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Pathology, diagnosis and repair of pitched roofs with ceramic tiles: Statistical
characterisation and lessons learned from inspections
N. Garcez a,b, N. Lopes a,b, J. de Brito a,⇑, G. Sá a
a
DECivil–IST, Technical University of Lisbon, Av. Rovisco Pais, 1049-001 Lisbon, Portugal
b
Aerodromes Engineering, Portuguese Air Force, Av. Leite de Vasconcelos, No. 4, 2614-506 Amadora, Portugal
h i g h l i g h t s
" Expert-knowledge system on pathology, diagnosis and rehabilitation of pitched roof claddings.
" Statistical data on the pathology (anomalies and causes) of pitched roof claddings.
" Statistical data on the use of diagnosis methods in pitched roof claddings.
" Statistical data on the rehabilitation of renderings.
a r t i c l e i n f o a b s t r a c t
Article history: This paper presents an expert-knowledge inspection and diagnosis system for pitched roofs with ceramic
Received 10 February 2012 tiles and reports a statistical characterisation of the pathology of 62 roofs. It also identifies the diagnosis
Received in revised form 9 May 2012 methods that may be used to characterise the anomalies and confirm their most probable causes, as well
Accepted 4 June 2012
as the best repair techniques. A detailed correlation between anomalies and causes is also established. For
Available online 15 July 2012
the first time in the literature the pathologies of ceramic tile pitched roofs are characterised using quan-
titative indicators based on a statistically significant sample.
Keywords:
Ó 2012 Elsevier Ltd. All rights reserved.
Anomalies
Pitched roofs
Diagnosis
Pathology
Repair
Inspection system
Ceramic tiles
1. Introduction ture that analyses and characterises the pathology of the external
ceramic claddings of pitched roofs (ECCPRs), using quantitative
Roof claddings are one of the most relevant non-structural ele- indicators supported by a statistically significant sample.
ments of a building. Anomalies in these elements may lead to To bridge this gap this paper presents a ECCPRs inspection and
structural problems in the roof itself and in the rest of the building, diagnosis system and the statistical analysis of the relevant field
and also damage the furniture and goods inside. As in southern work, comprising the anomalies, the diagnosis methods used to
Europe in general, ceramic tiles are the most popular pitched roof characterise them and confirm their most probable causes, as well
cladding solution in Portugal, being used in almost 90% of pitched as the appropriate repair techniques. The most important lessons
roofs (ECPR – external claddings of pitched roofs) [1]. This has been learned from this field work, which comprises a standard inspec-
the theme of many studies published in Portugal, given its impor- tion programme of 62 ECCPRs, are summarised here. These lessons
tance in terms of built heritage [2–4]. However, there is no litera- can be useful to designers and contractors, in order to avoid recur-
rent in-use defects, building owners, in order to be positively crit-
ical in their appreciation of design and building plans and tenders,
maintenance and rehabilitation firms, in order to plan their activ-
⇑ Corresponding author. Address: Department of Civil Engineering, Architecture
ities within the frame of a pro-active strategy.
and Georesources, IST, Technical University of Lisbon, Av. Rovisco Pais, 1049-001
Lisbon, Portugal. Tel.: +351 218419709; fax: +351 21 8497650.
Given the academic non-funded nature of this work the diagno-
E-mail addresses: nunogarcez@gmail.com (N. Garcez), nuno.lopes333@gmail. sis methods and repair techniques were not actually implemented,
com (N. Lopes), jb@civil.ist.utl.pt (J. de Brito), gnpss86@gmail.com (G. Sá). they were simply prescribed.
0950-0618/$ - see front matter Ó 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.conbuildmat.2012.06.049
808 N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819
2. Characterisation of the sample man and plane roof tiles were left out because of their low signif-
icance at national level.
The sample analysed consists of 62 ECCPRs (30% of the universe The roof tile types analysed in this study are illustrated in Table 1.
inspected, consisting of 207 ECPRs of various types of roof clad-
dings – ceramic, micro-concrete, fibrocement, natural stone, metal, 2.2. Geographical distribution of the sample
plastic and composite) in 59 buildings, with a grand total of 426
anomalies detected. 616 Repair techniques were prescribed on site, The inspection plan was devised in order to select a representa-
i.e. an average of 1.45 techniques per anomaly, as were 542 diagno- tive sample of the main ECCPRs used in Portugal. It was based
sis methods, i.e. an average of 1.27 methods per anomaly. mostly on current buildings, in the centre (Lisbon and Tagus Val-
ley) and north (Porto) regions, mostly in rural and urban surround-
2.1. Characterisation of the sample according to the type of ceramic ings. Fig. 2 illustrates the geographical distribution of the sample.
tile
2.3. Age distribution of the sample
The sample included the main types of ceramic claddings, of
which 34% used Lusa roof tiles, 32% used Marselha roof tiles and Buildings are classified as recent if they were built after 1945
the remaining 34% were made of Canudo roof tiles (Fig. 1). Both Ro- [1]. In fact the roofs inspected are mostly recent, as seen in
Table 1
Types of ceramic roof tiles in Portugal.
were the less pitched ones, 23°, compared with 41° for the Canudo
tile roofs and 57° for the Marselha tile roofs.
The supporting structures were most often timber (68% overall)
especially in roofs with Marselha (95%) and Canudo tiles (100%).
Then came the continuous and discontinuous concrete structures
(respectively 16% and 15% of the sample), mostly for roofs with
Lusa tiles. Other types of supporting structures have a very low
incidence (2%).
The 62 roofs inspected amounted to a total surface area of The inspection forms enable the anomalies to be identified in
12300 m2 (approximately three football pitches). The average roof terms of current surface, singularities and tail-ends. However, the
slope depends on the type of ceramic tile. Those with Lusa tiles data collected need to pinpoint precisely the anomalies identified
Fig. 3. Relationship between the roof tile type and the inspected buildings’ construction date by decade.
Table 2
Characterisation of an inspection programme.
in ECCPRs. The solution is to map them using a grid. This is super- For ceramic claddings (Fig. 5), it is found that anomaly A-O6 –
imposed on the roof plans (if available), or over a mesh previously defects in the ventilation system is the most frequent, since the
made by scaling the roof’s dimensions to fit, and later comple- components tend to be badly located and/or incorrectly installed
mented with photos from the inspection. Fig. 4 shows an example as a result of the low importance attributed to ventilation systems
of anomaly mapping produced during the inspection of a pitched at the design and execution stages. Defects in tail-ends (A-O2) are
roof. also very often observed in ceramic claddings and are due to miss-
ing or deficient detailing of the singular areas and to poor work-
manship in the execution of these tail-ends. It is easy to spot the
3.3. Inspection forms
excessive use of mortar at the copings and ridges and also the
use of mortar and asphalt membranes at the tail-ends, with ele-
The data collected during the inspections are entered on the
ments emerging from the roof.
forms, allowing the characterisation of the building and the
Anomaly A-E4 – vegetation growth/biological colonisation is
pitched roof cladding.
found in most ECCPRs thanks to the favourable conditions pro-
Table 3 shows the standard inspection form developed specifi-
vided by their location, which exposes them to damp and solar
cally for ECCPR inspections.
radiation. Vegetation grows mostly where water/debris accumu-
late, while biological colonisation is more widespread. The rarest
3.4. Validation forms anomalies in ECCPRs are A-C – condensation and A-E3 – spalling/
peeling/exfoliation, with frequencies of 8.1% and 12.9%
These forms are used to validate the proposed inspection and respectively.
diagnosis system. The anomalies, their probable causes, diagnosis It was also considered relevant to analyse the data in terms of
methods and prescribed repair techniques are all entered on the the types of roof tile (Figs. 6 and 7), alongside the general analysis
forms. Table 4 shows the standard validation form. presented above.
After taking into account the weight of each type of tile in the
sample it was found that the Canudo tiles are more affected by
4. Statistical analysis
anomalies than the others (Fig. 6).
Of the various anomalies found in Lusa tiled roofs the high
This section briefly describes the main results of the statistical
frequency of anomalies in the ventilation system (A-O6) stands
analysis performed. The analysis is based on an expert-knowledge
out. The absence of thermal insulation (A-O5) in this type of roof
inspection and diagnosis system for pitched roof claddings (of var-
is very significant (in 81% of the roofs inspected), which is
ious materials), which is described in detail in another paper by the
matched by the frequency of anomalies in tail-ends (A-O2).
same authors [21].
Tail-ends are a problem in these roofs because they are often
poorly executed.
4.1. Frequency of anomalies It was also found that the state of degradation of ECCPRs with
Canudo tiles is due to the age of those inspected in this programme,
The system classes the anomalies into 4 groups according to associated with the rare or zero maintenance. The proliferation of
type and visual aspect (Table 4). The anomalies in each group are tiny organisms (A-E4), with a frequency of 100% of the roofs in-
listed according to their scope in terms of potential consequences: spected, is a clear sign of careless maintenance of these ECCPRs.
affecting only one of the elements of the cladding system, or sev- The anomalies related to deformation (A-D1), misalignment (A-
eral. These groups contain a total of 19 main anomalies. For the D2) and loosening (A-D3) are due to lack of maintenance/repair
cladding material under analysis in this paper (ceramic tiles – of the supporting structure, with timber structures displaying sig-
ECCPRs), the total is reduced to 16 anomalies, since A-E2 (corro- nificant deformation, associated with corrosion of the connections
sion), A-E6 (disaggregation/oxidation (ageing)) and A-O3 (lack or (A-O1) which lose their ability to keep the ECCPR in place. The fre-
deterioration of sealants) can only occur in other cladding quent absence of thermal insulation (A-O5) is due mostly to the old
materials. age of these roofs, which were made at a time when insulating
N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819 811
Table 3
Standard inspection form.
materials were rarely used. The anomalies in tail-ends (A-O2) are tected in all roofs inspected. This has to do with ventilation prob-
once again very common, given the construction procedures of lems of the soffit of ECCPRs, which are reflected in a high frequency
the times, inadequate from a present-day constructive sector point (60%) of cracking/fracture (A-E7). The presence of parasitic organ-
of view. isms (A-E4), with a frequency of 90% and affecting a large area, is a
The Marselha roof tiles show frequent problems in tail-ends (A- clear sign of careless maintenance of these ECCPRs. It was found
O2), around 95% of the cases caused by poor execution. Anomalous that interventions in these elements were poor (A-O8), as was
ventilation (A-O6) is also extremely common – indeed, it was de- identified in 60% of the inspections of these ECCPRs.
812 N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819
Table 4
Standard validation form.
N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819 813
Table 4 (continued)
The frequency of each group of anomalies per pitched roof in- fects (A-O) were found in all roofs inspected, which was expected,
spected was also determined. The sample was also analysed to given the low level of workmanship and poor detailing of the roof
see whether each ECCPR had at least one anomaly from each group, designs. Then come the anomalies associated with cladding degra-
and this resulted in Fig. 8. It is concluded that design/execution de- dation (A-E) that occur in 94% of the roofs, mostly due to the gen-
814 N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819
Fig. 6. ECCPR anomalies: overall frequency per roof tile type (number of records for roofs with each type of tiles/total number of records).
Fig. 7. ECCPR anomalies: overall frequency per roof tile type (number of records, at least once, of the anomaly per roof with each tile type/number of roofs inspected with the
same type of tiles) (see Table 4).
N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819 815
Fig. 8. ECCPR anomaly groups: frequency (number of records of at least one anomaly of the group per roof/number of roofs inspected) (see Table 4).
Fig. 9. Relative contribution of each group of causes to anomalies in ECCPRs (number of records of the causes of the group/total number of records) (see Table 4).
The contribution of the groups of causes to the anomalies was considered to be linked to absent/inadequate maintenance. Again
analysed from another perspective. The occurrence of at least mechanical actions (C-M) have lower (63%), albeit considerable,
one cause within each group was registered for each roof, and frequency, which is due to the location of ECCPRs and consequent
the results are presented in Fig. 10. It is concluded that design er- poor accessibility.
rors (C-P) and execution errors (C-E) occur in respectively 100%
and 95% of all roofs inspected, which is consistent with what was 4.3. Frequency of diagnosis methods
found in terms of design/execution defects (A-O), already ex-
plained in §4.1. Next come environmental actions (C-A). These The diagnosis methods were classified into 4 groups (Table 4)
were identified as the most probable causes of anomalies in 94% based on the procedures and functioning principle of the equip-
of the roofs, which is linked with the already-mentioned lack of ment used. There are 6 diagnosis methods altogether, all of them
periodic maintenance and with exposure to environmental factors. non-destructive and capable of being performed in situ. Methods
Use/maintenance errors (C-U) occur often (84%), which is again D-B1 (induced currents) and D-D1 (ultra-sounds) were left out of
Fig. 10. Contribution of each group of causes to anomalies in ECCPRs (number of records of at least one cause of the group per roof/number of roofs inspected) (see Table 4).
816 N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819
this paper because they do not apply to ECCPRs. The system was the first to the last group (R-A ? R-E). There is a total of 19 re-
based on a large set of references, in particular [22–26]. pair techniques of which only 13 are applied to ECCPRs, since
Fig. 11 shows how often the various diagnosis methods were techniques R-A3 (corrosion removal and reestablishment of the
recommended vis-à-vis the anomalies detected. anti-corrosion protection), R-A4 (surface rehabilitation of plastic
It was found that method D-A1 – visual inspection was by far ECPR), R-A10 (encapsulation), R-B2 (flocking), R-C1A and R-C1B
the most frequently prescribed (in all instances, in fact) since it (application of spray polyurethane foam) fall outside the scope
is fundamental to any diagnosis and the basis of this inspection of ceramic roof claddings.
programme. More specific methods came next, as they became Figs. 12–14 synthesise the data collected on the repair tech-
available and were needed. Method D-C2 – infrared thermography niques during the inspection programme. Canudo roof tiles have
was the second most prescribed test, in 18% of the roofs inspected, the greatest need of repair, accounting for 40.4% of all interven-
and in third place came method D-A2 – slope measurement, in 8% tions proposed. Technique R-A6 – application/repair/replacement
of the cases. Method D-C1 – temperature and humidity measure- of the ECCPR connections was very often prescribed (90%) to fit
ment was prescribed much less often than the others (1%) because missing connections and replace those that were significantly cor-
its scope of application to ECCPRs is very limited, given the nature roded. Even though the Canudo tiles sample is significantly older
and characteristics of the material. than the Marselha and Lusa tiles samples, there is less need to re-
place this type of ECCPR (R-D1), which suggests that the greater
4.4. Frequency of repair techniques need of intervention is not linked to the material’s quality but to
the lack of inspections and periodic maintenance.
Before any rehabilitation measure is advanced the general It is generally possible to divide the repair techniques into sev-
pathologic context must be analysed by determining the level eral groups in terms of their prescription frequency. The first con-
of degradation and the causes of the anomalies. The classifica- tains techniques R-A1 – cleaning of the ECCPR, R-A8 – installation
tion proposed for the repair techniques (Table 4) considers 5 of ventilation tiles or accessories and R-A9 – repair of tail-ends and
groups in terms of the level of intervention, which rises from singularities, which were prescribed for approximately 90% of the
Fig. 11. ECCPR diagnosis methods: prescription frequency (number of prescriptions, at least once, of the diagnosis method per roof/number of roofs inspected) (see Table 4).
Fig. 12. ECCPR repair techniques: prescription frequency (number of prescriptions, at least once, of the repair technique per roof/number of roofs inspected) (see Table 4).
N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819 817
Fig. 13. ECCPR repair techniques: prescription frequency per roof tile type (number of prescriptions, at least once, of the repair technique per roof with each type of tile/
number of roofs inspected with the same type of tile) (see Table 4).
Fig. 14. ECCPR repair techniques: overall prescription frequency per roof tile type (number of prescriptions in roofs with each type of tile/total number of prescriptions).
pitched roofs inspected. That was expected for R-A1 given the lower watertightness and consequently better micro-ventilation,
overall lack of inspections and periodic maintenance. It was also with less occurrence of condensation. The common prescription
found that this technique applies to all tile types since its prescrip- of R-A9 is mostly due to the poor workmanship and design for exe-
tion frequency is at least 81% for any roof tile type. The high inci- cution found in pitched roofs (often there is no such thing as a
dence of prescription of R-A8 was also expected, given the pitched roof design), and this conditions correct detailing from
manifest failings in terms of ventilation systems. This technique the start – especially at the level of tail-ends and singularities. As
shows slightly higher potential for Lusa tiles (100%) and Marselha expected this technique is evenly prescribed in terms of tile type
tiles (95%) than Canudo tiles (76%), which may due to the last one’s (at least 81%).
818 N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819
The second group is composed of three techniques. Technique broad scope of application of this group of techniques. It was also
R-D1 – replacement of the ECCPR was prescribed for 76% of the found that a change of the ECCPR’s supporting structure (R-E) was
roofs inspected, mostly because of its wide range of application prescribed in 27% of the roofs inspected, all of them timber and
in terms of the anomalies it can eliminate. Technique R-B4 – appli- over 30 years old.
cation/repair/replacement of thermal insulation was prescribed for
71% of the roofs, which was predictable considering that around
5. Conclusions
60% of them did not have any type of insulation. It was found that
Canudo tiles have a considerably higher prescription frequency (al-
Some specialised systems to evaluate damage and anomalies in
most three times) than the Marselha ones, which is mostly because
construction materials and elements are available. However, to the
they are older. However, the same does not apply to Lusa tiles, for
best of the authors’ knowledge none resemble the one presented
which the prescription frequency is similar to Canudo tiles, even
here in terms of scope and objectives.
though they are on average the newest ones, which is worrying
It is concluded that anomalies in external ceramic claddings of
in terms of trends in the quality of construction. The third tech-
pitched roofs (ECCPRs) can be divided into three main groups in
nique in this group is R-A6 – application/repair/replacement of
terms of frequency:
the ECCPR connections, which was prescribed in 61% of the roofs
inspected, but more often (90%) in Canudo tiles, as expected, given
1. A-E4 (vegetation growth/biological colonisation), A-O2 (defects
their shape and consequent lack of a fitting system between the
in tail-ends), A-O6 (defects in the ventilation system) and A-O5
tiles. Lusa tiles, with 62% prescription frequency, also exhibit many
(defects in the thermal insulation) that have a very frequent
problems that may be associated with their complex and irregular
incidence, affecting between 71% and 89% of all pitched roofs
shape, while Marselha tiles, with only 30% prescription frequency,
inspected;
seem to be the least troublesome.
2. A-O8 (deficient interventions), A-E7 (cracking/fracture) and A-
The low incidence of techniques from group R-E – changes in
D2 (misalignment) with frequencies around 50%; and
the ECCPR’s supporting structure (R-E1 – execution of a roof slab
3. A-O4 (too little or too much overlap), A-O1 (defects in the con-
and R-E2 – repair/strengthening/replacement of the supporting
nections), A-E5 (colour unevenness/changes), A-D1 (significant
structure) was expected in roofs with Lusa tiles, since almost all
deformations of the ECCPR) and A-D3 (loosening of the ECCPR)
of them had concrete (85%) or metal (5%) structures, i.e. more dura-
with frequency of around 30%; the frequencies of the remaining
ble than the timber structures that predominate in the roofs with
anomalies are considered very low, with a few exceptions such
Canudo (100%) and Marselha tiles (85%). In the latter, which are
as A-O7 (insufficient/excessive slope).
younger, the prescription frequency of technique R-E1 was almost
zero. Technique R-A5 – repair/execution of additional watertightn-
Two main groups of causes were found:
ening measures, prescribed for 19% of the roofs, seems to be di-
rectly related to age, since it was prescribed more often for the
1. C-P (design errors) and C-E (execution errors) that accounted
older tiles (Canudo, 52%) than the newer ones (Lusa – almost zero
for around 30% of all causes detected; and
– and Marselha – 5%). The least often prescribed technique (11%)
2. C-A (environmental actions) and C-U (use/maintenance errors)
was R-A7 – construction of walkways, which is justified by the
with a lightly lower incidence (around 17.5% on average).
general perception that it is not essential since it only affects access
to the roof for inspection and maintenance works.
In terms of diagnosis methods, D-A1 (visual inspection) was
Finally, the frequency of prescription of the groups of repair
prescribed for 100% of the roofs, with D-C2 (infrared thermogra-
techniques per pitched roof inspected is analysed. The data com-
phy) a distant second, with 18%.
piled in Fig. 15 shows that techniques that apply to the outer sur-
Finally, two main groups of repair techniques were identified:
face of the ECCPR (R-A) were prescribed in every instance, which is
not a surprise since this layer is more exposed to the various ac-
1. R-A9 (repair of tail-ends and singularities), R-A8 (installation of
tions/agents. Next come the groups of techniques applied to the in-
ventilation tiles or accessories) and R-A1 (ECCPR cleaning) with
ner surface of the ECCPR (R-B) and those that imply changes to the
a prescription frequency of around 90%; and
ECCPR (R-D), with prescription frequencies of 82% and 76% respec-
2. R-D1 (ECCPR replacement), R-B4 (installation/repair/replace-
tively. In the first case this is due to the high percentage of roofs
ment of thermal insulation) and R-A6 (fitting/repair/replace-
without any type of thermal insulation (60%) and the total absence
ment of the ECCPR connections) with an average of around 70%.
of vapour barriers, and in the second case it is mostly due to the
Fig. 15. Contribution of each group of ECCPR repair techniques (number of prescriptions of at least one repair technique from the group per roof/number of roofs inspected)
(see Table 4).
N. Garcez et al. / Construction and Building Materials 36 (2012) 807–819 819