(NHC(O)Me) as substrate, hydrogenation takes place with 87%
ee, and similar success has been achieved for related systems.
A second approach to biphasic catalysis uses a uorous
(i.e. peruoroalkane) phase instead of an aqueous phase.
We must immediately draw a distinction between the
higher Cn peruoroalkanes used in uorous biphasic catalysis and the low-boiling CFCs that have been phased out
under the Montreal Protocol (see Box 13.7). The principle
of uorous biphasic catalysis is summarized in scheme 26.22.
SO3 Na+
26:22
P
Na+ O3S
(26.11)
SO3 Na+
At room temperature, most uorous solvents are immiscible

with other organic solvents, but an increase in temperature
typically renders the solvents miscible. The reactants are
initially dissolved in a non-uorinated, organic solvent and
the catalyst is present in the uorous phase. Raising the
temperature of the system creates a single phase in which
the catalysed reaction occurs. On cooling, the solvents,
Chapter 26 . Heterogeneous catalysis: surfaces and interactions with adsorbates
along with the products and catalyst, separate. Catalysts

with suitable solubility properties can be designed by
incorporating uorophilic substituents such as C6 F13 or
C8 F17 . For example, the hydroformylation catalyst
HRh(CO)(PPh3 )3 has been adapted for use in uorous
media by using the phosphine ligand 26.13 in place of
PPh3 . Introducing uorinated substituents obviously alters
the electronic properties of the ligand. If the metal centre
in the catalyst feels this change, its catalytic properties are
likely to be aected. Placing a spacer between the metal
and the uorinated substituent can minimize these eects.
Thus, in phosphine ligand 26.14 (which is a derivative of
PPh3 ), the aromatic ring helps to shield the P atom from
the eects of the electronegative F atoms. Although the use
of the biphasic system allows the catalyst to be recovered
and recycled, leaching of the Rh into the non-uorous
phase does occur over a number of catalytic cycles.
799
d-Block organometallic clusters as

homogeneous catalysts
Over the past 25 years, much eort has been put into
investigating the use of d-block organometallic clusters as
homogeneous catalysts, and equations 26.2326.25 give
examples of small-scale catalytic reactions. Note that
in reaction 26.23, insertion of CO is into the OH bond; in
the Monsanto process using RhCO2 I2 catalyst, CO
insertion is into the COH bond (equation 26.12).
Ru3 CO12
26:23
MeOH CO MeOCHO

400 bar; 470 K
"
90% selectivity
Os3(CO)12
26:24
30 bar H2; 420 K

(5-Cp)4Fe4(CO)4
H2
C
P
C
H2
F2
C
F2
C
C
F2
C
F2
7 bar H2; 390 K
CF3
+ other isomers
C
F2
84% selectivity
3
26:25
(26.13)
P
F2
C
C
F2
F2
C
C
F2
CF3
C
F2
(26.14)
Although the biphasic catalysts described above appear

analogous to those discussed in Section 26.4, it does not
follow that the mechanisms by which the catalysts operate
for a given reaction are similar.
A promising development in the area is the use of cationic

clusters; H4 Z6 -C6 H6 4 Ru4 2 catalyses the reduction of
fumaric acid, the reaction being selective to the CC bond
and leaving the carboxylic acid units intact (Figure 26.10).
Despite the large of amount of work that has been carried
out in the area and the wide range of examples now known,
it would appear that no industrial applications of cluster
catalysts have yet been found to be viable.
26.6 Heterogeneous catalysis:

surfaces and interactions with
adsorbates
1. Give an example of how PPh3 can be converted into a hydrophilic catalyst.
2. The ligand (L):
SO3 Na+
Ph2P
PPh2
PPh2
forms the complex [Rh(CO)2 L] , which catalyses the hydrogenation of styrene in a water/heptane system. Suggest how L
coordinates to the Rh centre. Explain how the catalysed reaction would be carried out, and comment on the advantages of
the biphasic system over using a single solvent.
[Ans. see C. Bianchini et al. (1995) Organometallics, vol. 14,
p. 5458]
The majority of industrial catalytic processes involve heterogeneous catalysis and Table 26.6 gives selected examples.
Conditions are generally harsh, with high temperatures and
pressures. Before describing specic industrial applications,
we introduce some terminology and discuss the properties
of metal surfaces and zeolites that render them useful as
heterogeneous catalysts.
We shall mainly be concerned with reactions of gases over
heterogeneous catalysts. Molecules of reactants are adsorbed
on to the catalyst surface, undergo reaction and the products
are desorbed. Interaction between the adsorbed species
and surface atoms may be of two types: physisorption or
chemisorption.
For a well-referenced review of this area, see: G. Suss-Fink and

G. Meister (1993) Advances in Organometallic Chemistry, vol. 35, p. 41
Transition metal clusters in homogeneous catalysis.
800
Fig. 26.10 (a) Catalytic cycle for the hydrogenation of fumaric acid by H4 Z6 -C6 H6 4 Ru4 2 ; (b) H4 Ru4 core of
H4 Z6 -C6 H6 4 Ru4 2 and (c) H6 Ru4 core of H6 Z6 -C6 H6 4 Ru4 2 , both determined by X-ray diraction [G. Meister et al.
(1994) J. Chem. Soc., Dalton Trans., p. 3215]. Colour code in (b) and (c): Ru, red; H, white.
CHEMICAL AND THEORETICAL BACKGROUND

Box 26.2 Some experimental techniques used in surface science
In much of this book, we have been concerned with studying species that are soluble and subjected to solution techniques such
as NMR and electronic spectroscopy, or with structural data obtained from X-ray or neutron diraction studies of single
crystals or electron diraction studies of gases. The investigation of solid surfaces requires specialist techniques, many of
which have been developed relatively recently. Selected examples are listed below.
Acronym
Technique
Application and description of technique
AES
EXAFS
Auger electron spectroscopy

Extended X-ray absorption ne
structure
Fourier transform infrared
spectroscopy
High-resolution electron energy
loss spectroscopy
Low-energy electron diraction
Secondary ion mass spectrometry
Scanning tunnelling microscopy
X-ray absorption near edge
spectroscopy
X-ray diraction
X-ray photoelectron spectroscopy
(electron spectroscopy for
chemical analysis)
Study of surface composition

Estimation of internuclear distances around a central atom
FTIR
HREELS
LEED
SIMS
STM
XANES
XRD
XPS (ESCA)
Study of adsorbed species

Study of adsorbed species
Study of structural features of the surface and of adsorbed species
Study of surface composition
Obtaining images of a surface and adsorbed species at an atomic level
Study of oxidation states of surface atoms
Investigation of phases and particle sizes
Study of surface composition and oxidation states of surface atoms
For further details of solid state techniques, see:

J. Evans (1997) Chemical Society Reviews, vol. 26, p. 11
Shining light on metal catalysts.
S.S. Perry and G.A. Somorjai (1994) Surfaces in Encyclopedia of Inorganic Chemistry, ed. R.B. King, Wiley,
Chichester, vol. 7, p. 4064.
G.A. Somorjai (1994) Surface Chemistry and Catalysis,

Wiley, New York.
A.R. West (1999) Basic Solid State Chemistry, 2nd edn,
Wiley, Chichester.
Chapter 26 . Heterogeneous catalysis: surfaces and interactions with adsorbates
Table 26.6
801
Examples of industrial processes that use heterogeneous catalysts.
Industrial manufacturing process
Catalyst system
NH3 synthesis (Haber process)

Watergas shift reaction
Catalytic cracking of heavy petroleum distillates
Catalytic reforming of hydrocarbons to improve octane
number
Methanation (CO CO2 CH4 )
Ethene epoxidation
HNO3 manufacture (HaberBosch process)
Fe on SiO2 and Al2 O3 support

Ni, iron oxides
Zeolites (see Section 26.7)
Pt, PtIr and other Pt-group metals on acidic alumina support
"
"
Ni on support
Ag on support
PtRh gauzes
See Section 14.5.

See equation 9.12.

The octane number is increased by increasing the ratio of branched or aromatic hydrocarbons to straight-chain hydrocarbons. The 0100 octane
number scale assigns 0 to n-heptane and 100 to 2,2,4-trimethylpentane.

See Section 14.9.
Physisorption involves weak van der Waals interactions

between the surface and adsorbate. Chemisorption involves
the formation of chemical bonds between surface atoms and
the adsorbed species.
The process of adsorption activates molecules, either by

cleaving bonds or by weakening them. The dissociation of
a diatomic molecule such as H2 on a metal surface is represented schematically in equation 26.26; bond formation
does not have to be with a single metal atom as we illustrate
later. Bonds in molecules, e.g. CH, NH, are similarly
activated.
H
M
H
M
H
M
H
M
26:26
The balance between the contributing bond energies is a factor
in determining whether or not a particular metal will facilitate
bond ssion in the adsorbate. However, if metaladsorbate
bonds are especially strong, it becomes energetically less
Fig. 26.11 A schematic representation of typical features of a

metal surface. [Based on a gure from Encyclopedia of
Inorganic Chemistry (1994), R. B. King (ed.), vol. 3, p. 1359,
John Wiley & Sons: Chichester.]
favourable for the adsorbed species to leave the surface, and

this blocks adsorption sites, reducing catalytic activity.
The adsorption of CO on metal surfaces has been thoroughly investigated. Analogies can be drawn between the
interactions of CO with metal atoms on a surface and
those in organometallic complexes (see Section 23.2), i.e.
both terminal and bridging modes of attachment are
possible, and IR spectroscopy can be used to study adsorbed
CO. Upon interaction with a surface metal atom, the CO
bond is weakened in much the same way that we described
in Figure 23.1. The extent of weakening depends not only
on the mode of interaction with the surface but also on the
surface coverage. In studies of the adsorption of CO on a
Pd(111) surface, it is found that the enthalpy of adsorption
of CO becomes less negative as more of the surface is covered
with adsorbed molecules. An abrupt decrease in the amount
of heat evolved per mole of adsorbate is observed when
the surface is half-occupied by a monolayer; at this point,
signicant reorganization of the adsorbed molecules is
needed to accommodate still more. Changes in the mode of
attachment of CO molecules to the surface alter the strength
of the CO bond and the extent to which the molecule is
activated.
Diagrams of hcp, fcc or bcc metal lattices such as we
showed in Figure 5.2 imply at metal surfaces. In practice,
a surface contains imperfections such as those illustrated in
Figure 26.11. The kinks on a metal surface are extremely
important for catalytic activity, and their presence increases
the rate of catalysis. In a close-packed lattice, sections of
at surface contain M3 triangles (26.15), while a step
possesses a line of M4 butteries (see Table 23.5), one of
which is highlighted in structure 26.16. Both can accommodate adsorbed species in sites which can be mimicked by
The notations (111), (110), (101) . . . are Miller indices and dene the
crystal planes in the metal lattice.
802
discrete metal clusters; this has led to the cluster-surface

analogy (see Section 26.8).
(26.15)
(26.16)
The design of metal catalysts has to take into account not

only the available surface but also the fact that the catalytically active platinum-group metals (see Section 22.2) are
rare and expensive. There can also be the problem that
extended exposure to the metal surface may result in side
reactions. In many commercial catalysts including motor
vehicle catalytic converters, small metal particles (e.g.
1600 pm in diameter) are dispersed on a support such as galumina (activated alumina, see Section 12.7) which has a
large surface area. Using a support of this type means that
a high percentage of the metal atoms are available for catalysis. In some cases, the support itself may benecially
modify the properties of the catalyst; e.g. in hydrocarbon
reforming (Table 26.6), the metal and support operate
together:
. the platinum-group metal catalyses the conversion of an
alkane to alkene;
. isomerization of the alkene is facilitated by the acidic
alumina surface;
. the platinum-group metal catalyses the conversion of the
isomerized alkene to an alkane which is more highly
branched than the starting hydrocarbon.
As well as having roles as supports for metals, silica and

alumina are used directly as heterogeneous catalysts. A
major application is in the catalytic cracking of heavy
petroleum distillates; very ne powders of silica and galumina possess a huge surface area of 900 m2 g1 . Large
surface areas are a key property of zeolite catalysts (see
Section 13.9), the selectivity of which can be tuned by
varying the sizes, shapes and Brnsted acidity of their
cavities and channels; we discuss these properties more
fully in Section 26.7.
Alkene polymerization: ZieglerNatta

catalysis
The polymerization of alkenes to yield stereoregular polymers by heterogeneous ZieglerNatta catalysis (see also
Boxes 18.3 and 23.7) is of vast importance to the polymer
industry. First generation catalysts were made by reacting
TiCl4 with Et3 Al to precipitate b-TiCl3 xAlCl3 which was
converted to g-TiCl3 . While the latter catalysed the production of isotactic polypropene, its selectivity and eciency
required signicant improvement. A change in the method
of catalyst preparation generated the d-form of TiCl3
which is stereoselective below 373 K. The co-catalyst,
Et2 AlCl, in these systems is essential, its role being to
alkylate Ti atoms on the catalyst surface. In third generation
catalysts (used since the 1980s), TiCl4 is supported on
MgCl2 which contains an electron donor such as a diester;
Et3 Al may be used for alkylation. Alkene polymerization is
catalysed at defect sites in the crystal lattice, and the
CosseeArlman mechanism shown in Figure 26.12 is the
accepted pathway of the catalytic process. In Figure 26.12,
the TiCl5 unit shown at the starting point represents a
surface site which has a surface Cl atom and a vacant coordination position which renders the Ti centre coordinatively
unsaturated. In the rst step, the surface Cl atom is replaced
by an ethyl group, and it is crucial that the alkyl group is cis
to the vacant lattice site. Coordination of the alkene then
takes place, followed by alkyl migration (see equations
23.34 and 23.35), and repetition of these last two steps
results in polymer growth. In propene polymerization, the
stereoselective formation of isotactic polypropene is
thought to be controlled by the catalysts surface structure
which imposes restrictions on the possible orientations of
the coordinated alkene relative to the metal-attached alkyl
group.
Self-study exercise
Propene polymerization by the ZieglerNatta process can be
summarized as follows.
3n
ZieglerNatta
catalyst
n
Comment on the type of polymer produced and the need for selectivity for this form of polypropene.

commercial applications
In this section, we describe selected commercial applications
of heterogeneous catalysts. The examples have been chosen
to illustrate a range of catalyst types, as well as the development of motor vehicle catalytic converters.
In isotactic polypropene, the methyl groups are all on the same side of
the carbon chain; the polymer chains pack eciently to give a crystalline
material. Isotactic polypropene is of greater commercial value than the
soft and elastic atactic polymer, in which the Me groups are randomly
arranged. Also of commercial importance is syndiotactic polypropene,
in which the Me groups are regularly arranged on either side of the
carbon backbone.
Chapter 26 . Heterogeneous catalysis: commercial applications
803
Fig. 26.12 A schematic representation of alkene polymerization on the surface of a ZieglerNatta catalyst; the vacant
coordination site must be cis to the coordinated alkyl group.
FischerTropsch carbon chain growth

Scheme 26.27 summarizes the FischerTropsch (FT) reaction, i.e. the conversion of synthesis gas (see Section 9.4)
into hydrocarbons. A range of catalysts can be used (e.g.
Ru, Ni, Fe, Co) but Fe and Co are currently favoured.
Fe
CO + H2
Co
Hydrocarbons (linear + branched alkanes

and alkenes)
Oxygenates (linear alcohols, aldehydes,
esters and ketones)
CO2
Hydrocarbons (linear + alkanes and alkenes)

H 2O
26:27
If petroleum is cheap and readily available, the FT process is
not commercially viable and in the 1960s, many industrial
plants were closed. In South Africa, the Sasol process
continues to use H2 and CO as feedstocks. Changes in the
availability of oil reserves aect the views of industry as
regards its feedstocks, and research interest in the FT
reaction continues to be high.
The product distribution, including carbon chain length, of
an FT reaction can be controlled by choice of catalyst, reactor
design and reaction conditions; the addition of promoters
such as group 1 or 2 metal salts (e.g. K2 CO3 ) aects the selectivity of a catalyst. The exact mechanism by which the FT
reaction occurs is not known, and many model studies have
been carried out using discrete metal clusters (see Section
26.8). The original mechanism proposed by Fischer and
Tropsch involved the adsorption of CO, CO bond cleavage
to give a surface carbide, and hydrogenation to produce CH2
groups which then polymerized. Various mechanisms have
been put forward, and the involvement of a surface-bound
CH3 group has been debated. Any mechanism (or series of
pathways) must account for the formation of surface
carbide, graphite and CH4 , and the distribution of organic

products shown in scheme 26.27. Current opinion favours
CO dissociation on the catalyst surface to give surface C
and O and, in the presence of adsorbed H atoms (equation
26.26), the formation of surface CH and CH2 units and
release of H2 O. If CO dissociation and subsequent formation
of CHx groups is ecient (as it is on Fe), the build up of CHx
units leads to reaction between them and to the growth
of carbon chains. The types of processes that might be
envisaged on the metal surface are represented in scheme
26.28. Reaction of the surface-attached alkyl chain would
release an alkane; if it undergoes b-elimination, an alkene is
released.
H
H2
C
CH3
H2
C
H2
C
H2
C
H2
C
26:28
CH2CH3
H2
C
CH2CH2CH3
It has also been suggested that vinylic species are involved

in FT chain growth and that combination of surface-bound
CH and CH2 units to give CHCH2 may be followed by
successive incorporation of CH2 units alternating with
alkene isomerization as shown in scheme 26.29. Release of
804
a terminal alkene results if reaction of the adsorbate is with

H instead of CH2 .
H2
C
H
C
H2
C
CH2
H2
C
H2
C
HC
H2
C
H
C
H 2C
H2
C
CH2
accompanying discussion, we described the manufacture of

NH3 using a heterogeneous catalyst. Now we focus on the
mechanism of the reaction and on catalyst performance.
Without a catalyst, the reaction between N2 and H2 occurs
only slowly, since the activation barrier for the dissociation
of N2 and H2 in the gas phase is very high. In the presence
of a suitable catalyst such as Fe, dissociation of N2 and H2
to give adsorbed atoms is facile, with the energy released
by the formation of MN and MH bonds more than
osetting the energy required for NN and HH ssion.
The adsorbates then readily combine to form NH3 which
desorbs from the surface. The rate-determining step is the
dissociative adsorption of N2 (equation 26.30); the notation
(ad) refers to an adsorbed atom.
N2(g)
N(ad)
26:30
N(ad)
Catalyst surface
Isomerization
H
C
HC
Dihydrogen is similarly adsorbed (equation 26.26), and the

surface reaction continues as shown in scheme 26.31 with
gaseous NH3 nally being released; activation barriers for
each step are relatively low.
H2
C
CH3
N(ad)
H
C
H2C
H(ad)
NH(ad)
NH(ad) H(ad)
NH2(ad)
NH2(ad) H(ad)
NH3(ad)
CH3
C
H
26:29
Haber process
Figure 26.13 illustrates the vast scale on which the industrial
production of NH3 is carried out and its growth over the
latter part of the 20th century. In equation 14.19 and the
Fig. 26.13 World production of NH3 between 1960 and 2000. [Data: US Geological Survey.]
NH3(g)
26:31
Chapter 26 . Heterogeneous catalysis: commercial applications
Metals other than Fe catalyse the reaction between N2 and

H2 , but the rate of formation of NH3 is metal-dependent.
High rates are observed for Fe, Ru and Os. Since the ratedetermining step is the chemisorption of N2 , a high activation energy for this step, as is observed for late d-block
metals (e.g. Co, Rh, Ir, Ni and Pt), slows down the overall
formation of NH3 . Early d-block metals such as Mo and
Re chemisorb N2 eciently, but the MN interaction is
strong enough to favour retention of the adsorbed atoms;
this blocks surface sites and inhibits further reaction. The
catalyst used industrially is active a-Fe which is produced
by reducing Fe3 O4 mixed with K2 O (an electronic promoter
which improves catalytic activity), SiO2 and Al2 O3 (structural promoters which stabilize the catalysts structure).
High-purity (often synthetic) magnetite and the catalyst
promoters are melted electrically and then cooled; this
stage distributes the promoters homogeneously within the
catalyst. The catalyst is then ground to an optimum grain
size. High-purity materials are essential since some impurities poison the catalyst. Dihydrogen for the Haber process
is produced as synthesis gas (Section 9.4), and contaminants
such as H2 O, CO, CO2 and O2 are temporary catalyst
poisons. Reduction of the Haber process catalyst restores
its activity, but over-exposure of the catalyst to oxygencontaining compounds decreases the eciency of the catalyst
irreversibly; a 5 ppm CO content in the H2 supply (see equations 9.11 and 9.12) decreases catalyst activity by 5% per
year. The performance of the catalyst depends critically on
the operating temperature of the NH3 converter, and a
770790 K range is optimal.
1. Write equations to show how H2 is manufactured for use in the
Haber process.
[Ans. see scheme 9.11]
2. The catalytic activity of various metals with respect to the
reaction of N2 and H2 to give NH3 varies in the order Pt <
Ni < Rh Re < Mo < Fe < Ru Os. What factors contribute
towards this trend?
[Ans. see text in this section]
3. Figure 26.13 shows that the industrial manufacture of NH3 is
carried out on a huge scale and that production has increased
dramatically during the last 40 years. Account for these
statistics.
[Ans. see Box 14.3]
Production of SO3 in the Contact process

Production of sulfuric acid, ammonia and phosphate rock
(see Section 14.2) heads the inorganic chemical and
mineral industries in the US. The oxidation of SO2 to SO3
(equation 26.32) is the rst step in the Contact process,
and in Section 15.8 we discussed how the yield of SO3
depends on temperature and pressure. At ordinary temperatures, the reaction is too slow to be commercially viable,
while at very high temperatures, equilibrium 26.32 shifts to
the left, decreasing the yield of SO3 .
2SO2 O2 2SO3
805
r Ho 96 kJ per mole of SO2

26:32
Use of a catalyst increases the rate of the forward reaction

26.32, and active catalysts are Pt, V(V) compounds and
iron oxides. Modern manufacturing plants for SO3 use a
V2 O5 catalyst on an SiO2 carrier (which provides a large
surface area) with a K2 SO4 promoter; the catalyst system
contains 49% by weight of V2 O5 . Passage of the reactants
through a series of catalyst beds is required to obtain an
ecient conversion of SO2 to SO3 , and an operating
temperature of 690720 K is optimal. Since oxidation of
SO2 is exothermic and since temperatures >890 K degrade
the catalyst, the SO2 =SO3 =O2 mixture must be cooled
between leaving one catalyst bed and entering to the next.
Although the V2 O5 =SiO2 =K2 SO4 system is introduced as a
solid catalyst, the operating temperatures are such that the
catalytic oxidation of SO2 occurs in a liquid melt on the
surface of the silica carrier. The reaction mechanism and
intermediates have not been established, but the role of the
vanadium(V) catalyst can be represented by scheme 26.33.
)
SO2 V2 O5 2VO2 SO3
26:33
1
V2 O5
2 O2 2VO2
"
Catalytic converters
Environmental concerns have grown during the past few
decades (see, for example, Box 9.2), and to the general
public, the use of motor vehicle catalytic converters is well
known. Regulated exhaust emissions comprise CO, hydrocarbons and NOx (see Section 14.8). The radical NO is
one of several species that act as catalysts for the conversion
of O3 to O2 and is considered to contribute to depletion of
the ozone layer. Although industrial processes also contribute to NOx emissions, the combustion of transport fuels
is the major source (Figure 26.14). A typical catalytic
converter is 90% ecient in reducing emissions, accommodating current European regulations which call for a 90%
reduction in CO and an 85% decrease in hydrocarbon and
NOx emissions, bringing combined hydrocarbon and NOx
output to <0.2 g km1 . The toughest regulations to meet
are those laid down in California (the Super Ultra Low
Emissions Vehicle, SULEV, standards).
A catalytic converter consists of a honeycomb ceramic
structure coated in nely divided Al2 O3 (the washcoat).
Fine particles of catalytically active Pt, Pd and Rh are
dispersed within the cavities of the washcoat and the whole
unit is contained in a stainless steel vessel placed in sequence
in the vehicles exhaust pipe. As the exhaust gases pass
through the converter at high temperatures, redox reactions
For a report on the current status of motor vehicle emission control,

see: M.V. Twigg (2003) Platinum Metals Review, vol. 47, p. 157.
Shell and Bayer are among companies that have introduced processes
to eliminate industrial NOx emissions: Chemistry & Industry (1994)
p. 415 Environmental technology in the chemical industry.
806
Fig. 26.14 Sources of NOx emissions in the US. [Data: Environmental Protection Agency (1998) NOx : How nitrogen oxides
aect the way we live and breathe.]
26.3426.38 occur (C3 H8 is a representative hydrocarbon).

Under legislation, the only acceptable emission products
are CO2 , N2 and H2 O.
by reaction 26.39; during rich periods when extra oxygen

is needed for hydrocarbon and CO oxidation, CeO2 is
reduced (equation 26.40).
2CO O2 2CO2
26:34
2Ce2 O3 O2 4CeO2
26:39
C3 H8 5O2 3CO2 4H2 O
26:35
2CeO2 CO Ce2 O3 CO2
26:40
2NO 2CO 2CO2 N2
26:36
2NO 2H2 N2 2H2 O
26:37
C3 H8 10NO 3CO2 4H2 O 5N2
26:38
A catalytic converter cannot function immediately after the

cold start of an engine; at its light-o temperature
(typically 620 K), the catalyst operates at 50% eciency
but during the 90120 s lead time, exhaust emissions are
not controlled. Several methods have been developed to
counter this problem, e.g. electrical heating of the catalyst
using power from the vehicles battery.
The development of catalytic converters has recently
encompassed the use of zeolites, e.g. Cu-ZSM-5 (a coppermodied ZSM-5 system), but at the present time, and
despite some advantages such as low light-o temperatures,
zeolite-based catalysts have not shown themselves to be suciently durable for their use in catalytic converters to be
commercially viable.
"
"
"
"
"
Whereas CO and hydrocarbons are oxidized, the destruction

of NOx involves its reduction. Modern catalytic converters
have a three-way system which promotes both oxidation
and reduction; Pd and Pt catalyse reactions 26.34 and
26.35, while Rh catalyses reactions 26.36 and 26.37, and Pt
catalyses reaction 26.38.
The eciency of the catalyst depends, in part, on metal
particle size, typically 10002000 pm diameter. Over a
period of time, the high temperatures needed for the
operation of a catalytic converter cause ageing of the metal
particles with a loss of their optimal size and a decrease in
the eciency of the catalyst. Constant high-temperature
running also transforms the Al2 O3 support into a phase
with a lower surface area, again reducing catalytic activity.
To counter degradation of the support, group 2 metal
oxide stabilizers are added to the alumina; new support
materials, such as a high temperature-resistant brous
silicaalumina washcoat developed by Toyota in 1998, may
eventually replace Al2 O3 . Catalytic converters operate only
with unleaded fuels; lead additives bind to the alumina
washcoat, deactivating the catalyst.
In order to achieve the regulatory emission standards, it is
crucial to control the air : fuel ratio as it enters the catalytic
converter: the optimum ratio is 14.7 : 1. If the air : fuel ratio
exceeds 14.7 : 1, extra O2 competes with NO for H2 and the
eciency of reaction 26.37 is lowered. If the ratio is less
than 14.7 : 1, oxidizing agents are in short supply and CO,
H2 and hydrocarbons compete with each other for NO and
O2 . The air : fuel ratio is monitored by a sensor tted in the
exhaust pipe; the sensor measures O2 levels and sends an
electronic signal to the fuel injection system or carburettor
to adjust the air : fuel ratio as necessary. Catalytic converter
design also includes a CeO2 /Ce2 O3 system to store oxygen.
During lean periods of vehicle running, O2 can be stored
"
"
Zeolites as catalysts for organic

transformations: uses of ZSM-5
For an introduction to zeolites, see Figure 13.23 and the
accompanying discussion. Many natural and synthetic
zeolites are known, and it is the presence of well-dened
cavities and/or channels, the dimensions of which are
comparable with those of small molecules, that makes
them invaluable as catalysts and molecular sieves. Zeolites
are environmentally friendly and the development of industrial processes in which they can replace less acceptable acid
catalysts is advantageous. In this section, we focus on
catalytic applications of synthetic zeolites such as ZSM-5
(structure-type code MFI, Figure 26.15); the latter is
silicon-rich with composition Nan Aln Si96 n O192 : 16H2 O
(n < 27). Within the aluminosilicate framework of ZSM-5
lies a system of interlinked channels; one set can be seen in
Figure 26.15, but the channels are often represented in the
form of structure 26.17. Each channel has an elliptical
Structures of zeolites can be viewed and manipulated using the website:

http://www.iza-structure.org/databases/
Chapter 26 . Heterogeneous catalysis: organometallic cluster models
Fig. 26.15 Part of the aluminosilicate framework of synthetic

zeolite ZSM-5 (structure-type MFI).
cross-section (53 56 pm and 51 55 pm) and the eective

pore size is comparable to the kinetic molecular diameter of
a molecule such as 2-methylpropane or benzene, leading to
the shape-selective properties of zeolite catalysts. The eective pore size diers from that determined crystallographically because it takes into account the exibility of the
zeolite framework as a function of temperature; similarly,
the kinetic molecular diameter allows for the molecular
motions of species entering the zeolite channels or cavities.
catalysts that zeolites have replaced. Ultrastable Y (USY)

zeolites are usually chosen for catalytic cracking because
their use leads to an increase in the gasoline (motor fuels)
octane number. It is essential that the catalyst be robust
enough to withstand the conditions of the cracking
process; both USY and ZSM-5 (used as a co-catalyst
because of its shape-selective properties) meet this requirement. The shape-selectivity of ZSM-5 is also crucial to its
activity as a catalyst in the conversion of methanol to hydrocarbon fuels; the growth of carbon chains is restricted by the
size of the zeolite channels and thereby gives a selective
distribution of hydrocarbon products. The MTG
(methanol-to-gasoline) process has operated on an industrial
scale in New Zealand from 1985, making use of natural gas
reserves which can be converted to MeOH and, subsequently, to motor fuels. However, the commercial viability
of the process depends on current oil prices. Recent advances
have shown zeolites are eective in catalysing the direct
conversion of synthesis gas to motor fuels. The MTO
(methanol-to-olens) process converts MeOH to C2 C4
alkenes and is also catalysed by ZSM-5. The development
of a gallium-modied ZSM-5 catalyst (Ga-ZSM-5) has
provided an ecient catalyst for the production of aromatic
compounds from mixtures of C3 and C4 alkanes (commonly
labelled LPG).
Zeolites are replacing acid catalysts in a number of
manufacturing processes. One of the most important is the
alkylation of aromatics; the MobilBadger process for
producing C6 H5 Et from C6 H6 and C2 H4 provides the
precursor for styrene (and hence polystyrene) manufacture.
The isomerization of 1,3- to 1,4-dimethylbenzene (xylenes)
is also catalysed on the acidic surface of ZSM-5, presumably
with channel shape and size playing an important role in the
observed selectivity.

organometallic cluster models
(26.17)
The high catalytic activity of zeolites arises from the

Brnsted acidity of Al sites, represented in resonance pair
26.18; the Si : Al ratio aects the number of such sites and
acid strength of the zeolite.
Zeolite catalysts are important in the catalytic cracking of
heavy petroleum distillates. Their high selectivities and high
rates of reactions, coupled with reduced coking eects, are
major advantages over the activities of the alumina/silica
Si
O
O
O
O
O
(26.18)
Si
Al
Si
Al
Si
One of the driving forces behind organometallic cluster

research is to model metal-surface catalysed processes such
as the FischerTropsch reaction. The cluster-surface
analogy assumes that discrete organometallic clusters
containing d-block metal atoms are realistic models for the
bulk metal. In many small clusters, the arrangements of the
metal atoms mimic units from close-packed arrays, e.g.
807
O
O
O
O
O
H
808
Fig. 26.16 The proton-induced conversion of a cluster-bound CO ligand to CH4 : a cluster model for catalysed hydrogenation of
CO on an Fe surface. Each green sphere represents an Fe(CO)3 unit.
the M3 -triangle and M4 -buttery in structures 26.15 and

26.16. The success of modelling studies has been limited,
but a well-established and much-cited result is that shown
in Figure 26.16.
not necessarily address a complete sequence as is the case in

Figure 26.16. For example, metal-supported ethylidyne
units (26.19) are proposed as intermediates in the Rh- or Ptcatalysed hydrogenation of ethene, and there has been
much interest in the chemistry of M3 -clusters such as
H3 Fe3 CO9 CR, H3 Ru3 CO9 CR and Co3 CO9 CR which
contain ethylidyne or other alkylidyne units. In the presence
of base, H3 Fe3 CO9 CMe undergoes reversible deprotonation and loss of H2 (equation 26.41), perhaps providing a
model for an organic fragment transformation on a metal
surface.
Me
C
(OC)3Fe
H
H
Fe
(CO)3
Fe(CO)3
H
Base
(26.19)
H+, H2
H
Model studies involve transformations of organic fragments which are proposed as surface intermediates, but do
C
C
(OC)3Fe
Fe(CO)3
For further details, see M.A. Drezdon, K.H. Whitmire, A.A. Bhattacharyya, W.-L. Hsu, C.C. Nagel, S.G. Shore and D.F. Shriver (1982)
Journal of the American Chemical Society, vol. 104, p. 5630 Proton
induced reduction of CO to CH4 in homonuclear and heteronuclear
metal carbonyls.
Fe
(CO)3
26:41
Chapter 26 . Further reading
Glossary
The following terms have been introduced in this chapter.
Do you know what they mean?
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
q
catalyst
catalyst precursor
autocatalytic
homogeneous catalyst
heterogeneous catalyst
catalytic cycle
catalytic turnover number
catalytic turnover frequency
alkene metathesis
Grubbs catalyst
catenand
catenate
coordinatively unsaturated
asymmetric hydrogenation
prochiral
enantiomeric excess
hydroformylation
chemoselectivity and regioselectivity (with respect to
hydroformylation)
biphasic catalysis
physisorption
chemisorption
adsorbate
ZieglerNatta catalysis
FischerTropsch reaction
catalytic converter
zeolite
Further reading
General texts
B. Cornils and W.A. Hermann (eds) (1996) Applied Homogeneous Catalysis with Organometallic Compounds, WileyVCH, Weinheim (2 volumes) The rst volume covers
catalytic processes used in industry; the second volume
deals with recent developments and specialized processes.
F.A. Cotton, G. Wilkinson, M. Bochmann and C. Murillo
(1999) Advanced Inorganic Chemistry, 6th edn, Wiley Interscience, New York Chapter 22 gives a full account of the
homogeneous catalysis of organic reactions by d-block
metal compounds.
R.J. Farrauto and C.H. Bartholomew (1997) Fundamentals of
Industrial Catalytic Processes, Kluwer, Dordrecht Provides
a detailed account of catalysts and their industrial applications.
G.W. Parshall and S.D. Ittel (1992) Homogeneous Catalysis, 2nd
edn, Wiley, New York Contains an excellent coverage of the
applications of homogeneous catalysis in industry.
809
Homogeneous catalysis
D. Forster and T.W. Dekleva (1986) Journal of Chemical Education, vol. 63, p. 204 Catalysis of the carbonylation of
alcohols to carboxylic acids: a detailed look at the Monsanto
process.
A. Furstner (2000) Angewandte Chemie International Edition,
vol. 39, p. 3012 Olen metathesis and beyond: a review
that considers catalyst design and applications in alkene
metathesis.
F.H. Jardine (1994) Hydrogenation and isomerization of
alkenes in Encyclopedia of Inorganic Chemistry, ed. R.B.
King, Wiley, Chichester, vol. 3, p. 1471.
P.W. Jolly (1982) Nickel catalyzed oligomerization of alkenes
and related reactions in Comprehensive Organometallic
Chemistry, eds G. Wilkinson, F.G.A. Stone and E.W. Abel,
Pergamon, Oxford, vol. 8, p. 615.
H.B. Kagan (1982) Asymmetric synthesis using organometallic
catalysts in Comprehensive Organometallic Chemistry, eds
G. Wilkinson, F.G.A. Stone and E.W. Abel, Pergamon,
Oxford, vol. 8, p. 463.
S.W. Polichnowski (1986) Journal of Chemical Education, vol.
63, p. 204 Catalysis of the carbonylation of alcohols to
carboxylic acids: an account of the elucidation of the
mechanism of the TennesseeEastman process.
G.G. Stanley (1994) Carbonylation processes by homogeneous
catalysis in Encyclopedia of Inorganic Chemistry, ed. R.B.
King, Wiley, Chichester, vol. 2, p. 575 A well-referenced
overview which includes hydroformylation, Monsanto and
TennesseeEastman processes.
I. Tkatchenko (1982) in Comprehensive Organometallic Chemistry, eds G. Wilkinson, F.G.A. Stone and E.W. Abel,
Pergamon, Oxford, vol. 8, p. 101 A detailed account of
hydroformylation (with industrial plant ow diagrams) and
related processes.
T.M. Trnka and R.H. Grubbs (2001) Accounts of Chemical
Research, vol. 34, p. 18 The development of L2 X2 RuCHR
olen metathesis catalysts: An organometallic success story:
an insight into Grubbs catalysts by their discoverer.
Heterogeneous catalysis
A. Dyer (1994) Zeolites, in Encyclopedia of Inorganic Chemistry, ed. R.B. King, Wiley, Chichester, vol. 8, p. 4363 A
review of structures, properties and applications of zeolites.
F.H. Ribeiro and G.A. Somorjai (1994) Heterogeneous
catalysis by metals in Encyclopedia of Inorganic Chemistry,
ed. R.B. King, Wiley, Chichester, vol. 3, p. 1359 A
general introduction to concepts and catalyst design.
Industrial processes
J. Hagen (1999) Industrial Catalysis, Wiley-VCH, Weinheim
Covers both homogeneous and heterogeneous catalysis,
including catalyst production, testing and development.
Ullmans Encyclopedia of Industrial Inorganic Chemicals and
Products (1998) Wiley-VCH, Weinheim Six volumes with
detailed accounts of industrial processes involving inorganic
chemicals.
R. Schlogl (2003) Angewante Chemie International Edition, vol.
42, p. 2004 Catalytic synthesis of ammonia a neverending story?.
810
R.I. Wijngaarden and K.R. Westerterp (1998) Industrial Catalysts, Wiley-VCH, Weinheim A book that focuses on
practical aspects of applying catalysts in industry.
Biphasic catalysis
L.P. Barthel-Rosa and J.A. Gladysz (1999) Coordination Chemistry Reviews, vol. 190192, p. 587 Chemistry in uorous
media: A users guide to practical considerations in the application of uorous catalysts and reagents.
B. Cornils and W.A. Hermann (eds) (1998) Aqueous-phase
Organometallic Catalysis: Concepts and Applications, WileyVCH, Weinheim An up-to-date account.
A.P. Dobbs and M.R. Kimberley (2002) Journal of Fluorine
Chemistry, vol. 118, p. 3 Fluorous phase chemistry: A
new industrial technology.
N. Pinault and D.W. Bruce (2003) Coordination Chemistry

Reviews, vol. 241, p. 1 Homogeneous catalysts based on
water-soluble phosphines.
D.M. Roundhill (1995) Advances in Organometallic Chemistry,
vol. 38, p. 155 Organotransition-metal chemistry and
homogeneous catalysis in aqueous solution.
E. de Wolf, G. van Koten and B.-J. Deelman (1999) Chemical
Society Reviews, vol. 28, p. 37 Fluorous phase separation
techniques in catalysis.
Polymer-supported catalysts
B. Clapham, T.S. Reger and K.D. Janda (2001) Tetrahedron,
vol. 57, p. 4637 Polymer-supported catalysis in synthetic
organic chemistry.
Problems
26.1
(a) Analyse the catalytic cycle shown in Figure 26.17,

identifying the types of reactions occurring. (b) Why does
this process work best for R vinyl, benzyl or aryl
groups?
26.2
The isomerization of alkenes is catalysed by HCo(CO)3

and Figure 26.18 shows the relevant catalytic cycle.
(a) HCo(CO)4 is a catalyst precursor; explain what this
means. (b) Give a fuller description of what is happening
in each of the steps shown in Figure 26.18.
26.3
Outline the catalytic processes involved in the

manufacture of acetic acid (Monsanto process) and acetic
anhydride (TennesseeEastman process).
26.4
(a) Of the following alkenes, which are prochiral:

PhHCCHPh, PhMeCCHPh, H2 CCHPh,
H2 CC(CO2 H)(NHC(O)Me)? (b) If an asymmetric
hydrogenation proceeds with 85% ee favouring the
R-enantiomer, what is the percentage of each enantiomer
formed?
26.5
(a) Assuming some similarity between the mechanism of

hydroformylation using HCo(CO)4 and
HRh(CO)(PPh3 )3 as catalysts, propose a mechanism for
the conversion of RCHCH2 to RCH2 CH2 CHO and
explain what is happening in each step. (b) The
regioselectivity of the hydroformylation of RCHCH2
catalysed by HRh(CO)(PPh3 )3 drops when the
temperature is increased. Explain what is meant by this
statement.
26.6
The hydroformylation of pent-2-ene using Co2 (CO)8 as

the catalyst was found to give rise to three aldehydes in a
ratio 35 : 12 : 5. Show how the three products arose, and
suggest which was formed in the most and which in the
least amount.
26.7
In the catalysed reaction of RCHCH2 with H2 , the

catalyst precursor is HRh(CO)(PPh3 )3 . It is proposed that
the rst step in the mechanism is the addition of the alkene
to the active catalyst, trans-HRh(CO)(PPh3 )2 . Suggest
how the reaction might then proceed and construct an
appropriate catalytic cycle.
26.8
(a) Ligand 26.9 is used in biphasic catalysis. The IR

spectrum of Fe(CO)4 (PPh3 ) shows strong absorptions
at 2049, 1975 and 1935 cm1 , while that of
[Fe(CO)4 (26.9)] exhibits bands at 2054, 1983 and
1945 cm1 . What can you deduce from these data?
(b) Which of the complexes [X][Ru(26.20)3 ] in which
X Na , n Bu4 N or Ph4 P might be suitable
candidates for testing in biphasic catalysis using aqueous
medium for the catalyst?
SO3
N
N
(26.20)
26.9
Fig. 26.17 Catalytic cycle for use in problem 26.1.
Give a brief discussion of the use of homogeneous

catalysis in selected industrial manufacturing
processes.
Chapter 26 . Problems
811
Fig. 26.18 Catalytic cycle for use in problem 26.2.
26.10 For the catalysed hydrocyanation of buta-1,3-diene:

HCN
CH2 CHCHCH2 NCCH2 4 CN

"
(a step in the manufacture of nylon-6,6), the catalyst

precursor is NiL4 where L POR3 . Consider the
addition of only the rst equivalent of HCN. (a) Some
values of K for:
NiL4 NiL3 L
are 6 1010 for R 4-MeC6 H4 , 3 105 for R i Pr
and 4 102 for R 2-MeC6 H4 . Comment on the trend
in values and on the relevance of these data to the
catalytic process. (b) The rst three steps in the proposed
catalytic cycle are the addition of HCN to the active
catalyst, loss of L, and the addition of buta-1,3-diene with
concomitant H migration. Draw out this part of the
catalytic cycle. (c) Suggest the next step in the cycle, and
discuss any complications.
26.11 H2 Os3 CO10 (26.21) catalyses the isomerization of
alkenes:
RCH2 CHCH2 E-RCHCHMe Z-RCHCHMe
"
(a) By determining the cluster valence electron count for

H2 Os3 CO10 deduce what makes this cluster an eective
catalyst. (b) Propose a catalytic cycle that accounts for the
formation of the products shown.
Os(CO)3
Os
(CO)3
g-Al2 O3 as a catalyst rather than the bulk metal? (b) In a

catalytic converter, why is a combination of platinumgroup metals used?
26.14 The forward reaction in equation 26.32 is exothermic.
What are the eects of (a) increased pressure and (b)

increased temperature on the yield of SO3 ? (c) In trying to
optimize both the yield and rate of formation of SO3 ,
what problem does the Contact process encounter and
how is it overcome?
26.15 (a) Outline how the gaseous reaction between N2 and H2
proceeds in the presence of a heterogeneous catalyst, and

state why a catalyst is needed for the commercial
production of NH3 . (b) Suggest why V and Pt are poor
catalysts for the reaction between N2 and H2 , and give a
possible reason why Os (although it is a good catalyst) is
not used commercially.
26.16 (a) Summarize the structural features of importance in a
ZieglerNatta catalyst comprising TiCl4 supported on

MgCl2 . (b) What is the role of the ethyl aluminium
compounds which are added the catalyst? (c) Explain how
a ZieglerNatta catalyst facilitates the conversion of
ethene to a representative oligomer.
26.17 Give a brief discussion of the use of heterogeneous
catalysis in selected industrial manufacturing processes.
H
(OC)4Os
26.13 (a) What advantages are there to using Rh supported on
(26.21)
26.12 Describe briey why a clean nickel surface (fcc structure)
should not be regarded as comprising a perfect closepacked array of atoms. Indicate the arrangements of
atoms that an adsorbate might encounter on the surface,
and suggest possible modes of attachment for CO.
26.18 Comment on each of the following:
(a) Zeolite 5A (eective pore size 430 pm) is used to

separate a range of n- and iso-alkanes.
(b) Zeolite ZSM-5 catalyses the isomerization of 1,3- to
1,4-Me2 C6 H4 (i.e. m- to p-xylene), and the conversion
of C6 H6 to EtC6 H5 .
26.19 Summarize the operation of a three-way catalytic
converter, including comments on (a) the addition of

cerium oxides, (b) the light-o temperature, (c) optimum
airfuel ratios and (d) catalyst ageing.
812
Overview problems
26.20 Ligand 26.22 has been designed for use in Ru-based
catalysts for hydrogenation reactions in an EtOH/hexane

solvent system. These solvents separate into two phases
upon the addition of a small amount of water. (a) For
what types of hydrogenations would this catalyst be
especially useful? Rationalize your answer. (b) Ligand
26.22 is related to BINAP (26.6) but has been
functionalized. Suggest a reason for this
functionalization.
RO
RO
OR
OR
solvents, [Rh(Ph2 PCH2 CH2 PPh2 )] , in the form of a

solvated complex [Rh(Ph2 PCH2 CH2 PPh2 )(solv)2 ] ,
catalyses the hydrogenation of RCHCH2 . (a) Draw the
structure of [Rh(nbd)(Ph2 PCH2 CH2 PPh2 )] and suggest
what happens when this complex reacts with H2 . (b) Draw
the structure of [Rh(Ph2 PCH2 CH2 PPh2 )(solv)2 ] , paying
attention to the expected coordination environment of the
Rh atom. (c) Given that the rst step in the mechanism is
the substitution of one solvent molecule for the alkene,
draw a catalytic cycle that accounts for the conversion of
RCHCH2 to RCH2 CH3 . Include a structure for each
intermediate complex and give the electron count at the
Rh centre in each complex.
RO
OR
(26.24)
O
NH
HN
Ph2P
PPh2
R = CH2C6H2-3,4,5-(OC10H21)3
(26.22)
26.21 (a) One proposed method for removing NO from motor
vehicle emissions is by catalytic reduction using NH3

as the reducing agent. Bearing in mind the regulated,
allowed emissions, write a balanced equation for the
redox reaction and show that the oxidation state
changes balance.
(b) In the presence of Grubbs catalyst, compound 26.23
undergoes a selective ring-closure metathesis to give a
bicyclic product A. Draw the structure of a rst
generation Grubbs catalyst. Suggest the identity of
A, giving reasons for your choice. Write a balanced
equation for the conversion of 26.23 to A.
26.23 There is much current interest in dendritic molecules, i.e.
those with branched arms that diverge from a central

core. The supported dendritic catalyst 26.25 can be used
in hydroformylation reactions, and shows high selectivity
for branched over linear aldehyde products. (a) Is 26.25
likely to be the active catalytic species? Rationalize your
answer. (b) What advantages does 26.25 have over a
mononuclear hydroformylation catalyst such as
HRh(CO)2 (PPh3 )2 ? (c) Give a general scheme for the
hydroformylation of pent-1-ene (ignoring intermediates
in the catalytic cycle) and explain what is meant by
selectivity for branched over linear aldehyde products.
Ph2
P
N
HN
O
C
N
H
N
Rh(CO)2Cl
P
Ph2
O
C
Ph2
P
HN
Rh(CO)2Cl
P
Ph2
Ph2
P
Rh(CO)2Cl
P
Ph2
Ph2
P
O
C
N
(26.23)
can be prepared
by the reaction of [Rh(nbd)(Ph2 PCH2 CH2 PPh2 )]
(nbd 26.24) with two equivalents of H2 . In coordinating
Rh(CO)2Cl
P
Ph2
26.22 The catalyst [Rh(Ph2 PCH2 CH2 PPh2 )]
(26.25)

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Chapter

Homogeneous and heterogeneous

Homogeneous catalysis: alkene (olen)

Heterogeneous catalysis: surfaces and

Heterogeneous catalysis: commercial applications

Homogeneous catalysts: industrial applications

Homogeneous catalyst development

Heterogeneous catalysis: organometallic cluster

26.1 Introduction and denitions

The term catalyst is often used to encompass both the

For an overview of the growth of catalysis in industry during the 20th

For example, see: W. Leitner (2002) Accounts of Chemical Research,

catalyst precursor is the substance added to the reaction,

Catalysts fall into two categories, homogeneous and

26.2 Catalysis: introductory concepts

Chapter 26 . Catalysis: introductory concepts

For a catalytic cycle to be ecient, the intermediates must

These exercises review types of organometallic reactions and the

[Ans. see equation 23.35]

[Ans. see equation 23.25 and associated text]

We now study one cycle in detail to illustrate the notations.

CHEMICAL AND THEORETICAL BACKGROUND

The energy of activation, G , is related to the rate constant

where k0 Boltzmanns constant, h Plancks constant.

Chapter 26 . Homogeneous and heterogeneous catalysis

26.1); the process was developed in the 1950s and although it

CH2 CH2 12 O2 CH3 CHO

The feedstocks for the industrial process are highlighted

b-elimination occurs and formation of the PdH bond

2HCl 2CuCl2 2Cl H2 O 26:4

If the whole cycle in Figure 26.2 is considered with species

Chapter 26 . Homogeneous catalysis: alkene (olen) metathesis

cially viable. Apart from the changes in reaction conditions

hex-1-ene catalysed by a Rh(I)-bisphosphine complex are

the concentration of catalyst required;

Dening the catalytic turnover number and frequency is

The choice of catalyst can have a signicant eect on these

Bite angle: 84.4o

Although a diagram such as Figure 26.2 shows a catalyst

26.3 Homogeneous catalysis: alkene

A great advantage of Grubbs catalysts is that they

For further discussion of the eects of ligand bite angles on catalyst

Chapter 26 . Homogeneous and heterogeneous catalysis

permitting their widespread application. We highlight one

A catenand is a molecule containing two interlinked chains.

Fig. 26.4 A catalyic cycle for ring-closure metathesis

Chapter 26 . Homogeneous catalysis: industrial applications

26.4 Homogeneous catalysis: industrial

low concentrations) and probably acts in a similar manner

In this section, we describe selected homogeneous catalytic

Wilkinsons catalyst (26.4) has been widely studied, and in its

The addition of an alkene to RhClH2 PPh3 2 brings alkene

The cis-oxidative addition of H2 to RhClPPh3 3 yields an

RhClH2 PPh3 2 PPh3

Chapter 26 . Homogeneous and heterogeneous catalysis

Table 26.1 Rate constants for the hydrogenation of alkenes

k=102 dm3 mol1 s1

For further details, see: W.A. Knowles (1986) Journal of Chemical

Chapter 26 . Homogeneous catalysis: industrial applications

of MeCO2 H is produced a year worldwide, and 60% of the

Before 1970, the BASF process (employing cobalt catalysts)

[Ans. (a), (c), (d)]

k=102 dm3 mol1 s1