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8879

Rules and Regulations Federal Register


Vol. 72, No. 39

Wednesday, February 28, 2007

This section of the FEDERAL REGISTER Regulatory Flexibility Act pertaining to him or her; to gain access
contains regulatory documents having general to such records; and to request
applicability and legal effect, most of which
The proposed rule adds Privacy Act
regulations to 10 CFR part 1304 and will correction or amendment of such
are keyed to and codified in the Code of records. These regulations also set
Federal Regulations, which is published under not have a significant economic impact
on a substantial number of small identification requirements and
50 titles pursuant to 44 U.S.C. 1510.
entities. prescribe fees to be charged for copying
The Code of Federal Regulations is sold by records.
the Superintendent of Documents. Prices of Paperwork Reduction Act
§ 1304.102 Definitions.
new books are listed in the first FEDERAL The rule is exempt from the
REGISTER issue of each week. requirements of the Paperwork The terms used in these regulations
Reduction Act. are defined in the Privacy Act of 1974,
5 U.S.C. 552a. In addition, as used in
NUCLEAR WASTE TECHNICAL List of Subjects in 10 CFR Part 1304 this part:
REVIEW BOARD Administrative practice and (a) Agency means any executive
procedure, Privacy, Reporting and department, military department,
10 CFR Part 1304
recordkeeping requirements. government corporation, or other
Implementation of Privacy Act of 1974 ■ Therefore, the Board adds part 1304 to establishment in this executive branch
Chapter XIII, Title 10 of the Code of of the Federal Government, including
AGENCY: U.S. Nuclear Waste Technical Federal Regulations to read as follows: the Executive Office of the President or
Review Board. any independent regulatory agency;
ACTION: Final rule. PART 1304—PRIVACY ACT OF 1974 (b) Individual means any citizen of
the United States or an alien lawfully
SUMMARY: This document institutes the Sec.
1304.101 Purpose and scope. admitted for permanent residence;
U.S. Nuclear Waste Technical Review
Board’s (Board) final rule implementing 1304.102 Definitions. (c) Maintain means to collect, use,
a set of procedural regulations under the 1304.103 Privacy Act inquiries. store, or disseminate records as well as
1304.104 Privacy Act records maintained any combination of these recordkeeping
Privacy Act of 1974, Public Law 93–579,
by the Board. functions. The term also includes
5 U.S.C. 552a. These regulations have 1304.105 Requests for access to records.
been written to conform to the statutory exercise of control over, and therefore
1304.106 Processing of requests. responsibility and accountability for,
provisions of the Act. They are intended 1304.107 Fees.
to expedite the processing of Privacy 1304.108 Appealing denials of access.
systems of records;
Act requests received by the Board and 1304.109 Requests for correction of records. (d) Record means any item, collection,
to ensure the proper dissemination of 1304.110 Disclosure of records to third or grouping of information about an
information to the public. parties. individual that is maintained by the
1304.111 Maintaining records of Board and contains the individual’s
DATES: Effective February 28, 2007.
disclosures. name or other identifying information,
FOR FURTHER INFORMATION CONTACT: 1304.112 Notification of systems of Privacy such as a number or symbol assigned to
Victoria Reich, 703–235–4473 Act records.
the individual or his or her fingerprint,
SUPPLEMENTARY INFORMATION: The 1304.113 Privacy Act training.
1304.114 Responsibility for maintaining voice print, or photograph. The term
proposed rule was published in the includes, but is not limited to,
November 22, 2006 Federal Register for adequate safeguards.
1304.115 Systems of records covered by information regarding an individual’s
a public comment period to end on education, financial transactions,
exemptions.
January 22, 2007. Copies of the 1304.116 Mailing lists. medical history, and criminal or
proposed rule also were posted on the employment history;
Board’s Web site and on the Federal Authority: 5 U.S.C. 552a(f).
(e) System of records means a group
Rulemaking Portal. This rule sets forth Source: 56 FR 47144, Sept. 18, 1991,
of records under the control of the
the procedures to be used by members unless otherwise noted.
Board from which information is
of the public when requesting records
§ 1304.101 Purpose and Scope. retrievable by use of the name of the
from the Board under the Privacy Act of
This part sets forth the policies and individual or by some number, symbol,
1974. It also establishes time frames for
procedures of the U.S. Nuclear Waste or other identifying particular assigned
responses from the Board, a fee
Technical Review Board (Board) to the individual;
schedule for copying records, and
charges for obtaining information, when regarding access to systems of records (f) Routine use means, with respect to
applicable. No comments were received maintained by the Board under the the disclosure of a record, the use of a
on the proposed rule. Privacy Act of 1974, Public Law 93–579, record for a purpose that is compatible
5 U.S.C. 552a. The provisions in the Act with the purpose for which it was
Executive order 12866 shall take precedence over any part of collected;
The proposed regulation does not the Board’s regulations in conflict with (g) Designated Privacy Act Officer
meet the criteria for a significant the Act. These regulations establish means the person named by the board
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regulatory action under Executive order procedures by which an individual may to administer the Board’s activities in
12866. Therefore, review by the Office exercise the rights granted by the regard to the regulations in this part.
of Management and Budget is not Privacy Act to determine whether a The Privacy Act Officer also shall be the
required. Board system contains a record following:

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8880 Federal Register / Vol. 72, No. 39 / Wednesday, February 28, 2007 / Rules and Regulations

(1) The Board officer having custody respect to or describing how such receiving the requests the Privacy Act
of, or responsibility for, agency records individual exercises rights guaranteed Officer will acknowledge its receipt and
in the possession of the Board. by the First Amendment of the will advise the requester of any
(2) The Board officer having Constitution of the United States, unless additional information that may be
responsibility for authorizing or denying expressly authorized by statute or by the needed. Within 15 working days of
production of records from requests subject individual, or unless pertinent receiving the request, the Privacy Act
filed under the Privacy Act. to and within the scope of an authorized Officer will send the requested
(h) Executive Director means the chief law enforcement activity. information or will explain to the
operating officer of the Board; requester why additional time is needed
(i) Member means an individual § 1304.105 Requests for access to for a response.
appointed to serve on the Board by the records.
(b) Requests in person or by
President of the United States; (a) All requests for records should telephone. Within 15 days of the initial
(j) Days means standard working days, include the following information: request, the Privacy Act Officer will
excluding weekends and federal (1) Full name, address, and telephone contact the requestor and arrange an
holidays; and number of requester.
(k) Act refers to the Privacy Act of appointment at a mutually agreeable
(2) The system of records containing time when the records can be examined.
1974. the desired information. The requester may be accompanied by
(3) Any other information that the
§ 1304.103 Privacy Act inquiries. one person. The requestor should
requester believes would help locate the
(a) Requests regarding the contents of inform the Privacy Act Officer that a
record.
record systems. Any person wanting to second individual will be present and
(b) Requests in writing. A person may
know whether the Board’s systems of must sign a statement authorizing
request access to his or her own records
records contains a record pertaining to disclosure of the records to that person.
in writing by addressing a letter to:
him or her may file a request in person The statement will be kept with the
Privacy Act Officer; U.S. Nuclear Waste
or in writing, via the internet, or by requester’s records. At the appointment,
Technical Review Board; 2300
telephone. the requester will be asked to present
Clarendon Blvd., Suite 1300; Arlington,
(b) Requests in persons may be identification as stated in § 1304.105.
submitted at the Board’s headquarters VA 22201.
(c) Requests via the internet. Internet (c) Excluded information. If a request
located at 2300 Clarendon Blvd., Suite is received for information compiled in
1300; Arlington, VA. Requests should be requests should be transmitted through
the Board’s Web site at www.nwtrb.gov, reasonable anticipation of litigation, the
marked ‘‘Privacy Act Request’’ on each Privacy Officer will inform the requester
page of the request and on the front of using the ‘‘Contact NWTRB’’ icon on the
bottom of the main page. The words that the information is not subject to
the envelope and directed to the Privacy release under the Privacy Act (see 5
Act Officer. ‘‘Privacy Act’’ should appear on the
subject line. U.S.C. 552a(d)(5)).
(c) Requests in writing may be sent to:
Privacy Act Officer, U.S. Nuclear Waste (d) Requests in person. Any person § 1304.107 Fees.
Technical Review Board, 2300 may examine and request copies of his
A fee will not be charged for
Clarendon Blvd., Suite 1300, Arlington, or her own records on the Board’s
searching, reviewing, or making
VA 22201. ‘‘Privacy Act Request’’ premises. The requester should contact
corrections to records.
should be written on the envelope and the Board’s offices at least one week
before the desired appointment date. A fee for copying will be assessed at
each page of the request. the same rate established for Freedom of
(d) Requests via the internet may be This request may be made to the Privacy
Act Officer in writing, via the Internet, Information Act requests. Duplication
made on the Board’s Web site at fees for paper copies of a record will be
www.nwtrb.gov, using the ‘‘Contact or by calling 703–235–4473.
(e) Before viewing the records, proof 10 cents per page for black and white
NWTRB’’ icon on the bottom of the and 20 cents per page for color. For all
Home page. The words ‘‘Privacy Act’’ of identification, must be provided. The
identification should be a valid copy of other forms of duplication, the Board
should appear on the subject line. will charge the direct costs of producing
(e) Telephone requests may be made one of the following:
A government ID, the copy. However, the first 100 pages
by calling the Board’s Privacy Act of black-and-white copying or its
Officer at 703–235–4473. A driver’s license,
A passport, or equivalent will be free of charge.
§ 1304.104 Privacy Act records maintained Other current identification that § 1304.108 Appealing denials of access.
by the Board. contains both an address and a picture
(a) The Board shall maintain only If access to records is denied by the
of the requester.
such information about an individual as Privacy Act Officer, the requester may
is relevant and necessary to accomplish § 1304.106 Processing of requests. file an appeal in writing. The appeal
a purpose of the agency required by Upon receipt of a request for should be directed to Executive
statute or by Executive Order of the information, the Privacy Act Officer will Director; U.S. Technical Review Board;
President. In addition, the Board shall ascertain: 2300 Clarendon Blvd., Suite 1300;
maintain all records that are used in Whether the records identified by the Arlington, VA 22201. The appeal letter
making determinations about any requester exist, and must:
individual with such accuracy, Whether they are subject to any Specify the denied records that are
relevance, timeliness, and completeness exemption under § 1304.115. If the still sought; and
as is reasonably necessary to ensure records exist and are not subject to State why denial by the Privacy Act
fairness to that individual in the making exemption, the Privacy Officer will Officer is erroneous.
of any determination about him or her. provide the information. The Executive Director or his or her
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However, the Board shall not be designee will respond to such appeals
required to update retired records. (a) Requests in writing, including within 20 working days of the receipt of
(b) The Board shall not maintain any those sent by e-mail, via the Web site, the appeal letter in the Board offices.
record about any individual with or by Fax. Within five working days of The appeal determination will explain

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Federal Register / Vol. 72, No. 39 / Wednesday, February 28, 2007 / Rules and Regulations 8881

the basis of the decision to deny or grant warrant its continued preservation by of each disclosure of a record to any
the appeal. the United States government, or for person or agency. Such accounting also
evaluation by the Archivist of the shall contain the name and address of
§ 1304.109 Requests for correction of United States, or his or her designee, to the person or agency to whom or to
records.
determine whether the record has such which each disclosure was made. This
(a) Correction requests. Any person is value. log will not include disclosures made to
entitled to request correction of his or (7) To another agency or to an Board employees or agents in the course
her record(s) covered under the Act. The instrumentality of any governmental of their official duties or pursuant to the
request must be made in writing and jurisdiction within or under the control provisions of the Freedom of
should be addressed to Privacy Act of the United States for a civil or Information Act (5 U.S.C. 552).
Officer; U.S. Nuclear Waste Technical criminal law enforcement activity, if the (b) The Board shall retain the
Review Board; 2300 Clarendon Blvd., activity is authorized by law, and if the accounting of each disclosure for at least
Suite 1300; Arlington, VA 22201. The head of the agency or instrumentality five years after the accounting is made
letter should clearly identify the has made a written request to the Board or for the life of the record that was
corrections desired. In most for such records specifying the disclosed, whichever is longer.
circumstances, an edited copy of the particular part desired and the law (c) The Board shall make the
record will be acceptable for this enforcement activity for which the accounting of disclosures of a record
purpose. record is sought. The Board also may pertaining to an individual available to
(b) Initial response. Receipt of a disclose such a record to a law that individual at his or her request.
correction request will be acknowledged enforcement agency on its own Such a request should be made in
by the Privacy Act Officer in writing initiative in situations in which accordance with the procedures set
within 5 working days. The Privacy Act criminal conduct is suspected, provided forth in § 1304.105. This paragraph (c)
Officer will endeavor to provide a letter that such disclosure has been does not apply to disclosures made for
to the requester within 20 working days established as a routine use, or in law enforcement purposes under 5
stating whether the request for situations in which the misconduct is U.S.C. 552a(b)(7) and § 1304.110(a)(7).
correction has been granted or denied. directly related to the purpose for which
If the Privacy Act Officer denies any § 1304.112 Notification of systems of
the record is maintained.
part of the correction request, the Privacy Act records.
(8) To a person pursuant to a showing
reasons for the denial will be provided of compelling circumstances affecting (a) Public notice. On November 22,
to the requester. the health or safety of an individual if, 1996, the Board published a notice of its
upon such disclosure, notification is systems of records in the Federal
§ 1304.110 Disclosure of records to third Register (Vol. 61, Number 227, pages
parties. transmitted to the last known address of
such individual. 59472–69473). It is updating and
(a) The Board will not disclose any republishing the notice in this issue of
(9) To either House of Congress, or, to
record that is contained in a system of the Federal Register. The Board
the extent of matters within its
records to any person or agency, except periodically reviews its systems of
jurisdiction, any committee or
with a written request by or with the records and will publish information
subcommittee thereof, any joint
prior written consent of the individual about any significant additions or
committee of Congress, or subcommittee
whose record is requested, unless changes to those systems. Information
of any such joint committee.
disclosure of the record is: (10) To the Comptroller General, or about systems of records maintained by
(1) Required by an employee or agent any of his or her authorized other agencies that are in the temporary
of the Board in the performance of his/ representatives, in the course of the custody of the Board will not be
her official duties. performance of official duties of the published. In addition, the Office of the
(2) Required under the provisions of Federal Register biennially compiles
Government Accountability Office.
the Freedom of Information Act (5 (11) Pursuant to an order of a court of and publishes all systems of records
U.S.C. 552). Records required to be competent jurisdiction. In the event that maintained by all federal agencies,
made available by the Freedom of any record is disclosed under such including the Board.
Information Act will be released in compulsory legal process, the Board (b) At least 30 days before publishing
response to a request in accordance with shall make reasonable efforts to notify additions or changes to the Board’s
the Board’s regulations published at 10 the subject individual after the process systems of records, the Board will
CFR part 1303. becomes a matter of public record. publish a notice of intent to amend,
(3) For a routine use as published in (12) To a consumer reporting agency providing the public with an
the annual notice in the Federal in accordance with 31 U.S.C. 3711(e). opportunity to comment on the
Register. (b) Before disseminating any record proposed amendments to its systems of
(4) To the Census Bureau for planning about any individual to any person records.
or carrying out a census, survey, or other than a Board employee, the Board
related activities pursuant to the § 1304.113 Privacy Act training.
shall make reasonable efforts to ensure
provisions of Title 13 of the United that the records are, or at the time they (a) The Board shall ensure that all
States Code. were collected were, accurate, complete, persons involved in the design,
(5) To a recipient who has provided timely, and relevant. This paragraph (b) development, operation, or maintenance
the Board with adequate advance does not apply to disseminations made of any Board systems are informed of all
written assurance that the record will be pursuant to the provisions of the requirements necessary to protect the
used solely as a statistical research or Freedom of Information Act ( 5 U.S.C. privacy of individuals. The Board shall
reporting record and that the record is 552) and paragraph (a)(2) of this section. ensure that all employees having access
to be transferred in a form that is not to records receive adequate training in
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individually identifiable. § 1304.111 Maintaining records of their protection and that records have
(6) To the National Archives and disclosures. adequate and proper storage with
Records Administration as a record that (a) The Board shall maintain a log sufficient security to ensure their
has sufficient historical or other value to containing the date, nature, and purpose privacy.

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8882 Federal Register / Vol. 72, No. 39 / Wednesday, February 28, 2007 / Rules and Regulations

(b) All employees shall be informed of facilities or conditions are adequate to SUMMARY: These special conditions are
the civil remedies provided under 5 prevent unauthorized access to such issued for the Dassault Aviation Model
U.S.C. 552a(g)(1) and other implications systems in any form. Falcon 7X airplane. This airplane will
of the Privacy Act and of the fact that (2) Access to and use of identifiable have novel or unusual design features
the Board may be subject to civil personal data associated with automated when compared to the state of
remedies for failure to comply with the data systems shall be limited to those technology envisioned in the
provisions of the Privacy Act and the persons whose duties require such airworthiness standards for transport
regulations in this part. access. Proper control of personal data category airplanes. These design
in any form associated with automated features include interaction of systems
§ 1304.114 Responsibility for maintaining data systems shall be maintained at all and structures, limit pilot forces, and
adequate safeguards.
times, including maintenance of electrical and electronic flight control
The Board has the responsibility for accountability records showing systems. The applicable airworthiness
maintaining adequate technical, disposition of input and output regulations do not contain adequate or
physical, and security safeguards to documents. appropriate safety standards for these
prevent unauthorized disclosure or (3) All persons whose duties require design features. These special
destruction of manual and automatic access to processing and maintenance of conditions contain the additional safety
record systems. These security identifiable personal data and standards that the Administrator
safeguards shall apply to all systems in automated systems shall be adequately considers necessary to establish a level
which identified personal data are trained in the security and privacy of of safety equivalent to that established
processed or maintained, including all personal data. by the existing airworthiness standards.
reports and output from such systems (4) The disposal and disposition of EFFECTIVE DATE: March 30, 2007.
that contain identifiable personal identifiable personal data and
information. Such safeguards must be FOR FURTHER INFORMATION CONTACT:
automated systems shall be done by
sufficient to prevent negligent, Thomas Rodriguez, FAA, International
shredding, burning, or, in the case of
accidental, or unintentional disclosure, Branch, ANM–116, Transport Airplane
electronic records, by degaussing or by
modification, or destruction of any Directorate, Aircraft Certification
overwriting with the appropriate
personal records or data; must Service, 1601 Lind Avenue SW.,
security software, in accordance with
minimize; to the extent practicable, the Renton, Washington, 98057–3356;
regulations of the Archivist of the
risk that skilled technicians or telephone (425) 227–1137; facsimile
United States or other appropriate
knowledgeable persons could (425) 227–1149.
authority.
improperly obtain access to modify or SUPPLEMENTARY INFORMATION:
destroy such records or data; and shall § 1304.115 Systems of records covered by
exemptions. Background
further ensure against such casual entry
by unskilled persons without official The Board currently has no exempt On June 4, 2002, Dassault Aviation, 9
reasons for access to such records or systems of records. rond Point des Champs Elysées, 75008,
data. Paris, France, applied for a type
§ 1304.116 Mailing lists. certificate for its new Model Falcon 7X
(a) Manual systems. (1) Records
contained in a system of records as The Board shall not sell or rent an airplane. The Model Falcon 7X is a 19
defined in this part may be used, held, individual’s name and/or address unless passenger transport category airplane,
or stored only where facilities are such action is specifically authorized by powered by three aft mounted Pratt &
adequate to prevent unauthorized access law. This section shall not be construed Whitney PW307A high bypass ratio
by persons within or outside the Board. to require the withholding of names and turbofan engines. The airplane is
(2) Access to and use of a system of addresses otherwise permitted to be operated using a fly-by-wire (FBW)
records shall be permitted only to made public. primary flight control system. This will
persons whose duties require such Dated: February 23, 2007. be the first application of a FBW
access to the information for routine William D. Barnard, primary flight control system in an
uses or for such other uses as may be Executive Director, U.S. Nuclear Waste airplane primarily intended for private/
provided in this part. Technical Review Board. corporate use.
(3) Other than for access by [FR Doc. 07–886 Filed 2–27–07; 8:45 am] The Dassault Aviation Model Falcon
employees or agents of the Board, access 7X design incorporates equipment that
BILLING CODE 6820–AM–M
to records within a system of records was not envisioned when part 25 was
shall be permitted only to the individual created. This equipment affects the
to whom the record pertains or upon his interaction of systems and structures,
DEPARTMENT OF TRANSPORTATION limit pilot forces, and high intensity
or her written request.
(4) The Board shall ensure that all Federal Aviation Administration radiated fields (HIRF) protection.
persons whose duties require access to Therefore, special conditions are
and use of records contained in a system 14 CFR Part 25 required to provide the level of safety
of records are adequately trained to equivalent to that established by the
protect the security and privacy of such [Docket No. NM355; Notice No. 25–346–SC] regulations.
records.
(5) The disposal and destruction of Special Conditions: Dassault Aviation Type Certification Basis
identifiable personal data records shall Model Falcon 7X Airplane; Interaction Under the provisions of 14 CFR 21.17,
be done by shredding and in accordance of Systems and Structures, Limit Pilot Dassault Aviation must show that the
with rules promulgated by the Archivist Forces, and High Intensity Radiated Model Falcon 7X airplane meets the
of the United States. Fields (HIRF) Protection applicable provisions of part 25, as
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(b) Automated systems. (1) AGENCY: Federal Aviation amended by Amendments 25–1 through
Identifiable personal information may Administration (FAA), DOT. 25–108.
be processed, stored, or maintained by If the Administrator finds that the
ACTION: Final special conditions.
automated data systems only where applicable airworthiness regulations

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