Professional Documents
Culture Documents
Aaron ODea,1* Harilaos A. Lessios,1 Anthony G. Coates,1 Ron I. Eytan,2 Sergio A. Restrepo-Moreno,3,4
Alberto L. Cione,5 Laurel S. Collins,1,6 Alan de Queiroz,7 David W. Farris,8 Richard D. Norris,9 Robert F. Stallard,1,10
Michael O. Woodburne,11 Orangel Aguilera,12 Marie-Pierre Aubry,13 William A. Berggren,13 Ann F. Budd,14
Mario A. Cozzuol,15 Simon E. Coppard,16 Herman Duque-Caro,17 Seth Finnegan,18 Germn M. Gasparini,5
Ethan L. Grossman,19 Kenneth G. Johnson,20 Lloyd D. Keigwin,21 Nancy Knowlton,22 Egbert G. Leigh,1
Jill S. Leonard-Pingel,23 Peter B. Marko,24 Nicholas D. Pyenson,25 Paola G. Rachello-Dolmen,1,19 Esteban Soibelzon,5
Leopoldo Soibelzon,5 Jonathan A. Todd,20 Geerat J. Vermeij,26 Jeremy B. C. Jackson1,9,25
INTRODUCTION
One hundred and fifty years ago, the striking similarity of marine However, there remains considerable conflicting evidence as well
animals on either side of the Isthmus of Panama was sufficient to con- as confusion within the geological and biological communities about
vince naturalists that a seaway had once flowed between the Pacific the proposal for an old isthmus. To bring clarity to the topic, we
Ocean and the Caribbean Sea (fig. S1) (1, 2). Formation of the Isthmus combine an exhaustive review with new analyses of geological, ocean-
was a pivotal event, driving global oceanic reorganization and major bi- ographic, molecular, and paleontological records.
otic change on land and at sea. Populations of marine organisms divided
by the rising land forged separate evolutionary paths in response to new
and contrasting environments, and the timing of their divergence is now GEOLOGICAL RECORDS
used to calibrate rates of molecular evolution (3, 4). The land bridge
joined North and South America, permitting interchange of previously Formation of the Isthmus of Panama involved subduction of the Pacific-
isolated terrestrial organisms with varying levels of success (5), deeply Farallon Plate beneath the Caribbean and South American plates, ul-
influencing todays continental flora and fauna (68). timately driving the development of a volcanic arc on the trailing edge
In the 1970s, high-resolution paleoceanographic data available of the Caribbean Plate. This initial Panama Arc began to form approx-
from deep-sea cores began to show that an isthmus, defined by the imately 73 Ma (23) as the Caribbean Plate moved eastward, arriving at
Oxford English Dictionary as a narrow portion of land, enclosed on its current position by ~50 Ma. The North and South American plates
each side by water, and connecting two larger bodies of land, was in continued to move westward past the Caribbean Plate after this time.
place only relatively recently, around 3 million years ago (Ma) (9, 10). In addition to their east-west (strike-slip) motion, the South American
This date has been accepted for over 40 years (1113) but has recently and Caribbean plates also acquired a north-south component of con-
been contested by interpretations that the Isthmus formed millions of vergence, leading to the collision of the Panama Arc with South
years earlier. Bacon et al. (14) proposed that there may have been an America. This collision drove uplift in both the Northern Andes
initial land bridge as early as 23 Ma and later that the Isthmus was and the Panama Block, forming the North Panama Deformed Belt
formed between 10 and 6 Ma, whereas Montes et al. (15) concluded and ultimately the Isthmus of Panama (24).
that the Central American Seaway had disappeared by 15 to 13 Ma, The Panama Arc is mostly composed of subduction-derived gran-
stating that the Isthmus of Panama had formed at that time. If true, itoids and associated volcanic rocks. Some early arc basement massifs
these new interpretations would revolutionize our understanding of appear to have been emergent since the Eocene as characterized by
the timing and causal relationships among environmental, ecological, cooling below 200C at that time, with continued exhumation and
and evolutionary change in the region. Some researchers have already cooling episodes at 25 to 20 Ma, and at 12 to 6 Ma to less than 40C
accepted the new dates and called for major revisions of our under- (2426). Between 25 and 23 Ma, the type of volcanic arc activity
standing of global paleoceanographic and climate change, an alter- underwent a distinct change from hydrous mantle wedgederived mag-
native explanation for the Great American Biotic Interchange, and a matism to localized extensional magmatism, indicating that the arc had
compilation of new rates of molecular evolution (1622). impinged on South America (24, 27). Subsequently, the Panama Arc
underwent uplift at relatively moderate but constant rates (Fig. 1). As as those used by Montes et al. (15), have been identified in the
expected, uplift rates were generally higher in the Darien Basin (table Norandean region of South America (table S2). The two most likely
S1), closest to the initial collision with the South American Plate. By alternative source regions are (i) a Paleocene-Eocene volcanic arc in
15 Ma, continued collision led to a transition from generally deepwater the Central Cordillera (30) and (ii) the Sierra Nevada de Santa Marta
biogenic to siliciclastic sedimentation (28). Between 9 and 6 Ma, rates of (table S2 and Fig. 2). The true extent of Eocene zircons in the region
paleobathymetric change in sedimentary sequences reveal significant therefore categorically negates the assertions of Montes et al. (15) that
deepening across the Panama Arc (Fig. 1) (28). Eustatic sea-level rise there are no igneous bodies of that age in the northern Andes or
could in part be the cause of the deepening during the 9 to 8 Ma in- that the Panama Arc and old Andean terrains are mutually exclusive
terval (Fig. 1), but later deepening cannot be explained by sea-level geochronological domains. It is therefore unnecessary to invoke a land
change and must therefore have been due to subsidence. The connection to explain the existence of Eocene zircons in Miocene se-
deepening event is most pronounced in the Bocas del Toro and Canal diments in the lower Magdalena Basin.
basins of Panama (table S1), suggesting that the cause may have been In addition, the assumption by Montes et al. (15) that a well-
related to local tectonic extension (24), which would explain why established Miocene fluvial connection existed between Panama and
adjacent crystalline massifs continued to be exhumed at the same time South America disregards the sedimentary record in the UrabAtrato
(25, 26). At around 6 Ma, the Panama Arc began rising again (Fig. 1) San Juan Basin that topographically separates Panama and South
Eustatic sea
level (m)
University, 610 Taylor Road, Piscataway, NJ 088548066, USA. 14Department of Earth
and Environmental Sciences, University of Iowa, Iowa City, IA 52242, USA. 15Labor-
atrio de Paleozoologia, Departamento de Biologia Geral, Universidade Federal de
Minas Gerais, Av. Antonio Carlos, 6627, cep. 31270 010, Belo Horizonte, MG, Brazil.
16
Department of Biology, Hamilton College, 198 College Hill Road, Clinton, NY
13323, USA. 17Academia Colombiana de Ciencias Exactas, Fsicas y Naturales, Bogo-
t, Colombia. 18Department of Integrative Biology, University of California, Berkeley, 100
3040 Valley Life Science Building #3140, Berkeley, CA 947203140, USA. 19Depart-
ment of Geology and Geophysics, Texas A&M University, College Station, TX 77843,
USA. 20Department of Earth Sciences, Natural History Museum, London SW7 5BD, UK. 20 19 18 17 16 15 14 13 12 11 10 9 8 7 6 5 4 3 2 1 0
21
Woods Hole Oceanographic Institution, Woods Hole, MA 02543, USA. 22Department Age (Ma)
of Invertebrate Zoology, National Museum of Natural History, Smithsonian Institution,
Washington, DC 20013, USA. 23Department of Geology, Washington and Lee University, Fig. 1. Uplift of the Isthmus of Panama and global sea levels over the
204 West Washington Street, Lexington, VA 24450, USA. 24Department of Biology, Uni- last 20 My. Rates of uplift are estimated from changes in the age and
versity of Hawaii at Mnoa, 2538 McCarthy Mall, Honolulu, HI 96822, USA. 25Department depth of deposition of sedimentary units across the Panama Arc (table
of Paleobiology, National Museum of Natural History, Smithsonian Institution, Washing-
S1) and are therefore relative to sea level. Eustatic sea-level estimates (light
ton, DC 20013, USA. 26Department of Earth and Planetary Sciences, University of California,
Davis, One Shields Avenue, Davis, CA 95616, USA. blue and dark red lines) from the study of Miller et al. (131). The dark blue
*Corresponding author. Email: odeaa@si.edu line indicates values averaged within time bins of 250 thousand years (ky)
Deceased. for the 0 to 9 Ma record.
80W 75W
Sierra Nevada 10 Pacific
A
CARIBBEAN PLATE
MART (C)
de Santa Marta 8
6
Canal Urab 4
% Corals + algae
10N
deformed belt Lower 100 Caribbean
Magdalena 80
B
60
Basin 40
A G D A LE N A
20
Panama-Choco 0
Block North
Andes 12 11 10 9 8 7 6 5 4 3 2 1 0
OM
Cuchillo hills
Block
a
0.4 0.1
er
ill
rd
Co
n
0 0
rn
5N
Basin
ster
Cen
AMERICAN
ste
Pacific
PLATE
We
Ea
200 km 0
180 ()
Eocene sedimentary rocks zircon depositional locations
Paleocene-Eocene
Oligocene and younger U-Pb zircon ages Alternate detrital zircon
sedimentary rocks source locations 1 Caribbean
Fig. 2. The Isthmus of Panama and northwestern Colombia with loca-
tions of some crystalline rocks (igneous and metamorphic) with re- 1.5
ported Paleocene-Eocene radiometric ages (squares and triangles). 6 5 4 3 2
Montes et al. (15) proposed that Eocene detrital zircons in middle Miocene 2.0
sediments of the Magdalena Basin (blue dots) could only be from plutonic 0 Pacific
rocks of the Panama Arc (dark green outline). However, several other rock 2.0
Nd
units (for example, Western, Central, and Eastern Cordilleras plus the Sierra 4.0
Nevada de Santa Marta; red outlines and table S2) exhibit radiometric ages 6.0
in the same interval and therefore must also be considered as potential 8.0 E Caribbean
sources. From previous studies (2426, 30, 31, 132). 10.0
11 10 9 8 7 6 5 4 3 2
Age (Ma)
the Canal Basin (fig. S2). Such a rise is easily accounted for by arc uplift
Fig. 3. Timing of divergence between Caribbean (blue) and Tropical
and eustatic sea-level changes over the last 3 million years (My) (Fig. 1).
Eastern Pacific (red) environments and ecologies in coastal, shallow, and
deep waters. (A and B) Estimated mean annual range of temperature
[MART; a proxy for strength of upwelling estimated by measuring zooid
MARINE PALEONTOLOGICAL RECORDS size variation in fossil bryozoan colonies (133)] (A) and the relative skeletal
weight of corals and coralline algae (68, 134) (B) in replicated bulk samples
Formation of the Isthmus of Panama is recorded by changes in the from coastal shelf sediments on the Isthmus of Panama. (C and D) Rates of
chemistry, composition, and structure of sediments and fossils in deep accumulation of carbonate (CMAR) in deep-sea sediments (C) and esti-
sea and coastal rock records across the Caribbean and eastern Pacific. mated surface water salinity (reflected in the oxygen isotope record) (D)
In the deep ocean, divergences in neodymium isotopes (Fig. 3E) (35) in Caribbean and Pacific surface waters. (E) Neodymium (Nd) values from
and benthic foraminifera d13C (36, 37) between Caribbean and Pacific fish teeth and foraminifers in Pacific and Caribbean basins (35, 38).
sites, as well as an abrupt increase in the Pacific carbonate compen-
sation depth, provide strong evidence that deepwater connection was shut 4.2 Ma (Fig. 3D) (36, 42). Deep Caribbean d13C increased toward
off between 12 and 9.2 Ma. At this time, the deepest part of the sill of the modern values at the same time, in response to flooding of the Carib-
Panama Arc must have shoaled to less than 1800 m and was perhaps as bean by nutrient-poor North Atlantic Deep Water (36, 37, 43). Finally,
shallow as 1200 m (38). Caribbean carbonate preservation improved at 4.6 Ma, likely reflecting
Ocean circulation models suggest that constriction of interoceanic the replacement of corrosive Antarctic Intermediate Water by North
straits should have caused the Atlantic to become saltier because the Atlantic Deep Water as overturning increased in the northern North
trade winds transported moisture into the Pacific (39). In turn, the Atlantic (Fig. 3C) (43). The development of a large salinity contrast
increase in North Atlantic salinity should have driven increased ther- between the Caribbean and eastern Pacific (Fig. 3D) is a particularly strong
mohaline overturning in the North Atlantic and introduced low-CO2 indication that the Panama Arc was mostly emergent by 4.2 Ma (40, 44).
and low-nutrient waters into the deep Atlantic by overturning nutrient- Nonetheless, vigorous exchange of near-surface waters between the
poor surface waters (3942). As predicted by these models, western oceans continued as demonstrated by similarities in the radiolarian (45),
Atlantic surface water salinity began to diverge from eastern Pacific foraminiferal (9, 10, 46), and nannoplankton coccolithophore (47) com-
values about 4.6 Ma and reached modern Caribbean values by about munities of the Caribbean and Tropical eastern Pacific. Radiolarian
assemblages in the Gulf of Panama and the presence of the foraminifer tions), we further restricted our choice of phylogenies to those based
Neogloboquadrina pachyderma (sinistral coiling) in the Western Caribbean on a combination of mtDNA and nuclear DNA regions (see text S1
are distinct indicators of increased upwelling starting about 4.2 Ma that have for details). Of the 38 comparisons based on fossil-calibrated phyloge-
been interpreted as shoaling of the Caribbean-Pacific sill (45, 48). The nies, 26 (68%) produced estimates of separation that occurred more
temperature gradient in the eastern Pacific thermocline also steepened recently than 12 Ma (Fig. 4), demonstrating that seawater passages of
between 4.2 and 3.8 Ma, consistent with increased coastal upwelling sufficient width and flow to convey larvae or adults between the
(41, 49). The Indo-Pacific planktonic foraminifer, Pulleniatina, and a Pacific and Caribbean continued after this date. Other comparisons
suite of menardellids and other foraminifer species disappeared from the indicate older splits, which may have occurred either because of
Caribbean between 3.5 and 3.0 Ma in a pattern indicative of the shoaling gradual isthmus uplift or resulted from extinction in one ocean of
of the Panama Arc (9, 10, 46). Coccolithophore communities were sim- one daughter species of a common ancestor originally spread in both
ilar between eastern Pacific sites and the southern Caribbean up until oceans, creating the false impression that the extant remnants were
between 3.65 and 2.76 Ma and then diverged as the Panama Arc cut off actually sister species (3, 75). The four most recent divergences in
surface water flow between the oceans (47). The redevelopment of similar our analysis are the cone snail Conus at ~4.1 Ma [95% highest poste-
salinity and sea surface temperatures between the Tropical Eastern Pacific rior density (HPD), 5.80 to 2.90 Ma], the grouper Mycteroperca at 3.58 Ma
and Caribbean suggests temporary breaching of the Isthmus as late as (95% HPD, 5.51 to 1.90 Ma), the butterflyfish Chaetodon at ~3.4 Ma
appearences of genera
nently blocked all genetic exchange from 23 to 13 Ma (15), the estimated South American to
4
North America
Number of first
median divergence rates would be 0.20 to 0.43% per million years. The 2
median divergence rate of mtDNA evolution in transisthmian pairs
0
with fossil-calibrated phylogenies is 1.06% per million years (table
5
S4); thus, the rates that assume an old separation of the oceans are North American to
inconsistent with the dates derived from the fossils. It is very unlikely 10
South America
that evolution of mtDNA was accelerated exclusively in species that 15
surprising that there were so few successful dispersals of terrestrial Our reviews and new analyses show that, before isthmus formation,
animals, especially in the light of known oceanic dispersals over much the Panama Arc existed as a semi-emergent island chain through
greater distances around the world. Strong ocean currents may have which abundant seawater flowed from the Pacific into the Caribbean
created a formidable barrier similar to the Indonesian throughflow since at least 30 Ma. The arc collided, initially underwater, with South
(112), which accounts for the Wallace and Lydekker lines (113, 114); America around 24 Ma and has continued to do so to this day (24).
this interpretation is supported by paleoceanographic models of large- Meanwhile, the largest of the interoceanic straits were more than 1200 m
scale interoceanic water exchange between the Pacific and Caribbean as deep, permitting massive interoceanic seawater exchange until these
the Isthmus of Panama shoaled (29, 40, 115). Alternatively, dispersals deepwater passages were extinguished by 9.2 Ma (35, 38), after more
may have been frequent but mostly unsuccessful because of unsuitable than 15 My of collision and uplift. Proximity of emergent land on the
ecological conditions and/or stiff competition from resident incumbent Panama Arc to South America increased the probability that terres-
faunas (13, 116118). trial animals and plants could disperse between the continents across
The Great American Biotic Interchange (119) is characterized by a the seaways. Land mammal dispersals began ~20 Ma and trickled on
surge in successful dispersals in both directions beginning around 2.6 Ma, for a further 17 My, most likely via rafting. Shallow seawater continued
traditionally defined as beginning with the arrival of the South American to be exchanged between the oceans until ~4 Ma whereupon the num-
porcupine Erethizon in North America (116), and various members of ber of diverging marine species peaked (Fig. 4), and the Caribbean
the available evidence, we strongly caution against the uncritical ac- 20. K. A. Jnsson, B. G. Holt, Islands contribute disproportionately high amounts of evolution-
ary diversity in passerine birds. Nat. Commun. 6, 8538 (2015).
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