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115
Summa~
Twenty percent of a cohort of 206 outpatient depressives with no past bipolar
history switched during prospective observation. These 41 probands developed
manic periods on the average of 6.4 years (median 4, range 1 25) after their first
depressive episode. The change in polarity occurred throughout the life span, but
was most common in adolescence and early adulthood. The following variables were
found useful in predicting this outcome: onset < 25 years, bipolar family history,
loaded pedigrees, precipitation by childbirth, hypersomnic-retarded phenomenology,
and pharmacologically-mobilized hypomania. Although the respective sensitivities of
these findings were relatively low (32-71%), their specificities ranged from 69% to
100% for bipolar outcome; the diagnostic specificity of any 3 of these variables when
combined was 98%. When compared with nonbipolar depression, bipolar disorder
was seldom chronologically secondary to nonaffective psychiatric disorders. These
findings suggest that many young depressives with lethargy and oversleeping are not
manifesting a "neurotic" disorder, but rather a precursor of primary bipolar
affective disorder. Finally, a psychotically depressed adolescent or young adult with
Preliminary data from this study were presented at the 6th World Congress of Psychiatry, 27
August 3 September, 1977, Honolulu, Hawaii.
The writing of this paper was in part supported by the Tennessee Department of Mental Health and
Mental Retardation, Nashville, and USPH MH-06147 and MH-05931 from the National Institute of
Mental Health, Rockville, MD.
Correspondence to: Dr. H.S. Akiskak Suite 633, U T Department of Psychiatry, 66 North Pauline
Street, Memphis, TN 38163, U.S.A.
* Deceased, 3 April, 1982.
** Currently with Department of Psychiatry, University of Michigan, A n n Arbor, MI, U.S.A.
0165-0327/83/0000 0000/$03.00 ) 1983 Elsevier Science Publishers
116
positive bipolar family history should be observed for eventual bipolar outcome,
especially when the clinical presentation is that of stupor.
Key words: Bipolar
illness
Familial predictors
Follow-up
course
Hypersomnic-lethargic depression - P h a r m a c o l o g i c h y p o m a n i a
Introduction
The criteria for major depression, especially in their current broadened version in
D S M - I I I (1980), select a heterogeneous group of conditions, some of which fall
outside the domain of primary affective disorders. By contrast, bipolar illness (as
defined in DSM-III) is a relatively distinct psychopathological entity. As depressive
manifestations often precede manic symptoms by many years (Perris 1969; Angst
1974), the question arises whether the clinician can predict which clinically depressed
individual will eventually develop this illness. The transformation to mania occurs in
4-33% of depressives (reviewed in Clayton 1981), higher rates being found in
recurrent depressions (Akiskal et al. 1979), endogenous depressive psychoses (Rao
and N a m m a l v a r 1977), and in long follow-up studies (Winokur et al. 1982). Dunner
et al. (1976) have reported that most switches occur within 18 months from the first
depressive episode. However, bipolar transformations one or more decades after first
depressive episodes are not uncommon (Rao and N a m m a l v a r 1977; Shulman and
Post 1980).
The purpose of this study is to identify factors that would prospectively predict
the development of a manic episode in the course of a depressive disorder. Such
prediction is important from theoretical and nosologic standpoints, and may be
useful for treatment planning.
In previous prospective research, we have shown that the future occurrence of
spontaneous manic episodes in depressed patients could be successfully predicted
from a cyclothymic premorbid temperament (Akiskal et al. 1977), or the development of brief hypomanic responses to antidepressants (Akiskal et al. 1979). We
suggested that bipolar outcome was also related to family history for bipolar illness,
especially in a "loaded" multigenerational pattern of transmission. This suggestion
was based on the finding that these familial parameters were associated with a
primary depressive outcome in 40 of 100 neurotic depressives; the number of bipolar
transformations was too small to test whether those familial parameters were specific
for all primary depressions, or for the primary bipolar subgroup alone. The present
investigation addresses that question with a larger number of depressives who
developed manic symptoms during prospective follow-up.
Methods
Patients and controls
From a total of 206 consecutive depressed outpatients with no past history for
117
manic and hypomanic symptoms or cyclothymic disorder prior to entry into our
clinic - 41 developed mania during an average prospective follow-up period of 3
years (range 1-9). They will be henceforth referred to as the "bipolar group". Their
mean age at index depressive episode was 31.4 years (range 14-67). Ninety percent
of these patients were in their first, second, or third episode of depression, and the
remaining 10% had had up to 6 episodes.
The 41 control subjects were selected by taking every fourth of the remaining 165
depressives who failed to convert to bipolar illness during an equivalent period of
prospective follow-up. Accordingly, they were designated as "nonbipolar controls".
Their mean age at index episode was 41.4 years (range 18-78). Most were in their
first or second depressive episodes.
About 50% of each group had been hospitalized for depression on at least one
previous occasion. One-third of each group was black, and social class was about
equally distributed among the Hollingshead-Redlich classes I I - I V .
118
;:0
First Episode
of Depression
l
_
Index Episode
of Depression
,4
TT[
3
O
o0
"o
o
Mania
No Mania
BIPOLAR
GROUP
NONBIPOLAR
CONTROLS
119
multigenerational without being loaded, but virtually all loaded pedigrees are
multigenerational. Our approach to patterns of pedigree analysis has been fully
described elsewhere (Akiskal et al. 1979).
Hypotheses
The data on clinical and familial correlates - explored in this study as potential
predictors of bipolar outcome - were collected at index episode, i.e., prior to the
development of mania. The hypotheses tested, based on previous work by our group
(Akiskal et al. 1979) and on literature reviews on unipolar-bipolar differences (Fieve
and Dunner 1975; Depue and Monroe 1978) predicted that bipolar outcome in
depressive illness would be positively correlated with:
(1) Onset in young adulthood (_< 25 years);
(2) Hypersomnic-retarded depressive phenomenology;
(3) Psychotic depression;
(4) Postpartum depressive episode;
(5) Bipolar family history;
(6) Loaded pedigrees;
(7) Consecutive-generation pedigrees;
(8) Pharmacologic-hypomania in the course of antidepressant treatment.
We also predicted that two factors would be negatively associated with bipolar
outcome:
(1) Chronicity of depression;
(2) Depression chronologically following a nonaffective psychiatric disorder.
Statistical techniques
The 2-group continuous data were analyzed by Z-tests (since each group N was
> 30). Categorical data were analyzed by chi-square (1 df) when all assumptions of
the technique could be met; all other categorical data analyses used Fisher's exact
test (McNemar 1962). Although the direction of virtually all differences was correctly predicted in advance, we conservatively used two-tailed statistics.
The diagnostic performance of the variables explored for their association with
bipolar outcome was analyzed according to Vecchio's approach (1966):
(1) Sensitivity refers to the percentage of bipolars who exhibit the variable; it
measures the true positive rate in the bipolar population.
(2) Specificity is the percentage of nonbipolars who do not exhibit the variable; it
identifies the proportion of accurately diagnosed nonbipolars (true negatives). Thus,
the smaller the false positive rate, the more specific the test.
(3) The diagnostic confidence refers to the certainty with which a bipolar diagnosis
can be entertained in the presence of a given variable. It is computed by dividing the
number of bipolars with the variable by the total number of subjects (bipolar and
nonbipolar) exhibiting the variable, and expressing the result as a percentage.
120
Results
Age of onset and switch
Forty-one of the 206 depressives (20%) developed mania during the period of
prospective observation. As shown in Fig. 3, patients who eventually switched to
bipolar illness were significantly younger at onset than those who did not, by the
critical ratio test ( Z = 3.00, P = 0.003). This was largely contributed by the fact that
71% of onsets in the bipolar group were before age 25, as compared with 32% in the
nonbipolar group.
The age at bipolar transformation ranged from 14 to 73 years, with a mean of
32.3. As shown in Fig. 4, it occurred on the average 6.4 years (median 4 years) after
onset of first depression (range 1-25). Only in 7 patients was the shift a direct
extension of the first episode. The greatest number of depressive episodes before
mania was 8. Most patients developed mania after 2 4 depressive episodes. In
general, the higher the episode frequency, the shorter was the time from onset to
bipolar transformation. For instance, the 3 patients who did not develop mania until
23-25 years after first depressive attack had suffered 3 - 4 depressive episodes.
80
70
60
"
5O
e-"
12)
'4-"
0
Q)
40
30
.21==
05
20
0 0ii0 0
"
Mean _+SO
26.1 -+ 13.3
Mean :t SO
3 5 . 5 15.'3
I0
Bipolar Nonbipolor
Fig. 3. Distribution, median (transverse lines) and mean age of onset of depression in bipolar and
nonbipolar groups.
121
t/)
I0
12
14
16
le
20
22
24
26
Clinical features
T h e r e w a s n o s i g n i f i c a n t d i f f e r e n c e i n s e x r a t i o b e t w e e n t h e t w o g r o u p s ( T a b l e 1).
As expected from epidemiologic considerations, women outnumbered men in both
groups - especially in the nonbipolar group; the ratio of women to men was
s o m e w h a t s m a l l e r in t h e b i p o l a r g r o u p .
Hypersomnic-retarded
phenomenology,
psychotic depression, and postpartum
episodes were significantly more common
i n t h e b i p o l a r g r o u p ( T a b l e 1). B y
contrast, nonbipolar depression was significantly more likely to develop in the
setting of a nonaffective disorder (most typically an anxiety disorder) and to follow
TABLE 1
COMPARISON OF BIPOLAR A N D NONBIPOLAR GROUPS
Variable
Female sex
Hypersornnic-retarded
depression
Psychotic depression
Postpartum episode
(history) a
Chronic depression
Depression superimposed on
nonaffective disorder
Pharmacologic hypomania
Bipolar family history
Loaded pedigree
Consecutive-generation
affective family history
Bipolar group
(N = 41)
Nonbipolar group
( N = 41)
Statistics
25
61
29
71
X 2 = 0.87
NS
24
17
59
42
5
6
12
15
X 2 = 19.26
X 2 = 7.31
< 0.001
< 0.01
7 (7/12) a
4
58
10
1 (1/16) "
15
6
37
Fisher's
Fisher's
< 0.01
< 0.01
2
18
17
13
5
32
56
32
11
0
1
2
27
0
2
5
Fisher's
Fisher's
Fisher's
Fisher's
<
<
<
<
16
39
17
X 2 = 6.21
< 0.02
0.01
0.001
0.001
0.002
a The denominator for postpartum episodes was not 41, because it is based on the number of women in
each group who had childbirth.
122
an intermittent course; one-third of the nonbipolar group was "secondary" in this
sense. Interestingly, 3 of the 4 patients in the bipolar group designated as "chronic",
had developed mania superimposed on a dysthymic-type illness of adolescent onset.
The other chronic patient had suffered from a phasic obsessive-compulsive disorder
with chronic secondary depression and switched at the age of 45; the manic episode
occurred after 12 weeks of treatment with 60 r a g / d a y of phenelzine and did not
respond to phenelzine discontinuation, necessitating the use of lithium carbonate.
One other bipolar patient had a chronologically antecedent nonaffective psychiatric
disorder - mental retardation (IQ = 55).
Pharmacologic hypomania
Hypomanic responses to antidepressant drugs were considered pharmacologically-occasioned if they occurred within 4 weeks of drug treatment. Indeed, most
occurred in 7-12 days, were not behaviorally disruptive, and tended to subside upon
downward adjustment of antidepressant dosage. This response was exclusively
limited to 32% of the group that eventually developed mania during prospective
follow-up (Table 1).
Family pedigrees
Bipolar family history had a highly significant association with bipolar outcome,
followed by loaded pedigrees, and consecutive generation family pedigrees (Table 1).
Sensitivity (%)
Specificity (%)
Predictive
value (%)
71
68
69
59
42
58
32
56
32
88
85
84
100
98
95
83
74
88
100
94
87
39
83
72
123
high degree of specificity (98%) for predicting a bipolar outcome. Pharmacologic-hypomania and loaded pedigrees, although low in sensitivity (32%), emerge as parameters with very high specificity (95-100%). The diagnostic confidence of these
parameters ranged from 69% to 100%. In combination, when any 3 of these
parameters listed in Table 2 were present, sensitivity went down to 24%, specificity
reached 98%, and diagnostic confidence was 91%.
Discussion
124
on the other hand, have reported a relatively poor prognosis for late onset manic
states; this may have been due to the unavailability of potent antimanic agents for
general clinical use when these studies were conducted.
TABLE 3
COMPARISON OF DIAGNOSTIC PERFORMANCE OF PHARMACOLOGIC AND FAMILIAL
VARIABLES FOR PRIMARY VERSUS BIPOLAR DEPRESSION
Predictor
Sensitivity (%)
Specificity (%)
Primary
Primary
Bipolar
Predictive
strength (%)
Bipolar
Primary
Bipolar
Pharmacologic hypornania
25
32
100
100
100
100
Family history:
bipolar illness
loaded pedigrees
consecutive-generation
20
38
20
56
32
39
98
97
98
98
95
83
89
88
89
94
87
72
125
126
accord with previous reports by our group (Akiskal et al. 1980; Rosenthal et al.
1981) about the relationship between a special subgroup of dysthymic disorders and
bipolar illness. By contrast, most chronic depressions
occurring largely in the
setting of nonaffective disorders such as anxiety disorders
display no bipolar
tendencies (Akiskal et al. 1981).
The two exceptions to the nonconversion of such secondary depressions to
bipolar illness in our series deserve further comment. The occurrence of bipolar
illness in mental retardates has been previously observed (Reid 1972; Carlson 1979)
and is best considered to be a chance association; the coexistence of the two
disorders is noteworthy because the presence of mental retardation creates difficulties in recognizing a concurrent primary mood disorder (Akiskal and Puzantian
1979). Although the occurrence of bipolar illness in the setting of an obsessional
illness can also be ascribed to chance, there are some grounds for considering phasic
obsessional disorders as bipolar affective equivalents (Slater and Roth 1969).
The above considerations suggest that bipolar illness rarely arises in the setting of
a validated nonaffective disorder. Although " p u r e " mania can be secondary to a
variety of medical conditions (Krauthammer and Klerman 1978), mania as part of
bipolar illness is almost always a primary affective disorder (Goodwin and Guze
1980). In brief, if alcohol and drug abuse - as frequent early manifestations or
complications of bipolar illness are excluded from consideration when making the
primary-secondary distinction, there probably is no such entity as "secondary
bipolar illness".
Conclusion
Transformation of depression to bipolar disorder is not an uncommon outcome,
but it tends to be limited to certain predisposed individuals with primary affective
disorder. Various clinical, familial-genetic, and pharmacologic parameters we have
studied can be used to predict such an outcome with confidence levels ranging from
69% to 100%. Our data concur with those of a recent study by Strober and Carlson
(1982) on juvenile bipolar illness.
Depressed young adults experiencing lethargy and oversleeping (often considered
to be "neurotically" depressed) or a retarded psychotic depression (often misdiagnosed as catatonic schizophrenia) should be clinically observed for the eventuality
of bipolar outcome when family history is positive for bipolar illness or is affectively-loaded. By contrast, depressions without psychotic features, chronic in course,
or chronologically superimposed on nonaffective psychiatric disorders, are least
likely to convert to bipolar disorder. Our results suggest that descriptive variables
can serve as objective clinical markers for predicting diagnostic outcome in psychiatry.
Acknowledgements
Jan Amberson provided assistance with data analyses, and Christy Wright
provided editorial assistance.
127
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