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Sastry3
r
r
p
r
max
min
test
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r
rc
rf
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f
KEYWORDS: direct shear test, interface friction, internal friction, pile foundation, sand, shaft capacity
Qs rf Tan As
(1)
where
rf average radial stress on pile surface at failure, (kPa)
soil-pile interface friction angle, (degrees)
As surface area of pile, (m2)
Nomenclature
As
B
C
CLA
Cu
D
Dr
D10
D50
D60
e
emax
emin
etest
s
k
Qs
Qt
(2)
where
k coefficient of lateral earth pressure, and
v average effective vertical pressure (kPa).
Based on experience it is realized that rf is not only a function
of v, but also depends on the volume of soil displaced due to the
pile installation and method of installation (i.e. bored or driven or
jacked) (Vesic et al. 1980; Kraft 1991; McClelland 1974; Meyerhof 1976; Polous 1989). Some researchers have suggested a limiting shear stress on the pile surface (Meyerhof 1976; Bustamonte et
al. 1987; Tomlinson 1977). With the development of instrumentation of model and prototype piles, attempts are now being made to
measure the radial stress along the length of the pile shaft (Bond et
al. 1991; Jardine et al. 1992; Lehane et al. 1993; Reddy 1996;
Reddy et al. 1997; Reddy et al. 1998).
The second aspect of the problem is to estimate the soil-pile interface friction angle (). Some research has been reported on the
200
D10
(mm)
D50
(mm)
D60
(mm)
Specific
Gravity
Sand1
Sand2
0.221
0.574
0.452
0.924
0.530
1.00
2.40
1.74
2.656
2.650
Normal
Stress
(kPa)
50
100
150
41.8
40.3
40.6
41.0
39.9
40.0
46.5
46.3
46.2
45.4
44.8
43.1
Average
40.9
40.3
46.3
44.4
Sand1
Sand2
Sand1
Sand2
38.0
40.0
Youngs
Modulus
(GPa)
Tensile
Strength
(N/mm2)
Poisons
Ratio
Vickers
Hardness
Number
Mild Steel
Aluminium alloy
210
70
250
310
0.300.35
0.320.34
245
42
Soil
Type
max
min
test
emin
emax
etest
Relative Density
(Dr)
Sand1
Sand2
18.75
17.59
16.01
14.98
17.20
17.36
0.417
0.507
0.659
0.769
0.544
0.527
48%
93%
201
Rough Surface
Trials
Trials
Pile
Material
Average
Average
Mild steel
Aluminium alloy
0.53
0.44
0.69
0.60
0.66
0.38
0.63
0.47
1.28
2.09
0.87
2.14
1.37
1.80
1.17
2.01
shown in Fig. 1(a) the peak and the residual interface shear stress
values were obtained. The relationship between the normal stress
and the shear stress (peak and residual) from the curves in Fig. 1(a)
are shown in Fig. 1(b). The peak and the residual interface friction
angles p and r respectively are obtained. In all, 24 tests were performed with eight combinations of interfaces. The complete set of
interface test results are presented in Tables 3a and b.
Analysis and Discussion of Test Results
Comparison Between and
(3)
where
Qs shaft capacity, kN
Wp self weight of pile, kN
The test results obtained from the three smooth surfaces, aluminium alloy pile elements (12.7, 25.4, and 38.1-mm diameter and
150-mm long, with an average CLA 0.5 to 1.0 m) embedded in
Sand2 are presented in Table 4 (Reddy et al. 1998). It can be ob-
202
Smooth
Rough
Smooth
Rough
Normal
Stress
50
100
150
17.8
15.4
18.9
16.8
14.4
18.6
21.1
20.0
21.2
20.5
19.7
20.7
18.2
17.9
18.3
17.8
17.6
18.0
22.8
23.2
23.1
22.6
22.8
22.6
Average
17.4
16.6
20.8
20.3
18.1
17.8
23.0
22.7
Smooth
Rough
Smooth
Rough
Normal
Stress
50
100
150
18.8
18.9
18.7
18.5
18.5
18.3
22.6
22.3
22.4
22.2
21.8
21.8
21.7
23.7
25.3
21.3
23.3
24.3
28.4
28.9
32.1
27.0
27.3
31.0
Average
18.8
18.4
22.4
21.9
23.6
23.0
29.8
28.4
Confining Pressure,
rc (kPa)
Ultimate
Tensile Capacity,
Qt (kN)
Shear Stress
at Failure,
f kPa
p
degrees
70
120
170
70
120
170
70
120
170
0.204
0.380
0.503
0.405
0.756
0.998
0.600
1.100
1.480
34.1
63.5
84.1
33.8
63.2
83.4
33.4
61.3
82.4
26.0
27.9
26.3
25.8
27.8
26.1
25.5
27.1
25.9
26.7
Overall
Average (p)
26.5
served from Table 4 that the interface friction angle p is independent of confining pressure, varies very marginally with pile diameter, and has an average value of 26.. This value is more than the
corresponding interface friction angle p 23.6, for Sand2 for
smooth surface of aluminium alloy, obtained from the direct shear
interface test (Table 3b). This apparent increase in the friction angle is expected for small diameter pile elements. This is due to an
increase in r at failure, because of the interface slip dilation. The
interface slip dilation is the mechanism associated with the particle
movement and change in the volume of soil adjacent to a pile surface during pile loading. More details on this aspect are available
in the literature (Lehane et al. 1993; Reddy 1996; Werching 1987).
Fig. 2 shows the apparent variation of interface friction angle (p)
obtained from the soil-pile-slip test with the diameter of the pile el-
Average
p
degrees
26.6
26.2
that gives p equal to that obtained from the direct shear interface
test.
Estimation of Shaft Capacity of Model Piles
As a part of an investigation into the behavior of model piles under cyclic tensile load (Reddy 1996), a few monotonic tensile tests
were conducted. The model pile test apparatus was specially designed to increase confining pressure in the test tank by the application of the vacuum pressure. The tests were conducted on different diameter piles (12.7, 25.4, and 38.1 mm) made of steel and
aluminium alloy with roughness values similar to those of test
plates presented in Table 2b. The tests were conducted in a test tank
of cross section 975 mm 695 mm having a depth of 680 mm. The
203
sand (Sand2) was placed in the test tank in four layers. Each layer
was compacted with a plate vibrator for about four min. Using this
method, a unit weight of 17.36 kN/m3 at a relative density of 93%
was achieved, which was the density at which the direct shear interface tests were conducted. After filling with sand, the test tank
was made airtight by covering it with a polythene sheet as shown
in Fig. 3. One model pile was placed at the center of the tank and
jacked slowly through the pile access unit, in a period of 15 min
(Reddy 1996). The effective stress in the sand was increased by applying vacuum in the tank. After ensuring that constant vacuum
pressure was achieved, the pile was subjected to monotonic pullout force using a compressed air driven piston system, as shown in
Fig. 3. All model piles were tested with an embedded depth of 40
mm. The tensile (shaft) capacity of different model piles (Qt) and
the average shear stresses (s) on the pile surface at failure are presented in Table 5. The s value is calculated, assuming a linear variation of radial stresses (Das 1990), and adopting the corresponding
p value from the Tables 3a and 3b in the following equation
fs (rc 0.5Dk) Tanp
(4)
where
rc confining pressure in sand due to vacuum, kPa,
unit weight of sand, kN/m3,
D embedded depth of pile, m
p peak interface friction angle, obtained from direct shear
interface test, degrees,
k coefficient of lateral earth pressure (k 1.28 for 40
[6])
In the above analysis, since the model pile is short (D/B 10.5),
the shaft capacity is estimated based on the peak interface friction
angle p (Eq 4). However, in a long compressible field pile the relative displacement between the pile surface and the soil varies with
depth. Maximum displacement occurs near the head and it reduces
gradually to a minimum towards the pile tip. As the load on the pile
is increased, the surface friction reaches a maximum value initially
near the pile head and the load gets transferred to the lower portions
of the pile (Reddy et al. 1997; Reddy et al. 1998; Reddy et al.
204
Sand Type
Confining Pressure
38.1
(Steel-Smooth)
38.1
(Steel-Smooth)
25.4
(Steel-Rough)
12.7
(Aluminium alloy-rough)
38.1
(aluminium alloy-rough)
a
b
rc (kPa)
Shaft Capacity
(kN)
Observed
Estimateda
% Error b
Sand1
20
0.345
7.21
7.35
1.9
Sand1
45
0.830
17.46
15.18
15.0
Sand1
55
0.736
23.06
22.2
3.9
Sand2
70
0.740
46.37
42.08
10.2
Sand2
70
2.720
56.81
42.08
35.0
from Eq 3
% Difference between the observed and the estimated value based on the estimated value of fs.
1998). Hence, by the time the soil next to the lower portion of the
compressible pile reaches its peak shear stress, the soil around the
upper portion of the pile experiences residual shear stress, due to
large displacements. Therefore, the ultimate shaft capacity of a
compressible field pile can safely be estimated using the residual
friction angle r instead of p.
The estimated average unit shear stresses together with the observed values are presented in Table 5. From Table 5 it can be observed that, in most cases, the observed shear stress is more than the
estimated value so that the estimates are conservative and safe. Further, the difference between the observed and the estimated values
are maximum for the largest diameter pile (38.1 mm) out of the
three diameters used in the model tests. The reasons for the above
two observations can be explained as follows: It is reported (Jardine 1992; Werching 1987) that the radial stress (r) along the pile
surface can be higher than the initial radial stress (rc) used in the
computations, due to the phenomena of interface slip dilation. Further, the jacking of the pile increases both the densities of the sand
and the radial stress on the pile surface. These two factors cause an
increase in r value and hence the increase in the observed s values. Considering the effect of interface slip dilation to be almost
equal for all model piles, the effect of jacking will be maximum for
the largest diameter pile. Hence, the maximum difference between
the observed and estimated shear stress values is noticed for the
pile with the largest diameter of 38.1 mm. It is stated (Jardine et al.;
Cornforth 1967) that the effect of interface slip dilation will be
small for large diameter piles. Hence, the increase in the radial
stress in the case of larger diameter displacement piles in the field
would be mainly due to the soil densification during the pile installation.
From the above analysis it can be stated that for large diameter
piles in sand, if the average radial stress on the pile surface is
known, the shaft capacity can be computed using the direct shear
interface peak friction angle (p).
Though the direct shear interface test results presented in this paper are encouraging, it would be useful to obtain the values of
from larger areas of interface (150 or 200 mm square) to simulate
closely the interface properties of prototype piles.
Conclusions
Direct shear interface tests were conducted using two sands and
four metal surfaces. From the test results the following conclusions
are drawn:
Soil-pile interface friction angle is a function of interface
properties.
The interface friction angle can not be expressed as a constant percentage of the internal friction angle of the soil, but
it can be assumed from each individual case.
The direct shear interface test results are comparable with
those obtained from the soil-pile-slip tests.
The shaft capacity of model piles, estimated from the direct
shear peak interface friction angle p, is conservative and safe.
The extrapolation presented for the effect of pile diameter is
based on a limited test data. Test results from a wide range of
pile diameters will provide a better understanding interface
friction angle.
Acknowledgments
The research presented in this paper was carried out at University of Nottingham, U.K. and Saint Marys University, Halifax,
Canada. The Commonwealth Universities of London and Natural
Sciences and Engineering Research Council of Canada provided
the financial support. Useful suggestions from Dr. J. R. Jardine of
Imperial College of Science and Technology, London, Prof. Mike
OReilly of Kingston University, Surrey, U.K. (formerly at University of Nottingham) Professor S.F. Brown of University of Nottingham, and Prof. G. Rama Samy of University of Roorkee, India,
are greatly appreciated. The support given by Mr. M. Siva Kumar,
DalTech, Dalhousie University, Halifax, Canada, during the preparation of the manuscript is also appreciated.
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