File Name

Company name

Date

Link

14D9

Meru Networks Inc

PHARMACYCLICS, INC.
INVENTRUST PROPERTIES CORP.

29/6/2015
23/3/2015
30/11/2015

Document
Document
Document

15/6/2016
14/6/2016
14/6/2016

Document
Document
Document

KEY CORP
EATON Corp Ltd*

14/12/2015
30/9/2015
22/6/2012

Document
Document
Document

SC 13/14

PositiveID Corporation
Raadr, Inc.
Pieris Pharmaceuticals, Inc.

17/6/2016
14/62016
8/6/2016

Document
Document
Document

DEFM14A

Lake Sunapee Bank Group

THOMPSON CREEK
Allergan Inc.

9/9/2016
12/9/2016
27/1/2015

Document
Document
Document

DEFM14C

USMD HOLDINGS, INC.

Vanguard Health Systems, Inc.*
Burger King Worldwide, Inc.*

12/9/2016
26/7/2013
5/11/2014

Document
Document
Document

144/144A

INSYS Therapeutics Inc.

CTS Corporation Pension Plan
Acology Inc.

16/8/2016
30/11/2015
9/10/2015

Document
Document
Document

14D1

Insperity Inc
CNL Growth Properties
CNAC Saturn (NL) B.V.
REACHLOCAL,INC.

8/12/2015
2/12/2015
23/3/2016
11/7/2016

Documents
Document
Document
Document

8-K

St. Joseph Inc.

Radio One, Inc
IMPRIMIS PHARMACEUTICALS, INC.
DENALI HOLDING INC.

S-4

# 4 more added to 144/144a list, link is on ema

Remarks

not be segregated to particular categories in detail and hence is difficult to extract. Keywords maybe a viable o

mount of content provided.In one of the examples, we are dealing with change in agreement and other two stat

Basic structure is the same however internal differences are there

ch of these filings, however, while in Pleris Pharmaceuticals the cusip numbers are mentioned the same structu

tation aspect in all three of them, the basic structure remains the same but differences such as extent of details

Basic structure and content looks the same

The filings are similar in structure, the information has been presented in tabular form in all 3 filings

ame, calculation of filing fee and transaction value followed by listing and specifying the items but the detailing

4/144a list, link is on email

Potential for automation

Low

Low

Low to Medium

Medium

Low to medium

Medium

medium to high

Low to Medium

researched

Info can be extracted S.No.

`
Please Read Comment
Mentioned in the doc
Mentioned(subject compan
Mentioned(same name)
Call from personnal examin

Mentioned(bidding amount
Mentioned if all cash
Mentioned at times but not a
"
not mentioned
info extracted through look
not mentioned
same as in underwriters
not mentioned
not mentioned
not mentioned
not mentioned
mentioned in the headings
"
"
"
"
check url: read comment
mentioned

Y/N?
Y
Y
Y
N
N
N
N
Y
Y
Y/N
Y/N
N
Y/N
N
Y/N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y

1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20

SC14D1
Document
Deal Status
Announcement Date
Target Entity
Acquiring Entity
Nature of the Bid
Expected Completion Date
Outcome of Deal
Completion Date
Consideration
Structure of Deal
% Ownership
Underwriters
Underwriting Fee
Financial Advisors
Financial Advisors Fee
Legal Advisors
Legal Advisors Fee
Breakup Fees
Defenses
Contingencies, Reps and Warranties
Stock Type
Par Value
CUSIP No.
Name(Subject Company)
Address(Subject Company)
CIK(Subject Company)
No. of shares

Insperity Inc
completed
8/12/2015
Common stock shares
Insperity Inc.
Buy back ( friendly)
in process
?
$125,000,000
Monetary
50%
Baker Botts L.L.P.
Baker Botts L.L.P.
Shearman & Sterling
Common Stock
$0.01
45778Q107
Insperity Inc
Kingwood, Texas
1000753
2,873,563

SC14D1
CNL GROWTH PROPERTIES, INC.

Syngenta AG

in process (bidding)
2/12/2015
CNL Growth Properties Inc
Everest REIT Investors
Hostile
?
in process
$5,650,000
monetary
5.01%
?
?
-

in process
23/3/2016
Syngenta AG
CNAC Saturn (NL) B.V.
Hostile
Dec-16
in process
$11,977,188,210
Monetary
Simpson Thacher & Bartlett LLP
Simpson Thacher & Bartlett LLP
Simpson Thacher & Bartlett LLP
-

Common Stock
Not Mentioned
Not Mentioned
CNL GROWTH PROPERTIES, INC.
Orlando, Florida
1452168
1,130,000

Common Stock,American Depositary Shares

Not Mentioned
CH0011037469,87160A100
Syngenta AG
Basel-Stadt4002Switzerland
1123661
48,289,378

REACHLOCAL,INC.

AVG TECHNOLOGIES N.V.

Completed
11/7/2016
REACHLOCAL,INC
RAPTOR MERGER SUB,INC.
Hostile
Completed
9/8/2016
$150,230,363.00
Monetary
?
?
Skadden, Arps, Slate, Meagher& FlomLLP
-

in process(shareholders approval
29/7/2016
AVG TECHNOLOGIES N.V.
AVAST SOFTWARE B.V.
Hostile
Oct-16
in process
$1,339,391,120
Monetary
?
?
White & Case LLP
-

Common Stock
$0.00
75525F104
REACHLOCAL,INC
WOODLAND HILLS, Calif.
1297336
2695683

Ordinary Shares
0.01 euros
N07831105
AVG TECHNOLOGIES
Amsterdam,Netherlands
1528903
4,836,357

Chesapeake Energy Corporation

Completed
1/10/2015
2.75% Contingent Convertible Senior Notes
Chesapeake Energy Corporation
Hostile
?
$395,801,000
Monetary
Baker Botts L.L.P.
Baker Botts L.L.P.
?
2.75% Contingent Convertible Senior Notes
165167BW6
Chesapeake Energy Corporation
Oklahoma City,OK
895126
$395,801,000

Document
Deal Status
Announcement Date
name of issuer
Nature
Expected Completion Date
Outcome of Deal
Date of Notice
Consideration
Structure of Deal
% Ownership
Underwriter
Underwriting Fee
Financial Advisors
Financial Advisors Fee
Legal Advisors
Legal Advisors Fee
Breakup Fees
Defenses
Contingencies, Reps and Warranties
Stock Type
Par Value
CUSIP No.
Address of the company
CIK(Subject Company)
No. of securities
http://media.mofo.com/files/uploads/Images/FAQRule144_145.pdf

Form 144' A form that must be filed with the SEC when an executive officer, director, or affiliate of a company places an

Availability

Table details

Y/N
N
Y
Y
Y
N
Y
Y
Y
N
Y
N
N
N
N
N
N
N

0.1(a)
heading
0.3(f)
declaration
0.3(d)
Sale of securities
0.3(b)
-

Y
N
N
Y
Y
Y

0.1(d)
url(as in 14d1)
0.3{c}

ule144_145.pdf

Key Words
Name of issuer
Approximate date of sale
Date of Notice
Aggregate Market Value
Name and Address of Each Broker
1 Title of the class
-

director, or affiliate of a company places an order to sell that company's stock. Also known as Rule 144