Professional Documents
Culture Documents
117
9 2004 KluwerAcademic Publishers. Printed in the Netherlands.
Abstract. The paper focuses on the convergence of Finnish research and education in archival
science with information science in general and in records management with information
management in particular. Two issues influencing this development are: the convergence of
professionals previously worked in the archival and library sectors and in information manage-
ment and services; and the wide-spread, extensive growth in the use of digital technology to
manage internal and external organizational information. At the level of society the opportuni-
ties provided by digital technology to manage heritage information in memory organizations
like archives, libraries and museums, are tremendous and the role of documentary heritage at
the global, European and national levels is well recognized. These developments are changing
the information and operating environments of memory organizations and public and private
enterprises. These changes, in turn, are generating new requirements in archival science and
records management education and research. This paper focuses on the implications of these
changes for the planning, implementation and further development of an information studies
curriculum. This curriculum development is considered crucial in order to respond to the new
demands, and is also implicitly linked to the emerging Finnish information society.
Introduction
ments of the archives, libraries, museums, and public and private enterprises.
Next, this paper examines the new areas of research in archival science and
records management emerging in the field of information studies in Finland.
This covers a description of how archival science and records management
were integrated in the curriculum of information studies at the University
of Tampere, and extended to the field of document management and infor-
mation management (IM). Due to the convergence of the information sector
this extension was crucial to provide up-to-date education. This was essen-
tial to ensure increased competencies, qualifications, information skills and
literacy in archival science and records management for students with various
backgrounds and a wide selection of minor subjects (for example, history,
literature, business management, administrative science or computer science).
Thereafter, the Research Group on Information Management (REGIM) was
established and as a consequence new areas of research emerged. This
process of integration is implicitly linked to the development of the Finnish
information society.
have produced written catalogues of their collections for centuries and now
produce electronic catalogues, nowadays all memory organizations produce
documents and catalogues of their collections also in a digital format.
Records and archives as process-bound information have a strong contex-
tual and evidential character. They document activities and functions of
societies, organizations and individuals. In the organised society every organ-
isation and every individual has a recordkeeping system, varying in quality
from virtually non-existent to a high quality, nearly perfect record keeping
system. Record keeping is what an organisation or even society as a whole
must do: taking care of their records, keeping them to serve as memory
or evidence of past actions. 3 In the electronic environment the significance
of records management is emphasised. It is essential to be able to identify
already at the production stage the length of the retention period of a record.
This means that the life cycle of this information - from creation/production
until long term/permanent preservation - should be carefully planned and
designed in advance, and that at each stage of the cycle this documentary
information is preserved and accessible. According to the international ISO
standard4 organizations should define and document a policy for records
management. The objective of this policy should be the creation and manage-
ment of authentic, reliable and usable records, capable of supporting business
functions and activities for as long as they are required. The records manage-
ment policy should be linked to the requirements set for the archival func-
tion. 5 This guarantees that from the very beginning the lifecycle management
is well planned for material that should be preserved for over 10 years or
longer.
8 Ellis, D., Allen, D. and Wilson, T., "Information Science and Information Systems:
Conjunct Subjects Disjunct Disciplines", Journal of the American Society for Information
Science 50(12) (1999): 1095-1107.
9 Couture, C., "Education and Research in Archival Science: General Tendencies",
Archival Science 1 (2001): 157-182.
10 Wilson, T.D., "Information Needs and Uses: Fifty Years of Progress?" in B.C. Vickery
(ed.), Fifty Years of Information Progress: A Journal of Documentation Review (London:
Aslib, 1994), pp. 15-51. Wilson, T.D., "Models of Information Behaviour Research", Journal
of Documentation 55 (1999): 249-270.
11 See for user studies on archives: Beattie, D.L., "An Archival User Study: Researchers
in the Field of Women's History", Archivaria 29 (Winter 1989/90): 33-50. Gilliland-
Swetland, A.J., Kafai, Y.B. and Landis, W.E., "Integrating Primary Sources into Elementary
School Classroom: A Case Study of Teachers' Perspectives", Archivaria 48 (Fall 1999):
89-116. Collins, K. "Providing Subject Access to Images: A Study of User Queries"
American Archivist 61(1) (1998): 36-55. Duff, W.M. and Stoyanova, P., "Transformingthe
Crazy Quilt: Archival Displays from the Users' Point of View", Archivaria 45 (Spring
1998): 44-79. Duff, W.M. and Johnson, C.A., "Accidentally Found on Purpose: Infor-
mation Seeking Behaviour of Historians" Library Quarterly (October 2002): 472-496.
Duff, W.M., "Understanding the Information Seeking Behaviour of Archival Researchers
in a Digital Age: Paths, Processes and Preferences. DLM-FORUM 2002: Access and
Preservation of Electronic Information: Best Practices and Solutions" (2002). Available:
http://www.dlmforum2002.org/download/wendy_duff.PDF (Last accessed 2 January 2003).
Gilliland-Swetland, AJ., "An Exploration of K-12 User Needs for Digital Primary Source
Materials", American Archivist 61(1) (1998): 136-157. Sweeney, S., The Source Seeking
Cognitive Processes and Behaviour of the In-person Archival Researcher. Ph.D.-thesis
(University of Texas, 2002). Tibbo, H.R., "The Epic Struggle: Subject Retrieval from Large
Bibliographic Databases", American Archivist 57 (Spring 1994): 310-326.
12 Thomassen, T., The pluriformity of the communication of archives and the illusion of
accessibility. A Paper presented in the workshop Archival Science - New Trends in the
Paradigm. Mikkeli, Finland. May 17-18, 2002.
122 MAIJA-LEENA HUOTARI AND MARJO RITA VALTONEN
of the sort of record a researcher could expect to find in a given series rather
than as a potential alternative means of accessing the record itself.''17
In addition to the need to understand user requirements regarding access
to digital materials, it is essential to identify the problems of use. This
includes problems of readability of documents, accessibility of the infor-
mation systems (IS) and possibilities to retrieve required documents. These
requirements impose a number of implications for the design of an appro-
priate information policy and IM programmes in organizations. It creates
requirements in terms of professional qualifications for those working with
information of this kind. In the electronic environment record creators and
record managers control access to electronic records. If electronic records
must be kept easily accessible for future researchers, then the appropriate
measures must be taken into account already at the design stage of the record-
keeping system. TM Menne-Haritz 19 claims that as a theoretical paradigm
access does not directly concern the service for the users. Yet it places
emphasis on the service quality of the repositories. Every archival function
can be conceived in a new way that makes it even better organized and access-
ible in daily practical work, if it is subordinated to the aim of making the
holdings available. Therefore, we can claim that here starts the reformulation
of archival paradigm, that changes, and also reinforces, the fundaments and
principles of archival professionalism.
are appropriate for storing digital information and creating digital archives.
Second, existing information can be converted into the digital format.
The Finnish Archives Act also implies that all public bodies have an
archives formation planY the national application of records schedules or
recordkeeping guidelines. The intemational records management standard
(ISO 15489) also requires a records management programme. The records
management programme should be a part of the IM plan that, in turn, is a
prerequisite for the development of an information policy.
To be able to manage digital heritage information in public and private
enterprises the skills required focus on the following areas of IM: creation
and capture of information; metadata and archival description; appraisal,
preservation, and services for users. As IS should enable to produce and
process documents and records it is essential to know how to audit the existing
systems and how to invest in IS, or to have tailored IS, that fulfill the func-
tional and documentary requirements. This is essential to be able to plan and
implement information strategies as a part of an overall information policy. It
is necessary to build partnership relations between professionals responsible
for information technology, information management and business activities
in order to be able to fulfil the requirements of documentation, accountability
and long-term preservation in the electronic environment. 26, 27
Until the 1980s a degree in history was required of every archivist employed
by the NAS. The archivists were mainly historians, as archival studies was
closely connected to history. Therefore, the first potential partners contacted
by were departments of history. Thereafter, the Department of Information
Studies at the University of Tampere was contacted by the National Archives.
The idea of providing this education in a department of information studies
was supported by the convergence of the information professions. It was seen
as crucial to ensure a broad approach to the information sector as a whole.
The practical objectives for the implementation were defined to include issues
related to archival science and records management in all basic courses in
information studies and to provide additional, elective courses at the advanced
and post-graduate levels.
In 1994 the Ministry of Education provided funds to employ a planning
officer who, in collaboration with the National Archives of Finland and the
Department of Information Studies at the University of Tampere designed a
curriculum according to the new objectives. The new courses designed for the
advanced and master's levels were fairly closely in line with the education
provided by the National Archives. For example, the courses included an
introduction to archival theory and methods, planning of records management
and the use of archival materials.
An assistant professor responsible for archival science and records
management started in 1997. Detailed planning of the content of the courses
was necessary to begin the provision of training as planned. Lecturing was
started during the autumn term of 1997. The first courses focused on archival
theory and legal issues in records and archives management. Moreover, a
seminar on archival science and records management was provided. However,
it was not possible to fully achieve the objective of incorporating the basic
issues of records and archives management into relevant basic courses of
information studies during the first year.
The curriculum was developed during 1999-2000 and reflected the exper-
ience gained by teaching and lecturing in this subject area, as well as the
students' assessment and feedback on the quality of the courses. The most
significant issue was that most courses in information studies at the basic
level should include and integrate the related issues of archival science and
records management. The first courses where this objective was met focused
on information sources and professional information retrieval training. IM
was further emphasized by providing joint courses titled Introduction to IM
at the basic level, and The Role of Records Management in IM at the master's
level. Moreover, the curriculum was extended in 1999 by the provision of
courses on electronic records and document management at the advanced
level.
In the further development of the curriculum for the academic years
2001-2003 of the Information Studies Department as a whole records and
archives management has been successfully integrated with the content of
the basic and other relevant courses. The emphasis on the further devel-
opment of the subject area of records and archives management is placed
on the courses on digital document management. The education for docu-
ment management aims at integrating the perspectives of business activities,
information technology and information management. It is a field which
expands fast and of which new knowledge is urgently needed. The content
of these courses is based on the premise that electronic records and document
management involves the management of records related to the work and
decision making processes of an organization by applying electronic infor-
mation systems. Therefore, document management requires deep knowledge
of an organization's work processes and the records produced when carrying
out these processes. Thus, it should be included in the development plan
of organizational activities and the holistic lifecycle planning of recorded
information.
An information system (called Livelink) has been acquired for demon-
strating these perspectives in practical training courses. The results of an
EU-project E-TERM/European Training Programme in Electronic Records
Management 29 are partly implemented in the content of the course. This
means that in the Department of Information Studies at the University of
Tampere the perspective of archival science and records management is
integrated with the information studies' curriculum and the emphasis of
education is placed on the records' continuum and life cycle, that is, on
document and records management. 3~
Recruitment of research students was started at the end of the 1990s, and
The Research Group on Information Management (REGIM) was established
in 2000. The emerging research areas of doctoral studies focus strongly
on document and records management. Examples of doctoral dissertation
topics include the development of recordkeeping systems as case studies,
such record keeping practices in preliminary investigation by the police force
and the design and implementation of metadata specifications within the
recordkeeping system of the defence forces. In addition, there are studies
examining records management as a strategic function of a knowledge-based
organization, and the meaning of case processing to services and operations in
digital and wireless communication. A Ph.D. study in archives management
examines professional development by using a case study of the Finnish
cinematographic archives. Other projects are more focused on the field of
strategic information management. There is a Ph.D. study whose purpose is
to describe the practices of knowledge creation in an expertise organization,
and a project aiming at identifying the main elements of a new theory of
strategic information management. 31 Furthermore, there is a plan to increase
interaction with the professionals working in this sector. The first interna-
tional workshop titled "Archival Science - N e w Trends in the Paradigm"
was organized in connection with the 6th Finnish Professional Conference
for Archivists in spring 2002.
Conclusion
Acknowledgements
The authors thank Dr. Wendy Duff and the anonymous referees for their
comments on the earlier version of this paper.