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Received 1 October 2002; received in revised form 29 May 2003; accepted 5 June 2003
Abstract
The disturbance of Shanghai silty clay during earth pressure balance (EPB) tunnelling has been studied through field monitoring,
field measurement and laboratory test. The soil disturbance during tunnelling consists of two parts: stress disturbance, which is
the change of effective stress; and strain disturbance, which is caused by the soil movement. The definition of stress disturbance
degree of Shanghai silty clay is given by the change in the in situ effective stress before and just after tunnelling at the same
site. According to the changes in the static cone penetrometer resistance, the extent of stress disturbance in a transverse section
is determined. The relationships between the mechanical properties and stress disturbance degree are also studied.
2003 Elsevier Science Ltd. All rights reserved.
Keywords: Soil disturbance; Earth pressure balance (EPB) tunnelling; Stress disturbance; Stress disturbance degree; Mechanical property;
Shanghai silty clay
0886-7798/03/$ - see front matter 2003 Elsevier Science Ltd. All rights reserved.
doi:10.1016/S0886-7798(03)00083-X
538 Y. Xu et al. / Tunnelling and Underground Space Technology 18 (2003) 537545
Layer Soil name Water Unit Specific Void Plasticity Cohesion Friction Undrained shear Coefficient of Degree Modulus of
content weight density ratio index ccu (kPa) angle strength earth pressure at of compressibility
w (%) g(kNym3) Gs e Ip fcu (8) cu (kPa) rest K0 sensitivity St E12 (MPa)
1 Fill
2-1 Silty clay 32.7 18.3 2.73 0.933 16.5 y y y y y 4.76
2-2 Sandy clay 33.2 18.3 2.72 0.942 14.8 9.4 32.6 y 0.36 7.52
4 Silty clay 50.7 17.2 2.75 1.378 20.1 16.8 15.5 43.7 0.60 2.81 2.58
5-1 Clay 37.7 18.1 2.73 1.038 14.7 14 18.3 64.0 0.60 2.85 3.95
5-2 Silty clay 34.3 18.2 2.72 0.962 14.2 13.6 28.7 80.8 0.44 2.90 4.90
6 Silty clay 21.3 20.2 2.72 0.593 12.9 29 36 y y y 7.74
7 Fine sand 23.8 19.5 2.70 0.678 10.7 0 43.8 y 0.41 y 13.9
y Means no data.
539
540 Y. Xu et al. / Tunnelling and Underground Space Technology 18 (2003) 537545
s9dss90yuw (2a)
s90sgshsygwhw (2b)
s9d
SDDs1y (1)
s90
from Fig. 4 that the static point resistance decreases resistance occurs at the depth of 2 m in AA line, at 4.3
during tunnelling. In Fig. 4, psd is the static point m in BB line and at 6.5 m in CC line in section 1. At
resistance after tunnelling, and ps0 is the static point the depth of 13 m in line CC, the measured static point
resistance before tunnelling. According to the measured resistance just after tunnelling is nearly equal to that
results shown in Fig. 4, the changes of static point before tunnelling and keeps constant. The boundary
542 Y. Xu et al. / Tunnelling and Underground Space Technology 18 (2003) 537545
Table 2
Results of vane shear tests before and just after tunnelling
1qsinf9 9 2cosf9 9
s91fs s3fq c0 (3)
1ysinf9 1ysinf9
Fig. 7. Undained shear strength vs. excess pore pressure measured in
situ by the vane shear tests.
where s91f and s93f are the major and minor effective
principal stresses before tunnelling, respectively; c90 and kPa, f9s308 and cr9s14 kPa. The vane shear tests are
f9 are the effective cohesion and the effective angle of shown in Fig. 7 during driving of the Shanghai Bund
internal friction. Owing to excess pore pressure in EPB Sightseeing Tunnel. From Fig. 7, it is seen that the
tunnelling, the effective principal stresses are given by: undrained shear strength of the disturbed soils varies
between the values calculated by Eqs. (6) and (7). This
1qsinf9 0 2cosf9 9 indicates that the soil microstructure is partly damaged
s01fs ,s3fq c0 (4)
1ysinf9 1ysinf9 due to excess pore pressure in tunnelling.
Fig. 8. Measured relationships between stress disturbance degree Fig. 9. Measured relationship between the stress disturbance degree
(SDD) and initial tangent modulus of deformation in the laboratory, (SDD) and undrained shear strength in the laboratory, the solid line
the solid dots are experimental data and the solid line is the regressing is the regressing line.
line.
6. Conclusions
(SDD) and undrained shear strength is shown in Fig. 9,
and can be expressed by: The definition of the stress disturbance degree (SDD)
during EPB tunnelling is presented based on the varia-
cudsbSDD.m (9) tion in the in situ effective stresses before and after
tunnelling. In the Shanghai Bund Sightseeing Tunnel,
where cud is the undrained shear strength of disturbed the stress disturbance degree (SDD) spans from 0.197
soils; b and m are statistical constants, and bs25.6, to 0.274 at points located side distance from 3Ry2 to
msy0.2 for Shanghai silty clay. The relationship 7Ry2 (R is the tunnel radius), respectively, from the
between the axial strain at peak deviator stress and tunnel centre, when the maximum change in pore water
stress disturbance degree (SDD) can be described by pressure occurs. The static cone penetrometer resistance
hyperbola from Fig. 10, and is written as: before and after tunnelling decreases with the stress
disturbance degree. According to the depths of changes
1 d in the static cone penetrometer resistance measured
scq (10)
p SDD around the tunnel, the extent of stress disturbance in
close proximity to the Shanghai Bund Sightseeing Tun-
where p is the axial strain at the peak deviator stress; nel was obtained.
c and d are statistical constants and cs0.05, ds0.002
for Shanghai silty clay.
The changes in unconfined (undrained) shear
strength, initial tangent modulus and axial strain at peak
deviator stress are induced by the changes in the effec-
tive stress, which occurs in the EPB tunnelling. The
changes in effective stress are due to the soil disturbance
in tunnelling. The soil disturbance in tunnelling is the
basic reason for the changes in soil mechanic properties.
Controls in tunnelling process and compensation grout-
ing are the main means to limit the changes in soil
mechanical properties. Controls in tunnelling processes
can well diminish the soil disturbance induced by
tunnelling. Controls in tunnelling processes mainly con-
sist of the controls in soil pressure at face, controls in
driving speed and rate of discharge and controls in
shield pose. Compensation grouting will improve the
disturbed soils and diminish the strain disturbance and Fig. 10. Measured relationship between the stress disturbance degree
can therefore effectively limit the changes in soil (SDD) and axial strain at peak deviator in the laboratory, the solid
mechanic properties. dots are experimental data and the solid line is the regressing line.
Y. Xu et al. / Tunnelling and Underground Space Technology 18 (2003) 537545 545
Stress disturbance during EPB tunnelling causes var- of Technology, for his kind help and valuable input to
iation in the mechanical properties of soils around the this paper.
tunnel. According to experimental results, the changes
in the undrained shear strength, initial tangent modulus References
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