Professional Documents
Culture Documents
By
W.K. Hayman
Notes by
K.N. Gowrisankaran
and
K. Muralidhara Rao
Contents
1 Basic Theory
1.1
. . . . . . . . . . . . . . . . . . . .
1.2
The Poisson-Jensen Formula . . . . .
1.3
The Characteristic Function . . . . .
1.4
Some Inequalities . . . . . . . . . . .
1.5
. . . . . . . . . . . . . . . . . . . .
1.6
The Ahlfors-Shimizu Characteristic: .
1.7
Functions in the plane . . . . . . . .
1.8
Representation of a function.... . . . .
1.9
Convergence of Weierstrass products
2 Nevanlinnas Second Fundamental Theorem
2.1
. . . . . . . . . . . . . . . . . .
2.2
Estimation of the error term . . .
2.3
. . . . . . . . . . . . . . . . . .
2.4
Applications . . . . . . . . . . .
2.5
Picard values of meromorphic... .
2.6
Elimination of N(r, f ) . . . . . .
2.7
Consequences . . . . . . . . . . .
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
.
1
1
1
5
11
13
15
23
29
33
.
.
.
.
.
.
.
41
41
44
52
54
61
68
71
3 Univalent Functions
73
3.1
Schlicht functions . . . . . . . . . . . . . . . . 73
3.2
Asymptotic behaviour . . . . . . . . . . . . . . 95
iii
Part I
Basic Theory
1.1
Z2
0
X
R( a )
log |(Rei )|(R2 r2 )dr
+
log 2
R a
R2 2Rr cos ( ) + r2
Basic Theory
2
(1.1)
R( b )
log
R2 b
By change of variable,
1
2
Z2
Z2
1
2i
log (w)
dw
= log f () where (w) = f {z(w)}
w
|w|=1
Z2
log | f (ei )|
(1 r2 ) d = log | f ()|, = rei
1 2r cos( ) + r2
Basic Theory
Now for the function f (z) with poles b and zeros a none of them
being on |z| = 1, let us define
(z) = f (z)
(z b )
(1 b z)
(z a )
(1 a z)
On |z| = 1, |(z)| = | f (z)| and the function has no zeros or poles in |z| 1. 3
By the above result,
1
2
Z2
log |(ei )|
(1 r2 )
d = log |()|
1 2r cos( ) + r2
= rei , r < 1
Substitution for gives the theorem for R = 1. In the case when there
are poles and zeros on the circumference of the unit circle we proceed
as follows. We have only to show that if f (z) has no zeros or poles in
|z| < 1, but has poles and zeros on |z| = 1, then
1
2i
log f (z)
dz
= log f (0)
z
|z|=1
For if f (z) has zeros and poles in |z| < 1 we can consider (z), in place
of f (z). Further we can assume that there is only one zero (the case of
pole being treated in the same manner) on |z| = 1. For the case when
f (z) has a finite number (it can have at most only a finite number) of
zeros (poles) can be treated similarly.
Let therefore z = a, |a| = 1 be a zero of f (z) on |z| = 1. Let P be
the point z = a and consider a circle of radius < 1 about P, being
small. Consider the contour S QR (fig.)
R Inside it f (z) has no zeros or
poles. Hence by the residue
theorem, log f (z) dz = log f (0). Thus it
R
is enough to prove that log f (z) dz tends to zero as tends to zero.
QR
Basic Theory
QR
1
2
This proves the result, in the case when the function f (z) has zeros or
poles on the unit circle. In case R , 1, we consider the function f (Rz)
instead of f (z) and arrive at the result. Hence the theorem is proved
completely.
Corollary. In the special case when = 0 we get the Jensens formula
1
(1.2) log | f (0)| =
2
Z2
0
X
a
b
log
log
R
R
the summation ranging over poles and zeros of f (z) in |z| R. The above
formula does not hold if zero is a pole or a zero of f (z). If f (0) = 0 or
Basic Theory
Z2
1
2
Z2
X
|a | X
f (Rei )
|b |
log
log
d
+
log
R
R
R
log | f (Rei )|d +
log
|a | X
|b |
log
log R
R
R
where sums are taken over zeros and poles of f (z) in 0 |z| R.
if x 1,
Z2
Z2
log+
1
d
| f (Rei )|
We note that the first term represents the contribution when f is large
and the second term when f is small.
Let 0 < r1 r2 . . . rn R be the moduli of the poles in the
order of increasing magnitude. Let n(r) denote the number of poles in
|z| < r of f (z). Then the Riemann-Stieljes integral,
ZR
0
log
X
1
R
dn(t) =
log
t
|b
|
ZR
0
n(t)
dt X
=
log(R/|b |)
t
Basic Theory
The first term is zero, in consequence of the fact n(t) = 0, near zero.
We write n(r, f ) for the number of poles of f (z) in |z| r, so that
n(r, 1/ f ) is equal to the number of zeros of f (z) in |z| r. We define
N(r, f ) to be
Zr
(3)
n(t, f )
dt
t
Rr
[n(t, f ) n(0, f )]
dt
+ n(0, f ) log r.
t
Z2
1
log | f (re )|d
2
+
Z2
log+
1
d + N(r. f )
| f (rei )|
N(r, 1/ f ).
We define,
(1.4)
where,
(1.5)
1
m(r, f ) =
2
Z2
Basic Theory
!
1
+ log | f (0) a| + (a)
f a
Basic Theory
8
Let us now consider some examples
8
and
for large r and fixed a. Since f (z) = has n roots in the open
plane, n(t, f ) = n, for t > t0 and N(r, f ) = n log r + 0(1). Again
T (r, f ) = m(r, f ) + N(r, f ) which is equal to m log r + 0(1) for a
finite again by "(1.6) and theorem
2, N(r,
!
# 1/( f a)) = m log r+0(1),
1
/T (r, f ) 1 as r . In this case
a finite. Thus N r,
f a
a = is the only exceptional value.
Similar conclusions follow if m is less than n by taking 1/ f in
place of f in the above discussion. In this case a = 0 = f () is
the only exceptional value.
If m is equal to n, f = c + 0(z ) (say). Or writing, f c b(z ),
we see that m(r, 1/( f c)) = log r + 0(1)
m(r, 1/( f a)) = 0(1), when a , c
m(r, f ) = 0(1), N(r, f ) = n log r + 0(1)
Thus T (r, f ) = n log r + 0(1) and,
N(r, a) = n log r + 0(1), a , c
N(r, c) = (n ) log r + 0(1).
Thus in any case
T (r, f ) = (Max . m, n) log r + 0(1)
i.e., T (r, f ) (Max . m, n) log r.
Basic Theory
9
m(r, f ) = 1/2
= 1/2
Z2
log+ er cos d
0
Z/2
cos d
/2
= r/
because cos 0 in /2 , 3/2 /2 and so
log+ er cos is equal to zero.
Since ez has no poles, N(r, f ) = 0. Consequently T (r, f ) is equal to
m(r, f ) which in turn is equal to r/.
We employ the notation m(r, a) = m(r, 1/( f a)) for finite a and
m(r, ) = m(r, f ), and similarly with the functions n, N, and T . We
have |ez a| ||ez | |a|| = |er cos |a|| if z = rei . If a , 0, we have
for large r e r < |a| < er . Therefore |a| = er cos for 0 . Thus
R2
1
d
2m(r, a) = log+ z
|e a|
0
Z2
log+
|er cos
1
d
er cos |
= 2 log
1
er cos
+2
Z2
log+
1
d
|er(cos cos ) 1|
r2
(cos cos )2 + r(cos cos )
2
10
Basic Theory
10
(cos cos ) if r 1.
If 12 < |er(cos cos ) 1| and cos cos > 0 we have er(cos cos ) >
or 0 < r(cos cos ) < 1. Since 1 ex = xex we have
1
2
2
2
Thus if |er(cos cos ) 1| <
1
2
we have
|er(cos cos ) 1| |
cos cos
|.
2
2 log+
1
+ 4 log 2 + 2
|a|
[0,]E
Z
log
2
d
| cos cos |
11
2
d is a continuous function of in
| cos cos |
0
0 and hence is bounded. Thus
Further
log
m(r, a) = 0(1)
Basic Theory
11
Hence
T (r, a) = T (r, f ) + 0(1) = r/ + 0(1).
i.e. N(r, a) + m(v, a) = r/ + 0(1).
i.e. N(r, a) = r/ + 0(1).
This shows that
N(r, a)
1.
T (r)
Hence,
N
X
m r,
n=1
Now F =
N
P
n=N
X
m(r, fn ) + log N
fn
n=1
fn (z) has poles only where the fn (z) have poles and
n=1
N
X
N(r, fn )
n=1
and
N
N
X X
T (r, fn ) + log N
fn
T r,
n=1
n=1
Basic Theory
12
Again if |a1 a2 . . . an | 1
12
log+ |a1 a2 . . . an | = 0
n
X
log+ |a |
Therefore we get
m(r, fn )
T (r, fn )
because
N(r, fn )
m(r, fn )
T (r, fn )
N(r, fn ).
We remark that in all cases equality is not excluded. For example take
a1 = a2 = . . . = a and |a| > 1, then log+ |a1 a2 . . . an | is equal to
n
P
log+ |ai |.
i=1
Example
If a, b, c, d are constants with ad bc , 0,
T (r, (a f + b)/(c f + d)) = T (r, f ) + 0(1)
For,
T (r, (a f + b)/(c f + d)) = T (r, a/c + bc ad)/(c f + d)c)
= T (r, k/( f + k )) + 0(1)
and by the first fundamental theorem,
= T (r, ( f + k )/k) + 0(1)
T (r, f + k ) + 0(1)
T (r, f ) + 0(1)
Similarly we get T (r, (a f + b)/(c f + d)) T (r, f ) + 0(1).
Basic Theory
13
1.5
13
R2
N(r, ei )d
log+ | f (0)| that is, T (r, f ) apart from a constant term is the average of
N(r, a), for a on the circle |a| = 1.
For the proof we require the following lemma.
Lemma 1. If a is complex,
1/2
Z2
Z2
If
|a| < 1 write, |a ei | = |a||1 ei /a| = |a||1 ei /a|
= |a||ei i/a|
1
and we get by the first part, since > 1,
a
1
2
Z2
0
1
log |e a|d = log |a| + log = 0 = log+ |a|.
a
i
Z2
0
Basic Theory
14
14
Z2
1
log | f (0) e |d =
2
i
Z2
1
d
2
1
2
Z2
N(r, f )d
log | f (rei ) ei |d
1
2
Z2
Z2
N(r, ei )d
Z2
1
log | f (e )|d + N(r, f )
2
+
Z2
N(r, ei )d
= T (r, f )
1
2
Z2
N(r, ei )d
Z2
0
Zr
1
dt
n(t, e ) =
t
2
Z2
n(r, ei )d
1 R2
m(r, ei )d log 2.
2 0
Basic Theory
15
In fact by theorem 2,
1
m(r, e ) + N(r, e ) = T r,
f ei
i
Z2
1
m(r, e )d +
2
i
Z2
N(r, ei )d
Z2
Z2
15
Basic Theory
16
G(| f (z)|)ds =
g(| f (z)|)| f (z)|2 dx dy
n
16
2
2
G(| f |)ds =
2 [G(| f |)]dx dy 2 = 2 + 2
n
x
y
Suppose first that f (z) has no zeros for z in D. Put u = log | f |, in order
to facilitate the easy calculation of 2 G(| f |). u is a harmonic function.
Therefore, 2 u = 0. Now | f | = eu , G(| f |) = G(eu ). Calculating the
partial derivatives with respect to x and y we see that,
u
2
[G(eu )] =
2
x
x
!2 n
o
2 u
eu G (eu ) + e2u G (eu ) + euG (eu ) 2
x
2
u
G(eu ) =
2
y
y
!2 n
o
2 u
eu G (eu ) + e2u G (eu ) + G (eu )eu 2
y
and
u
d
u
i
= (log f ) = f / f .
y
y dz
Hence on addition we get,
2 [G(eu )] =
since 2 u = 0.
| f (z)|2 u u
e G (e ) + eu G (eu )
2
| f (z)|
Basic Theory
17
Writing | f (z)| = R,
2 [G(R)] = | f (z)|2 [G (R) + RG (R)]/R
= g(R)| f (z)|2
where g(R) = (1/R)G (R) + G (R).
17
This establishes the result provided that f (z) , 0 for z in D. Otherwise, exclude the zeros (which are necessarily finite in number) of f (z)
G(| f |dx =
g(| f |)| f (z)|2 dx dy.
n
|z z0 | =
and
G(| f |) =
1
log(1 + | f |2 ) = log | f | + 0(1).
2
that is,
G(R) = k log + 0(1)
Therefore,
!
1
[G(R)] =
k log
+ 0(1)
n
Basic Theory
18
[G(R)] = k/ + 0(1).
n
Hence the contribution to the left hand side in the lemma is 2[k/ +
0(1)], that is, 2k + 0(). Adding over all the circles and letting tend
to zero,
Z
1
2n(r, f ) +
[log(1 + | f |2 ) 2 ]ds
n
|z|=r
"
2| f (z)|2
dx dy
[1 + | f (z)|2 ]2
|z|<r
that is again,
#
Z2 "
q
1
i
2
n(r, f ) +
log 1 + | f (re )| r d
2
r
0
"
| f (z)|2
1
dx dy.
=
[1 + f (z)2 ]2
|z|<r
Z2
(1.7)
Zr
A(t)dt
.
t
The integration is justified since both sides are continuous and have
equal derivatives except for the isolated values of r for which |z| = r
Basic Theory
19
1
19
dt
1
A(t) =
t
2
Z2
1
log 2 > log+ | f (0)|
2
1
log 2 > log+ | f (0)|
2
1
log 2 > log+ | f (0)|
2
Now if we put,
T 0 (r, f ) =
Zr
A(t)
dt
t
We get
T 0 (r, f ) = T (r, f )+ <
1
log 2 > log+ | f (0)|
2
Basic Theory
20
20
Consider the Riemann Sphere of diameter one lying over the w-plane
and touching it at w = 0. To every point w corresponds the point P(w)
in which the line Nw (fig) intersects the sphere. From the figure NP =
1
cos = 1/(1 + R2 ) 2 , R = |w|. NP is called the chordal distance between
w and and is denoted by [w, ].
Then
1
2
Z2
0
1
log[1 + | f (re )| ] d =
2
i 2
1
2
Z2
log
1
d
[ f (z), ]
and so is the average of the chordal distances between f (z) and infinity,
when z runs over |z| = r. The left hand side of the above equation is an
alternative for m(r, f ) in the sense that it differs from m(r, f ) by less than
1
2 log 2.
It is easy to see that if ds is an element of length in the plane
and d the corresponding element on the Riemann-sphere then d =
ds/(1 + R2 ). Hence if du dv is an element of area in the w-plane, then
the corresponding element of area on the sphere is du dv/(1 + R2 )2 . If
dx dy is an element of area in z-circle, |z| < r, its image in the w-plane is
| f (z)|2 dx dy, since the element of length is multiplied by | f (z)|. Thus
the element of area corresponding to dx dy on the Riemann-w-sphere
is precisely | f (z)|2 dx dy/[1 + | f (z)|2 ]2 . Therefore, we interpret A(r)
as the area on the Riemann-w-sphere of the image, with due count of
multiplicity (the map w = f (z) may not be one-one, and more than one
lement of arc x in the z-plane may go into the same element of arc x in
the w-plane) of |z| < r by w = f (z). Since the area of the sphere is , A(r)
itself being the area of the image divided by the area of the sphere may
be interpreted as the average number of roots in |z| < r of the equation
f (z) = w, as w moves over the Riemann sphere.
21
1
We have seen above that A(r) = area of image of |z| < r by f (z) on the
Basic Theory
21
Let us now rotate the sphere. This corresponds to a one-one conformal map of the closed plane onto itself and in fact to a bilinear map of
the type w = ei (1 + aw)/(w a) (for the proof refer Caratheodery, [1]).
Further under this rotation A(r) will remain unaltered.
Set (z) = ei [1 + a f (z)]/[ f (z) a], and observe that [(z), ] =
[ f (z), a], where w, a is the chordal distance between the points corresponding to w and a on the Riemann Sphere. In particular [w, ] =
1
{1 + |w|2 } 2 . If we apply our previous result to (z), we get
Zr
dt
1
A(t) = N(r, ) +
t
2
Z2
log
1
1
d log
i
[(0), ]
[(re ), ]
1
2
Z2
log
1
1
.
d log
i
[ f (0), a]
[ f (re ), a]
= N(r, a) +
dt
1
A(t) = N(r, a) +
t
2
Z2
log
1
1
.
d log
i
[ f (0), a]
[ f (re ), a]
1 + aw
1 +
wa
Z2
Unlike theorem 2 theorem 2 is exact. Notice that m0 (r, a) is always nonnegative because the chordal distance between any two points is always
is less or equal to one.
22
Basic Theory
22
Corollary. If f (z) is meromorphic in the plane then
Zr
dt
n(t, a)
t
Zr
A(t)
dt
+ C.
t
A(t)
dt
= N(r, a) + m0 (r, a) m0 (0, a)
t
Z1
A(t)
dt
= N(1, a) + m0 (1, a) m0 (0, a)
t
Rr
n(t, a)
dt
n(t, a) =
t
Zr
A(t)
dt
+ m0 (1, a) m0 (r, a)
t
Zr
A(t)
dt
+ max m0 (1, a)
a
t
Zr
dt
,
t
23
and
> 0,
Basic Theory
23
then
(1.8)
...
...
n(t)
dt
< (constant). A(r)
t
r
The order and the lower orders of the function always satisfy the relation, 0 k .
If 0 < k < , we distinguish the following possibilities,
(a) S (r) is maximal type if
C = limS (R)/Rk = infinity.
Basic Theory
24
(b) S (r) is of mean type of order k if 0 < C < .
(c) S (r) is of minimal type if C = 0.
(d) S (r) is of convergence class if,
Z
S (t)dt/tk+1
converges.
S (r)
dr <
rk+1
if r0 > t()
r0
26
Then
Z2r0
S (r)
dr <
rk+1
r0
S (r0 )
S (r)
dr
r0
k+1
r
(2r0 )k+1
and
S (r0 )2(k+1) /r0 k <
for
that is,
lim S (r)/rk = 0.
r0 > t()
Basic Theory
25
S (r)dr/rk +1
converges.
R S (r)
rk +1
dr diverges.
We have next
Theorem 4. If f (z) is a regular function for |z| R and
M(r, f ) = Max|z|=r f (z) then,
r+R
T (R, f ) for
T (r, f ) log+ M(r, f )
Rr
0 < r < R.
Z2
Z2
0
log | f (Rei )|
(R2 r2 )
d.
R2 + 2Rr cos( ) + r2
Basic Theory
26
log
a z)
R(z a )
+ (R
in the above equality a runs through all the zeros of f (z). For, as regards
the zeros with modulus less or equal to R
2
2
2
(R
(R
(R
a
z)
a
z)
a
z)
= log
since
log+
1.
R(z a )
R(z a )
(z a )R
Clearly,
log | f |
(R2 r2 )
(R2 r2 )
+
log
|
f
|
R2 2Rr cos( ) + r2
R2 2Rr cos( ) + r2
R+r
R+r
log+ f
log+ f
Rr
Rr
28
1
log | f (z)|
2
Z2
(R2 r2 )
log+ | f (Rei )|d
(r2 + R2 2Rr)
Z2
= (1/2) (R + r/(R r)) log+ | f (Rei )|d
0
Basic Theory
27
for
r > r0 .
This implies that the order of log+ M(r, f ) is less or equal to k. If T (r)
has mean type, we may take = 0. If T (r) has minimal type, we may 29
in addition take c arbitrarily small. Hence T (r, f ) and log+ M(r, f ) both
have same order and belong to the same order type a, b or c. In order to
complete the corollary, we have to consider the case when T (r, f ) is of
(d) i.e., convergence type. Consider,
Z
log+ M(r)
dr
rk+1
r0
log+ M(r)
dr
rk+1
3T (2r)
dr
rk+1
r0
r0
3.2k
T (r)dr
rk+1
2r0
by change of variable.
Since T (r) is of convergence type, it follows from the above inequality that log+ M(r) also belongs to the same class. It is clear that this
relation holds good in the reverse direction.
Basic Theory
28
We now proceed to define the order and the order type of a function
f (z) meromorphic in the plane on the above analogy.
Definition . The order and type of a function f (z) meromorphic in the
plane are defined as the order and type of T (r, f ).
We note that this coincides with that of order and type of
log M(r, f ) if f (z) is an entire function.
+
30
Example. (1) If the function f (z) = ez , log M(r) = r and T (r) = r/.
The function has order one, mean type. In this case log+ M(r) and
T (r) are of the same type, viz., mean type, though the values of
the type are different. More precisely, for T (r), lim T (r)/r = 1/
r
(the order being 1) and for log+ M(r), lim (1/r) log+ M(r) = 1.
r
In the above example the ratio of the two super. limites that is,
T (r)
rk
=1
+
log M(r)
lim
r
rk
lim
In general case for a function of order k and mean type this ratio is
bounded by 1. But it is still an open problem to find the best possible lower bound. It can be shown easily from theorem 4, taking
R = r[1 + (1/k)], that a lower bound is 1/e(2k + 1). In this connection
P.B. Kennedy [1] has given a counter example of a function of order k
mean type in | arg z| < /2k, and bounded for /2k arg z , provided
k > 21 , such that
log+ | f (rei )| rk cos k for || < /2k
|| <
log+ | f (rei )| = 0(1)
2k
Hence T (r, f ) rk /k, log M(r) rk . Thus e(2k + 1) cannot be replaced
by any constant less than k if k > 12 .
Basic Theory
29
Remark . For functions of infinite order T (r) and log+ M(r) no longer
have necessarily the same order of magnitude. Actually it has been
shown by W.K. Hayman and F.M. Stewart [1] that if > 0, log M(r) <
z
(2e + )[T (r) + A(r)] for some large r. As an example consider f (z) = ee 31
log M(r) = er
and
1
T (r) er (23 ) 2 /r 2 .
E(z, q) = (1 z)ez+ 2 z
++ q1 zq
Basic Theory
30
at zero. The Poisson-Jensen formula gives,
Z2
X
R(z a )
(R2 r2 ) log | f (Rei )|
d +
log 2
(R a z)
R2 2Rr cos( ) + r2
|a
|<R
0
2
X
R b z
i
z = re
+
log
R(z b )
|b |<R
1
log | f (z)| =
2
Both the sides are equal harmonic functions v(z) (say) of z near the point
v v
i on both the sides.
z = rei where f (rei ) , 0, . Let us operate
x y
We assume that R is such that f (z) , 0, on |z| = R. Differentiating
under the integral sign and observing that
!
(R2 r2 )
Rei + z
=
Real
Rei z
R2 2Rr cos( ) + r2
We deduce,
f (z)
1
=
f (z)
2
Z2
log | f (Rei )|
2Rei
d
(Rei z)
#
a
1
(a z) (R2 a z)
|a |<R
X 1
2 b z)
(b
z)
(R
|b |<R
X "
34
!q1
!
Z2
log | f (Rei )|Rei
f (z)
1
=
f (z)
(Rei z)q+1
0
q
X
b
1
+ (q 1)
q
2 b z)q
(b
z)
(R
|b |<R
Basic Theory
31
X
+ (q 1)
|a |<R
T (2r)/(r)q
q
a
2
q
(a z)
(R za )q
Basic Theory
32
Now coming to the integral,
|Rk ei z)|
1
Rk
2
1
|z| < Rk .
2
for
Rk 2q+1
(q!)
Rq+1
k
(q!) 2q+1
Rqk
< (q!)
2
Z2
Z
1
+
i
+
d
0
q+2
2
[m(Rk , f ) + m(Rk , 1/ f )]
Rk
< (Const.)
T (2Rk , f )
T (Rk , f )
< (Const.)
0
q
q
Rk
Rk
as k .
36
!q1
f (z)
= lim S k (z)
f (z) k
Where
1
1
X
q
q
S k (z) = (q 1)!
(a z)
|b |<Rk (b z)
|a |<Rk
the convergence being uniform for any bounded set of values of z not
containing any of the zeros or poles of f (z).
By the uniform convergence we may therefore, integrate both sides
(q 1) times along a suitable path from 0 to z to get,
X
f (z)
= lim
f (z) k |b |<R
1
z
zq2
2 q1
(b z) b b
b
k
Basic Theory
33
1
zq2
1
+ pq2 (z)
q1
(a z) a
a
|a |<Rk
1
e
a
|a |<Rk
f (z) = Pq1 (z) lim
!
q1
z
1
k
Q
z bz + q1
b
e
1
b
|b |<Rk
Q
Hence the result in the case when f (0) , 0, . In case zero is a pole or 37
zero of the function of order p, consider the function f (z)/z p and apply
the result just obtained to get the theorem in its final form.
Lemma. If N(r) =
rn <R
1/rnk
ZR
0
1
dn(t)
tk
Basic Theory
34
=k
ZR
n(t)
dt
tk+1
dR
is less than infinity. n(R) has at
Rk+1
0
most convergence type of order k. (Hence it is also of minimal type).
P
Therefore upper limit of n(r)/rk as r tends to infinity = zero, and 1/rnk
converges to k(I1 ). The convergence of the series implies the convergence of the integral, because n(R)/Rk 0.
near 0. Suppose now I1 =
n(R)
39
ZR
dr
N(r) k+1 = N(R)/(k)Rk +
r
ZR
dN(r)/krk
= N(R)/kRk +
ZR
n(r)
dr/rk+1
k
N(r)dr/rk+1 and
dr
implies that lim N(R)/Rk = 0,
k+1
R
r
0
R
dr
hence the convergence of n(r) k+1 follows. On the other hand if
r
0
RR
R
dr
n(r)dr/rk+1 converges N(r) k+1 at once by comparison.
r
0
0
Therefore it remains to be proved that n(r) and N(r) have the same
order and type. Suppose n(r) has order k, then given > 0, n(r) < crk+
for r greater than r0
N(r) =
Zr
0
n(t)
dt
t
N(r)
Basic Theory
35
N(r)
Zr0
dt
n(t) +
t
0
Zr0
dt
n(t) +
t
Zr
n(t)
Zr
dt
t
for
r > r0
r0
r0
Z2r
n(t)
dt
N(2r)/ log 2.
t
From this inequality it can be derived in the same way as before, that
the order of n(r) is not greater than that of N(r) etc.
Definition . The order and type of n(r) or N(r) (being the same) are
called the order and type of the sequence (an ). The order of n(r) is also
sometimes called exponent of convergence of the sequence.
P
We note that 1/rnk converges if and only if n(r) has order less than
k, or order k of convergence type. (This is a consequence of lemma 3)
Q
(a positive integer) convergence class. Then the product (z) =
n=1
Zr
Z
dt
dt
q
q+1
r
n(t)
log |(z)| < A(q)
+
r
n(t)
q+1
q+2
t
t
Basic Theory
36
Proof.
q
1 2
++ uq
E(u, q) = (1 u)eu+ 2 u
1
uq
log E(u, q) = log(1 u) + u + u2 + +
2
q
X
k
=
u /k
q+1
41
P |u|k
1
2|u|q+1 if |u| since log |E(u, q)| is the
2
q+1 k
1
real part of log E(u, q) we get log |E(u, q)| q + 1 if |u| . Suppose
2
1
|u| 1. Then
2
1
|u|q
log |E(u, q)| log |(1 u)| + |u| + |u|2 + +
2
q
|u|q
1 2
.
|u| + |u| + |u| + +
2
q
so that | log E(u, q)|
1
, |u|q1 1/2q1 , 2q1 |u|q1 |u|. So that since |u| 1,
2
|u|q |u| 2q1 |u|q and
Also |u|
log |E(u, q)| 2q1 |u|q + q2q1 |u|q = A(q)|u|q < 2A(q).
A(q) being a constant depending only on q.
Thus for |u| 1, log |E(u, q)| A(q)|u|q+1 .
Let
1
uq
|u| 1, then log |E(u, q)| |u| + |u| + |u|2 + +
2
q
q
(q + 1)|u|
Now u = z/zn . Let |z| = r, |zn | = rn and N the least integer for which
rn r. Then |u| 1. Thus
N1
X
n=1
N1
X
1
rn
Basic Theory
and
37
q+1
n+1
q1
rn
n+1
Thus
X
1
N1
X
X q
q1
q
q+1
log |E(z/zn , q)| C r
rn + r
rn
N
1
Zr
1
1
q+1
dn(t)
+
r
dn(t)
= C rq
tq
tq+1
r
0
Z
Zr
1
1
q+1
= K rq
n(t)dt
+
r
n(t)dt
tq+1
tq+2
r
!
!q+1
z
r
,
q
,
log
E
<
A(q)
zn
rn
P (q+1)
and, the product converges since rn
converges. Our Theorem 6
shows that if in Theorem 5 f (z) has at most order q convergence class,
then the two products converge separately, uniformly and absolutely on
every bounded set.
As a consequence of the theorem we have
Theorem 7. If a sequence an defined as in the last theorem, has order
n=
Q
, q 1 < q, q an integer, then a (z) =
E(z/an , q 1) has order
n=1
Q
and further if is not an integer, (z) has the same type class as (an ).
a
42
Basic Theory
38
Proof. If n(t) < ct+ for t > t0 where > 0
r
q1
Zr
dt
n(t) q rq1
t
0(r
43
q1
)+C
Zt0
n(t)dt/t + r
0
+1q+
r
+ 1 + q +
q1
Zr
ct+ dt/tq
t0
q1
=0 r
q1
Cr+
+
+ +1q
and the result regarding the order of the first integral follows. The
second integral is treated similarly and then the first part follows from
Theorem 6.
If > q 1 and f (z) is of mean type or minimal type of order we
can take = 0, and in the case of minimal type c small and the results
for the type at once follow. Suppose for instance that n(t) has order less
than q so that n(t) < cr+ for t > t0 . Then for large r,
r
Z
r
n(t)dt
< crq
tq+1
t+
cr+
dt
=
(q )
tq+1
if
< q .
Suppose now that f (z) is a meromorphic function of finite nonintegral order and q such that q 1 < < q. Then,
f (z) = ePq1 (z) 1 (z)/2 (z)
44
where 1 (z) and 2 (z) are the products over the zeros and poles respectively. Now if both have a smaller order and type than f (z), so does their
ratio. since
T (r, 1 /2 ) T (r, 1 ) + T (r, 1/2 )
= T (r, 1 ) + T (r, 2 ) + 0(1).
and ePq1 (z) has order q 1 < , so we should get a contradiction. Hence
at least one of the 1 (z) or 2 (z) and so either zeros or the poles have
the same order and type as the function f (z).
Basic Theory
39
If for instance the poles do not have the order and type of f (z) then
since f (z) a has the same poles as f (z) (for every finite a), the roots of
f (z) = a that is the zeros of f (z) a have the order and type of f (z).
This kind of argument was used to show that Riemann-Zeta function
has an infinity of zeros.
We now illustrate the above by means of an example.
If f (z) is meromorphic in the plane and lim T (r, f )/ log r<+ then
f (z) is rational.
In this case f (z) has lower order zero, and lower limit of N(r, f )/
log r as r tends to is less than . [T (r, f ) N(r, f )].
Similarly,
N(r, 1/ f )
<
lim
log r
further,
N(R, f )
ZR
n(t, f )
R
dt
n(r, f ) log
t
r
N(r2 ,
f)
= 0(1) for a sequence of n . So f (z)
log r
has only a finite number of zeros and poles. Hence from theorem 5 45
f (z) = z p ((1 z/a )/(1 z/b ) where both the products are finite.
Thus for all transcendental meromorphic functions T (r, f )/ log r tends
to infinity as r tends to infinity.
so that n(r, f )
1
2
Part II
Nevanlinnas Second
Fundamental Theorem
2.1
46
=q
X
=1
f /( f a )
S (r) = m(r, f / f ) + m r,
=1
41
42
+ q log
!
3q
+ log 2 + log+ 1/| f (0)|
=q
X
1/[ f (z) a ]
=1
and suppose that for some , | f (z) a | < /3q. Then for , ,
| f (z) a | |a a | | f (z) a |
/3q
> 2/3.
(q 1)
Therefore,
1/| f (z) a | < 3/2
for
Again,
|F(z)| 1/| f (z) a |
1/ f (z) a |
q
X
q
X
log+
=1
=1
1
q log+ 3q log 2.
| f (z) a |
43
since all the term for , are at most log+ 2/. This is true if | f (z)
a | < /3q for some q. This inequality is true evidently for at most
one (with the condition |a a | ). If it is not true for any value
then we have trivially,
log+ |F(z)|
q
X
=1
(because, log |F(z)| 0). So the last relationship holds good in all
cases.
Taking integrals we deduce,
(2.1)
m(r, F)
q
X
m(r, 1/ f a ) q log+
=1
3q
log 2
48
q
P
m(r, a ) q log+
=1
3q/ log 2 Right hand side of the above inequality. Add to both the
sides m(r, f ), we get the inequality,
m(r, f ) +
q
X
=1
44
+ N(r, f / f ) N(r, f / f ).
2
= 2T (r, f ) N1 (r) + m(r, f / f ) + log
| f (0)|
q
f
3q
+ q log+
+ m r,
( f, a )
=1
Z2
1
2
0
Z2
g(rei )
log
d log |g(0)/ f (0)|
f (rei )
log |g(rei )|d log |g(0)|
1
+
2
Z2
log
1
d + log | f (0)|
| f (rei )|
Thus
N1 (r) = N(r, f ) + N(r, 1/ f ) + N(r, 1/ f )
+ N(r, f ) N(r, f ) N(r, 1/ f )
= 2N(r, f ) + N(r, 1/ f ) N(r, f )
as required.
45
Z2
log+
1
d + 0(1)
(rei )
2ei
d
(ei z)2
0
# X
X"
1
a
1
b
+
+
2
(b z) (2 b z)
( a z) (a z)
1
f (z)/ f (z) =
2
log | f (ei )|
where the sums as usual run over the zeros a and poles b in |z| < .
From |2 a z| 2 |z| = 2 r = ( r) for |z| = r we get
|a |
1
2
=
and by definition of (z)
2
| a z| r ( r)
1
1
1 1
,
(a z) (z) b z (z)
Hence
"
# X
1
a
X
b
1
(b z) 2 b z
(2 a z) (a z)
#
"
1
1
+
[n(, f ) + n(, 1/ f )]
(z) ( r)
We now estimate n(, f ) and n(, 1/ f ). For this we have,
ZR
50
46
RR
n(t, f )dt/t
4R
[T (R, f ) + 0(1)]
(R r)
and so
"
# X
1
a
X
b
1
(b z) (2 b z)
2 a z (a z)
"
#
1
2
4R
[T (R, f ) + 0(1)]
+
(R r)
(z) (R r)
Further,
Z2
i
1
2e
i
log | f (e )| i
d
2
(e z)2
0
2
1
2 ( r)2
Z2
51
for,
|ei z| ||ei | |z|| = ( r)
2
Z2
Z
1
1 4
+
i
+
=
d
log | f (e )d + log
i
2
(R r)
| f (e )|
0
8
8
=
[m(, f ) + m(, 1/ f )]
[2T (, f ) + 0(1)]
2
(R r)
(R r)2
16
16R
=
[T (, f ) + 0(1)]
[T (R, f ) + 0(1)]
2
(R r)
(R r)2
47
2
(z)
(R r)
Hence,
+
!
4R
Rr
+
+ log+ T (R, f )
+ log 6 +
(z)
(R r)2
1
(R r)
+ log+ T (R, f ) log+
+ 0(1)
(R r)
(z)
1
+ 2 log+
+ log+ T (R, f ) + 0(1)
(R r)
1
(z)
Z2
1
log | f (re )/ f (re )|d 2 log R +
2
i
Z2
log+
1
d
(rei )
1
+2 log+
+ log+ T (R, f ) + 0(1)
(R r)
which gives the lemma.
Lemma 2. Let z be any complex number and 0 < r < . Let Ek be the
set of all such that |z rei | < kr where 0 < k < 1. Then
!
#
"
Z
1
i
+1
log[r/|(z re )|]d < log
k
Ek
48
log[r/|re z|]d 2
Now, <
1
d
Sin
log+
Ek
53
Z0
sin 2
|| < 0 we get
log[r/|rei z|]d 2
Ek
Z0
log
d
2
=2
Z0
log
Z0
log d
d
2
because 0 <
Z
or
> 1.
2
2
log[r/|(rei z)|]d 2
Ek
Z0
log d 2
2
= 20 log 20 log 0 + 20
2
Lemma 3. With the hypothesis of lemma 1,
m(r, f / f ) 3 log+ T (R, f )+4 log+ R+4 log+ [1/(Rr)]+log + (1/r)+0(1)
Proof. Notations being the same as in the proof of lemma 1, write,
1
1
r
[1/(z)] = [r/(z)] (1/r). Then log
log log
. So
(z)
r
(z)
1
2
Z2
0
1
1
1
log
d log+ +
r 2
(rei )
+
Z2
0
log+
r
d
(rei )
49
r
Let E denote the set of in (0, 2) for which (rei ) < 2 where n =
n
n(, f ) + n(, 1/ f ). (If n = 0 so that there are no zeros and poles we can
put (z) = + and there is nothing to prove. So assume n 1). For each
point in E there is a zero or pole z such that (rei ) = |z rei | < r/n2 54
and then
log+ [r/(z)] = log+ [r/|rei z |]
Now write log0 x = log x if x n2 and log0 x = 0 otherwise. Then since
n 1, log0 x 0 always.
Also for in E log+ [r/(z)] = log+ [r/|(rei z )|] for some Since,
1 < n2 < [r/|rei z |],
X
r
r
r
= log0 i
log0 i
log+ i
|re z |
|re z |
|re z|
where the sum is taken over all zeros and poles z in |z| < . Thus
Z
XZ
r
r
+
log0 i
d
d
log
i
(re )
|re z |
E
E
X
[log n2 + 1] = [2 log n + 1] A.
2
n
n
r
d
log
(rei )
+
Z2
log n2 d = 2 log n2
compl. of E
Adding we obtain
1
2
Z2
log+
r
d [2 log n + A]
(rei )
1
2
Z2
0
1
1
log
d =
2
|(rei )|
+
Z2
0
log+
r
1
d
r |(rei )|
50
1
Z2
log
r
1
d + log+
i
r
|(re )|
Z2
log
1
1
1
+ 2 log+ R
d log+ + 2 log+
i
r
Rr
|(re )|
51
dr/(1 r) 2. In particular
T [r + (1 r)/eT (r)] < 2T (r) for some r such that < r < if
r0 < < 1 and 1 < (1 )/e2 .
Proof. We prove first (i) [that is in the plane]. Let r1 be the lower bound
of all r for which (2.3) is false. If there are no such r there is nothing to
prove. We now define by induction a sequence of numbers rn . Suppose
that rn has been defined and write rn = rn + 1/T (rn ). Define then rn+1 as
the lower bound of all r rn for which (2.3) is false. We have already
defined r1 and so we obtain the sequence (rn ). Note that by continuity of
T (r) (2.3) is false for r = rn , for n = 1, 2, 3, . . . that is rn belongs to E0 ,
E0 being the exceptional set. From the definition of rn+1 is follows that
there are no points of E in (rn , rn+1 ) and that the set of closed intervals
[rn , rn ] contains E0 . If there are an infinity of rn , (rn ) cannot tend to a
finite limit r. For then since rn < rn rn+1 , rn tends to r also. But
rn rn = 1/T (rn ) which is greater or equal to 1/T (r) > 0, since T (r) is
increasing, for all m which is a contradiction.
P
It remains to be shown that (rn rn ) 2. Now T (rn ) = T [rn +
1/T (rn )] 2T (rn ) since rn belongs to E. And so T (rn+1 ) T (rn )
2T (rn ). Therefore, T (rn+1 ) 2T (rn ) . . . 2n T (r1 ) 2n since T (r) 57
P
P
P
1. Thus T (rn ) 2n1 . Now (rn rn ) = 1/T (rn ) 21n 2.
To prove part (ii) of the theorem, set R log[1/(1 r)] getting r = 1
eR and put T (r) = (R)(R) then is continuous and increasing for R0 =
log[1/(1 r0 )] R < and (R) 1. Apply then the first part to (R).
Then we have [R+1/(R)] < 2(R)
R for R R> log[1/(1r0 )] outside a set
P
E of R such that 2 (Rn Rn ) = dR = dr/(1r). Translating back
E
52
2.3
Theorem 9. If f (z) is meromorphic and non-constant in the plane and
S (r, f ) denotes the error term in Theorem 8 then we have
(2.5)
as r tends to infinity through all values if f (z) has finite order, and
through all values outside a set of finite linear measure otherwise.
(ii) If f (z) is meromorphic (non-constant) in |z| < 1 and the
lim{T (r, f )/ log[1/(1 r)]} = , then we have S (r, f ) = O[T (r, f )]
r1
R
as r tends to one on a set E such that dr/(1 r) = .
E
Proof. If (z) =
q
Q
[ f (z) a ] then
=1
q
P
f /( f a ))+O(1) and
=1
q
P
f /( f
=1
a ) =
T (r, )
q
X
=1
Thus
S (r, f ) 3(1 + q) log+ T (R, f ) + 8 log+ R + 8 log+ [1/(R r)]
+2 log+ (1/r) + O(1)
53
If r is greater than 1 (we are considering S (r, f ) for large r) log+ (1/r) =
0. Now suppose that f (z) is meromorphic of finite order so that T (r, f ) <
r K for r greater than r!0 . Also choose R = r2 and r 2 so that R r > 1.
1
= 0. We get
Then log+
Rr
S (r, f ) 3(1 + q) log+ T (R, f ) + 8 log+ R + O(1),
log+ T (R, f ) < k log+ R < 2k log+ r = 2k log r
since R = r2 and r > 1. We thus have finally, S (r, f ) 6(1 + q)K log r +
16 log r + O(1) showing that S (r, f ) = 0(log r) which gives (2.5) since
log+ T (r, f ) = O(log r).
Note that by our examples T (r, f )/ log r tends to infinity unless f (z) 59
is a rational function in which case S (r, f ) is bounded because f / f 0
as z for any polynomial and hence for any rational function. Thus
if f (z) has finite order S (r, f )/T (r, f ) 0 as r .
If f (z) has infinite order take R = [r + 1/T (r)], then log+ R
log r[since T (r) ] log+ 1/(R r) = log+ T (r) and log 1/r = 0
finally. Outside the exceptional set of lemma 4, T (R, f ) < 2T (r, f ) and
so, log+ T (R, f ) log+ T (r, f ) + log 2. Hence again we have (2.5) outside the exceptional set. This completely proves i) In order
! to prove
1
as
(ii) denote by rn a sequence such that T (rn , f )/ log
1 rn
n and by taking a sub sequence if necessary we can assume that
1 rn
1 rn+1 <
. Then let rn be defined by 1 rn = (1 rn )/10 so that
10
Rrn dr
vided only that T (r1 ) > 1. For a not exceptional point r of E1 take
54
R = r + (1 r)/eT (r), then
log+
60
1
eT (r)
1
= log+
< log+ T (r) + log+
+1
Rr
1r
1r
1
+ O(1)
(R r)
1
+ O(1)
(1 r)
1
10
< log+ 1r
+ 0(1) =
Also, log+ [1/(1 r)] < log+ 1/(1 rn ) + log+ (1r
n)
n
O[T (rn )] + O(1) = O[T (r)].
So since log T (r, f ) = O T (r) we get S (r, f ) = O T (r). This proves
R dr
(ii) for a set E1 of r such that
= + and containing at least one
E1 1 r
point in each interval rn < r < rn . In face E comprises all the r in the
sequence of intervals [rn , rn ], n > 1 except possibly a set E0 such that
R dr
2.
E0 1 r
2.4 Applications
61
equal to one if f (0) = a and zero otherwise]; and N(r, a) as before with
n(t, a) instead of n(t, a). Let now the function f (z) be meromorphic, and
non-constant in |z| < R, 0 < R and suppose that f (z) satisfies the
hypotheses of theorem 9, so that lim [S (r, f )/T (r)] = 0 and T (r) tends
rR
to infinity as r tends to R.
Now write (a) = lim [m(r, a)/T (r)] = 1 lim [N(r, a)/T (r)] because
rR
rR
55
thus
lim [m(r, a)/T (r)] = lim 1 +
rR
rR
N(r, a)
= 1 + lim N(r, a)/T (r)
T (r)
rR
= 1 lim N(r, a)/T (r)
rR
Again write,
(a) = lim [N(r, a) N(r, a)]/T (r)
rR
and
(a) = 1 lim N(r, a)/T (r) = lim [1 N(r, a)/T (r)].
rR
rR
Clearly, (a), (a) and (a) lie in the closed interval [0, 1]. Also
N
N NN
=1 +
T
T
T
N N
N
N
+ lim
lim 1 lim 1
T rR
T
T
rR
rR
1
q
X
m(r, a ) < 2T (r, f ) N1 (r) + S (r)
=1
and adding
q
P
=1
q
X
=1
56
q
X
=1
63
q
X
=1
N(r, a ) N(r, 1/ f ) =
=2
q
X
N(r, a ) N0 (r, 1/ f )
=2
where N0 (r, 1/ f ) refers to zeros of f (z) at points other than the roots
of f (z) = a.
Hence we get,
(q 2)T (r, f ) <
i.e. (q 2)T (r, f ) <
q
X
=2
q
X
=1
q
X
N(r, a )
S (r, f ) + 0(1)
i.e.
(q 2)
since N0 (r, 1/ f ) 0
T
(r)
T
(r)
=1
#
q
X
N(r, a )
O(1) + S (r)
(q 2)
= 0. Thus lim
lim
rR
rR
T (r)
T (r)
=1
"
q
X
=1
that is,
lim
rR
57
N(r, a )
q2
T (r)
q
X
[1 (a )] (q 2)
64
as required.
=1
This shows that (a) > (1/n) at most for 2n values of a and so (a) > 0
for at most a countable number of a. If these as are arranged in a
q
P
sequence
(ar ) 2 for any finite q, and so to infinity.
r=1
Consequences
P
(1) Since (a) (a) we have (a ) 2 and thus there exists
at most two values of a for which (a) = 1, or more generally
(a) > 32 . Thus if the equation f (z) = a has only a finite number
of roots in the plane, N(r, a) = 0(log r) as r tends to infinity, and
we should have
T (r)
< .
r log r
58
Hence in this case,
rR
1
2
any finite number of finite a s. So that there can be only two such values a which are taken multiply. Such values are called fully branched
(Vollstandig Verzweight). These results are best possible, for sin z and
cos z, have the values 1 fully branched. Again for the Wierstrassian
elliptic function P(z) which satisfies the differential equation
[P (z)]2 = (P(z) e1 )(P(z) e2 )(P(z) e3 )
66
59
67
68
60
q
X
<
q
X
i=1
i=1
1
That is,
[1 + O(1)]T (r, ) < N(r, ) + N r,
69
!
!
1
1
+ N r,
f a1
a2 a3
!
!
1
1
+ O[T (r)]. Similar reasoning gives N r,
+ N(r, ) +
to N r,
f ! a1
!
3
P
1
1
N r,
+ O[T (r)]. Thus since T (r, ) = [1 +
<
N r,
1
f ai
i=1
O(1)]T (r) the result follows.
Remark . Note that the same reasoning cannot be applied to more than
three functions. In fact it is not known whether the analogous result is
still true if we take more than three functions.
61
70
lim
(l)
(l)
(l + 1) T (r, f ) (l + 1)
T (r, f )
We obtain for f (l) (z), since
q
P
q
P
1
. Thus there can be at most one finite value
l+1
1
which is taken only a finite number of times or more generally for which
3
(a) > .
4
Write now (z) = a0 (z) + f (z) + + al (z) f l (z)ai (z) being functions
satisfying T [r, ai (z)] = OT (r, f ) and we assume (z) is not identically
constant. Then we have the following sharpened form of a theorem of
Milloux.
finite,
(a ) 1 +
71
62
(l)
1
log
1
+
63
1
1
+ 2 log+ + O(1)
< 3 log+ T (, f ) + 7 log+ + 7 log+
r
r
#
"
+ 1
+
+
+ 1
+ log
+ O(1)
< A log T (, f ) + log + log
r
r
because,
1
1 r = 1 = ( r)( > 1 > r)
2
Therefore, since
#
" l+1 #
h
i
f l+1
f
m r,
< m r, (l) + m r, f (l) / f .
f
f
"
!
f l+1
m r, l is less than
f
"
[A + A(l)] log+ T (, f ) + log+
#
1
+ log+ (1/r) + O(1) + log+
r
Lemma 6. If (z) is defined as in theorem 13, and 0 < r < < R, then
1
+ log+ ] + O(1)
m(r, / f ) < O[T (r, f )] + A(l)[log+ T (, f ) + log+
r
as r R in any manner.
Proof.
m(r, / f )
l
X
l
X
i=0
f (i)
(z)
m r, ai
+ log(l + 1).
f
m[r, ai (z)] +
i=0
= O[T (r)] +
l
X
i=0
l
X
i=0
#
1
+
+ log + O(1)
< O[T (r)] + A(l) log T (, f ) + log
r
"
from the lemma 5 and because m[r, ai (z)] T [r, ai (z)] = O[T (r)], and 73
log+ (1/r) remains bounded as r tends to R.
64
!
#
1
+ + O(1)
1
1
+ log+ + O(1).
1
Substituting this and remembering that r < 1 < , 1 = 1 r =
1
(
r) we get the result.
2
that is, log+ T (1 , ) < log+ T (, f ) + log+
65
1
i.e.
!
!
1
1
T r,
+ T r,
T (r, ) N1 (r, ) + S (r, )
1
!
!
1
1
+ N r,
+ N(r, ) + N r,
1
i.e.
T (r, ) N(r, ) N1 (r, ) + N r,
!
!
1
1
+ N r,
+ S (r, ) + O(1)
also
!
1
N(r, ) N1 (r, ) = N(r, ) N r,
and
!
!
!
!
1
1
1
1
N r, = N r,
N0 r, . Hence
N r,
1
Thus,
!
1
N0 (r, 1/1) + S (r, ) + O(1)
T (r, )N(r, ) + N(r, 1/ ) + N r,
1
where N0 (r, 1/ ) denotes the fact that zeros of at multiple roots
of 1 are omitted. Thus, since T (r,
! ) = m(r, 1/) + N(r, 1/) +
1
O(1)m(r, 1/) N(r, ) + N r,
N0 (r, 1/ ) + S (r, ) + O(1).
1
Note again that poles of occur only at poles of f or of a (z), and in N 75
each pole is counted only once. Then
X
N(r, ) N(r, f ) +
N(r, a )
66
N(r, f ) + OT (r, f ).
Again,
T (r, f ) = m(r, 1/ f ) + N(r, 1/ f ) + O(1)
m(r, / f ) + m(r, 1/) + N(r, 1/ f ) + O(1).
Substituting we obtain,
[O(1) + 1]T (r, f ) N(r, f ) + N r,
!
1
+ N(r, 1/ f ) N0 (r, 1/ )
1
+S (r, ) + m(r, / f ),
since f (z) being admissible O(1) = O[T (r)]. Now if 0 < r < < R
lemmas 6 and 8 give
#
"
1
+ log+ + O(1) .
m(r, / f ) + S (r, ) < A(l) log+ T (, f ) + log+
r
and now the result is completed just as in theorem 9 by means of lemma
4. Hence theorem 13.
Consequences.
Theorem 14 (Milloux). If f (z) is admissible in |z| < R and is regular
there then either f (z) assumes every finite value infinitely often or every derivative of f (z) assumes every finite value except possibly zero,
infinitely often.
76
Proof. Suppose f (z) = a, f (l) (z) = b have only a finite number of roots
f (l) (z)
g(l) (z)
=
in theorem
where b , 0. Choose g(z) = f (z) a, (z) =
b
b
13. Then since N(r, g) = 0, g being regular
"
#
1
[1 + 0(1)]T (r, g) < N r, (l)
+ N(r, 1/g) + S 1 (r)
g (z) b
where lim S 1 (r)/T (r, g) = 0.
rR
67
T (r, g) increases with r lim T (r, g) < and the same result applies to
f (z) giving a contradiction to admissibility.
Theorem 15 (Saxer). If f (z) is meromorphic in the plane and f , f , f
have only a finite number of zeros and poles then f (z) = P1 (z)/P2 (z)
eP3 (z) P1 , P2 , P3 being polynomials. If f , f , f have no zeros and poles
then f (z) = ea+bz where a, b are constants.
Proof. Set g(z) = f (z)/ f (z). Then g (z) = 1 [ f (z) f (z)/ f 2 (z)]. Suppose that g(z) is transcendental and so admissible in the plane. Now
g = 0, only when f = 0, on f = 0, that is a finite number of times
and so, N(r, g) + N(r, 1/g) =! O(log r). Next g (z) = 1 only for f = 0
1
= O(log r) by hypothesis. Now theorem
or f = 0 that is N r,
g 1
13 applied to g(z) gives for a sequence of r tending to infinity, taking
= g ,
[1 + O(1)]T (r, g) = O(log r).
This implies g(z) is rational, i.e. a contradiction. Hence g(z) is rational 77
so that f / f = g is rational. Now f / f has simple poles with integer
residues at the poles and zeros of f (z). Since f / f is rational by expanding it in partial fractions we get,
X
f / f =
kr /(z zr ) + P(z)
r
This proves the first part and if f (z) has no zeros or poles the product
term disappears and f = eP(z) , f (z) = P (z)eP(z) and f (z) , 0 implies
P (z) , 0, which gives P(z) = a + bz.
68
Remark . Note that we cannot do the same thing with f (z) and f (z).
For if f (z) = eg(z) , f (z) = g (z)eg(z) and if we put Rg (z) = eh(z) where
h(z) is an arbitrary integral function, so that g(z) = eh(z) dz and f (z) =
i
hR
exp eh(z) dz . Then f is an integral function with f , 0, and f , 0.
So in theorem
15 we cannot leave out the restriction on f . Further
R
F(z) = f (z)dz is a function for which F , 0, F , 0 and so we
cannot leave the restriction on f .
78
But we will show that we can leave out the restriction on f . This is
precisely Theorem 19.
In connection with theorem 15 we also quote the following extension by Csillag [1].
Theorem 16. If l and m are different positive integers and f (z) an integral function such that f (z) , 0, f (l) (z) , 0 and f (m) (z) , 0, then f (z) is
equal to eaz+b .
69
h
il+1
/[1 f (l) (z)]l+2 then
Lemma 9. If g(z) = f (l+1) (z)
!
!
1
1
+ N0 r, (l+1) + m(r, g /g)
lN1 (r, f ) N 2 (r, f ) + N r, (l)
f 1
f
(2.8)
+ log |g(0)/g (0)|
where N1 (r, f ) stands for the N-sum over the simple poles of f (z); 79
N 2 (r, f ) for the N sum over multiple poles of f (z), with each pole counted
only once. Thus N(r, f ) = N1 (r, f ) + N2 (r, f ).
Now at a simple pole z0 of f (z), f (z) = O(1) + [a/(z z0 )] where a
is not equal to zero.
Differentiating l times,
1 f (l) (z) =
al!(1)l+1
+ O(1)
(z z0 )l+1
al!(1)l+1
[1 + O{(z z0 )l+1 }]
l+1
(z z0 )
(1)l+1 (l + 1)l+1
[1 + O{(z z0 )l+1 }]
a(l)!
70
+ (1/l) N r, (l)
+ N0 r, (l+1) + m(r, g /g) + log |g(0)/g (0)|
f 1
f
= (1 + 1/l)N(r, 1/ f ) + (1 + 2/l)N(r, 1/( f (l) 1))
!
1
N0 r, (l+1) + S 3 (r)
f
71
where
S 3 (r) = [1 + (1/l)]S 1 (r, f ) + (1/l)[m(r, g /g) + log |g(0)/g (0)|].
Substituting for N(r, f ) in (2.7) we obtain,
T (r, f ) < [2 + (1/l)]N(r, 1/ f ) + 2[1 + (1/l)]
!
!
1
1
N r, (l)
2N0 r, (l+1) + S 1 (r, f ) + S 3 (r, f )
f 1
f
We observe that the above gives the result of theorem 17, provided we
pose
S 2 (r, f ) = S 1 (r, f ) + S 3 (r, f )
= [2 + (1/l)]S 1 (r, f ) + (1/l)[m(r, g /g) + log |g(0)/g (0)|]
and in order to complete the proof it is sufficient to prove that if r < <
R, and r tends to R,
m(r, g /g) < A[log+ T (, f ) + log+ 1/( r) + log+ + 0(1)]
The above inequality is true for,
log g(z) = (l + 1) log f (l+1) (z) (l + 2) log[1 f (l) (z)]
h
i
g /g = (l + 1) f (l+2) / f (l+1) + (l + 2) f (l+1) /(1 f (l) )
m(r, g /g) m(r, f (l+2) / f (l+1) ) + m r, f (l+1) /( f (l) 1) + O(1)
Now the result follows from Lemma 8, with = f (l) 1 or f (l+1) . Hence 82
the proof of theorem 17 is complete.
2.7 Consequences
Theorem 18. The result of theorem 14 extends to meromorphic functions without any further hypothesis. To be precise, if f (z) is admissible
in |z| < R and is meromorphic there, then either f (z) assumes every finite value infinitely often or every derivative of f (z) assumes every finite
value except possibly zero infinitely often.
72
Proof. If f (z) and f (z) have only a finite number of zeros and poles,
put g(z) = f (z)/ f (z). Then g (z) = 1 { f (z) f /[ f (z)]2 }g(z) has only
finite number of zeros and so does g (z) 1 = f f / f 2 namely at the
poles of f and at the zeros of f and f . Hence by Theorem 18, g(z)
is rational and now the proof is completed as in Saxers theorem. If
f (z) and f (z) have no zeros or poles, f (z) = eP(z) where P(z) is a
polynomial. Therefore, f (z) equals [P (z) + P (z)2 ]eP(z) , and if P (z)
has degree n greater than or equal to 1, then P (z)2 , P (z) have degree
2n, n 1, respectively, so that f (z) has 2n zeros. Thus P (z) = a =
const. P(z) = az + b.
A slightly more delicate analysis shows that if f (z), f (z) have no
zeros but f (z) may have a finite number of poles, then f (z) = eaz+b or
(az + b)n , where n is a positive integer.
Part III
Univalent Functions
3.1 Schlicht functions
84
P
If f (z) =
an zn , ( f (z) a0 )/a1 is also univalent. In fact a1 cannot be
n=0
zero, for otherwise f (z) would assume values at least twice near z = 0,
a1 , 0. Hence we may assume f (z) to be of the form
(2)
z+
an zn
n=2
The class of functions, univalent in |z| < 1 with the expansion (2) is
called S .
The first two results are,
Theorem 1. If f (z) S , |a2 | 2, and equality is possible only for
z
, and
f (z) = f (z) =
[1 zei ]2
73
Univalent Functions
74
Both results in the above form are due to Biberbach, theorem 2 with
a smaller constant than 14 is due to Koebe though it seems we had the
proof eventually form
Note that f (z) S , takes all values with modulus < 41 . We shall
prove theorem 1 first and then deduce theorem 2 from it. For that we
need
Lemma 1. Suppose f (z) is regular and univalent in the annulus r1 <
P
|z| < r2 then the area of the image of the annulus is n|an |2 (r22n r12n ),
an
zn
in the annulus.
Rr2
r dr
r1
gral
Z2
i 2
| f (re )| d =
Z2
R2
f (rei ) f (rei )d
Z2 hX
i hX
Since the multiplication of the two series and then term by term integra
R2
m , n,
0,
tions are valid, and ei(mn) d =
2, m = n.
0
Z2
0
86
Area of image
i 2
| f (re )| d = 2
n2 |an |2 r2n2
Univalent Functions
75
Zr2
r dr
r1
= 2
Z2
| f (rei )|2 d
Zr2 X
+
r1
+
X
an z ,
let
" 2 #2
i 12
f (z )
F(z) = f (z ) = z
z2
21
2n2
= z 1 +
an z
f (z)
f (z)
is not zero
has a one valued square root which is a
z
z
" 2 # 12
f (z )
is a power series in z2 .
power series in z and hence
z2
Since
1
F(z) = z + a2 z3 +
2
F(z) is odd. Also F(z) is univalent. For if F(z1 ) = F(z2 ), then
h
i1
i1 h
f (z21 ) 2 = f (z22 ) 2
i.e.,
87
Univalent Functions
76
z1 = z2 .
But F(z1 ) = F(z1 ) , F(z1 ) unless z1 = 0. So z1 = z2 . Now set
g(z) =
h
i 1 1
1
= f (z2 ) 2 = + b1 z + b3 z3 +
F(z)
2
X
1
bn zn
= +
z
1
where b1 = 21 a2 .
And g(z) is univalent in 0 < |z| < 1. Let J(r) be the curve which is
the image of |z| = r by g(z), 0 < r < 1 and A(r) the area inside it. Then
for 0 < r1 < r2 < 1 we have by the lemma
X
1
1
88
Since J(r1 ) and J(r2 ) do not cross, the left hand side and hence the right
hand side is different from zero. So A(r) is monotonic. Further for small
1 P
Set S (r) = 2 |bn |2 nr2n .
r
1
Then A(r) = S (r) + C, C being a constant. We want to prove that
S (r) 0 for 0 < r < 1.
Suppose now that b1 i.e. a2 is real Otherwise if a2 = |a2 |ei we consider ei f (zei ) in place of f (z) and then
ei f (zei ) = z + ei a2 e2i z2 +
= z + |a2 |z2 +
Univalent Functions
77
We have then
1
|Rl. g(re )| + b1 r + O(r3 )
r
!
1
1
3
i
b1 r + O(r3 )
| Im .g(re )| b1 r| + O(r ) =
r
r
i
2 2
A(r) 2 b1 r + O(r2 ) = 2 + O(r2 ).
r
r
Thus
S (r) + C
But
S (r) =
so that
+ O(r2 ).
r2
1
+ O(r2 )
r2
1
+ O(r)2 + C 2 + O(r2 )
2
r
r
or
C + O(r2 ) O(r2 )
letting r 0 we see that C 0. This proves that C + A(r) = S (r) 0
since, C 0, A(r) 0. Thus for 0 < r < 1 S (r) 0. [Actually a little
more refined argument shows that A(r) = S (r)].
Therefore,
1 X 2 2n
|bn | nr
r2
1
and letting r 1, 1
n|bn |2 . Thus
|b1 | 1 or
|a2 | 2
89
Univalent Functions
78
1
zei .
z
1
z
= [ f (z2 )] 2
1 z2 ei
Thus
z
= f (z).
[1 zei ]2
This proves the theorem provided we show f (z) S . To deduce theow f (z)
rem 2, set g(z) =
where f (z) , w for |z| < 1.
w f (z)
Then
!
z a2 z2
w(z + a2 z2 + )
2
=
(z
+
a
z
+
)
1
+
g(z) =
+
+
2
w
w
w (z + a2 z2 + .)
f (z) =
90
by expansion
!
1 2
= z + a2 +
z + higer powers of z.
w
Since the map is bi-linear, g(z) is also univalent. In fact g(z1 ) = g(z2 )
implies, f (z1 ) = f (z2 ) from which it follows that z1 = z2 . Further
g(z) S . Hence by the above theorem,
!
1
+ a2 2
w
1 2 + |a |
2
w
4
1
|w| and equality is possible only if |a2 | = 2, i.e. f (z) = f (z).
4
Note that
"
#
1 (1 + z)2
z
=
1
f0 (z) =
(1 z)2 4 (1 z)2
1+z
then by this linear transformation |z| < 1 corresponds to
1z
real > 0 i.e., Z = 2 gives the plane cut along the negative axis. So
if =
Univalent Functions
79
1
f0 (z) is univalent and in fact f0 (z) maps onto the plane cut from
4
to along the real axis. Hence f0 (z) is univalent possessing such an
expansion defined for elements of S and so does f (z) = ei f0 (zei ).
1
1
Also f (z) , ei because f0 (z) , . Note also that
4
4
f (z) = z +
nzn ei(n1)
Univalent Functions
80
we have
#
!"
z + z0
(z0 + z)z0
1
1 + z0 z 1 + z0 z (1 + z0 z)2
"
#(
)
1 (z0 )2
z + z0
= f
1 + z0 z (1 + zz0 )2
(z) = f
92
and
!"
#2
1
(z0 + z)z0
z + z0
(z) = f
1 + z0 z 1 + z0 z (1 + z0 z)2
#
!"
(1 |z0 |2 )z0
z + z0
2f
1 + z0 z
(1 + zz0 )2
Thus
b1 = (0) = (1 |z0 |2 ) f (z0 )
1
1
b2 = (0) = [1 |z0 |2 ]2 f (z0 ) f (z0 )z0 (1 |z0 |2 ).
2
2
We have seen |b2 | 2|b1 | i.e.
(3.1)
| f (z0 )(1 |O|2 )2 2z0 f (z0 )(1 |z0 |2 )| 4(1 |z0 |2 )| f (z0 )|
If z0 = ei this gives
f (z0 )
22
4
z0
, < 1
f (z0 )
1 2 1 2
Now for any complex function
w
dw i
=
e . If z = rei , and so
r
dz
, (z0 ei = ),
log f (z)
2
1
1 2
i.e.
2 4
2 + 4
[log | f (ei )]
2
1
1 2
Univalent Functions
81
1
1
2 log
2 log(1 + ) log | f (ei )|
2
1
1
1
1
+ 2 log
+ 2 log(1 + ).
log
2
1
1
1
1+
| f (z)|
, z = ei .
3
(1 + )
(1 )3
i
i
| f (e )|d
d =
| f (re )| = f (e )d
3
(1 )
(1 r)2
0
0
0
93
To get the lower bound for w = f (ei!), we suppose |w| < 41 , since for
1
Z
Z
1
dw
|dz|
d.
|dw| =
dz
(1 + )3
( + )2
1
dw
because |dz|
d if d is positive since d < |dz|, if d < 0
dz
(1 + )3
the result is even more evident.
(z) b0
S , we obtain,
94
Since
b1
(ei ) b0
.
2
b1
(1 + )
(1 )2
Now z0 = ei .
Univalent Functions
82
| f (z0 )|
2
2
1 + |z0 |
[1 |z0 | ]
1 |z0 |2
r(1 r) f (z) r(1 + r)
.
1+r
f (z)
1r
i.e.
f
This gives the bounds for since equality holds in (3.1) only for
f
(z) = f (z) it can be shown that for all the inequalities of theorem 3
equality is possible only for this function.
Theorem 4 (Littlewood, Paley, Spencer). Suppose f (z) S and for any
0 set
Z
1
| f (rei )| d
(3.2)
I (r, f ) =
2
S (r) = r
d
I (r).
dr
Then
(3.3)
2
S (r) =
2
Zr
0
Thus
(3.4)
r
,
(1 r)2
Zr
Zr
S ()d
d
I (r) =
M(, f )
S (r) M(r, f )
(3.5)
95
A log 1
= 21
A()
<
2
Univalent Functions
83
Proof. Suppose
n1
an z
f (z) = z 1 +
2
Set
/2
(z) = [ f (z)]
=z
1
2
n
1 +
bn z
1
f (z)
is regular and non-zero in |z| < 1 and
z
so has a
1
2
1
| (e )| d =
2
i 2
X
2
|bn |2 2n+2
d =
n+
2
n=0
1
|(re )| d =
2
i 2
d =
|bn |2 2n+
X
d
(2n + )|bn |2 r2n+ .
S (r, f ) = r I (r, f ) =
dr
Further
Zr
Now =
96
| (ei )d =
1
f f 2
2
| |2 =
2 2 2
|f | |f |
4
Univalent Functions
84
Thus
2
S (r, f ) =
2
Zr
0
giving (3.3).
We now interpret the above formula. d d is an element of area
in |z| < 1, | f |2 dd is the corresponding area in the image plane at
w = Rei and | f |2 | f |2 d d the mass of the area, if we imagine a
mass density R2 on the circle |w| = R in the image plane. Then our
integral is the total mass of the image. Since the image covers no point
more than once and lies in |w| < M(r, f ) = M say, the mass of image
total mass of the circle which is
ZM
2R R2 dR =
2
M and so
S (r)
r
2 2
M = M
2
(1 r)2
r
.
(1 r)2
Thus
I (r)
Zr
I (r)
Zr
1
d. If 1, 1 1 and so
2
(1 theta)
1
(1 r)12 .
d
2 1
(1 )2
Zr
0
r
Zr
1
2
d
=
d.
(1 )2
(1 )2
(1 )2+1
0
Univalent Functions
85
r
2
(1 r)2
Zr
d since if 0 1
(1 )2+1
r
=
+ 2
(1 r)2
Zr
1
d 2
(1 )2
Zr
1
d
(1 )2+1
2
2
1
+ 1 if 2 , 1.
(1 r)12
2 1
2 1 (1 r)2
(1
2
2
2
(1 r)12
+1
(1 r)12
2 1
2 1
2 1
r)2
2
Hence if 1 2 > 0, (1 r)12 1, I (r)
.
2 1
r
r
R d
R
1
d =
If 2 = 1, I (r) 21
1
2
0 1
0 2 (1)
=
98
1
1
1+r 1
1 r2
1
1
log
= log
log
= log
2
2
2
1r 2
2
(1 r)
(1 r)
(1 r)
Thus
(1 r)12 if >
2 1
2
1
1
I (r)
if
=
log
1r
2
1
2
if <
2 1
2
This proves the theorem completely.
Theorem 5 (Littlewood). If f (z) = z +
n 2.
R
1
Proof. We have |an | = 2
|z|=
1
2n
f (z)dz
zn+1
| f (ei )|d =
I1 (, f )
n
Univalent Functions
86
By inequality (3.5)
I1 (, f )
dt
.
=
2
1
(1 t)
1
1
. We choose so that n1
is minimal
n1 (1 )
(1 )
n n1
n1
i.e. put = 1 =
n
to get |an | <
n
n1
!n1
1
i.e., |an | < 1 +
n < en
n1
Thus |an | <
99
+ 0.55 so that
1 2
1
|an | < en + 1.51
2
Theorem 6. Suppose f (z) S and set
(z) = [ f (z)]
n
(z) = z an, z .
I1 (,
n+1
)...
Univalent Functions
87
Since = f 2 f
I1 (, ) =
2
Z2
Z2
for any t
12
Z2
I1 (, )
| f (ei )|2 | f (ei )|2t2 d
2
21
Z2
1
| f (ei )|22t d
(3.7)
by Schwarz inequality.
100
1
Since > , we choose t sufficiently small but positive such that
4
1
1
2 2t > 2 ; for example t = 21 ( ) can be a choice of t. By theorem
4
4
1
1
Z 2n
1 1n
Z2
i 2
i 2t2
| f (e )| | f (e )|
1
d 2 S 2t 1 , f
2n
2t
A(t)n4t
Suppose
2 =
min.
1
1 1n 1 2n
Z
0
Univalent Functions
88
Hence
(3.8)
A(t)n4t
1
1
R 2n
A(t)n4t+1
1 1n
Also by theorem 4,
Z2
1
2
(3.9)
101
A()n44t1
I1 (, ) A()n(4t+1+44t1) 2 = A()n2
Therefore from (3.6) it follows
A()n2
1
(n + )|an, | n+1 < 1
n
!n
A()n2
A()n2
A() just standing for a constant depending upon . Hence the result
|an, | < A()n21 follows.
P
Suppose now that g(z) = z +
akn+1 zkn+1 S . Then so does
n=1
!k
P
1/k
k
n
f (z) = [g(z )] = z 1 +
akn+1 z . For clearly f (z) is regular in
n=1
1 k 1 k
1
1
1
g z1k
= g z2k
= g z1k = g z2k = g z2k
1
where is a kth root of unity. But g(z) S , and we have z1k = z2k =
z1 = z2 .
Univalent Functions
89
Thus
1
g z k = [ f (z)]1/k
n
1/k
akn+1 z
= z 1 +
n=1
102
as required
|an+1 | < A1 n if k = 1
|a2n+1 | < A2
if k = 2
1/3
|a3n+1 | < A3 n
if
k=3
This inequality is false for large k as was shown by Little wood [1]
even if f (z) is continuous in |z| 1. We do not know whether it is
P
true for any k 4. If f (z) = z + an zn is bounded and univalent
2
then the area of the image of |z| < 1 is at most M 2 where M is the
P
least upper bound of | f (z)|. Hence n|an |2 M 2 and it follows that
1
|an | = O(n 2 ) as n . Nothing stronger than this is known. For
further discussion see Hayman Chapter 3. This is the correct order for
mean-valent functions and probably for f (z) S also. The best example
due to Clunie (unpublished) gives |an | > n13/14 for some large n, so that
1
there is a gap between and 13/14. It can be shown that in theorem 6
2
the conclusion that |an | = O(1) obtains for all n if |an | = O(1) for some
sequence of n with constant common difference. We do not know if this
conclusion is till true i.e. if |an | = O(1) for a sequence n = nk such that
nk+1 nk < constant.
In this connection Biernacki [1] has shown that for every f (z) S ,
||an+1 | |an || < A[log(n)]3/2
for
n 2.
Univalent Functions
90
Examples for theorem 6.
z
(1 z)2
X
z
=
=
an,k zkn+1
(1 zk )2/k
f (z) =
fk (z) = [ f (zk )]1/k
where
an,k =
2
k
2
k
+ 1 . . . . . . 2k + n 1
1 2 . . . . . . n
2
n + 2k
n k 1
=
(n + 1)(2/k) (2/k)
an zn be-
104
Proof. Let f = u + iv. We have since an are real f (z) = f (z). z = x + iy,
y , 0 implies v , 0 for otherwise if v = 0 for z = x + iy, y , 0 then
f (z) = f (z) = u which contradicts uni valency. Further we assert that for
z such that y > 0 v must have constant sign. For if instead we have v(z1 )
positive and v(z2 ) negative z1 and z2 having the imaginary part positive,
v(z) would be zero somewhere on the line joining z1 and z2 , which is
not possible. Clearly by considering f (z)/z for small z v > 0 for z with
Im z > 0. The proof of the theorem essentially depends on this nature of
the sign of v.
Now v(rei ) =
R
0
v(rei ) sin n d =
n
r an since the
2
Univalent Functions
91
Sin
decreases in 0 < .
Hence if n i.e.
2
2n
sin n sin
sin 2n
sin 2
2 2
2n
1.
2n n
Hence if
.
2n
2
or sin
105
| sin n| 1 n sin
n sin
2n
Now making use of the fact that v > 0 for the range of
2
|an | n
r
2
rn
v(rei )n sin d
n
rn1
a1 =
n
rn1
Let us make r 1,
|an | n
as required.
Univalent Functions
92
z
S has real coefficients, and satisfies an = n.
(1 z)2
Thus our inequality is sharp.
We next proceed to prove another special case of Bieberbachs conjecture. For this we need the definition:
The function
n=1
P
1+z
= 1 + 2zn .
1z
1
(z) 1
. By hypothesis (z) has real part +ve
(z) + 1
which clearly implies |(z) 1| < |(z) + 1| and so |(z)| < 1 and further
(0) = 0.
Hence now applying Schwarzs lemma
Consider (z) =
bn
2+
zn
bn zn
b1
z +
2
n=1
Univalent Functions
93
k
1X
(wr z1/k )
k r=1
wr running through the kth roots of unity and for a fixed value of z1/k .
2i
For wr = wr where w = e k . If we set
k
= z1/k ,
1 X r 1/k
1X
(w z ) = 1 +
bn n [wn + + wkn ]
k r=1
k n=1
=1+
bnk nk
=1+
bnk zn
n=1
as w + + w
kn
Clearly Rl k (z) 0 since Rl(wr z1/k ) 0 for every. Hence applying 107
previous part to k (z), |bk | 2.
Proof of theorem 3.8. Note first that if Gr denotes the image of |z| < r
by f (z) then if G1 is star-like so is Gr for 0 < r 1.
Consider = (z) = f 1 [t f (z)] 0 < t < 1. Then since G1 is star-like
t f (z) lies in the image of |z| < 1 by f (z) and so f 1 [t f (z)] is a well
defined point in || < 1, and clearly = 0 corresponds to z = 0. Thus
|(z)| < 1 (0) = 0 and hence by Schwarzs lemma
|(z)| |z|
t f (z) = f () where || |z| and so if |z| < r, f () Gr i.e. t f (z) Gr .
This being true for any t, 0 < t < 1, Gr is star-like.
Since Gr is star-like its boundary r meets any ray from 0 to in 108
only one point. The limiting case when r contains a line segment in
such a ray is excluded since r is a simple closed analytic curve. Thus
arg . f (rei ) increases with for any fixed r, 0 < r < 1. Let
log f (rei ) = u + iv = log | f (rei )| + i arg . f (rei )
Univalent Functions
94
i.e.,
In other words,
Rl.
v
0.
[log f (rei )] 0
#
"
i
i f (re )
0
Im . ire
f (rei )
rei f (rei )
Rl.
0
f (rei )
Im .
z f (z)
0,
f (z)
0 |z| < 1
Now applying the lemma with (z) = z f (z)/ f (z) and observing, that
this function satisfies the hypothesis of the lemma, (for (z) = 1 + O(z)
near z = 0) Rl.(z) 0 and so if
(z) =
X
z f (z)
=1+
bn zn
f (z)
1
then |bn | 2.
Again
z f (z) =
X
1
109
X
X
bn zn
nan zn = (z) f (z) = an zn 1 +
1
n=1
with a1 = 1.
Equating coefficient of zn on either side,
Univalent Functions
95
|an | n.
log
r2
r1
4
Zr2
r1
Proof. We have
d
d
f (rei )
.
log(Rei ) =
log f (rei ) = ei
dr
dr
f (rei )
On the other hand
d
1 dR
log(Rei ) =
+ i (r)
dr
R dr
By theorem 3
i
f (re )
1+r
i
r(1 r)
f (re )
so that
Univalent Functions
96
"
1 dR
r dr
#2
+ [ (r)]2
(1 r)2
,
r2 (1 r)2
|c| |a|
b2
b2
b2
. Since a |a| we get
2|c|
1 dR
1r
r(1 r) 2
[ (r)] .
R dr
r(1 r) 2(1 + r)
r1
1+r
(1 r)[ (r)]2
r(1 r) 4
111
Zr2
1+r
r1
dr
r(1 r)
4
r1
Zr2
1
dr +
r(1 r)
r1
Zr2
r1
Zr2
(1 r)[ (r)]2 .
r1
dr
r1
4
Zr2
r1
r1
r1
r2
log
= log
2
2
4
(1 r2 )
(1 r1 )
Zr2
r1
Thus
R1 (1 r1 )2 r1
R2 (1 r2 )2
log
log
r2
r1
4
giving the lemma
Zr2
(1 r)[ (r)]2 dr
r1
Univalent Functions
97
(1 r)2
M(r, f ). Suppose that is so
r
chosen that f (r2 ei ) = M(r2 , f ) = R2 . Then lemma 3 gives
(1 r1 )2 R1 r1
log (r2 ) log
r1
4
log (r1 )
r1
4
Zr2
Zr2
r1
r1
since R1 M(r1 , f ).
112
Hence (r2 ) (r1 ) showing that (r) decreases (weakly) with r. If
(r1 ) = (r2 ) then (r) = a constant for r1 r r2 and
Zr2
(1 r)[ (r)]2 dr = 0.
r1
| f (r1 ei1 )|
M(r1 , f )
r1
r1
(1 r2 )2
M(r2 , f ) because (r) = constant.
=
r2
(1 r)2
| f (rei )| is constant for r1 r r2 .
Hence
r
Now
f (rei ) = Rei =
r
(rei )ei()
i
e
=
(1 r)2
[1 ei rei ]2
Univalent Functions
98
113
ei() z
for z = rei , r1 < r < r2 .
(1 zei )2
Hence by analytic continuation this equation holds in |z| < 1 and
since f (z) S , ei() = 1 and so f (z) f (z) as required.
Or f (z) =
r0
M(r, f )
.
r
Thus (r) < 1, 0 < r < 1 and since (r) decreases = lim (r) exists
r1
!
1
< 1.
and
2
Theorem 10. If f (z) S and = 0 in theorem 9 then with the notation
1
of theorem 6 we have for > an, = O(n21 ) as n and in
4
an
0 as n tends to infinity.
particular if an are the coefficients of f ,
n
Proof. We recall the proof of theorem 6 and the notations of that theorem. We proved
1
I1 (, )
n+1
12
Z
1
i 2
i 2t2
| f (e )| | f (e )|
f (ei )22t d ] 2
I1 (, )
2
2
(n + )|an, |
114
1
1
n
1
2n
and
1
,f
S 2t 1 2n
1
| f (ei )|2 | f (ei )|2t2 d
2
2 4t2
1
1
1 n1
2 1 2n
By theorem 4
S 2t (r, f ) 2tM(r, f )2t = O[(1 r)]4t
Univalent Functions
99
as r 1. So in the above inequality the right hand side is n O[n4t ] =
O[n4t+1 ] instead of O(n4t+1 ).
Just as before (Ch. (3.9) of section 3.1)
Z
h
i
| f (ei )|22t d = O n1+44t
The case > 0.
Suppose then from now on > 0 in theorem 9 and we shall develop
a series of asymptotic formulae by a form of the Hardy-Little wood
method, culminating in a formula for the an, . We have first
Theorem 11. There exists 0 in 0 0 2 such that (1r)2 | f (rei0 )|
as r 1.
1
Proof. Set rn = 1 and choose n so that f (rn ein ) = M(rn , f ).
n
Then from lemma 3 we have for 0 < r < rn
(1 r)2
(1 rn )2
| f (rein )|
| f (rn ein )| = Bn
r
rn
(say)
Let now 0 be a limit point of the n and choose a fixed r in 0 < r < 1. 115
Then
(1 r)2
(1 r)2
| f (rei0 )| = lim
| f (rein ) lim Bn
r
r
as n tends to infinity through a suitable sequence for which n 0 ,
(1 r)2
| f (rein )| Bn . Also lim Bn =
since after some n, r < rn and
r
(1 r)2
M(r, f ) as r 1.
since
r
Univalent Functions
100
r
and this is true for 0 < r < 1. Thus
(1 r)2
Hence | f (rei0 )|
r1
Thus lim(1 r)2 | f (rei0 )| = as required.
r1
(1 r)[ (r)]2 dr
converges.
1
Hence if r 1 and 1 while r < < (1 + r) we have uniformly
2
(1 r)2 f (rei0 )
1.
(1 )2 f (ei0 )
Proof. We have by lemma 3 for 0 < r1 < r2 < 1
r1
4
Zr2
r1
116
R2 (1 r2 )2
R1 (1 r1 )2
log
r1
r2
Z1
r1
R1 (1 r1 )2
r1
(1 t)[ (t)]2 dt
and
1
r < < (r + 1)
2
Univalent Functions
101
Then
12
12
Z
Z
Z
dt
1 t
"
1r
|() (r)| log
1
# 12
( log 2) 2
(1 r)2 f (rei0 )
= (r) () 0
(1 )2 f (ei0 )
(1 r)2 f (rei0 )
= 1.
i
2
(1 ) f (e 0 )
117
P
1
(z) = f (z) = z
an, zn . Then if >
4
n=0
nan, ei(+n)0
"
! #
1 i0
1 e
n
(2)
as n .
Univalent Functions
102
=
(2)
(2)
after theorem 11.
Corollary 2. If fk (z) = z +
n=1
or 3 then,
(n + 2/k)
for n n0 .
(n + 1)(2/k)
z
and all n, otherwise strict inEquality holds for f (z) =
k
(1 z ei )2/k
equality holds for n > n0 ( f ).
|akn+1 |
118
fk (z
1/k
)=z
X
( akn+1 zn ) = [ f (z)]1/k .
0
z
and so
(1 zei )2
X
z
=
Akn+1 zkn+1 ein = fk (z)
=
(1 zk e1 )2/k
Univalent Functions
103
where
Akn+1 =
Akn+1 =
2
k
2
k
+ 1 . . . . . . 2k + n 1
1 2 . . . . . . n
2k + n
(2/k)(n + 1)
2
n k 1
(2/k)
Alternatively since in every other case < 1 for f (z) so by corollary 1,
1
|akn+1 |
k n k 1
(2/k)
Univalent Functions
104
the outside of
1 , the distance between n and the exterior of n is
exactly d/n.
d
and
So if
n lies in |z| < 1
n lies in |z| < 1. n lies in |z| < 1
n
d
r
; |z| = r and so if |z| < 1 < 1;
for all large n. Now | f (z)|
n
(1 r)2
d
1 |z| .
n
!
n2
as n
Univalent Functions
105
z n ()
as n .
d
f [ln (w)]
(1 w)2
0
dw
f (rn )
1
n
d 2
f (z)
n (1 z)2
0
dz
f (rn )
f (z)
d
(1 z)2
0
dz
f (rn )
d
(1 z)2 f (z) = O(n) since f (rn ) n2 as n .
dz
for z in n ().
1
Note that in n () and (1 z) have the same order of magnitude.
n
Thus, (1 z)2 f (z) 2(1 z) f (z) = 0(n), z n () as n
2 f (z)
+ O(n3 ), z n () as n .
(1 z)
2 fn (z)
+ O(n3 )
=
(1 z)
f (z) =
122
Univalent Functions
106
2n
= O(n3 ).
(1 z)
Therefore, f (z) fn (z) uniformly for z n () as n . This
completes the proof of the lemma.
fn (z) =
1
2
Proof. Let Rn = |n |
123
n ()
8
= ( 2)R2
n [1 ]
(3.2.1)
"
8
|n (z)|2 dx dy ( 2)R2
n (1 )
n ()
Now choose n so that Rn1 < M(r, f ) < Rn . This is possible at least if r
is sufficiently near 1, since Rn with n.
Univalent Functions
107
(1
+
)
(1
)(1
)
n
E0
< 1 R2
n
where 1 is small if is small.
Similarly,
"
|n (z)|2 dx dy < R2
n
E0
By theorem 4
2
S 2 (r, f ) =
2
Zr
2
2
"
|z|<r
Univalent Functions
108
1
=
2
"
| (z)|2 dx dy.
|z|<r
125
Hence
2
S 2 (r, f ) S 2 (r, fn ) =
"
|z|<r
| (z)|2 |n (z)|2 dx dy
Z Z
2
= +
E1
E0
where E1 is the part of |z| < r within n (). Since in E1 n (z) (z)
Z
Z
2
| (z)| |n (z)| dx dy = O |n (z)|2 dx dy
E1
E1
=O
=
n ()
O(R2n )
|n (z)|2 dx dy
by (3.2.1)
Also
Z
Z
Z
2
| (z)| |n (z)| dx dy|
|
|n (z)| dx dy + | (z)|2 dx dy
E0
E0
E0
( +
)R2n .
Rn Rn1
= S 2 (r, fn ) + OM(r, f )2 .
126
Univalent Functions
109
Hence we get
2
4
S 2 (r, f ) = |2
n |S 2 [r, (1 z) ] + O(1 r)
as
r 1.
which is the first result. Integrating the above from 0 to r, w.r.t. r after
dividing by r, we get
I2 (r, f ) = ||2 I [r, (1 z)2 ] + O(1 r)14 as r 1, if >
1
.
4
1
.
2
1
Lemma 6. If > 0 and >
we can choose k > 0 so that if
4
1
1
r0 < r < 1, 1 r 1
n
2n
Z
| f (rei )|2 + | fn (rei )|2 d < (1 r)14
k(1r)||
| fn | d
| f | d = O
| f |2 d
= O{I2 (r, f )}
= O(1 r)14
Univalent Functions
110
1
and also I2 (r, f )I2 (r, fn ) =
2
| fn | d
|n |2 d
(1 2r cos + r2 )2
k(1r)
Z
d
(r sin /2)4
k(1r)
A()
d
4
k(1r)
1
1
<
128
1
(1 r)14
3
n (z) = fn (z) =
n (1
z)
X
0
2(2 + 1) . . . . . . (2 + m 1)
bm =
m!
bm zm
Univalent Functions
111
(m + 1 + 2) m21
(2)(m + 1) (2)
m
(z) = z 1 +
am, z
m=1
(n + )an, nbn n =
n dz
2
z
zn+
|z|=r
Z2
(n + )an, nbn 1 1
n
2 rn+1
(rei ) rei n (rei ) d
1
1
We shall choose r in the range 1 r 1
as usual. For a k to be
n
2n
129
Univalent Functions
112
| (re )|d +
r |n (rei )|d
1
We now proceed as in theorem 6, choose t such that 2 2t > and
2
using Schwarzs Inequality.
Z
Z
i
| (re )|d = | f (rei )|| f (rei )|1 d
21
Z
i 2
i 2t2
| f (re )| | f (re )|
d
21
| f (rei )|22t d
By the same method as of theorem 6, we can choose r such that the first
integral is O(n4t+1 ).
By what we have just seen in lemma 6 the second integral can be
made less that (1 r)14+4t i.e. (const.) n44t1 and can be made
as small as we please. So
Z
| (rei )|d < n2
130
and since can be made as small as we please the right hand side is
O(n2 ).
Univalent Functions
113
That gives
nbn n
+ O(n21 )
n+
n f (rn ) n21
=
+ O(n21 )
n + n2 (2)
an, =
Therefore,
nan,
f (rn )
as required.
(2)
Bibliography
[1] Ahlfors, L. [1]: Beitrage Zur Theorie der meromorphen Funktionen 7, Congr. Math. Scand. Oslo 1929.
[2] Bazilevic, I.E. [1]: On distortion theorem and coefficients of univalent functions. Mat. Sbornik N.S. 28 (70), 283-292 (1951).
[3] Biernacki, M. [1]: Bull. Acad. Polon. Sci. Cl.III 4 (1956) 5-8
[4] Caratheodory, C. [2]: Theory of Functions of one variable Vol.I
Translated by Steinhardt
[5] Csillag, P. [1]: Math. Annalen 110 (1935) pp. 745-52.
[6] Hayman, W.K. [1]: Proc. L.M.S. 1955 p.p. 257-284.
[7] Hayman, W.K. [2]: Multivalent Functions Cambridge University Press.
[8] Hayman, W.K. and Stewart, F.M. [1]:
1954.
115
131