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What is This?
Article
Abstract The first half of this article offers an assessment of critical discourse
analysis, as developed since the 1980s and understood at the time in terms of a
much-needed departure from predominantly descriptive modes of linguistic
enquiry which prevented an adequate thematization of power, inequality and
ideology. In this review I draw attention to some enduring tensions in the
models aspirations between (1) being an interpretative mode of enquiry which
inevitably adopts a discourse participants point of view, (2) offering social-theor-
etically informed explanations of discourse which overcome limitations inherent
in a participants outlook and (3) formulating an interventionist programme of
emancipation which prioritizes dialogue with institutional members. With an eye
to relieving some of these tensions, I explore, in the second half of my article,
what might be gained from a dialogic confrontation with reflexive research tra-
ditions within linguistic anthropology. In particular, recent work on the natural
histories of discourse takes the situatedness of entextualizations of discourse-in-
context as one of its main forces of enquiry.
Keywords critical discourse analysis critique institutional intervention
natural history of discourse (re)contextualization/entextualization
How do we recognise the shackles that tradition has placed upon us? For if we
recognise them, we are also able to break them. (Franz Boas quoted as a motto
in Fairclough, 1989: 1)
Central to this paper is a concern with the epistemology of institutional
intervention in discourse-oriented research. Social intervention is an old
theme in research, especially if one accepts antecedence in sociology (calls
to enlighten society with its insights can be traced all the way back to its
founder, Auguste Comte). In language-oriented research, however, the
theme has emerged more recently. But, as in sociology, it is a dimension of
research practice which is bound to sit rather uncomfortably with
researcher-identities, because it marks the point where the relationship
between researcher and researched cannot possibly be figured away, where
a retreat into theoretical relativity can never be enough to lay to rest differ-
ences of opinion and where, in the best cases, accountability is genuinely
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Critique of Anthropology 21(1)
The birth of CDA can be situated in the second half of the 1980s with key
discussion groups in Britain (and Australia).2 Its emergence as a critical
approach to the analysis of institutional text and talk was no by means acci-
dental, in that it was prompted by a perceived need to respond to particu-
lar developments in late capitalist society in Britain (and to some extent
elsewhere in Europe). Let me say something about the societal develop-
ments first, though I can paint these only very schematically here. From the
end of the 1970s onwards, British society was undergoing its most radical
post-war transformation in the course of the Thatcherite political project.
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Slembrouck: Explanation, Interpretation and Critique
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Critique of Anthropology 21(1)
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Slembrouck: Explanation, Interpretation and Critique
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Slembrouck: Explanation, Interpretation and Critique
The difference is reinstated but cast in different terms when discussing the
stage of explanation:
The position of the analyst in explanation is more easily distinguishable from
that of the participant in that the resources the analyst draws upon here are
derived from a social theory. . . . However, self-consciousness is just as
important if one is to avoid importing untheorised assumptions about society,
or acting as if explanation could be theory-independent or theory-neutral.
Participants do have, to varying degrees, their own rationalisations of discour-
sal practice in terms of assumptions about society, but such rationalisations
cannot be taken at face value. Again, for the critical analyst, the aim is to bridge
the gap between the analyst and the participant through the widespread
development of rational understanding of, and theories of, society. (1989: 167)
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Critique of Anthropology 21(1)
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Slembrouck: Explanation, Interpretation and Critique
a particular social theory but note that this remark is by no means meant
disparagingly. Whereas Fairclough (1992a: 2234) suggests that a choice
such as that between an explanation which appeals to hegemony and one
which appeals to post-traditionalist negotiation may be a matter of which
particular domain is being examined, Chouliaraki and Fairclough (1999:
17) expressly disclaim support for any call for stabilizing method or theory
within CDA, preferring instead to construct a research agenda on contem-
porary social life which is rooted in an ongoing dialogue with the narra-
tives of late modernity, feminism and postmodernism (Baudrillard,
Bernstein, Bourdieu, Giddens, Habermas, Haraway, Harvey, etc.).
However, it should be clear that each of these social-theoretical alternatives
entails a particular conceptualization of the social subject-cum-language
user, their perceptual horizons and attendant scenarios of likely and plaus-
ible institutional policy and intervention. This brings us closer to answer-
ing the second question.
Let me just raise some of the difficult points. Foucaults conceptual-
ization of power rules out emancipation, by treating resistance and
subjectivity with it as superfluous to the workings of discourse/power-
regimes; and he is quite happy to jettison the notion of a subject liberated
through knowledge in order to salvage a general idea of an ethics of the
self however much this tends to be perceived as inherently problematic
and self-contradictory. Mesthrie et al. (2000: 325) similarly draw attention
to the power-serving purposes of what is socially useful, which leave insti-
tutional representatives with very tangible dilemmas. And what about the
language user who emerges in Bourdieus theory of field-based positions
and habitus in a market of symbolic exchanges? Should one think of insti-
tutional intervention in terms of injections of symbolic capital? Yet a differ-
ent language user is presupposed by post-traditionalist society, in which
decision-making is thought of as reflexively informed as a result of
increased personal and reflexive access to expert systems. Where does this
leave one with the idea of consciousness raising as the distinction
between those who are aware and those who, thus far, have remained
unaware collapses in more than one respect in the light of self-awareness
as a widespread strategy adopted across professional and institutional sites?
The point here is absolutely not that I should want to challenge the fruit-
fulness of a transdisciplinarity which continually renews itself and is
exotropic (cf. Chouliaraki and Fairclough, 1999: 11213), but rather that
the language user as an inevitable entity in research and as a target of
intervention has largely been left out of the social-theoretical discussions
and dialogues which CDA has engaged in so far. The net result of this may
be that the analyst is left rather without theory and method when facing
that language user in the course of institutional intervention, except for a
rather under-defined commitment to the dissemination of a critical body
of knowledge in a one-directional flow from expert critical discourse analyst
to lay (and/or professional?) institutional member. In one sense, then, it is
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Critique of Anthropology 21(1)
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Slembrouck: Explanation, Interpretation and Critique
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Slembrouck: Explanation, Interpretation and Critique
Recovering some of the shadow conversations in the case of Roy and lost
letter
A shift towards interpretative participation not only raises the issue of the
status and relevance of participant-based perceptions in the handling and
creation of textual artefacts; it also invites attention to the full range of role-
relationships which involve researcher, researched and others whether as
46
Critique of Anthropology 21(1)
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Slembrouck: Explanation, Interpretation and Critique
The claim contained in OPAs letter of 24.12.92 that the letter had been duly
delivered posed a problem. I suspected that the bank would not accept such
an unsubstantiated claim from a foreign postal administration. Fortunately
OPA substantiated their claim by providing a copy of the documentary proof
that the GPO had sent them. (Sarangi and Slembrouck, 1996: 2289)
The corresponding passage in chapter 5 is:
(3) This raises the question why the OPA had not sent the receipt in the first
place? . . . We shall take up the first two questions here and return to the final
question later.
As far as the first question is concerned, institutions can be expected to
safeguard the face of other institutions ahead of clients. Bureaucratic insti-
tutions do not easily give away anything more than the necessary minimum.
This is especially so in critical situations where its credibility or that of a sister
institution is at stake. This may explain why the OPA did not enclose the receipt
in their correspondence dated 24 December 1992. Roy is prepared to take risks
as far as the OPA and the Post Office are concerned, because this will help
restore his face with the bank. As the situation develops, the OPA and the Post
Office become channels (rather than targets) instrumental in his relationship
with the bank. A second explanation is that institutions do not adopt a client
perspective in running their day-to-day activities. In this case the OPA could
not see the usefulness of forwarding this receipt as they were not aware of Roys
actions and reactions so far, or what Roy wanted to establish with the help of
this receipt. Extending this line of argument, we can conclude that institutions
offer information previously withheld when clients ask for it on record as Roy
now says I will then be able to take up the case with the bank. A third expla-
nation could be that institutions feel that clients should treat the reporting
activity of institutions as truthful and not look for further evidence (cf.
chapter 3). When the OPA reports that the Post Office has confirmed the
delivery to the bank, it should be accepted at face value. If clients undertake
to establish the truth by asking institutions to produce adequate evidence, then
there is the danger of clients turning bureaucratic (which is different from
turning professional) a threat to the existence and power of institutions.
(Sarangi and Slembrouck, 1996: 1089)
What is presented as calculated risk in doing x in the interpretative cat-
egorization of a set of client behaviours is being undermined through the
clients own representation of particular interactional moves as informed
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Critique of Anthropology 21(1)
by having no other choice but to do x. Is Roy just being modest here and
playing down a potential disagreement over what constitutes a risk? Note
also some of the wider differences, illustrated in the excerpts but charac-
teristic for the larger set of textual artefacts: there is, for instance, the I-
centredness of the gloss on events which can be contrasted with the
abundance of I/you-dialogisms in the response to the analysis and the
we (reader-inclusive)/Roy-dichotomy which structures the chapter draft.
Additionally, while there appears to be no overt dialogue with or explicit
response to the researchers chapter in the gloss on events, the response
to the analysis in chapter 5 is self-reflexively prefaced by in the following
I explain my reactions to various details of the narration and analysis in the
events in the bank story. Needless to add, other less straightforwardly
coded role relationships lurk in the background behind the two texts such
as one that follows from Roys awareness that his narration and reaction are
ultimately to be included in a published volume which will be overheard by
the wider academic community in which the two researchers have a repu-
tation to establish and defend. Echoing Hankss discussion of Goffmans
concept of frame-space (1996b: 170), it is not at all surprising that Roys dis-
agreements are conducted within the perimeter of propriety beyond which
a speaker is in violation. From a reading of the book one may also get the
impression that the gloss of events was written independently of and
before the chapter was drafted and that it was followed by Roys response
to the analysis again accomplished in complete independence of the two
discourse analysts engagement with the case. However, whereas the latter
may suggest that the chapter analysis itself can claim equal independence,
there are various traces of the presence of Roys point of view. For instance,
each of the three excerpts below can either be read in a speech represen-
tation-mode (for instance, presupposing in the case of (5) that the
researchers observed signs of relief and were able to link these to particu-
lar events because Roy told them) or in the mode of an omnipotent nar-
rator (in which case, the researchers must be seen as engaging in some
serious and rather disturbing forms of mind-reading):
(4) He decided to write the following letter to the Post Office, enclosing a copy
of the letter above while waiting to hear from the OPA about the outcome of
their action. Clearly, some clients perceive it as necessary to go beyond the insti-
tutional guidelines when material loss and face loss have been incurred.
(Sarangi and Slembrouck, 1996: 102)
(5) Roy was relieved to receive this information, because until now the bank
had not acted or even responded to any of his correspondence. (Sarangi and
Slembrouck, 1996: 108)
(6) He was rather surprised that OPA had complied with his request, despite
his initial suspicion that correspondence between institutions is not normally
made accessible to clients when they are third parties. (Sarangi and Slem-
brouck, 1996: 108)
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Slembrouck: Explanation, Interpretation and Critique
At this point, it is worth revealing that the client was a close colleague
of one of the two authors and that there were intensive contacts between
the two of them during the events of the case. Around the same time, the
drafting of chapter 5 was being initiated and developed over e-mail. A few
months later the second author joined his co-author to revise the first draft
of the book and the colleague two corridors away (Roy in the data) entered
into a new set of role relationships, now joining the authors in discussion
and analysis over many cups of tea while also providing annotated com-
ments and feedback on other freshly revised chapters. At some point, the
idea was raised that Roy write up his own gloss of events and a response to
the authors analysis as well, for inclusion in the book. With this bit of back-
ground knowledge in mind, note how in the case of (4), Clearly, some
clients perceive . . ., it is now no longer clear whether the researchers
observation will be heard as arrived at by deduction or whether there was
a more direct antecedence in one of the many conversations with Roy.
It would certainly be worth spending a few more pages here on how
the texture of the chapter and its appendices selectively foreground some
of the discursive role relationships between Roy and the researchers, while
backgrounding/suppressing others. The schematic representation im-
mediately below gives a roughly sketched overview of the major sites, dates
and stages of (re)contextualization/entextualization throughout the
period during which the case unfolded and the chapter and its appendices
were composed.
50
Critique of Anthropology 21(1)
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Slembrouck: Explanation, Interpretation and Critique
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Slembrouck: Explanation, Interpretation and Critique
Conclusion
In this article I have referred to one particular way in which critical analysts
of discourse might engage themselves with the question why discourse is
the way it is: they should do so dialogically involving the voices of
institutional members both in actual dialogues and in the dialogues of
representation. To do this does not mean to discard the importance of
social-theoretically informed insights, but it does mean that critical
approaches to discourse analysis must drop any explanatory ambitions in
an absolute, causal sense, for, as long as this continues to be presupposed
in analytical practice, research will tend to be inclined towards an unprob-
lematic concept of text or talk in a static contextual space, with interpre-
tation as something that can be finalized and with social action-oriented
dimensions reduced to a function of the formal make-up of texts. Rep-
resentation is an important element in this, as closure in representation
may easily tip over into comfortable reassurance in interpretation. Thus,
active reflexivity can be interpreted in terms of a productive awareness of
contextualization at work while doing research. Like Blommaert (this
volume), I suggest that there is much to be gained from a view which
situates identity-forming practices in discursive trajectories along
institutionalized paths rather than in single texts or encounters. In
addition, the argumentation developed in this article insists that the same
observation be made for the parts where the textual trajectories extend into
the institutionalized sites of the critical academy. As for the perspective of
NHD, I hope to have demonstrated its considerable critical epistemologi-
cal strength. It is indebted, in more than one respect, to linguistic anthro-
pologys long-standing ethnographic tradition of direct involvement with
the communities studied. However, at this stage, it is not fully clear to what
extent institutional intervention is a priority for linguistic anthropology and
to what extent its practitioners wish to formulate their academic projects in
terms of an explicit engagement with ideology, power and conflict by
doing so, constructing participants actions and behaviours not just in
terms of cultural agency but also very much as institutional practice.
Notes
1 I am indebted to the members of the FWO Onderzoeksgemeenschap Taal,
macht en identiteit/Research Group on Language, Power and Identity for
their encouragement and active involvement in developing this article. Its first
form was as a presentation in the session The relevance of critique in discourse
analysis at the 98th annual meeting of the American Anthropological Associ-
ation (Chicago, November 1999). I am grateful to Mary Bucholtz for comment-
ing on the conference paper. The present version has benefited considerably
from detailed comments and constructive criticisms offered by Jim Collins, Ben
Rampton, Karen Sykes and Annemarie Vandenbergen.
54
Critique of Anthropology 21(1)
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Slembrouck: Explanation, Interpretation and Critique
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