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what counts as student voice in active citizenship case studies?: education for
citizenship in Scotland
Hamish Ross, Pamela Munn and Jane Brown
Education, Citizenship and Social Justice 2007; 2; 237
DOI: 10.1177/1746197907081261
The online version of this article can be found at:
http://esj.sagepub.com/cgi/content/abstract/2/3/237
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ecsj
ABSTRACT
discourse
introduction
This article reports an investigation of understandings of pupil voice or pupil
participation in a teacher-to-teacher discourse. Ideas of pupil participation
in education are current and, in part, entangled with the rise of citizenship
education. Both participation and citizenship can be read in a variety of
ways. This study is interested in how they are read by teachers. Since there are
differences in how citizenship education is conceived in different parts of the
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citizenship education
In the recent past there has been a world-wide resurgence of interest in
education for citizenship from politicians and educators (Biesta and Lawy,
2006; Osler and Starkey, 2005). This is variously ascribed to: concerns over
political disengagement, particularly, in the UK, in the face of increasingly
devolved decision-making; growing interest in values education (in response
to concern with indiscipline/behaviour and/or in resistance to instrumentalist
approaches to education and to moral relativism); a growing need to educate
for an increasingly globalized life; and the development of the childrens rights
agenda. It is likely that the character of citizenship education (and of pupil
participation as part of it), including in teacher discourse, will to some extent
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reflect its perceived purposes. The current interest in education for citizenship can be read in different ways and as serving different purposes reflecting
the fact that citizenship itself is a contested concept. In broad contrast, the
purposes of education for citizenship can be seen as either liberation (Biesta
and Lawy, 2006) or a vehicle for surveillance and social control (James and
James, 2001).
pupil participation/voice
It is important to draw attention to the different purposes of education for
citizenship while, at the same time, emphasising that a common element in
current citizenship developments is that of young peoples active participation in school decision-making. Osler and Starkey (2005: 25) in their review
point out that the role of formal mechanisms or structures for student participation is a strongly represented theme in the literature. However, the
potentially diverse purposes of these mechanisms and, indeed, perceptions of
the purposes of the wide variety of understandings of pupil participation now
in place in schools, seems to us to be under researched and under theorised.
Harts (1997) ladder of participation is a useful starting point in focusing on
activity that might not be participation and that would more appropriately be
described with words such as manipulation, deception, decoration and tokenism. Beyond these, however, he differentiates participation in terms of whether
children or adults initiate and/or direct decision-making activity. Activity that
is both child-initiated and child-directed is very rarely observed, according to
Hart, because almost any adult knowledge of the activity, even of (non-secret)
play, opens it up to what Fielding (2004) calls the impulse to control. Hart
recognises the possibility of children initiating activity and then including
adults at the childrens discretion essentially recognising and exploiting adult
power. However, he was not necessarily discussing schooling. In schools adult
initiation seems much more likely, at least in the pre-participation moment,
since the institution of schooling is predicated on adult power and decisionmaking. Unlike a community setting where the boundary between adult and
child is more continuous and ambiguous, the school severely institutionalizes
the boundary. This applies not only in terms of authority structures (the children are pupils), but by the different longevities of the actors (individual
children are in principle more transient to the institution than the staff).
On the other hand, participation, regardless of who initiates it, might develop
a dialogical space, a transforming conscientizao (Freire, 1970), encouraging
pupils voices in school decision-making, disturbing what is taken for granted
about the way society and schools operate, both in terms of structure and in
assumptions made about the role and status of young people.
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240
research methods
In order to interrogate teacher understandings of pupil participation-ascitizenship against this background, we need access to teacher discourse on the
subject. In total we analysed 14 case study texts. First, we used eight case study
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texts that were written for The Scottish Schools Ethos Network (SSEN). Therefore, some understanding of the SSEN and the production of the case study
text is needed. However, we can say at the outset that we are reporting a pilot
study that is designed to test the value of a particular kind of data and open up
the theoretical landscape in which it has traction. Our methods are designed to
illuminate assumptions about pupil participation and to contribute to debate.
The Scottish Schools Ethos Network (SSEN) was established in 1994 responding to requests from schools for help in evaluating and developing their ethos.
SSEN had over 1000 member schools, about one-quarter of all schools in
Scotland. The network promoted communication among members in many
ways, including conferences, newsletters and a website. Case studies, written
by teachers for teachers, were a popular and readily accessible means of communicating the reality of particular developments in action, warts and all. The
case studies were distributed to all SSEN members and to all national education
organizations in paper form. They were often distributed outside Scotland and
they appeared on the networks website. Thus those writing them, usually
headteachers, would be aware of the potential distribution and potential impact. The case studies were produced under editorial guidance which set out
word length, the avoidance of individuals by name, the need to support any
claims about effectiveness by evidence, the desirability of direct quotation and
the use of photographs to enliven the text. Beyond this the participatory ethos
series asked for contributions respectively about pupil participation in decision making in the classroom, in the school and in the community. They thus
seemed an appropriate choice for us to pilot an analysis of representations of
pupil voice. Moreover the use of case studies to support developments in schools
is common place and is continuing to play a major role in developments in
education for citizenship in Scotland (Learning and Teaching Scotland, 2006).
So the discourse in the text lies between school staff and a wider educational
audience. We thought it might therefore contain some indication of the voice
of the profession. But despite the large number of schools in the network, only
43 case studies are published and these are voluntarily submitted. So the text
we are studying is that of a small, self-selecting population. They may, interestingly, represent the more educationally avant garde, or be early adopters
or be more connected to wider educational agendas. Moreover, despite some
pupil quotations and even pupil co-authoring in the construction of some case
studies, they essentially represent the voice of the adult institution, knowingly
offered to the public. In a sense, the discourse is motivated in ways that may
not be recorded in the text itself. And Fielding (2004) has noted that in speaking
about people we are in a critical way also speaking for them. This means that
these kinds of study need ultimately to be triangulated against the authentic
voice of the pupil/students experience of participation in order to make claims
about the reality and meaning of these experiences.
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Within this population we have sub-sampled eight case studies (five primary
schools, two secondary schools and one special school). These were selected
from the published total of 43, based on titles that referred to participation
and spanned a range of publication dates. Taking the background literature discussed above as our starting point, the three authors open-coded different case
studies independently and met to discuss them; then each coded the same two
case studies and met to discuss them. An initial coding frame was developed
and the present paper reports on the results of its use, where two authors coded
three case studies each, and one author coded two case studies, thus covering
all eight using the draft coding frame. The advantages of collaborative and team
approaches to coding frame development are well documented (Wasser and
Bressler, 1996).
Our early interest in the possibility of accessing a kind of shared set of educational dialogic standards resulted in some of our early categories focusing on
who was saying what and on behalf of whom in the case studies. But this became
strongly interpretive and the balance shifted toward more literal coding of the
surface or manifest meaning of the reports text. We have retained two code
sets that we identified as the strongest, in terms of evidence, of the interpretive
categories: (1) a visions of children set of codes covering the description of
children in the report (ideas such as age, gender, disaffected or engaged, and
ability, among others, and their relation to participation); (2) an open set of
codes that captures any miscellaneous assumptions we assessed as being
made by the report. Alongside these we have more straightforward categories
of codes: (3) mechanisms of participation (and who initiated them, how participants are selected and who participants represent); and (4) claimed or
anticipated outcomes/purposes of participation. Our findings and discussion
are structured around these categories.
Given that the SSEN case studies were produced at an embryonic stage of
practitioner debates regarding pupil participation and citizenship education,
an additional sample of case studies was selected from a more recent source.
A further six case studies (three secondary schools and three primary schools)
were accessed from Learning Teaching Scotlands comprehensive source of
citizenship case studies, readily available on the web (Learning and Teaching
Scotland, 2006).2 The rationale for this was twofold. First of all, it was methodologically desirable to ensure we included a variety of case studies, covering
a fairly extended time-frame. Second, inclusion of this more recently produced
sub sample provided us with a comparative check on findings emerging from
our original Ethos Network case studies. Although these more recent texts
were constructed on a different editorial basis, they were broadly confirmatory
when coded using the frame outlined above (and one primary school appears
in both sets of texts so we had some handle on the influence of the different
editorial approaches).
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In sum, we have undertaken a cross-case, thematic analysis of 14 webpublished case studies concerning five secondary schools, seven primary
schools (one of which provides two case study texts) and one special school.
Our study is therefore limited by the presentation that follows as a cross-case
thematic analysis; we lose the kinds of contextual richness (for example of how
different institutions conceptualise voice) that are the source of additional
explanatory power in, for example, ethnographic studies. In the kinds of texts
studied here, the fine-grain of context is lacking. And the number of schools,
and their balance across different sectors, raises questions about how representative any claims we make can be. For both these reasons, we should re-iterate
that our investigation is exploratory and raises issues rather more than it offers
generalizable claims. Within these limitations, however, we identified strong
patterns across the case studies that plausibly suggest that the cases are not
idiosyncratic.
findings
The 14 case study reports (covering 13 schools) provide a rich and hitherto untapped resource for analysing what teachers understand as pupil participation
and its purposes. However, given the small-scale nature and purposes of this
research it is inappropriate to make any claims regarding emerging trends in
our initial analysis.
mechanisms of participation
The small number of reports we studied describe a wide variety of mechanisms
through which young people are described as participating. It is worth noting
that, as with many such discourses, these texts tend to undermine academic
consensus on the uses of words such as participation. For example, in writing
their case studies, some schools have chosen to understand active participation
and citizenship in terms of pupil decision-making per se and others in terms
of involvement in pupil in decisions about their learning. These distinctions,
which help frame the research discourse (for example Flutter and Ruddock
[2004] and sections below), are also sometimes elided in the participation
reported in the texts.
By far the most commonly mentioned mechanism, identified in all the
case studies (primary, secondary and special schools), is the school council.
The school council is discussed in detail in two case studies and mentionedin-passing in others. Most reports give very little detail on which pupils are
eligible to stand for election, how they become council members, who they
represent or how they do so, how agenda items are raised and by whom, and
how decisions are fed back to the school as a whole. Where detail is reported
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on such matters it seems intended to support the claim that the school council
is an authentic body. The potential significance of this in the discourse is
developed below in reporting on outcomes.
Most of the case studies focused on other mechanisms of participation. These
included formal mechanisms: the co-option of senior pupils as members of
school boards; school or year group forums; working groups to take forward particular areas such as healthy eating. There were also less formal arrangements:
focus groups or informal discussions; surveys of samples of pupils to seek opinions on a range of matters from catering to curriculum and teaching methods.
A very wide range of other activity involving young people was recorded as being
used to demonstrate a participative ethos in many of the case studies, especially
for primary schools. These included: paired reading schemes, whereby more
senior pupils helped younger pupils who were having reading difficulties; buddy
schemes, again where older pupils in primary or secondary schools helped to
smooth the induction of new pupils; peer counselling, particularly in the context of anti-bullying; home-school communication; a family club where pupils
and parents/carers were expected to participate together; circle time; responsibilities for classroom tidiness; independent and after-school study; suggestion
folders; monthly newsletters; involvement in national, industry and community
links; setting and taking forward the curricular agenda with classes; and
community of enquiry approaches to classroom discussion.
In nearly all cases the mechanism itself is explicitly adult initiated or
emerges in the passive voice: there is a buddy scheme. Within the mechanism,
however, young people are evidently initiating activity either on their own or
jointly with adults. This is an important issue, to which we will return.
their peers and the needs of the system (Cotmore, 2004: 63), if and when they
became more aware of both sets of needs. What we can say is that the reports
convey a sense of the usefulness of councillors in conveying information to/
from adult decision-makers and legitimizing decision-making such that they
improved the running of the school:
These pupil councils provide a wealth of information and ideas. (Secondary/
Case 1A)
Another reported set of outcomes from pupil councils is that councillors develop
communication and negotiating skills and self confidence. The emphases on the
existence of (1) practical outcomes that affect the wider school community and
(2) on council post-holder development, however, avoid the issue of whether
the council mechanism provides the latter, participatory, outcomes to the large
numbers of young people who are not council members. Several schools, though,
were aware of the need to expand participatory activity (see below) and one
primary school provided detail of council selection procedures along with a
variety of other, mutually exclusive, roles such as house-captaincy, Eco-School
Committee, prefects and junior road-safety officers-the point being made that
including as wide a range of pupils as possible in some participatory role was
considered important.
Perhaps it is the recognition of limitations of council activity (including that of
inclusion) that has resulted in the studied texts great range of other participatory
mechanisms. What are the outcomes of these other mechanisms?
One major theme in primary school case studies was improved behaviour,
engagement, motivation and attendance. The following extracts from different
cases give a flavour of these.
Happier, quieter lunchtimes. (Primary/Case 1B).
[We] have not excluded any pupils for two years. (Primary/Case 1C)
I was able to form positive relationships throughout the school. (Primary/Case 1D:
staff comment)
We will argue below that this focus on what might be described as socialization
in primary schools might be understood in terms of such schools understandings
of their role and their construction of children.
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Other important themes in the discourse on outcomes, which cross all the
kinds of school represented, included the development of a range of skills such
as listening, communication, problem solving, working in a team via curriculum
projects, and exercising choice. And there were many references to improved
pupils self-esteem, self-confidence, empowerment, agency and to generally
feeling good. Several case studies mentioned resulting improvements in
curricular attainment and achievement. Some case studies provided evidence
in the form of direct quotations from pupils of the beneficial effects of particular
kinds of pupil participation. Thus in terms of paired reading:
I used to never like reading out in class but now I can read fast so I dont mind.
(Secondary/Case 1A: S2 boy)
Most case studies report that direct participation in the various mechanisms
make pupils feel good about participating and glad that they have done so. This
may well be connected to the reported feelings of self-esteem and self worth
and may derive from the direct, tangible outcomes of participation. There are
rare but important notes of caution: some primary children being overwhelmed
by practical aspects of council membership; a secondary pupil who has taken
a bit of a pounding in a community of enquiry session. Neither is presented
as involving lasting damage (and in the latter case this is claimed to be true because of the safety provided by the mechanism itself).
Another articulated outcome is the beneficial pastoral effects of buddy
schemes and peer counselling schemes in helping children settle in to new
schools and protecting them from bullying or intimidation. There are several
quotations from buddies and their buddettes about such beneficial effects.
It is interesting that the reports seldom go beyond these issues to raise more
fundamental questions about the nature of the school and pupil environment
that might make these schemes necessary. On the few occasions they do so,
the tendency is to refer to government policy on inclusion as raising new challenges for schools. For example:
We also need to develop other strategies over the next few years to promote
positive behaviour effectively and manage some of the more challenging
behaviour that the inclusive agenda presents. (Secondary/Case 1A)
What is strikingly absent from the vast majority of case studies are mechanisms where the purpose or outcome challenges the schools ways of doing
things, which the literature (Alderson, 2000) describes as an important element
of participation. Rather, the sense of outcomes in the discourse was about the
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mechanisms being used to enable the schools to do what they always do, but
more efficiently and effectively, or, especially in some of the more recent cases,
to deliver on a range of official agendas. The paired reading, buddy and peer
counselling schemes, for example, can be seen as helping to develop capability
for thoughtful and responsible participation in social life, and for helping
others, particularly those in difficulty of one kind or another. The more formal
mechanisms such as school councils and forums had purposes or outcomes
that included improving curriculum, teaching and learning, as well as the
school environment and pupil facilities. In this sense they were perhaps closer
to Flutter and Ruddocks (2004) proposition, of participation to improve learning within existing systems, than they were to any idea of the development of
political literacy and of asking questions about the legitimacy of the systems in
the first place. Although there were some hints of movement toward the latter,
it might be fair to interpret the tenor of the discourse as implying that the existence of participatory mechanisms represented self-conscious radicalism on
the part of the adults and teachers, not the pupils.
Some parallels were found between the secondary and primary sector. Responsibility and greater levels of participation tend to be skewed towards older
pupils at the upper end of both the primary and secondary schools studied.
This means that P6 and P7 pupils (10- and 11-year-olds) tend to dominate in
accounts of participation in the primary sector case studies and pupils in exam
years, including S4, S5 and S6 (15-, 16- and 17-year-olds), were identified as
the main actors and beneficiaries of the personal outcomes of participation
(see section above) in the secondary cases.
Only in the Community of Enquiry case studies (from the more recent
set of texts we analysed) did there appear to be no age component to the
authors visions of children. One case study described the approach being used
systematically from Primary 1 to Primary 7, the other to Secondary 5 classes,
further claiming that:
A process which helps acquaint students with the civilised, democratic and
constructive use of disagreement is a powerful tool which would be welcomed in
any sphere of citizenship, whatever the age or social background of the subjects.
(Secondary/Case 2A)
These cases are, however, the exception. While the primary school case studies
tended self-consciously to justify the extent and nature of participation in terms
of the age of the pupils, secondary schools appeared to take this age-prerequisite
of participation for granted. In teacher discourse the level of pupil participation
is linked with hierarchical and stage-based organisation of schools, so that responsibility and engagement are associated with specific year groups at the
upper end of the school. Despite the fact that a sequential development vision
of children is implied by this (in the case of several primary school cases it is
explicit), we see that across primary and secondary schools (i.e. taking the childs
whole experience of schooling), the discourse is at odds with such a sequential
vision of child development. Taking participation as an independent idea, there
is clearly a regression between institutions: at the point of primarysecondary
transition the same (generic) child is viewed as the most competent social actor
in the primary school cases and the least competent in the secondary cases.
This raises interesting questions regarding the nature of school transitions
and continuity in participation opportunities for pupils as they move across
sectors, as well as raising questions about the intrinsic nature of primary and
secondary schools as institutions. However, it also illustrates the hierarchical
nature of schools as total institutions an oft voiced criticism from advocates
of more democratic and widespread participation for all pupils (e.g. Maitles
and Gilchrist, 2006). The case study writers visions of children conform to
institutional boundaries rather than transgress them, which might support
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In secondary school case studies the following categories of young people were
mentioned with regard to participation:
disaffected pupils;
academic pupils;
senior pupils including pupils in S4, S5 and S6, undertaking exams, in
addition to a few willing senior pupils in S6 who were young women.
Significantly much less is said about younger S1 and S2 pupils (1113-yearolds) in relation to the secondary sector, confirming the age-stage visions
discussed above. Distinguishing disaffected or difficult pupils in case studies is
closely connected, in the discourse, to outcomes of participation that relate to
behaviour and engagement.
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conclusion
We could summarize our analysis of this teacher to teacher discourse as follows.
Mechanisms and outcomes of participation in the case studies are diverse but
are presented as being congruent with the schools institutional boundaries
and purposes rather than transgressing them. The discourse can be understood
as revealing some dominant understandings of childhood and schooling that
deny any presumption of oppression that would lend pupil participation inherent, radical, critical or political purposes for the students. However, pupil
participation is nonetheless seen as something of a radical departure from the
point of view of some of the adults involved, some of whom seem to be aware
of critical tension in their on-going work on participation.
So what? Does our analysis of this teacher discourse offer any insight into the
literature on citizenship-through-participation discussed in earlier sections?
Before going on to tackle this question, we want to re-iterate that this study is
a limited exploration of a set of individually authored texts that report on a
range of institutions that are self-selecting and have been sub-selected by ourselves without regard to concern for systematic representation. Moreover, the
above sections report the kind of cross-case thematic analysis that produces
claims that appear to be much more generalizable than the dataset allows.
With that caveat in mind, what insight does the discourse offer the existing
literature?
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participation per se
In the case of participation per se, we can ask whether the discourse demonstrates
that children are initiators of activity (Hart, 1997), whether it lies close to the
core business of schooling (teaching and learning in Flutter and Ruddocks
(2004) view) and whether participation is understood in terms of emancipation
or radicalism (Fielding, 2004; Freire, 1970) or as a system of control.
Our assessment of the discourse in all but the latter of these questions is
mixed. While it is inappropriate to generalise across cases, we can make some
points about how the teachers who wrote these case studies understood participation. One primary school reported a six-month project for a single class,
making a video focussing on citizenship. The video was produced by the class,
using external professional partners and was eventually premiered at a Glasgow
cinema. The report states:
We had already decided that that one of the central aims of the project was that
it had to be child led. (Primary/Case 1E)
In terms of the final question we are asking in this section, a Freirian emancipatory understanding of participation in schools is not evident in the discourse and the construction of children is not as of an oppressed category.
This is partly due to the over-generalised category pupil but also a strongly
held developmental justification for the hierarchical age-stage construction
of the school as an institution. Finally, the discourse assumes that one of the
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participation as citizenship
What does our analysis tell us about participation as basis for citizenship
education in these schools? We can ask whether participation is understood to:
promote re-engagement with political processes; deal with values and morality;
challenge the schools perfomativity culture; respond to globalization; uphold
childrens rights; over-represent formal mechanisms; be central to the purposes
of the curriculum.
There is little evidence that participation in these case studies is intended to
develop critical political literacy, as applied either to society as a whole, globalized or not, or to the school as an institution. Indeed, we found that participation
was linked with political literacy and understanding in only one case study.
However, it is claimed that practical skills of engagement are developed, at
least by those doing the participating, and that some sense of empowerment
can emerge among pupils. But this is not empowerment in the face of a contested milieu. On the contrary, participating pupils are empowered to improve
the functioning of the institution and are empowered more readily to fit in to
it. The values and moral norms, concerning what constitutes responsible behaviour for example, are clearly built into the understandings of participation
represented by these texts, and they are not contested by the adults writing
the case studies. Nor is it expected that pupils will contest them (at least to the
very limited extent that these texts can reveal such things). The relationship
between the schools values and societys values is also viewed as unproblematic
(although in a few case studies the suggestion was that participation in schooling essentially improved local communities in a variety of ways). Explicitly or
implicitly the discourse argues that the ability to fit in to the institution also
improves the institutions performance; in-as-much as values are involved,
therefore, they are not reacting against the performativity culture of schooling
quite the reverse. Given this analysis little if any case study text is expended on
childrens rights as a driving force behind participation. This may be because,
while childrens rights are widely acknowledged in general, their application in
specific contexts, such as schooling, remains problematic.
It is worth noting that much of this is perhaps to be expected. The institution
of schooling includes a relatively permanent adult staff, relatively transient
254
pupil populations, and a variety of legal obligations upon the staff governing
their relationship with the pupils (who are hardly legally enfranchised in the
same way). It is difficult to envisage such institutions functioning in a climate
of annual revolution as each new cohort of pupils arrives. Nonetheless, participation in these case studies is contributing to active citizenship as envisaged
in the Scottish curriculum. Although school council and other formal mechanisms are acknowledged by most of the case studies (in keeping with Osler
and Starkeys [2005] review), many discussed in more detail a wider range of
activity. This partly reflects the permissive approach to the implementation of
active citizenship in Scottish schools. It may also be a product of a curriculum
in which citizenship is central but has no identifiable locus and is left to colonise the schools activity under the direction of the school. We have noted
that there may be a danger that citizenship education through participation
therefore becomes non-transgressive of the institution. On the other hand
such non-transgressive participation could be argued to be at least realistic
of individuals relations with the state and other institutions (and therefore
might even avoid a sense of disempowerment being experienced upon leaving
school). More positively, though, it seems to us that there is potential for the
mechanisms of participation reported in these case studies to become more
transgressive as they develop, as participation feeds the desire to participate.
This working from the inside might ultimately deliver more real voice
over time than an alternative attempt to impose revolutionary structures on
existing institutions. We have noted that the case studies: describe activity as
progressing; demonstrate that participatory mechanisms deliver beyond staffs
(risk-averse) expectations; discuss widening the franchise, acknowledge extrainstitutional drivers, and other such power-relevant matters. While the case
studies may very well represent schools that are ahead of the game when it
comes to participation, they also begin to illuminate teachers accounts of how
schools are fairing in a climate where education for citizenship is firmly on the
Scottish policy agenda.
(1) Nurseries and other educational establishments were also included. School
is used as a convenient shorthand.
(2) Learning and Teaching Scotland is Scotlands main curriculum development
and support organisation and shares the national educational improvement
effort.
references
Alderson, P. (2000) School students views on school councils and daily life at school.
Children and Society, 14, 12134.
Biesta, G. and Lawy, R. (2006) From teaching citizenship to learning democracy:
overcoming individualism in research, policy and practice. Cambridge Journal of
Education, 36(1), 6379.
255
correspondence
Hamish Ross, Moray House School of Education, University of Edinburgh,
Thomsons Land, Holyrood Road, Edinburgh EH8 8AQ, UK.
[email: hamish.ross@education.ed.ac.uk]
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