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Pacific
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Dynamic nonlinear analysis of structures requires the seismic input to be dened in the
form of acceleration time-series, and these will generally be required to be compatible
with the elastic response spectra representing the design seismic actions at the site. The
advantages of using real accelerograms matched to the target response spectrum using
wavelets for this purpose are discussed. The program RspMatch, which performs spectral
matching using wavelets, is modied using new wavelets that obviate the need to subsequently apply a baseline correction. The new version of the program, RspMatch2005,
enables the accelerograms to be matched to the pseudo-acceleration or displacement
spectral ordinates as well as the spectrum of absolute acceleration, and additionally
allows the matching to be performed simultaneously to a given spectrum at several
damping ratios.
Keywords: Dynamic analysis; accelerograms; wavelets; spectrum-compatible records;
spectral matching; RspMatch.
1. Introduction
Seismic design of structures is invariably based on representation of the earthquake
actions in the form of a response spectrum. In many situations, however, including
the design of critical facilities, highly irregular buildings and base-isolated structures, the simulation of structural response using a scaled elastic response spectrum
is not considered appropriate to verify the earthquake resistance. In such cases,
dynamic nonlinear analysis of the structure will be required and the seismic input
then needs to be dened in the form of acceleration time-series, which will generally be required to be compatible with the elastic response spectra representing the
design seismic actions at the site. There are many dierent options for obtaining
suites of accelerograms for use in engineering design and assessment [e.g. Bommer
Corresponding
imperial.ac.uk.
67
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J. Hancock et al.
and Acevedo, 2004], the most widely used approaches being the use of articial
spectrum-compatible time-series, generated from white noise, and the use of scaled
real accelerograms.
Articial records constitute a convenient tool but their shortcomings, arising
from their dissimilarity with real earthquake ground motions in terms of number of cycles, phase content and duration, are widely recognised, and their use in
nonlinear analyses is not recommended. These problems are avoided by using real
strong-motion accelerograms, appropriately scaled to the target spectrum (at least
in the vicinity of the structures natural period of vibration), but the inherent variability of real earthquake motions means that it will often be necessary to run large
numbers of dynamic analyses in order to obtain stable estimates of the inelastic
response of the structure. The required number of inelastic dynamic analyses can
be signicantly reduced if the real records are rst matched to the target response
spectrum, by eliminating the largest dierences between the target spectrum and
the spectral ordinates of individual accelerograms. This is clearly a compromise and
in some sense the records become articial as a result, although the records can
retain most (if not, in fact, all) of the characteristics of real earthquake records.
The choice is essentially one of compromise between engineering pragmatism and
seismological rigour, reducing the number of time-consuming structural analyses
whilst avoiding the use of completely articial accelerograms generated from modied white noise.
A commonly used method to reduce the spectral mismatch of the individual ground motions is to apply spectral matching in the frequency domain by
adjusting the Fourier amplitude spectra [e.g. Rizzo et al., 1975; Silva and Lee,
1987]. This is useful in that it generates accelerograms that are based on real
ground motions and also have a close match to the target spectrum. However,
adjusting the Fourier spectrum corrupts the velocity and displacement time-series
and can result in motions with unrealistically high energy content [Naeim and
Lew, 1995].
An alternative approach for spectral matching adjusts the time history in the
time domain by adding wavelets to the acceleration time-series. Wavelet adjustment of recorded accelerograms has the same advantages as the Fourier adjustment
methods but leads to a more focused correction in the time domain thus introducing less energy into the ground motion and also preserves the non-stationary
characteristics of the original ground motion. This paper describes the work conducted to create an improved version of the program RspMatch, originally developed by Abrahamson [1992] using the technique of Lilhanand and Tseng [1987,
1988], which is named RspMatch2005. The wavelet adjustment techniques incorporated to this new version of the software have the additional advantage that
they do not cause a drift in the velocity or displacement time-series. RspMatch2005
also allows the records to be matched to a pseudo-acceleration spectrum rather
than only the spectrum of absolute acceleration, and through improved convergence
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properties allows the record to be matched to a given target spectrum with several
dierent levels of damping simultaneously. This feature is particularly useful when
long-period highly damped spectral displacements are relevant, such as in the
direct displacement-based design approaches [e.g. Kowalsky et al., 1995] and in
the analysis of buildings and bridges with base isolation or supplementary damping
devices.
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J. Hancock et al.
Input in accelerogram
No
Is misfit less
than tolerance?
Is last frequency
range?
Yes
Yes
No
Subdivide target into subgroups, each with
periods spread throughout the frequency range
No
Is this the
last subgroup?
Fig. 1.
Yes
The amplitude of each wavelet used in the adjustment is determined by the solution of a set of simultaneous equations that account for the cross correlation of each
wavelet with each response to be matched. This can be expressed in matrix form:
C b = R,
(1)
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where C is a square matrix with elements that describe the amplitude of each
SDOF response, at the time that the response needs to be adjusted, under the
action of each wavelet, b is a vector of linear scale factors for each wavelet used
in the adjustment, and R is a vector of the required adjustment, the dierence
between the peak SDOF response of the unadjusted time-series and the required
amplitude specied by the target spectra response for each period and damping
level to be matched.
The wavelet scale factors in the b vector are found using amplitude of the
required adjustment and the inverse of the correlation matrix C:
b = C 1 R.
(2)
j=N
w
bj aj (t),
(3)
j=1
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J. Hancock et al.
j
1 j2 .
Although this wavelet is very ecient in adjusting the response, it has the
disadvantage that it corrupts the velocity and displacement time-history because
the wavelet does not end with zero velocity or displacement (Fig. 2). To overcome this issue two new displacement compatible wavelets have been created for
RspMatch2005.
3.2. Sinusoidal corrected wavelet
The sinusoidal corrected wavelet is a hybrid wavelet based the wavelet used by
Suarez and Montejo [2003, 2005] that includes a sinusoidal correction to ensure zero
nal displacement. The equation describing the Suarez and Montejo wavelet is:
aj (t) = ej j |ttj +tj | sin(j (t tj + tj )),
(5)
where tj is the dierence between time of peak response tj and the reference
origin of the wavelet. Unlike the other wavelets described above, this wavelet is only
applied for a xed number of cycles (Nc ) specied by the user and automatically
reduced by the program as required to ensure the whole wavelet is applied to the
accelerogram.
The error in the nal displacement from the Suarez and Montejo wavelet is
obtained by double integration of the wavelet and applying the appropriate initial
conditions:
(6)
DispErrorj = 2
,
2
1 + 2 2
j
where tdj is half the duration of the uncorrected jth wavelet equal to
Nc .
Fig. 2. Acceleration (upper), velocity (middle) and displacement (lower) time-series of reverse impulse wavelet (left), sinusoidal corrected wavelet
(middle) and corrected tapered cosine wavelet (right).
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J. Hancock et al.
To overcome this problem a sinusoidal half cycle at the start and end of the
wavelet is used to correct the displacement time-series (Fig. 2). The amplitude of
the sinusoidal correction is given by:
SinAmplitudej =
DispError j
2
.
j + 4tdj
(7)
In the unlikely event that there is insucient space within the record to apply a
sinusoidal correction at the end of the wavelet, a polynomial baseline correction is
applied to the wavelet.
(8)
(9)
The frequency dependence of j should be consistent with the reference timehistory. That is, if the reference time-history has a short duration at a particular
frequency, the j should be selected such that the adjustment function at that
frequency will also have a short duration. A tri-linear model for j (f ) is used in
this program:
z1
(f f1 )
(f ) = z1 + (z2 z1 )
(f
2 f1 )
z2
for fj < f1
for f1 < fj < f2 ,
(10)
for fj > f2
where f1 , f2 , z1 and z2 are constants and fj is the frequency of the jth wavelet in
Hz; the recommended values of the constants are f1 = 1 Hz, f2 = 4 Hz, z1 = 1.25
and z2 = 0.25. The equation for the corrected tapered cosine wavelet is given by:
aj (t) = cos[j (t tj + tj )] exp[|t tj + tj |j
+ [c1 (t tj + tj ) + c2 ] exp[|t tj + tj |5j ].
(11)
The corrected tapered cosine wavelet is set so that it starts with an initial 1/4
acceleration cycle to avoid long-period drift in the displacement time-series.
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Fig. 3. Illustration of sources of diverging response. Note that the response amplitude remains
approximately unchanged at the time of the original peak response, but the response increases
through both a phase shift and the emergence of a secondary peak.
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J. Hancock et al.
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Fig. 4.
Fig. 5.
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J. Hancock et al.
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Input in accelerogram
No
Is misfit less
than tolerance?
Yes
Yes
No
No
Is this the
last subgroup?
Yes
Is the solution
converging?
No
Fig. 6.
Yes
No
Is the
mismatch peak
within a half cycle of an
existing matched
point?
Yes
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J. Hancock et al.
before applying the wavelets adjustments. The issues related to selecting and scaling
accelerograms are beyond the scope of this paper but the reader is referred to
the following papers for guidance and dierent perspectives on this issue:
Watson-Lamprey and Abrahamson [2006a], Bommer and Acevedo [2004], Naeim
et al. [2004], Malhotra [2003]. The accelerograms in this paper have been selected
in accordance with the recommendations of Bommer and Acevedo [2004] who show
that distance has little inuence on spectral shape and so they recommend a narrow
search window in terms of magnitude but allow broad limits in terms of distance.
Some engineers might consider the scale factors used in this paper are quite large;
however, a recent study by Watson-Lamprey and Abrahamson [2006b] found that
spectral matched accelerograms with scale factors of over a factor of 10 could be
used without causing a bias in nonlinear response.
For the illustrative example shown herein, a seed accelerogram has been selected
from the 3551 records of the PEER NGA dataset [PEER 2005]. Initial selection is
conducted based on an approximate match to the earthquake magnitude and the
spectral shape using the RMS of the dierence in normalised spectral acceleration (SAn RMS ), Equation (14). Other methods of matching spectral shapes are
possible: for example, the shape could be normalised to a high-frequency spectral
acceleration rather than PGA, or to the log of the normalised spectral acceleration.
2
Np
1
PSA0 (Ti ) PSAs (Ti )
,
(14)
SAn RMS =
Np i=1
PGA0
PGAs
where Np is the number of periods, P SA0 (T i) is the pseudo spectral acceleration
from the record at period Ti , P SAs (Ti ) is the target pseudo spectral acceleration
at the same period; P GA0 and P GAs are the peak ground acceleration of the
accelerogram and the zero-period anchor point of the target spectrum.
The record selected is the 1989 (Mw 6.9) Loma Prieta earthquake recorded
71 km from the fault rupture at Diamond Heights (record 00794T in the NGA
database). The code allows for scaling of the accelerogram to either PGA or a
selected scale factor. Here we have chosen to linearly scale by a factor of 3.2 so
that the dierence between the record and target PSA and SD is minimised. For
engineering projects where high-frequency ground motion is of importance it is
appropriate to scale to PGA or a high-frequency spectral acceleration in order to
preserve the high-frequency characteristics of the ground motion.
5.2. Target spectra
The median 5% damped target spectra is generated according to the method proposed by Bommer et al. [2000] using the peak ground motions proposed by Tromans
and Bommer [2002] notwithstanding the limitations associated with these formulations arising from their derivation using analogue recordings [Boore and Bommer,
2005]. The target spectra for damping levels other than 5% are obtained using
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the formulae derived by Bommer et al. [2000], which was subsequently adopted by
Eurocode 8 [CEN 2002]:
10
,
(15)
=
5+
where, is the linear scale factor between the 5% damped response spectrum and
the required spectrum at damping at intermediate periods. Equation (15) is a
simplication and is used herein only for illustrative purposes; the scaling of the
5%-damped spectral ordinates for higher damping levels has recently been shown
to be a function of the strong-motion duration [Bommer and Mendis, 2005; Mendis
and Bommer, 2006].
5.3. Matching 5% damped spectrum
The ground motion acceleration is adjusted so that it matches the target spectrum between 0.05 s and 5 s period (Fig. 7). Matching to longer periods is possible
but not conducted because the lter frequency of the seed accelerogram is 5 s;
indeed the useable frequency range will be less than the lter frequency (e.g. Akkar
and Bommer, 2006). The average spectral mist between 0.05 s and 5 s period for
the 5% damping level has improved from 15% in the linearly scaled record to 1%
after wavelet adjustment with RspMatch2005. The average of the spectral mist is
dened as:
Np
1 PSAo (T i ) PSAs (T i )
(16)
AverageMisfit =
100.
Np i=1
PSAs (T i )
Note that precisely the same average mist is calculated if the PSA terms in
Eq. (16) are replaced with SD. When comparing results the mist must be calculated at closely-spaced periods, not just those used to conduct the spectral
matching.
Examination of the acceleration, velocity and displacement time-series before
and after the wavelet adjustment shows that the characteristics of the original
records have been retained (Fig. 8). Checks of the build up of Arias intensity also
demonstrate that the energy distribution within the record is similar to the original
ground motion and that the total energy content has been changed by less than
about 5% by the wavelet adjustment (Fig. 9).
5.4. Matching multiple damping levels
The ability of RspMatch2005 to adjust accelerograms to t multiple damping levels
is investigated by running the program four times, tting the accelerogram used in
the previous section to increasing numbers of damping levels (Fig. 10). Figure 10
shows that matching to the 5% damping spectra alone does not ensure a good
match at other damping levels. Although the match is not exact with four damping levels, the program has reduced the average spectral mist at all damping
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J. Hancock et al.
Fig. 7. 5% spectral acceleration (upper) and displacement (lower) of the target response (dashed
black line), original linearly scaled ground motion (solid grey line) and adjusted ground motion
(solid black line).
levels by a factor of about 3 (Table 1). This demonstrates RspMatch2005s ability to match multiple damping levels, provided a reduced convergence tolerance
is accepted when matching increased numbers of damping levels. Examination of
the acceleration, velocity and displacement time-series before and after the wavelet
adjustment shows that the characteristics of the original record have been retained
(Fig. 11). Checks of the build up of Arias intensity also demonstrate that the energy
distribution within the record is similar to the original ground motion and that the
total energy content has been changed by less than about 10% by the wavelet
adjustment (Fig. 12).
6. Discussion
An improved method is presented for the wavelet adjustment of recorded ground
motions to achieve a match between the target design spectrum and the response
Fig. 8. Comparison of the acceleration, velocity and displacement time-series of the original linearly-scaled ground motion (grey line) and adjusted
ground motion (black line).
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J. Hancock et al.
Fig. 9. Build up of Arias intensity from the original linearly-scaled accelerogram (grey line) and
adjusted ground motion (black line).
spectra of the accelerograms. New wavelets have been developed that have zero
nal velocity and displacement, ensuring that records do not require a baseline
correction after wavelet adjustment. The procedure is applied using pseudo-spectral
acceleration so that spectral displacements can be matched. This method enables
records to be adjusted so that they match the target response spectrum at more
damping levels than previously possible, although the goodness-of-t to the target
spectrum reduces as the number of target damping levels increases.
The option of adjusting real strong-motion recordings to achieve a match to the
target spectrum renders the use of articial spectrum-compatible signals generated
from white noise redundant. The choices that remains then are to use natural
accelerograms scaled to achieve an approximate match to the target spectrum
over a specied period range or to adjust the records using the wavelets technique to achieve a close match with the target spectral ordinates. The latter option
reduces the variability of the inelastic response, which is particularly benecial as
the number of accelerograms required to predict the response to a given condence
level depends on the standard deviation of the response. This means that inelastic
response can be predicted with greater condence and fewer analyses using accelerograms matched to the elastic response spectrum. Studies by Carballo [2000] and
Watson-Lamprey and Abrahamson [2006b] suggest that matched accelerograms can
reduce the standard deviation of the inelastic response by a factor of 2 compared to
linearly scaled accelerograms. This reduces the number of accelerograms to estimate
the inelastic response to a given condence level by a factor of about 4.
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Fig. 10. Spectral matching for dierent damping levels. Matched to 5% damped spectrum (top
row); 5 and 10% damped spectra (second row); 5, 10 and 20% damped spectra (third row); 5, 10,
20 and 30% damped spectra (bottom row). Pseudo spectral acceleration (left column) and spectral
displacement (right column).
86
Fig. 11. Acceleration, velocity and displacement time-series from original libearly scaled ground motion and that adjusted to match the 5, 10, 20
and 30% damping levels from 0.05 to 5 seconds period.
J. Hancock et al.
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Table 1. Average spectral mist between 0.05 and 5 seconds period for adjustment
conducted at dierent damping levels.
Damping Level
Damping level matched
Original
Matched
Matched
Matched
Matched
5%
5 and 10%
5, 10 and 20%
5, 10, 20 and 30%
5%
10%
20%
30%
All
14.8
1.0
2.8
4.7
5.0
12.7
6.1
2.3
2.8
3.2
8.7
10.6
6.3
2.1
2.5
6.6
12.3
9.2
3.6
2.5
10.7
7.5
5.2
3.3
3.3
Fig. 12. Arias Intensity from original linearly scaled ground motion (grey line) and that adjusted
to match the 5, 10, 20 and 30% damping levels from 0.05 to 5 seconds period (black line).
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J. Hancock et al.
would also like to acknowledge fruitful discussions with John Douglas and David
Boore on the possible methods of measuring the dierence between recorded and
target spectral shape. The paper has beneted from the thorough reviews of Miguel
Castro and two anonymous reviewers, for which we are most grateful. The work
of the rst and seventh authors is supported by doctoral training grants from the
EPSRC and Marie Curie Fellowships.
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