Professional Documents
Culture Documents
13 - October 2010
POLICY STATEMENT
PROFESSIONAL STANDARD DELEGATING AND SUPERVISING PROFESSIONAL
ENGINEERING WORK
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DEFINITIONS
The following terms are used in this standard and their definitions for the purposes of
this standard follow:
Approve - an acknowledgment that the professional engineer or holder of a limited
licence responsible for preparing the engineering document, or for integrating
documents prepared by other practitioners, is satisfied that the content of the document
or documents meets professional standards and, in recognition of the approval, takes
professional responsibility for the content of those documents.
Accepted - has been examined by a person, other than the professional engineer who
prepared the document, who has acknowledged that the document is suitable for the
intended use.
Assign to appoint a practitioner to (a) carry out specific duties and tasks and (b)
assume the professional responsibilities for that work.
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Constraints factors that constitute the limits of flexibility that a person has for decision
making.
Contractor - a person or business, possessing a Certificate of Authorization, which
provides professional engineering services to another person or business under terms
specified in a contract.
Delegate (noun) the individual who receives delegated professional engineering work
from a professional engineer.
Delegation directing non-licensed individuals, or practitioners who do not have
sufficient knowledge and experience to work independently, to undertake certain
professional engineering activities or make certain professional engineering decisions on
behalf of a professional engineer who retains professional responsibility for the work.
Delegator the professional engineer who delegates professional engineering work,
responsibilities and authorities to another individual and who approves their professional
engineering work.
Direction instructions given to a subordinate describing a course of action that must be
followed.
Engineering Intern an individual who is registered in the PEO's Engineering Intern
Training Program. Typically this will be a licence applicant who holds an undergraduate
degree from a CEAB accredited program or equivalent and is working toward their
experience requirements for licensure.
Mentor a professional engineer who provides guidance and support to, but who does
not have organizational authority over, an engineering intern.
Organizational authority ability to decide and implement decisions regarding the
distribution of work within an organization, to allocate work to individual employees, and
accept the output of that work on behalf of the organization.
Practitioner an individual who is a holder of a license, temporary license, limited
license, provisional license or certificate of authorization.
Procedures a series of activities, tasks, steps, calculations, analyses, decisions and
other processes, that when undertaken in the sequence laid down produces the
anticipated outcome.
Professional engineer a holder of a license or temporary license.
Professional responsibility requirement for a licence holder to act in accordance with
the duties and obligations set out in the Professional Engineers Act and its regulations,
and to ensure that any persons carrying out professional engineering activities under the
licence holders supervision also act in accordance with those duties and obligations.
Quality Assurance The policies, procedures, and systematic actions including audits
established in an organization for the purpose of providing and maintaining a specified
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2.
Delegation and supervision must only take place within the same organization.
When a delegate receives work from more than one delegator each of the delegators
must:
1. ensure there are no conflicts of direction or priorities or work overloads that have
been created by the various delegators.
2. co-operate and collectively seek solutions to conflicts in direction or work
priorities and any work overloads before the quality of the work performed by the
delegate suffers.
The delegator may
1. supervise the work directly; or
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The individual or team of individuals carrying out the work has the collective
engineering competence (knowledge and experience) to complete the work
successfully. If necessary this includes reasonable access to subject matter
experts and other non-labour resources.
The level of verification and/or validation required for the work, in order to
ensure conformance to the clients and regulatory requirements are clearly
understood and documented in a suitable form.
Prior to a delegate starting the work, the delegator must ensure the supervisor:
(1) Assesses the requirements of the work with respect to the knowledge, experience
and capabilities required of the delegate and identify the tools and other resources
required to successfully complete the work.
(2) Assesses the delegate to determine whether there is a gap in knowledge, experience
and capabilities of the delegate compared to the requirements of the work.
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(3) Arranges to make available the required tools and other resources identified in 3 (1)
or identify the gaps between the required and available tools and other resources.
This includes reasonable access to subject matter experts that must be consulted
during the course of the work.
(4) Identifies the means by which the gaps identified in 3 (2) and 3 (3) above will be
mitigated either directly by the delegator or supervisor or by other individuals who
have agreed to assist. However, for engineering interns, the delegator or supervisor
should ensure that the engineering interns skills, knowledge, experience and
capabilities are expanded beyond their current level. The delegator or supervisor
should not simply offload work that is identified as a gap from the engineering intern
to another person. The process should involve letting the engineering intern do
unfamiliar work and have that work reviewed in detail between a professional
engineer and the engineering intern as a learning opportunity.
(5) Establishes a scope of work, duties, responsibilities and authorities of the delegate
and the limitations with respect to acting alone.
(6) Plans for the review of the professional engineering work output of the delegate
(when, how, and by whom).
(7) Provides the required direction needed to begin the work.
Delegators must ensure supervisors who perform detailed reviews of the engineering
calculations of delegates, limit the number of delegates to no more than 3 full time
equivalent people. Delegators must ensure supervisors who perform reviews of higher
level outputs such as descriptions, requirements, test specifications, test reports, etc.,
limit the number of delegates to no more than 6 full time equivalent people. These
numbers should be reduced if the supervisor is also required to undertake other duties
beyond the supervision of delegates. The overall objective is to provide the supervisor
with sufficient time and focus to carry out an effective review and ensure public safety is
not compromised. Consequently, consideration of the following factors may require a
further reduction of the maximum limits above in specific situations:
(i)
(ii)
(iii)
(iv)
(v)
whether or not there are additional layers of quality assurance processes that will
detect an error before it reaches the public.
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3.
To the extent the delegated work permits, the delegator or supervisor shall ensure the
engineering interns work program provides exposure to the following:
(i)
(ii)
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3.3
The delegator or supervisor shall provide direct supervision to the engineering intern.
The engineering intern may have more than one delegator or supervisor if he or she is
involved in more than one work project.
The roles of the supervisor and mentor shall be clearly explained to the engineering
intern by the delegator.
Any delegator who delegates responsibility to the engineering intern for independent
decision-making must ensure the engineering intern has sufficient knowledge and
experience to exercise this discretion and the interns supervisor must be informed of
this delegated authority.
The amount of supervision and direction required will vary depending on the size and
complexity of the task, the degree of skill and experience of the engineering intern and
the public safety impact of the work. The delegator or supervisor must have sufficient
knowledge and experience of the assigned work to exercise effective control of the work
with respect to quality and safety.
The delegator or supervisor shall be actively involved in the following:
Establish the required procedures appropriate for the task and confirm that they
are clearly understood by the engineering intern.
Periodically instructing, guiding, inspecting and examining the work as it
progresses.
Monitor the progress with sufficient frequency to be satisfied that the task has
been performed to an acceptable quality level in accordance with the applicable
codes and standards.
Ensuring the planned verification and validation activities have been performed
and the quality issues have been resolved.
Inspecting and examining the final product (design, drawings, analysis, etc.), prior
to issuance.
The delegator must approve the engineering interns work and certify the interns
logbook entries.
3.4
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4.
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work. The assigned or delegated supervisor must have sufficient knowledge and
experience of the assigned work to exercise effective control of the work with respect to
quality and safety.
The professional engineer(s) identified on the Certificate of Authorization shall ensure
that the assigned or delegated supervisor is actively involved as a minimum in the
following quality assurance requirements:
Monitoring the progress of the work with sufficient frequency to be satisfied that
the work has been performed to an acceptable quality level in accordance with
the applicable codes and standards.
Approval of the final document (design, drawings, analysis, etc.) before issuance.
5.
This standard provides the minimum requirements for professional engineers who
assume responsibility for directing or supervising the practice of professional
engineering and/or delegating the practice of professional engineering to non-licensed
individuals.
The Professional Engineers Act permits a professional engineer to delegate activities
that are within the practice of professional engineering to a non-licensed individual
(delegate) provided that the proper degree of direction, supervision and responsibility
over the professional engineering work is exercised by a professional engineer.
The delegator must first meet the pre-requisite requirements for delegation and
supervision outlined in Section 3 of this standard. The proper degree of direction and
supervision will vary depending on the size and complexity of the task; knowledge,
experience, and the skill of the delegate; as well as the delegators level of knowledge
and experience of the assigned work. The delegator must exercise due diligence to
ensure the professional engineering work is performed in compliance with the applicable
requirements with emphasis on:
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signing, dating and affixing his or her seal for the professional engineering work he or
she has performed.
Only work compatible with the knowledge and experience of the assigned engineer shall
be assigned as in 5.1.1. otherwise the work shall be delegated as defined in 2.
5.2
Delegating and Supervising Professional Engineering Work to NonLicensed Individuals in the Same Organization
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5.3
Holders of limited licences are not professional engineers and therefore may not assume
responsibility for the professional engineering work of others.
When the individual is a limited licence holder, the professional engineering work
assigned to him/her shall be restricted to the limited services within the practice of
professional engineering specified in the limited licence if the limited licence holder is
expected to work independently. The delegate shall sign, date and affix his or her seal
for the professional engineering work performed.
Otherwise, the pre-requisites for delegation and standards for proper direction and
supervision of a delegate who is not licensed apply to a limited licence holder delegated
with professional engineering work outside of his or her areas of limited services allowed
by the limited licence.
5.4
When the delegator is a holder of a temporary licence, the professional engineering work
to be performed must be completed prior to the expiry of the temporary licence and the
pre-requisites for delegation and standards for proper direction and supervision of a
delegate applies to the delegator. Also, the collaborating engineer named in the
delegators temporary licence must be involved in collaborating with the delegate with
respect to the delegated work.
The temporary licence holder shall sign, date and affix his or her seal for the
professional engineering work performed. Also, the collaborating engineer named in the
professional engineers temporary licence must be involved in collaborating with the
engineer with respect to the delegated work and must sign, date and affix his or her seal
to the work.
Otherwise, for work that extends beyond the expiry date of a temporary licence, or work
that extends beyond the knowledge and experience capability of the assigned engineer,
the pre-requisites for delegation and standards for proper direction and supervision of a
delegate who is not licensed apply.
5.5
Holders of provisional licences are not professional engineers and therefore may not
assume responsibility for the professional engineering work of others.
Provisional licence holders may be delegated professional engineering work only under
the supervision of the professional engineering supervisor named in the provisional
licence, and prior to the expiry of the provisional licence. The supervising professional
engineer named in the provisional licence is responsible for the work performed by the
provisional licence holder. That supervising professional engineer shall ensure that the
requirements imposed on the delegator and supervisor in this standard have been met
and shall sign, date and affix his or her seal adjacent with the signature, date and seal of
the provisional licence holder he or she supervised.
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Otherwise, for work that extends beyond the expiry date of a provisional licence, the prerequisites for delegation and standards for proper direction and supervision of a delegate
who is not licensed apply.
5.6
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