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using in vivo cellular immunological studies in experimental animal models and in humans
when available.
1
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are long-lived, specialized innate immune cells dent myeloid cells, such as inflammatory mono-
that reside in pulmonary alveoli and ingest the cytes/macrophages (IMs), play an important
inhaled bacteria, and therefore, AMs are critical role in establishment of infection and initial
in setting the stage for the subsequent immune growth of bacteria (Leemans et al. 2001; 2005;
response against Mtb (Murphy et al. 2008; Guil- Samstein et al. 2013). Moreover, elegant studies
liams et al. 2013a). Lung resident myeloid cells, using adoptive transfer approaches of Mtb-in-
in particular AMs, have been recognized to play fected AMs exposed an important early role for
a dual role in Mtb control. Whereas they can these cells not only in establishment of infection,
contribute to host resistance, they are also key but also in influencing initiation and priming of
to establishment of infection in the first place. T-cell responses 2 3 wk later (Divangahi et al.
2010). When Mtb-infected AMs that had a pre-
disposition for apoptotic cell death caused by
Role of Alveolar Macrophages in Early
Alox5 deficiency were adoptively transferred
Events of Mtb Infection
into nave wild-type mice, a greater CD4 and
Situated at an important barrier site, AMs per- CD8 T-cell response was observed compared
form critical sentinel tasks to both preserve with transfer of wild-type AMs. This data high-
proper lung function and avoid collateral dam- lights the importance of AMs in early stages of
age from exposure to harmless antigens. This is infection and their ability to set the stage for the
achieved by their great capacity for phagocyto- ensuing immune response to Mtb infection, in-
sis while being able to maintain a relatively cluding adaptive immunity.
low-cellular activation state and low-migratory
potential (Guilliams et al. 2013b). Phagocytosis
Spread of Mtb from Macrophages
of Mtb is facilitated by binding to complement
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(Chen et al. 2006; Behar et al. 2010; Divangahi Identifying Myeloid Subset Diversity In Vivo
et al. 2010; Martin et al. 2012, 2014). In contrast,
death of macrophages resulting in cytolysis (e.g., Recent advances in multicolor flow cytometry
necrosis) allows the bacilli to spread and dissem- have revealed that pulmonary myeloid effector
inate (Fratazzi et al. 1999; Divangahi et al. 2009; cells are vastly heterogeneous, with lung resident
Lee et al. 2011). Importantly, for replicating bac- pulmonary DCs and macrophage subsets in ad-
teria to cause cytolysis of the cell, the bacilli need dition to a plethora of effector populations, such
to reach a particular threshold termed burst- as neutrophils, IMs, inflammatory monocyte-
size, estimated to be 25 bacteria per cell (Lee derived dendritic cells (mDCs), plasmacytoid
et al. 2006; Repasy et al. 2013), which may take DCs and cDCs being recruited to the site of in-
several days to achieve given the slow replication fection (de Heer et al. 2005; Mayer-Barber et al.
time of Mtb. During this time, it is possible that 2011; Guilliams et al. 2013b). Based on CD11c
the infection goes largely undetected by other and CD11b expression, most pulmonary mye-
host cells. It is not clear what signals trigger the loid effector cell types, including granulocyte
recruitment of circulating myeloid effector cells, receptor (Gr-1)-expressing neutrophils, have
but the cell death outcome of infected AMs is been reported to harbor live bacteria (Wolf
likely a critical determinant. et al. 2007). These diverse myeloid cells express
Initially the predominant myeloid cell with- a number of effector molecules and cytokines,
in the airways, eventually the proportion of such as inducible nitric oxide synthase (iNOS),
AMs among myeloid cells decreases as newly tumor necrosis factor-a (TNF-a), interleukin-
recruited myeloid effector cells arrive in the 12 (IL-12)/23p40, IL-1a, and IL-1b, that are
lung within the first 2 wk after low-dose aerosol each critical for control of the infection (Cooper
challenge (Wolf et al. 2007; Garcia-Romo et al. et al. 1997, 2007, 2011; Yamada et al. 2000; Sa-
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against Mtb (Gonzalez-Juarrero and Orme suppressor cells (MDSCs) that have been de-
2001; Tian et al. 2005; Khader 2006; Wolf et al. scribed under unresolved pathological condi-
2007; Samstein et al. 2013). Pulmonary cDCs tions such as chronic infections, inflammation,
(CD11b/dim, Ly6Cneg) express high levels of and cancer (Biswas and Mantovani 2010). IMs
CD11c and various degrees of CD103 after Mtb are very responsive to regulatory cytokines in
infection (Mayer-Barber et al. 2011). CD103 vivo, in particular they preferentially express
DCs are present exclusively in the lung airways high levels of IL-10 and IFN-g receptor, and
and parenchyma after Mtb infection and are IFN-g from CD4 T cells is able to directly mod-
considered lung resident DCs, with migratory ulate their inflammatory cytokine production in
capacity to the draining lymph node (Geurts- the lungs of Mtb-infected mice (Mayer-Barber
vanKessel et al. 2008; Geissmann et al. 2010; et al. 2011). Although IFN-g is important for
Guilliams et al. 2013b; Leepiyasakulchai et al. induction of iNOS, it potently suppresses IL-
2013; Anderson et al. 2014). cDCs and CD103 1a, IL-1b, and IL-10 expression by pulmonary
cDCs represent a functionally and phenotypi- IMs. In addition to adaptive interferon (IFN),
cally distinct pulmonary DC subset after Mtb innate-derived type I IFNs are also able to
infection and produce predominantly IL-12/ potently limit proinflammatory IL-1 cytokine
23p40 (Mayer-Barber et al. 2011; Leepiyasakul- production by IMs while inducing anti-inflam-
chai et al. 2013). They express all the classical matory IL-10 production, reflecting perhaps
DC surface molecules (high levels of major an important checkpoint in limiting excessive
histocompatibility complex class II (MHC-II), inflammation and/or immune evasion strate-
CD80, and CD86) as well as additional markers gies triggered by Mtb itself (Stanley et al. 2007;
associated with antigen presentation and anti- Mayer-Barber et al. 2011). Based on a large
gen-presenting cell (APC)-T-cell interactions, array of phenotypic markers assessed by sin-
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such as CD40, CD70, DEC-205, CD83, and gle-cell analysis, IMs seem to represent a single
PD-L2 (Mayer-Barber et al. 2011; KD Mayer- homogeneous cell population (Mayer-Barber
Barber, unpubl.). et al. 2011). Interestingly, use of an intravascu-
lar staining technique using flow-cytometry to
examine the distribution of IMs in the lung pa-
Inflammatory Monocytes and Macrophages
renchyma and pulmonary blood vasculature
IMs are characterized by their high Ly6C revealed that IMs are primarily located inside
and little CD11c expression (within CD68, the lung-associated vasculature and that only a
CD11b myeloid cells) and are recruited to the small fraction of IMs were actually present inside
lungs after low-dose aerosol infection (Mayer- the lung tissue itself (Mayer-Barber et al. 2011;
Barber et al. 2011). They do express MHC-II as Anderson et al. 2014).
well as costimulatory markers, such as CD80 Despite their uniform appearance, IMs can
and CD86, albeit to a lesser extent when com- thus be separated into two subsets based on
pared with CD11c DC subsets (Mayer-Barber their localization within the lung, and future
et al. 2011). In addition, they display phenotypic studies need to determine the functional role
markers corresponding to the IMs described of tissue resident IMs, perhaps representing
in nonlymphoid tissue (e.g., 7/4, F4/80, CD14 true macrophages versus vasculature-associated
high, and CD115 low) (Dunay et al. 2008; Skold monocytes.
and Behar 2008; Varol et al. 2009; Geissmann
et al. 2010; Mayer-Barber et al. 2011). They
Inflammatory Dendritic Cells
were found to be multifunctional and produce
predominantly IL-1a, IL-1b, and TNF-a, pro- Inflammatory mDCs comprise the most func-
inflammatory cytokines important for bacte- tionally diverse pulmonary innate effector cell
rial control (Mayer-Barber et al. 2011). They type in response to Mtb infection. They are
also share functional properties, e.g., IL-10 and identified based on their high CD11c, CD13,
iNOS production, similar to myeloid-derived and high Ly6C, 7/4 and TLR2 expression (with-
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in CD68, CD11b myeloid cells) (Mayer-Bar- DCs. Therefore, its use for accurately identifying
ber et al. 2011). They also express high levels of neutrophils in vivo has proven problematic, and
MHC-II, CD80, and CD86 and are primarily the use of a Ly6G-specific mAb instead of Gr-1
located in the lung parenchyma, rather than has made it possible to more accurately distin-
the lung vasculature (Mayer-Barber et al. 2011; guish these cells in vivo. Along these lines, neu-
Anderson et al. 2014), suggesting that these cells trophil depletion studies targeting Gr-1 must be
have potent antigen-presentation capacity. In- interpreted with some caution, because Ly6C
flammatory mDCs are highly polyfunctional expressing monocytes, mDCs, as well as effector
and are able to coexpress IL-1a, IL-1b, IL-10, CD4 and CD8 T cells, express Ly6C. Studies in
TNF-a, and iNOS at the single-cell level in vivo, which neutrophils were experimentally recruit-
where they are recruited to the lungs between 2 ed to the airways before infection showed a de-
and 3 wk after Mtb infection. Based on their crease in bacterial loads, whereas depletion of
functional profile, they resemble an iNOS and neutrophils shortly after infection increases bac-
TNF-a-producing DC subset that has been pre- terial burden (Pedrosa et al. 2000; Sugawara et
viously implicated in murine resistance to in- al. 2004; Blomgran and Ernst 2011). Therefore,
tracellular bacteria, parasites, or viruses as well neutrophils can contribute to host resistance.
as human psoriasis (Serbina et al. 2003; Lowes Potential antimycobacterial effector functions
et al. 2005; Lin et al. 2008; De Trez et al. 2009). of neutrophils involve TNF-a, reactive oxy-
Similar to IMs, their effector functions are di- gen species, antimicrobial peptides, extracellular
rectly regulated during infection by cell-intrin- traps (NETs), efferocytosis of infected myeloid
sic type I IFN receptor signaling (Mayer-Barber cells, and boosting the ability of DCs to prime
et al. 2011). Whereas IL-1a, IL-1b, and iNOS T-cell responses (Blomgran and Ernst 2011;
expression are negatively regulated, type I IFNs Blomgran et al. 2012; Lowe et al. 2012). In con-
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induce anti-inflammatory IL-10 production in trast, neutrophils have also been suggested to
mDCs. However, in contrast to IMs, CD4 T- adapt a regulatory IL-10 producing, anti-in-
cell-derived IFN-g is unable to limit the proin- flammatory phenotype that limits antimyco-
flammatory cytokine production by mDCs in bacterial control (Zhang et al. 2009). Moreover,
vivo. Unraveling the functional heterogeneity of there is mounting evidence including associa-
inflammatory mDCs, their antimicrobial prop- tion studies in humans that neutrophils during
erties, and whether these diverse characteristics later stages of infection could mediate patholog-
can be attributed to multiple functionally dis- ical changes and disease progression (Berry et al.
tinct subsets within mDCs will be important in 2010; Dorhoi et al. 2014). It is possible that neu-
our understanding of their role in tuberculosis trophils directly contribute to mortality by pro-
control and pathogenesis. moting necrotic lung pathology, liquefaction of
granulomas, and collapse of lung functions. In
this context, IFN-g has been suggested to regu-
Neutrophils
late neutrophil recruitment and function (Nan-
Although neutrophils are the cell type predom- di and Behar 2011), perhaps via inhibition of
inantly infected in the airways of active tubercu- IL-1 and IL-17 (Desvignes and Ernst 2009; May-
losis patients, their role in host resistance against er-Barber et al. 2011), and depletion of Ly6G
Mtb in experimental models remains poorly expressing cells via administration of 1A8 mAb
understood and controversial at best (Eum has extended the survival of susceptible IFN-g,
2010; Lowe et al. 2012). The short-lived nature CARD9, and microRNA-223-deficient animals
of these cells has made it difficult to isolate them (Dorhoi et al. 2010, 2013; Nandi and Behar
and perform functional studies in vitro. Gr-1 2011). Indeed, the influx of a large number of
staining was thought to be specific for neutro- GR-1 and Ly6G cells into the lungs could
phils, but the Gr-1 monoclonal antibody (mAb) be considered a general hallmark of highly sus-
recognizes both Ly6C and Ly6G, antigens ex- ceptible mice that undergo cachexia as well as
pressed also by monocytes/macrophages and uncontrolled bacterial replication, regardless of
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their genetic make-up (Eruslanov et al. 2005; definitively shown that initial recognition of
Lyadova et al. 2010). It is possible, however, Mtb by nave CD4 T cells (read out by the first
that during these late stages of lethal Mtb infec- appearance of the activation marker CD69) oc-
tion, the Ly6G and Gr-1 expressing population curs in the lung-draining lymph nodes. Inter-
might not reflect true neutrophils (Antonelli estingly, delivery of bacilli and subsequent T-cell
et al. 2010; Lyadova et al. 2010). Moreover, these priming is not accelerated by increased bacterial
cells share characteristics of immature myeloid- inoculum size, but once the bacteria reach the
derived suppressor cells, and future studies have lymph node, the CD4 T-cell response is directly
to determine their role in tuberculosis patho- proportional to the number of viable organisms
genesis (Obregon-Henao et al. 2013; Tsiganov present in the lymph node (Wolf et al. 2008).
et al. 2014). The mechanisms leading to the delay in Mtb-
specific T-cell priming are not known, but there
PRIMING OF Mtb-SPECIFIC T-CELL is evidence that infected myeloid cells, not free
RESPONSES bacteria or soluble antigens, must traffic to the
lung-associated lymph nodes to initiate the T-
HIV infection induced CD4 T-cell depletion,
cell response.
and mice or nonhuman primates experimen-
tally depleted of CD4 T cells are highly suscep-
tible to Mtb infection (Muller et al. 1987; Orme Role of Dendritic Cells in Priming of CD4
1988; Leveton et al. 1989; Flory et al. 1992; Lin T Cells during Mtb Infection
et al. 2012; Pawlowski et al. 2012; Yao et al.
Mtb-infected bone marrow derived dendritic
2014). Indeed, it is well established that T helper
cells but not macrophages instilled into the tra-
cells are critical for containment of Mtb.
chea of mice can migrate into the lymph node
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lymph node. For example, depletion of neutro- of CD4 T-cell-dependent control. Moreover, it
phils decreases the migration of dendritic cells to should be emphasized that the main protective
the lymph node and delays the priming of CD4 outcome of the T-cell response against Mtb is
T-cell responses (Blomgran and Ernst 2011). the containment of bacterial growth as the ba-
Moreover, infection of mice with a nuoG mutant cilli are not cleared.
Mtb that cannot suppress neutrophil apoptosis
leads to more rapid trafficking of bacteria to the Th1 Immunity Is Required for Host
lymph nodes and CD4 T-cell priming (Blom- Resistance to Mtb
gran et al. 2012). Therefore, it has been suggested
Early studies found that mice with defects in
that apoptotic neutrophils play an important
IFN-g expression are extremely susceptible to
role in facilitating activation of Mtb-specific
Mtb infection (Cooper et al. 1993; Flynn et al.
CD4 T cells by modulating the migratory capac-
1993). A recent study found that RAG KO mice
ity of dendritic cells.
reconstituted with a mixture of IFN-gKO CD4 T
cells WT CD4-depleted splenocytes died ear-
Cooperation between Migratory CCR2 lier than RAG KO mice reconstituted with WT
Monocytes and Conventional Dendritic CD4 T cells WT CD4-depleted splenocytes,
Cells in Priming T Cells during Mtb Infection supporting the hypothesis that IFN-g produc-
A recent study has shown that depletion of tion by CD4 T cells themselves is important for
CCR2 cells with injection of diphtheria toxin survival of Mtb infection (Green et al. 2013).
into CCR2-DTR mice dramatically reduces the Moreover, mice deficient in the Th1-polarizing
appearance of bacteria in the lymph node and cytokine IL-12 (Cooper et al. 1997) or, albeit to
delays CD4 T-cell priming (Samstein et al. a lesser extent, the Th1 lineage-specifying tran-
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2013). Adoptive transfer of wild-type (WT) scription factor Tbet (Sullivan et al. 2005) suc-
CCR2 cells into MHC-II KO mice depleted cumb early following Mtb exposure. Therefore,
of endogenous CCR2 monocytes, completely CD4 T cells polarized toward the Th1 pheno-
restored trafficking of bacteria to the lymph type are likely critical for host resistance to Mtb
node but not CD4 T-cell priming. These data infection, and there is evidence in humans that
indicate that CCR2 myeloid cells are required the IL-12/IFN-g axis is also critical for control
for delivering viable bacilli to the lymph node of Mtb infection. Individuals with inborn errors
but themselves do not present antigen to CD4 T in IL-12/23p40, IL-12Rb1, IL-12Rb2, IFNgR1,
cells. In contrast, depletion of conventional IFNgR2, or STAT1 are highly susceptible to even
dendritic cells using zbtb46-DTR mice had no avirulent nontuberculosis mycobacteria (Filipe-
impact on bacterial trafficking to the lymph Santos et al. 2006; Vosse et al. 2013). Moreover,
node, but dramatically decreased CD4 T-cell individuals who develop neutralizing autoanti-
priming. Therefore, it is likely that CCR2 my- bodies against IFN-g become very susceptible to
eloid cells are essential for trafficking bacteria to both tuberculosis and opportunistic nontuber-
the lymph node where conventional dendritic culous mycobacterial infections (Browne and
cells then uptake bacteria and directly present Holland 2010). Indeed, given the severity of dis-
antigen to prime nave CD4 T-cell responses. ease in its absence, it may appear that IFN-g is
Ultimately, it is very likely that a complex or- the most important T-cell-derived protective
chestration of diverse myeloid effector cells act- effector molecule described to date in Mtb in-
ing together is required for optimal priming of fection.
Mtb-specific CD4 T cells.
IFN-g-Independent Mechanisms
PROTECTIVE CD4 T-CELL RESPONSES of Protection
DURING Mtb INFECTION Despite the critical role of IFN-g in host resis-
Although a few key pathways have been eluci- tance to Mtb infection, it is not the only mech-
dated, much is unknown about the mechanisms anism of CD4 T-cell-dependent control. In fact,
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leads to dramatically decreased bacterial loads (Scriba et al. 2008; Matthews et al. 2011). Inter-
(Gallegos et al. 2008), but a comparison of estingly, IL-22 is predominantly produced by a
WT and IFN-gTNF-a double-KO TCR Tg cells subset of CD4 T cells distinct from the IL-17-
found that the majority of the host protective producing cells in both humans (Scriba et al.
effect mediated by the adoptively transferred ef- 2008) and mice (Behrends et al. 2013). Howev-
fector cells was independent of these two cyto- er, Th22 cells are unlikely to play a major role in
kines (Gallegos et al. 2011). Finally, whereas in- host defense against Mtb as IL-22 blockade
creasing numbers of Mtb-specific CD4 T cells (Khader et al. 2007; Wilson et al. 2010) of WT
through vaccination or through adoptive trans- mice has no apparent effect on control of Mtb
fer of TCR Tg T cells leads to enhanced bacterial infection, and IL-22-deficient mice also display
control, injection of recombinant IFN-g into normal bacterial loads (Khader et al. 2007) and
WT Mtb-infected mice is not protective (Mor- long-term survival of Mtb infection (Behrends
eira et al. 2002). Therefore, there is clear evi- et al. 2013).
dence that CD4 T cells can induce the control
of Mtb infection in vitro and in vivo via mech-
Role of CD4 T-Cell Migration
anisms independent of both IFN-g and TNF-a.
IL-17 is another major inflammatory cyto- It was recently found that CD4 T cells must di-
kine that can be produced by subsets of Mtb- rectly recognize MHC-II on Mtb-infected cells
specific CD4 T cells. In humans, Ag-specific to suppress intracellular growth of the bacilli.
Th17 responses can be detected in individuals This study used bone marrow chimeric mice
that are BCG (Bacillus Calmette Guerin)-im- reconstituted with congenically marked WT
munized and were found to be recalled by boost- and MHC-II KO bone marrow, to evaluate the
ing with an Ag85a-expressing viral vector (Ta- role of direct recognition of infected cells by
meris et al. 2013), but Th17 responses are almost CD4 T cells in bacterial control by myeloid cells
absent in individuals with active tuberculosis (Srivastava and Ernst 2013). It was found that
(Perreau et al. 2013). Interestingly, in mice, a similar frequencies of WTand MHC-II KO cells
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were infected in the lung, but the KO cells con- PATHOGENIC CD4 T-CELL RESPONSES
tained higher numbers of bacilli in each infected DURING Mtb INFECTION
cell. Moreover, depletion of CD4 T cells resulted Immune-mediated damage accounts for a large
in identical frequency distributions of bacteria/ amount of the pathology of tuberculosis. Al-
infected cell between the WT and KO macro- though the critical role for CD4 T cells in host
phages. This clearly shows that for CD4 T cells resistance to Mtb is clear, there is also evidence
to induce myeloid cells to limit replication of that these cells can contribute to immunopa-
ingested bacteria, they must directly interact thology associated with mycobacterial infec-
with the infected cells and recognize antigen. tions in both humans and experimental animal
Therefore, the ability of CD4 T cells to enter models.
the lung and interact with infected cells is an-
other critical aspect of CD4 T-cell-dependent
control of Mtb infection. Pathology Associated with Therapeutic
A recent study used an intravascular staining Vaccination during Mtb Infection
technique (Anderson et al. 2014) to examine the In the late 1800s, Robert Koch performed ex-
distribution of pulmonary CD4 T cells among periments to promote the diagnostic and ther-
the airways, the lung parenchyma, the lung-as- apeutic value of preparations containing killed
sociated blood vasculature, and the peripheral Mtb or bacterial extracts. He found that injec-
circulating blood of Mtb-infected mice (Sakai tion of nave guinea pigs with dead bacilli had
et al. 2014). Surprisingly, it was found that Ag- little effect on the animals, even when high
specific CD4 T cells are present in similar num- doses were administered. However, when he in-
bers in both the lung parenchyma and blood oculated Mtb-infected guinea pigs with pre-
vasculature. Interestingly, the parenchymal Mtb- parations of dead bacteria, the animals suc-
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specific CD4 T cells expressed high levels of the cumbed, and the time to death depended on
activation marker CD69 and PD-1, whereas the the dose he gave (Koch 1891). Some people
intravascular effector CD4 T cells expressed high may have even suffered lethal reactions on in-
levels of KLRG1, indicating a terminally dif- oculations with Kochs intended remedy (Vir-
ferentiated phenotype. The intravascular Mtb- chow 1891). The exacerbation of tuberculosis
specific CD4 T cells expressed higher levels of on therapeutic vaccination is now referred to
Tbet and produced much higher levels of IFN-g as the Koch phenomenon, and has been ob-
in vivo and on peptide restimulation in vitro. served in several animal models. For example,
Moreover, adoptively transferred parenchymal repeated injections of nonvirulent BCG into
CD4 T cells were able to rapidly migrate back Mtb-infected mice leads to severe tissue dam-
into the lungs of infection matched mice, where- age (Turner et al. 2000a; Moreira et al. 2002).
as intravascular donor CD4 T cells entered lung Although the mechanisms of the Koch reaction
tissue poorly and were instead retained in the are not well understood, one study indicated
blood vasculature. Importantly, it was found that the induction of Th17 cells may promote
that purified parenchymal CD4 T cells were disease in the model of repeated BCG injec-
able to protect Mtb-infected T-cell-deficient re- tion induced tuberculosis exacerbation (Cruz
cipient mice much better than equal numbers et al. 2010).
of intravascular T cells. Therefore, Mtb-specific Interestingly, in the 1950s and 1960s, a
CD4 T cells dramatically vary in their ability to large number of studies by Yamamura and col-
enter the lung parenchyma, and control of Mtb leagues explored the observation that in rabbits,
infection correlates with the ability of the CD4 prophylactic vaccination followed by multiple
T cell to enter the lung parenchyma rather than rounds of boosting with avirulent mycobacteria
secrete high levels of IFN-g. The mechanisms results in a dramatic increase in pulmonary cav-
that regulate CD4 T-cell differentiation into a ities following a challenge with virulent myco-
parenchyma-homing phenotype, however, are bacteria. Prophylactic immunization of guinea
not understood. pigs (Turner et al. 2000b) or mice (Taylor et al.
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2003) with certain protein antigens or DNA life cycle of this obligate human pathogen. Con-
vaccine constructs can predispose to necrotic sistent with the lack of cavities in HIV patients,
lung damage when those animals are later chal- CD4-deficient HIV patients are less likely to
lenged with Mtb. Although the role of CD4 T produce bacteria in their sputum. Moreover, a
cells themselves has not formally been tested, recent study found that human T-cell epitopes
this is consistent with observations in CD4 T- are hyperconserved in the tuberculosis genome
cell-deficient HIV/Mtb coinfected individuals, (Comas et al. 2010), again supporting the hy-
where the pathology of tuberculosis is altered. pothesis that Mtb benefits from T-cell recogni-
tion and may be under strong selective pressure
to actually induce T-cell responses. Therefore,
Evidence for CD4 T-Cell-Mediated
the phenotype of tuberculosis in CD4-depleted
Immunopathology from Studies
HIV-infected individuals, that is, the inability
of HIV/Mtb Coinfection
to control Mtb growth and lack of lung cavities,
As mentioned above, CD4 deficiency in HIV- indicates that CD4 T-cell responses in HIV-neg-
coinfected individuals leads to an inability to ative individuals may be both required for host
control Mtb infection, but it has also been rec- resistance and responsible for severe tissue im-
ognized since the early days of the HIVepidemic munopathology.
that HIV coinfection alters the radiographic
patterns of tuberculosis lung lesions. Consis-
Immune Reconstitution Inflammatory
tent with poor bacterial control, CD4-deficient
Syndrome
HIV coinfected individuals with low CD4 T-cell
counts are more likely to have miliary tuber- Another scenario in which CD4 T-cell responses
culosis (large numbers of unusually small le- can mediate pathology during mycobacterial
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sions visible on chest X-ray), lymphadenopathy infection occurs in the context of CD4 T-cell
caused by dissemination of the bacilli to the reconstitution of lymphopenic HIV-infected
lung-draining lymph nodes and pleural effu- individuals during therapy. Although the treat-
sion (Long et al. 1991; Batungwanayo et al. ment of HIV infection with antiretroviral
1992; Mukadi et al. 1993; Pastores et al. 1993; therapy (ART) usually leads to clinical improve-
Keiper et al. 1995; Awil et al. 1997; Jones et al. ment, some individuals experience a rapid de-
1997; Perlman et al. 1997; Busi Rizzi et al. 2004; terioration in symptoms within the first few
Geng et al. 2005; Chamie et al. 2010). In con- weeks of beginning ART, termed immune re-
trast, HIV-negative individuals are more likely constitutive inflammatory syndrome (IRIS)
to develop upper lung disease and, important- (French 2012). This paradoxical worsening of
ly, lung cavities. In fact, a large cohort study disease occurs most frequently in individuals
of HIV/tuberculosis coinfection found strong with severe T-cell deficiency and a concurrent
positive correlations between increasing num- microbial coinfection, which is often Mtb. The
bers of CD4 T cells and the likelihood of cavi- symptoms of the IRIS event depend on the site
tary tuberculosis (Chamie et al. 2010), indicat- of infection and the particular microbe, but
ing that CD4 T cells may contribute to cavity in Mtb-coinfected individuals, the pathology
formation. HIV-infected individuals with ex- often manifests as extreme lymphadenopathy,
tremely low numbers of CD4 T cells are even the worsening or formation of new pulmonary
much more likely to have a completely normal lesions, or meningitis. Some studies have found
chest X-ray. It has been suggested that cavita- that HIV/Mtb-coinfected individuals who de-
tion is beneficial to Mtb. Individuals with cav- velop IRIS display increased frequencies of Mtb-
itary tuberculosis are more infectious compared specific or -activated CD4 T cells at the time of
with individuals with active disease who do not the IRIS event, whereas those who do not de-
display cavities (Rodrigo et al. 1997), indicating velop IRIS lack this T-cell expansion at a similar
that cavities facilitate the transmission of Mtb time point posttreatment (Bourgarit et al. 2006;
from one host to the next, a critical step in the 2009; Meintjes et al. 2008). The mechanisms of
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IRIS are not understood, but the prevailing hy- ling immune responses against self-antigens,
pothesis concerning the development of IRIS is tumors, and pathogens. Although bacterial eva-
that when CD4 T-cell numbers begin to recover sion strategies certainly play a major role in the
as viral replication is suppressed with ART, the inability to the host to clear Mtb infection, in-
reconstituting T cells drive dysregulated inflam- hibitory pathways may also contribute to the
matory responses against the microbial coinfec- persistence of the bacilli. On the other hand,
tion leading to destructive tissue pathology. proper negative regulation of inflammatory re-
A murine model of IRIS has been developed sponses is also important for preventing immu-
by reproducing the underlying immunological nopathology. Several major negative regulatory
scenario preceding the development of immune pathways and cell types have been examined,
reconstitution disease; that is, CD4 T-cell recon- primarily in the context of Mtb infection in
stitution of a mycobacterial-infected, T-cell-de- mice, which serve to either limit control of the
ficient host (Barber et al. 2010). In this model, infection or prevent immune-mediated tissue
TCRaKO mice are first inoculated with Myco- damage.
bacterium avium, and after several months, the IL-10 is an anti-inflammatory pleiotropic
chronically infected mice are injected with CD4 cytokine that, among other things, can suppress
T cells. Although it may be expected that CD4 IL-1 and IL-12 production by dendritic cells
T-cell reconstitution would lead to enhanced and macrophages, so there has been much in-
control of the established mycobacterial infec- terest in the role of IL-10 in Mtb infection. Dur-
tion, instead, it leads to a rapid wasting disease, ing the past 15 years, multiple studies have ex-
and most of the animals succumb to fatal im- amined and reexamined the role of IL-10 in
munopathology within a few weeks after the T- resistance to Mtb infection. These studies have
cell infusion (Barber et al. 2014, 2010). IFN-g found that IL-10 either has a minor role in sup-
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production by the reconstituting CD4 T cells, pressing Th1 responses and limiting control of
which is normally required for containment of Mtb infection (Roach et al. 2001; Turner et al.
mycobacterial infection, is a major mediator of 2002; Beamer et al. 2008; Redford et al. 2010) or
the disease in this setting. Models of IRIS asso- has no discernible role at all (North 1998; Jung
ciated with other microbial infections (Roths et al. 2003). Although the factors that contrib-
et al. 1990; Roths and Sidman 1992, 1993; Bhag- uted to the different outcomes observed in these
wat et al. 2006; Mutnal et al. 2013) have also studies are not clear, collectively, they show that
found that in the setting of immune reconstitu- this inhibitory cytokine is not a major factor
tion, CD4 T cells can mediate severe immuno- leading to the inability of the host to control
pathology. Collectively, the data from studies of Mtb infection and may have a minor role in
IRIS in HIV-coinfected individuals and the ex- limiting immunopathology at very late stages
perimental animal model data strongly support of the infection (Higgins et al. 2009).
the hypothesis that IRIS in humans is mediated Foxp3 regulatory CD4 T cells are essen-
by CD4 T cells and provide another example of tial in maintaining peripheral tolerance to self-
CD4 T-cell-mediated pathology in mycobacte- antigens, but they also contribute to the inhi-
rial infection. bition of pathogen-specific immune responses
(Josefowicz et al. 2012). During inflammatory
conditions, Tregs (regulatory T cells) can func-
Negative Regulation of T-Cell Responses
tionally specialize to match the contempora-
during Tuberculosis
neous class of effector CD4 T-cell responses
Most of the work on CD4 T-cell immunity and (Campbell and Koch 2011). In one of the ear-
host resistance to Mtb infection has focused on liest demonstrations of Treg specialization, it
the inductive signals that lead to the priming was found that Tregs up-regulate the Th1 line-
and differentiation of antigen-specific Th1 re- age-specifying transcription factor Tbet during
sponses. Negative regulatory pathways play a Mtb infection, and Tbet expression by Tregs is
major role in immune homeostasis, in control- required for their normal expansion (Koch et al.
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Harbor Laboratory Press
2009). Moreover, it has been shown that Ag-spe- 1 is important for maintaining peripheral toler-
cific Foxp3 regulatory CD4 T cells are generat- ance as older PD-1 knockout mice spontane-
ed during Mtb infection (Shafiani et al. 2013) ously develop autoimmune disease that varies
and that depletion of Tregs enhances Th1 prim- in severity depending on the genetic back-
ing, resulting in !1 log lower bacterial loads ground of the mouse. PD-1 also plays a major
(Scott-Browne et al. 2007). Conversely, injection role in the regulation of immune responses to
of Ag85b TCR Tg Foxp3 CD4 T cells delays pathogens. The first evidence that PD-1 plays a
T-cell priming, resulting in !1 log increased role during infection was observed in chronic
bacterial loads (Shafiani et al. 2010). The role lymphocytic choriomeningitis virus infection
of Foxp3 regulatory T cells may be even more in which it was found that blockade of PD-
pronounced during infection with hyperviru- 1/PD-L1 interactions boosts the function of
lent strains of Mtb such as the W-Beijing strains the exhausted CD8 T cell and enhances viral
(Shang et al. 2011). There is also evidence that control (Barber et al. 2006). It is now widely
the hyperinduction of Tregs during infections recognized that PD-1 is a major inhibitor of
with W-Beijing strains of Mtb may overcome pathogen-specific T cells in mice, nonhuman
much of the protective effects of BCG vaccina- primates, and humans. Moreover, PD-1 block-
tion (Ordway et al. 2011). Therefore, signals ade also dramatically improves tumor-specific
from regulatory T cells inhibit the priming of immunity and is one of the most promising new
Mtb-specific CD4 T cells and may limit their developments in cancer therapy (Topalian et al.
function in the periphery, and they directly con- 2012; Brahmer et al. 2012).
tribute to the inability of the host to clear Mtb The major success of PD-1 immunotherapy
infection. in other model systems created much interest
Apart from anti-inflammatory cytokines in the possibility of also targeting the PD-1
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and cell types described above, inhibitory recep- pathway in Mtb infection, and several recent
tors expressed by the activated T cells themselves studies have examined the expression of PD-1
are also critical in controlling T-cell function. on T cells in human tuberculosis and tested its
Killer-cell lectin-like receptor G1 (KLRG1) is role in murine models Mtb infection. Patients
an inhibitory receptor widely expressed on nat- with active tuberculosis have higher numbers
ural killer (NK) cells, and when expressed on of PD-1-expressing T cells, and PD-1 blockade
CD4 and CD8 T cells, it is often associated with in vitro can enhance responses of cultured T
a terminally differentiated or senescent pheno- cells to Mtb antigens (Jurado et al. 2008). More-
type (Akbar and Henson 2011). In Mtb infec- over, infection of PD-1 KO mice with BCG leads
tion, a subpopulation of T cells with high cyto- to enhanced T-cell responses and bacterial
kine producing potential up-regulate KLRG1 control rather than immunopathology (Sakai
(Reiley et al. 2010), and KLRG1-deficient mice et al. 2010). However, rather than displaying
display slightly increased T-cell responses and enhanced protection, PD-1 knockout mice suc-
survive for extremely long periods following cumb rapidly on exposure to low doses of vir-
Mtb infection, albeit on a genetic background ulent Mtb (Lazar-Molnar et al. 2010; Barber
that is already capable of surviving for !1 yr et al. 2011; Tousif et al. 2011). It was found
following infection (Cyktor et al. 2013). that PD-1 KO mice have greatly increased num-
Programmed death-1 (PD-1) is a cell surface bers of I-AbESAT-61 20 tetramer-binding CD4
inhibitory receptor that is highly expressed on T cells in their lungs and that transient deple-
activated CD4 and CD8 T cells. On binding tion of CD4 T cells in the first month of infec-
to either of its ligands, PD-L1 or PD-L2, SHP- tion prevented the severe tissue destruction and
2 is recruited to an ITSM (immunoreceptor death of the PD-1 KO mice (Barber et al. 2011).
tyrosine-based switch motif ) domain in the cy- Moreover, whereas injection of TCRaKO mice
toplasmic tail of PD-1, which then blocks sev- with WT CD4 T cells rescues them from early
eral components of the proximal TCR signal mortality, reconstituting TCRaKO with a mix-
transduction machinery (Keir et al. 2008). PD- ture of WTand PD-1 KO CD4 T cells leads to the
12 Advanced Online Article. Cite this article as Cold Spring Harb Perspect Med doi: 10.1101/cshperspect.a018424
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Harbor Laboratory Press
rapid death of the animals. This indicates that in pathogen-permissive monocyte/macrophage popula-
tion. J Clin Invest 120: 1674 1682.
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