Technology Solutions

GOAL Together with SMART ROADMAP 2007

From Freewillsolutions

2007 by Freewill Solutions Company Limited.

All rights reserved.

Freewill Solutions Company Limited

Founded in 1991 focusing on continous development of world class

software solutions for the Securities Industry for today and the future.
Growth from 15 staff in 1991 to 250+ presently.
Expanded the business to Vietnam and become the key Software
Provider for Securities Brokerage in Vietnam
Originally focused on the Securities Industry but have expanded
software development for the General Insurance and Retails
Industries.
Consider as one of the leading software development firms in
Thailand. Our software development capabilities are CMM certified.
Major investments in emerging and mobile technology in 2001
including E-Procurement and E-Market Place.
Major strategic change in 2004 with a new Leadership Team.
Expanded scope of focus and services to include Management
Consulting and System Integration Services.

2007 by Freewill Solutions Company Limited.

All rights reserved.

Product Components in the past

IFIS

Intelligent Front Office Integration System

SBA

Securities Back Office Application

2007 by Freewill Solutions Company Limited.

All rights reserved.

Move to the future SMART Roadmap 2007

To develop SMART RoadMAP 2007 edition, we start with the

understanding of your current needs and requirements;

..and fuse them with likely future changes in the Securities

Industry.

Key Principles:

Fast
Accurate
Reliable
COMPLETENESS
TRANSPARENT

2007 by Freewill Solutions Company Limited.

All rights reserved.

Securities Brokerage eco-system

Securities Brokerage Company

needs to communication with
many external parties both
required by business and by
regulatory requirements

Exchange (Trading Center) is

improving their IT infrastructure to
promote the market and
streamline the processes

Exchanges
(Trading
Centers)

Oversea partners are the key

success factors to the future
success the broker technology
needs to be complied with
global standard

Oversea
Partners
Brokers

Securities
Brokerag
e
Company

Client
s
Clients are demanding for the
better services and expect
Broker to provide more
efficient tools to facilitate their
trading

Securities
Depository
Center/
Custodian

BANK
S

Bank is the enabler that help

to improve the customer
satisfaction and the broker
itself cash management

Authority Organizations are

demanding more information
to control the community to
promote more transparency
and fairness treatments

Securities
Commission

2007 by Freewill Solutions Company Limited.

All rights reserved.

Exchanges
(Trading
Centers)

Clients

Securities
Brokerage
Company

Securities
Depository Center/
Custodian

Oversea
Partners
Brokers
BANK
S

Securities
Commission
(SSC)

Freewillsolutions SMART
Securities Management Application using Realtime Technology
Is the efficient enabler for the securities brokerage companies to
become best in class of the industry

2007 by Freewill Solutions Company Limited.

All rights reserved.

SET Revamp Roadmap

New Market Access Gateway

(MAG)
Adopt the global standard
protocol

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART 1.0 Solutions Overview

Exchanges
(Trading
Centers)

Trading Application

IFIS

Client
s

IFIS
Internet

IFIS
Mobile

SMART
Chart
(Technical
Analysis
Tool)

Oversea
Partners
Brokers

IFIS DB
SMART Gateway
(FIX Protocol)

SMART
Custom
er

SMARTLINK

SMART
Office

Back Office Application

SBA
Securities
Depository /
Custodian

Securities
Commission
(SEC)

2007 by Freewill Solutions Company Limited.

All rights reserved.

BANK
S

Overview
Markets

Products

Multi-Market Access

Equity

Derivative

Fixed Income

Channel
s

Advisor

Trader

Internet

Mobile

Process
es

Pre-trade

Trade

Settlement/Cleari
ng

CRM

Regulatory / Statuary Requirements

Management Information
2007 by Freewill Solutions Company Limited.
All rights reserved.

SMART 1.2 Solutions Overview

Exchanges
(Trading
Centers)

Trading Application

IFIS
Trader

Client
s

IFISd
Intern
et

IFIS
Mobile

SMART
Chart
(Technical
Analysis
Tool)

IFIS DB

Oversea
Partners
Brokers
SMART Gateway
(FIX Protocol)

SBL
SMARTLINK

SMART
Custome
r
SMART
Office

Back Office Application

Data
Reposito
ry

SBA
Securities
Depository /
Custodian

CrossVie
w
Securities
Commission
(SEC)

2007 by Freewill Solutions Company Limited.

All rights reserved.

BANK
S

SMART Data Repository for SBA

2007 by Freewill Solutions Company Limited.

All rights reserved.

Key Issues

Due to the huge of historical data which slows down the end of
the day processes of SBA

Back up data out from SBA can help but you will have a limited
historical data to generate management reports

To restore the data back to production system may take times

and require skilled IT person to process and may not serve
management, risk committee, regulators and client on time

2007 by Freewill Solutions Company Limited.

All rights reserved.

Benefit

Faster day end processes because operational database has

only active data.

Expand historical data period with more historical data on data

repositorys database

Easily to print backward report. Dont take time to restore the

historical data back to operational system

Authentication with add on logging report. For checking who

was access data and what data was accessed.

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART Data Repository Concept

SBA daily transactions are

splitted from SBA historical
data.

SBA
&
Historical
SBA
Historical
DataData

2007 by Freewill Solutions Company Limited.

All rights reserved.

Auto-Historical Backup

Auto-Historical Backup module will

automate cut-off historical data in SBA
and send to backup in SMART Data
Repository by operational policy.

SBA

Auto-Historical
Backup
Module

Historical
Data

2007 by Freewill Solutions Company Limited.

All rights reserved.

Application Data Source Problem

Application must
connect 2 data source.

SBA

Auto-Historical
Backup

Historical
Data

2007 by Freewill Solutions Company Limited.

All rights reserved.

Application Data Source Problem

Stop!
Its too complicate.

SBA

Auto-Historical
Backup
Module

Historical
Data

2007 by Freewill Solutions Company Limited.

All rights reserved.

Data Directory & Authentication Module

Authentication module
will log any data request
from application.

Data Directory is a single

point to access data.

Data Directory & Authentication Module

SBA

Auto-Historical
Backup
Module

Historical
Data

2007 by Freewill Solutions Company Limited.

All rights reserved.

Authentication
Log

Authentication Reports

Data Directory & Authentication Module

Report

Auto-Historical
Backup
Module

SBA

Historical
Data

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART CrossVIEW

2007 by Freewill Solutions Company Limited.

All rights reserved.

Authentication
Log

Problem

2007 by Freewill Solutions Company Limited.

All rights reserved.

Problem

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART CrossVIEW

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART CrossVIEW Key Features

SMART xVIEW is a flexible reporting solutions for end-users

No programming is required to create and run reports

All data will be presented in business terminology that make
the application easier to learn
Ability to generate the output in different formats Report,
Excel File, PDF File
Contains all common reports needed to serve your business

Reference Report
Trading Report
Stock Report
Receive/Payment Report
Etc.

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART xVIEW Key Features

End-users only need to

Select one of available templates

Input run-time parameter values

Set their display order and aliases, as well as sort order and
grouping with aggregate functions.

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART xVIEW - Architecture

SBA

Historical
Data

Data Directory & Authentication Module

2007 by Freewill Solutions Company Limited.

All rights reserved.

SMART SBL

Securities Borrowing and Lending System

2007 by Freewill Solutions Company Limited.

All rights reserved.

Architecture

Front Screen

MIS + Admin Screen

Fis Slave

Back Screen
Web Server

SBL

2007 by Freewill Solutions Company Limited.

All rights reserved.

SBA

Features (Preliminary Draft)

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 set ratio ($!3+!

!"4&!3+!


    (Initial, Maintenance Margin)

Auto # Cash Balance ()*   +,-./ MM

01
2( MTM ( 4562

2007 by Freewill Solutions Company Limited.

All rights reserved.

Features (Preliminary Draft)

!4% call #!3+!$'#6$6

!"4&"',#!)+!


 set "',#!* criteria (!", !', 3+#

!)


!4!%
!3+# (FIFO, Random, Customer
weighting, specific) #3H


!4!'
 Trade SBL

+

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XM, XI : #:;/;; B 

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!4' !&$*#$)+ %+ match lot !'

Export TSD
2007 by Freewill Solutions Company Limited.
All rights reserved.

Features (new)

Reference Management

 1
 C:)*4

-)1
DC 
?E
A :?

 1
0,
D
?E
A :? (Order Fee, Annual Fee)

 1
F)   E
 1
44,2

Account Management

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 1
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Trading Management

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K;0?4

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B0@, 2,
/>@:?E>@:A :?
:
B; Broadcast
:
B; Put through

2007 by Freewill Solutions Company Limited.

All rights reserved.

Features cont. (new)

Calculation Management

01
2(0,
DE Mark To Market

01
2(   

01
2(@0,
   (M C: ?;ID#E Mark To Market

01
2(; 6B
  

Corporate Action Management

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#?;>@:A :?-./45)D5N
 0? C:L;#L#5

01
2(B1
2 C: (
I5* ?;)C

Default Management

01
2(0,
 (4,/;,
H:

/2:0,


2007 by Freewill Solutions Company Limited.

All rights reserved.

SBL Sample Screen

2007 by Freewill Solutions Company Limited.

All rights reserved.

Copyright 2007 Freewillsolutions Co.,Ltd. ALL RIGHTS RESERVED.



No part of this publication may be reproduced or transmitted in any form or for any purpose without the express
permission of Freewillsolutions Company Limited. The information contained herein may be changed without prior
notice.

Freewillsolutions, SMART Suite, iFIS, iFIS Internet, iFISd for SET50 Index Futures, SET50 Index Options.
SMART Office, SMART Customers, SMART Chart, SBA, SBAd for SET50 Index Futures, SET50 Index Options,
SMART Gateway, SMARTOnePort, iFIS Neo and other Freewillsolutions products and services mentioned herein
as well as their respective logos are trademarks or registered trademarks of Freewillsolutions in Thailand and in
several other countries all over the world. All other product and service names mentioned are trademarks of their
respective companies.

SET50, SET50 Index Futures, SET50 Index Options are the products of Stock Exchange of Thailand.

2007 by Freewill Solutions Company Limited.

All rights reserved.