Professional Documents
Culture Documents
DEPARTMENT OF COMMERCE
TECHNOLOGY ADMINISTRATION
I
I
uniformat n
A Recommended
for Building
Classification
Elements and
Related Sitework
BRIAN
BOWEN
ROBERT P. CHARETTE
HAROLD E. MARSHALL
tE'^lMllkuUllllllllUiIlli
UNIFORMAT
Level
Level 2
Group Elements
SUBSTRUCTURE
II
Foundations
Level 3
Individual Elements
Standard Foundations
Special Foundations
Slab on Grade
OaaClllCIlL V.'Uliail UCllUll
Basement Walls
SHELL
Superstructure
Floor Construction
ivooi L^onsiruciion
Exterior Closure
Exterior Walls
Windows
Exterior Doors
Roofing
Roof Coverings
IxUUl ^-/pcniilga
INTERIORS
Interior Construction
Partitions
Interior
Doors
Specialties
Staircases
Stair Construction
Stair Finishes
Interior Finishes
Wall Finishes
Floor Finishes
Ceiling Finishes
SERVICES
Conveying Systems
Elevators
Escalators
&
Moving Walks
Plumbing
Plumbing Fixtures
Domestic Water
Sanitary
Waste
HVAC
Energy Supply
Heat Generating Systems
Cooling Generating Systems
Distribution Systems
NIST
UNIFORMAT
II A Recommended
Related Sitework
Brian
Bowen
Hanscomb
Robert P. Charette
Le Groupe Hanscomb
Inc.,
Montreal
and
Harold E. Marshall
Office of Applied Economics
Gaithersburg,
MD
20899
U.S.
DEPARTMENT OF COMMERCE
Technology Administration
Robert M. White, Under Secretary for Technology
National Institute of Standards and Technology
Johns
W.
Lyons, Director
and
For
and Technology
Washington: 1991
of
sale
by the Superintendent
Documents
Washington,
CODEN: NSPUE2
DC
20402
Abstract
This report describes
UNIFORMAT
II,
common
UNIFORMAT
from project
II
to
ensures consistency in the economic evaluation of building projects over time and
to project,
and
it
enhances reporting
at all stages in
constructionfrom
feasibility
and
and disposal.
because the
version
is
the result of an intensive industry review and has added elements and
economically efficient choices among buildings and building elements. Collecting capital, operating,
to
UNIFORMAT
II is
Level
identifies
in
into
Group Elements.
The
example, includes the Superstructure, Exterior Closure, and Roofing. Level 3 breaks the
Group Elements further into Individual Elements. Exterior Closure, for example, includes Exterior
Walls, Windows, and Exterior Doors.
UNIFORMAT II produces additional benefits such as
providing a format for collecting and analyzing historical data to use in estimating and budgeting
future
projects;
providing
creativity /brainstorming
check
in
the
cost
estimation
process
as
well
among members of a
staff,
as
cost planners,
schedulers,
the
in cost
developers, programmers,
maintenance
for
of work
list
architects
Owners,
useful.
iii
Preface
This
is
the sixth in a series of National Institute of Standards and Technology (NIST), formerly the
economic methods of
and savings-
project input values and techniques that measure the risk that a project will have a less favorable
among
is
desired or expected.
ASTM used
it
This report differs from the earlier recommended practices and guides in that
The purpose of
the
it
recommends a
classification
is
to
ensure
consistency in the format used for the economic evaluation of building projects over time and from
project to project, and to enhance reporting at
all
and
working
planning
rehabilitation,
through
of
preparation
the
stages of building
documents,
procurement-from
construction,
feasibility
maintenance,
and disposal.
ASTM's
Building Economics
Subcommittee (E06.81) and is in response to requests from the building community for a standard
classification based on building elements rather than building products or materials. The report will
be used as the technical basis for the development of an ASTM standard classification for elements
of buildings and related sitework. It complements the existing set of ASTM practices, guides, and
adjuncts by providing a format for collecting and evaluating costs in the economic evaluation of
It
framework
The previous five reports are as follows: Harold E. Marshall, Techniques for Treating Uncertainty and Risk in the
Economic Evaluation of Building Investments National Institute of Standards and Technology Special Publication 757,
September 1988; Rosalie T. Ruegg, Stephen R. Petersen, and Harold E. Marshall, Recommended Practice for Measuring
.
Recommended
E. Marshall,
and Building Systems National Bureau of Standards Interagency Report 83-2657, October
Recommended
Recommended
and Building Systems National Bureau of Standards Interagency Report 84-2850, March 1984.
,
Acknowledgments
Thanks are due to the ASTM members and others who participated in the development of an
improved classification for building elements and thereby have helped determine the framework of
this report.
The industry-wide technical support from professional societies and the public and
private sectors has contributed greatly to arriving at a consensus for this classification.
is
Special
Director of the American Association of Cost Engineers, Robert Johnson, past President of the
Construction Specifications
Institute,
NAVFAC
Engineering
Systems Management Division and Chairman of the Tri-Services Work Breakdown Structure
Subcommittee. Thanks are also due to Noel Raufaste and Stephen Weber of NIST for their technical
review of the report, and
to
thanks are due to R. S. Means, Inc. for the cover art work.
vii
And
finally,
Contents
Page
Abstract
iii
Preface
Acknowledgments
1.
vii
Introduction
Background
1.2 Purpose and Benefits
1.1
1.3
2.
Organization
UNIFORMAT
2.1
II
Framework of
the Built
Environment
3.
10
11
3.1
Foundations
11
3.1.1
Standard Foundations
11
3.1.2
Special Foundations
11
3.1.3
Slab on Grade
12
3.2.2
12
Basement Excavation
Basement Walls
12
12
12
3.3 Superstructure
3.3.1
Floor Construction
3.3.2
Roof Construction
12
13
13
Exterior Walls
13
3.4.2
Windows
13
3.4.3
Exterior Doors
14
14
3.5 Roofing
3.5.1
3.5.2
Roof Coverings
Roof Openings
14
14
15
Partitions
3.6.2
Interior
3.6.3
Specialties
15
Doors
15
15
16
3.7 Staircases
3.7.1
Stair Construction
16
3.7.2
Stair Finishes
16
16
Wall Finishes
16
3.8.2
Floor Finishes
16
3.8.3
Ceiling Finishes
17
ix
Contents (continued)
Page
3.9 Conveying Systems
17
17
3.9.1
Elevators
3.9.2
Escalators and
3.9.3
Moving Walks
17
17
3.10 Plumbing
3.10.1
3.10.2
3.10.3
3.10.4
3.10.5
3.11
18
Plumbing Fixtures
Domestic Water
Sanitary Waste
Rain Water Drainage
Special Plumbing Systems
18
18
18
18
19
HVAC
19
3.11.1
Energy Supply
19
3.11.2
19
3.11.3
19
3.11.4
Distribution Systems
3.11.5
20
20
3.11.6
21
3.11.7
Special
3.11.8
HVAC
3.13
3.12.1
Sprinkler Systems
21
3.12.2
Stand-Pipe Systems
21
3.12.3
Fire Extinguishers
3.12.4
22
22
22
22
22
23
23
23
Electrical
3.13.1
3.13.2
23
Furnishings
24
24
24
24
4.
21
21
3.13.3
3.15
21
3.17.1
Building Elements
3.17.2
Hazardous Components
25
4.1
25
Site Preparation
4.1.1
Site Clearing
4.1.2
Site
4.1.3
Site
4.1.4
25
Earthwork
Hazardous Waste Remediation
25
25
25
Contents (continued)
4.2
Site
Improvement
4.2.1
Roadways
4.2.2
Parking Lots
4.2.3
4.2.4
Site
4.2.5
Landscaping
Development
4.3.3
4.3.4
Heating Distribution
4.3.5
Cooling Distribution
4.3.6
4.3.7
Other Civil/Mechanical
4.3.1
4.3.2
Utilities
Utilities
4.4.1
Electrical Distribution
4.4.2
Exterior Lighting
4.4.3
4.4.4
Other Electric
Utility
Systems
5.
4.5.1
Service Tunnels
4.5.2
Page
25
25
26
26
26
26
27
27
27
27
27
27
28
28
28
28
28
28
28
29
29
29
31
5.1
31
5.2
Building Performance
31
5.3
Code Formats
Computer- Aided Design Reference Framework
5.4
32
5.5
32
5.6
33
5.7
33
5.8
Economic Analysis
33
5.9
Risk Analysis
33
5.10
Value Engineering
5.11
Project Scheduling
5.12
Limitations
34
34
34
xi
32
Contents (continued)
Page
6.
35
Elemental Formats
35
Appendix
35
Author Profiles
Appendix B CSI
37
MASTERFORMAT
Divisions 1-16
Appendix
Appendix
39
Construction
.... 41
43
References
LIST OF CHARTS
Chart 1.1
Elemental Classifications
Chart 2.1
UNIFORMAT
II
Chart 2.2
UNIFORMAT
II
Chart 6.1
Relationship of
UNIFORMAT
to
MASTERFORMAT
10
36
LIST OF FIGURES
Figure 2.1
Framework of
xii
Introduction
1.
Background
1.1
classification
framework
for analysis, evaluation, and monitoring of buildings during the planning, feasibility, and design
stages.^
An elemental
building classification
one approach
is
to
are also
commonly
Hanscomb
Associates in the United States developed for the American Institute of Architects (AIA)
(GSA),
Administration
UNIFORM AT
UNIFORM AT^
named
format
was
classification.
MASTERCOST.
consensus
it
then
produced.
official
elemental
usually forms the basis of any elemental format called for in the United States.
The elemental classification proposed in this report for consideration as a standard is also based
part on the original UNIFORMAT. We call the recommended classification UNIFORMAT II
emphasize
that
UNIFORMAT
it is
II
to the original
to
UNIFORMAT.
UNIFORMAT.^ UNIFORMAT
in
II
takes
UNIFORMAT
II,
the three
main United
States
ASTM
UNIFORMAT
in writing
II in
that
way
preparing the
is
that
UNIFORMAT.
is
new
likely to achieve
consensus in
its
acceptance as a
standard.
The need
is
most apparent
One way of
in the
perform detailed quantity takeoffs of all materials and tasks associated with the
construction, operation, and maintenance of the buildings. MASTERFORMAT,^ a classification
that is based on products and materials, is a logical format choice when preparing detailed cost
alternatives
is
to
Buildings are the focus of this report, but they represent only one feature of the built environment, as shown in
figure
2.1.
The Construction
accommodate other
Hanscomb
&
Estimating System ,
first
ed. (Washington,
DC: General
report,
was
UNIFORMAT.
See Appendix
Institute.
MASTERFORMAT
1
CSI, 1988).
for
But a cost estimate prepared using a format based on a listing of products and materials
is time consuming and inappropriate due to a lack of detailed design information when conducted at
the early project stages. Yet, it is in the early stages that economic analysis is most important in
establishing the economically efficient choices among building alternatives. Only an elemental-based
estimates.
format readily provides the necessary cost information for the analyst to evaluate building alternatives
manner.
in a cost-effective
Users of building classification formats recognize that both elemental and detailed product formats
have
Uman^
their applications
states that
should be formalized into estimating standards for the building design and construction industry:
MASTERFORMAT
for design
and
industry..."
MASTERFORMAT,
War
II
Institute
considered
projects.
its
competitor
to
appropriate uses."
be
in rebuilding
performed
not
will
"UNIFORMAT
that
in the
United Kingdom.
list
As
quantity surveyors
who
trained in Britain
around the world, they carried the elemental format with them.
its
own
By 1972,
the
buildings^ which
the
International
Council
Building
for
many
(CEEC)
to establish
CEEC
(CIB)
and the
format
is
to
make
it
compatible
countries as possible.
Daniel M.
Uman,
"Is
a Standard Needed for Estimating Building Design and Construction Cost?" Cost Engineering
Robert
8
Royal
W.
Johnson,
Institute
AIA "Trends
in
Form of Cost
^Canadian
Institute
Ontario, Canada:
Canadian
Institute
of Quantity Surveyors,
first
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the United
Kingdom (RICS)
CEEC
Developing a true standard classification for the United States will facilitate commerce and data
exchange within the United States and throughout the international building community.
1.2
The purpose of
this report is to
Using a standard classification will help ensure consistency in the economic evaluation of building
projects over time and from project to project. It will also enhance reporting at all stages of building
procurement~from feasibility and planning through the preparation of working documents,
construction, maintenance, rehabilitation, and disposal.
This
alternatives at
more
to
cost analysis, fewer design alternatives will be considered at the early stages, and project alternatives
with
minimum
life-cycle costs
may never be
considered.
to products
most
at the
appropriate
cost-effective designs.
Additional benefits include providing a format for collecting and analyzing historical data to use in
estimating and budgeting future projects; providing a check
list
the creativity phase of value engineering; providing a basis for training in cost estimation; facilitating
communications among members of a project team regarding costs; establishing a database for
automated cost estimating; and facilitating the preparation of estimates without having to select
products and materials.
(ASTM)
of building performance in a cost-effective manner early in the process requires a standard format
for organizing costs that
is
ASTM
complement the
It
will
This report
is
ASTM
practices, guides,
and adjuncts by providing a format for collecting and evaluating alternative design data and costs
the economic evaluation of buildings and building elements.
1.3
to
in
Organization
Chapter 2 presents
UNIFORMAT
II in
ASTM
is
how
it is
and Robert Charette, "Elemental Cost Classification Standard for Building Design," 1991
AACE
Bowen
Transactions , 1991.
of the front and back covers.) The chapter describes the criteria used to determine which categories
of elements to include and in what classification to include them. The chapter also presents a general
framework of the
sitework, that
Chapter 3
lists
listed in the
built
environment
UNIFORMAT
fit
in
with the
total built
how
environment.
lists
listed in the
covers,
provide perspective as to
to the appropriate
Chapter 4
II
to
more
in the
excluded
list
helps users of
UNIFORMAT
II
find
quickly.
UNIFORMAT
2.
II Classification for
Building Elements
2.1
The framework
environment.
in figure 2. 1
related sitework
fit
in
make up
UNIFORMAT
II
does
not treat other aspects of buildings or other features of the built environment, which are indicated
Built
Environment
Roads
Buildings
&
Tunnels
Railroads
Bridges
Site
Construction
Acquisition
Buildings
(Chart 2.1)
Related
Sitework
(Chart 2.2)
Figure
in
Framework of the
Built Environment
2.2
We
2. 1
it,
and
in
criteria in deciding
on the appropriate
classification,
what items
to include
The appropriate
classification will
from the
The
The
UNIFORMAT
classifications such as
classifications will
And
different levels
at the
be separate
be hierarchical to allow
Institute
of Quantity
Surveyors.
Items to be included in the classification will have significant influence on cost and a high frequency
Categories will be defined so as to provide a framework for cost control.
of occurrence.
decision as to where
among
is
to
The
rely on
professional judgment as to where building professionals in current practice normally look for such
items.
2.3
UNIFORMAT
3.
Chart 2.1
for Level
listed in the
UNIFORMAT
II
1,
Group Elements
lists
for Level 2,
and Individual
Level 3 category.
Level 2
Level 3
Individual Elements
Standard Foundations
Foundations
Slab on Grade
Basement Construction
Basement Excavation
Basement Walls
Superstructure
Floor Construction
Roof Construction
Exterior Walls
Exterior Closure
Windows
Exterior Doors
INTERIORS
comprises three
Special Foundations
SHELL
It
Group Elements
SUBSTRUCTURE
Level
II
Roofing
Roof Coverings
Roof Openings
Interior Construction
Partitions
Interior
Doors
Specialties
Stair Construction
Staircases
Stair Finishes
Wall Finishes
Interior Finishes
Floor Finishes
Ceiling Finishes
Chart 2.1
Level
UNIFORM AT
II
Level 2
Level 3
Group Elements
Individual Elements
SERVICES
Conveying Systems
Elevators
Escalators
&
Moving Walks
Plumbing
Plumbing Fixtures
Domestic Water
Sanitary
Waste
HVAC
Energy Supply
Heat Generating Systems
Cooling Generating Systems
Distribution Systems
Terminal
Controls
Systems Testing
&
Balancing
Sprinkler Systems
Fire Protection
Stand-Pipe Systems
Firp Fxtin PI ushers
& Distribution
& Branch Wiring
Communication & Security
Service
Electrical
Lighting
EQUIPMENT &
Equipment
CT
KiN IbH IM (jb
r UTDMTCIJTM^O
MASIbRrORMAl
Division 11 Equipment
Furnishings
MASTERFORMAT
SPECIAL CONSTRUCTION
Systems
12-Fumishings
Special Construction
& DEMOLITION
MASTERFORMAT
Selective Building Demolition
13-Special Construction
Building Elements
Hazardous Components
Note
UNIFORMAT
of building-related sitework.
See Chapter 4
of specific items that are included and excluded under each individual element listed
lists
II classification
Level 3 category.
that
UNIFORMAT
II is
in
utilities,
civil
works.
Rather,
it is
UNIFORMAT
Chart 2.2
Level
UNIFORMAT
BUILDING SITEWORK
one project.
II
Level 2
Level 3
Group Elements
Individual Elements
Site Clearing
Site Preparation
Site Demolition
Sitf*
and Relocations
Fflrthwnrlc
Roadways
Improvements
Parking Lots
Cooling Distribution
Utilities
Electrical Distribution
Exterior Lighting
Exterior Communications
Other Electrical
& Security
Utilities
Service Tunnels
10
& Equipment
3.
The following
lists
show what
classification at Level 3.
be an exhaustive
Note
listing.
items
are
included
^d
excluded
in
the
recommended
to
We
list
exclusions to help
classification
numbers
3.1
Foundations
3.1.1
Standard Foundations
is
They
Excludes
Includes
&
column foundations
foundation walls up to level of top of
on grade
wall
The
slab
Basement Excavation)
basement walls (see section 3.2.2,
Basement Walls)
pile caps
3.2.1,
& compaction
footings & bases
perimeter & under-slab
backfill
insulation
Slab on Grade)
perimeter drainage
anchor plates
Special Foundations
3.1.2
Excludes
Includes
piling
caissons
Foundations)
underpinning
dewatering
raft
Standard
Standard Foundations
foundations
Basement Excavation)
11
&
section 3.2.1,
Slab on Grade
3.1.3
Excludes
Includes
standard
structural
inclined slabs
trenches
pits
bases
under-slab drainage
3.2
3.2.1
Floor Finishes)
on grade
hardeners
&
Basement Construction
Basement Excavation
Excludes
Includes
construction of basement
backfill
shoring
3.2.2
&
Earthwork)
compaction
Basement Walls
Excludes
Includes
site
moisture protection
Standard Foundations)
3.3
3.3.1
Superstructure
Floor Construction
Excludes
Includes
structural
frame
floor slabs
inclined
expansion
balcony construction
suspended ramps
&
&
decks
stepped floors
&
&
contraction joints
&
stair
Construction)
balcony walls
&
Exterior Walls)
12
3.3.2
Roof Construction
Excludes
Includes
frame
structural
&
canopies
Coverings)
sheathing
skylights
3.5.2,
stair
&
Roof Openings)
Construction)
Exterior Walls
Excludes
Includes
&
exterior louvers
balcony walls
exterior soffits
&
&
vapor barriers
Furnishings)
screens
railings
Roof Coverings)
Windows)
3.4.2
Windows
Includes
windows
storefronts
curtain walls
exterior painting to
Excludes
window
Furnishings)
windows
lintels, sills,
flashings, etc.
13
3.4.3
Exterior Doors
Includes
personnel doors
revolving doors
overhead doors
3.5
Roofing
3.5.1
Roof Coverings
Excludes
Includes
membranes
roofing
traffic coatings
expansion joints
vapor barriers
roof
&
roof
fill
flashings
gutters
eaves
3.5.2
Openings)
Drainage)
deck insulation
& trim
& downspouts
& eaves soffits
Roof Openings
Excludes
Includes
&
skylights
powered
area glazing
roof hatches
gravity roof ventilators
smoke vents
14
3.6
Interior Construction
3.6.1 Partitions
Excludes
Includes
fixed partitions
demountable partitions
toilet partitions
retractable
operable partitions
compartments
interior balustrades
interior
&
movable
&
window
&
Finishes)
&
partitions
Wall Finishes)
cubicles
&
stair
screens
storefronts
Includes
standard doors
glazed doors
sliding
fire
special doors
door frames
door hardware
door painting
hatches
&
folding doors
Partitions)
doors
&
&
staining
access doors
3.6.3 Specialties
Excludes
Includes
chalk
identifying devices
lockers
toilet
storage shelving
miscellaneous metal
built-in counters
kitchen cabinets
closets
&
special
Equipment)
bath accessories
Special Construction)
&
work
vanities
compartments
&
3.6.1, Partitions)
fire
Extinguishers)
15
3.7
staircases
3.7.1
Stair Construction
Excludes
Includes
stair structure
Floor Construction)
& soffits
& balustrades
landings,
handrails
3.8
Interior Finishes
3.8.1
Wall Finishes
Excludes
Includes
wall plastering
wallboard
tile
painting
wallcoverings
acoustic tiles
special coatings
&
& terrazzo
&
finishings
Includes
&
screeds
hardeners
tile,
toppings
&
Finishes)
sealers
terrazzo,
wood
&
resilient flooring
carpeting
masonry
&
stone flooring
armored)
&
painting
staining
16
3.7.2, Stair
Ceiling Finishes
3.8.3
Excludes
Includes
Stair Finishes)
&
painting
metal
& panels
staining
strip ceilings
special ceilings
all
3.9
suspended systems
Conveying Systems
3.9.1 Elevators
Excludes
Includes
passenger elevators
freight elevators
Grade)
elevators
3.9.2 Escalators
Includes
escalators
moving walks
balustrades
&
hoist
conveyors
dumbwaiters
linen, trash
turntables
cranes
&
mail chutes
17
3.10 Plumbing
Plumbing Fixtures
3.10.1
Excludes
Includes
waterclosets
urinals
lavatories
sinks
Water)
showers
special
bathtubs
drinking fountains
bidets
3.10.2 Domestic
Water
Excludes
Includes
&
pipes
valves, hydrants
insulation
3.10.3
fittings
Sanitary Waste
Includes
& fittings
vent pipe & fittings
floor drains
sanitary waste
insulation
wastepipe
3.10.4 Rain
equipment
Water Drainage
Excludes
Includes
&
pipe
roof drains
insulation
gutters
fittings
&
Roof Coverings)
18
gas distribution
interceptors
pool equipment
special
plumbing
& devices
fixtures
HVAC
3.11
Includes
&
oil,
steam, hot
gas,
coal supply
&
electrical
& Distribution)
Includes
primary pumps
auxiliary
equipment
& piping
&
baseboard,
equipment
3.11.3
controls
&
Package Units)
3.11.6, Controls
insulation
&
&
Instrumentation)
Includes
chillers
cooling towers
condensing units
piping
primary pumps
equipment
&
&
pumps
(see section
evaporative coolers
Distribution Systems)
fittings
& piping
controls
&
3.11.6, Controls
insulation
19
&
Instrumentation)
Includes
supply
&
VAV
devices such as
induction units
&
&
&
associated
grilles
ventilation
exhaust systems
&
chilled water
distribution
&
furnaces (gas or
section 3.11.5,
&
&
&
attenuation,
vibration isolation
piping, duct,
& equipment
insulation
3.11.5 Terminal
Excludes
Includes
baseboard
electric
unit ventilators,
window
&
!
radiant heaters
or through-the-wall air
pumps
electric or fossil
Systems)
fiiel
&
any type
terminal heat
piping
Distribution Systems)
Package Units)
induction
&
oil) (see
Package Units)
Terminal
Systems)
fired air-handling
units or furnaces
Distribution Systems)
ceiling,
&
& heat
pumps
factory-integrated controls
flue
stacks
20
Excludes
part of terminal
exhaust
terminal devices
energy monitoring
&
ventilating systems
&
control
HVAC
3.11.7 Special
Includes
dust and
air curtains
air purifiers
fume
collectors
mechanical systems
and Balancing
Includes
air
systems testing
&
& balancing
balancing
Sprinkler Systems
Includes
piping valves
sprinkler heads
3.12.2
factory-installed controls,
&
fittings
&
release devices
Stand-Pipe Systems
Includes
piping valves
cabinets
&
fittings
& hoses
21
&
when an
integral
&
Package Units)
fire
extinguishers
fire
extinguisher cabinets
halon systems
chemical systems
3.13 Electrical
3.13.1
Service
and Distribution
Excludes
Includes
primary transformers
secondary transformers
Electrical Distribution)
main switchboard
circuit panels
3.13.2 Lighting
Excludes
Includes
branch wiring
&
emergency power
&
fixtures
lighting fixtures
devices
i*
&
Exterior Lighting)
22
3.13.3
Excludes
Includes
fire
alarm systems
hospital systems
telephone systems
local area
networks
public address
&
music systems
intercommunication systems
clock
& program
fe
paging
systems
television systems
security systems
Includes
emergency generators
electric
UPS
Terminal
electric coils
lightning
&
&
Package Units)
&
building automation
raceway systems
&
energy monitoring
&
Instrumentation)
communications
section 3.13.3,
&
Communications
Security Systems)
3.14 Equipment
Includes
All building-related items normally specified
MASTERFORMAT).
3.15 Furnishings
Includes
All building-related items normally specified
in
CSI
MASTERFORMAT
of Furnishings
Division 12-
for current
in
MASTERFORMAT).
23
&
Excludes
Includes
All building-related items normally specified
in
CSI
MASTERFORMAT
Division 13--
&
(see section
for
MASTERFORMAT).
Building Elements
Excludes
Includes
site
Demolition
3.17.2 Hazardous
Components
Includes
&
components
24
&
Relocations)
4.
The following
lists
Level
at
1.1
Site Preparation
4.1.1
Site Clearing
3.
Includes
clearing
tree
4.1.2
&
grubbing
removal
thinning
&
Site
Includes
demolition of
relocation of buildings
4.1.3
Site
site
components
&
Demolition)
utilities
Earthwork
Excludes
Includes
grading, excavating
&
fill
to
modify
site
soil stabilization
site
watering
site
shoring
embankments
& treatment
4.1.4 Hazardous
section 3.2,
Waste Remediation
Includes
removal
&
Improvement
4.2
Site
4.2.1
Roadways
Includes
paving sub-base
& surfacing
curbs & gutters
rails & barriers
painted lines
markings
contours
paving
&
signage
25
Basement Construction)
&
parking
curbs, rails
parking booths
markings
4.2.3
lot
paving
&
&
surfacing
& barriers
& equipment
signage
Includes
&
paving
exterior steps
surfacing
&
Roof
Coverings)
4.2.4
Site
Development
Excludes
Includes
fences
&
gates
&
retaining walls
terrace
Roadways
signs
site
furnishings
fountains, pools,
& watercourses
playing fields
flagpoles
miscellaneous structures
4.2.5 Landscaping
Excludes
Includes
fine grading
top soil
seeding
&
soil
& planting
& sodding
&
preparation
interior planters
beds
3.15, Furnishings)
site
Earthwork)
planting
planters
special landscape features
irrigation systems
26
4.3
4.3.1
Distribution Systems
Excludes
Includes
&
potable
well systems
fire protection
pumping
water storage
4.3.2
Landscaping)
systems
stations
piping
manholes
septic tanks
lift
4.3.3
stations
piping
manholes
catch basins
lift
stations
retention ponds
ditches
&
culverts
Includes
steam supply
condensate return
4.3.5
Tunnels)
Cooling Distribution
Excludes
Includes
pumping
cooling towers on
Tunnels)
stations
site
27
4.3.6
Includes
gas piping
equipment
storage tanks
Other Civil/Mechanical
4.3.7
Utilities
Includes
POL
(Petroleum Oil
&
Lubricants)
distribution systems
4.4
4.4.1
Electrical Distribution
Includes
substations
ductbanks
grounding
& transformers
fixtures
poles
wiring conduits
controls
grounding
4.4.3 Exterior
&
ductbanks
overhead
site
ductbanks
grounding
cathodic protection
28
4.5
Other
4.5.1
Service Tunnels
Site Construction
Includes
& trench
boxes
4.5.2
Other
Site
Includes
pedestrian tunnels
29
5.
and disposal.
Owners, developers, programmers, cost planners, schedulers, architects and engineers, specification
writers, operating and maintenance staff, manufacturers, and educators will find UNIFORMAT II
useful.
UNIFORMAT
II
may be used
Cross
Economic
Risk analysis
Value engineering
Project scheduling
5.1
filing
analysis
Currently, both product literature and technical guides on products in general are filed by using
MASTERFORMAT
is
and systems
suitable, for
prefabricated
exterior
MASTERFORMAT
walls,
There
purpose.
is
may now
MASTERFORMAT. A
is
this
literature
UNIFORMAT
II is
accessible
all
Code Formats
is
needed
to
make
building codes
ability to retrieve
more
easily
necessary information on
code requirements as they apply to exterior wall or partition elements would be a considerable
31
UNIFORM AT
II
referencing system.
5.3
UNIFORM AT
II
will
For example, an
up a database of standard
UNIFORMAT
II
CAD
systems,
architect could
UNIFORMAT
II is
design phase.
phases; and
it
more
to this approach.
in a clear, concise,
It facilitates
it
detailed elemental estimates during the early concept and preliminary design
enhances communications among designers and other participants. This need has been
recognized by the Construction Specifications Institute (CSI),'' which has adopted an elemental
5.5
UNIFORMAT
II is
The database can be data from historical project costs, built-up data from
detailed unit price databases, or data taken from such publications as the R.S. Means Assemblies
Cost Data and Square Foot Cost Data.
Further, most current automated cost estimating programs
provide the ability to introduce elemental cost classification frameworks in the preparation of
costs in a database.
Functional area costs for planning and feasibility estimates can also be structured according to
UNIFORMAT
II.
in
the
The
'^R.S.
Kingston,
Means 1992 Assemblies Cost Data and R.S. Means 1992 Square Foot Cost Data, R.S. Means Company,
MA.
32
Inc.,
5.6 Planning
Using
and
UNIFORMAT
Feasibility Studies,
II will facilitate
UNIFORMAT
II
can also be used to structure the technical requirements and criteria of space
programming.
5.7 Estimating
UNIFORMAT
II
is
realistic
(WBS)
quality control.
at the
specific to buildings
The
appropriate level.
(DTC)
measure the effectiveness of the design against the cost plan. The pre-bid
elemental estimates based on completed plans and specifications can then be converted to
MASTERFORMAT Divisions 1-16 or trade categories for use in accelerating bid analysis and
the design progresses to
5.8
Economic Analysis
is
to apply
Monte
Carlo simulation to develop probability distributions of building costs that enter into the measure of
project worth.
UNIFORMAT
distributions of cost
II
3) or
simulation and other risk analysis methods applied to the economic evaluation of buildings.
33
for a descritpion of
2).
The
Monte Carlo
probability distributions of total project costs for a building alternative are built
up by repeated
The
probability distributions of total project costs can then be used to establish an acceptable project
contingency, revise the targeted cost consistent with the decision maker's budgetary constraints,
establish bidding contingencies, or to serve as inputs to
economic
analysis.
represent functions of major building components for which alternatives are generated
UNIFORM AT
II
VE
which,
5.11
if
Thus,
In addition,
all
Project Scheduling
It
facilitates the
UNIFORMAT
a suitable
5.12 Limitations
UNIFORMAT
works.
It is
II
includes sitework normally related to buildings, but does not apply to major civil
34
6.
6.1
Elemental Formats
Level 3 elements in
such as the
Tri-Service
(WBS), the
classification listed in
CIQS/RAIC
as the
6.2
RICS,
classification.
the
Chapter 6, Part
II,
Work Breakdown
CEEC, and
Structure
classifications such
Product Formats
shown in Chart 6. 1. It is drawn from Chapter B5, "Design and Construction Cost Management,"
of the American Institute of Architects Handbook of Professional Practice (1984).^^ A similar
relationship could be drawn between UNIFORMAT II and product formats. Such a relationship
would permit the conversion of elemental estimates to trade estimates at the completion of plans and
specifications. This would facilitate bid analyses and the monitoring of progress payments during
as
construction.
See Jones, Alan Ray and Clegg, David, CSI/SIB Construction Indexing Manual " (London, England: Royal
British Architects
Institute
of
Note
that
it
is
based on
UNIFORMAT-not UNIFORMAT
35
II.
Chart
Design
Uniformat
Level 2
6. 1
Relationship of UNIFORMAT to
MASTERFORMAT
Level 3
01
Foundations
02
Substructure
011
Standard Foundations
012
021
Slab
On Grade
Superstructure
023
Basement Walls
031
Floor Construction
Roofing
06
Int.
Const.
033
Stair Construction
041
Exterior Walls
042
Ext.
061
Partitions
062
Interior Finishes
063
Specialties
081
Plumbing
082
H.V.A.C.
083
Fire Protection
Doors
& Windows
07 Conveying Sys.
08
Mechanical
091
Electrical
Service
& Distribution
1 1
Equipment
12
Sitevi'ork
Note: CSI's
093
111
Fixed
OH&P
10
112
Furnishings
113
Special Construction
121
Site Preparation
122
Site
Improvements
123
Site Utilities
124
Off-Site
Work
Institute
of Architects, 1984).
36
Appendix
AUTHOR PROFILES
BRIAN BOWEN
Mr. Bowen
Hanscomb
an Executive Vice President of Hanscomb Associates Inc., the U.S. company of the
is
International Group.
He was
Kingdom,
is
a Fellow of the Royal Institution of Chartered Surveyors (FRICS), a Certified Cost Engineer
(American Association of Cost Engineers), and a Certified Value Specialist (Society of American
Value Engineers). Within Hanscomb, he is responsible for research and development activities
within the construction industry, value engineering, and computer applications.
active in
He
acts as a liaison
Europe and Asia. Throughout his career, Mr. Bowen has been
writing for publications, delivering papers, and training seminars on a wide-range of
officer with
Hanscomb
offices in
He was
development of the
UNIFORMAT
of Architects
profession.
MASTERCOST
system
for
in
developing
new
Hanscomb
American
the
the
He
Project
Institute
Manager
in the
of Architects
and
ASTM
ROBERT
P.
CHARETTE
is
and Director of Value Engineering and Life Cycle Costing Services for Hanscomb Consultants in
Canada.
a
Building Research Studies and Documentation (CIB), the Canadian Construction Research Board of
seminar leader
at several universities at
the Schools of Architecture and Engineering at the University of Montreal, the University of
in Montreal, the
Quebec
Management
Institute, the
Harvard Graduate School of Design. He co-chairs with Mr. Bowen the ASTM Subcommittee Task
Group on a standard classification for building elements and related sitework.
37
Appendix
HAROLD
E.
A (continued)
MARSHALL
Technology.
for evaluating
His specialty
is
investment projects.
American Society
at the
Dr. Marshall
is
articles, chapters in
He
chairs
has produced seven standard economic methods used worldwide for evaluating investments in
buildings and construction.
Dr. Marshall also leads the task group on economic methods in the
Building Economics Working Commission (W.55) of the International Council for Building Research
Studies
Management and Economics helps keep him abreast of developments abroad in building
economics. A graduate of The George Washington University (Ph.D. in 1969, M.A., 1965, and
B.A., 1964), Dr. Marshall's early career included teaching economics for two years on World
Campus Afloat' s around-the-world shipboard college and performing economic research at the
Construction
38
Appendix B
MASTERFORMAT
CSI
GENERAL REQUIREMENTS
SITEWORK
CONCRETE
MASONRY
METALS
WOOD AND
FINISHES
PLASTICS
10
SPECIALTIES
11
EQUIPMENT
12
FURNISHINGS
13
SPECIAL CONSTRUCTION
14
CONVEYING SYSTEMS
15
MECHANICAL
16
ELECTRICAL
39
Appendix
CSI
MASTERFORMAT
MAINTENANCE EQUIPMENT
SECURITY AND VAULT EQUIPMENT
11030 TELLER AND SERVICE EQUIPMENT
11040 ECCLESIASTICAL EQUIPMENT
11050 LIBRARY EQUIPMENT
11060 THEATER AND STAGE EQUIPMENT
11070 INSTRUMENTAL EQUIPMENT
11080 REGISTRATION EQUIPMENT
11090 CHECKROOM EQUIPMENT
11100 MERCANTILE EQUIPMENT
11110 COMMERCIAL LAUNDRY AND DRY CLEANING EQUIPMENT
11120 VENDING EQUIPMENT
11130 AUDIO- VISUAL EQUIPMENT
11140 VEHICLE SERVICE EQUIPMENT
11150 PARKING CONTROL EQUIPMENT
11160 LOADING DOCK EQUIPMENT
11170 SOLID WASTE HANDLING EQUIPMENT
11190 DETENTION EQUIPMENT
11200 WATER SUPPLY AND TREATMENT EQUIPMENT
11280 HYDRAULIC GATES AND VALVES
11300 FLUID WASTE TREATMENT AND DISPOSAL EQUIPMENT
11400 FOOD SERVICE EQUIPMENT
11450 RESIDENTIAL EQUIPMENT
11010
11020
UNIT KITCHENS
11460
11470
11480
DARKROOM EQUIPMENT
11600
11650
11660
11680
11700
11780
11850
11870
LABORATORY EQUIPMENT
PLANETARIUM EQUIPMENT
OBSERVATORY EQUIPMENT
OFFICE EQUIPMENT
MEDICAL EQUIPMENT
MORTUARY EQUIPMENT
NAVIGATION EQUIPMENT
AGRICULTURAL EQUIPMENT
41
Appendix
(continued)
DIVISION 12FURNISHINGS
12050
12100
12300
12500
12600
12670
12700
12800
FABRICS
ARTWORK
MANUFACTURED CASEWORK
WINDOW TREATMENT
FURNITURE AND ACCESSORIES
RUGS AND MATS
MULTIPLE SEATING
INTERIOR PLANTS AND PLANTERS
INTEGRATED ASSEMBLIES
SPECIAL PURPOSE ROOMS
SOUND, VIBRATION, AND SEISMIC CONTROL
RADIATION PROTECTION
NUCLEAR REACTORS
PRE-ENGINEERED STRUCTURES
AQUATIC FACILITIES
ICE RINKS
SITE CONSTRUCTED INCINERATORS
42
Appendix
References
American
Architect's
of Architects.
Institute
Handbook of Professional
Practice (Washington,
DC: American
of Architects,
Institute
1984).
Bowen, B. and Charette, R. P. "Elemental Cost Classification Standard For Building Design," 1991
American Association of Cost Engineers (AACEI Transactions Seattle, WA, 1991.
.
Canadian
Institute
of Quantity Surveyors.
Canadian
of Quantity Surveyors,
Institute
first
issued 1972,
revised 1990).
Anthony L.
Construction Specifications
Outline Specifications,"
Chapter
Institute.
6,
Part
II,
Manual of
Practice (Alexandria,
Institute.
MASTERFORMAT
Specifications
Institute, 1989).
Construction Specifications
(Alexandria,
VA:
The Construction
Cox, B.
J.
Kingston,
MA.
Deirisola, A.
and Kirk,
J.
McGraw-Hill,
DellTsola, A.
J.
S. J.
Inc., 1981).
in
Buildings
Reinhold, 1990).
(Washington,
Hanscomb
DC: General
Associates, Inc.
&
DC:
Johnson, R.
W.
"Trends
in
Royal
Institute
43
References (continued)
Marshall, Harold E.
Building Investments
in the
Economic Evaluation of
September 1988.
Marshall, Harold E. and Ruegg, Rosalie T.
Recommended
Recommended
in
November 1981.
Marshall, Harold E.
Investments in
Recommended
Payback for
Buildings and Building Systems National Bureau of Standards Interagency Report
Marshall, Harold E.
Royal
Institute
The
Ruegg, Rosalie T. and Marshall, H. E. Building Economics: Theory and Practice (New York, NY:
Van Nostrand Reinhold, August 1990).
Ruegg, Rosalie T., Petersen, Stephen R., and Marshall, Harold E. Recommended Practice for
Measuring Life-Cycle Costs of Buildings and Building Systems National Bureau of Standards
Interagency Report 80-21040, June 1980.
.
Uman, D. M.
"Is a
Standard Needed for Estimating Building Design and Construction Cost?" Cost
8,
August 1990.
44
DEPARTMENT OF COMMERCE
NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY
NIST-114A
1.
U.S.
(REV. 3-90)
NIST/SP-841
2.
3.
PUBUCATION DATE
August 1992
4.
TITLE
AND SUBTITLE
UNIFORMAT II
AUTHOR (S)
5.
6.
(IF
JOINT
OR OTHER THAN
NIST,
Marshall
E.
SEE INSTRUCTIONS)
7.
CONTRACT/GRANT NUMBER
8.
DEPARTMENT OF COMMERCE
NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY
U.S.
GAITHERSBURG,
MD
20899
final
SPONSORING ORGANIZATION NAME AND COMPLETE ADDRESS (STREET,
9.
Department of Commerce
National Institute of Standards and Technology
Gaithersburg, MD 20899
U.S.
10.
11.
SUPPLEMENTARY NOTES
UNIFORMAT
II,
IF
common
to
most buildings.
Elements
usually perform a given function, regardless of the design specification, construction method, or
materials
used.
UNIFORMAT
from project
to
Using
Elements are also commonly referred to as systems or assemblies.
in the economic evaluation of building projects over time and
project, and it enhances reporting at all stages in construction-from feasibility and
11
ensures consistency
and disposal.
because the
UNIFORMAT
new
version
is
II is
UNIFORMAT classification
Level
identifies
in
into
Group Elements.
The
example, includes the Superstructure, Exterior Closure, and Roofing. Level 3 breaks the
Group Elements further into Individual Elements. Exterior Closure, for example, includes Exterior
UNIFORMAT II produces additional benefits such as
Walls, Windows, and Exterior Doors.
Shell, for
providing a format for collecting and analyzing historical data to use in estimating and budgeting
fumre projects; providing a check list for the cost estimation process as well as the
creativity /brainstorming phase of value engineering procedures; providing a basis for training in cost
among members of a
developers,
maintenance
Owners,
database for automated cost estimating.
schedulers, architects and engineers, operating and
useful.
KEY WORDS (6 TO 12 ENTRIES; ALPHABETICAL ORDER; CAPITALIZE ONLY PROPER NAMES; AND SEPARATE KEY WORDS BY SEMICOLONS)
building economics; building elemental format; building functional elements; building systems
classification; cost estimation; cost planning; design economics; elemental building
classification; elemental /systems specifications; standard classification of building systems;
UNIFORMAT; value engineering
12.
13.
AVAILABIUTY
14.
UNUMITEO
FOR OFFICIAL DISTRIBUTION. DO NOT RELEASE TO NATIONAL TECHNICAL INFORMATION SERVICE
U.S.
GOVERNMENT PRINTING
(NTIS),
51
(NTIS).
15.
OFFICE,
SPRINGFIELD, VA 22161.
PRICE
UNIFORMAT
Level
II
SERVICES
Level 2
Level 3
Group Elements
Individual Elements
Fire Protection
(continued)
Sprinkler Systems
Stand-Pipe Systems
Fire Extinguishers
& Distribution
& Branch Wiring
Communication & Security
Service
Electrical
Lighting
Systems
EQUIPMENT &
Equipment
Furnishings
FURNISHING
MASTERFORMAT
SPECIAL CONSTRUCTION
Special Construction
& DEMOLITION
MASTERFORMAT
Selective Building Demolition
12-Fumishings
13--Special Construction
Building Elements
Hazardous Components
UNIFORMAT
Level
BUILDING SITEWORK
II
Level 3
Group Elements
Individual Elements
Site Preparation
Site Clearing
Site
Site
Earthwork
Improvements
Roadways
Parking Lots
Cooling Distribution
Other Civil/Mechanical
Site Electrical Utilities
Utilities
Electrical Distribution
Exterior Lighting
Exterior Communications
Other Electrical
&
Security
Utilities
Service Tunnels
&
Equipment
Sis
e^ ^
i
(/)-
CO
<Q
3 ZO