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PII: S0960-1481(17)30716-4
DOI: 10.1016/j.renene.2017.07.089
Please cite this article as: Alberto Albert, Giovanni Berselli, Luca Bruzzone, Pietro Fanghella,
Mechanical Design and Simulation of an Onshore Four-Bar Wave Energy Converter, Renewable
Energy (2017), doi: 10.1016/j.renene.2017.07.089
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1 Research paper
9 Abstract The paper presents the design of an onshore Wave Energy Converter (WEC) named
10 ALETTONE (At Least Energy Thanks To Neptune), which is characterized by a low cost mechanical
11 architecture based on a four-bar linkage with mobility in a vertical plane. The lower link is a
12 floating rocker arm moved by the hydrostatic and hydrodynamic forces exerted by the sea water,
13 whereas the upper rocker arm is connected to a rotating electric generator via a transmission
14 composed of either a single or a pair of one-way clutches coupled to a speed multiplier gearbox.
15 Due to its simplicity, this WEC concept seems to be an interesting solution for energy generation
16 in isolated locations. After a description of the overall design, the dynamic model of the system is
17 presented, along with simulation results in case of monochromatic and panchromatic waves.
21 1. Introduction
22 Wave energy harvesting potentially represents an important source of renewable energy [1].
23 As solar energy is converted to wind energy, the power flow is spatially concentrated, and as wind
24 energy is converted to wave energy, a further spatial concentration takes place. The global power
25 potential represented by waves, considering also open ocean, has been estimated in the order of 1013
26 W, whereas the power that hits all coasts worldwide has been estimated to be in the order of 1012 W
27 [2]; this portion is evidently the most easy to be harvested. Examples of exploitation of wave energy
28 date back to the thirteenth century, when waves were used to move mills; the first patent was
29 obtained by Girard and son in France [3]; in 1910, Praceique-Bochaux developed a pneumatic-based
30 system capable of producing electricity from wave energy, similar to the Oscillating Water Column
31 principle further investigated by Masuda since 1940 [4]. In the second half of the twentieth century,
32 the research interest about Wave Energy Converters (WECs) and their financing had increasing and
33 decreasing phases, related to the history of oil price. Today, due to the energy crisis and
34 environmental awareness, WECs are unquestionably considered a fundamental research issue.
35 Over the decades a large variety of WECs has been designed and prototyped [5]; WECs can be
36 classified on the basis of their location [6] (onshore, nearshore, offshore), size and orientation with
37 respect to the incoming wave [7], working principle [8] (pressure differential WECs [9, 10], floating
38 WECs [11, 12], overtopping WECs [13], impact WECs [14]), power take-off system (air turbines [15, 16],
39 hydraulic systems [17], linear generators [18, 19]).
40 As regards the power take-off systems, it should be noted that by using direct-drive linear
41 generators the mechanical energy harvested by the WEC is directly transformed into electrical
42 energy, without the interposition of a fluid or a mechanical transmission. In this case, the
43 mechanical layout is rather simple, thus requiring few maintenance. The main drawback of these
44 high-power linear generators is their cost, related to the necessity of large and expensive permanent
45 magnets and to the necessary protection from contact with sea water. Also less expensive linear
46 electromechanical generators, composed of a rotary generator and a ball screw mechanism [20] can
47 perform the same kind of energy conversion, but with higher mechanical complexity and lower
48 reliability.
1
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1 In any case, by analysing the state-of-the-art WECs, it is possible to note that these technologies
2 are in their early stages when compared to other renewable energy sources; there are several large-
3 scale plant prototypes, but very few of them has reached a commercial technology readiness level.
4 In general, the tendency is to develop point-absorber WECs above all, for their lower complexity
5 and cost [5]. This is a clear indication that, due to the extremely hard and unpredictable operative
6 conditions related to the marine environment, reliability and easiness of installation/maintenance
7 are aspects of primary importance in WEC design [21].
8 For these reasons, some researchers have proposed recently WEC concepts based on floating
9 buoys which drive, in heave direction, oscillating arms hinged to shore. Examples of this approach
10 are the Sea Wave Power Generator by the Chinese Eze Energy [22], the WaveStar by the Danish
11 WaveStar Energy [23-25], the WECs developed by the Israeli Eco Wave Power [26], the power plant
12 realized at the port of Pecem by the COPPE Institute of the Federal University of Rio de Janeiro [27].
13 Such heaving arm WECs exploit the alternate angular motion of a body connected to ground
14 by a revolute joint, similarly to flap-type WECs characterized by the surge motion of a rigid flap
15 hinged to the seabed. Examples of flap-type surging WECs are Oyster by Aquamarine Power, with
16 a rigid flap which crosses the water column from seabed to surface [28], and WaveRoller by AW
17 Energy, which harvests power only near the seabed [29]. On the other hand, the power take-off
18 systems of heaving arm WECs are placed onshore, with great benefits in terms of easiness of
19 installation and maintenance.
20 Given these premises, a floating structure, onshore WEC named ALETTONE (At Least Energy
21 Thanks To Neptune; alettone in Italian means flap) has been conceived, in the attempt to provide
22 a simple and easy-to-build alternative to state-of-the art devices. In particular, this paper reports the
23 WEC overall mechanical design, along with a set of dynamic simulations which are developed in
24 order to quantitatively assess the ALETTONE potentials in case of monochromatic (regular) waves
25 and panchromatic (irregular) waves.
26 The paper is organized as follows: Section 2 presents the ALETTONE mechanical design and
27 compares it to similar WEC concepts; Section 3 describes the WEC dynamic model; Section 4
28 discusses the simulation results, which include an estimate of the energy and power production;
29 finally, Section 5 draws the concluding remarks and outlines future perspectives.
Figure 1. Mechanical scheme of the wave power station (a); ALETTONE 3D embodiment design (b).
2
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Figure 2. Alternative schemes of the transmission between upper rocker arm and generator, comprising a
single one-way clutch (a) or a couple of one-way clutches (b).
1
2 The motion of the rocker arm a is alternate and low-speed; in order to obtain a high-speed
3 unidirectional rotation, more suitable for electric generation, two alternative layouts of the
4 mechanical transmission between link a and the generator G are considered. The first layout,
5 hereafter referred to as 1-OC (Fig. 2a), is composed of the following elements, starting from link a: a
6 single one-way clutch (OC), a speed multiplier gearbox (MG), and a fly-wheel (FW). Since the OC
7 leverages the rotation in one single direction (i.e. the positive rotation of the generator input shaft),
8 power is transmitted to the electrical generator only during the ascending motion of the floating
9 rocker arm. The second layout, hereafter referred to as 2-OC (Fig. 2b), is more complex: it is based
10 on a fully rectifying mechanism (hereafter simply referred to as rectifier), with two one-way
11 clutches OC+ and OC, respectively located inside the gear wheels r+, and r, which transfer the
12 torque from link a to the generator in both directions. More specifically, OC connects link a to the
13 gear wheel r, which actuates the MG input by coupling with the gear wheel o; OC+ connects link a
14 to the gear wheel r+, which actuates the gear wheel o+ and consequently MG through the
15 interposition of the idle wheel id. By means of this arrangement, while the floating rocker arm a
16 oscillates in both directions, the two one-way clutches rectify the alternate input torque into a
17 continuous driving torque applied as input to the multiplier gearbox MG. The 2-OC arrangement
18 allows to transmit input torque to MG with frequency twice as much the case of the 1-OC
19 arrangement, generating power during both ascending and descending motions of the rocker arm
20 [30]. Note that, the idle wheel id is required for velocity sign inversion in the negative branch of the
21 rectifier (namely, when the floating body is descending) and that, in order to obtain the same
22 transmission ratio in both directions, the following relationship between the gear diameters must
23 hold:
Do Do
(1)
Dr Dr
24 where Do , Do , Dr and Dr are, respectively the diameters of gears o+, o, r+ and r. In both
25 layouts, the flywheel FW is introduced in order to regularize the generator speed by storing kinetic
26 energy and it is placed on the fast output shaft of the multiplier gearbox in order to have a smaller
27 inertia. For what concerns the first ALETTONE embodiment design, Table 1 collects the main
28 geometrical, functional and inertial features.
29
3
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40
41 Figure 3. Overall block scheme of ALETTONE model.
42
43 The overall modelling scheme of ALETTONE is provided in Fig. 3, in which each block
44 exchanges mechanical power signals with others. Starting from the "sea" block, generating the sea
45 level time history, the external moment Mc caused by the interaction between the floating rocker
5
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1 and the sea is obtained by summing the moments of the hydrostatic (buoyancy) force Fhs and of the
2 hydrodynamic force Fhd.
3 The hydrostatic force Fhs is expressed by the following expression:
Fhs Vd h w g (2)
4 where w is the water density and Vd is the volume of the fluid displaced by the floating rocker arm,
5 which is a function of the difference h between the sea level (hsea) and the height (hfra) of the
6 floating rocker arm centre of pressure:
h hsea h fra (3)
7 The hydrodynamic force Fhd is computed according to the linear wave theory (LWT) as the sum
8 of two terms, Fext and Frad [32, 33]:
9 Fext is the force exerted on the floating rocker arm by the incoming wave, including diffracted
10 wave effects; this non-causal force can be found by the convolution:
Fext IRFext t hsea d (4)
11 where IRFext(t) is the impulse response function of the floating rocker arm in the vertical direction;
12 Frad is the force exerted on the floating rocker arm by the radiated wave:
t
Frad madd , hfra IRFrad t h fra d (5)
0
13 where madd, is the added mass in at infinite frequency and IRFrad(t) is the radiation-force impulse
14 response function of the floating rocker arm in the vertical direction.
15 The two impulse response functions IRFext(t) and IRFrad(t) (Fig. 4) and the added mass
16 (madd, = 8122 kg) of the floating rocker arm have been computed by means of the Boundary Element
17 Method (BEM) software ANSYS/AQWA in combination with the BEMIO module of the wave
18 energy converter simulation tool WEC-Sim [34]. The use of BEM (implemented by various software
19 codes, e.g., WAMIT, ANSYS/AQWA) is widely accepted especially in the early design and
20 modelling phases of WECs due to its satisfactory accuracy and relatively low computation effort
21 [35]. Higher order or experimental approaches are to be used in more advanced validation phases
22 before actual system deployment.
23 The boundary element model comprised both the floating rocker arm and the dock wall, in
24 order to evaluate the wave reflection effects. Then, for dynamic simulations within
25 Matlab/SimMechanics, the two convolution integrals of Eqs. 4 and 5 have been approximated by
26 numerical FIR filters with time window length sufficient to capture the decays of both impulse
27 responses (Fig. 4) [32].
28 Figure 4. Impulse response functions IRFext(t) (left) and IRFrad(t) (right) of the floating rocker arm, evaluated by
29 ANSYS/AQWA in combination with WEC-Sim/BEMIO
30
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1 Then the "four-bar" block, with its closed-loop connection of the links a, b, c through revolute
2 joints, transmits power from "sea" to "rectifier". Dynamic equations of the four bar can be
3 formulated in the classical form adopted for 1-d.o.f. mechanisms [36, p. 113]:
1 dJ a a 2 d
*
J a* a a a M a M c c a (6)
2 da da
in which J a a is the position-dependent inertia of the system reduced to the free coordinate a ,
*
4
dc
5 M a is the torque exchanged with the rectifier block and M c is the torque from the sea block,
da
6 reduced to the free coordinate.
7 The output torque of the rectifier MMG is input to the MG + flywheel + electric generator subsystem,
8 whose equation is again that of a 1-d.o.f. mechanical system: contrary to the four-bar, in this case
9 velocity ratios are constant and so the dynamic equation has the following simpler form:
J eg* eg MG M MG MG M eg eg (7)
*
10 in which: J eg is the constant system inertia, comprising flywheel, reduced to the system free
11 coordinate ( eg angular velocity of the electric generator); MG and MG are the speed ratio and the
12 efficiency of the multiplier gearbox; and M eg eg is the torque of the electric generator.
13 The generator is controlled in order to apply a resistant torque Meg proportional and opposite
14 to the generator speed, up to a saturation level set to Mnom (generator nominal torque) [37]:
eg
M eg min croteg , M nom (8)
eg
15 In order to clarify how the system model has been implemented in Simulink, a more detailed block
16 scheme is provided in Fig. 5, in which the internal components of macro-blocks of Fig. 3 are shown.
7
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1 All the revolute joints are parallel, and there are three additional kinematic relationships (between
2 the couples r and is, r+ and id, id and is), besides the one representing the multiplier gearbox
3 (between is and g). As in the 1-OC model, the two one-way clutches are modelled by means of
4 viscous friction with null coefficient in one relative rotation direction and very high in the other.
5 The external forces acting on the system (gravitational, hydrostatic and hydrodynamic, generator
6 torque) are the same as the ones included in the 1-OC model. The overall block scheme of the 2-OC
7 model is shown in Fig. 6.
Figure 7. Scatter diagram representation of the number of occurrences per sea-state observed from
35 years of historical time series at Lon = 28.500W, Lat = 35.625N (hours/year).
20
21 For what concerns panchromatic waves, they can be described as the linear composition of a
22 spectrum of monochromatic waves. Following the approach previously proposed in [23, 32], the
23 pseudo-random time-history of the sea-level is hereafter generated starting from the JONSWAP
24 spectrum [40], which qualitatively describes an irregular wave through a frequency representation
25 and is defined by the following equation:
2 944
4 4
H1/3
S 155 3.3Y e T1 (9)
T1
4 5
26 where:
2
0.191T1 1
(10)
Y e 21/2
27 and
0.07 if 5.24 / T1
(11)
0.09 if 5.24 / T1
9
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1 Then, time simulations in different sea state conditions are performed by realizing irregular waves
2 complying to the spectrum. For instance, a common method is to generate a wave by converting the
3 spectrum into a finite number of regular wave components, subsequently added after the
4 imposition of a random phase for each component. Hence, the amplitudes, hw,i, of the individual
5 regular wave components are computed via the following formulation:
6 where is the step between two consecutive angular frequency values. Consequently, an irregular
7 wave time series can be simply generated as:
n
hw t 1 S (i ) sin(i t rand ,i ) (13)
i 1
8 where rand,i are random numbers between 0 and 2. The instantaneous wave amplitude hw is then
9 fed into Eq. (3), in order to compute the difference h between sea level and rocker arm centre of
10 pressure. Once the sea-state model is combined to either the 1-OC or the 2-OC model, as
11 respectively depicted in Figs. 5 and 6, the overall SimMechanics model allows to numerically
12 simulate positions, velocities and accelerations of each rigid body, along with the loads acting on
13 the system. In particular, the model allows to easily evaluate the torque acting on the generator
14 input shaft and its speed, and, consequently, the generated power.
15 4. Simulation results
16 In the following, simulation results are discussed with reference to either monochromatic or
17 panchromatic waves, considering a generator with nominal torque Mnom =100 Nm with the
18 proportional coefficient crot = 3 Nms/rad (Eq. 8) determined according to the selected electrical
19 generator characteristics and typical working conditions.
20 The first set of results is related to monochromatic waves with height H and period T equal to
21 the values of H1/3 and T1 reported in the scatter diagram of Fig. 7 (although limiting WEC operation
22 to wave heights up to 4.25 m, which correspond to a floating rocker arm rotation of 30).
23 For these ranges, Figs. 8 and 9, respectively related to either the 1-OC or the 2-OC model,
24 report the scatter matrices of the generated power, PWEC, as a function of the sea-state. Similarly,
25 Figs. 10 and 11 respectively show the 1-OC and the 2-OC scatter matrices of the energy per year,
26 EWEC, which correspond to annual productions of energy of 4.44104 kWh (1-OC layout) and 4.99104
27 kWh (2-OC layout). These numerical results highlight a moderate advantage of the 2-OC
28 arrangement in terms of power generation capabilities (12,4% increase in energy per year for the
29 considered location). At last, for what concerns the 2-OC layout, Fig. 12 reports the mean generator
30 speed in steady-state conditions in all the considered sea states, showing speed values that may
31 increase up to about 2730 rpm.
32
Figure 8. Generated power matrix [kW] as a function of sea-state (monochromatic wave, 1-OC).
10
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Figure 9. Generated power matrix [kW] as a function of sea-state (monochromatic wave, 2-OC).
Figure 10. Generated energy [kWh/year] as a function of sea-state (monochromatic wave, 1-OC).
Figure 11. Generated energy [kWh/year] as a function of sea-state (monochromatic wave, 2-OC).
Figure 12. Generator speed [rpm] as a function of sea-state (monochromatic wave, 2-OC).
1 Note that the scatter diagrams of Figs. 10 and 11 highlight that the most interesting range of
2 operative conditions in terms of power generation capabilities is characterized by a wave height
3 between 1.25m and 2.25m, with period between 6.5s and 11.5s. In the following the comparison
4 between the 1-OC land 2-OC layouts is performed considering a sea state characterized by T1 = 9.5s
5 and H1/3 = 1.75m.
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1 For this sea state, Figure 13 shows the time histories of sea level and of h in the 2-OC case
2 (continuous line) and in the 1-OC case (dashed line), in steady-state (monochromatic wave) for the
3 sea state characterized by the maximum generated energy. Recalling that the value h provides the
4 difference between the sea level and the rocker arm centre of pressure (Eq. 3), a negative h value
5 means that the centre of pressure is out of the water.
6 Figures 14, 15 and 16 show respectively: the hydrostatic and hydrodynamic forces and their sum
7 acting on the floating rocker arm c; the vertical speed of the floating rocker arm centre of pressure,
8 h fra ; the generator speed and power. The data of both the 2-OC arrangement (continuous lines) and
9 of the 1-OC arrangement (dashed lines) are represented. These graphs allows to draw a series of
10 remarks, namely:
11 the hydrostatic force has lower maximum magnitude than the hydrodynamic force, but its
12 action is more extended along the cycle for both schemes;
13 considering the 1-OC arrangement, the force positive peaks are generally higher as
14 compared to the 2-OC design;
15 the 2-OC layout allows to maintain an higher generator speed and, consequently, higher
16 torque and higher harvested power (for example, with this monochromatic sea-state the
17 generator works constantly at its nominal torque);
18 the high frequency oscillations shown in Figures 13, 14 and 15 are due to the model of the
19 hydrodynamic forces in combination with the specific inertial features of the mechanism;
20 the level of correspondence between hydrodynamic model and real system will probably
21 need further refinements, in order to assess the entity of the impulsive loads acting on the
22 transmission chain.
23
24 Figure 13. Monochromatic wave (H = 1.75 m, T = 9.5 s): sea level (blue) and h (red) [m] vs. time [s];
25 continuous line: 2-OC, dashed line: 1-OC.
26
27 Figure 14. Monochromatic wave (H = 1.75 m, T = 9.5 s): hydrostatic (red), hydrodynamic (green) and total
28 (blue) hydraulic forces acting on the floating rocker arm [N]; continuous line: 2-OC, dashed line: 1-OC.
12
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1
2 Figure 15. Monochromatic wave (H = 1.75 m, T = 9.5 s): vertical speed [m/s] of the floating rocker arm centre
3 of pressure, h fra ; continuous line: 2-OC, dashed line: 1-OC.
4
5 Figure 16. Monochromatic wave (H = 1.75 m, T = 9.5 s): generator speed (red, [rpm]) and power (green, [W])
6 vs time [s]; continuous line: 2-OC, dashed line: 1-OC.
7 These results are confirmed by the simulations performed with panchromatic waves. Figure 17
8 shows a panchromatic sea-state time history of 200 s (blue graph), obtained by Eq. 13 with T1 = 9.5 s
9 and H1/3 = 1,75 m. The same figure reports the corresponding time-history of h concerning both the
10 2-OC the 1-OC models. Correspondingly, Figure 18 shows the hydrostatic, hydrodynamic and total
11 hydraulic forces, whereas Figure 19 shows a detail of these forces for the first 40 seconds; Figure 20
12 reports generator torque, speed and power. These simulation results with panchromatic wave
13 confirm the benefits of the 2-OC arrangement already discussed for the monochromatic wave:
14 higher generator speed and power, slightly lower hydraulic forces acting on the floating rocker
15 arm.
Figure 17. JONSWAP polychromatic wave (H1/3 =1.75 m, T1= 9.5 s): sea level (blue) and h (red) [m] vs.
time [s]; continuous line: 2-OC, dashed line: 1-OC.
13
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Figure 18. JONSWAP polychromatic wave (H1/3 =1.75 m, T1= 9.5 s): hydrostatic (red), hydrodynamic
(green) and total (blue) hydraulic forces acting on the floating arm [N]; continuous line: 2-OC, dashed line:
1-OC.
Figure 20. JONSWAP polychromatic wave (H1/3 =1.75 m, T1= 9.5 s): generator speed (red, [rpm]) and
power (green, [W]) vs time [s]; continuous line: 2-OC, dashed line: 1-OC
1 A rough estimation of the ALETTONE efficiency is given by the capture factor WEC [41], which
2 is the ratio between the generated power, PWEC, and the product between P0 (kW/m) and the width
3 of the WEC prototype, lWEC = 2.8 m, that is:
PWEC
WEC (14)
P0 lWEC
4 the term P0 being the so-called incoming wave power, or power per unit width of wave crest,
5 expressed by the following equation [42]:
14
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w g 2
P0 TH 2 (15)
64
1 The capture factor can be estimated for a specific sea-state by using Eqs. (14) and (15) and the
2 values of PWEC reported in Figs. 8 and 9; for the considered sea state (H = 1.75 m, T = 9.5 s), WEC =
3 11.8% with the 1-OC layout and 12.7% with the 2-OC layout, confirming the moderate benefits of
4 the second solution.
15
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1 the energy generated in the active phase in form of kinetic or potential energy, and give it back in
2 the passive phase, thus regularizing the power generation.
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ACCEPTED MANUSCRIPT
HIGHLIGHTS
Novel onshore WEC with low cost, purely mechanical transmission based
on a four-bar linkage and one way clutches