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Received 11 March 2013
Received in revised form 8 September 2013
Accepted 17 September 2013
a b s t r a c t
In this paper, we discuss the issues surrounding the study of scurvy, or vitamin C deciency, in paleopathology, and highlight the work of Donald Ortner in advancing this area of research. This micronutrient
deciency impacts collagen formation and results in damage to a variety of bodily tissues. While clinical
manifestations are observed routinely, the lack of specic signatures on bone makes paleopathological
diagnosis difcult. Rapid growth in infants, children, and subadults provides abundant remodeled tissue
and an increase in vascularization that makes identication possible in younger segments of the population. However, diagnosis of scurvy in adults remains problematic, given that diagnostic lesions are
strikingly similar to those associated with rickets, osteomalacia, and other conditions. We argue that
this confounding factor underscores the need for a broader anthropological approach to scurvy research
that expands beyond differential diagnosis to include more accurate reconstruction of diets and available
resources, greater consideration of the possibility even likelihood of multiple nutrient deciencies
simultaneously affecting an individual, and the patterning of these deciencies along lines of status, sex,
and age.
2013 Elsevier Inc. All rights reserved.
1. Introduction
Circumstantial evidence is a very tricky thing, answered
Holmes thoughtfully. It may seem to point very straight to one
thing, but if you shift your own point of view a little, you may nd
it pointing in an equally uncompromising manner to something
entirely different. (Doyle, 1891, p. 402)
We have three objectives in this essay: to describe the history of the search for markers of scurvy and similar diet-related
pathologies, to celebrate Donald J. Ortners1 role in unraveling the
role of nutritional deciencies in the adaptation and well-being
of human populations, and to suggest broader anthropological
perspectives useful in the study of these deciencies. Over the
course of his long and productive career, Ortner investigated
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misery and has altered the course of history more than any other
single cause.
Scurvy manifests as a generalized condition with a variety of
symptoms that progress over time and can vary between individuals (Table 1). Evidence from clinical settings is measured
primarily in behavioral features and changes in soft tissue. Behavioral features include fatigue (Hodges et al., 1971), loss of strength
(asthenia) (Fain, 2005) and changes in emotion (Hodges et al.,
1971). There are changes in soft tissue such as inammatory hypertrophy of the gingiva (Fain, 2005) that leads to swollen gums
(Hodges et al., 1971) and periodontal bleeding (Hirschmann and
Raugi, 1999). Weakness in the vascular system leads to pinpoint
bleeding of the skin (petechiae bleeding) (Hirschmann and Raugi,
1999) that causes dermal bleeding appearing as bruises or vascular purpura (Fain, 2005). Edema occurs as uid accumulates in
tissue (Hirschmann and Raugi, 1999; Hodges et al., 1971) with
signicant bleeding into the joint spaces as hemarthroses (Fain,
2005; Hirschmann and Raugi, 1999; Maat, 2004) and muscle as
hematomas (Fain, 2005), leading to joint pain (arthralgia) and muscle pain (myalgia). Changes in hair with follicular hyperkeratosis
(Hirschmann and Raugi, 1999) and congested follicles (Hodges
et al., 1971) round out the soft tissue changes (Table 1).
Deciency of vitamin C impacts the formation of collagen, the
building block of connective tissue and the majority of the protein
phase of bone. The bodys global response to vitamin C deciency
is not surprising given its importance in collagen synthesis and
the ubiquitous presence of collagen in human tissue. Collagen is
created by broblasts and comprises over 25% of the bodys total
proteins; it is also the primary component of connective tissues.
Collagen can form elongated brils that are the basic structure of
brous tissues such as tendons, ligaments, and skin. Signicant
amounts of collagen provide structure to the cornea, cartilage, bone,
blood vessels, intestines, and intervertebral discs. Collagen also
forms the endomysium of muscle tissue. Impaired collagen structure results in defective formation of bone osteoid and blood vessel
walls, resulting in weakened arteries and veins. Initially, there is a
state of fatigue with malaise and lethargy, followed by hemorrhaging of small blood vessels that leave petechial spots on the skin,
swollen joints with muscular aches and pains, and bleeding gums.
Advanced stages of the condition are characterized by suppurating pus-producing wounds, neuropathy, and death (Hodges et al.,
1971). Untreated scurvy is invariably fatal, but, death from scurvy
is rare in modern times.
While the symptoms of vitamin C deciency can be widespread
and dramatic, the treatment is remarkably straightforward. All that
is required for a full recovery is the resumption of normal vitamin
C intake; as little as 6.5 mg of vitamin C will result in a slow but
steady decline in symptoms of scurvy (Hodges et al., 1971). Given
that the most diagnostic features (see below) of scurvy are found
in soft tissue, the impact on bone is difcult to decipher. However,
skeletal signs (Table 1) include antemortem tooth loss, abnormal
dentin production, altered bone formation in subadults due to the
inability of osteoblasts to produce the osteoid seam, and possibly
elevated iron levels from increased absorption (Fain, 2005).
Though humans and human ancestors have long been susceptible to scurvy, attempts to determine the sources of scurvy
in human populations came surprisingly late. Though most commonly attributed to European maritime explorers seeking out new
lands through oceanic travel, scurvy was common in sailors long
before the Age of Discovery (Wells, 1975). It appears to have been
described initially during the fth and fourth centuries BCE by Hippocrates (Stone, 1966), who documented the physical symptoms of
pain in the lower extremities and gangrene of the gums (Hess, 1920;
Hirsch, 1885). In the three centuries between 1500 and 1800 CE, a
period characterized by an explosive increase in long duration maritime travel, scurvy is thought to have caused the death of at least
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Fig. 1. Sir Thomas Barlow attributed the lesion (Museum of the Royal College of Surgeons of England, Wellcome Museum, Catalog no. S56.4.) Ortner and Ericksen (1997)
note the vaults enlargement of the frontal and parietal bosses with the interior view
exhibits less porosity in the areas underlying the bosses.
Fig. 2. This 12-year-old child (Pachacama, Peru) shows porous lesions in the region
of the right greater wing of the sphenoid. Specimen date between 1000 and 1530 CE.
From the biomedical collections of the National Museum of Natural History, Smithsonian Institution, Catalog no. 266599 (Ortner and Ericksen, 1997).
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Fig. 3. According to Ortner, the left orbital surface displays dense, porous, abnormal
bone growth with vessel impressions on the medial third of the supraorbital margin.
The bony overgrowth is 1.5 mm at thickest point. This gure is available in color
online at http://wileyonlinelibrary.com/journal/oa (Brown and Ortner, 2011).
Fig. 5. Porosity involving the medial surface of the mandibular coronoid process
extending posterior to the mandibular foramen and to the edge of the ramus. This gure is available in color online at http://wileyonlinelibrary.com/journal/oa (Brown
and Ortner, 2011).
Ives, 2006) (Fig. 6) and porous lesions on the ilium (Fig. 7) (Brown
and Ortner, 2011) (Table 1).
Ortner et al. (2001) examined subadult human skeletons from
Native American archeological sites in the United States (midAtlantic, Florida, American Southwest and Plains) for skeletal
evidence of scurvy. The prevalence of probable scurvy in sub
adults ranged from 38% (Florida) to none (Plains). Unfortunately,
they were only able to speculate about differences in prevalence.
They suggested seasonal and regional variation in type and quantity of food, differences in storage and use, periodic shortages, and
the quantity of corn in the diet (Ortner et al., 2001).
Van der Merwe et al. (2010) describe clinical evidence of scurvy
in preparation for an analysis of the deciency in 19th-century
Fig. 4. Ortner reports abnormal porosity involving the infraorbital foramen of the
maxilla extending medially to the lateral border of the nasal aperture (a). On the
palatal surface of the maxilla exhibiting dense porosity (b). This gure is available in
color online at http://wileyonlinelibrary.com/journal/oa (Brown and Ortner, 2011).
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Fig. 6. Composite image of abnormal porosity on supraspinous process of scapula. On the left is the macroscopic appearance of porosity. In the middle is a SEM image of
porosity while on the right is an age-matched SEM image of normal scapula (Brickley and Ives, 2006). AJPA. Detail of posterior left parietal showing a porous lesion with
hypertrophic bone formation (Schreiner Collection, Catalog no. 4733 from Ortner and Ericksen, 1997). (Left) Young infants maxilla showing porosity extends well beyond
alveolar processes and toward frontal process. (Right) Lateral view of maxilla showing normal, small, localized porosity restricted to alveolar pits and infraorbital foramen
Brickley and Ives (2006). AJPA.
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one devises alternative hypotheses; second, one designs experiments that exclude or falsify one or more of the hypotheses; third,
one carries out experiments to get clean results and nally, one
recycles the procedure by repeating the process.
While strong inference is most effectively applied to sciences with experimental possibilities, it can be useful in
non-experimental, or reconstructive sciences such as paleopathology. There is obviously a need to modify the methods of
paleopathological analysis. Ultimately, the paleopathologist must
rely on comparative analysis for natural experiments. It is possible to select samples that highlight differences in biotic or cultural
environment. Strong inference can be applied to archeological evidence of scurvy by seeing how diagnostic features are used in
formulating falsiable hypotheses, thus engaging in differential
diagnosis. Given the difculty with differential diagnosis, however,
this remains a formidable task.
6. Toward an anthropological study of ancient scurvy
Fig. 7. The external surface of the left ilium showing dense porosity without evidence of abnormal bone growth (a). The internal surface of the left ilium shows
dense porosity and bone hypertrophy (b). This gure is available in color online at
http://wileyonlinelibrary.com/journal/oa (Brown and Ortner, 2011).
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