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To study transverse splitting of compression struts due to spreading of concrete, the concrete tensile stresses should be limited so
compression, concrete cylinders of varying diameters and of varying heights
that diagonal cracking will be avoided. 2 This latter approach
were loaded over a constant size bearing area. The travel time of an
ultrasonic pulse was used to indicate internal cracking, and measured is discussed further.
cracking loads were compared to finite element predictions. The discontinuous uniaxial compressive stress field shown
It was found that when compression struts are confined by plain concrete, in Fig. l(a) is a highly idealized model of the stresses. In
the maximum bearing stress to cause transverse splitting depends on the reality, the compression in the diagonal strut will spread out
amount of confinement, as well as the aspect ratio (height/width) of the
to maintain compatibility of the concrete strains. The spread-
compression strut. Design recommendations are given for the maximum
nodal zone bearing stress to prevent diagonal tension failures in deep ing of the compression will cause biaxial or triaxial com-
members (disturbed regions) with unreinforced compression struts, A simple pression in the nodal zone, but transverse tension near the
example is provided to illustrate the suggested nodal stress limits for the midheight of the strut [see Fig. 1(b)]. A refined truss model,
design of a pile cap using a strut-and-tie model. which includes a tension tie to resist the transverse tension,
is shown in Fig. l(c). Rather than employing such a refined
Keywords: building codes; caps (supports); cracking (fracturing); deep beams; footings; strut-and-tie model, a simple truss model combined with an
piles; plain concrete; reinforced concrete; shear strength; structural design; tests. appropriate bearing stress limit can be used. 2 Fig. 2 shows
the influence of the "amount of spreading" on the bearing
The procedure used to apply strut-and-tie models 1-3 to the stress to cause transverse splitting for a plane stress field.
shear design of disturbed regions of a structure can be sum- Based on Fig. 2, Schlaich, Schafer, and Jennewein 2 suggest
marized as follows. Compression struts and tension ties, that the concrete compressive stresses within an entire dis-
interconnected by nodal zones, are used to represent the flow turbed region can be considered safe if the maximum bearing
of internal forces [see Fig. l(a)]. The magnitude of the forces stress in all nodal zones is limited to 0.6 Jc' (or in unusual
in these various truss members are determined from statics. cases 0.4 fc').
The required amount of concentrated reinforcement is pro- The results of an experimental stud/ has demonstrated
vided for the tension ties and special consideration is given that a strut-and-tie model is a more appropriate design method
to insure that the reinforcement is properly anchored to the for deep pile caps than the ACI Building Code6 "two-way
nodal zones. Distributed reinforcement is added to insure slab" approach because it better represents the observed be-
that the structure has sufficient ductility (plasticity) to adapt havior. Unfortunately, it is not always practical to provide
itself to the assumed internal force system. Finally, the con- distributed reinforcement (crack control reinforcement) in
crete stresses are limited to insure that the tension tie rein- pile caps; therefore, the diagonal compression struts which
forcement yields prior to the concrete failing. transfer shear in pile caps are often unreinforced. The ap-
What stress limit is appropriate for concrete subjected to proach of limiting the concrete bearing stresses to avoid
shear depends o~ how much reinforcement is present. If transverse splitting is thus appropriate. The nodal zones of
concrete contains significant reinforcement in the appropriate pile caps are typically well confined by surrounding concrete,
directions, thereby providing good crack control, the concrete
compressive stresses can be limited to the crushing strength
of concrete, which depends on the principal tension strain. 3'4
On the other hand, if concrete does not have adequate rein- ACI Structural Journal, V. 90, No. 5, September-October 1993.
Received Aug. 19, 1992, and reviewed under Institute publication policies. Copyright
forcement for crack control, it may be more appropriate to © 1993, American Concrete Institute. All rights reserved, including the making of copies
limit the concrete stresses depending on the width of diagonal unless permission is obtained from the copyright proprietors. Pertinent discussion will
be published in the July-August 1994 ACI Structural Journal if received by Mar. 1,
cracks. 4 For concrete with very little reinforcement or plain 1994. .
I
i
which suggests a higher limit on the bearing stresses than in i
t
T•VItane
the plane stress case. The ACI Building Code6 allows bearing D•VIslne
stresses as high as 2 x 0.85 fc' = 1.7 fc' if the bearing area is (a)
confined by concrete. However, this limit is intended to
prevent crushing of concrete in nodal zones and does not
preclude a shear failure due to transverse splitting of a com-
pression strut. Of six pile caps which were tested to failure
in a recent study, 5 four failed in shear due to diagonal cracking
in the compression struts prior to the reinforcement yielding.
The average value of the critical bearing stress at failure in
the four pile caps, which were of similar geometry, was 1.2/c',
with a coefficient of variation of 5 percent. What bearing
stress limit is appropriate for compression struts of different
geometry is the focus of the present study.
RESEARCH SIGNIFICANCE
This paper presents a study on the bearing strength of (c)
concrete compressive struts confined by plain concrete. The L-----'
ANALYTICAL STUDY
To better understand the transverse splitting phenomenon,
idealized compression struts were studied. Linear elastic fi-
nite elements were used to determine the triaxial stresses at
first cracking within cylinders of various diameter D and T...,_.. Cracking
height H subjected to concentric axial compression over a
constant-size circular bearing area of diameter d [see
Fig. 3(a)]. Axisymmetric four-node quadrilateral finite ele- o, 2 3 4 5 8 7 8 9
ments were used. b
The geometry of the problem can be summarized in terms a
of two parameters, namely the ratio of the cylinder diameter
to the loaded diameter Did, and the ratio of the cylinder
height to the loaded diameter Hid. Fig. 3(c) and 3(d) sum-
marize the itfluence of Did and Hid on the bearing stress at
first (internal) cracking, assuming the ratio of compressive
strength to tensile strength of the concrete,fc'!fc' = 15. When
Did= 1, the cylinder is subjected to uniaxial compression,
while when Did>> 1, the compression stresses spread out,
creating triaxial compression close to the loaded surface, and
biaxial tension near the midheight of the cylinder [see Fig.
Fig. 2-Maximum bearing stress to cause transverse splitting
3(b)]. The minimum bearing stress to cause transverse split- in bi~fl stress field (from Schlaich, Sc~iifer; and Jen-
ting is approxi~ately 0.6 fc' at Did = 2 and Hid = 1.5. It is newem
ACI Structural Journal I September-October 1993 535
To measure internal cracking within the cylinders, a port-
able ultrasonic nondestructive tester (PUNDIT) was used. The
PUNDIT measures the traveling time of an ultrasonic pulse
whose velocity is proportional to the density of the material.
Fig. 4(c) shows typical measured relationships between the
applied bearing stress and the travel time of the ultrasonic
pulse for 12 in. high specimens. First cracking is believed to
be indicated by the onset of nonlinearity. Fig. 4(d) shows the
(a) (b) . corresponding bearing stress-axial deformation relation-
4
ships.
fb
Hld•10
Fig. 5 and 6 compare the measured cracking loads with
1/ 3 Hld•l
H/d•l
the linear elastic prediction. The tensile strength used in the
H/d-4
prediction,f,' = fc'/13, was chosen since it gives the best fit.
H/dooll Considering that only one parameter (j,'!fc') is adjusted, there
Hld•2 is a very good correlation between the analytical prediction
and the experimental results regard).ng the influence of Did
L_-~-~-~----~-__._-~
(c) o 1-
2 3 4 15 e 7 D& and Hid on the bearing stress to cause first cracking. The
d bearing stress to cause failure of the cylinders is also shown
in Fig. 5 and 6. Note that the experimental results shown in
Fig. 5 for Hid = 2.0 and Did = 1.0 come from standard
llld•7
11/d•l
11/d•l
cylinders subjected to uniaxial compression. The nonlinear
11/d-4
2 PUNDIT readings are believed to be due to microcracking
11/d•S
11/d•l
resulting from the high compressive stresses.
70
• Cracking
(c)
(a)
PUNDIT Transmit Time (mloroHCondo)
~,-------------------·
70
eo 024-12
..•
Displacement (mm)
Fig. 4- Experimental study: (a) schematic of test setup; (b) photo of test set-up; (c) typical load-PUNDIT readings; (d) typical
load-deformation relationships
•
5
40 i i•
g~
I'-....___ \Predicted CriCking 2
20
11'•2.30MPa
(Concrete Batch A)
01 2 3 4 ACI code
80
• 0 1~------~~~------~3--------~4------~5
•
-.. \ JA,jA 1
Predleled Cr8Cidng
ft'•1.52 MPa
0 1·~------~2------~3~------~4--~ Fig. 7-- Comparison ofACI Building Code bearing strength
prediction with previous and present experimental results.
80,----------------------------.
8
80 0.70 used in the ACI Building Code for bearing on concrete
partly compensates for this over-simplification.
40
A second factor which contributed to the low experimental
20 • results in Fig. 7 is size effect. The ACI Building Code ap-
proach is based on tests of relatively small specimens, while
0 1~------~~--------3~------~4--~
a number of the data points shown in Fig. 7, including some
D/d
from the present investigation, are from larger specimens.
Fig. 5-Comparison of experimental results and analytical Since bearing failures involve fracture of the concrete due
predictions: influence of confinement for various heights. to indirect tension, there is a significant size effect involved.
Based on the results of 42 double-punch tests, Marti 14 con-
leo Experimental:
cluded that the size effect was in good agreement with
!.eo • C.:ldng Bazant's (nonlinear fracture mechanics) size-effect relation.
Dld•1.17
0 Flilure Thus the bearing strength of concrete is proportional to
§
~
140
._ fi'
· ( 20
ill
"p..-; Ct8cldng
ft'•1.52MPa /boo~ D
1+-
10
00 2 3 4 5 I 7
• ADa (2)
~~
40 empirical constant, which varied between 38 and 68.5 in
Marti's tests. For the geometrically identical specimens that
1-
20
lcteder.ckl were made with the same concrete and ranged in size from
11'•1.52 MPa na
8 to 128 times the maximum aggregate size (i.e., the size
00 2 4 5 I 7 8 varied by a factor of 16), the bearing strength varied by a
eo factor of 1.6. 14
Dld•3.0 8 The most important factor to contribute to the actual bear-
eo 0
' ing strength being lower than the ACI Building Code pre-
40
20
G·,_ •
\.Predicted Cnlcldng
ft'•1.52MPa
diction is the geometry of the loading. The majority of the
test results, upon which the ACI Building Code procedure
is based, are from single-punch tests in which the base of
00 2 3 4 5 8 7 8 the specimen is set directly on the lower platen of the testing
H/d machine and the upper platen is used to load the bearing
plate.7- 11 In the present investigation, as well as some previous
Fig. 6-Comparison of experimental results and analytical studies, 12- 14 the specimens were loaded symmetrically using
predictions: influence of height for various degrees of con- bearing plates on both the top and bottom surfaces. In such
finement. double-punch tests, the spreading of the compression at both
538 ACI Structural Journal I September-October 1993
I\ I\ I \
I \ I \ I \
I \ I \ I \
(c)
1
A =2,500 I* (17 MPII) Fig. 9-Simple truss models demonstrating the force flow in:
B = 5,000 I* (34.5 MPa)
(a) single-punch test; (b) short double-punch test; (c) tall
C"' 7,500 pel (51.7 IIPa)
double-punch test.
D"' 10,000 psi (68 IIPII)
3,-------------------------------~
0~----------~----------~ h(ezp)
1 2 3 fb (ACJ)
JA.JA 1
2
Fig. 8- Comparison ofACI Building Code bearing strength
with Hawkins' suggested equation for various concre.te
strengths.
--
/
/-
H/d•3
H/d•2
H/d•1
0 D 0
_l
2'-6"
~3·-a·--J
(a)
01 2 3 4 13"
D/d- JA.JA 1
fb
l
fc'
2
I
I
I
I
\~ --------
D/d•2
_C
--c.
3"
I J
40"
\~~'
'- D/d•1
(b) 2X35QK=7QQK
00 2 3 4
H/d T 31.5"
Fig. 11- Comparison of suggested design equation with
analytical results
_l
3
!, (exp) (c) 35QK
/ , (pretl)
Design example
A pile cap will be designed to transmit a 700-kip (3113-
kN) ultimate load from a 13-in. (330- mm) square cast-in-
place concrete column onto two 10-in. (254-mm) diameter
0 ,~------~2------~3------~4~----~5
circular precast concrete piles using a strut-and-tie model.
Dfd- JAJA 1 Initial concrete dimensions, which will allow normal con-
struction practice and which are expected to satisfy service-
Fig. 12- Comparison of predictions from suggested design ability and ultimate strength requirements, are chosen based
equation with experimental results on past experience. 1 For pile caps, the CRSI Handbook 15 is
an excellent resource. Fig. 13(a) and 13(b) show the initial
'
where .fc' is in psi. If MPa units are being used, 72 should
concrete dimension chosen for this example.
The strut-and-tie model shown in Fig. 13(c) represents the
be replaced by 6. Note a. and ~ are unchanged and are given assumed flow of internal forces. Since the diagonal compres-
by Eq. (3b) and (3c). Eq. (4) expresses the bearing strength sion struts are inclined at 65 deg, the required tension tie
enhancement in a form similar to what was proposed by force Tu = V. /tanO = 350/tan65 = 163 kips (745 kN). The
Hawkins 11 in Eq. (1). required amount of tie reinforcement A,= Tul<l>y =163/(0.85
To account for size effect, Eq. (4) is divided by the de- x 60) = 3.2 in. 2 (2062 mm2). Thus four #8 (Grade 60) rein-
nominator of Eq. (2). forcing bars are provided. To insure sufficient anchorage of
540 ACt Structural Journal I September-October 1993
the tension tie reinforcement, 180-deg hooks are provided, compression strut. Based on the results of an analytical and
as shown in Fig. 13(b). experimental study, design recommendations have been pro-
Pile caps are typically constructed without any transverse posed, and a simple design example has been presented to
reinforcement or longitudinal reinforcement distributed over illustrate the recommended procedure.
the height, 15 hence they have very little ductility, and the The ACI Building Code6 may be unconservative regarding
concrete compressive stresses should be limited by the pro- concrete bearing strength if the concrete is high strength, the
cedure given in this paper. The pile cap is to be constructed structure is large, or if concentrated loads are applied at both
with 5000 psi (34.5 MPa) concrete, thus Eq. (3) is appropriate. ends of the stress field.
The pile cap is not especially large, so that it is reasonable
to neglect size effect.
The geometry of the compression struts is different at the ACKNOWLEDGMENT
two nodal zones, therefore an average value is used for the Support from the Natural Sciences and Engineering Research Council
of Canada is gratefully acknowledged.
geometrical parameters in Eq. (3). The amount of confine-
ment at the column nodal zone is such that ...fAz IA1 = 2.3,
while at the pile end ...fA2 /A 1 = 3.0. Using the average value REFERENCES
gives ex= 0.33 (2.66- 1) = 0.55. The dimensions of the com- 1. Marti. Peter, "Basic Tools of Reinforced Concrete Beam Design," ACI
JOURNAL, Proceedings V. 82, No. 1, Jan.-Feb. 1985, pp. 46-56.
pression strut are such that h = 31.5/sin65, b = 6.5/sin65, and
2. Schlaich, Jorg; Schafer, Kurt; and Jennewein, Mattias, "Toward a
h/b = 31.5/6.5 = 4.85 at the column end and h/b = 31.5/10 Consistent Design of Reinforced Structural Concrete," Journal of
= 3.15 at the pile end. Using the average h/b value gives~= Prestressed Concrete Institute, V. 32, No. 3, May-June 1987, pp. 74-150.
0.33(4.0- 1) = 1.0, and the maximum bearing stress at the 3. Collins, Michael P., and Mitchell, Denis, "Rational Approach to Shear
Design-The 1984 Canadian Code Provisions," ACI JOURNAL, Proceedings
nodal zones must be limited to /b = 0.6 fc'(l + 2 V. 83, No. 6, Nov.-Dec. 1986, pp. 925-933. .
x 0.55 X 1.0) = 1.26 fc'. This gives a maximum column load 4. Vecchio, Frank J., and Collins, Michael P., "Modified Compression
Field Theory for Reinforced Concrete Elements Subjected to Shear," ACI
of <j> /b Acot = 0. 70 X 1.26 fc' X Acot = 745 kips (3310 kN) >
JoURNAL, Proceedings V. 83, No.2, Mar.-Apr. 1986, pp. 219-231.
700 kips (3113 kN), and a maximum pile load of 5. Adebar, Perry; Kuchma, Daniel; and Collins, Michael P., "Strut-and-
0.70x 1.26fc'xApue = 347 kips (1541 kN)"" 700/2 = 350 Tie Models for the Design of Pile Caps: An Experimental Study," ACI
kips (1557 kN). Thus the concrete dimensions shown in Fig. Structural Journal, V. 87, No. 1, Jan.-Feb. 1990, pp. 81-92.
6. ACI Committee 318, "Building Code Requirements for Reinforced
13 are appropriate. Concrete and Commentary (ACI 318-89/ACI 318 R-89)," American .Con-
It is important to note that since the concrete bearing crete Institute, Detroit, 1989, 353 pp.
stresses satisfy Eq. (3), no additional check needs to be made 7. Shelson, W., "Bearing Capacity of Concrete," ACI JouRNAL, Proceed-
regarding the sectional shear stresses. Also, since ~ is equal ings V. 54, No. 5, Nov. 1957, pp. 405-414.
8. Au, T., and Baird, D.L., "Bearing Capacity of Concrete Blocks," ACI
to 1.0, increasing the depth of the pile cap would not increase
JoURNAL, Proceedings Mar. 1960, pp. 869-879.
the "shear" strength of the pile cap according to Eq. (3). The 9. Douglas, D. J., and Trahair, N. S., "Examination of the Stresses in the
shear strength (maximum pile load) can only be increased Anchorage Zone of a Post-Tensioned Prestressed Concrete Beam," Magazine
by either increasing the width of the pile cap (i.e., increasing of Concrete Research (London), V. 12, No. 34, Mar. 1960, pp. 9-18.
10. Middendorf, K. H., "Practical Aspects of End Zone Bearing of
ex) or increasing the bearing area.
Post-Tensioning Tendons," PC! Journal, V. 8, No.4, Aug. 1963, pp. 57-62.
11. Hawkins, Neil M., "Bearing Strength of Concrete Loaded through
SUMMARY AND CONCLUSIONS Rigid Plates," Magazine of Concrete Research (London), V. 20, No. 62,
Concrete compression struts which do not contain distrib- Mar. 1968, pp. 31-40.
uted reinforcement may not have the necessary ductility to 12. Chen, W. F., and Trumbauer, B. E., "Double-Punch Test for Tensile
Strength of Concrete," Journal of Materials, V. 7, No. 2, June 1972, pp.
redistribute the internal stresses after cracking. To prevent
148-154.
failure of concrete compression struts due to transverse split- 13. Niyogi, Sanat K., "Bearing Strength of Concrete - Geometric Vari-
ting, the maximum bearing stress in nodal zones must be ations," Journal of Structural Division, Proceedings, ASCE, V. 99, No.
restricted. ST7, July 1973, pp. 1471-1489.
When compression struts are confined by plain concrete, 14. Marti, Peter, "Size Effect in Double-Punch Tests on Concrete Cyl-
inders," ACI Materials Journal, V. 86, No.6, Nov.-Dec. 1989, pp. 597-601.
the maximum bearing stress depends on the amount of con-
15. CRSI Handbook, Concrete Reinforcing Steel Institute, Chicago, 1984,
finement, as well as the aspect ratio (height/width) of the 800 pp.