Professional Documents
Culture Documents
MODERN LAW R E V I E W
Volume 37 January 1974 No. 1
* This is the second Chorley Leoture delivered at the London School of Economic8
on June 26, 1973.
1 Hart, " Benthem end the Demyrrtification of the Law," (1973)96 M.L.R. 2.
1
VOL.87 (1)
2 THE MODERN LAW REVIEW VOL. 37
II
The future legal historian, looking back at the development of
British legislation in the twentieth century will note that, to a
degree unknown in previous times, the law has become open to
foreign influences. The Law Commissions Act of 1965 a imposes
upon the Law Commission and the Scottish Law Commission the
obligation to obtain such information as to the legal systems of
other countries as appears to the Commissioners likely to facilitate
the performance of any of their functions, and no one can doubt
that the commissions have fulfilled it. More than that, it is clear
that this was not a futile exercise and that many of the Reports and
the Working Papers published by the commissions bear witneq
to the utility of the comparative method in the legislative process.
But even before the Law Commissions were created legal
developments overseas had increasingly become relevant to law
making and law reform in this country. Nor is it now exclusively
in those areas of legislation in which the Law Commission par-
ticipates that law makers look abroad for new ideas and for new
techniques: recent events in the law governing labour relations
are an example.
On the whole, and subject to limitations I shall have to discuss,
this tendency should be welcomed. To appreciate its signiiicance,
it is perhaps useful to distinguish between three purposes pursued
by those who use foreign patterns of law in the process of law
making. Foreign legal systems may be considered first, with the
object of preparing the international unification of the law, secondly,
with the object of giving adequate legal effect to a social change
shared by the foreign country with ones own country, and thirdly,
with the object of promoting at home a social change which foreign
law is designed either to express or to produce.
(a) Examples of legislation-especially in the field of commercial
law-passed with the object of international unification are numer-
ous, and their number will grow more rapidly as a result of the entry
of the United Kingdom into the European Communities. Transport
on the recent reform of the divorce law-I shall come back to this
in a moment.lg "he current discussion on matrimonial property
belongs to the same category: the admirable Working Paper which
the Law Commission 2o has produced in this matter comprises a
detailed study of foreign patterns of legislation, and not by any
means only legislation of common law countries.
(c) Nor do we, thirdly, lack examples for the use of foreign
legal patterns for the purpose of producing rather than responding
to social change at home-examples as different in character as
restrictions on the freedom to strikeYz1the encouragement of com-
plaints against maladministrationYz2and the suppression of racial
discrimination.zg William Graham Sumner was no doubt guilty of
oversimplification when he said that ('stateways cannot alter folk-
ways," 24 but we cannot be surprised that it is this use of foreign
models as instruments of social or cultural change which raises
most sharply the problem I am discussing-the problem of
transplantation.
I11
As soon as one mentions the word '(transplantation " one conjures
up inevitably the image of those often complicated and sometimes
hazardous surgical operations by which part of a human body is
transferred from one human being to another. We speak of trans-
planting the cornea of an eye, the txansplanting of a kidney, even
the transplanting of the heart. But no one evm says that the
carburettor or a wheel is transplanted from one car to another,
though here too part of an entity which serves a purpose is taken
out of one specimen and insated into another specimen of the same
species. Transferring part of a living organism and transferring part
of a mechanism are comparable in purpose, but in nothing else.
This is a platitude-we do not need to formulate it in philosophical
terms, and I have no desire to venture into the well trodden but to
me inaccessible fields in which the vitalists struggle with the
mechanists and in which the concept of cc wholeness " or ('Gana-
heit " is set up as a god to be worshipped or as an idol to be
deetroyed. Our insight in4to the difference between the kidney
V
Montesquieus list of environmental factors has not lost its validity
in the course of the more tban two hundred years since he wrote it-
at least not entirely, and in particular not in the relations between
the so-called developed and the so-called developing nations or
countries. But I submit-and this is my central thesis-that in
these 200 years the geographical, the economic and social, and the
cultural elements have greatly lost, but that the political factors
have equally greatly gained in importance. The process of economic,
social, cultural assimilation or integration among the developed
countries (and also the dominant classes of the developing coun-
tries) has been accompanied by a process of political differentiation.
It is this dual development of cultural and social assimilation and
political differentiation which compels us to shift the emphasis of
Montesquieus test in order to find some wmkable criterion that
can be used to determine how far a legal institution is transplant-
able, what is its place in the continuum to which I have referred.
For me here to give chapter and verse for what I have called
the process of assimilation or integration is quite unnecessary-
it would be an insult to my audience if I did: the matter is too
obvious. Montesquieus insistence on climatic factom may still
occasionally be justified even as between the legal systems of
developed countries: legislation on water is central to the South
Western States of the United States such as Arizona and New
Mexico-it is equally central to the law of the Netherlands: a
surviving example to show that Montesquieus attitude to climatic
factors militating against transplantation has retained some of its
utility.s0 So has his emphasis on sociological determinants of the
law: a recent decision of the House of Lords ,has reminded u5
that legislation prohibiting discrimination by reason of national
origin may have a very different meaning in a country like the
United States with a long tradition of immigration and in the
demographic context of Great Britain which in its Race Relations
Act of 1908 took over the wording of the American Civil Rights
Act of 1904.31 But these are exceptional situations. Generally
speaking Montesquieu could not have written the way he did about
geographical or economic or sociological and cultural factors in a
world in which over wide areas only a tiny proportion of the gain-
fully employed population works on the land, and in which in the
developed countries most people earn their living in industry,
commerce and public service in ways almost indistinguishable from
one country to another. Nor could he have envisaged that, owing
to the evolution of trade, of mass production and of advertising,
their manner of spending what they have earned would become
equally uniform. In all industrialised countries the legal problems
arising from employment have become as similar as those arising
from housing: the blocks of flats in which so many people live
look very much alike in Manchester or Leningrad, in Cincinatti or
Buenos Aires, in Yokohama or in Diisseldorf. And the assimila-
tion of economic conditions has been paralleled by the growing
uniformity of the cultural environment-not only through the
diminishing role of religion in peoples lives but also through the
central place occupied by the mass media. Would Montesquieu have
written about cultural diversities the way he did, had he been able
to anticipate that everywhere people read the same kind of news-
paper every morning, look at the same kind of television pictures
every night, and worship the same kind of film stars and football
teams everywhere ? Industrialisation, urbanisation, and the develop-
ment of communiaations have greatly reduced the environmental
obstacles to legal transplantation-and nothing has contributed
more to this than the greater ease with which people move from
place to place. If anyone doubts that this flattening out of economic
and cultural diversity is reflected in the law, let him consider the
role played in society by the law of tort. Civil delictual liability
centred in Montesquieus day around situations arising from per-
sonal relations : rivalry, whether sexual or commercial, family
ties, ties of neighbourhood, and of course the attitude of the law
to such personal relations is bound to vary from nation to nation.
Today our attention is focused on accident liability, and the nature
of accidents at work, on the road, to some extent even in the home,
is much the same everywhere. No wonder then that precisely
the same problems of insurance, of risk and fault, of producers
liability, of the relation between private liability and soda1 security
are discussed wherever you go, nor that legislation passed in New
Zealand, and, in a different form, in parts of Canada,sa incorporates
ideas now to be investigated by Royal Commissions in this country
VI
Thus, whilst many of the forces resisting transplantation enumera-
ted by Montesquieu have greatly lost in importance, some which
he mentioned only among others have become overwhelming.
There is, as we have seen, a political element in Montesquieus
catalogue of environmental determinants of the law : one concrete
example is the contrast between the constitutions of the absolute
monarchies of Continental Europe and the parliamentary Constitu-
tion of England. We know how closely this was linked with the
relation between judiciary and administration, and how clearly it
was reflected in many of the details of the law, especially of
criminal procedure. No doubt this was, around the middle of the
eighteenth century, a prime example to show how the political
environment of legal institutions can be an obstacle to their
transplantation.
But how can the magnitude and impact of this political element
on the environment of the law be compared with the political
factors resisting the international exchange of legal institutions
today? The fact of political differentiation is as obvious as that
of cultural and social integration. Let me just briefly allude to
three of its essential features.
The first and foremost of these is of course the gulf between
the communist and the non-communist world, and that between
dictatorships and democracies in the capitalist world. The ways
people earn their living may be similar, but not the role played
by pressure groups such as independent trade unions and
employers associations. Problems such as those of housing, of
town planning, of pollution may be no different in Russia or
Spain or South Africa from what they are in this country or in
the United States, but the procedure of arriving at a solution, the
form of discussion, the role of the individual in that discussion,
are different. In all that concerns the organisation of the law-
making and the decision-making power and the relation between
self-governing social groups and the official apparatus of the state
a wall has been erected which is an obstacle far more effective in
our time than any of the environmental criteria mentioned by
Montesquieu. I referred to a wall:. the wall which separates East
and West Berlin is a symbol of this development. The geographical
and demographic factors and even the social and economic struc-
tures would not stand in the way of a transplantation of legal
ideas and institutions between the Federal Republic of Germany
and the German Democratic Republic. It is still the same German
nation. If the thought of such transplantation appears today to
be ludicrous and even frivolous, the reasons are purely politicd-
they are environmental factors of which Montesquieu could have
no conception.
The second element of political differentiation is the evolution
12 THE MODERN LAW REVIEW VOL. 37
VXI
One would have thought that no subject of legal regulation was
more likely to prove the validity of Montesquieu's warning and
of his catalogue of determinants than the family, and marriage
in particular. What can be closer to the moral and religious
convictions, the habits and the mores and also the social structure
of a community than the making and unmaking of marriages, and
their effect on the legal position of the spouses, including their
property? And indeed, even in closely linked federations such
as the United States we find great variations, for example in the
conditions and also the consequences of a divorce, especially as
regards alimony.a8 And nearer home we cannot ignore the persist-
ing deep differences between England and Scotland in many
matters of family law md the kindred issues of succession to
property.50 We have international conventions on the mutual
recognition of divorces 40-in our boldest dreams we cannot
envisage a convention on the grounds of divorce.
Prima facie you would expect the risk of rejection and the
difficulties of adjustment to be here at their maximum. Yet in
56
.
Quebec 1969 Chap. 77, see ea 8. 1f6660.
In addition to the Working &per on Family Property Law (No. 42) to which
reference has been made above see now also the First Report on Pamilq
Property : cited ante, note 52.
67 For a summary of the o&Be law which begins with the decision of the Court of
Appeal in Baindail V . Baindail [1946] P. 129, Dicey and Morris, Conflict of
Laws, 9th ed. (1973) Rule 39, pp. 290 et seq.; Bromley, Family L a w , 4th ed.
(1971)pp. 49 et seq.
58 Matrimonial Proceedings (Polygamous Marriages) Act 1979, see Dicey and
Morris, Zoc. cit., Rule 40, pp. 300 et seq. S R See Book XVI, Chap. 6.
60 See for a very interesting analysis of the development in Italy Rheinstein,
roc. cit. Chap. 7, pp. 158 et seq. Divorce was introduced by the Law of
December 1, 1970, Gtazetta Ufficiale of December 3, 1970, No. 306, pp. 8046
et seq. The future of the Italian divorce law is s political question, a question
of power.
Constitution of Ireland Art. 41 (3) No. 9: " N?,law shall b,(t enacted providing
for the grant of a dissolution of a marriage. No. 3: No person whpse
marriage has been dissolved under the civil law of any other State but is a
16 THE MODERN LAW REVIEW VOL. 31
subsisting valid marriage under the law for the time being in force within the
jurisdiction of the Government and Parliament established by this Constitution
shall be capable of contracting a valid marriage within that jurisdiction during
the lifetime of the other party to the marriage so dissolved. For the difficulties
to which the interpretation of this provision has given r i s e see Mayo-Perrott v.
Mayo-Perrott [1968] I.R. 836, and Breen v. Breen [19f34] P. 144.
62 Rheinstein, Zoo. cit., Chap. 8.
63 Indian Contract Act 187%; 8180 Specific Relief Act 1877; Indian Trust Act
1882; Indian Sale of Goods Act 1930; Indian Partnership Act 1932. For these
and other h t u t e s introducing (with modifications) English private law in
India see Gledhill, The Republic of India. The Development of its L a w s and
Constitutions, 2nd ed. 1964 (Stevens: British Commonwealth Series edited by
0. W. Keeton), Chap. 18. See also Jain, Outlines of Indian Legal History.
2nd ed. 1966, Chap. 24.
64 Indian Penal Code 1860; Codea of Criminal Procedure 1882 and 1898. See
Gledhill, ldc. cit. Chap. 13.
65 Code of Civil Procedure 1877, 1882, 1908; Evidence Act 1882 (covering
criminal and civil evidence). See Gledhill, loc. cit. Chap. 13 and 14.
66 The first three books of the German Civil Code (which deal with General
Principles, Obligations, and Property Rights) were introduced in 1896, but
the ffyrth and fifth book (Family Law and Law of Succession) were taken
over avec plus de prudence, parce que les r4dacteurs devaient se garder de
retomber d a n s , l a reproche de ne pas avoir ddment tenu compte des moeur8
traditionnplles : Yosiyuki,Noda, Introduction au Droit Japonais, Dalloz 1966,
p. 68. See also Coleman, Japanese Family Law, 9 Stanfod,,Law Review
132, 135 (1956); Yozo Watanabe, assisted by Max Rheinstein, The Family
and the Law : the Individualistic Premise and Modern Japanese Family Law,
in A. T. von Mehren (4.) L a w i n Japan. The Legal Order i n a Changing
Society, 1963, pp. 364 et seq. The Fourth and Fifth Books of the German Code
were introduced with modifications in 1898.-See also Rheinstein, loc. c i f .
Chap. 5 , pp. 116 et seq.
Xenzo Takayanagi, assisted by T. L. Blakemore, A Century of Innovation :
I
The Development of Japanese Law, 1868-1961, in von Mehren, Zoc. cit., p. 40.
This refers to the situation before the First World War. Professor Rheinstein
suggests in Chap. 6, Zoc. cif. that, as far as divorce law is concerned. it i N nn
longer true under the new legislation enacted after the Second World War-in
the vastly different conditions of modern Japan.
JAN. 1974 U S E S AND MISUSES OF COMPARATIVE LAW 17
VIII
As soon as we turn to my second example, the power factor looms
much more strongly into orbit. All rules which organise constitu-
tional, legislative, administrative or judicial institutions and
procedures, are designed to allocate power, rule making, decision
making, above all, policy making power. These are the rules
which are closest to the ('organic " end of our continuum, they
are the ones most resistant to transplantation. Nothing shows it
more clearly than the futile attempts to export British parliamen-
tary institutions into countries which do not share the very peculiar
features of history, of social structure, and of political consensus
characteristic of this The point is amply proved by
what happened in Germany and in France in the nineteenth and
twentieth centuries and what happened in many African territories
in our own day. Much the same can be said about the attempts
made in the nineteenth century to export the English jury system
to the Continent. T,his was part of the Libwal programme in
France and in Germany. It was attempted and it failed: the
legal profession hated it. It did not fit into the accustomed dis-
.s* Stirling, Turkish Village, 1965, esp. pp. 209 et seq., p. m. See also Mahmut
Matal, A Village in Anatolia, 1954, esp. pp. 121 et seq.
139 See note 34, supra.
7 0 a. N. D. Anderson, " The Eclipse of the Patriarchal Family in Modem
Islamic Law " in Family Law in Asia and Africa edited by J. N. D. Anderson,
1968, p. 221.
See the fascinating Reports of the Kenya Commission on the L a w of Marriage
and Divorce and of the Commission on the Law of Succession, 1968, reviewed
b various authors in the East African Law Journal, Vol. V, Nos. 1 and 2,
1869.
7 a All these points have often been made, e.g. by Sidney Low, The Cocernance
of England, 1904 (esp. Chap. 3), and more recently by Richard Rose, Politics
in England, 1965, Chap. 2 ( ' I The political culture ").
18 THE MODERN LAW REVIEW VOL. 37
unified almost all its private and criminal law, but each Canton
retains its separate system of civil procedure.86
With renewed apologies to Maitland one may say that procedural
law is tough law. All that concerns the technique of legal practice
is likely to resist change. In most respects the organisation of
the courts and of the legal profession, the law of procedure and t h e
law of evidence help to allocate power, and belong, in
Montesquieu's sense, to the lois politiques. Comparative law
has far greater utility in substantive law than in the law of
procedure, and the attempt to use foreign models of judicial
organisation and procedure may lead to frustration and may thus
be a misuse of the comparative method.
IX
How great is this danger of a misuse of the comparative method
in the field of labour relations which is my third and last example ?
Clearly there is no field of human endeavour in which it is
more important to set up international standards and to transplant
institutions and principles from more to less developed countries.
Not only is it important-the impressive achievement of the Inter-
national Labour Organisation shows that it is possible. Here,
if anywhere, we see the comparative method in action, in success-
ful action. This is the obverse side of the coin.
Let us look at the reverse. In each country the relations
between management and labour are organised under the influence
of strong political traditions, traditions connected with the role
played by the organisations on both sides as political pressure
groups promoting legislation, and as rule making agencies through
the procedures of collective bargaining. Moreover, what I said a
few minutes ago about the link between the political constitution
of a country and the allocation of decision making power applies
here with particular force: it is hard to think of any branch of
the law where decisions in individual cases involve a higher degree
of political responsibility. Hence the answer to the question who-
court or government-makes what decisions must depend on how
far the spirit of the constitution permits the substitution of
independent judicial action for governmental action subject to
political criticism. The obstacles to transplantation are formidable.
the judicial organisation of Scotland shall " remain in all time cornin5 within
Scotland a s it i a now constituted by the laws of that Kingdom," subject only
to new *' regulations for the better administration of justice." See T. B. Smith,
Scotland. The Development of its Laws and Con.stitution, pp. 64 et seq. (in
The British Commonwealth Series edited by (3. W. Keeton, Vol. 11, Stevens
1964). Whether this striking difference in formulation has any practical
consequences, and if so which, cannot of course here be discussed. See on this
T.B. Smith, Studies Critical and Comparative (Green,Edinburgh) 196'2, Chap.
I, esp. pp. 16 et. seq.
86 Cfuldner, Schweizerisches Zioilprozessrecht, 2nd ed. 1958 (Zuerich, Schulthma).
In Germany, on the other hand, the unification of the law of civil procedure
preceded that of private law by almost a quarter of a century.
JAN. 1974 USES AND MISUSES OF COMPARATIVE LAW 21
11 Rideout, Principles of Labour Law, 1972, Chap. 6, pp. 127 et s e q . ; Hepple and
OHiggins, Individunl Employment L a w , 1971, Paras. 1-17. The decision of
the Court of Appeal in Hill v . C . A . Parsons L t d . [l972] Ch. 806 suggests
that there may be exceptions to thiy, rule. Their nature ia obscure-see on
the whole problem G. de N. Clark, Unfair Diamissel and Reinstatement,
(1969) 32 M.L.R. 592.
l a Art. 1121 : Toute obligation de faire ou de ne pee faire se dsout en dommages
et intbr&ts, en caae dinex8cution de la part du dbbiteur. On this see e.g.
Starck, Droit Civrl, Obligations, 1972, Para. 2044, pp. 606-606; Carbonnier,
Droit Civil 6th ed., Vol. 4, Para. 143, pp. 623 et seq.-see also Kahn-Freund,
LOvy and kudden, A Source-book on French L a w , 1873, p. 468.
1 3 See e.g. Sortais a. Cie Industrielle des Tdldphones, Cass.Soc. 537.11.1962,
D. 1953, 239-no member of a comitd dentreprke, no ddldgd du personnel,
and no ddldgud syndical (statutory shop steward) can be dischar ed without
certain consents, ultimately that of the Inspecteuz du Tzavail. fOrdonnance
of 22.2.1946, Art. 22; Law of 16.4.1946, Art. 16; Law of 27.l2.1968, Art. 13).
14 Socidtd Comptoir des R e d t e m e n t s Revet-Sol a. Dal Poz, Cass.Soc. 14.6.1972,
D.-S. 1973 I1 114.
15 Nemo potest praecise cogi ad factum.
16 sa. 67-95 and Sched. 4.
JAN. 1974 USES AND MISUSES OF COMPARATIVE LAW 25
1' Commonwealth Conciliation and Arbitration Act 1904-1972, Part V I I I , 8s. 132
et seq.
18 8s. 34 et seq. Compare 8 . 801 of the Taft-Hartley Act.
19 s. 5 (1)( b ) and (2), 8. 7, 8. 83 (3). Compare s. 8 (a) (3)and 8. 8 ( b ) (2) of
the National Labor Relations Act, as amended in 1947.
20 8s. 44-56. Compare National Labor Relations Act, 8 . 9 and 8. 8 ( b ) (4) (B)-(D),
8 . 8 ( b ) ( 7 ) . The difficulty of transplanting into the environment of the British
public sector the transatlantic distinction between the right to organise and
the ri ht to negotiate are vividly illustrated by Crouch v. Post Office and
U . P . 8 . [1973] 8 All E.R. 226 (C.A.)
21 8s. 138-145. Compare 8s. 206-210 of the Taft-Hartley Act.
22 This concept which permeates the whole of the Act is derived from that of an
" unfair labor practice," as defined in 8 . 8 of the National Labor Relations
Act. I t has been used for purposes unknown in America, e.g. in connection
wit,h unfair dismissal (as. 23 et aeq. of the British Act), but the American
influence is very visible, e.g. in connection with the prohibition of certain type8
secondary action ( 8 . 98). The principd difference between the present Act
and its American model is that in this country injunctions by reason of
discriminatory practice &re available only against unions, whilst in America
they are also available against employers. See supra, note 9.
23 On this see Kahn-Freund : Labour and the Law, Hamlyn Lectures 24th Series,
1972 pp. S f , e t aeq., l!?. The artificiali,t,y of the c??cept of the collective agree-
ment as a contract in a setting of dynamic bargaining is demonstrated
by the intellectual tergiversations rdected in 8 . 35 of the Act.
24 See W. E. J. McCarthy, T h e Closed Shop in Britain, 1964, and Chap. XI of
the Donovan Report (Cmnd. 8623). The point made in the text is well
illustrated by the situation, much discuRsed in the press. and before the
N.I.R.C. in Langston V. A.U.E.W. [1973] 2 All E.R. 430, in which an
employee who had left the union was by the employer suspended on full
salary in order to avoid the trouble which any infnngement of the accepted
closed shop practice would have created.
20 THE MODERN LAW REVIEW VOL. 37
25 See Labour and the L a w (supra, note 23), pp. 237 et seq. According t,o
8. 138 (1) ( b ) , (2), and 8 . 139 (l),it is for the court to decide, inter alia,
whether there are sufficient grounds for believing that industrial action is
likely .to be gravely injurious to the national economy. This involves an
appraisal of the same kind as that which the Government has to make under
the Emergency Powers Act 1920. The nature of this jud ment as an
economic or political value judgment is not affected by the fact &at obviously,
a s Sir John Donaldson P. emphaeised in Secretary of S,t,ate for Employment
v . ASLEF [1972] 2 All E.R. 853, 857, the court is independent of the
government and is in no way c y w r n e d with politics. I t s reason for deciding
that the ifldustrial action w a s likely to be gravely injurious to the national
economy was that this was fully borne out by the affidavit evidence of
two senior officials of th: Department of the Environment and the Department
of Trade and Industry ( . 859). See also Secretary of State for Employment
v . ASLEIf ( N o . 2) [1972f2 All E.R. 949, 960, and, in the Court of Appeal,
per Lord Denhing M.R.at p. %4. I t is not suggested that, as regards this
point, the courts arrived at a wrong conclusion in these ca8e8. What is
suggeRted is that in a parliamentary democracy it is not a proper function
for the court8 to draw .thiR concluRion.
. J m . 1974 USES AND MISUSES OF COMPARATIVE LAW 27
X
This however is precisely the point I have attempted to submit to
you in this lecture, the p i n t that we cannot take for granted that
rules or institutions are transplantable. The criteria answering the
question whether or how far they are, have changed since Montes-
quieus day, but any attempt to use a pattern of law outside the
environment of its origin continues to entail the risk of rejection. The
consciousness of this risk will not, I hope, deter legislators in this
or any other country from using the comparative method. All I
have wanted to suggest is that its use requires a knowledge not only
of the foreign law, but also of its social, and above all its political,
context. The use of comparative law for practical purposes be-
comes an abuse only if it is informed by a legalistic spirit which
ignores this context of the law. I am appealing to those who teach
comparative law to be aware of this risk and to transmit that aware-
ness to their students among whom there may be those called upon
to promote the exchange of legal ideas in the processes of legislation.
0. KAHN-FREUND *