Professional Documents
Culture Documents
A. Antidemocratic
Challenge is to make transition to democracy
B. Newly Democratic
Challenge is to strengthen or consolidate democratic practices and institutions
A. What is democracy
2500 year history, means different things to different people
B. Ancient
Greeks and Romans 500 B.C.
C. New
Representative Democracy with universal suffrage
Is mostly a 20th century phenomenon
V. Topics
What is democracy?
Why is democracy desirable?
How democratic are today's democracies?
Why are some countries democracies and others are not?
Robert Dahl, On Democracy p 3 of 39
Chapter 2 History
Where and How did Democracy Develop?
democracy has been discussed off and on for 2500 years, but little agreement on
meaning. lengthy history contributes to confusion. different people mean different
things.
But until only 200 years ago, few examples of functioning democracies
Mostly an idea, an unpopular ideaso more an idea for philosophers
A. Myth of growth
Invented and then continuously advanced, spread inevitably and gradually
Why false?
1. Diffusion
Some expansion of democrdacy is diffusion of democratic ideas and practices
from one place to another. Copying and adaptation
3. Primitive Democracy
A kind of democracy probably existed in tribal governments
back into pre historical times.
4. Hierarchy
When people settled into fixed communities
circumstances favorable to equality waned
hierarchy and inequality and domination became more natural.
II. MEDITERRANEAN
A. Ancient Greece
Athens 507 B.C. democracy lasted about 200 yrs.
coined term democracy demos people kratos people
who were the people sometimes meant whole population, sometimes
commoners, sometimes poor
But only citizens not slaves or women
All served in Assembly, juries, offices by lot
more direct form of democracy
Aristotles classification:
in public interest in selfish interest of rulers
by one monarchy tyranny
by few aristocracy oligarchy
by many polity democracy
B. Ancient Rome
also about 500 B.C. end of kings
Roman republic res = thing or affair, publicus = public
republic was a thing or affair that belonged to the people
(a commonwealth.)
1. Popular government
Democracy republic
Federalist Papers
"pure democracy" vs. republic
republic = scheme of representation
Dahl says the difference is only difference between Greek and Latin
B. Local Assemblies
1. Vikings
Norwegians
Boat shaped ring of large stones 600 - 1,000 A.D. Viking freemen met
Called Ting
Typically held in an open field. Large vertical stones
Settled disputes, debated laws, approved or rejected king.
Vikings knew nothing about ancient democracy.
Invented on their own from the "logic of equality"
Considerable Inequality
Men/women; wealth and status , slaves, aristocratic class, king
1. Iceland
Viking settlers transplanted practices
930 A.D. created a super-Thing
Althing or national assembly
Source of Icelandic law for 3 centuries.
Needed money
Riksdagor parliament
Magna Carta
Civil War
Glorious Revolution
Cabinet System
2. America
colonial legislatures, evolved unto state governments
Continental Congress into Congress of Confederation and Constitution
Conclusion
CHAPTER 6
goals and ideals
WHY POLITICAL EQUALITY I: INTRINSIC EQUALITY
CHAPTER 8
What Political Institutions Does Large-Scale Democracy Require? (ch. 8 p. 83)
Chapter 11
Varieties III: Parties and Electoral Systems
Chapter 12
What Underlying Conditions Favor Democracy?
ESSENTIAL CONDITIONS FOR DEMOCRACY
Robert Dahl, On Democracy p 11 of 39
Ch. 13
Why Market-Capitalism Favors Democracy
Chapter 1
1. History
Chapter 2
Where and How did Democracy Develop?
democracy
Greek practices
Citizens assembled to pass laws, judgments, elect officials
Other officials chosen by lottery
usually given as an example of direct democracy
b. Who participated?
Problems with the system
Empire but no representation Italian citizens
Direct Democracy corruption
c. Lessons of Romans
for Political Thought, Americans in particular
direct democracy, popular participation dangerousfactionalism
corruption, independence and virtu needed
military standing army bad, citizen militia good
Small republics, Not empire
Balance, separation of powers
1. Vikings/Scandanavia
Local Assemblies Ting
a. Iceland Althing
b. Netherlands, Flanders
3. England
1272-1307
4. America
5. France
1. Huge Inequalities
3. Unrepresentative
whole people not really represented
men, wealth
3. questions to be asked: p. 29
IDEAL ACTUAL
Goals and ideals Actual demo govs
What is demo? Why Demo? What pol What conditions
institutions does favor democracy
demo require?
ch. 4 ch. 5-7 Part III Part IV
Robert Dahl, On Democracy p 17 of 39
CHAPTER 4
goals and ideals
WHAT IS DEMOCRACY
Some other definitions of democracy
Literally rule by the people. democracy as more than a peoples right to participate in governance, it
means all people hold power and can exercise it to create our common worldcitizens exercising
power in all facets of public life. Green book: p. 23
Dahl p. 37
A. Definition
all the members are to be treated as if they were equally qualified to participate in the
process of making decisions about the policies the association will pursue.
1. Effective Participation
2. Voting Equality
3. Enlightened Understanding
5. Inclusion of adults
2. Is it realistic to thin that an association could ever fully meet these criteria
not really
Robert Dahl, On Democracy p 18 of 39
3. Are these criteria all we wouild need for designing democratic political
institutions?
CHAPTER 5
goals and ideals
WHY DEMOCRACY
2. Essential Rights
Other rights must be granted for democracy to be effective
effective participation.
3. Personal Freedom
Wide range of personal freedoms
What do anarchists say? What is Anarchy? Anarchy and Public Achievement.
5. Self Determination:
Only democracy can provide a maximum opportunity for persons to exercise
the freedom of self-determinations that is to live under laws of their own
choosing. pg. 53-54
7. Human Development
Dahl says this is an empirical claim, more controversial
characteristics we want to foster: honesty, courage, fairness, love
8. Political Equality
Foster a high degree of pol equality
9. Peace-seeking
Robert Dahl, On Democracy p 20 of 39
10. Prosperity
asssociaiton with affinity between representative democracy and a market
economy
foster high education
rule of law, independent courts, property rights
dependence on communication
Robert Dahl, On Democracy p 21 of 39
CHAPTER 6
goals and ideals
WHY POLITICAL EQUALITY I: INTRINSIC EQUALITY
Declaration of Independence
possible meanings
3. Prudence
government has great power for good, but also for harm
governing process that put you in privileged position could turn on you.
3. Acceptability
more people will accept this idea. If you accept it they may too.
Robert Dahl, On Democracy p 22 of 39
CHAPTER 7
goals and ideals
WHY POLITICAL EQUALITY I: CIVIC COMPETENCE
every adult should be allowed to judge what is best for his our her own good
or interests.
6. Unsettled Problems
a. Importance of Expertise vis a vis democratic decision making
b. Citizen competence and Civic Education p. 70 IMPORTANT FOR PA
perfect conclusion for PA p. 80.
CHAPTER 8
What Political Institutions Does Large-Scale Democracy Require? (ch. 8 p. 83)
C. The Instutions
1. Elected Officials
2. Free, fair, frequent elections
3. Freedom of expression
4. Access to alternative sources of information
5. Associational autonomy
6. Inclusive Citizenship
H. Polyarchical Democracy
ideal or less than ideal?
depends on current status of democracy: older democracies to go beyond
newer to achieve this ideal
Robert Dahl, On Democracy p 27 of 39
CHAPTER 9
Varieties I Democracy on Different Scales (ch. 9 p. 100)
Law of time and numbers affects both assembly democracy and rep demo
a. Small is Beautifulsometimes
b. Bigger is Better..sometimes
Achilles heel of small state 0 military weakness vs large state
also: economics, traffic, transportaion, communication, health etc.
Is it possible to see a world where large states have vanished, replaced only by
small populations? No
Chapter 10
Varieties II Constitutions
Therefore:
1. If underlying conditions highly favorable, stability is likely with any
Robert Dahl, On Democracy p 30 of 39
constitutional variation.
2. If underlying conditions highly unfavorable, no constitutional variations can
provide stability.
3. Where conditions neither favorable nor unfavorable, where democracy
chancy, but not impossible, the choice of constitutional design might matter.
Chapter 11
Varieties III: Parties and Electoral Systems
Political Parties and electoral systems, some of the most impactful political
arrangements.
I. ELECTORAL SYSTEMS
A. Proportional Representation
B. First Past the Post (SMDP)
1. Fairness
example explaining its unfairness of FPTP
More evenly distributed, more unfairness
(51% in every district means 100% in legislature)
2. Number of Parties
debate over relative merits of two or multi party systems
advantages of each mirror its disadvantages
a. two party system simplifies choices
b. two party system leads to effective government
E. Mixed Options
French Fifth Republic Pres + parl + modified FPTP
Chapter 12
What Underlying Conditions Favor Democracy?
Ch. 13
Why Market-Capitalism Favors Democracy
A. Five important conclusions (two here, three next chapter)
B. Some Qualifications
2. Market capitalism need not be industrial or post industrial to be fav. for demo
agricultural
Economy was highly decentralized
Ch. 14
Why Market-Capitalism Harms Democracy
Return to five important conclusions:
Ch. 15
The Unfinished Journey
What lies ahead?
20th century -often appeared dark period for democracy
-Turned out to be an era of unparalleled triumph
Yet Democracy has been rare to human experience
Future is uncertain:
Will it be replaced by a non-democratic system? Guardianship in some form?
Will it continue its global expansion?
Will democracy become broader in reach and shallower in depth?
confidence to predict certain problems or challenges will remain, grow more daunting.
Nature and quality of democracy will depend on how well democratic citizens and
leaders meet these challenges:
2. CHALLENGE 2: INTERNATIONALISM
Internationalism, globalization likely to expand domain of decisions made by
political and bureaucratic elites
need is to find ways to hold bureaucratic elites accountable, and remember the
costs to democracy.
A. Increasing Demands
Those who had been discriminated against joined movements of cultural
identity that sought to protect their rights and interests
B. Immigration
from poorer countries to older democracies
business needs for cheap labor
impossibility of sealing off border
1. Formal education
Dahl: for literacy
I add: direct socialization
indirect socialization
2. Mass Media
widespread info available cheaply
I add: What about infotainment, popular culture, cynicism and incivility?
does extra info lead to declining party Id?
2. Political Parties
competition between office seekers and parties
parties also as low cost voting cue
reduce need for much political information
4. Interest Groups
associations seeking particular concerns
special kind of representation
Id add internal communication and mobilization
5. Incrementalism
Robert Dahl, On Democracy p 39 of 39
1. Changes in Scale
internationalization
decisions are being made that cover more and more people over larger and
larger areas
2. Complexity
while formal education levels has risen
complexity of issues has increased even more
3. Communications
sheer amount of information available has increased
But may not lead to greater competence or understanding
3.