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IJE TRANSACTIONS A: Basics Vol. 27, No.

1, (January 2014) 69-78

International Journal of Engineering


Journal Homepage: www.ije.ir

Exact Modeling and Simulation of Saturated Induction Motors with Broken Rotor
Bars Fault using Winding Function Approach

M. Ojaghi* a, M. Sabouria, J. Faizb, V. Ghorbanianb

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a Department of Electrical Engineering, Faculty of Engineering, University of Zanjan, Zanjan, Iran
b Center of Excellence on Applied Electromagnetic System, School of Electrical and Computer Engineering, University of Tehran, Tehran, Iran

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PAPER INFO A B S T R A C T

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Paper history: Winding function method (WFM) provides a detailed and rather simple analytical modeling and

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Received 17 August 2013 simulation technique for analyzing performance of faulty squirrel-cage induction motors (SCIMs).
Received in revised form 22 September 2013 Such analysis is mainly applicable for designing on-line fault diagnosis techniques. In this paper, WFM
Accepted 26 September 2013 is extended to include variable degrees of magnetic saturation by applying an appropriate air gap

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function and novel techniques for estimating required saturation factor and angular position of the air
gap flux density. The resultant saturable winding function method (SWFM) is properly applied to
Keywords:
analyze SCIMs with broken rotor bars and to identify the saturation effect on the related fault indexes.
Induction motors
Comparing simulation results to the corresponding experimental ones show higher accuracy of the

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Broken bar fault
Magnetic saturation SWFM. This means that more precise fault diagnosis techniques can be designed by using the
Modeling proposed saturable modeling technique.

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Computer simulation

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doi: 10.5829/idosi.ije.2014.27.01a.10

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NOMENCLATURE

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Bai Air gap flux density next to any rotor mesh i ik Current of the rotor mesh k , k=1, 2, …, R

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Bcn Cosine component of nth space harmonic of the air gap flux density J Inertia moment of the rotor and mechanical load
Bsn Sine component of nth space harmonic of the air gap flux density Ksat Saturation factor
Bn Amplitude of nth space harmonic of the air gap flux density l Stack length

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g-1 Inverse air gap function Lii Self inductance of the circuit i
gs Fictitious air gap function in the presence of saturation Lij Mutual inductance between the circuits i and j
g' Mean value of gs lb Leakage inductance of the rotor bars
Leakage inductance of the rotor end ring between two
g0 Effective air gap length of the unsaturated machine le
adjacent bars
nx Turn function of the x phase (mesh) ia , i b , i c Stator phase currents
Winding function or modified winding function of the y phase
Ny
(mesh)
Greek Symbols
Phase angle of the nth space harmonic of the air gap
P Number of pole pairs αn
flux density
R Number of rotor bars (meshes) αi Angle of the center of the rotor bar i
Rs Resistance of the stator windings θr Rotor angular position
Rrb Resistance of the rotor bars φ Angle in the stator stationary reference frame
Angular position of a zero crossing point of the air gap
Rre Resistance of the rotor end ring between two adjacent bars φf
flux density
r Air gap mean radius ρ Peak value of fluctuation of gs
s Slip μ0 The air magnetic permeability
Te Induced torque
*
Corresponding Author Email: mojaghi@znu.ac.ir (M. Ojaghi)

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M. Ojaghi et al. / IJE TRANSACTIONS A: Basics Vol. 27, No. 1, (January 2014) 69-78 70

1. INTRODUCTION saturated models regarding fault index amplitudes could


be as much as 15 dB.
Any factor disturbing electrical, magnetic and/or The first attempt to include core saturation effect in
mechanical symmetry of squirrel cage induction motor the WFM has been proposed by [28]. The basis of this
(SCIM) can generate undesirable variations of the motor saturable WFM (SWFM) is application of a saturation
quantities. If these variations are intensified, the motor factor (Ksat) to the linear model and varying the motor
operation deteriorates or it stops [1-4]. The air gap inductances in different operating points. The saturation
magnetic flux density is a dominant factor of the motor factor has been determined using the air gap voltage
behavior such that all its quantities including current, fundamental harmonic amplitude, which depends on the
torque and power directly depend on this factor [5-11], rotation speed of the air gap flux density as well as its
while in turn; the air gap magnetic flux density is directly amplitude, while the saturation degree depends only on
affected by the motor core magnetic saturation [9, 12]. the flux density amplitude. To modify the previous

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Normally, the rotor broken bars in high power electrical SWFM, the method introduced by [29] can be used.
motors lead to high local saturation around the breakage However, the broken rotor bars disturb the flux density

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part [9]. The local saturation produces backward distribution in the air gap and cause the SWFM
variations in the air gap flux density and this reflects over introduced [29] to track the air gap flux density

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all motor variables [1, 13]. On the other hand, precise incorrectly.
diagnosis of the fault degree is essential in a proper repair In this paper, modifications are made to the previous
and maintenance process. Meanwhile, use of a precise SWFM in order to make it applicable to simulate SCIMs

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model, which follows real behavior of the motor with with broken rotor bars fault. To do so, the rotor meshes
suitable accuracy, can be taken into account as the first are used as the air gap flux samplers. The flux-linkages of

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stage in the fault diagnosing procedure. Therefore, the rotor meshes, which are calculated in every
including the motor core saturation as major factor in the simulation step, are used to estimate the air gap flux
faulty motor behavior is unavoidable [14, 15]. To this density distribution around the air gap. Then, Fourier

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end, many attempts have been so far made to deal with series analysis is used to determine the space harmonics
this problem; each has its merits and drawbacks. of the air gap flux density, including fundamental

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Application of magnetic harmonic functions is well- harmonic amplitude (B1) and its phase angle (α1). B1 is

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known as a procedure for applying core saturation to the used to determine Ksat properly and α1 is utilized to track
motor model [16, 17]. In fact, core saturation is applied the air gap flux density. Therefore, a modified version of
analytically to the first and third harmonics of the air gap the SWFM obtains, whose accuracy proves by comparing

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flux. The advantage of this method is that it does not need magnetization characteristics determined through
simulation and experiments. Then, using both the

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to evaluate the inductances considering all harmonics
present. In spite of this, efficiency of the model for faulty modified SWFM and the normal WFM, the performance

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motor has not been investigated. Magnetic equivalent of SCIM with broken rotor bars is simulated. By
circuit is another analytical model which is applicable for comparing the results, impacts of the magnetic saturation
simulating faulty SCIMs. Core saturation with proper on the faulty SCIMs performance and their fault indexes

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precision has been included in this model and a good will be clear. Comparisons are also made by experimental
agreement between the experimental and simulation results, which confirm the higher accuracy of the
results has been achieved [18, 19]. proposed SWFM. This means that more precise fault
Winding function method (WFM) offers an analytical diagnosis techniques can be designed using the proposed
model widely used to model and simulate the faulty saturable modeling technique.
SCIMs due to its rather simple implementation [20-23].
First, linear model has been presented and reluctance
variations of the flux path due to the saturation has been
ignored [24]. This model has not been recommended to 2. SATURABLE WINDING FUNCTION METHOD FOR
predict the SCIM behavior under the rotor broken bars MODELING SCIMs
fault which directly depends on the core saturation level.
In spite of this, the linear model has been used for In the WFM, any loop on the rotor, consisting of two
modeling the SCIM with the rotor broken bars fault in adjacent rotor bars and portions of the end rings, is
different modes, including line-start mode [24] and considered as a circuital mesh. It means that the rotor
inverter-fed mode [25]. But, the obtained values of the includes a number of circuital meshes equal to its slot or
fault indexes are not applicable because the core bar number. Applying KVL to the rotor meshes and the
saturation has not been applied [13]. In fact, core stator phases and considering related mechanical
saturation is the main factor in determining the broken equations, the dynamic equations for a Δ-connected
bar fault indexes amplitude [26]. Reference [27] has SCIM can be written as follows [21]:
shown that the difference between the non-saturated and

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71 M. Ojaghi et al. / IJE TRANSACTIONS A: Basics Vol. 27, No. 1, (January 2014) 69-78

equality: Lxy=Lyx for any x and y circuits [22]. Therefore,


d
[Vs ]  [ Rs ][ I s ]  [ s ] (1) it can be realized that [Lrs] = [Lsr]T. A technique to
dt
evaluate the impacts of the rotor bars skewing on the
d elements of the matrix [Lsr] has been presented in [21]
[0]  [ Rr ][ I r ]  [ r ] (2)
dt and used in the simulation procedure. Leakage
inductances must be added to the self-inductances and
d some mutual-inductances obtained from (13) as follows
Te  TL  J (3)
dt [30]:
 Laa  lls Lab Lac 
d r
 (4) [ Lss ]   Lab Laa  lls Lbc  (14)
dt
 Lac Lbc Laa  lls 
where:
[Vs ]  [vab vbc vca ]T (5)  L11  2(lb  le ) L12  lb L13 L1R  lb 

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 L l L22  2(lb  le ) L23  lb  L2 R 
 21 b 
[ Lrr ]   L31  (15)

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   
[ I s ]  [ia ib ic ]T (6)

     


 L l LR 2 L R3  LRR  2(lb  le )
 R1 b

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T
[ I r ]  [i1 i2 ... iR ] (7) Saturation of the magnetic material causes its
reluctance to be increased against the machine's flux.

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[ s ]  [ Lss ][ I s ]  [ Lsr ][ I r ] (8) Similar increase of the reluctance can be achieved by a
proportional increase in the air gap length along the main
flux path [14, 28, 29]. Anywhere within the core material,

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[ r ]  [ Lrs ][ I s ]  [ Lrr ][ I r ] (9)
reluctance increases due to the saturation depends on the
1  [ Lss ] 1  [ Lsr ] exact value of the flux density, but independent of the
Te  [ I s ]T [ I s ]  [ I s ]T [I r ] flux direction. Thus, it is expected that the fictitious air

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2  r 2  r
(10) gap length fluctuates a complete cycle every half cycle of
1  [ Lrs ] 1  [ Lrr ]

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 [ I r ]T [ I s ]  [ I r ]T [I r ] the flux density distribution around the air gap. Assuming
2  r 2  r a sinusoidal form for this fluctuation [14], the following

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relation (16) satisfies the mentioned requirements [29]:
 Rs 0 0

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g s ( , f , K sat )  g [1   cos( 2P(   f ))] (16)
[ Rs ]   0 Rs 0  (11)
 0 0 Rs  where g' and ρ are determined as follows:

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3K sat

r
2( Rrb  Rre )  Rrb 0   Rrb  g   g0 (17)
 R 2( Rrb  Rre )  Rrb  0  K sat  2
 rb 
[ Rr ]   0  Rrb 2( Rrb  Rre )    (12)
  2( K sat  1)

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        (18)
  Rrb
 0   2( Rrb  Rre ) 3K sat
As seen, various self/mutual inductances of the stator Ksat is defined as the ratio of the fundamental components
phases and/or the rotor meshes, i.e. elements of the of the air gap voltage for the saturated and unsaturated
inductance matrices [Lss], [Lsr], [Lrs] and [Lrr], and their conditions [14, 28, 29]. Replacing the inverse of (16) in
derivatives versus the rotor position are the most (13), using modified winding function theory, assuming
important parameters within the dynamic equations. the turn functions have only step variation in the center of
Some of these inductances depend on the rotor position. the slots and determining the indefinite integrals, exact
So, by rotating the rotor, they must be updated at each analytic equations are obtained for various inductances.
simulation step. According to the winding function or Then, differentiating the equations versus the rotor
modified winding function theory [22], these inductances position θr, exact analytic equations are also obtained for
are calculated as follows: the derivatives of the inductances. The equations are
2
functions of Ksat and φf, and they are used to include the
Lxy   o r l  g 1 n x N y d (13) variable degree of saturation effect within the dynamic
0
model of the SCIM. The proposed equations are given in
where x and y represent any phase of the stator (a, b or c) the appendix. Aforementioned dynamic equations are
or any mesh of the rotor (1 to R). For uniform air gap valid in performance prediction of the SCIM with the
machine, Ny is the winding function of the y circuit, but in rotor faults such as broken rotor bars and end ring. The
the case of the non-uniform air gap machine, it is the only modification required is sufficient increase of the
modified winding function of the y circuit. In the latter resistance of the broken elements such that their currents
case, the modified winding function guarantees the would diminish.

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M. Ojaghi et al. / IJE TRANSACTIONS A: Basics Vol. 27, No. 1, (January 2014) 69-78 72

3. DETERMINING Ksat AND φf IN FAULTY SCIM

A simple technique to determine φf has been offered by


[29], but in the faulty SCIM, the air gap flux density
distribution disturbs and leads to error in the use of that
technique. Also, Ksat has been determined using the air
gap voltage, which depends on the rotation speed of the
air gap flux as well as its amplitude, while the saturation
degree depends only on the flux density amplitude [29].
This causes difficulty when applying the model to
variable-speed drive systems, as the air gap voltage Figure 1. Estimated air gap flux density (__) and its fundamental
space harmonic (---) for a SCIM with two broken rotor bars.
before saturation is no more a constant, but varies by the
reference speed variation. The aim of this section is to
resolve these problems.

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In simulation of a SCIM using the WFM or SWFM,
flux-linkages of all rotor meshes are evaluated at any

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step. According to (9), these flux linkages have
contributions from all the stator phases and rotor meshes.

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Since any rotor mesh consists of only one turn, these
flux-linkages are the total fluxes passing through the

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meshes. Considering the short air gap length and ignoring
some stator flux leakages that return from the air gap and
never reach the rotor core, the flux density next to any

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rotor mesh i within the air gap can be estimated as: Figure 2. Time variation of φf of the SCIM with two broken
rotor bars
Ba i   i A (19)

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where A is the area above the mesh in the air gap:

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A  2rl R (20) using (19), and its fundamental space harmonic is

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calculated using (21)-(24). Figure 1 shows the results
Therefore, an estimation of whole air gap flux density where distortion of the flux density due to the fault is

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distribution is determined at any simulation step. Then, obvious. Having the phase angle of the fundamental
the space harmonics of the air gap flux density is harmonic, φf is estimated as:

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determined by Fourier series analysis as follows:
1 
1  f  r   (25)

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2
Bsn 
 0 B( ) sin(nP )d P 2P

1 R  i 1 Figure 2 shows the variation of φf (between -π to +π)


  Bai  sin(nP )d

A
 i
(21) versus time obtained during simulation of the SCIM with
i 1
R
two broken rotor bars. Constant slope of increase of φf
1 indicates constant speed of the air gap flux density, i.e.

np
 Bai[cos( nP i1 )  cos( nP i )]
i 1 the synchronous speed. Using the amplitude of the space
fundamental harmonic of the air gap flux density, Ksat is
1 2 obtained as follows:
 0
Bcn  B( ) cos( nP )d
R K sat  B1 B0 (26)
1  i 1


 Bai  i
cos( nP )d (22)
Assuming all the fluxes are concentrated within the teeth,
i 1
R B0 is related to the knee-point flux density (Bkp) of the
1

np
 Bai[sin(nP i1 )  sin(nP i )] core material as:
i 1
wt
Then, the phase angle and amplitude of the space B0  Bkp (27)
w
harmonics are calculated as follows:
Bsn Figure 3 shows the variation of Ksat versus the load
 n  tan 1 ( ) (23) torque of the healthy and faulty (with two broken rotor
Bcn
bars) SCIMs obtained using simulations. As seen, Ksat
decreases by increasing load torque. This is because by
Bn  Bcn 2  Bsn 2 (24)
increasing load torque, stator line current increases,
The air gap flux density distribution of a SCIM with voltage drop across the stator winding resistance and
two broken rotor bars at a simulation step is determined leakage reactance increases, air gap voltage decreases and

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The simulation procedure proceeds as indicated in the


flowchart of Figure 4. As seen, the simulation procedure
starts with the initialization stage. Then, it enters the
simulation steps loop, where various parameters and
variables of the SCIM are calculated at every step using
given equations. The loop repeats until the end of
simulation time. The stated simulation method is similar
to the numerical solution of the state equations and can be
performed using general purpose software codes such as
MATLAB.

Figure 3. Variation of Ksat versus load torque in the healthy and 5. EXPERIMENTAL TEST RIG
faulty (with two broken rotor bars) SCIMs

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The proposed test rig consists of an 11-kW, 380-V, 50-
Hz, 4-poles, Δ-connected industrial SCIM mechanically

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leads to decrease of the air gap flux and saturation degree. coupled to a DC generator, while a variable resistor bank
For the load torque above 0.7 pu, decrease of Ksat in the is connected to the terminals of the generator. The load of

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faulty SCIM is more than that in the healthy SCIM. This the generator, and consequently the SCIM is adjusted by
indicates that the fault causes decreasing the amplitude of varying the resistance of the resistor bank. A PC
the space fundamental harmonic of the air gap flux

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equipped with a data acquisition (DAQ) card type PCI-
density in the mentioned load torque range. However, at 1710HG is used for sampling the required electrical data
the no-load and light load conditions, Ksat curves obtained at certain adjustable frequency [31]. Additional rotor with

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for healthy and faulty SCIMs are almost coinciding. This broken bars are provided to do experiments under the
is because the rotor bars have small currents at light load rotor broken bar conditions. Required number of adjacent
conditions, such that the currents of the broken bars bars was broken by drilling holes in them. Figure 5 shows

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diminish. All the simulation results presented in this a photograph of the test rig.
section are obtained by simulating an 11-kW SCIM by

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the method introduced in Section 4. More details about

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the SCIM are given in Section 5.
6. COMPARISON OF SIMULATION AND

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EXPERIMENTAL RESULTS
4. SIMULATION PROCEDURE

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To validate the simulation results of the proposed
Dynamic simulation of SCIM is performed by solving SWFM, they are compared with the corresponding

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differential Equations (1) - (4) simultaneously. Several experimental results. In addition, simulation results from
methods may be used for this purpose. A rather simple SWFM are compared with those from WFM to verify
method is described in this section. Assuming simulation

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magnetic saturation impacts. Figure 6 shows the no-load
time step (Δt) chosen sufficiently small, (1)-(4) can be re- phase current of the healthy SCIM. As seen, the current is
written with good approximation in the form of rather sinusoidal with half-nominal stator voltage, but it
difference equations as follows: is disturbed with nominal stator voltage. This is due to
[ s ]i  [Vs ]i  [ Rs ][ I s ]i1t  [ s ]i1 (28) some degree of saturation occurring under nominal
voltage.
[ r ]i   [ Rs ][ I s ]i1 t  [ r ]i1 To verify this, magnetization curve of the motor has
(29)
been determined by experiment as well as simulation and
is shown in Figure 7. As seen, the nominal voltage of the
1 motor is above knee of the magnetization curve.
i  (Te,i 1  TL,i )t  i 1 (30)
J In both Figures 6 and 7, simulation and experimental
results agree well and this implies the high accuracy of
 r ,i  i t   r ,i1 (31) the developed SWFM.
Representing a broken bar with zero current as the
Also, (8)-(9) can be resolved versus the current vectors as superposition of a healthy bar and a current source
follows: injecting a current in the bar of opposite value as the

[ I r ]i  [ Lrr ]i  [ Lsr ]i T [ Lss ]i 1[ Lsr ]i  1

(32)
current flowing in the healthy bar, and using an approach
based on the rotating magnetic fields, it could be realized

 [ r ]i  [ Lsr ]i T [ Lss ]i 1[ s ]i  that the bar breakage induces currents at frequencies
(1±2s)f in the stator windings, where f is the supply
[ I s ]i  [ Lss ]i 1[ s ]i  [ Lss ]i 1[ Lsr ]i [ I r ]i (33) fundamental frequency [4, 11, 12, 32].

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START

- Specify broken bar(s) and construct [Rr]


- Specify input variables: Vab(t), Vbc(t), Vca(t), TL(t)
- Specify initial conditions: θr,0, 0, t0=0, [ψs]0, [ψr]0
- Specify simulation time step and end: Δt, tend

i=1

Figure 6. No-load phase current of healthy SCIM with nominal


(__) and half-nominal (---) stator voltages: a) simulation using

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Calculate inductance matrices the SWFM, b) experimental.
and their derivatives at θr,i-1

Calculate current vectors [Is]i-1


and [Ir]i-1 using (32) and (33)

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Calculate induced torque Te,i-1 using (10)

Calculate flux linkage vectors [ψs]i


and [ψr]i using (28) and (29)

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i v
Calculate rotor angular speed ωi Figure 7. Stator line voltage versus its no-load current
and position θr,i using (30) and (31) (magnetization curve) obtained by experiment and simulation

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using the SWFM for the healthy SCIM and SCIM with two
broken bars

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ti = ti-1 + ∆t

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These frequency components (sidebands) are the main
No signatures of the broken rotor bars fault in the stator
ti ≥ tend i=i+ currents, which are generally used as indexes for the fault

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1 diagnosis. Normalized frequency spectra of the stator line
current are shown in Figure 8 for the healthy SCIM and
Yes the SCIM with one and two broken bars under half rated
load. Comparison can be made between the results
END obtained through simulation using the WFM and the
Figure 4. The simulation procedure flowchart SWFM as well as the results obtained from experiments.
As seen, the sidebands are clear in the spectra and their
amplitudes are amplified due to the fault. Also, the
amplitudes in the SWFM results are much closer to those
in the experimental results. In the SWFM and the
experimental results, non-uniform effect of the magnetic
saturation is the cause for the presence of the sidebands in
the healthy SCIM and for the increase of their amplitudes
in the faulty SCIM. This has been also reported in [4].
Therefore, the proposed SWFM provides more precise
results and it is more reasonable to analyze the SCIM
with broken rotor bars than the WFM. The broken rotor
bar fault intensifies the space harmonics of the air gap
flux density. Figure 9 shows the variation of the
amplitude of the 3rd space harmonic of the air gap flux
Figure 5. Photograph of the test rig
density obtained by the SWFM as well as the WFM.

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f S
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(g)

i v (h) (i)

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Frequency (Hz)
Figure 8. Normalized frequency spectra of the stator line current obtained through simulation using the SWFM (a, b, c), the WFM

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(d, e, f) and the experiments (g, h, i) for the healthy SCIM (a, d, g), for the SCIM with one broken rotor bar (b, e, h) and for the SCIM
with two broken rotor bars (c, f, i) under half rated load.

A r

Figure 9. Amplitude variation of the 3rd space harmonic of the air gap flux density obtained by the SWFM (a,c,e) and by the WFM
(b,d,f) for: a,b) healty SCIM, c,d) SCIM with 1 broken bar, and e,f) SCIM with two Broken bars.

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M. Ojaghi et al. / IJE TRANSACTIONS A: Basics Vol. 27, No. 1, (January 2014) 69-78 76

saturable model, which means that more precise fault


diagnosis techniques can be designed by using the
proposed saturable model. The saturation impacts on
various quantities of the SCIM, such as the stator line
current spectrum and the air gap flux density
distribution can be analyzed by comparing the results
obtained from saturable and non-saturable models.

8. REFERENCES

1. Bellini, A., Filippetti, F., Franceschini, G., Tassoni, C. and


Kliman, G. B., "Quantitative evaluation of induction motor

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broken bars by means of electrical signature analysis", Industry
Figure 10. Estimated rotor teeth flux densities in healthy (---) Applications, IEEE Transactions on, Vol. 37, No. 5, (2001),

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and 1 broken bar () SCIMs obtained using: a) the SWFM and 1248-1255.
b) the WFM. 2. Romero-Troncoso, R. J., Saucedo-Gallaga, R., Cabal-Yepez, E.,
Garcia-Perez, A., Osornio-Rios, R. A., Alvarez-Salas, R.,

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Miranda-Vidales, H., and Huber, N., "Fpga-based online
detection of multiple combined faults in induction motors
It must be noticed that the traces in the charts in this through information entropy and fuzzy inference", Industrial

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figure are not synchronized, since they are obtained Electronics, IEEE Transactions on, Vol. 58, No. 11, (2011),
5263-5270.
from different simulation processes on the SCIM. As

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3. Garcia-Perez, A., de Jesus Romero-Troncoso, R., Cabal-Yepez,
seen, the rotor bar breakage increases the fluctuation E. and Osornio-Rios, R. A., "The application of high-resolution
amplitude of the 3rd space harmonic of the air gap flux spectral analysis for identifying multiple combined faults in
density (especially with two broken bars). Also, the induction motors", Industrial Electronics, IEEE Transactions

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clear effect of saturation on the behavior of this on, Vol. 58, No. 5, (2011), 2002-2010.
harmonic amplitude in the healthy and faulty SCIMs is 4. Bellini, A., Filippetti, F., Tassoni, C. and Capolino, G.-A.,

v
noticeable. Due to saturation, normal tedious variation "Advances in diagnostic techniques for induction machines",

i
Industrial Electronics, IEEE Transactions on, Vol. 55, No.
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value increases. The SWFM results in Figure 9 are 5. Pons-Llinares, J., Antonino-Daviu, J. A., Riera-Guasp, M.,

h
qualitatively in agreement with the corresponding Pineda-Sanchez, M. and Climente-Alarcon, V., "Induction motor
experimental result given in reference [32]. diagnosis based on a transient current analytic wavelet transform

c
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determined by using rotor meshes flux linkages and by

r
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A
tooth and increases that of other adjacent tooth. This is 4385-4395.
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Roger-Folch, J., Perez-Cruz, J., and Puche-Panadero, R.,
higher local saturation in the latter tooth. The SWFM
"Diagnosis of induction motor faults in the fractional fourier
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12. Sprooten, J. and Maun, J.-C., "Influence of saturation level on 28. Nandi, S., "A detailed model of induction machines with
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in dq axis models of induction machines", Energy Conversion, analysis of field distribution and characteristic performance of

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IEEE Transactions on, Vol. 10, No. 3, (1995), 455-461. squirrel-cage induction motor with broken bars", Magnetics,
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I
"A new strategy for induction machine modeling taking into
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S
17. Tu, X., Dessaint, L.-A., Champagne, R. and Al-Haddad, K., APPENDICES
"Transient modeling of squirrel-cage induction machine
considering air-gap flux saturation harmonics", Industrial

f
Electronics, IEEE Transactions on, Vol. 55, No. 7, (2008), Analytic equation for the stator self/mutual inductances
2798-2809. is obtained as follows:

o
18. Sizov, G. Y., Sayed-Ahmed, A., Yeh, C.-C. and Demerdash, N. m
A., "Analysis and diagnostics of adjacent and nonadjacent Lxy   o rl  n x ( ti )[ n y ( ti )  f s ( f , K sat )]
broken-rotor-bar faults in squirrel-cage induction machines", i 1 (A1)
Industrial Electronics, IEEE Transactions on, Vol. 56, No.  [ f ( i 1 ,  f , K sat )  f ( i ,  f , K sat )]

e
11, (2009), 4627-4641.
19. Tuovinen, T., Hinkkanen, M. and Luomi, J., "Modeling of where x and y represent the stator phases, m is the

v
saturation due to main and leakage flux interaction in induction number of the stator slots, φi the angle of center of the
machines", Industry Applications, IEEE Transactions on, Vol.

i
stator slot i, φti the angle of center of the stator tooth
46, No. 3, (2010), 937-945.
after its slot i and functions f( ) and fs( ) are:
20. Bossio, G., De Angelo, C., Solsona, J., García, G. and Valla, M.
d

h
I., "A 2-d model of the induction machine: An extension of the f ( , f , K sat )  
modified winding function approach", Energy Conversion, g s ( , f , K sat )
IEEE Transactions on, Vol. 19, No. 1, (2004), 144-150. (A2)

c
1  cos( 2 p(   f ))   
21. Joksimovic, G. M., Durovic, M. D., Penman, J. and Arthur, N.,  cos 1  
 1   cos( 2 p(   f )) 
2 p g 1  2

r
"Dynamic simulation of dynamic eccentricity in induction  
machines-finding function approach", Energy Conversion,
IEEE Transactions on, Vol. 15, No. 2, (2000), 143-148. g  1  ( ) 2 m
22. Faiz, J. and Tabatabaei, I., "Extension of winding function f s ( f , K sat )   n y ( ti )

A
2 i 1 (A3)
theory for nonuniform air gap in electric machinery", Magnetics,
IEEE Transactions on, Vol. 38, No. 6, (2002), 3654-3657.  [ f ( i 1 ,  f , K sat )  f ( i ,  f , K sat )]
23. Faiz, J. and Ojaghi, M., "Unified winding function approach for The stator inductances are constants, thus their
dynamic simulation of different kinds of eccentricity faults in
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24. Luo, X., El-Antably, A. and Lipo, T. A., "Multiple coupled obtained as follows:
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Industry Applications Society Annual Meeting, Conference (A4)
Record of the IEEE, , (1994), 281-289.  f ( u ,  f , K sat )]
25. Bossio, G. R., De Angelo, C. H., García, G. O., Solsona, J. A.
and Valla, M. I., "Effects of rotor bar and end-ring faults over
where u and v represent the rotor meshes 1 to R, αf is φf
the signals of a position estimation strategy for induction in the rotor frame of reference (αf = φf - θr), αu is the
motors", Industry Applications, IEEE Transactions on, Vol. angle of center of bar number u in the rotor frame, c is
41, No. 4, (2005), 1005-1012. equal to 1 for u = v and equal to 0 otherwise, and
26. Ying, X., "Performance evaluation and thermal fields analysis of function fr is:
induction motor with broken rotor bars located at different
relative positions", Magnetics, IEEE Transactions on, Vol. 46, g  1  ( )2
f r ( f , K sat )  [ f ( v1 ,  f , K sat )
No. 5, (2010), 1243-1250. 2 (A5)
27. Faiz, J., Ebrahimi, B. M. and Toliyat, H. A., "Effect of magnetic  f ( v ,  f , K sat )]
saturation on static and mixed eccentricity fault diagnosis in As αf depends on the rotor position (θr), (A4) and (A5)
induction motor", Magnetics, IEEE Transactions on, Vol. 45,
No. 8, (2009), 3137-3144. are so dependent. Considering ∂Lxy/∂θr= -∂Lxy/∂αf the

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M. Ojaghi et al. / IJE TRANSACTIONS A: Basics Vol. 27, No. 1, (January 2014) 69-78 78

equation for the derivatives of the rotor inductances is k 2 1


obtained as follows: Lu x   o r l  [n y (t i 1 )  f s ( f , K sat )]
Luv f ( u 1,  f , K sat ) f ( u ,  f , K sat ) i k1 (A9)
  o r l [c  f r ( f , K sat )] [  ]
  f  f [ f ( i , f , K sat )  f ( i 1 , f , K sat )]
(A6)
f r ( f , K sat ) where u and x represent the rotor meshes and the stator
 o r l [ f ( u 1,  f , K sat )  f ( u ,  f , K sat )]
 f phases respectively, φk1-1 and φk2+1 are the angles of the
where: two bars of mesh u in the stator reference, k1 to k2 are
f r ( f , K sat ) g  1  (  ) 2 f ( y 1 , f , K sat ) f ( y , f , K sat ) the stator slots between φk1-1 and φk2+1 (e.g. φk1 is the
 [  ] (A7)
 f 2  f  f angle of the stator slot k1). Now φk1-1 and φk2+1 depend
f ( i ,  f , K sat ) 1
on θr such that their derivatives versus θr are equal to 1,
 s
; while other parameters in (A9) are independent of θr.
 f g [1   cos( 2 p( i   f ))] (A8) Using these facts, and some differentiation leads to:
 i   u 1 ,  u ,  v1 ,  v  [nx ( t k11 )  f s ( f , K sat )] 

D
 
The mutual inductances between the rotor meshes and Lu x 
 g [1   cos(2 p( k11   f ))] 
  o rl 

I
the stator phases are obtained as follows:  (A10)
   [nx ( t k 2 )  f s ( f , K sat )] 
 g  [1   cos(2 p( k 21   f ))] 
 

f S
e o
i v
h
Exact Modeling and Simulation of Saturated Induction Motors with Broken Rotor

c
Bars Fault using Winding Function Approach

r
M. Ojaghia, M. Sabouria, J. Faizb, V. Ghorbanianb

A
a Department of Electrical Engineering, Faculty of Engineering, University of Zanjan, Zanjan, Iran
b Center of Excellence on Applied Electromagnetic System, School of Electrical and Computer Engineering, University of Tehran, Tehran, Iran

PAPER INFO ‫چكيده‬

Paper history: ‫ريش تاتغ سیم پیچ یک ريش شثیٍ ساسی ي مذلساسی دقیق ي وسثتاً سادٌ تزای تحلیل ػملکزد مًتًرَای القایی قفس‬
Received 17 August 2013
Received in revised form 22 September 2013 ‫ ريش تاتغ سیم پیچ تا‬،ٍ‫ در ایه مقال‬.‫ ایه ريش تزای شىاسایی لحظٍای خطا قاتل اػمال است‬.‫سىجاتی مؼیًب ارائٍ میکىذ‬
Accepted 26 September 2013
‫اػمال درجات متغیز اشثاع مغىاطیسی تا تٍ کار تزدن یک تاتغ فاصلٍ ًَایی مىاسة ي ویش ريشی جذیذ تزای تخمیه ضزیة‬
‫ مذل تاتغ سیمپیچ اشثاعپذیز تزای‬،ٍ‫ در وتیج‬.‫اشثاع مًرد ویاس ي مًقؼیت سايیٍای چگالی شار فاصلٍ ًَایی ارائٍ شذٌ است‬
Keywords:
Induction motors ‫تحلیل مًتًر القایی قفس سىجاتی دارای ػیة میلٍَای شکستٍ شذٌ ريتًر ي َمچىیه تزای شىاسایی اثز اشثاع ريی‬
Broken bar fault
Magnetic saturation ‫ مقایسٍ وتایج شثیٍ ساسی تا وتایج آسمایشی متىاظز وشان میدَذ کٍ مذل تاتغ‬.‫شاخصَای ػیة مزتًطٍ تٍ کار رفتٍ است‬
Modeling
Computer simulation ‫ ایه تذان مؼىاست کٍ تا استفادٌ اس ایه مذل اشثاعپذیز میتًان ريشَای‬.‫سیمپیچ اشثاعپذیز دارای دقت سیادی است‬
.‫تشخیص ػیة دقیقتزی طزاحی ومًد‬
doi: 10.5829/idosi.ije.2014.27.01a.10

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