Professional Documents
Culture Documents
Author(s): JamesP.Boggs
Source: Current Anthropology, Vol. 45, No. 2 (April 2004), pp. 187-209
Published by: The University of Chicago Press on behalf of Wenner-Gren Foundation for Anthropological
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by James P. Boggs
This essay presents anthropologys culture concept (hereafter culture) asformally, precisely, definablya scientific theory. Representing new knowledge, an emerging theory challenges, reconfigures, existing knowledge. It has a starting place, a context. To
advance anthropologys idea of culture as theory is to place it in
time, in relation to ideas it reconfigures or replaces. So situated,
culture is seen to replace the existing theory of human order, inherited from the Enlightenment, that underlies the doctrine political theorists call liberalism: as theory, culture supplants no
less than the currently dominant social/political theory of Western modernity. In this light the present essay reconsiders the
contention, with its attending sense of malaise, that is now
swirling around the idea of culture in anthropology. While critics
blame cultures difficulties on its inherent flaws, this essay suggests that its troubles follow first from its very success as theory.
Significantly disturbing the conceptual groundwork for the liberal polity, culture sparks reactions within that polity aimed in
part against its credentials as theory. Anthropologys discovery of
culture thus places ititself a discipline within the liberal tradition, an institution within the liberal polityin a position in relation to current affairs that is at once difficult, paradoxical, and
strategic.
j a m e s p . b o g g s is owner of James P. Boggs Research, which
has conducted contract research and prepares expert-witness testimony for Indian tribes in the Great Plains and Wisconsin, and
also a faculty affiliate of the Department of Anthropology at the
University of Montana and senior associate of the universitys
Public Policy Research Institute (his mailing address: 2705
Highland Drive, Missoula, MT 59802-3153, U.S.A. [jpalm2@
msn.com]). Born in 1939, he was educated at the University of
Oklahoma (B.A., 1963) and the University of Oregon (Ph.D.,
1974). He has taught at San Jose State University (197275) and
has been staff social scientist for the Northern Cheyenne Research Project (197680). His publications include Anthropological Knowledge and Native American Cultural Practice in the
Liberal Polity (American Anthropologist 104:599610), Procedural vs. Substantive in NEPA Law: Cutting the Gordian Knot
(The Environmental Professional 15:2534), and Some Reflections on Implicit Models of Social Knowledge Use (Knowledge:
Creation, Diffusion, Utilization 14:2962). The present paper was
submitted 1 xi 02 and accepted 4 ix 03.
Through the twentieth century, anthropologists developed the idea of culture into a powerful, sophisticated,
and influential scientific theory, even as the discipline
clung to antiquated notions of science (Latour 1996:
5) that in effect denied this considerable achievement.
This article presents the culture idea as theory. It begins
by sketching a definition of theoryitself an evolving
and contentious questionwith which at least an important contingent of philosophers of science and many
scientists today might agree.
As the anthropological theory of human culture
(herein culture or culture theory) took form in a massive
corpus of empirical findings and reasoned analyses, philosophers were expanding understandings of theory beyond the reductionist physical, organic, or statistical/
mechanical models that held anthropology substantially
in thrall. These new conceptions encompassed the kind
of theory culture was becoming. The ideal of unified
science has receded, observes the philosopher Stephen
Toulmin; the sciences now are seen as a confederation
of enterprises, with methods and patterns of explanation
to meet their own distinct problems (1990:165; cf. Boon
1982:ix; Reyna 1994:557). But if my argument rejects
Cartesian epistemologies, the claim that culture occupies a definable place as theory within contemporary science signals that this will not be a historicist or interpretivist account, either. If theory cannot mirror nature
(Rorty 1979), it rightly aspires to reflect it, however partially and imperfectly.
What, then, is a scientific theory? Granted that the
sciences are diverse, not just any bit of idea or observation can be claimed as theory. A theory may be understood as an abstraction from and representation of
the ordering principles that govern a class of concrete
systems or a realm of systemic order. The sciences are
diverse because the principles of systemic order that they
discover and represent are diverse. This circumstance
requires not epistemological or ontological reductionism
but explanatory pluralism (Lachapelle 2000). Theory can no longer be limited to scientistic models of
theory derived from physical or organic systems.2
Anthropology, then, is the social science discipline
that marks off human social/cultural systems as its
proper domain for study and for theorizing. As a science,
anthropology reflects the empirical realities of the systemic order with which it deals. It thus is properly a
science, just as, say, nuclear physics or evolutionary
biology are sciences. Empirical theories that reveal or
reorder significant domains of experience have had truly
revolutionary import. This is no less true of culture theory today. And if all this brings anthropology to the
2. By scientistic I mean what Rubinstein and Laughlin (1977:
46062) called the received view of scientific theory. Related to
logical positivism, it is perhaps most closely associated in America
with Hempels deductive-nomological account. It is a formalist
and reductionist view of theory that presumes a mechanistic and
reductionist ontology. The colloquial scientistic is apt; inasmuch
as science and accounts of science have advanced, reductionist
models remain within the tradition of science but do not define it
and hence can no longer be equated with the scientific view.
187
threshold of the humanities and invites approaches developed in the humanities as productive tools for exploring cultural phenomena, then culture theory explains why this may be so.
Anthropology, always a diverse field with its full share
of lively argument, of late is buffeted by deeper currents
of intellectual and ethical unease. The forces behind
these currents surface today in disciplinary critiques of
culture that invoke the issues just mentioned. Excellent
reviews and countercritiques have appeared, and we will
not need to revisit all this ground. Looking at some representative critiques will, however, help display the tone
and parameters of the movement against culture and
raise some key questions.
Commentators note that symptoms of the flagrant disorder evidenced in current critiques of culture became
epidemic in the discipline just as the culture idea gained
wide acceptance and use in the world and anthropologys
prestige within the intellectual community seemed assured.3 Much current disciplinary critique is foundational; it aims not to improve culture theory, correct its
excesses, more finely calibrate inquiry, or ensure that its
public uses remain within the scope of the theorys
claims but to call into question its credibility and social
value. Defining the culture idea as not theory, in some
versions disputing scientific theory itself as a representative knowledge form, the critique rejects culture as
a meaningful term of reference. Similarly, in denying
that a cultural realm of systemic order defined by distinctive organizing principles exists, the critique would
leave culture theory with nothing meaningful to refer
to.
If culture has become widely accepted and influential
and it has recently become possible creditably to claim
culture as scientific theory, why should there now be
such a strong movement against just this possibility?
One might think that anthropologists would, with Latour (1996), hail their disciplines scientific achievements4 instead of falling over one another to repudiate
them. Brightman (1995:528) argues convincingly that the
current critique creates an expendable straw culture
to demolish that has only tangential relation to the range
and scope of cultures meanings (see also Boggs 2002;
Brumann 1999; Greenblatt 1999; Lambek and Boddy
1997:11), but this only intensifies the puzzle: Why?
This puzzle is addressed in the second part of the essay
by looking at culture in its societal context. Early anthropologists developed the first iterations of culture theory in circumstances dominated by well-developed ideas
about those matters that culture addresses. Boass cul3. One of the paradoxes of modern anthropology is that we have
finally succeeded in convincing the public of the importance of
culture at the very moment that as a discipline we have come to
questionor even rejectits usefulness (Winthrop 1999:43; for
similar observations see, e.g., Fox 1999; Keesing 1994:304; Greenblatt 1999).
4. Anthropology is already one of the most advanced, productive
and scientific of all the disciplinesnatural or social. . . . Imagine
a world stripped of all anthropological discoveries. What a desert
it would be without this scientific discipline (Latour 1996:5).
turalist critique of racial theories is well known but represents only a lesser part of the conceptual revolution
that culture set in motion. More broadly, ideas about
science, method, and the extension of then-current scientific principles to realms of human order had been
around long before Durkheim, Tylor, and others and ultimately Boas and his students assembled the strands of
what became culture theory. Part 2 shows how culture
confronts and as theory displaces an existing empirical
theory of human order broadly known as liberalism.
Liberal theory developed as a social scientific theory
of human order based on European natural science in the
seventeenth and eighteenth centuries. The Copernican
revolution, explains Gledhill (1997:83), which gave
birth to the doctrine of the liberal state as a right-based
state is premised in a fundamental way on individualism. Individuals and their rights, he continues, in the
state of nature precede the establishment of society itself. Thus, liberalism as a political doctrine depends on
a social doctrine, a theory of social order. Liberal theory evolved when modern science was new and compelling, and the available models for theory formation
were those worked out for relatively simple physical systems. Descartes (15961650) extended these principles
to philosophy, just as Hobbes (15881679) and Locke
(16321704) applied them to social theory and politics.
The basic tenets of liberal theory, as it was developed
then, still undergird the institutions and practices of the
modern liberal democratic state.
The limitations of liberal theory have become obvious,
although liberal principles still shape the political ideology of the West and prevail in public life. Culture theory is a major, late unfolding within the movement of
modern science. Unlike liberal theory, which envisaged
a unified science and aimed to extend its principles to
represent and properly govern society, culture theory developed in response to and in direct interaction with the
empirical findings and problems posed by the domain of
systemic order it refers to. Instead of following premises
and principles defined in early physical science by finding the sources of social order in putative universal inherent properties of individuals, culture finds them in
varying systems of symbols. Liberal theory and culture
theory are therefore incommensurable (in the sense that
one or the other must be true) and competing theories
(cf. Kaplan [1975:879, reference omitted]: Until someone can convince me otherwise . . . the earth cannot be
both a flat disc and an oblate spheroid; one of these views
is simply mistaken). Within science, culture theory replaces liberal theory much as, for instance, the Copernican system replaced the Ptolemaic.
In short, culture is proximately responsible for an ongoing profound shift in the West from one frame of reference to another with respect to understanding human
social lifeopening conceptual rifts in public debate as
well as in the foundations of anthropological thought.5
5. Colson (1974:910) points to an early expression of this rift when
she notes Lewis Henry Morgans reliance on individualist rationality models of human behavior and contractarian theories of social
Spiro similarly argues that the postmodernist conception of culture, either directly or through its
metaphysics and epistemology (1996:771), grounds the
subjectivist attack on knowledge. Reyna fears that
Geertz and Sahlins, theorists of culture in the Boasian
tradition, have led American cultural anthropology off
its path as science and thus into its twilight as a discipline and profession (1999:174).8 The postmodernists, says DAndrade, want to transform anthropology
from a discipline based upon an objective model of the
world to a discipline based on a moral model of the
world (1995:399)a left-liberal model of domination
and resistance (pp. 400401).
While critics on the left blame culture for holding anthropology in the thrall of modernist scientism and those
on the right condemn it for leading anthropology down
the garden path of postmodernist antiscience, critics on
both sides of this ideological divide equally target the
alleged essentializing and nominalizing aspects of culture theory (see, e.g., Lambek and Boddy 1997:10; cf. Bidney 1953:3234 on the fallacy of misplaced concreteness). The consistency of this critique across a broad
political spectrum may help explain why it seems so
compelling (though its common feature is merely the
flawed presumption of immanence in knowledge).
John Bennett, long a critic on the right (e.g., 1976),
views not just culture theory but culture itself as an
atavism in the global age: The culture paradigm [in anthropology] prevented [prevented?] consideration of a
most grievous and embarrassing fact: that culturethat
is, the appearance of distinctive styles of thought and
action in particular groupsmight be a generalized behavioral proclivity counter to the best interests of mankind as a whole (Bennett 1987:52). Culture theory is
socially ominous, Bennett says, because it obstructs
the realization that culture itself is a divisive and destructive force in human affairs. This critique rather
astonishingly merges the standard attack on culture theory as an essentializing ideawhat Michaels (1995:6)
calls an identitarian devicewith what human culture is. While few carry their critique of culture so far,
many critics similarly ignore cultures theoretical underpinnings to focus on it as an identitarian principle.
Strathern, for instance, views culture as a device for classifying differences that is invoked wherever people differentiate people (1995:15657) and thus immanently
furthers cultural fundamentalism or nationalism (cf.
Stolcke 1995).
Clausen, an English professor, picking up the right cripresent association with left-liberal causes. Its shifting political
valence alone should be enough to discredit attribution of immanent qualities to culture.
8. Moore (1994) blames the decline in anthropologys fortunes on
precisely the opposite failure: refusal to abandon empirical science altogether and embrace postmodernism. On such logic,
common to right and left critics of culture theory, the theoretical
insights of, say, a Galileo or a Mendel or a Boas (Stocking 1968:
chap. 11) were flawed because the establishments of their eras rejected them. Because scientific theories may challenge deeply instituted perceptions, their acceptance by contemporary publics or
elites serves poorly for assessing their merits.
tique outside the discipline, advances an argument similar to Bennetts in an article titled Welcome to PostCulturalism. Even as anthropologists studied the tiny,
exceptional groups9 from which they derived their ideas
of culture those societies were fast losing their distinctness. . . . The result was the first stage of post-culturalism
in which technology begins the long process of displacing
custom (1996:383). One hears echoes of Tylors famous
characterization of ethnography as the reformers science that must expose and mark . . . out for destruction those ideas, founded on the crudest theories of
the lower culture, that hinder the advance of civilization (1920 (1871):445, 453; Tambiah 1990:44). The old
ideological division between civilization and culture (Kuper 1999:59), between Enlightenment and
counter-Enlightenment (Wolf 1999:2330), becomes
reified as a contemporary real-world event.10
I do not want to make the rough temporal schema
sketched above seem simplistic or sharp-edged. For one
thing, both right and left critiques remain actively debated. Also, the midcentury left critique, even as it contests earlier versions of culture theory, relies, at least
implicitly, on the new culture theory that gained currency at the same time, just as subsequent right critics
claim. With due caution, though, this temporal sketch
remains useful.
The commonalities across the spectrum of critiques
sketched above are important. For critics on both right
and left, skepticism has become stylish: one hesitates to
find beneficent social qualities in any knowledge form.
It is hard to imagine, say Grimshaw and Hart (1995:50),
given the sour pessimism of our own day, that ethnography based on fieldwork once evoked a vision of science
harnessed to social progress. Skeptical, even anti-intellectual (cf. Herzfeld 1997), today we argue about which
ill effects flow from what forms of knowledge.
Similarly, critics on both sides reduce culture from theory to empirical generalizationculture is merely a
flawed classificatory device like race (e.g., Abu-Lughod
1991:14344; Appadurai 1996:12; Kahn 1989; Kuper 1994;
1999:24041; Michaels 1995; Stolcke 1995:2). This sets
culture theory up for radical critics like Bennett and Clausen to label it a relict idea overtaken by the march of
history. And of course, all these critics are rightvarious
interests do use the idea of culture as a classificatory device to further various aimsbut it is precisely my point
here that one must not take this to mean that culture
theory is only a generalizing or essentialist concept.
Now, as important as the issues raised above are in
academic discourse, when we turn to their broader societal implications they acquire even more significance.
The distinction between theory and generalization is especially critical. How people are categorized is hardly
9. Never mind that such groups made up the whole of humankind
throughout its history until the tiny, exceptional, and still localized
era we label modern.
10. For more erudite variations on these themes see, for example,
Appadurai (1996:1215) and Trouillot (1991). For sophisticated critiques of such views see, for example, Boon (1982), Herzfeld (1997),
Fischer (1999), Handler (1997), Sahlins (1976), and Taylor (1999).
13. It is, however, not hard to see how liberal concepts of justice
since Hobbes (individualistic, universalist) have been in bed with
concentrated economic and state poweralbeit, after Hobbes, perhaps with embarrassment. For the moderns, says Dumont (1986:
73), . . . natural law . . . does not involve social beings but individuals, i.e., men each of whom is self-sufficient, as made in the
image of God and as the repository of reason. The state thus becomes a union of individuals, in obedience to the dictates of Natural Law, to form a society armed with supreme power. As Trouillot (1991:3132) puts it, order had become universal, absolute.
. . . The symbolic process through which the West created itself
thus involved the universal legitimacy of powerand order became,
in that process, the answer to the question of legitimacy (cf. Elvin
1986; Horwitz 1992; Shapin and Schaffer 1985: chaps. 3 and 4; Toulmin 1990).
14. Although the issues are somewhat differently aligned, one finds
clear parallels in the antecedent debate over evolution. The vivid
and popular features of the anti-Darwinian row tended to leave the
impression that the issue was between science . . . and theology.
. . . Such was not the casethe issue lay primarily within science
itself . . . (Deely and Nogar 1973:256; cf. Fujimura 1998).
15. This latter comparison can profitably be taken further. Both
pure Darwinian theory and liberal theory rest on assumptions of
individuals as primary causal agents of order; indeed, Darwin
studied Adam Smith as he stitched together his theory of natural
selection in 1838 (Gould 2002:59596; see also Lachapelle 2000:
331). Both Darwins and Smiths theories have subsequently been
repositioned as universal accounts by theories that postulate ordering principles at more inclusive system levels (see e.g., Heylighen 1999:2728).
16. Similarly: Nineteenth-century social theory sought to find general laws of society modeled on the natural sciences . . . (Horwitz
1992:vii); see also, for example, Boggs (2002), Gordon (1991:7073),
and Rapaczynski (1987:616). Dumont traces elements of this
modern turn of mind back to William of Occam in the first half
of the fourteenth century (1986:6364).
Why does it not go quietly to rest in the historical dustbin of failed theories rather than continue to spark debate
and reaction?
The first answer is that liberal theory persists because
hegemonic Western institutions embody it; their daily
practices continuously legitimate and renew it. Sandel
says it concisely: Our practices and institutions are embodiments of theory (1984:81). Within the Western
world liberalism became much more than an idea. Western modernity created, legitimated, and naturalized itself
on conceptual foundations of which evolving liberal theory has become the dominant expression. Over the past
four centuries or so, institutions, revolutions, constitutions, nations, and an expansive and rapidly globalizing
economic order have been launched or configured in its
name. With the complex of ideas of science and nature
in which it evolved, liberal theory entered definitively
into the cultures and worldviews of modern Western Europe and America. We need not choose between
traditions and liberalism, says Fleischacker (1998:
xixii). Our liberalism is itself deeply rooted in tradition. Modernist practices, values, and beliefs express
and constitute the psyches of those through whose lives
these cultural forms are maintained. It is, of course, not
universal invariant human nature but the cultural flexibility of the human system, invisible in universalist liberal theory, that makes the liberal tradition itself
possible.
By the same token, then, the second answer is that
culture sparks reaction because, in the liberal polity, cultures scientific theoretical challenge to liberal theory
can only be deeply troubling. In situating and relativizing
Western modernity, culture makes questionable key tenets that many see as necessary to support it. A central
project of modern liberal, individualist society, emancipation from tradition through reason, for instance, is
now regularly challenged (MacIntyre 1988:335; cf. Fleischacker 1998:22); the legitimating rationales of its colonizing ventures (including the settling of the New
World) lose credibility; a whole network of valued rights
premised on individualism may seem threatened. Commensurately, culture sparks reactionsfrom studied neglect to direct critique, exquisitely reasoned or wildly
emotionalthat currently crosscut many sectors of U.S.
public life (see, e.g., Clausen 1996, Clifton 1990, Michaels 1995; cf. Boggs 2002, Fischer 1999, Handler 1997).
This reaction might (fairly, if somewhat clumsily and
perhaps provocatively) be termed a backlash against
culture.
As early as 1976 Sahlins explored cultures difficulties
in late-twentieth-century anthropology in relation to liberal social theory (pp. 9596):
The general idea of social life here advanced [in
utilitarian, i.e., liberal, social theory] is the particular behavior of the parties in the marketplace. . . .
Social science elevates to a statement of theoretical
principle what bourgeois society puts out as an operative ideology. Culture is then threatened with a ne-
Conclusion
American anthropology developed within and as an institution of a modern Western liberal polity. Elaborating
its Boasian roots, its core mission arguably remains the
empirically grounded holistic study of humankind. The
painstaking development through the twentieth century
of its flagship concept, culture theory, carries forward
this mission. Culture theory also, as it happens, challenges key conceptual underpinnings of the historically
situated local polity within which anthropology as both
discipline and profession subsists. Challenge and paradox
are built into this circumstance and largely account for
our current travails. Complicating things further, even
as anthropologys mission challenges liberal ontology it
also advances and realizes important values and practices
nourished in liberal society. We can appeal to these values, as well as to a remarkable corpus of disciplinary
knowledge, to rebut the current liberalist critique of culture, expose the presumption of immanence in knowledge, and reclaim culture as theory, but pursuit of this
agenda must remain nuanced and precise.
Disputing foundational precepts on which much of
Western modernity has been constructed, culture theory
not surprisingly encounters resistance, even reaction. In
legal arguments, public debate, administrative hearings,
20. This effect nicely exemplifies MacIntyres perceptive observation that liberalism generally exhibits an uncanny ability to reformulate challenges to its basic premises as debates within it. Liberalism, he explains, is often successful in preempting the debate
by reformulating quarrels and conflicts with liberalism, so that they
appear to have become debates within liberalism, while its fundamental tenets remain unchallenged (1988:392). Conversely, culture theory remains recalcitrant in its challenge to liberal premises.
property from anthropology to dominant liberal institutions. Conversely, distinguishing culture theory from
its uses facilitates shifting at least some of the hard-won
skepticism now directed toward culture theory to the
liberal institutions and contexts in which cultural
knowledge is deployedpossibly an uncomfortable shift
for some neoliberalists.
Insisting on culture as theory, however, while not denying it political import, does imply a degree of separation between science and politics, and I close with a
final word on this observation as it relates to anthropologys predicament in the liberal polity. The above may
read as a counterattack on liberalism, but that would be
a misunderstanding. If I find liberalism wanting as general theory, it must still be accommodated as a limited
instance, albeit one of great importance; liberal praxis
falls well within the range of human cultural possibility.
If misuse of the culture concept cannot discredit culture
theory, neither does cultures displacement of liberal theory necessarily discredit all liberal practice. Nor can excesses committed under liberalisms banner be construed
as inevitable consequences of liberal beliefs.
We are social beings and cultural beings, observes Colson (1974), and must identify (by way of culture) some
form or other of social order within which to interact.
Looking at available options, doctrines nurtured under
traditional liberal premises have much to recommend
them (Walzer 1984). Anthropology, let us not forget,
arose and flourished within liberal polities.
Michael Walzer characterizes liberalism as defined by
the political art of separationthe art of providing
within a polity protected spheres of activities . . . protected space within which meaningful choices can be
made (1984:319). An important protected space is that
of science, and it is just this limited separation that the
presumption of immanence, certain strains of what is
called postmodernism, and elements of current attacks
on culture noted above elide. Attacking culture as current empirical theory that was developed under the liberal umbrella, critics abandon key traditional liberal
principles. This, it seems to me, is in part what Habermas is arguing. We see here, again, the topography of the
counter-Enlightenment, the rage against reason, noted
above: Liberal freedoms are, all of them, unreal (p.
319). But this view, Walzer counters, doesnt connect
in any plausible way with the actual experience of contemporary politics; it has a quality of abstraction and
theoretical willfulness. No one who has lived in an illiberal state is going to accept this devaluation of the
range of liberal freedoms. The achievement of liberalism
is real even if it is incomplete (pp. 31920).
If the proper defense of culture is as theory, then the
proper defense of liberalism is in terms of enlightened
practices nurtured under liberalist doctrines. Defending
culture as theory and anthropologys disciplinary integrity as social science requires and in turn supports the
liberal practice of separation: if culture threatens liberal
ontology, defending it supports liberal praxis.
There is no protection immanently within any form
of knowledgeand this includes the postmodernist in-
Comments
c h r i s t o p h b ru m a n n
Institut fur Volkerkunde, Universitat zu Koln, 50923
Koln, Germany (christoph.brumann@uni-koeln.de).
14 xi 03
Although curious as to why exactly Abu-Lughod is left
and Kuper, Spiro, and DAndrade are right, I will concentrate on my major point of contention. The real counterconcept/phenomenon to culture is not the free, sovereign individual; it is biological heredityrace and
genes. This is true in a historical sense: Boas and students
popularized the concept of culture to overcome scientific
racism, not liberal theory. More important, however, it
is true in an evolutionary sense: the empirical reality of
culture arose among humans, their ancestors, and arguably some primates because it had a crucial adaptive
advantage over genes. With culture, successful individual innovationsfairly widespread in the animal kingdomno longer perish with the innovative individual or
have to wait for genetic embedding and biological reproduction before they can spread. Instead, other individuals
adopt them quickly. Every hedgehog that still curls up
when car lights approach attests to the disadvantages of
not having culture, given that there are hedgehogs that
run for their lives instead. The advantage of culture, social transmission, does not consist in its reliability: here
there is no way to beat genetic transmission. Rather
and this is often overlookedit lies in what is being
transmitted, namely, innovations. Every cultural feature
starts out as an individual innovation, and therefore
those who define culture as the set of effects of innovations (Menge der Effekte von Innovationen [Rudolph and Tschohl 1977:111]) have a point. Much of the
time, culture makes us think, feel, and act like others,
but if this were all then genes would have sufficed. It is
only because culture is sufficiently indeterminate to allow us to be unlike others at times but then allows others
to become like us in the next step that it could ever have
come into being. Once this is acknowledged, the polarity
between liberal theory and the concept of culture (culture theory) evaporates: were human individuals completely different from the way liberal theory imagines
them, culture could not exist. Yet humans are innovative
and unwilling to follow the beaten path all the time
qualities that are the hallmark of the individual according to liberal thought. Culture, then, is liberalism
embodied.
michael herzfeld
Department of Anthropology, Harvard University,
Peabody Museum, 11 Divinity Ave., Cambridge, MA
02138, U.S.A. (herzfeld@wjh.harvard.edu). 1 xii 03
The position that Boggs has laid out, demanding scientific (but not scientistic) and theoretical status for the
concept of culture, falls within the epistemological range
that I identify as the valuable militant middle ground
of anthropological theory (Herzfeld 1997b:25, 172).
Strongly resistant to the extremes of both positivism and
postmodernism in their most rejectionist modes, his position ultimately rests on the concept of agency and the
demand that we recognize the political deployment of
culture theory without taking this as a reason for either
rejecting it out of hand or uncritically embracing it.
The anti-intellectualism of the neoliberal spaces in
which we live (and this would in any case be less true
of virtually everywhere outside the English-speaking
world) has nevertheless not actually had the effect of
reducing us to asking only how the culture concept is
politically employed. That is always a pertinent ethnographic question, and it directly concerns agency. But
anthropologists can agree to adopt a political position
that combines insistence on critical inquiry (this a product of the liberal tradition, as Boggs rightly and deconstructively calls it) with a recognition that the ethnographers agency also calls for a degree of moral
accountability. By this I do not mean the sort of auditing
to which the various para-academic bureaucracies now
threaten to reduce our range of action (see Strathern
2000) but a deliberately more uncomfortable self-positioning in which we must not only accept a measure of
responsibility for the consequences of our interventions
but alsoand this is the difficult partfor deciding (and
never ceasing to decide) what for us and for our informants is in fact an appropriate ethical position to take.
The uncertainty of such a perspective may render anthropology suspect in the age of sound bites. But modernity is not so much about the suppression of risk as
about its control (Malaby 2002); what we do is not unprincipled cliffhanging or infinite regress but a serious
attempt, which Boggss essay exemplifies, to secure some
space for mediation across the increasingly evident tensions that he identifies in the liberal worldview.
Such resistance to closure accords with Boggss observation that if culture threatens liberal ontology, defending it supports liberal praxis. That observation also
sustains the refusal to reduce knowledge to pure (that is,
inert) classification. Exponents of the high-modernist
project (but this is not the only modernism in town) aim
at simplicityScotts (1998) legibility. They thus underwrite the prevailing anti-intellectualism: dumbing
down is part and parcel of a politics of significance in
which the political right, especially, has hijacked much
of the language of liberalism (hence neoliberalism itself). Anthropologists can help show how selective such
usages are.
This fits existing practices and commitments. Anthropologists are now carefully selective in criticizing
assumptions. This allows an enlargement of the perspective of those outside the academy as much as those
inside it. If culture theory has outlived its usefulness in
this regard, what is required is new anthropological theory, not the abandonment of liberal theorywhich, in
one way or another, as Boggs suggests, is the basis of
anthropological conduct itself.
stephen p. reyna
Anthropology Department, 311 Huddleston Hall,
University of New Hampshire, Durham, NH 03824,
U.S.A (spreyna@cisunix.unh.edu). 17 x 03
Boggss essay addresses the contention . . . swirling
around the idea of culture in anthropology. He argues
that culture is a scientific theory that replaces the
existing theory of human order . . . that underlies the
doctrine political theorists call liberalism. To establish
this position, he makes assertions about the nature of
theory, the views of certain culture critics, and the relationship between culture and liberal theory. I shall consider the credibility of these assertions.
Boggs defines a theory as an abstraction from and
representation of the ordering principles that govern a
class of concrete systems or a realm of systemic order.
This definition depends upon four dense terms: abstraction, representation, ordering principles, and concrete systems, all of which are undefined. The first two
termsabstraction and representationhave multiple, contested understandings, none of which are identified. I have no idea what ordering principles or concrete systems might be. Perhaps ordering principles
are generalizations? The notion of a concrete system
seems especially obscure. What is a system that is in
cement? Perhaps a concrete system is reality?
One aspect of Boggsian theory does seem clearly erroneous. Ordering principles are said to govern concrete systems. Govern generally means control. If
ordering principles are generalizations and if concrete
systems have to do with reality, then Boggs is asserting
that the generalizations that make up theory control
what goes on in the world. This is like saying that the
generalization Increased pro-war propaganda helps
cause war is a cause of war. Wrong! The generalization
did not cause the Second Gulf War. The actions of President Bushs propaganda machine whipped up popular
opinion in favor of it that helped do the trick. It is what
happens in reality that controls what happens in reality;
generalizations are statements that explain why what
happens transpires.
Discussing critiques of culture theory, Boggs refers to
a wave of criticism rolling in from the right and cites
Reyna (1994) as part of this wave. Reyna, however, is on
the left, and the 1994 article is not about culture. Its
topics are Have literary anthropologists offered telling
critiques of science, and have they proposed another,
more powerful, mode of knowing? (Reyna 1994:555).
He also asserts that Reyna fears that Geertz and Sahlins
. . . have led American cultural anthropology off its path
Reply
james p. boggs
Missoula, Mont., U.S.A. 8 xii 03
The one thing that most respondents find something to
quarrel with is my argument that culture theory has replaced liberal theory as valid social science theory. What
I said was that culture theory displaces and relativizes
liberal theory as the universal social science theory of
human nature and human order. That we now inhabit
a conceptual world in which human beings must be cultural (and cultured) beings rather than inherently individual, isolated, self-interested rationalists repositions
liberal theory but does not make all aspects of it wrong
or invalid insofar as they apply to Western liberal society.
It certainly does not obviate individual creativity and
influence. Personal identity and individual agency come
to be seen in new ways, but they remain central both to
theory and to experience. Similarly, my argument should
not be taken to say that all of the conceptual and theoretical challenges that culture theorys displacement of
liberal theory entails have been resolved, even within
science.
Sewell, who with Herzfeld perhaps most sympathetically grasps my argument, still finds the assertion that
culture theory has replaced liberal theory far too triumphalist and points to ultra-individualist theories as evidence. I think that what I have just said largely addresses
this objection. Additionally, as I indicated, the transition
to culture theory has opened up gaps within scientific
thought and between thought and practice that are far
from resolved; we still frequently think, often quite appropriately, within liberalist frames. Nevertheless, I believe that liberal theory can no longer be taken seriously
as an adequate empirically grounded universal theory of
what and who human beings are or as presenting an ordering principle that sufficiently accounts for what they
do.
Brumann argues that the real counter concept to culture, both in biology and history, is biological heredity.
First, because individual innovation and variety were
critical to the rise and evolution of culture, the polarity
between liberal theory and the concept of culture (culture theory) evaporates. Culture theory as I use the
term, however, comfortably encompasses everything
substantive that he says about culture and about the
individual in relation to culture. He is here thinking
within the gestalt frame of culture theory and drawing
upon its empirical knowledge base. This said, that culture theory posits cultures arising, as it were, in human
evolution as an adaptive overlay on human genetics cannot be an argument against culture theorys displacing
liberal theory within Western science.
Second, Brumann says that historically culture theory
was developed to counter not liberal theory but racial
theories. I would argue, in contrast, that Boas developed
culture theory because it made better sense of the em-
pirical phenomena he observed than the available theories and that he was well aware that it potentially challenged racialist and evolutionary theories and marshaled
it to this effect. True, Boas himself did not directly target
liberal theory; cultures displacement of liberal theory
came later.
Finally, culture theory is necessary precisely to support
a broader, less homogenizing view of human rights that
might accommodate the reality of culturally distinct
peoples within liberal polities. That some aspects or implications of culture theory also may be hijacked, as
Herzfeld says, to buttress ethnic violence or, as Sokefeld notes, as the basis for a new blueprint for Western hegemony does not obviate its potential to require
and inform the crafting of more enlightened and genuinely democratic policies. As Herzfeld cogently puts it,
because culture is a floating signifier we cannot escape
accountability for how it is deployed.
Two matters appear in the comments because I did not
sufficiently deal with them in the paper. Hirsch agrees
with me that anthropology is properly a science but highlights ways in which it differs from physics, pointing to
Hackings concept of the looping effect. Human beings
as active, reflective agents respond to theories about
them. Social scientists, in fact, have long noted this phenomenon (e.g., Merton 1936:894 n. 1 and 9023; 1948).
An earlier anonymous reviewer similarly suggested that
I note Hackings (1999) related distinction between indifferent and interactive kinds in relation to the distinction between natural and social sciences. I ignored
this good advice, and I welcome Hirschs calling the phenomenon to our attention.
The difficulty exemplified here illustrates the hold
that the model of Enlightenment science and the positivist assumptions that accompany its extensions into
the social realm still have on the anthropological imagination. Arguing that anthropology is a science conjures
up in many readers minds the specter of unified science based on the model of early modern physics, but
this is precisely what I do not mean. The growing clarity
and strength of the impetus in anthropology to resist this
unified model is to be applauded, but the resulting arguments should not obscure the elegant refutation of the
unified-science model that simply acknowledging culture as theory represents. Thus, for instance, my argument is not a case for unified science based on a natural
science model (as Hirsch at least in part presumes) but
a refutation of it. Culture theory is the product of the
hard empirical work and creative insight of anthropological (and, increasingly, other) investigators who extend (and thereby develop and diversify) the methodological principles and modes of concept formation of
science more deeply into what makes humans human
and human social life what it is. Thus, culture recognized
as theory elegantly exemplifies the necessary diversification of empirical science.
Similarly, Sokefelds two main objections depend on
reading me as saying that culture is science, which he
assumes means that it altogether lacks political implications or consequences. He first objects, then, that of
course culture does have political consequences and second that a too-theoretical definition of culture precludes
agency and practice which if properly noted would
plunge culture into the political world. Again, I do not
wish to be read as saying that because culture is theory
it lacks political consequences; I do say that these consequences are not immanent within culture theory but
follow from how particular people in actual situations
choose to interpret and use it. Thus, I disagree with Sokefeld, for instance, that culture is a Western hegemonic theory. Such claims illustrate precisely the kind
of attribution of immanent social or political qualities
to culture that I dispute. Culture can, however, be said
to have political consequences in a more general sense
just because it challenges and relativizes liberal theory
though, again, what these consequences will be has to
be worked out on the ground.
Reyna correctly notes that the distinction between
concrete and abstract systems was left undefined. In
brief, Levy (1952:8889) defines concrete structures as
units that are at least in theory capable of physical separation (in time and/or space) from other units of the
same sort and analytic structures as patterned aspects of action that are not even theoretically capable of
concrete separation from other patterned aspects of action. Thus, for instance, Levy cites the economic aspect of action and the political aspect of action as
example of analytic structures (p. 89). I use the word
system for Levys structure (see below) and abstract for his analytic but with the same essential
distinction that he so clearly marks. Miller (1965:202)
offers similar definitions specifically in regard to systems: A concrete, real, or veridical system is a nonrandom accumulation of matter-energy in a region of physical space-time, which is . . . organized into coacting,
interrelated subsystems or components. In contrast,
the units of abstracted systems are relationships abstracted or selected by an observer in the light of his [or
her] interests, theoretical viewpoint, or philosophical
bias (p. 204; see also Miller 1978:1622). Interestingly,
Miller developed these distinctions at least partly in response to conceptual difficulties with which Talcott Parsons, Alexander Leighton, and other social theorists were
grappling as they attempted to articulate more formal
understandings of social and cultural theory. I went beyond these distinctions to suggest that classes or categories are formed conceptually on the basis of abstract
attributes while theories are formed on the basis of abstracted relations. A theory references an abstract systemspecifically, the one whose relations best define
the actual behavior/operation of a concrete system, class
of systems, or realm of systemic order.
All this has implications that I cannot develop here,
but I will briefly note one further point. An economic,
political, or social system can only ever, in principle, be
an abstract system. Each such system is abstracted
from an actual ordering of persons/things that also has
other interactional aspects. A culture, however, as
some anthropologists and others at least some of the
time use the term, can in principle be a concrete system,
and Sahlins discourses are in some measure the actuality of that gathering dusk.
Reyna does, however, then go on to differentiate Geertz
and Sahlins in terms of his understanding of their respective commitments to empirical validation and truth,
and I can only apologize for not having followed his argument this far.
As an aside, I do not concede that anthropologys current difficulties signal its twilight; rather, at least in large
part, they mark its confrontation with the consequences
(liberalist reaction) of its success. Similarly, if Reynas
arguments are not directly about culture they obviously
bear on key aspects of the culture debates. Underneath
Reynas specific complaints, though, are more fundamental issues. His concern with truth and validity and
his interest in exploring the cross-fertilization of anthropology and philosophy of science resonate with my
own interests. Where we differ sharply is in our respective understandings of theory and thus of science. Reyna
seems to me very much within the Enlightenment-based
positivist view of science. Here is what he says about
theory (1994:556):
Sets of propositions that are high in abstraction and
generality may be said to be theories. It is such
propositions that are generally termed laws. Sets of
propositions that are relatively low in abstraction
and generality may be said to be empirical generalizations or hypotheses. The related concepts in the
sentences of theories, empirical generalizations and
hypotheses are representations of how and why reality is constituted.
Revealingly, this definition of theory does not substantially differ from what is later presented in the same
article as the logical positivist theory of science (p.
568). It is in respect of this received view of science and
Reynas defense of it that I placed him on the right in
the debates over culture in anthropology. One thing I say
in my essay is that theory is not merely a higher level
of generalization. Rather, a theory is most fundamentally
a gestalt, a conceptual abstraction from systemic order,
a way of seeing the phenomena it refers to. Theory
and generalization thus are not merely different levels
of one thing but two quite different things. Theory typically involves generalization, but it may do so at any
level. Generalization is secondary to theorizing, not definitive of it.
This difference between us with respect to our understandings of theory has many consequences. For example, I think that culture theory must be allowed to play
its part in opening up and refreshing the definition of
what constitutes valid scientific theory in general. It was
developed through empirical and critical engagement
with the phenomena that it encompasses; yet, aspects
of culture and what it reflexively reveals about theory
are not encompassed by received views of theory derived
from early natural science. The resulting problems, then,
are less with the idea of culture than with the received,
too-constrained, straitjacketing notions of theory. Now,
Reyna views Geertzs work as nonscience and even antiscience, calling it, for instance, conjectural hermeneutics (1999). Geertz is a complex figure, but from my perspective a reading of his position as one opposed to science
is entirely too shallow. He is better viewed as committed
to some form of recognizably scientific endeavor (Ortner 1999:3), and in being so committed he and other culture theorists extend the range and diversity of science
and of theory. The received view of theory cannot accommodate this extension. When Reyna (1994:57174) quotes
Geertz as being opposed to science, Geertz may have
been referring to the same received and hitherto defining
view of science from which Reyna launches his critique.
Finally, Herzfeld poses a question and a challenge:
How does my theoretical position work out in practice? He apparently means ethnographic practice, or
ethnography, as it is the essays isolation from specific
ethnographic cases that occasions the question. Or, is
practice here not (or not only) ethnography but the
actual usually local circumstances that ethnographies
relate? In any event, the question really is how the ideas
and theoretical issues discussed in the present essay inform (or might inform) what people (including anthropologists) do and how they think in actual diverse life
situations. This centrally important question has two
aspects: (1) Can these ideas help make better sense of
actual events or experiences? And (2), can they beneficially inform what people do? Both questions, as Herzfeld says, return to . . . agency, and so to accountability.
All that we can guarantee in scienceand that only provisionallyis the theoretical and empirical integrity of
our concepts and data. There is nothing inherent in any
theory (any metanarrative) that ensures its beneficial
use or, ultimately, protects it from misuse, but we cannot
avoid theory. Hence, the importance of Herzfelds question. The terrain of anthropological practice in part includes actual legal or public controversies that involve
culture. I have elsewhere (Boggs 2002, n.d.) illustrated in
case examples how the theoretical issues developed here
play out in and shape public controversy in the United
States involving Indian tribes. It becomes clear in each
case that the controversy revolves around the clash between liberal and culture theories. Understanding the
two theories as theory may help illuminate many such
public events.
I feel unease about only one aspect of Herzfelds remarks, and this is the apparent blurring of the distinction
between scientific theory as a form of knowledge and
other knowledge forms (religion, diverse culturally
grounded insights or worldviews). Granted that science
itself begins as a cultural and situated product, its form
and consequences nonetheless mark it as a distinct practice and way of knowing. Theory has, through its source
in the formal and empirically disciplined processes of
scientific inquiry, unique potential to distance itself
from and to challenge or refigure the conceptual ground
out of which it arises. It is therefore important to maintain (and here I again invoke liberal practice) the distinction, for instance, between culture as a scientific theory and its political/moral aspects and usages. Indeed,
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