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use of personal pronouns of the first and second person singular and p
explores the mutual relationship between the text and its audience, the pr
1 For the ancient period it is difficult to distinguish between written and oral materia
both were designed to be heard. See Y. Gitay, "Deutero-Isaiah: Oral or Written?" JBL99
185-97.
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The fact that Amos's language includes elements of speech is a phenomenon which has, of course, been frequently observed by critics.4 This finding, however, has been used mainly as a chronological aid, i.e., as a criterion for
determining the literary layers of the book.5 The rhetorical aspects of these
elements of speech have not been taken into consideration. It is the goal of the
Amos 3:1-5 has generally been considered a collection of several independent literary units. Form-critical analysis usually isolates five units in this
material (vv. 1-2, 3-8, 9-11, 12, 13-15). 6 From a rhetorical perspective this
chapter constitutes a complete discourse which like any discourse is "like a
living creature, ... so put together that it has its own body and lacks neither
head nor feet, middle nor extremities, all composed in such a way that they
suit both each other and the whole."7
If we isolate the separate units of the pericope, it is clear that these units in
themselves do not constitute complete statements. The unity is in the whole,
not in the parts. For the reader or hearer of vv. 1-2 the reasons for God's
punishment by themselves are not a complete rhetorical unit. What are the
sins? Similarly, the chain of rhetorical questions in vv. 3-8, whether they
intend to prove that God is the cause of a civil disaster (v. 6b) or to demonstrate the prophet's authority (v. 8), are not a full discourse by themselves
without a context. V. 12 just by itself is not understandable without some
background or explanation for the catastrophe. Again, vv. 13-15, especially v.
3 That does not mean, of course, that Amos was a student of any traditional classical
theory of rhetoric. A study of Amos which seeks to explore the mutual relationship between the
work and its audience, can employ the principles outlined by classical rhetoric. Accordingly, the
quotations and references to the various rhetorical authorities should not be understood as if all
of them reflect a single theory of rhetoric. The various authorities were selected in each case in
order to illustrate a certain point.
4 See e.g., H. W. Wolff, Joel and Amos (Philadelphia: Fortress, 1977) 91-94.
5 Ibid.; also more recently K. Koch, Amos: Untersucht mit den Methoden einer strukturellen Formgeschichte (Neukirchen-Vluyn: Neukirchener Verlag, 1976).
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14a, "Indeed, on the day when I requite Israel's crime upon it,"
reason for the punishment (cf. vv. 9-10 above) and therefore suggest
must be understood in light of the previous verses.
A rhetorical analysis of the various units into which form-critica
divide 3:1-15 suggests that the units are mutually related, each to the
the details are only given later in vv. 1 1 - 1 2, 1 4- 1 5. Similarly, the des
the people's sin does not appear before vv. 9-10. The result, the pr
of the judgment, then follows (vv. 1 1-12).
V. 14 repeats the notion of God's visiting punishment upon h
The repetition of the key verb ipa at the beginning and the end is st
2, 14). Thus, the opening relates harmoniously to the conclusion.1
In short, the supposed independent units in vv. 1-15 are interrela
create one single discourse. Each part continues the thought of what
8 Even though there is reason to suspect the originality of the second half of v
W. Wolff, Joel and Amos, 176), I do not think that the ground for regarding the whole
redaction since it differs from the pattern of the prophetic oracle of judgment. An anal
verse, however, on the basis of the art of speech indicates that there is a rhetorical r
differences (see the discussion below).
9 See H. W. Wolff, Joel and Amos, 181.
10 Notice that the LXX read the verb ycad in v. 3 as ydac( like v. 2): yvcopatoaiv auxo.
Cf. W. R. Harper, Amos and Hosea (ICC; Edinburgh: Clark, 1 936) 67-68. The view that v. 3 is to
be associated with v. 2 is developed also by H. Gese, "Kleine Beitrge zum Verstndnis des Amos
Buches," VT 12 (1962) 424-27. However, he argues that v. 3 is a later addition. His argument is
rejected by H. W. Wolff, Joel and Amos, 180.
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The key verses for tracing the rhetorical situation of Amos 3: 1-15 are vv.
3-8. This is the longest part of the discourse, and one can see that Amos is here
that the notion that God may cause a civil disaster is an issue which is not
understood in itself by the people and consequently requires a proof. As a
matter of fact the beginning, v. 2, already indicates that this is Amos's main
concern. The prophet is not concerned here with the people's sin, but with the
fact that God is going to punish them and in the form of a major civil calamity.
not only in matters of success but also in terms of sins and punishment. In
other words, Amos's main effort is to convince his audience that an unbroken
13 Cf. H. W. Wolff, Amos the Prophet: The Man and His Background (Philadelphia:
Fortress, 1973) 1-2.
14 See M. H. brams, A Glossary of Literary Terms ( 3d ed.; New York: Holt, Reinhart and
Winston, 1971) 149.
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Amos is thus attacking the common belief15 that God acts only i
rhetoricians.20
difficult point to prove, and the prophet utilized the method of analogy
(similitude), a common rhetorical technique.
If two objects, or situations or whatever have several things in common,
and one of them has some further, related characteristic, then it can be
argued that the other has it also. ... In other words, the analogy may set
up a series of relationships between terms having, obviously, something
in common and then extend the relationship to other terms where the
relationship is not obvious.21
these features were broken out of their original context, and thus constituted a new element."
16 Cf. J. L. Mays, Amos (Philadelphia: Westminster, 1969) 103-5.
17 See now H. Donner, "The Separate States of Israel and Judah," Israelite and Judaean
History {t. J. H. Hayes and J. M. Miller; Philadelphia: Westminster, 1977) 414.
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trumpet and the fear of the people; and then he extends the relationship of
cause and effect to the dependency of a civil disaster on God (v. 6b). A similar
method is applied in v. 8. The relationship between the lion's roar and man's
fear is obvious, and the prophet extends it to God's speech which obliges him
to prophesy. It should be noted that Amos's examples utilize common experience. This is experience which is known to every one and consequently is not
deniable. Quintilian pointed out that "the most absolute form of proof is that
remarkable that Amos calls witnesses just before he proclaims or demonstrates the punishment. The argument of probability is strengthened by the
proof of witness.26
his view on reasonable grounds (the analogy), but reason by itself was not
sufficient to overcome the views of his hearers.28
Amos's concern for his audience's views is reflected in vv. 7-8. From the
see also C. Perelman and L. Olbrechts-Tyteca, The New Rhetoric (Notre Dame/ London:
University of Notre Dame, 1 969) 37 1 -98. For a biblical form-critical study of this pattern, see W.
M. W. Roth, Numerical Sayings in the Old Testament: A Form Critical Study (VTSup 13;
Leiden: Brill, 1965) 8-9, 96-8, and the literature cited there.
28 Thus write C. Perelman and L. Olbrechts-Tyteca {New Rhetoric, 23): "In argumentation, the important thing is not knowing what the speaker regards as true or important, but
knowing the views of those he is addressing."
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mission. Thus, the prophet, first of all, has to establish his credibility.29 This
the function of v. 7.30 (For the question of the authenticity of the verse, se
"a speaker should inspire confidence: without it, his speech does not m
credence."32
On the other hand, v. 8 bears an apologetic tone. By utilizing the rhetorical question, "Lord Yahweh has spoken! Who will not prophesy?" the prophet
portrays himself as one of the audience, one who has no choice but to
prophesy. Such a statement has to be understood as an attempt to present the
also that his hearers themselves should be in just the right frame of
mind.33
prophet's personality and credibility, with which these two verses are concerned, are, therefore, a dramatic and integral part of the speech and establish
IV. Organization
The structure of a discourse has a strong impact on the audience. An
orator carefully plans his speech in order to reach his audience. The opening
29 For the necessity of establishing the speaker's ethos, see W. J. Brandt, Rhetoric, 53.
30 For the significance of revealing God's sd to his servants, the prophets, see J. Lindbom,
Prophecy in Ancient Israel (Oxford: Blackwell, 1962) 1 12-22. See also H. G. Reventlow, Das Amt
des Propheten bei Amos (Gttingen: Vandenhoeck & Ruprecht, 1962) 27-28.
31 For the intimate connotation of cbad see, e.g., the relations among cbd> bhr and J hb in
Isa 41:8.
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God and Israel. God helped Israel in the past, and this notion fits with the
people's present conception of God as the one who acts positively towards
them. This conception is developed further in v. 2a, by the appeal to the motif
of the chosen people. However, in v. 2b, the prophet shifts the direction,
attacking the audience by telling them that God will punish them for their sins.
Notice the use of the particle p bv, expressing the cause. According to the
people's perception the conclusion of v. 2b may sound contradictory if not
absurd. Hence, from the rhetorical perspective the unexpected turn functions
as a tool for arousing curiousity and attracting attention.
This sort of introduction is called by Whately, "introduction paradoxical":
what might have been expected; in which case it will often have a good
effect in rousing the attention, to set forth as strongly as possible this
Amos's position and is intended to refute the basic opinion of the audience
that God will not punish them.
The significance of refuting the audience's opinion has been emphasized
establishing credibility (vv. 7-8). Amos presents the details of the case (vv.
9-12). Thus, the description of the people's sins and God's punishment is not
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argumentation is "to persuade, and the crux of the problem is not, ordin
them. In all of human experience, terms give much less trouble than rela
ships between terms."37
The last part, vv. 13-15, is the epilogue to the discourse. It refreshes
audience's memory38 by repeating the main theme of the introduction (
altar seems at first glance a new element but this is only apparently so. The
notion of self-insurance against which the discourse is designed is portrayed in
v. 14c. This notion of confidence is guaranteed by worship. Thus, the destruction of the altar "provides the witnesses with their first piece of evidence for the
total judgment."39
Such a conclusion which stresses the central theme of the discourse is to
V. Style
"It is not enough," wrote Aristotle, "to know what we ought to say; we
must also say it as we ought . . . the way in which a thing is said does affect its
intelligibility."41
38 For the rhetorical impact of this technique, see Aristotle, Rhet. 1419b.
39 H. W. Wolff, Amos, 201. See also p. 199, for the question of v. 14b.
40 R. Whately, Rhetoric, 173.
41 Aristotle, Rhet. 1403b- 1404a.
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advised for speakers: "A statement of facts should have three qualities:
brevity, clarity, and plausibility."42 Consequently, one should not be surprised
that v. 2, which is shaped on the basis of the genre of the oracle of doom,
presents only the framework but not the details of this particular genre.43
We have already called attention to the tension between v. 2a and b. The
first line, by utilizing the verb ydac creates an intimate and favorable atmosphere, while line b switches over, indicating that God is going to punish his
out that the verb ydac (v. 2a) is similar in meaning to bhar. The usage of
ydac in this text, with its more personal than intellectual connotation,45 is
noteworthy, and its contrast to paqad is striking. Such word-usage with its
interplay of meaning is a common rhetorical device; it gives impressiveness
and distinction.46
The rhetorical question is one of the most forceful and effectful ways
employed in speech for driving home some ideas for conviction. Because
of its impressive and persuasive effect the hearer is not merely listener; he
is forced to frame the expected answer in his mind, and by doing so he
discuss elsewhere, that the explanation for the prophes style and argumentation is in the
socio-political background of his activity. See, meanwhile, J. S. Holladay, Jr., "Assyrian Statecraft and the Prophets of Israel," HTR 63 (1970) 29-51.
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. . . [anaphora] has not only much charm, but also impressiveness and
vigour in highest degree; I therefore believe that it ought to be used for
both the embellishment and the amplification of style.50
ble circumstances.53
The repetition at the end of v. 5, i.e., at the end of the series of the
50 Ad Herennium, 4. 13, 19. See also Quintilian, Inst. orat. 9.3, 30.
51 Cf. H. W. Wolff, Amos, 180. See GKC 90. 3.
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way for the climax of v. 6. The particle Hm which opens v. 6a, b has to be
understood as an interrogative rather than as a conditional particle. Hence,
the variety in the form of the interrogative particle has a rhetorical function.56
new pattern of v. 6 causes the audience to stop and to focus their attention.
Furthermore, the double Dim particle at the beginning of an interrogative is
rare (cf. Jer 48:27; Job 6: 12); it is another stylistic device to increase attention.
Moreover, the structure of v. 6 is chiastic. V. 6a opens with reference to a
cause, while v. 6b concludes with reference to the cause. Such variety is not
just aesthetically pleasing, but it enables the speaker to conclude by focusing
on God's deeds.
stresses that God's deeds are not a matter of possibility, but of fact.
The authenticity of v. 7 is rejected by many commentators. Their argu-
only statement in the pericope that does not refer to a causal relation.58 Wolff
(followed recently by Melugin) adds that the thought is late and deuteronomistic.59
Such stylistic and historical-theological opinions about a text's authenticity must be seen against a fuller methodological context.60 In assessing the
ship and behavior towards Israel. The chain of examples may raise an
55 For the rhetorical impact of repetition, see also C. Perelman and L. Olbrechts Tyteca,
New Rhetoric, 174-75.
57 GKC 106n.
58 See J. M. Ward, Amos and Isaiah (Nashville: Abingdon, 1969) 38 n. 28, and the
references cited there.
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wonder; the prophet confirms his knowledge.62 That explains also the peculia
stylistic structure of the verse. It is clear that in this context the structure of v
they are more fully exploited by the use of details."63 Thus the performer has
chance to add stress and at the same time to break the stereotyped patter
rate, the verse in its context and its style has a significant rhetorical functio
and in this light it may be authentic. In regard to the language of the verse, th
the basis of its meter.66 The connection between v. 7 and v. 8, however, shou
not rest on the question of the same meter. It is the flow of thought which ti
together the material for the reader/ listener and not the style or meter. Th
writes Ingarden:
62 See above.
63 A. Scheub, The Xhosta Ntsomi (Oxford: Oxford University, 1975) 137, 152-53. 1 would
like to thank Professor Charles H. Long for calling my atention to Scheub's work.
64 R. Alter, "Biblical Type-Scenes and the Uses of Convention," Critical Inquiry 5 (1978
368.
38:17; Zech 1:6), see W. H. Harper, Amos, 73; E. Hammerschaimb, The Book of Amos:
Commentary (Oxford: Blackwell, 1970) 59-60.
66 See recently D. K. Stuart, Studies in Early Hebrew Meter (USA 13; Missoula: Scholar
Press, 1976) 201.
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Once again Amos breaks the stylistic pattern in order to attract attention.
The usage of mixed "genres" (vv. 3-6, 7, 8), each distinguished by its stylistic
pattern and meter but, tied together by the "flow of thinking," is effective. The
reader/ listener can be frustrated if the text is not developed according to his
by the shift from the third person (v. 10) to a direct approach (v. 11). It is
remarkable that v. 1 1, which confronts the audience directly, maintains the
punishment. The function of the sudden transition from the third person to
the second, called aversio ,70 is to emphasize and to raise emotion.71
Further, the alliteration of z in v. 11 strengthens the effect of the destruction of the strongholds. On the impact of sound in rhetoric, Longinus wrote:
68 For this theory of effectiveness of a text, consult W. Iser, The Implied Reader (Baltimore/London: Johns Hopkins University, 1974).
w See M. Z. Segal, "Studies in Language," LeS 4 (1932) 192-93, 199 [Hebrew].
70 See H. Lausberg, Handbuch , 762-65, 848-51.
7' See W. J. Brandt, Rhetoric, 153-54.
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by the blending of its manifold tones it brings into the hearts of the
bystanders the speaker's actual emotion so that all who hear him share in
it ... by these very means it casts a spell on us and always turns our
thoughts towards what is majestic and dignified and sublime and all else
that it embraces, winning a complete mastery over our minds.72
In such a manner the contrast between cz, "place of safety," and bzaz,
"spoiled or plundered," is stressed since it utilizes the juxtaposition of polar
opposites.73 "Such a form of speech is satisfying, because the significance of
contrasted ideas is easily felt, especially when they are thus put side by side,
and also because it has the effect of a logical argument; it is by putting two
opposing conclusions side by side that you prove one of them false."74
Furthermore, the description of punishment is constructed by a verse of
three lines, depicting a military campaign: siege, defeat, and plunder.75 The
lines are short, with no detailed description; hence construction dramatizes
the quickness of the fall.
the simile (as well as the metaphor)77 is not just a decoration, "a dress of
thought," but maintains that "no further act of interpretation is required, no
further underminings of normal readings invited."78 As Booth stresses, figura-
tive language is an integral part of culture, it is a language which communicates between the speaker and his audience in the most natural way.79 Thus the
known picture embodied in the simile (cf. 1 Sam 17:34; Isa 31:4)80 is not the
performer's creation and, therefore, by its very nature invokes an "image."
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Conclusion
To demonstrate that Amos's intention was to communicate influentially
has been the major concern of this paper. I have argued that scholars must
attempt to understand the prophet's activity as a rhetorical process, i.e., his
punishment.82 This is, indeed, the situation in late prophecy, and DeuteroIsaiah is a remarkable illustration.83 However, one has to distinguish between
two goals, conviction and persuasion. The goal of conviction is truth and not
necessarily activity; persuasion seeks activity. Consequently, it utilizes various
sorts of appeal which are not confined just to arguments of reason. Looking at
the prophet's goal from this aspect, Amos's aim in chap. 3 is to seek conviction
(while the goal of Deutero-Isaiah, for instance, especially in chaps. 40-48, is to
81 H. Scheub, "Oral Narrative Process and the Use of Models," New Literary History 6
(1975) 353.
82 K. Burke, Rhetoric of Motives (Berkeley/ Los Angeles: University of California, 1969)
50.
83 See my book, Prophecy and Persuasion (Forum theologiae linguisticae; Bonn: Linguistica biblica, 198?).
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84 Professor John H. Hayes took a deep interest in the article, and his fruitful
helped crystallize it. For this, I am deeply grateful to him. I also thank Professors Jo
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