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975

Landmark Trials in Endocrine Adjuvant Therapy for


Breast Carcinoma

William Gradishar, M.o. The review summarizes the outcomes of seTeral landmark trials involving aro-
matase inhihilors that helped rormulate current therapeutic approaches recom-
Feinberg School of Medicine, Northwestern Uni- mended by the American Society of Clinical Oncology for breast carcinoma treat-
versity, Chicago, Illinois. ment. Ca11cer 2006;106:975-81. (C) 200fi 1\ merican r:ancer Snciely.

KEYWORDS: breast carcinoma, endocrine adjuvant therapy, tamoxifen, aromatase


inhibitors, clinical trials.

T amoxifen vvas the mainstay of adjuvant endocrine therapy for


women with hormone-sensitive breast carcinoma for nearly three
decades, but its limited efficacy span and side-effect profile prompted
the devdopment of other therapeutic agent~. Aromatase inhibitors
such as anastrozole, letrozole, and exemestane block estrogen con-
version and have demonstrated greater benefit for disease-free sur-
vival (DFS) than tamoxifen. Several landmark trials have supported
the use of aromatase inhibitors for the treatment of breast carcinoma
in postmenopausal women, leading the American Society of Clinical
Oncology to recommend their standard use.
Some two-thirds of breast carcinoma tumors are hormone-recep-
tor-positive, 1.2 and approximately 60-70% respond to antiestrogen
therapy with tamoxifen, the gold standard of endocrine adjuvant
therapy worldwide for over 20 years. The third-generation aromatase
inhibitors anastrozole, letrozole, and exemestane suppress estrogen
production by blocking the aromatase enzyme and thereby impeding
androgen conversion to estrogen.~ In the US. most postmenopausal
women with newly diagnosed hormone-sensitive breast carcinoma
are treated with aromatase inhibitors because of their superior effi-
cacy compared with that of tamoxifen, which has been demonstrated
by several trials. This review summarizes the outcomes of several
landmark trials that helped formulate current therapeutic approaches
for breast carcinoma treatment.

Landmark Trials with Tamoxifen in Breast Carcinoma Therapy


Approved in 1986, the use of tamoxifen expanded from treatment of
metastatic disease to first-line therapy for early-stage breast carci-
Dr. Gradishar has served as a consultant to Astra-
Z.eneca, Novartis, and Pfizer. noma to preventative use in some patients.3 The 1983 Nolvadex
Adjuvant Trial Organization (NATO) results supported the benefits of
Address for reprints: William Gradishar, M.D., Feinberg using tamoxifen as monotherapy for node-negative breast carcinoma
Schad of Medicine, Northwestern University, 676 Nortl1 in over 1100 postmenopausal women.M when patients were random-
St Oair St, Suite 850, Chicago, IL 60611; Fax: (312) ized to either tamoxifen lU mg twice a day or no additional therapy
695-6189; E-mail: w-gradishar@northwestem.edu
after definitive surgery for up to 5 years, significantly fewer breast
Received 29 July 2005; revision received 6 Sep- carcinoma recurrences occurred in subjects receiving tamoxifen. The
tember 2005; accepted 15 November 2005. Early Rreast Cancer Trialists' Collaborative Group (ERCTCG) study of

2006 American Cancer Society


DOl 10.1 002/cncr.21707
Published online 24 January 2006 in Wiley lnterScience (www.interscience.wiley.com).
976 CANCER March 1, 2006/ Volume 106 I Number 5

20,000 women with early breast carcinoma who re- more manageable side-effect profile. Adverse effects
cl:!ived tamoxifen found that 5 yean; of adjuvant ta- observed with the arumatase inhibitors generally in-
moxifen therapy provided propot1ional DFS reduc- clude fewer incidences of endometrial cancer, cere-
tions of 47%.5 6 However, tamoxifen is associated with brovascular events, hut flush~s. and vaginal problems,
infrequent but potentially severe side effects; the in- but more musculoskeletal disorders and fractures.
cidence of endometrial cancer quadrupled in women H.esults from the Arimidex, Tamoxifen Alone or in
taking tamoxifen for 5 years. Combination (ATAC) trial demonstrated that anastro-
A recent study found that more than 50% of re- zole is effective and well tolerated in the treatment of
currences occur after 5 years of tamoxifen treat- postmenopausal women with hormone-responsive
ment,56 and when the 5-year and 10-year relapse-free early breast carcinoma after a median followup of 33
survival rates were calculated for patients who had months.u The ATAC trial was the first adjuvant breast
received standard adjuvant therapy, it was evident carcinoma trial evaluating an aromatase inhibitor to
that a large number of these patients still had a sub- complete recruitment and to have results published at
stantial risk of breast carcinoma recurrence and would a median followup of greater than 5 years. However,
benefit from additional risk reduction. 7 The B-14 Na- the study population included women 'i'Vith unknown
tional Surgical Adjuvant Breast and Bowel Project estrogen-receptor I progesterone-receptor status and
(B-14 NSABP), a randomized, placebo-controlled clin- one-third of the ATAC patients participated in a trial
ical assessment of 4127 women, showed that individ- arm (anastrozole + tamoxifen) that was stopped after
uals with estrogen-receptor-positive breast carcinoma 47 months of treatment. After a median followup of 68
and negative axillary lymph nodes had a statistically months, patients treated with anastrozole had a sig-
significant increase in DFS after 5 years of tamoxifen nificantly better outcome for DFS than patients
therapy.8 When these subjects undenvent rerandom- treated with tamoxifen (hazards ratio [HR], 0.87; 95%
ization to placebo or to a longer period of tamoxifen confidence interval [CIJ, 0.78-0.97) (P = O.Ol).n A
treatment, they showed no further benefit from the significant reduction in distant metastasis in the in-
drug. After 7 years of followup, patients in the placebo tent-to-treat population (14%} occurred, but no signif-
group demonstrated a slight advantage in DFS (82%) icant outcome advantage was seen for distant metas-
compared with tho:.-;e who continued tu H!ceive ta- tasis in the hormune-ret:eptur-pusitive population.
moxifen (78%) (P = 0.03), leading researchers to con- Fut1hermore, there was a trend showing that the ben-
dude that additional tamuxifen use is not warranted.9 efits of anastrozule therapy are maintained regardless
Extending tamoxifen use beyond 5 years resulted in of the type of chemotherapy given, 14 but patients re-
pour tolerability and exacerbation of the drug's side ceiving chemotherapy and node-positive patients did
effects. not experience any significant benefit in Dl'S when
Currently, the Adjuvant Tamoxifen: Longer taking anastrozole and no survival advantage for anas-
Against Shorter (ATlAS) trial 10 and the Adjuvant Ta- trozole over tarnoxlfen has been demonstrated thus
moxifen Treatment, Offer More? (ATTOMJ trial 11 are farY: Hot flushes and arthralgias were the most com-
follmving women who had tamoxifen treatment for up mon adverse events. Ischemic cardiovascular disease,
to a decade after their initial tamoxifen therapy. Tn the angina pectoris, and hypercholesterolemia were ob-
ATLAS trial. women are randomized to receive 5 or 10 served more often in patients taking anastrozole (4. 1%
years of adjuvant tamoxifen therapy, 11 whereas in the vs. 3.4%). but the outcomes of these events were not
ATTOM trial women who discontinue tamoxifen ther- specifically reported.n 1 " All groups had similar overall
apy after at least 2 years of treatment (but as many as quality-of-life impacts, showing gradual improvement
5 or more years) are randomized to receive either an over time. 11i
additional 5 years of treatment with tamoxifen or no BIG 1-98 is a large (N = BO10) Phase III multina-
additional therapy. 11 Until the results of these two tional, double-blind, randomized clinical trial ofletro-
long-term trials are available, research suggests stop- zole, conducted independently by the International
ping tamoxifen after 5 years of treatment, but consid- Breast Cancer Study Group. 17 Women recruited early
ering the current use of aromatase inhibitors, the re- to the trial (n = 1835) were randomized to receive
sults of these trials may prove to be irrelevant. letrozole (2.5 mg/ day) or tamoxifen (20 mg/ day). A
further 6193 women were randomized to the four-arm
Adjuvant Aromatase Inhibitor Therapy section that includes 5 years of letrozole, 5 years of
Several large trials of third-generation aromatase in- tamoxifen, 2 years of letrozole followed by 3 years of
hibitors (anastrozole, letrozole, and exemestane) have tamoxifen, or 2 years of tamoxifen followed by 3 years
demonstrated efficacy that is as good as or better than of letrozole. Letrozole reduced the overall risk of dis-
that of tamoxifen and provide a different, somewhat ease recurrence by 19% (P = 0.003); the risk was re-
Endocrine Adjuvant Therapy for Breast CA/Gradishar 977

duced by 30% in patients receiving chemotherapy and hazard ratio for recurrence-free survival with anastro-
by 29% in tho.sl:! vvith nod!:!-po.sitiw di.s!:!a.sl:!. Th~ risk of zole ver.su::; tamuxifen to b~ 0.59 (P < 0.0018).20 The
distant metastases was reduced by 27%, -..vhereas the authors conclude that changing from anastrozole after
risk of death was reduced by 14% (P = 0.16). Results of 2 years oftamoxifen tt'eatment resulted in significantly
the BIG 1-98 trial suggest that letrozole may provide better distant recurrence-free survival. More fractures
higher efficacy for breast carcinoma patients, particu- occurred in women who S'\vitched to anastrozole.
larly for patients at increased risk of recurrence. Ta- Complete results and data analysis from these two
moxifen therapy was associated '"r:ith higher inci- trials have not been published.
dences of thromboembolic events and vaginal The MA-17 trial investigated extended adjuvant
bleeding, whereas a greater number of bone fractures, therapy with letrozole after 5 years of tamoxifen treat-
NCI CTC (version 2) Grade 3-5 cardiovascular events, ment after surgery. 21 22 The MA-17 trial, atl interna-
and mild elevations in cholesterol were reported \vith tional study independently coordinated by the Na-
letrozole. With respect to lipids, the BIG l-98 trial is tional Cancer Institute of Canada clinical trial groups,
the only trial to do such an analysis; because many investigated whether late-intervention treatment
other trials did not investigate lipid profiles in a sys- could reduce the potential risk of late cancer recur-
tematic manner, the long-term relevance of these mild rence. Breast carcinoma patients who previously re-
elevations is unknov.'fl at this point. Data from the ceived 5 years of tamoxifen treatment were random-
sequential arms are exp ected in 2008. ized to letrozole treatment or to placebo for a m edian
The Intergroup Exemestane Study (IE$) evaluated followup period of 2.4 years.21 Results indicate that
the sequencing of tamoxifen with exemestane during letrozole treatment after standard tamoxifen therapy
the first 5 years after surgery. Hl. 1 ~' The IES study com- significantly improved DFS, with an estimated 4-year
pared 5 years of tamoxifen treatment with 2-3 years of DFS that was significantly higher in the letrozole arm
tamoxifen therapy followed by 2-3 years of treatment (93% vs. 87%, respectively; P = 0.001). Letrozole pro-
with exemestane. 1A, HJ Randomization to continued duced a significant reduction in contralateral breast
treatment with tamoxifen or to exemestane occurred carcinoma (39%) and a reduced risk of distant metas-
after 2-3 years of tamo:xifen only. The investigators tases (40%). An updated atlalysis confirmed the DFS
found that sequential therapy with tamuxift:!n fulluwed benefit and demonstrated a significant improvement
by exemestane demonstrated a 32% significant im- in distant DFS as well as a significant survival gain in
provement in DFS compared with 5 years uf treatment (39%) in the node-positive subgroup. 22' 23 Patients re-
with tamoxifen alone and produced a significant 50% ceiving letrozole had more frequent hot flushes, ar-
reduction in contralateral breast carcinoma. 18 19 This thritis, arthralgias, and myalgias.
trial may also show a survival advantage because it is
trending in that direction. Adverse events experienced
by patients receiving exemestane included diarrhea Comparison of Trials
and arthralgia, whereas patients receiving tamoxifen In the absence of head-to-head trials, some insights
exp erienced more gynecologic syrnpton1s, vaginal about the various therapeutic options for breast car-
bleeding, and muscle cramps. Cardiovascular disease cinoma treatment today may be gained from a com-
was reported at a higher frequency for patients taking parative review of these trials (Table l). Time of ran-
exemestane (42.6% vs. 39.2%; P = 0.11) as was the domization or preselection of patients is similar in the
incidence of myocardial infarction (0.9% vs. 0.4%; P BIG 1-98 and ATAC trials, in that patients are enrolled
18 19
= 0.23, NS). in the study at the beginning of their endocrine ther-
Data from the Arimidex-Nolvadex CARNO 95) and apy. Patients in IES and !viA-17 in the meanwhile had
the Austrian Breast Cancer Study Group (ABCSG 8) received tamoxifen for several years and were free of
trials were combined to assess if switching from ta- disease before randomization to an aromatase inhib-
moxifen to anastrozole after 2 years is more effective itor or placebo in these trials. Patients in the BIG 1-98
than tamoxifen alone for a full 5 years after surgery. 20 trial underwent randomization after surgery to 5 years
These trials were similar in design hut did have differ- of tan1oxifen treatment or 5 years of letrozole treat-
ences in tamoxifen dosage, patient age, and tumor ment. For trials assessing therapy sequencing. the IES
grades. One hundred percent of patients h ad hor- study did not randomize patients after surgery hut
mone-receptor-positive breast carcinoma, received randomized only patients who were disease-free at
primary surgery, and exposure to tamo:xifen for 2 2-3 years after tamoxifen treatment, whereas the
years; none of the patients had received chemother- MA-17 trial protocol randomized patients after 5 yea1s
apy. Preliminaty analysis of 2176 patients in ABC:SG 8 of tamo:xifen to an additional 5 years of treatment with
<.md 947 in ARNO 95 at 26-month followup found the letrozole or placebo. Thus, the inconsistent applica-
978 CANCER March 1, 2006 I Volume 106 I Number 5

TABLE 1
Comparison of Landmark Trials of Endocrine Adjuvant Therapy for Breast Carcinoma

ATAC BJG 198 IES ARNO/ABCSG MA-17

Population Postmenopausal women; afrer Postmenopausal wom~n Postmenopausal women 100%HR+ patients Postmenopausal women
primary with EBC, ER + and/ with EBC, ER + and/ with primary BC:
SUigcry/chemotherapy or PgR+ nr PgR+ ER- aud/nr PgR+;
(where given); candidalc8 cnmplcLcd lS-~ yrs
fnr adjuvant hormonal adjuvant TAM
therapy therapy postsurgery
Size (IV~ 9366" 8010 4724 3224 (A RCSG 2262; 5l8i
AR\"0, 9G:L:
Handumization Handomiz~d tu reLtivt .~NA, Pirst 1835 r;mdomiztd lliseasdree <lith 2 \U 3 Pust primal")- llandomized to rective
TAM, or ANA - TAMb tu LET (2.5 mgl d) or ~rs TAM rhtrapy; surge1y + 2 yrs LET or platebu fur 5
TA.vl 120 mgldi: randomized w TAM nM ~Ts; re-randomized
another 6193 women or EX to complete 5 randomized to 3 after 5 yrs extended
randomized to 5 )T> yn of adjuvant yrs TAM or ANA therapy to 5 yrs LET
LET; 5 yrs T.:\.vl; 2 yrs therapy or placebo
LET/3 yrs TAM; or 3
yr> TA.vl 12 yrs LET
Primary endpoint DFS: time to earliest DEi: time from DFS: time from EFS: loco-rc~onal DFS: time from
(DFS 0r EFS) occurr~ncc of local or randomization to the randomization to BC recurrences, randomization to
distant recurrence, new first recurrence of the rccurrcnc~. CLBC dislanl recurrence of primary
primary BC. or deaLh [rom invasiv~ breast (second primary), or metastases, disease On Lhe breasL,
any cause carcinoma; intercurrent d~aths CLBC, with chest wall, or nodal
development of a (from any cau~~. Jeath1 not or metastatic sites) or
new invasive breast priur tu RC induded u ~velopmem uf new
carcinoma in th~ recurr~m:~l primary CLllC"
contralateral br~ast;
development of any
second malignancy;
or death from any
cause.
Secondary end Time w recUirence (including OS, S)'Stemic DFS (time OS, incidence of CLBC, Distant recurrence- OS, quality of life, long-
points new contralarerallltmors, from randomization long-term free survival and term safety,
but not padcm.~ who died tn systemic safcty/tnlcrahilil)', tolcrahility incidence of ClllC,
from non-llC cause~ hcforc recurrence. and substudic~ and
recurrence), incidence 01' meta~tases, second invcstigatin~ Uterine phatmacogcnomics
new primary CUlC, distant primary tumor'1 or thickening, R\fl), and
recurrence, OS death from any bone metaboliom,
cause:, Safe[V and patiem -a>sess~d
quality uf life
Folluwup 68 munt:hs Zj.8 mos 30.5 and 3i.4 mos 28 mus 30 mus
DFS !%1 !3%, p =0.01 19%, p =0.003 32a;,, p >0.001" 40%. p =0 0013 420:., p =0.00004
AIAC BIG l-98 JES AHN 0 IAliCSG MA-17
DDFS l"'ol 14%, p =0.04!TT 16%, p = 27w,, P =0.0012 11R:0.66/ P=0.0004 39%, p =0.0067~ 40"0, p =0.002
0.0611R+
Mortality 3%, P =O.i 14Wo, P =0.16 1200, P =0.37r Not reported 24"0. p =0.25; 39%
reduction iNode-positive
pati~m,),P = 0.04

ATAC: ;\rimilb, Tam>xif~n Alon~ or in C<Jmbination; IES: lmergrnup b:~m~stan~ Stltdy; AR)IO: Arimid~x-Nolmdtx; ,1J.lC~G: Amtrian Brmt Canr1r :itUU)' l.iroup: EBC: early breast can,er; ER : estn>gtnreepwr
pl}sitiv~; PgR+: pn>gcstcHnc-r~c,ptor p!>sitivc; honnronc-mcptorpu.litlvc; TAVT: tamif,n: nc: brca.sr cann,r: AI\.~: anastnJ7.<.1c; l.ET: lcno?.(.k; FXE: cxcmcstanc; DFS: disra.'''fr<'t' suf\il'ai.: F.FS: event-free survival;
GLEG: wntr~lah,ml brta;t rarrinom:1; OS: 0V!'T:ill ourviv~l; BMD. bunc mimral density DDFS: distant dista;c-frc, suf\il:d; ITT: inknt w trtat.
"Data rcportrcl on 6000+ patients at 68 months,
"This arm was dropped after 47 month& of fol!owup.
'" Secondary cancer. death without recurrence, and diagnoJiJ of Cl.RD not included as el'eJltS in this anal)~i>.
1
' Exl: luding basal cell rarcinoma and squamous cell carcinoma of !kin.
Dara r~porred on ar :\7.~ months.
t IMa lfportfd on at 30.& months.
g Dara presented bv R. Jakesz at the 2004 SAJlCS m~~ting.
Endocrine Adjuvant Therapy for Breast CA/Gradishar 979

tion of measurement variables prevents direct com- assessments and reporting of adverse events must be
pari::;un::; of the::;e trial ue::;ign::; ami result::;. dosely ::;<.:rutinized. ln the BIG 1-98 trial, the overall
The trials also varied in their definitions of DFS. incidence of cardiovascular adverse events was similar
The MA-17 trial did not include secondary cancer and in the two group~. Fewer patients re<.:eiving letruzole
death without a recurrence or a diagnosis of contralat- experienced Grade 3-5 venous thromboembolic
eral breast carcinoma as events in their analysis. The events but slightly more experienced Grade 3-5 car-
ATAC trial defines DFS as the time-to-the-earliest- diac events. In the MA-17 trial, however, letrozole
occurrence of local or distant recurrence, new primary demonstrated no increase in cardiovascular events
breast carcinoma, or death from any cause, whereas compared with placebo. The IES trial also found an
the BIG I-98 trial describes DPS as the time from increased risk of cardiovascular and coronary heart
randomization to the first recurrence of the invasive disease, whereas the cardiac data from the ATAC trial
breast carcinoma, development of a new invasive is not readily available. Thus, reporting of adverse
breast carcinoma in the contralateral breast, develop- events also varies in these trials and may not be di-
ment of any second malignancy, or death from any rectly comparable.
cause. Thus, DFS in the ATAC trial does not include
secondary cancers, but DFS in the BIG 1-98 trial does, Unresolved Issues
and is, therefore, more inclusive of events. All trials of aromatase inhibitors show a reduction in
The benefit derived from aromatase inhibitors in the relative risk of recurrence of breast carcinoma that
patients previously treated with chemotherapy or in ranges from 13-43%, and studies comparing aro-
particular subsets of patients (i.e., node-positive} re- matase inhibitors to tamoxifen therapy demonstrate a
mains controversial. The IES and BIG 1-98 studies reduction in the relative risk of contralateral breast
evaluated these subsets of patients and data will be carcinoma ranging from 39-So%, as well as an abso-
forthcoming. The ATAC trial did not show any signif- lute gain in DFS of 2.4-6% (Table 1). Whereas these
icant improvement for the node-positive population, aromatase inhibitors are superior to tamoxifen, there
and whereas anastrozole did provide benefits over are some distinctions between them. Data from a di-
tamoxifen for patients who were pretreated with che- rectly comparative trial has suggested that some sub-
motherapy, it did not demonstrate a significant im- groups of women experience an increased btmd1t
provement in DFS in these patients, although this may from letrozole but not from anastrozole in the second-
be demonstrated with Iunger fullowup. 1 3.14 For distant line treatment of advanced breast carcinoma. How-
DFS in the ATAC trial, anastrozole reduced the risk of ever, this was an open-label trial, and half of t11e
distant metastases by 14% (HR = 0.86, P = 0.04), patients in this study had unknown estrogen-receptor
"Whereas the BIG 1-98 trial demonstrated almost twice status; in those who had known estrogen-receptor-
the reduction in distant metastases. status disease, the efficacy endpoints were similar.25
The quality, robustness, and consistency of data However, considering the size of the estrogen-recep-
in these trials appear to vary as well. Subgroup anal- tor/progesterone-receptor status-unknown subgroup
yses reveal inconsistencies in efficacy between the (n = 340), the well-distributed demographics between
aromatase inhibitors. The BTG 1-98 trial demonstrated the trial arms and the high probability that a tumor of
significant benefit in the node-positive population, undetermined hormone-receptor status would be
but at 33-month followup the ATAC trial showed that positive, it is unlikely that the increase in response rate
only the node-negative patients significantly benefited achieved with letrozole was due to a statistical imbal-
from treatment, which is difficult to explain because ance of estrogen-receptor /progesterone-receptor sta-
node-negative disease should recur later than node- tus in favor of letrozole. 2 1i Moreover, studies of letro-
positive cancer. Furthermore, the ATAC trial showed a zole compared with tamoxifen in the first-line setting
beneficial effect of anastrozole mainly in patients with also demonstrate the high efficacy of letrozole in the
estrogen-receptor-positive and progesterone-recep- estrogen-receptor /pro gestemne-receptor status-un-
tor-negative tumors, whereas in the BIG 1-98 study, all known tumors. 25
estrogen-receptor-positive patients had a similar risk Letrozole produces the highest level of aromatase
reduction associated with letrozole, irrespective of inhibition,27 and this mavin fact offer enhanced ben-
progesterone-receptor status. 21 In ATAC, anastrozole efit to certain patients. 211 .More trials directly compar-
showed significant time-to-recurrence benefit only in ing aromatase inhibitors and more mature data from
the node-negative patients, who have a better prog- the IES, ARNO/ABCSG, and BIG l-98 trials are needed
nosis and who tend to have breast carcinoma recur- to provide more complete comparisons among these
rence later in the disease course. agents. Questions about the optimal duration of treat-
When evaluating results of these large trials, safety ment and the ideal therapeutic sequence for aru-
980 CANCER March 1, 2006/ Volume 106 I Number 5

matase inhibitor therapy in breast carcinoma are be- for women with node-positive cancer or distant me-
ing u1.h.lr~ss~d by the rerandomizatiun of MA-17 tastases. Results from MA-17 have altered the current
patients and by the sequential arms of BIG 1-98, re- treatment paradigms for the management of breast
spectively. The Tamoxifen, Exemestane Adjuvant Mul- carcinoma by offering an extension of adjuvant ther-
tinational trial (TEAM) that randomizes patients to apy beyond the previous 5-year protocol. Overall, re-
tamoxifen or exemestane was also amended to evalu- sults from all of the landmark trials of aromatase in-
ate sequential therapy as well. hibitors recommend that physicians consider
aromatase inhibitors as options for the sustained
Revised Guidelines Include Outcomes From Aromatase health of women treated for breast carcinoma.
Inhibitor Trials
With several large clinical trials now demonstrating
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