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Abstract
cagzl cave
This paper addresses variation in lithic raw material economy within the early Upper Paleolithic at U
(south-central Turkey). The stratigraphic sequence documents some 12,000 years of the early Upper Paleolithic, entailing changes in lithic technology, raw material exploitation, and game use. Although the same lithic raw materials were
exploited throughout the sequence to make quite similar ranges of products, there are marked changes in the ways raw
materials from dierent source areas were treated, including patterns of transport and raw material consumption. The
concept of technological provisioning is used to understand changing strategies for procuring and managing supplies of
int from dierent source locations. Shifts in raw material economy are argued to represent responses to changes in
residential mobility and the scale/duration of occupations at the cave itself: data on cultural features and foraging strategies provide independent evidence for these shifts in land use. Results have implications for more nuanced approaches
to investigating of lithic raw material economies and the signicance of raw material transfers.
2004 Elsevier Inc. All rights reserved.
Keywords: Lithic raw material economy; Upper Paleolithic; Turkey; Technological provisioning; Mobility
The study of lithic raw material economies has assumed an increasingly prominent role in lithic studies
and research on prehistoric hunter-gatherers. Evidence
for the procurement, transport, and management of
chipped stone raw materials has served as the basis for
inferences about mobility (Ambrose and Lorenz, 1990;
Amick, 1996; Blades, 1999; Feblot-Augustins, 1993;
Thacker, 1996), territoriality (Delage, 2001; Demars,
1998; Hovers, 1990; Wengler, 1990), exchange (Bourque,
1994; Hughes, 1994; Meltzer, 1989), colonization patterns (Rockman, 2003; Tankersley, 1994), cognitive
capacities (Boesch and Boesch, 1984; Roebroeks et al.,
0278-4165/$ - see front matter 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.jaa.2004.09.001
432
433
and places must be available at all times, and should often form parts of toolkits carried by individuals. In contrast, the requirements of activities associated with
specic times and locations, such as the processing of
seasonally or spatially restricted resources, can eectively be serviced with tools that have been provisioned
to that place. Tasks such as hunting large game are characterized by high levels of time stressnarrow windows of opportunity(Torrence, 1983, 1989), and
must be carried out with pre-made artifacts provisioned
to individuals or places. Tools for tasks with less severe
logistical constraints can be supplied in a variety of
ways; if suitable material is found nearby, artifacts
may even be produced on the spot. For example, among
early Paleoindian groups, successful hunting of large
game depended on spears with stone points that were
transported and maintained over long periods, probably
as part of individuals personal gear. If suitable raw
materials were present, the more relaxed job of butchering could be carried out using quickly produced and
quickly discarded tools made from local stones (e.g., Frison and Stanford, 1982).
Mobility and land use can have pronounced inuence
on the viability of dierent strategies provisioning tools
and raw materials. The relationship between mobility
and technological provisioning is approached in terms
of an informal sort of optimality model, identifying
strategies or strategic mixes that should be most advantageous under dierent conditions. Residential mobility
directly inuences the predictability of the locations
where activities will be conducted, and hence the utility
of alternative provisioning strategies. The more sedentary a group is, the more predictable are the loci of activities, and the greater are potential advantages of
provisioning places. The inverse relationship between
levels of investment and maintenance of stone tools
and degrees of sedentism in the Americas (Parry and
Kelly, 1987) is a general expression of this tendency.
Where the frequency of residential mobility is very high
and occupational events very short, it is much more
practical to provision individuals. At the same time variability is expected within any group. The duration and
predictability of residential locations and levels of individual mobility vary over the course of a year and across
the territory of all but the most sedentary peoples. Consequently, strategies for managing supplies of tools and
raw material may be more dependent on local factors
such as the nature of a particular occupation than on
broader strategies of moving around the landscape.
Both general levels of residential mobility and the
duration of occupations should also aect how distance
to source relates to the actual cost of artifacts and raw
materials, and how both variables correlate with artifact
life histories. In the case of extremely brief occupations
people may have to rely entirely on transported toolkits,
but as the length of a residential stay lengthens it be-
434
comes more practical to provision the residential site itself with chippable stone. All other things being equal,
we can expect foraging catchmentsand by extension,
the catchment area for provisioning a place with
stoneto expand as occupations become more prolonged and local resources are used up (Surovell,
2000). Thus, in the case of provisioning places transfer
distances for raw materials should reect duration of
occupation to some degree. Moreover, because raw
materials are moved more-or-less directly from source
to the place of use there should be a direct relationship
between transfer distances and raw material cost, and,
all other things being equal, we can expect economizing
behavior of toolmakers to reect this.
Artifacts used to provision individuals may also be
transported long distances as a function of individual
mobility. Such artifacts are not carried to locations so
much as carried along with people, so the distance to
source may say much more about scales of individual
mobility than about use of the site itself. Moreover, because the tools are carried along as part of transported
toolkits, distance to source and cost are not equivalent.
Generally speaking, we might expect artifacts from more
distant sources to show greater evidence for reduction
and reworking since those artifacts would have been in
use for a long time before being deposited in the site.
However, in the case of provisioning individuals the
relationship between artifact life history and distance
to source depends more on the route of movement than
actual distance (e.g., Hofman, 1991) and less on the actual cost of procurement.
cagzl cave
A case study: U
cagzl (three mouths) cave is located on the
U
Mediterranean coast of the Hatay region of southern
Turkey, around 15 km south of the mouth of the Asi
(Orontes) river, in the extreme northeast corner of the
Mediterranean basin (Fig. 1A). The area around
cagzl cave is characterized by dramatic relief, and
U
topography would not have been radically dierent during the Pleistocene. The coast is very steep in the vicinity
of the cavethe sea-oor reaches a depth of 200 m within 5 km of the present-day shorelineso even during
periods of very low sea level associated with Oxygen Isotope stage 3 the site would always have been within a
few kilometers of the shore.
cagzl cave collapsed at some time in
The vault of U
the past, resulting in the loss of roughly 3 m of archaeological deposits to erosion. Intact archaeological deposits are preserved in two areas within the site (Fig. 1B).
The narrow, tubular chamber at the south end of the site
contains at least a meter of heavily cemented Upper
Paleolithic sediments: this area was excavated by a previous investigator during the late 1980s (Minzoni-Der-
435
cagzl cave. Shaded areas show int-bearing limestones closest to the site. Geological data
Fig. 1. Location (A) and layout (B) of U
lcekli Turkiye Jeoloji Haritas, Hatay, and Adana quads. Maden Tektik ve Arama Genel Mudurlugu, Ankara, 2002.
from 1:500,000 O
These squares, which yielded the majority of archaeological materials from the site, sample all or most of the
stratigraphic column, and this horizontally continuous
subsample was considered most appropriate for the purposes of examining change over time.
In terms of common chronostratigraphic units, the
cagzl cave sequence documents a transition between
U
an Initial Upper Paleolithic (IUP) technological system
and the Ahmarian, a more classic early Upper Paleo-
436
cagzl cave stratigraphy, showing approximate depth ranges of major chronostratigraphic units.
Fig. 2. U
437
cagzl cave: 110, Ahmarian (layers B-C); 1117, Initial Upper Paleolithic (layers F-I).
Fig. 3. Artifacts from U
438
sures near the town of Yayladag, roughly 15 km straightline distance from the cave, contain spherical and ellipsoid nodules ranging in size up to 40 cm in length. The
most common variety of int is a light gray or brown,
semi-translucent material containing numerous small,
round white fossils. Textures range from extremely ne
to rather coarse grained. Cretaceous ints like those in
the Yayladag area are the most common raw materials
cagzl cave. No usable ints or cherts
in all layers at U
have been identied in the somewhat older Cretaceous
limestone into which the cave itself is eroded.
A second set of bedrock int sources occurs in younger (Eocene, Oligocene or Miocene) limestones around
cagzl cave. Surface expo30 km distance away from U
sures near the village of S
enkoy yield relatively at,
irregularly shaped nodules of high-quality int as large
as 30 cm. The S
enkoy ints vary in color and texture
in dierent exposures, perhaps reecting dierent limestone beds: the geological stratigraphy of the area is
not well worked out. The most abundant material is very
ne grained, opaque, brown to black int. Although it
has better aking properties than the Cretaceous ints
described above, the dark brown S
enkoy int is much
cagzl cave.
less abundant in the Upper Paleolithic at U
Other materials from the S
enkoy area, including a mottled brown, semi-translucent variety of int, are more
cagzl cave.
common in the assemblages from U
Secondary deposits of heavily rolled int pebbles and
cobbles, associated with fossil beaches some distance
above the modern shoreline, occur much closer to
cagzl cave. We have identied two such deposits
U
within a few km of the site as well as several others located at slightly greater distances. Most pebbles found
on the surface today are less than 1012 cm in length,
smaller than nodules from the primary sources, but
archaeological specimens indicate that much larger pebbles could be found in the area during the Pleistocene.
The geological sources represented in these secondary
deposits are diverse. The characteristic translucent, fossiliferous Cretaceous materials are abundant in these
pebble deposits, but other cypto-crystalline silicates,
including radiolarites, are also present. Active cobble
cagzl cave do not contain silicate
beaches around U
rocks, but are composed exclusively of limestone and
dolomite. Still, we cannot rule out the possibility that
deposits containing siliceous materials are located even
closer to the site beneath the current level of the sea.
Because some materials, including the most common
types of Cretaceous int, occur in both primary and secondary contexts within 20 km of the site, chemical or
mineralogical criteria would be of little utility in determining where a given specimen was actually collected.
A simpler but nonetheless eective approach to assessing
the origins of specic artifacts is based on the nature of
cortex preserved on archaeological specimens (see also
White, 1995, 1998). Several dierent types of cortex were
recorded during data collection. The term fresh nodule cortex refers to soft white chalky or opaline rind
preserving its original irregular surface. Specimens with
rolled nodule cortex exhibit soft, white outer layer
that has been lightly smoothed or eroded by some
mechanical process, presumably water transport. Pebble cortex is a distinctively abraded, pitted outer surface showing evidence of extensive water transport and
reworking: none of the original chalk or opal cortex is
retained. In our experience in the area, pebbles from
beach deposits exhibit only pebble cortex, whereas both
fresh and rolled nodular cortex can be found only on
specimens collected around the primary source areas.
Dierences in the nature of cortex on artifacts allow
us to infer only minimum transport distances. Generally
speaking, artifacts with nodular or rolled nodule cortex
cannot have been collected closer to the site than the
closest primary deposits. Of course, int-bearing limestone outcrops over a large area and it is possible that
some of the specimens with nodular cortex came from
greater distances. Likewise, individual specimens with
pebble cortex could have been collected within a few
km of the cave, though they could also have come from
more distant pebble beds. All of the raw materials which
we can attribute to a geological source could have been
collected within around 30 km from the site. Distances
of 2030 km lie outside the normal expected foraging radius of hunter-gatherers (Kelly, 1995, pp. 136141;
Surovell, 2000), but are still within one to two days travel of the site (given the steep topography). Specimens
from more distant locales may well be present but the
current state of knowledge about int sources in Turkey
does not permit us to identify them. Given the fact that
the most common variety of chipped stone raw material
was obtained from both primary secondary sources, we
cannot assess the origins of specimens that do not bear
cortex. In the analyses below it is assumed that cortexbearing pieces are representative of the larger population
of artifacts from the site.
439
Table 1
Frequencies of non-pebble (fresh and rolled nodule) cortex in various artifact and raw material classes
Retouched tools
Unretouched >2.5 cm
Debris
Cores
Cretaceous int only
B1-B4
C/D
Fa
Fb/Fc
H2/H3
83.6
87.8
91.0
91.3
91.7
80.0
90.1
70.0
85.6
76.0
61.4
42.6
72.2
(0/11)
51.9
42.6
(4/8)
(1/3)
18.7
73.7
47.0
47.7
45.6
57.6
65.2
32.2
38.2
40.7
31.0
62.5
44.2
35.6
38.5
48.2
27.6
35.0
22.1
45.5
20.2
40.6
9.1
7.9
58.1
29.7
34.4
16.7
12.7
65.3
18.2
43.9
20.0
5.1
60.0
22.3
35.8
10.0
16.7
440
When plotted against the assemblage-wide proportion of non-pebble cortex, cortex representing nodules
collected from near primary sources (Fig. 5), the disparity values suggest that, during layer B and B1-B4 times,
cagzl cave made a rather dierent
the occupants of U
set of decisions about where to collect raw materials
and what to transport to the cave compared with other
periods in the caves occupation. Not only did the sites
occupants use more material from primary sources at
this time, they apparently reduced cobbles of these materials at the cave, leaving behind many reduction byproducts with fresh or rolled nodular cortex and resulting in
low disparity values. In the other layers, artifacts bearing cortex from primary (non-pebble) sources are not
only scarcer, but they are represented mainly by retouched tools, appearing much less frequently as akes,
cores, and debris, resulting in higher disparity indices.
This second pattern indicates much more selective or
limited transport of material to the site from the primary
deposits. Judging by the cortex frequencies alone, the
preponderance of nodules worked in situ in layers C
and below came from secondary pebble beds, probably
located in close proximity to the site. In these earlier levels, material from more distant sources found its way
Table 2
Disparity index comparing proportions of dierent cortex types among retouched tools and unretouched artifacts (cores, akes, and
debris)
Disparity index
B1-B4
C/D
Fa
Fb/Fc
H2/H3
25.0
17.0
72.8
137.9
50.0
53.1
65.6
73.7
43.2
29.1
60.5
66.2
74.3
Fig. 6. Frequency of non-pebble cortex plotted against proportion retouched pieces (retouched pieces/(retouched pieces
+ large blanks)).
441
442
Table 3
Mean lengths of endscrapers, by cortex type, for the ve largest
assemblages
Layer
Pebble cortex
Non-pebble cortex
All endscrapers
B
Mean
SD
N
48.8
8.5
10
46.6
9.6
26
48.0
11.2
95
B1-B4
Mean
SD
N
44.8
11.9
23
46.4
10.7
53
47.7
10.2
250
F
Mean
SD
N
38.9
14.0
6
39.6
6.9
15
38.8
10.4
80
Fb/Fc
Mean
SD
N
35.4
11.5
22
38.9
11.1
16
37.4
11.3
82
H2/H3
Mean
SD
N
38.2
7.0
19
38.5
9.4
26
37.6
8.6
105
Table 4
ANOVA results, endscraper length by assemblage, for the ve
largest assemblages
ANOVA
results
Pebble
cortex only
Non-pebble
cortex only
All
endscrapers
df
Multiple r
F ratio
Prob.
75/4
0.419
3.98
0.006
131/4
0.357
4.78
0.001
607/4
0.434
35.15
<0.001
from the most recent layers (B and B1-B4) are on average 0.61.3 cm (roughly 2030%) longer than those from
layers F, Fb/Fc, and H2/H3. An analysis of variance
shows that there are signicant inter-assemblage dierences in scraper size for each raw material category as
well as for the entire sample (Table 4).
The data in Tables 1 and 3 also suggest that inter-assemblage variation in scraper size is related to general
levels of reliance on primary and secondary sources of
int in a somewhat counter-intuitive way. Endscrapers
from the layers with the highest proportions of nodular
cortex (B and B1-B4) tend to be larger than those from
layers with more reliance on local raw secondary raw
material pebble ints. This observation is paralleled by
an analysis of the sizes of complete tools, which shows
there to be a strong positive relationship between the
lengths of retouched tools and the amount of fresh
and rolled nodular cortex in an assemblage (r = 0.867,
p < 0.001, n = 12). The correlation between artifact
width and proportion of nodular cortex is not signicant
(r = 0.308, p = 0.330, n = 12), however, suggesting that
the larger tools were not simply made on bigger blanks.
(Note that the assemblage from layer D was excluded
due to an insucient sample of unbroken retouched
cagzl cave
tools.) In sum then, when toolmakers at U
relied more on distant primary sources they discarded
endscrapers and other tools when they still had some
residual utility, whereas when they were making greater
use of local pebble ints their discarded artifacts were
closer to complete exhaustion. Once again, cost (as
a function of distance from source) does not seem to
have been a primary determinate of decisions about
when to discard retouched tools.
cagzl
Discussion: changing provisioning strategies at U
cave and beyond
The relationships between the origins of lithic raw
materials and the intensity of raw material exploitation
cagzl cave are complex. The same rock types were
at U
utilized throughout the entire sequence to make similar
kinds of artifacts. Over time we see quantitative shifts
in the reliance on primary and secondary deposits of
int. However, the general increase in reliance on more
443
444
sodic, perhaps accompanied by high overall levels residential mobility. Many retouched tools and blanks
came to the cave from distant sources as parts of transported toolkits used to provision individuals. Some of
these artifacts were subsequently abandoned and replaced on site using local ints. The fact that scrapers
tended to be reduced to relatively small size suggests that
tool users tried to get the most out of artifacts before
abandoning them, a characteristic of mobile toolkits
used to provision individuals (Kuhn, 1992, 1994). Early
in the sequence Upper Paleolithic tool makers also provisioned the site with raw materials, but, as would be expected for short occupations, they focused on materials
found closer to the site, which in this case happened to
be beach pebbles. Because the strategies of provisioning
places and individuals tended to involve raw materials
from dierent sources their respective products stand
out clearly.
In layers B and B1-B4 at the top of the sequence there
is evidence for more intense, longer occupations, and
provisioning the place with raw material became a more
viable and important strategy. Along with daily foraging
radius, catchments for raw material procurement would
have expanded with longer occupations (Kelly, 1995, pp.
135137). The later Upper Paleolithic foragers were able
to provision the cave with large nodules or partially prepared cores of better materials from primary sources
two or three days travel away: this could have occurred
as part of long-distance hunting or collecting forays or
as specialized trips to collect raw material. The fact that
discarded scrapers retained greater residual utility than
in the earlier layers suggests that constraints of raw
material cost were actually somewhat reduced through
amassing raw materials at the residential hub, even when
most of the int came from fairly far away. Individual
transported toolkits were undoubtedly still part of the
strategic mix, but because even in situ manufacture involved raw materials obtained from primary sources,
elements of transported toolkits are largely
undistinguishable.
cagzl cave, the eects of raw material cost,
At U
as measured by distance to source area, are also expressed dierently on cores, blanks, and tools. There
seems to be little relationship between the treatment of
tools and transfer distances for the raw materials of
which they were made. Within levels, endscraper reduction does not vary according to raw material source, and
discarded tools are actually larger (less reduced) in those
layers characterized by greater reliance use of inland primary int sources. The frequency of retouched blanks
(akes and blades) shows more of the eects of raw
material costs and provisioning strategies. There are
no clear patterns in the treatment of cores overall, but
the two assemblages with the most exotic raw material
(B, B1-B4) also have the highest blank/core rations.
These dierences between artifact classes could be a
445
446
1992) but that they less often provisioned sites with highquality materials from more distance sources.
Even if this general assessment proves correct, it does
not necessarily demonstrate that Middle Paleolithic
hominids had fundamentally dierent behavioral capacities from Upper Paleolithic populations. I am certainly
not prepared to argue that the changes in raw material
cagzl cave
economy within the Upper Paleolithic at U
are due to cognitive evolution in the populations that
occupied the site (although that is not impossible). Instead, they can be understood as responses to changes
in mobility and the nature of the occupation at the site
itself. By that same token, one would not want to argue
that shrinking catchments of raw material procurement
across the Paleoindian to Archaic transition in North
America represented a decline in humans abilities of
anticipate future needs. Dierences in habitual raw
material transfers between Mousterian and Upper
Paleolithic could reect shifting patterns of land use
resulting from long-term climatic, demographic, and social changes rather than changes in cognitive abilities.
Using raw material transfers to help gauge the planning
abilities of hominids would require comparing technological responses to similar mobility regimes or the provisioning of similar kinds of occupations.
The ndings discussed here reinforce the assertion
that distance to source is an imperfect, sometimes misleading, measure of raw material cost. As a consequence
distance to source is a poor predictor of human behavior, even when people are responding mainly to economic constraints. Artifacts can have widely varying
histories, and they can follow many dierent pathways
from quarry to archaeological context. Dierent measures of cost may be more appropriate for dierent kinds
of artifact life histories. In the case of transported personal gear, portability or utility per unit weight may be
the most appropriate measure of cost, whereas the cost
of material used to provisioned sites is more directly a
function of how far it had to be carried. Conversely,
however, the existence of unexpected relationships, or
the absence of apparent relationships between distance
to source and treatment of artifacts (e.g., Close, 1999;
Gould and Saggers, 1985) does not necessarily imply
that cost is irrelevant. Considering the dierent pathways along which artifacts and raw materials can move,
the dierent strategies that result in things being transferred from procurement spots to the archaeological
sites where they are eventually found, such cases suggest
instead that the economics of raw material use are simply more complex, and ultimately more interesting.
Acknowledgments
cagzl cave are a collaboration beExcavations at U
tween the University of Arizona and Ankara University.
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