Standard

Chartered
March 14, 2016
To,
The General Manager,
D e p a r t m e n t of C o r p o r a t e S e r v i c e s ,
B o m b a y Stock E x c h a n g e Ltd.,
P. J. T o w e r s , Dalai Street,
- 400 001.

STANDARD
SUB:
ANNOUNCEMENT

CHARTERED PLC (THE "COMPANY")

STOCK EXCHANGE

Dear Sir,
In r e f e r e n c e t o t h e p r o c e d u r e s that h a v e b e e n a g r e e d o n t h e release of stock e x c h a n g e
a n n o u n c e m e n t s i n the U K , please find attached a copy o f the a n n o u n c e m e n t which has
been submitted to the London Stock Exchange for uploading on to your website.

Y o u r s sincerely,
F o r Standard Chartered PLC

Lee Davis
Authorised Signatory

Standard Chartered PLC

1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1
Registered England

Avenue London EC2V

Tel +44 (0)20 7 8 8 5 8 8 8 8

Here for g o o d

NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS

DISCHARGING MANAGERIAL RESPONSIBILITY AND/OR CONNECTED
PERSONS
This form is intended for use by an i s s u e r to make a R e g u l a t o r y I n f o r m a t i o n S e r v i c e
notification required by the UK Financial Conduct Authority's D i s c l o s e a n d T r a n s p a r e n c y R u l e
3.1.4R(i).
1. Name of the i s s u e r
Standard Chartered P L C
2. State whether the notification relates to:
(i) a transaction notified in accordance with the UK Disclosure and Transparency Rule
(ii) a disclosure made in accordance with section 793 of the UK Companies Act (2006); or
in accordance with paragraph 26 of the Model Code of the UK Listing Rules.
T h i s notification relates to a transaction notified in a c c o r d a n c e with the U K Disclosure and
Transparency Rule 3.1.2R
3. Name of p e r s o n d i s c h a r g i n g m a n a g e r i a l r e s p o n s i b i l i t i e s / d i r e c t o r
Tracy Clarke, Mark Dowie, Karen Fawcett, Michael Gorriz, Andy Halford, Doris Honold, Ben Hung,
W a l k d e n , Bill
Ajay K a n w a l , Sunil Kaushal, A n n a Marrs, Sir J o h n Peace, Mike R e e s , Mark Smith,
Winters
4. State whether notification relates to a p e r s o n connected with a p e r s o n d i s c h a r g i n g
named in 3 and identify the c o n n e c t e d p e r s o n
managerial
N/A
5. Indicate whether the notification is in respect of a holding of the p e r s o n referred to in 3 or 4
above or in respect of a non-beneficial interest
T h i s notification i s m a d e in r e s p e c t of holdings o f p e r s o n s referred to in 3. a b o v e .
6. Description of s h a r e s (including c l a s s ) , debentures or derivatives or financial instruments
relating to s h a r e s
Ordinary s h a r e s o fU S $ 0 . 5 0 e a c h fully paid
7. Name of registered shareholder(s) and, if more than one, the number of s h a r e s held by each
of them
Tracy Clarke - shares in o w n n a m e , husband's n a m e , and held through W e a l t h N o m i n e e s Limited
and Bedell Trustees Limited
Mark Dowie- shares held in o w n n a m e and through Vestra Nominees Limited
K a r e n F a w c e t t - s h a r e s held in o w n n a m e a n d t h r o u g h S t a n d a r d C h a r t e r e d P r i v a t e B a n k
Michael Gorriz - s h a r e s held in o w n n a m e
Andy Halford - shares held through Mership N o m i n e e s Limited and Bedell Trustees Limited
Doris H o n o l d - s h a r e s held in o w n n a m e a n d t h r o u g h S t a n d a r d C h a r t e r e d P r i v a t e B a n k
B e n j a m i n H u n g - s h a r e s held in o w n n a m e and held t h r o u g h H K S C C N o m i n e e s Ltd a n d T D Direct
Investing N o m i n e e s (Europe) Ltd
Ajay K a n w a l - s h a r e s held in o w n n a m e and through S t a n d a r d Chartered Private B a n k
S u n i l K a u s h a l - s h a r e s h e l d in o w n n a m e
A n n a Marrs- shares held in o w n n a m e
Sir J o h n P e a c e - shares held through B B H I S L N o m i n e e s Limited
C o m p a n y N o m i n e e s Limited and Bedell
Mike R e e s - shares held through
//
Limited
M a r k S m i t h - s h a r e s held in o w n n a m e
Standard Chartered PLC
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Ottice at 1 Basinghall Avenue London EC2V 5DD
Registered England 966425

1
Tel + 4 4 ( 0 ) 2 0

Standard
P a m e l a W a l k d e n - shares held in o w n n a m e , husband's n a m e and through H S B C
(UK) Ltd
Bill W i n t e r s - s h a r e s h e l d t h r o u g h C h a s e N o m i n e e s L i m i t e d a n d B e d e l l T r u s t e e s L i m i t e d
8. State the nature of the transaction
(i)
(ii)

(iii)
(iv)
(v)
(vi)

Allocation o fordinary s h a r e s t o Sir J o h n P e a c e a s part o fhis b a s e fee a s provided for under his
contract of employment.
A l l o c a t i o n o f f i x e d p a y a l l o w a n c e d e l i v e r e d in t h e f o r m of o r d i n a r y s h a r e s w h i c h a r e r e l e a s e d
o v e r a five y e a r period. F u r t h e r details a r e c o n t a i n e d in t h e directors' r e m u n e r a t i o n report in t h e
Annual Report and Accounts.
Allocation o fordinary s h a r e s subject to a m i n i m u m retention period o fsix m o n t h s .
Delivery of deferred shares and performance shares under the
Standard Chartered Share
Plan.
Application of the notional dividend arising f r o m deferred s h a r e s granted o n
March
and
March 2014 under the
Standard Chartered Share Plan.
E x e r c i s e o f s h a r e a w a r d s g r a n t e d in p r e v i o u s y e a r s , u n d e r t h e
Standard Chartered Share
Plan, and the s u b s e q u e n t retention a n d sale for tax o f the s h a r e s acquired.

9. Number of s h a r e s , debentures or financial instruments relating to s h a r e s acquired

S e e clause 20 below.
Percentage of issued c l a s s acquired { t r e a s u r y s h a r e s of that c l a s s should not be taken into
account when calculating percentage)
S e e clause 20 below.
Number of s h a r e s , debentures or financial instruments relating to s h a r e s disposed
N/A
12. Percentage of issued c l a s s disposed { t r e a s u r y s h a r e s of that c l a s s should not be taken
into account when calculating percentage)
N/A
Price per s h a r e or value of transaction
R e l a t i n g t o ( i ) , (ii) a n d (iii) o f c l a u s e 8 a b o v e
R e l a t i n g to (iv) of c l a u s e 8 a b o v e
R e l a t i n g to (vi) of c l a u s e 8 a b o v e

4.485
4.74

Date and place of transaction

(i) t o ( i v ) a n d ( v i ) o f c l a u s e 8 a b o v e :
(v) o f c l a u s e 8 a b o v e :
March

March
- London
- London

1 BASIN
LONDO

RTERED PLC
LLAVENUE
5DD

Standard Chartered P L C
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1
England 966425

Avenue London EC2V

Tel

+44 (0)20 7 8 8 5 8 8 8 8

Here for g o o d

Standard
Total holding following notification and total percentage holding following
(any t r e a s u r y s h a r e s should not be taken into account when calculating percentage)

No. of shares

Name
racy

% of issued
share capital
0.006%
0.005%

Michael Gorriz

97,285

0.003%

29,263

0.001%
0.006%
0.002%

63,834

0.006%
43,584

0.001%

Sunil Kaushal

50,127

0.002%

Anna Marrs

23,283

0.001%

Sir John P e a c e

281,343

0.009%

Mike Rees

631,421

Mark Smith

39,434

0.001%

Pamela Walkden

191,219

0.006%

Bill W i n t e r s

430,370

0.013%

Date issuer informed of transaction

(vi) o f c l a u s e 8 a b o v e : 1 4 M a r c h
If a person discharging managerial responsibilities h a s b e e n g r a n t e d o p t i o n s b y t h e issuer c o m p l e t e
the following boxes
17. Date of grant
(iv) of c l a u s e 8 a b o v e :

March

18. Period during which

date on which exercisable

D e f e r r e d s h a r e s v e s t in e q u a l a n n u a l i n s t a l l m e n t s o v e r t h r e e y e a r s . P e r f o r m a n c e s h a r e s v e s t n o
earlier than after three years, subject to m e e t i n g certain p e r f o r m a n c e conditions.
Total amount paid (if any) for grant of the option
None

1 BASING
LONDO
Standard Chartered PLC
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Ottice at 1
Registered England 966425

Avenue London EC2V 5DD

Tel

HARTERED P L C
AVENUE
2V 5DD

+44 (0)20 7 8 8 5 8 8 8 8

Here for g o o d

20. Description of s h a r e s or debentures involved { c l a s s and number)

Standard
Chartered

O r d i n a r y s h a r e s o f U S $ 0 . 5 0 e a c h fully paid
(i) t o ( i v ) d e f i n e d i n c l a u s e 8 a b o v e

Name
Tracy

Award type
Performance shares

Mark Dowie
Karen Fawcett

shares
granted/awarded

(see clause
8 above)
(iv)

Deferred shares

208,638

N/A

(iv)

Performance shares

318,331

N/A

(iv)

350,829

N/A

(iv)

0.001%

(iii)

N/A

(iv)

Performance shares
Ordinary shares

Michael Gorriz

% of I S C
N/A

18,460

Performance shares

140,331

Andy Halford

Fixed pay allowance

54,032

0.002%

Doris Honold

Performance shares

270,640

N/A

(ii)
(iv)

Benjamin Hung

Performance shares

330,623

N/A

(iv)

1,331

N/A

(iv)

270,640

N/A

(iv)
(iv)
(iv)

Deferred shares

Ajay Kanwal
J

Performance shares

Sunil Kaushal

Performance shares

221,359

N/A

Anna Marrs

Performance shares

320,758

N/A

Sir J o h n P e a c e

B a s e f e e in s h a r e s

Mike Rees

Fixed pay allowance

30,657

Ordinary shares
Mark Smith

39,434

Deferred shares

0.001%

(i)

0.002%
0.001%

(ii)
(iii)

N/A

(iv)

N/A

(iv)

Performance shares

76,476

Pamela Walkden

Performance shares

277,970

N/A

(iv)

Bill W i n t e r s

Fixed pay allowance

135,897

0.004%

(ii)

1
Standard Chartered PLC
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1
Registered England 966425

London EC2V

Tel

5DD

+44 (0)20 7885 8 8 8 8

Here for g o o d

Standard
Chartered
Name

N u m b e r of notional
dividends

Tracy Clarke

301

Mark Dowie

834

Karen Fawcett

176

Doris Honold

107

Benjamin Hung

44

Ajay Kanwal

31

Sunil Kaushal

36

Anna Marrs

169

Mike Rees
Pamela Walkden

145

Relating to share awards

granted on
March 2013 and 13
March
March
and 13
March 2014
March 2013 and 13
March
March
and 13
March
March
and 13
March 2014
March
13
March
March 2013 and 13
March
March 2013 and
March
11 M a r c h
13
March
March 2013 and 13
March

STANDARD
1
LONDON
Standard Chartered PLC
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered
at 1 Basinghall Avenue London EC2V 5DD
Registered England 966425

5DD

Tel +44 (0)20 7 8 8 5 8 8 8 8

Here for g o o d

Standard
Chartered

(vi) d e f i n e d in c l a u s e 8 a b o v e

%0f

%0f

Name

A w a r d type

Number
of shares
exercised

Granted

Tracy Clarke

Mark Dowie

Number
of s h a r e s
retained
n

9
J

N u m b e r of
shares
sold

issued
share
capital

94

issued
share
capital
n

on

9%
J

n
u.uuu

Deferred shares

Doris Honold

a,

oat
chime

1
1

chime
snares
9 97
/ 9
1 0

chime
snares

Performance shares
Sir J o h n P e a c e

n
u.uuuua /o

1 R49

A
Mar19
a

r 1A

1 ,1 7R
/

A RA 7/

RD

99R

/o

11

9
a, J

Q7

n
/

J
7

/o
n nnnnRo/

u.uuuua /o
9an

/o

/o

,a

nn4

/ a

Deferred shares

147,912

78,254

Deferred shares

69,608

36,826

Performance shares

59,042

31,236

Performance shares

20,250

10,713

Deferred shares

6,568

3,474

Pamela Walkden

0/ 0

/o

nu.uuu

oua

n
u.uuuua

a /

n
U.UU

Mike Rees

OHO

/o

Restricted shares
chime

9
a,
9

Deferred shares
Deferred shares

/0

Deferred shares

Anna Marrs

9/
/ /o

chime
snares

chime
snares

/o

Deferred shares

u.uuuua /o

Benjamin Hung

Ajay Kanwal

nu.uuuua

/ / 9

n
/0

0.00239%

69,658

0.00212%

32,782

0.00100%

0.00095%

27,806

0.00085%

0.00033%

9,537

0.00029%

3,094

0.00009%

STANDARD CHARTERED
1
LONDON
Standard Chartered

PLC

PLC

1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Office el 1 Basinghall Avenue London EC2V 5DD
Registered England 966425

T e l +44 (0)20 7 8 8 5 8 8 8 8

Here for g o o d

Standard
21. Exercise price (if fixed at time of grant) or indication that price is to be fixed
exercise
N/A
22. Total number of s h a r e s or debentures over which options held following notification

Name

N o . of s h a r e s

Tracy Clarke
Mark Dowie
Karen Fawcett

A A

Michael Gorriz

Doris Honold
Benjamin Hung

392,055

Ajay Kanwal

298,823

Sunil Kaushal

261,169

Anna Marrs
Sir J o h n P e a c e

10,056

Mike Rees

344,417

Mark Smith

193,458

Pamela Walkden
Bill W i n t e r s
23. Any additional information
None
24. Name of contact and telephone number for queries
Alex Raistrick, C o m p a n y Secretarial Assistant, 020 7 8 8 5

Name of authorised official of issuer

responsible for making notification

Lee Davis, Assistant Group Secretary,

Date of notification
March

STANDARD
LONDON
Standard Chartered
1 Basinghall Avenue
London EC2V 5DD
www.sc.com
Registered Office at 1
Registered England 966425

AVENUE

PLC

PLC

Avenue London EC2V

Tel

+44 (0)20 7 8 8 5 8 8 8 8

Here for g o o d