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PLAXISJAKARTA2012

Plaxis Seminar, Binus University, Jakarta, Indonesia, 2012


Advanced Geotechnical Finite Element Modeling using
PLAXIS
Dr William WL Cheang
Principal Geotechnical Consultant
Plaxis AsiaPac
Lecture notes are contributed by:
Dr Lee Siew Wei
Prof. Harry Tan
A.Prof. Ronald Brinkgreve
Dr Shen Rui Fu
Ir Dennis Waterman

CONTENTS

A. Section1:GeotechnicalAnalysisusingPLAXISPrograms

B. Section2:ModellingofDeepExcavations

C. Section3:ModellingofPiledFoundations

D. Section4:ModellingofTunnelSoilStructureInteractionProblems

E. Conclusions

F. References

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GEOTECHNICALANALYSISUSINGPLAXISFINITEELEMENTCODES

SECTION1.0

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SECTION1

A. Versions

1. Pre2010(Version7.x,8.xand9.x)

2. Post2010(Version2010,2011,2012)

B. NewDevelopments(20112012)

1. Ongoingsoftwaredevelopments

2. Researchprojects

3. Conclusions

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Plaxis2D:Features

ThePLAXIS2D(Currentlyatv2010movingtov2011)
ProgramincludingthePLAXISDynamicsandPLAXISPlaxFlowmodules
Afiniteelementpackageintendedforthetwodimensionalanalysisofdeformation
andstabilityingeotechnicalengineering

ThePLAXISDynamicsModule
AnextensiontoPLAXIS2D
TheDynamicsmodule offersthetoolstoanalysethepropagationofwavesthroughthesoilandtheirinfluence
onstructures.
Thisallowsfortheanalysisofseismicloadingaswellasvibrationsduetoconstructionactivities.
PLAXISDynamicsoffersthepossibilitytoperformdynamiccalculationsinindividualcalculationphases.

PlaxFlow
AnaddonmoduletothePLAXIS2Dprogram.
Simulationofthenonlinear,timedependentandanisotropicbehaviourofsoils
and/orrockinsaturatedandpartiallysaturatedsituations.

PlaxisVIPThesespecialextensionsare:
CADInterfaces
NewMaterialModels
UserDefinedSoilModels
MultiphaseCalculations
SensitivityAnalysis

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Plaxis2Dv2011

Plaxis2DWorkflowcanbefoundat:
http://www.youtube.com/watch?v=LMy895GCsBQ&list=PLF7F3CDD69090AF3A&index=1&feature=plpp_video

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Plaxis3D,3DF&3DT

1. PLAXIS3Disafiniteelementpackageintendedfor three
dimensionalanalysisofdeformationandstabilityingeotechnical
engineering.Itisequippedwithfeaturestodealwithvarious
aspectsofcomplexgeotechnicalstructuresandconstruction
processes

1. 3DFoundationisafiniteelementpackageintendedforthethree
dimensionaldeformationanalysisoffoundationstructures
2. 3DTunnel isageotechnicalfiniteelementpackagewhichis
specificallyintendedforthethreedimensionalanalysisof
deformationandstabilityintunnelprojects.

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Plaxis3Dv2011

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PLAXIS3DINPUT

Generaltoolbar
Modeswitches
Selectionexplorer

Drawingarea
Modelexplorer
Modetoolbar

Commandline

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Plaxis3DInput:Modes

Definitionofsoilstratigraphy Definitionofstructuralelements,
loads
andboundaryconditions

SOIL STRUCTURES

CreationoftheFEmesh Definitionofpressure Definitionofconstructionstages


distribution

MESH WATERLEVELS STAGEDCONSTRUCTION

Letmedemonstrate!

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GEOTECHNICALANALYSISUSINGPLAXISFINITEELEMENTCODES

SECTION1.1:FEMMODELS

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TunnelPileSoilInteraction1

Bldg. load

Plate modelling
Building superstructure EI & EA

40m
Fill
1m 48 Franki piles
CDG (Embedded Piles)

Tunnel
Tunnel 120m advance
140m
6m tunnel
Analysis by Plaxis 3D ( 70,000 Tets)

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TunnelPileSoilInteraction1

Iso-surface of soil total displacements Pile group deformations

Isometric view Front view

Tunnel Tunnel
advance advance

Animation

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PiledFoundations1

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PiledFoundations2

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PiledFoundations2

Piled Raft Foundation for a storage platform and Stacker Reclaimer Runways
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PiledFoundations3

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DeepExcavation

Video
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Dam:CFRD Malaysia

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Model:CFRWCH3002D(SouthSumatra20070912)

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Model:DomainMesh

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StabilityAnalysis:MUDMAT

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FillingofSpudcanFootprints:

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GEOTECHNICALANALYSISUSINGPLAXISFINITEELEMENTCODES

SECTION1.2:NEWDEVELOPMENTS

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LATEST PRODUCT RELEASES


PLAXIS2D2011(December2011)

1. Designapproaches

2. Anisotropicplatesandgeogrids

3. Directinputofbendingmoments

4. SekiguchiOhtamodel

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Design Approach Facility


1. Possibility to enter a coherent set of partial factors in one location

(according Eurocode 7, LRFD, etc.)

2. More structured and efficient way of modeling

3. Easy exchange of Design Approaches between different projects

4. Partial factors definition remain the entire responsibility of the user (no

default values for different building codes)

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Orthotropic Plates and Geogrids

Independent definition of stiffness and strength properties with


respect to element local axis

2
1

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DIRECT INPUT OF BENDING MOMENTS

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LATEST PRODUCT RELEASES

PLAXIS3D2011

1. Shapedesigner
2. Steadystategroundwaterflowanalysis
3. Sectioncontraction(tunnelsandshafts)
4. Anisotropicgeotextiles
5. Parallelcomputing
6. Outputvisualizationduringcalculation

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Shape Designer
Definitionofpolycurve (seriesofcurvedsections)whichcanthenbe
extruded

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Steady State Groundwater Flow


Analysis

Porepressuredistributioninadamduringfullpoolconservation

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SECTION CONTRACTION

Tomodelvolumelossduring
constructionoftunnelsor
shafts

Applicabletoplatesonly

Contractiondefinition:

section section
Ainitial - Afinal Contraction
c[ % ] = section
Ainitial

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PARALLEL COMPUTING
Reducecomputationtimeby
usingdomaindecomposition
Twonewsolversavailable
PICOSsolver(multicore
iterative)
PARDISOsolver(multicore
direct)

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PARALLEL COMPUTING EXAMPLE

Multilayerground withtunnel:
100000elements
148000nodes
414000d.o.fs

Tot Dec Back Iter Cores Speedup


175 57.5 90.1 62 1 1.000
133 21.5 84.2 74 2 1.396
84 18.5 40.5 39 4 2.501
69 13.7 29.3 45 8 3.432
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OUTPUT VISUALIZATION DURING CALCULATION

WillopentheOutputprogram
whenthecalculationisstill
running

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ON-GOING SOFTWARE DEVELOPMENTS

NewmodellingworkflowPLAXIS2D
SoilConstitutiveModels
Modelparametersdefinitionfromlaboratorytestresultsbyinverse
analysisinSoilLabtest
Freefieldboundaryelements
ReinforcementelementforpilemodellinginPLAXIS2D
StructuralforcesinsolidelementinPLAXIS2D
Thermohydromechanicalcoupling
NewPLAXIS3Daddonmodules:DynamicsandTransientGWF

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NEW MODELLING WORKFLOW PLAXIS 2D

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SOIL CONSTITUTIVE MODELS

Userdefinedsoilmodels: 15

10

5
1. AnisotropicSClay1(S)model

xy[kPa]
0
0 50 100 150 200
-5

2. AnisotropicCreepModel -10

-15
p'[kPa]

3. BarcelonaBasicmodel(unsaturatedsoil)

4. Hypoplasticmodelwithintergranularstrain

5. UBCSANDmodel(liquefaction)

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PARAMETER OPTIMIZATION BY INVERSE ANALYSIS

1. BasedonSoilTestfacility
2. Importofreallabtestdata(triaxial,oedometer)
3. Optimisationofselectedmodelparametersbasedonparticleswarm
algorithm
4. Differentcurvescanbeconsideredsimultaneously

Bestmatchbetweencurvesfromrealtestsandmodelsimulation

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PARAMETER OPTIMIZATION BY INVERSE


ANALYSIS - EXAMPLE

Experimentalparameters: Hardening Soil model fit

=24 180

c=5.5kN/m2 160

Eoed=9700kN/m2 140

E50 =9700kN/m2

|Sigma1 - Sigma 3|
120

100

80
CalculatedHSparameters:
60
=24.30 40
c=4.68kN/m2 20
Experimental

Eoed=9627kN/m2 0
Calculated

E50 =9509kN/m2 0 0.02 0.04 0.06 0.08 0.1 0.12


Strain 1

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FREE FIELD BOUNDARY ELEMENTS

Freefieldconditiondefinition
1Dsoilcolumn
Tiedhorizontaldisplacementonleftand
rightboundaries(Ux2=Ux1)

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FREE FIELD BOUNDARY ELEMENTS

PracticalapplicationoffreefieldelementsinPLAXIS

Structure Structure

Freefieldcondition

Freefieldcondition
Viscousboundary

Viscousboundary

Viscousboundary

Viscousboundary
Soil Soil

Dynamicinput(accorvel) Dynamicinput(accorvel)

FreeField
elements

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REINFORCEMENT ELEMENT IN PLAXIS 2D

Offerpilemodellingcapabilitiesin2D
Developmentoflineinterfaceelementsinsertedbetweensoilandthe
pile(Samemodellingstrategyas3Dembeddedpile)
Thebeamrepresentingthepileslidesoverthe2Dgeometryandnot
throughthe2Dgeometry

2Dmodel 3DEquivalentrepresentation

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REINFORCEMENT ELEMENT IN PLAXIS 2D

Differentthancombiningplatewithsurroundinginterfaces
Soilcannotflowfreely(asitshouldinbetweenthepiles)
Interfacesintroduceunrealisticfailuresurfaces

2Dmodel
3DEquivalentrepresentation

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Structural Forces in Solid Element


in 2D
Beammodelledassolidelementsunderpureflexion

Viewofintegratedstressesalongdrawnneutralaxis

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THERMAL FLOW, THERMAL EXPANSION, THM COUPLING


1. Takingtemperatureeffectsintoaccount:
A. Expansion
B. Soilfreezing
C. Phasetransition(ice,water,vapour)
D. Changeofproperties
2. Geoenergyapplications
A. Heat/coldstorage
B. Geothermalenergy

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Research Projects
ParticipationinResearchprojects:

Piles(inst.effects,embeddedpiles) i.c.w.TUD,TUGraz
Liquefactionofunderwaterslopes i.c.w.TUD
GeoInstall(soilmodelling,MPM) EUproject(#partners)
Notes(dynamics) EUprojecti.c.w.TCD
Cyclicliquefaction,geotech EQ.eng. i.c.w.UCBerkeley,UIUC
StochasticFEA i.c.w.TUD

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MODELLINGOFDEEPEXCAVATIONS

SECTION2.0

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GEOMETRY MODELDISCRETIZATION
3-D MODEL
2-D Plane Strain

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GEOMETRY MODELDISCRETIZATION

Axi-symmentry

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3DMODELS

Piled building
Tower crane

Strut layout
Piled building

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3DMODELOFANEXCAVATION

Top of PW (70/90)

N
Top of Grade III or Better

Complex Soil-Structure Interaction


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Jakarta 2012

CONSTITUTIVEMODELS

1. Linear elastic, perfectly plastic


2. Hyperbolic stress-strain curve
(stiffness degradation for > 1E-4)
3. Non-linear stiffness from very small
strains (1E-6)

1: Mohr Coulomb

1e-6 1e-5 1e-4 1e-3 1e-2 1e-1

2: Hardening Soil
3:Hardening Soil + Small Strain Overlay
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SURFACEHEAVEININITIALEXC./CANTILEVERWALL
3 m deep excavation with cantilever wall
20kPa
5m
3m

7m

Dry sandy material


FSP III sheetpile

3 analyses with Mohr Coulomb, Hardening Soil & Hardening Soil-Small models
using equivalent soil input parameters
Compare ground movements, wall displacements & wall stability
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SOILINPUTPARAMETERSFOR3ANALYSES
Parameters for soil strength & initial stress state
Analyses Material c' ' Rinter
Model (or ur)
3
(kN/m ) (kPa) (Deg) [-] [-]
1 MC 20 5 35 0.3 0.426 0.67
2 HS 20 5 35 0.2 0.426 0.67
3 HSsmall 20 5 35 0.2 0.426 0.67

Parameters for soil stiffness prior to failure


Analyses Material Eref Eurref pref m G0 0.7
Model (or E50ref or Eoedref)
(MPa) (MPa) (kPa) [-] (MPa) [-]
1 MC 30 - - - - -
2 HS 30 90 100 0.5 - -
3 HSsmall 30 90 100 0.5 150 210-5

For derivation of soil stiffness parameters,


a. HS model from standard drained triaxial compression tests
b. HSsmall model from small-strain triaxial tests or field tests (e.g.
downhole / crosshole seismic survey)

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PREDICTEDSURFACESETTLEMENTBEHINDWALL
Distance behind wall (m)
0 5 10 15 20 25 30
0.006

0.004 Heave
0.002
Settlement (m)

0.000

-0.002

-0.004

-0.006 Settlement
MC
-0.008 HS
HSsmall
-0.010

MC predicts unrealistic surface heave 4 mm


HS & HSsmall predict max. surface settlement 9 mm

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PREDICTEDHEAVEATEXC. LEVEL INCOFFERDAM


Distance in front of wall (m)
-5 -4 -3 -2 -1 0 1 2 3
0.025
MC
HS
0.020
Wall HSsmall

0.015
Heave (m)

0.010

0.005

0.000

-0.005

MC predicts 20 mm heave at cofferdam centreline


HS & HSsmall predict 11 mm & 8 mm respectively

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PREDICTEDWALLRESULTANTDISPLACEMENT
MC
Ux=6mm HS HSsmall
Ux=11mm Ux=10mm Ux: wall horizontal
displacement

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PREDICTEDSTABILITYOFWALL
3 Sum-Msf = FOS FOS=2.8
2.5
MC Rotation mechanism
2 with FOS 2.8
1.5

Sum-Msf = FOS
3 FOS=2.8
2.5

2
HS
1.5
Phi-c' reduction for predicting FOS
FSP III sheetpile properties:
3 Sum-Msf = FOS FOS=2.8 EI=34440 kNm2/m; EA=3.92106kN/m
2.5 Mp=369 kNm/m; Np=3575 kN/m
2 HSsmall
1.5

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SUMMARYOFPREDICTIONS
Analyses Surface settlement Heave at Wall horizontal FOS for wall
behind wall excavation level displacement stability
MC Heave 4 mm Heave 20 mm 6 mm 2.8
(not OK)
HS Settle 9 mm Heave 11 mm 11 mm 2.8
HSsmall Settle 9 mm Heave 8 mm 10 mm 2.8

1. MC predicts incorrect surface heave behind wall


a. related to soil stiffness (E) prior to failure
b. different ways of modelling E in 3 constitutive models
2. Stability of wall has FOS = 2.8 for 3 analyses
a. related to soil shear strength
b. all 3 constitutive models use Mohr Coulomb failure criterion with c'=5
kPa & '=35

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VARIATIONOFSOILSTIFFNESSINEXCAVATION
1. Soil stiffness is not constant and varies with
a. stress-level. Higher stress, higher stiffness
b. strain-level. Higher strain (or displacement), lower stiffness
c. stress-path (recent soil stress history).
d. Rotation of stress path, higher soil stiffness
2. During excavation, soil elements at different locations experience
different changes in stress, strain & stress-path direction

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SOILSTRESSPATHSNEAREXCAVATION
GCO No.1/90

A: unloading compression; B: unloading extension


Rotation of stress paths at A & B

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SOILSTRESSPATHSNEAREXCAVATION
20kPa 25 20kPa
Failure line
20
3m A K0
15 A
Exc. A
B 10
B

Exc.
t (kPa)

K0 20kPa
7m 5
B

5m
-5

-10
Failure line
A: unloading compression
B: unloading extension -15
0 10 20 30 40 50 60
s' (kPa)

Rotation of stress path at A, A 90 w.r.t. K0 direction


Rotation of stress path at B, B 160 w.r.t. K0 direction
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STRESSPATHDEPENDENTSOILSTIFFNESS
Stress path rotation,
Shear modulus, 3G (MPa)
t

=0
=180
K0
=90
s'

Atkinson et al. (1990)


Triaxial tests on
London Clay
Shear strain (%)
-1 -0.1 -0.01 0.01 0.1 1
=0, no change in stress path direction
=180, full reversal of stress path direction
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STRESSPATHDEPENDENTCDG STIFFNESS
Stress-level Test series

Extension
Compress

Compression
Extension

=90

Wang & Ng (2005)


At s 0.01%, shear stiffness in extension 60% higher than in compression

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WHYMCPREDICTSINCORRECTSURFACEHEAVE?
1. MC models a constant soil stiffness prior to failure not realistic
2. In reality, stiffness of soil elements near excavation varies according to
a. stress-level
b. strain-level
c. direction of stress-path
3. Realistic prediction of wall deflections & ground settlements in all excavation
stages requires a constitutive model that considers above factors, e.g. HS &
HSsmall models
4. HS & HSsmall consider factors (1), (2) & (3) in determining the operational
soil stiffness (E), i.e. E is changing during excavation

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INFLUENCEOFSMALLSTRAINSATFARFIELDAREAS

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MODELLINGOFDEEPEXCAVATIONS

SECTION2.1:EXAMPLES

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MODELLINGOFDEEPEXCAVATIONS

SECTION2.2:VALIDATIONS

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Plaxisvs.SAP2000

Model a non-symmetrical deep exc.


DWall, 6 strut layers, 24m deep exc.
Compare structural behaviour - DWall
20m deflections/bending moments/shear
forces, strut forces
Recommendation on design of
reinforcement based on 3D results
Plaxis 3D Foundation V2.2 - analyses
28m by GCG (Asia)
SAP2000 V12.0.2 (BD No. S0749) -
analyses by AECOM

25m

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Plaxis 3D Foundation SAP2000

Element size ~1m


Element size ~1.3m
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Plaxis 3D Foundation

SAP2000

87
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Validation3 DeformedMesh
Plaxis 3D Foundation SAP2000

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Validation3 DWallDeflection

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Validation3 StrutAxialForce

90
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Validation3 DWallBendingMoment

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MODELLINGOFPILEDFOUNDATIONS

SECTION3

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OUTLINE
A. Volume piles
B. Embedded piles
1. Concept
2. Model
3. Properties
4. Deformation behaviour
5. Elastic region
6. Output
C. Verification & validation
1. Axial loading, pile groups, lateral loading
D. Further research

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Volumepiles
Volume piles:

Piles composed of volume elements or wall elements with pile properties


Use Cylinder command to create pile geometry
Cylinder 0.6 20 24
(creates a cylinder with 0.6m radius, 20m length and 24 sections)
Alternative: Import cylinder
Pile can be inclined in PLAXIS 3D! (not in 3D Foundation)

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Volumepiles

Volume piles:

Import
cylinder

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Volumepiles
Volume piles:

After creating pile geometry:


Create soil material set with concrete properties for pile
Tubes: Apply plate around pile volume; create plate material set
Apply interface around pile geometry
To activate pile in calculation phase:
- Assign pile properties
- Tubes: activate plate
- Activate interface

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Volumepiles
Volume piles:

Limitations of volume piles:


Takes many elements
Limited number of piles feasible
Installation effects not considered
Possibly bad element shapes
(check mesh quality)

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Embeddedpiles Concept
Sadek & Shahrour (2004):
A three dimensional embedded beam element for reinforced geomaterials
Beam arbitrarily through volume elements
Shear interaction between beam element and surrounding soil.

Septanika (2005)
A finite element description of embedded pile model
Shaft interaction similar to Sadek & Shahrour (2004)
NEW: - Tip interface
- Shaft interface

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Embeddedpiles kt
Model t
kn Skinstiffness:
ks tmax
ks:axialstiffness
pile
kt Kn ,kt :lateralstiffness k
1

kn Skintractions: urel
ks
ts =qs/length = ks (uspileussoil)tmax
t skin kt tn =qn/length =kn (unpileunsoil)
tt =qt/length =kt (utpileutsoil)
Ffoot
kn
soil ks
Basestiffness:
s kb:base/footstiffness

t Base/Footforce:
Fb = kb (ubpile ubsoil)Fmax
kb
n
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Embeddedpiles Model
Embedded piles:

Beam nodes: Real nodes; 6 d.o.f.s per node (ux uy uz rx ry rz)


Interface nodes: Virtual nodes, 3 d.o.f.s per node (ux uy uz),
expressed in volume element shape functions

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Embeddedpiles Properties

Properties (in explorer):

Connection:
Rigid
(only at beams / plates)
Hinged
Free

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Embeddedpiles Properties

Material set with embedded pile properties:

Pile type and material


- Type: Massive circular pile, Circular tube, Massive square pile
Interaction properties (defines pile bearing capacity)

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Embeddedpiles
BearingCapacity=
(Ttop+Tbot)Lpile +Fmax

Ttop

Lpile

Tbot

Fmax
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Embeddedpiles Deformation
behaviour

Pile bearing capacity is input and not result of FEM calculation


F t

tmax
Specifiedbearingcapacity k
1

urel

Globalpileresponse F
fromsoilmodelling
andpilesoilinteraction Fmax

k
1

u urel

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Embeddedpiles Withoutelastic
region
.

Load-Displacement Curves - Vertical Pile


EB+CS
1250

Defined Capacity Reached Defined


Pile 1193.2 kN
Capacity
(Premature Failure) Capacity

1000

750
Load (kN)

500

VERY FINE MESH

FINE MESH

MEDIUM MESH
250
COARSE MESH

VERY COARSE MESH

Pile Capacity Defined

0
0 50 100 150 200 250 300 350 400
Displacement (mm)

Without elastic region: Early (soil) failure for fine meshes


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Embeddedpiles
ElasticRegion
.

Around shaft
Around foot

Soil stress points inside elastic region are forced to remain elastic
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Embeddedpiles Output

Displacements, bending moments, axial forces, shaft friction, foot force

u N Ts

C B
A

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Verification&validation

Verification & validation by Plaxis, METU, TUGraz, TUDelft *

- Shaft friction, end bearing, total capacity


- Axial loading (compression, extension)
- Lateral loading (external loading, soil movement)

* Related reports and publications:


1. Engin H.K. (2006). Validation of embedded piles, Plaxis Internal Report.
2. Engin H.K., Septanika E.G. and Brinkgreve R.B.J. (2007). Improved embedded beam elements for the modelling of piles. In: G.N. Pande & S.
Pietruszczak (eds.), Int. Symp. on Numerical Models in Geomechanics NUMOG X, 475-480. London: Taylor & Francis group.
3. Engin H.K. (2007). A Report on tension piles testing using embedded piles, Plaxis Internal Report.
4. Engin H.K., Septanika E.G., Brinkgreve R.B.J., Bonnier P.G. (2008). Modeling piled foundation by means of embedded piles. 2nd International
Workshop on Geotechnics of Soft Soils - Focus on Ground Improvement. 3-5 September 2008, University of Strathclyde, Glasgow, Scotland.
(Accepted for publication)
5. Septanika E.G., Brinkgreve R.B.J., Engin H.K. (2008). Estimation of pile group behavior using embedded piles, the 12th International
Conference of International Association for Computer Methods and Advances in Geomechanics (IACMAG), 1-6 October, 2008, Goa, India.
6. Tschuchnigg F. (2009). Embedded piles 1. Report. CGG_IR021_2009. Technische Universitt Graz.
7. Tschuchnigg F. (2009). Embedded piles 2. Report. Improvements. Technische Universitt Graz.
8. Dao T.P.T. (2011). Validation of PLAXIS embedded piles for lateral loading. MSc thesis Geo-engineering. Delft University of Technology.

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Verification&validation Axial
loading(Plaxis)

Single Layer : = 0 , Cohesive Soil (Case 1): c = 50 kPa = 0

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Verification&validation Axial
loading(Plaxis)

Single Layer : = 0 , Cohesive Soil (Case 1): c = 50 kPa = 0

PlaxisSeminar,Jakarta2012

Verification&validation Axialloading
(METU)

Pile load test Alzey Bridge near Frankfurt (Bored Pile)

Hardening Soil model El-Mossallamy, Y (1999)


Pre Overburden Pressure = 50 kPa

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Verification&validation Axialloading
(METU)
Alzey Brigde Single Pile Load Test

3500
PILE CAPACITY

3000

2500

2000
Load (kN)

1500 Total Load

Skin Friction

1000 Base Resistance

PILE CAPACITY

HS-CS
500
HS-CS-Base Res.

HS-CS-Ave. Skin Friction


0
0 5 10 15 20 25 30 35 40 45 50
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Settlement (mm)

Verification&validation Pilegroups
(TUDelft)

Pile group example by Poulos:

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Verification&validation Pilegroups
(TUDelft)

(a) Poulos & Davis (1980)


(b) Randolph (1994)
(c) Strip on springs analysis, using the program GASP (Poulos,1991)
(d) Plate on springs approach, using the program GARP(Poulos, 1994a)
(e) Finite element and boundary element method of Ta & Small(1996)
(f) Finite element and boundary elementPlaxisSeminar,Jakarta2012
method of Sinha(1996).

Verification&validation Pilegroups
(TUDelft)

AverageSettlement(mm) Moment(MNm/m)
50,0 1,2
45,0
1,0
40,0
35,0 0,8
30,0
25,0 0,6
FETa&Small

FETa&Small
Poulos &Davis

20,0
FE+BESinha

FE+BESinha
Plate(GASP)

Plate(GASP)
Plaxis3DFnd

Plaxis3DFnd
Strip(GASP)

Strip(GASP)

0,4
15,0
Randolph

10,0 0,2
5,0
0,0 0,0

DifferentialSettlement(mm) %LoadonPiles
10,0
100,0
9,0
90,0
8,0
80,0
7,0 70,0
6,0 60,0
FE+BESinha
Plate(GASP)

FETa&Small
Plaxis3DFnd

Randolph

Strip(GASP)

5,0 50,0
FETa&Small

4,0 40,0
FE+BESinha
Plate(GASP)
Plaxis3DFnd

Strip(GASP)

3,0 30,0
2,0 20,0
10,0
1,0
0,0
0,0
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Verification&validation Axialloading
(TUGraz)

PlaxisSeminar,Jakarta2012

Verification&validation
3D model - volume piles: 70 mm

2D model: 72 mm 3D model - embedded piles: 74 mm

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Verification&validation Axialloading
(TUGraz)

Conclusions from research at TUGraz (based on 3D Foundation):


Embedded pile gives good results in serviceability states
Layer-dependent option preferred to obtain realistic shaft friction
Increased interface stiffness needed at pile tip *
Pile should end at corner node *

* Implemented in PLAXIS 3D

PlaxisSeminar,Jakarta2012

Verification&validation Lateralloading
(TUDelft)
Validation for lateral loading:
Comparison with volume pile
Lateral movement of pile in horizontal soil slice
Lateral loading of pile top
Lateral loading by soil movement (embankment construction)
Comparison with measurements from centrifuge test
Lateral loading by soil movement (embankment construction)

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Verification&validation Lateralloading
(TUDelft)
Lateral movement of pile in horizontal soil slice:
> Embedded pile almost behaves as volume pile due to elastic region

PlaxisSeminar,Jakarta2012

Verification&validation Lateralloading
(TUDelft)
Lateral loading by soil movement due to embankment construction
> Bending moments in reasonable agreement with measurements

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Verification&validation Lateralloading
(TUDelft)
1. Conclusions from research at TUDelft:

2. Embedded piles have capabilities for lateral loading behaviour in case


of rough pile-soil contact (full bonding) and small soil displacements

3. When using standard mesh around embedded piles (no local


refinement), stiffness and lateral capacity are over-estimated (~30%)

PlaxisSeminar,Jakarta2012

Furtherresearch
1. Research at TUDelft on pile installation effects:
2. Press-replace technique to simulate pile installation with the purpose
to generate data for different situations
3. Results are used in generalized model, where (embedded) piles are
wished-in-place and installation effects are superimposed

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CONCLUSIONS
A. Volume pile
1. Pile composed of volume elements or wall elements with pile props
2. Massive piles or tubes (wall elements)
3. Not feasible for many piles
B. Embedded piles
1. Efficient way to model different types of piles
2. Validated for axial loading, pile groups and lateral loading
C. Limitations of embedded piles:
1. Primarily for bored piles (no installation effects)
2. Primarily for serviceability states
3. Mesh-dependency of results
4. Full bonding considered in lateral movement

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TUNNELSANDTUNNELLING

SECTION4.0

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CONTENTS

A. 4.1 Introduction to Plaxis Approach

a. Input and construction of FE model

b. Conclusions

B. 4.2 Some Validations

C. 4.3 Case Histories

PlaxisSeminar,Jakarta2012

ModellingofTunnellinginPlaxis3D

To be able to:
Model tunnel geometries in different ways
Model construction stages for tunnels
Model volume loss due to tunnel construction
Analyse deformations, stability, lining forces

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Geometricmodellingissues
Circular tunnel shapes (TBM tunnels)

Create cylinder using Cylinder command or using Import facility


cylinder 4 100 48

Decompose cylinder volume into surfaces


Apply plate and negative interface features to cylinder contour

Geometricmodellingissues
Circular tunnel shapes (TBM tunnels) Example

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Geometricmodellingissues
Cross passages and entrance shafts Example
Hint: Draw cross section surface and use Extrude command to create shafts
PLAXIS 3D will automatically create intersections

PlaxisSeminar,Jakarta2012

Geometricmodellingissues
Non-circular tunnel shapes

Using shape designer* to create tunnel contour


Create surface from tunnel contour using right-hand mouse button
Extrude surface
Decompose tunnel volume into surfaces
Assign Plate and Negative interface features to tunnel surface

* new in 3D 2011

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Geometricmodellingissues

Non-circular tunnel shapes Example

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Geometricmodellingissues

Importing tunnel geometry using CAD model

DXF triangulated surface model


- Model should be cleaned before importing in PLAXIS 3D
3DS model

Use Import command or corresponding tool in Structures mode

PlaxisSeminar,Jakarta2012

Constructionstages

Creating geometry for construction stages

Divide tunnel in excavation sections (top heading, bench, invert)


Divide tunnel in longitudinal steps by defining cross section planes
Intersect tunnel with excavation sections and cross section planes
Remove unnecessary sub-surfaces around tunnel

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Constructionstages

Creating geometry for construction stages Example (exploded view)

PlaxisSeminar,Jakarta2012

Modellingvolumeloss

Volume loss can be modelled by:

Defining Contraction* (TBM tunnels) in Structures mode, e.g:


Contraction Fase_Volume_1_1
or use contraction tool or right-hand mouse menu
Activate contraction in Staged construction mode

* New in 3D 2011
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Contraction

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Modellingvolumeloss

Alternatively, volume loss can be modelled by:

Applying Volumetric strain to volume (Staged construction mode)


- Distinction can be made between xx, yy, zz

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TUNNELSANDTUNNELLING

SECTION4.1:VALIDATIONS

PlaxisSeminar,Jakarta2012

Validation1 Plaxis3DTunnelvs.Plaxis2D
Plaxis 2D Model a plane strain tunnelling
Layered ground Fill, Alluvium, CDG
GWL 2 mbgl
6m dia. tunnel, tunnel axis 23 mbgl
Stress relief by 30% due to tunnel exc.
Linings take 70% initial soil stress
Plaxis 2D V8.2 (BD No. G0133) - 456
nos 6-noded triangular elements
Plaxis 3D Tunnel
Plaxis 3D Tunnel V2.4 - 4,560 nos 15-
noded wedge elements
Fineness of 2D & 3D meshes identical
in-plane

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Validation1 InputParameters

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Validation1 GroundSurfaceSettlement

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Validation1 LiningHoopForce&BendingMoment
Plaxis 2D Plaxis 3D Tunnel

Hoop force

Bending moment

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Validation2 Plaxis3DTunnelvs.CentrifugeTestinSand
Centrifuge model
Stability of shallow tunnel in sand
Minimum tunnel support pressure (T)
before tunnel collapse
Centrifuge tests by Atkinson & Potts
(1977) in Leighton Buzzard Sand
Acceleration 75g, 60mm dia. model
tunnel is 4.5m dia. prototype tunnel
Centrifuge tests at C/2R ratios of
0.34, 0.63, 1.0, 1.37 & 2.0
Plaxis 3D Tunnel replicates centrifuge
tests in prototype scale
Predicted T compared to measured
T

Atkinson, J. H. & Potts, D. M. (1977). Stability of a shallow circular


tunnel in cohesionless soil. Geotechnique, 27(2), 203-215.

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Validation2 InputParameters

quoted by Atkinson & Potts (1977)

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Validation2 CollapseMechanism

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Validation2 Comparison

Atkinson & Potts (1977)

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Validation3 Plaxis3DTunnelvs.CentrifugeTestinClay
Stability of tunnel heading in clay
Minimum tunnel support pressure (T)
in unlined section P before collapse
Centrifuge tests by Kimura & Mair
(1981) in soft kaolin clay
Acceleration 125g, 60mm dia. model
tunnel is 7.5m dia. prototype tunnel
Centrifuge model
Centrifuge tests at C/D of 1.5 to 3.0,
P/D of 0 to 3
Plaxis 3D Tunnel replicates centrifuge
tests in prototype scale with C/D = 3,
P/D = 0, 0.5, 1, 2 & 3
Predicted T compared to measured
T

Kimura, T. & Mair, R. J. (1981). Centrifugal testing of model


tunnels in soft clay. Proc. 10th Int. Conf. Soil Mech. & Found.
Eng., Stockholm, Vol. 1, 319-322.
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Validation3 Plaxis3DTunnelModel&StabilityRatioN

Stability Ratio, N

Prototype scale

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Validation3 InputParameters

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Validation3 CollapseMechanism

P/D=0

P/D=2

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Validation3 Comparison

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Validation4 Plaxis3DTunnelvs.SAP2000
Model 6m dia. circular lining subjected to
Plaxis 3D Tunnel 100 kPa external radial pressure
Lining 0.25 m thick, E=20 GPa, =0.2
Compare lining radial displacement, hoop
force, axial force & bending moment
Plaxis 3D Tunnel V2.4 uses Plate element
SAP2000 Nonlinear V7.40 (BD No. S0476)
uses Shell element
Both predictions compare to known
theoretical solutions
SAP2000

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Validation4 TheoreticalSolutionCylinderUnderExternalRadialPressure

Watkins, R. K. & Anderson, L. R. (2000). Structural mechanics of buried pipes.


CRC Press.
Young, W. C. & Budynas, R. G. (2002). Roarks formulas for stress and strain.
156
McGraw-Hill, 7th edition. PlaxisSeminar,Jakarta2012

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Validation4 Comparison

157
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Validation5 Plaxis3DTunnelvs.ClosedFormSolution+BoundaryElementMethod

Model a 2x2 pile group near a 6m tunnel in


clay
5.7m
Hypothetical example by Loganathan et al.
(2001) analysed using closed form solution
+ boundary element method GEPAN
Not an exact solution, not measurement
Volume loss ratio modelled 1%
20m
Plaxis 3D Tunnel analysed the example
1.1m
25m Compare pile settlement, horizontal
displacement, axial force, bending moment
6m dia.
Front pile Rear pile

0.8m

Loganathan, N., Poulos, H. G. & Xu, K. J. (2001). Ground and pile-group responses
due to tunnelling. Soils and Foundations, JGS, 41(1), 57-67.
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Validation5 Plaxis3DTunnelModel
Deformed mesh

Exaggeration scale 150

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Validation5 Comparison
Pile Settlement Horizontal disp. Axial force Bending moment

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Validation6 TunnellingbelowHuaTaiBuilding,SheungWan

Sheung Wan
Crossover Box

30-32 New Market Street

Hua Tai Bldg. built in 1964, 10-storey R.C. frame structure, founded on 73 nos.
of 0.457m dia. Franki piles
5.8m dia. overrun tunnel built in 1980s, trimmed 17 nos pile toes, Fill grouted,
increase size of central raft PlaxisSeminar,Jakarta2012 161

TunnellingBeneath/NearBuildingPiles
Advantage of 3D over 2D analysis
Proposed U/T tunnel 1. progressive advance of tunnel face
2. assess stability of tunnel
face/heading
Existing overrun tunnel
3. model individual piles
(Proposed D/T tunnel)
4. model plan area of buildings
5. model varying support pressure on
tunnel face & along/around TBM
6. soils vary in tunnel axis direction

-10

-20

-30

-40

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RemovalofExistingTunnelLinings

3D analysis required because


1. soil arching in x, y, z (tunnel axis)
directions
2. stability of localised unlined
section
3. unlined & lined sections exist
4. shotcrete properties change with
time in z direction
PlaxisSeminar,Jakarta2012
5. soils vary in z direction

Validation6 TunnellingbelowHuaTaiBuilding,SheungWan

WIL Overrun

Open-face shield tunnel 2.6 bar air pressure

Overrun WIL
Bldg settled 6-9 mm, ground settled 4-6 mm

GCO (1985). Technical Note TN 4/85 MTR Island Line: Effects of


Valuable case history for benchmarking
Construction on Adjacent Property. GEO, Eng. Development Dept., HK.

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Validation6 Plaxis3DTunnelModel

40,388 15-noded wedge elements

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Validation6 ModellingofTunnelling

Progressive advance of tunnel face


Varying support pressure on tunnel face &
along/around shield (average ~2.6 bar)
Building load, piles & cap modelled
Bldg. stiffness considered Parallel Axis
Theorem or sum of EI for individual storeys
Circular piles idealised as square piles
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Validation6 InputParameters

SGI

167
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Validation6 Ground&PileDisplacement
Front Rear

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Validation6 ComparisonofSettlement

Building Ground surface

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Validation7 InterfaceBehaviour

100kN

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Validation7 InterfaceBehaviour

100kPa

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Validation7 StraightInterfaceInputShearStrength

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Validation7 CurvedInterfaceInputShearStrength

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Validation7 Comparison

Straight interface
50kPa x 1m2 = 50 kN
Input shear strength 50 kN

Curved interface
160kPa x 2.9688m2 = 475 kN Input shear strength 474 kN

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TUNNELSANDTUNNELLING

SECTION4.2:APPLICATION1

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Scenario1:

Impactoftunnelling
onexistingpiles

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PLAXISJAKARTA2012

Scenario2:

Impactofpiling
loadingonexisting
tunnels

(1)Aproposeddevelopmentwaslocatedadjacenttothefuture
developmentMRTtwintunnels;
(2)ThepilingsystemwithinMRTProtectionZoneadoptsboredpiles
soastominimizethedynamicimpactduringconstruction.
RCpilesoutsideMRT
ProtectionZone

Boredpiles
withinMRT
ProtectionZone

MRTProtection
Zone

Future MRTtwin
tunnels

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HOWtosimulatetheproblemusingPlaxis3D?

Mostcritical
sectionadoptedfor
thepresent3DFEM
analysis

PlaxisSeminar,Jakarta2012

Typicalcrosssection
Roadsurface

Boredpiledia.
1000mmwith40m
lengthwith28minto
underlyingOAsoils

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PLAXISJAKARTA2012

Boreholesatthislocalareaareadoptedfortheinterpretation
ofsubsurfacesoilprofile

PlaxisSeminar,Jakarta2012

GIBR soilparametersareadoptedfortheanalysis.Effectivedrained
parametersareadoptedduetothelongtermnatureoftheproject

Boredpiledia.
1000mmwith40m
lengthtorestonthe
underlyinghardOA
withSPT N>100

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IllustrationofeffectivedrainedsoilparametersfollowingGIBR
adoptedin3DFEManalysis

PlaxisSeminar,Jakarta2012

IllustrationofeffectivedrainedsoilparametersfollowingGIBR
adoptedin3DFEManalysis

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Constructingthe3DFEMmesh

3DFEMmeshwithsubsurfacesoilprofiles,pilegroups,tunnels

Pilegroups
25kPasurcharge

Workingload
Topfill
onpilecap

OA(E) F1
OA(D) F2 Upperand
closertunnel
OA(C)

OA(B) Lowerand
farthertunnel
Underlyinghard
OA(N>100)

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Hidingofsomesoilelementstorevealthetunnelsandpiles

Pilegroups
25kPasurcharge

Workingload
onpilecap

Boredpiles
dia.1mwith
40mlength

tunnels

PlaxisSeminar,Jakarta2012

Scenario1:

Pilegroupsassumedtobeconstructedfirst;

Effectof2tunnelling(with2%volumelosseach)
ontheadjacentpilegroups

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Simulationsequence:

25kPasurcharge Pilegroupswith
loadingsappliedfirst

TunnelsNOT
constructedyet

PlaxisSeminar,Jakarta2012

Lowertunnelactivatedwith2%volumeloss

Lowertunnel
activatedwith
2%volumeloss
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Theinvertofthetunnelwasrestrainedfromheavingup,soas
toinducemaximumtunnelshrinkinginwardwithmaximum
impacttosurroundingground

Crosssectionofmodeltunnel 3Dview

PlaxisSeminar,Jakarta2012

Asurprise:tunnelhasanoverallshrinkingin,therestraintat
theinverthasNOTeffect

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PLAXISJAKARTA2012

Asurprise:tunnelhasanoverallshrinkingin,therestraintat
theinverthasNOTeffect

hexagon
hexagon
tunnel
tunnel
composedof30
composedof24
sides,each12
sides,each15
PlaxisSeminar,Jakarta2012

Arelieftoremovetheunpleasantsurprise

Correctrestraintof
invertoftunnel

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Followedbytheuppertunnelactivatedwith2%volumeloss

Followedbythe
uppertunnel
activatedwith
2%volumeloss

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Finaltunnelvolumelossshapes(scaledupby25times)

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Finalgroundmovementcontourplot
Maxgroundmovementaroundtunnelcrown,anddissipatesawayfromthetunnels
Immediatelyabovethetunnel,theinducedgroundsurfacesettlementisabout25mm;
whilethegroundmovementattheadjacentsiteisabout10mm

10mm

25mm

PlaxisSeminar,Jakarta2012

Theinducedmaxpiledeflectionisonlyabout6mmduetothe
2tunnelling with2%volumelosseach

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PLAXISJAKARTA2012

Theinducedmaxpilesettlementislessthan5mm

PlaxisSeminar,Jakarta2012

Maxpileaxialforceof5386kNbeforetunnelling;and5766kNafter2
tunnelling,anincrementof380kN,orabout7%incrementonly.

AxialforceBEFORE2tunnelling
PlaxisSeminar,Jakarta2012 AxialforceAFTER2tunnelling

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MaxpileBMtowardstunnels(M22)of90kNmbeforetunnelling;and104kNmafter2
tunnelling,anincrementof14kNmwhichisnegligibleforaboredpileof1mdiameter.

Bendingmomenttowardstunnels Bendingmomenttowardstunnels
M22BEFOREtwotunnelling
PlaxisSeminar,Jakarta2012 M22AFTERtwotunnelling

MaxpileBMparalleltotunnels(M33)of60kNmbeforetunnelling;and63kNmafter2
tunnelling,indicatingnegligibleincrementofBMparalleltothetwotunnelling.

Bendingmomenttowardstunnels Bendingmomenttowardstunnels
M33BEFOREtwotunnelling M33AFTERtwotunnelling
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Finalpilemaxloading
condition:
FinalMaxworkingaxialforce=
5766kN;
FOS=1.4;
Factoredaxialforce=5766*1.4=
8072kN

MaxworkingBM:
M22=104kNm;M33=63kNm;
SoCompositeBM=122kNm;
FOS=1.4;
FactoredBM=170*1.4=170kNm

Thefinalloadingstateislocated
wellwithintheMNplot
envelope

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TUNNELSANDTUNNELLING

SECTION4.2:APPLICATION2 Stop

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ZonesofInfluence

Zone C Zone B Zone A Zone B Zone C

Pile settlement
C B A

Depth
Selementas et al. (2005)
45 45
For pile toe located in
Zone A: pile head settlement > soil surface settlement; decrease in pile
axial force
Zone B: pile head settlement soil surface settlement
Zone C: pile head settlement < soil surface settlement; increase in pile
axial force

PlaxisSeminar,Jakarta2012

ANALYSISOFTUNNELPILEINTERACTION

A. Typicallyusethecombinationof
1.empiricalrelationships/closedformsolutionstoestimate greenfield
groundmovements;and
2.boundaryelementmethodstocomputepiledeformations andstresses
A. Suitableforpreliminaryassessment,withsomelimitations
B. Alternatively,use3Dnumericalanalysis
Pros:modeltunnelling,tunnelpilebuildinginteraction& geotechnical
entitiesinonesingleanalysis
Cons:complicated,relativelylonganalysistime&require advanced
constitutivemodelforsoilnonlinearbehaviour

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EXAMPLEOFTUNNELLINGBELOWPILEDBUILDING
25m
25m
0 mbgl P4 P5 Rear P6
2m Pile cap
5 mbgl Fill 9m 10m
1m
4m
MD
10 mbgl P1 P2 Front P3
CDG 10m 6m tunnel
1m
4m

20 mbgl Tunnel advance direction

Tunnel 2m pile
6m Pile design load 15MN (~5MPa)
30 mbgl
31.5 mbgl Rock 3m bell-out
P1/P4 P2/P5 P3/P6

PlaxisSeminar,Jakarta2012

INFORMATIONFORTUNNEL,PILES&GROUND

A. 6mdiametertunnelexcavatedbyTBM,tunnelaxisdepthat20mbglin
CompletelyDecomposedGranite
B. 15storeybuildingsupportedby6nosof2mdiameterboredpileswith3m
diameterbelloutsinrockat32mbgl
C. Eachpiletakes15MNdesignload(~5MPa).
D. Buildingplansizeis25mby9m,pilecap2mthick
E. Stratigraphyis5mFill,5mMarineDeposits,20mCDGandrock.
Groundwatertableat2mbgl
F. Tunnelconstructedinbetweenpiles,tunneledgetopileedgedistancesare
1m,4mand10m

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SOILSMALLSTRAINNONLINEARSTIFFNESS

0.01% 0.1% 1%

Atkinson & Sallfors (1991)

PlaxisSeminar,Jakarta2012

CDGSmallStrainNonlinearStiffness
Laboratory small strain stiffness
results for CDG samples Hardening Soil + Small
Strain Overlay (HSsmall)
Ng et al. (1998) constitutive model to consider
CDG small strain non-linear
stiffness

1600

1400 Triaxial_Upper
Adopted line Triaxial_Low er
1200
HSsmall_Upper
1000
HSsmall_Low er
Gsec /p'

800 HSsmall_Baseline
600
400

200
0
0.0001 0.001 0.01 0.1 1 10
Shear strain (%)

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3DFiniteElementModel(PlaxisGiD)
Rear Load 15 MN

Building Plate
40m Pile cap
Bored pile
Front
Fill Tunnel face
Tunnel MD 149m
CDG
120m Rock TBM
length
Bell-out
43,000 elements Linings

Refined mesh around


tunnel & building piles
PlaxisSeminar,Jakarta2012

TUNNELCONFINEMENT(FACESUPPORT)PRESSURE
A
PIV PIII Confinement (face support)
Rear
PI
Front pressure (PI to PII) = hydrostatic
pore pressure + overpressure
6m TBM shield 9m
Higher confinement pressure,
PII lower ground loss
PVI Along TBM shield, tunnel support
PV pressures vary to consider
A 1. conical shape of TBM shield /
PIII over-cutting
2. ground loss into tail void in rear
Any combination of support
pressure profiles can be modelled

Pressure
PV increases
Section A-A with depth
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MODELLINGOFTUNNELFACEADVANCE

Soil elements inside TBM


Lining
Lining

TBM shield
(elements nulled) shield are deactivated
Apply tunnel support pressure
1.5 1.5m
profiles
Shield is not modelled
For each face advance, shift
Lining
Lining

TBM shield
(elements nulled) tunnel support pressures
forward & correspondingly erect
new lining behind TBM
1.5 1.5m
The process is repeated as
tunnelling progresses
Lining
Lining

TBM shield
(elements nulled)

1.5 1.5m

PlaxisSeminar,Jakarta2012

MODELLINGOFSTRUCTURES

Piles & pile cap modelled by solid elements


Interface elements along pile shafts & on pile cap
vertical faces
Consider flexural stiffness (EI) & axial stiffness (EA)
of superstructure by incorporating a Plate structural
elements on top of pile cap
Superstructure EI estimated by (Potts & Addenbrooke, 1997)
1. Parallel Axis Theorem (bending about building neutral
axis); or
2. Summation of EI for individual building storeys
Tunnel linings modelled by Plate elements

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PLAXISJAKARTA2012

PREDICTIONONGROUNDSURFACESETTLEMENT

Overpressure 20 kPa, G/F VL 1.6% Overpressure 20 kPa


Distance from tunnel centreline (m)
-60 -40 -20 0 20 40 60
Fill VL 0.31%
0
MD -4

Settlement (mm)
-8 VL 1.61%
-12
Mid-building
CDG
-16
Greenfield
Tunnel -20
Gaussian
-24

Lateral spreading of Gaussian curve with K = 0.45


displacements in MD layer Close to K 0.5 from HK
Settlement trough becomes tunnelling experience
wider

PlaxisSeminar,Jakarta2012

PredictiononPileTransverse
Displacement
Overpressure 20 kPa
Transverse horizontal disp. (mm) +10D
-5 -4 -3 -2 -1 0
0
-2D
Front 5

Rear +2D
10
+2D
Depth (mbgl)

+10D 15
Rear
20 1m P2
Front
25

30 -2D

35
Tunnel advance

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PredictiononPileLongitudinal
Displacement
Overpressure 20 kPa
Longitudinal horizontal disp. (mm) +10D
-3 -2 -1 0 1 2
0

10 +2D

Depth (mbgl)
15 Rear

-2D 20 1m P2
Tunnel advance
Front Front
25
Rear
30 -2D
+2D

+10D 35
Tunnel advance

PlaxisSeminar,Jakarta2012

PredictiononPileSettlement&Axial
Force
Overpressure 20 kPa
Settlement (mm) Increase in axial force (MN)
0 -1 -2 0 1 2 3 4
0 0
P2 -2D P2 -2D
5 Front 5 Front
Rear Rear
10 +2D 10 +2D
+10D
Depth (mbgl)
Depth (mbgl)

+10D
15 7
15

20 20

25 25

A B
30 30

C
35 35

Pile toe
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PredictiononPileBendingMoment
Overpressure 20 kPa
Transverse moment (kNm) Longitudinal moment (kNm)
1500 500 -500 -1500 1500 500 -500 -1500
0 0
P2 P2
5 5

10 -2D 10 -2D
Depth (mbgl)

Depth (mbgl)
Front Front
15 15
Rear Rear
+2D +2D
20 20
+10D Tunnel advance
+10D
25 25

30 30

35 35

PlaxisSeminar,Jakarta2012

CheckonPotentialStructureDamage

45 OP 10kPa Distance from tunnel centre (m) OP 10kPa


P2 OP 20kPa -10 -5 0 5 10 15
Cat. 4 & 5 OP 20kPa
35 0.0 0.3
OP 30kPa
OP 30kPa
Axial Force, N (MN)_

OP 40kPa
25 OP 40kPa
_
Bldg. settlement (mm)

-0.4 0.2
/L (%)

15

5 -0.8 Cat. 3
0.1
-5 =0.14 mm 2
-1.2 1
-15
0
0.0
-15 -10 -5 0 5 10 15 0 0.1 0.2 0.3
Moment, M (MNm) -1.6 h (%)

Pile N-M Interaction Diagram Building deflection Burlands chart

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PLAXISJAKARTA2012

ComparisonwithClosedFormSolution
Greenfield subsurface settle. (mm) Greenfield subsurface horiz. disp. (mm)
-35 -25 -15 -5 5 15 -15 -10 -5 0
0
0 0
Fill Fill
5 5
MD MD
10 10

Depth (mbgl)

Depth (mbgl)
15 CDG 15
CDG
20 20

25 25

Loganathan Loganathan
et al. (2001) 30 et al. (2001) 30
Rock
3D analysis Rock 3D analysis
35 35

Greenfield subsurface section corresponds to P2 location


3D analysis: Overpressure 20 kPa, G/F VL 1.61%

PlaxisSeminar,Jakarta2012

3DFEAvs.AnalyticalSolution
Issues 3D FEA Analytical Solution

Ease of use Complicated Relatively easy


Long analysis time Less analysis time
Ground Layered soil Homogeneous soil
conditions Need realistic Estimated greenfield
constitutive model deformation less good
for layered soil
Tunnelling Model face advance Only pile response in
progress Pile response in transverse direction
transverse &
longitudinal directions

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3DFEAvs.AnalyticalSolution
Issues 3D FEA Analytical Solution

Ground loss, Model confinement Assume a certain VL


VL pressure & predict VL
Effect on Model tunnel, piles, Different boundary
piles/building building & their element programs for
interaction in one pile axial and lateral
single analysis responses
Results from piles & Specific analysis for
building used directly pile group effect
in structural check Dedicated modification
factors account for
building rigidity

PlaxisSeminar,Jakarta2012

REFERENCES(1)
1. Atkinson, J. H. & Sallfors G. (1991). Experimental determination of soil properties. Proc. 10th
ECSMFE, Florence, Vol.3, 915-956
2. Burland, J. B. (1995). Assessment of risk of damage to buildings due to tunnelling and excavation. 1st
Int. Conf. on Earthquake Geotech. Engrg., IS Tokyo.
3. Geotechnical Control Office (GCO) (1985). Technical Note T4/85 - MTR Island Line: Effects of
Construction on Adjacent Property. Civil Engrg. Services Dept., Hong Kong.
4. Hake, D. R. & Chau, I. P. W. (2008). Twin stacked tunnels - KDB200, Kowloon Southern Link, Hong
Kong. Proc. 13rd Australian Tunnelling Conference, 445-452.
5. Loganathan, N., Poulos, H. G. & Xu, K. J. (2001). Ground and pile-group responses due to tunnelling.
Soils and Foundations, 41(1), 57-67.
6. Moller, S. (2006). Tunnel induced settlements and structural forces in linings. PhD thesis, University
of Stuttgart.
7. Moller, S. & Vermeer, P. A. (2008). On numerical simulation of tunnel installation. Tunnelling &
Underground Space Technology, 23, 461-475.
8. Ng, C. W. W., Sun, Y. F. & Lee, K. M. (1998). Laboratory measurements of small strain stiffness of
granitic saprolites. Geotechnical Engineering, SEAGS, 29(2), 233-248.

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PLAXISJAKARTA2012

REFERENCES(2)
1. Pang, C. H. (2006). The effects of tunnel construction on nearby pile foundation. PhD thesis,
National University of Singapore.
2. Potts, D. M. & Addenbrooke, T. I. (1997). A structures influence on tunnelling-induced ground
movements. Geotechnical Engineering, Proc. ICE, 125, 109-125.
3. Schnaid, F., Ortigao, J. A. R., Mantaras, F. M., Cunha, R. P. & MacGregor, I. (2000). Analysis of self-
boring pressuremeter (SBPM) and Marchetti dilatometer (DMT) in granite saprolites. Canadian
Geotechnical J., 37, 796-810.
4. Selementas, D. (2005). The response of full-scale piles and piled structures to tunnelling. PhD thesis,
University of Cambridge.
5. Storry, R. B. & Stenning, A. S. (2001). Geotechnical design & contraction aspects of the Tsing Tsuen
Tunnels KCRC West Rail Phase; Contract DB320. Proc. 14th SEAGC, Hong Kong, 443-448.
6. Storry, R. B., Stenning, A. S. & MacDonald, A. N. (2003). Geotechnical design and construction
aspects of the Tsing Tsuen Tunnels contract DB320 KCRC West Rail Project. Proc. ITA World
Tunnelling Congress, (Re)claiming the Underground Space, Saveur (ed.), 621-626.
7. Vermeer, P. A. & Brinkgreve, R. (1993). Plaxis Version 5 Manual. Rotterdam, a.a. Balkema edition.

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