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Abstract—This paper presents a new synchronization method photovoltaic-based unit and a micro-turbine-generator unit,
which employs an enhanced phase-locked loop (EPLL) system. under both grid-connected and micro-grid (islanding) scenarios
The operational concept of the EPLL is novel and based on requires converter synchronization under polluted and/or
a nonlinear dynamical system. As compared with the existing
variable -frequency environment.
synchronization methods, the introduced EPLL-based syn-
chronization method provides higher degree of immunity and This paper presents a new synchronization method which not
insensitivity to noise, harmonics and other types of pollutions only demonstrates a superior performance as compared with the
that exist in the signal used as the basis of synchronization. The existing methods with respect to corrupting factors of the signal,
salient feature of the EPLL-based synchronization method over it also provides frequency adaptivity and tolerance to unbal-
conventional synchronization methods is its frequency adaptivity anced system conditions. The main building block of the syn-
which permits satisfactory operation when the centre frequency chronization method is an enhanced phase-locked loop (EPLL)
of the base signal varies. The proposed EPLL-based method of
synchronization is also capable of coping with the unbalanced system which operates as a nonlinear dynamical system [9]. An-
system scenarios. Structural simplicity of the EPLL-based method other salient feature of the proposed method is the simplicity of
greatly simplifies its implementation in digital software and/or structure which renders itself for digital implementation in both
hardware environments as an integral part of a digital control software environment, e.g., a DSP, or a digital hardware envi-
platform for power electronic converters. The primary application ronment, e.g., FPGA or ASIC, as an integral part of a digital
of the proposed synchronization method is for the distributed control platform for power electronic converters.
generation units, e.g., wind generation systems, which utilize
power electronic converters as an integral part of their systems. The paper is organized as follows. Section II is devoted
to a brief study of the existing synchronization schemes.
Index Terms—Distributed generators, phase angle estimation,
They are categorized into two general branches of open-loop
synchronization, PLL, power systems.
and closed-loop strategies. Principles of operation of four
open-loop and two closed-loop methods are explained and
I. INTRODUCTION their advantages and shortcomings are described. The proposed
method of synchronization is presented in Section III. Sec-
I NTERFACING power electronic converters to the utility
grid, particularly at medium and high voltages, necessitates
proper synchronization for the purpose of operation and
tion IV is devoted to overview the EPLL system which is the
main building block of the proposed synchronization method.
control of the power electronic based apparatus [1], [2]. The Performance of the method is investigated with reference
synchronization is usually carried out with respect to the phase to different conditions and its advantages over the existing
angle of voltage (or current) signal(s) of the utility system. methods are shown in Section V. Some properties of the method
The signal(s) used for synchronization are often corrupted by which make it advantageous for digital implementation are
harmonics, voltage sags and swells, commutation notches, explained in Section VI. Section VII provides a comparison
noise, phase angle jump and unbalanced operating conditions summary and conclusions are stated in Section VIII.
[3]–[8]. A desired synchronization method must detect the
phase of the utility signal as fast as possible while adequately II. EXISTING METHODS OF SYNCHRONIZATION
eliminating the impacts of corrupting sources on the signal. This section outlines various existing methods of synchro-
The synchronization process should be updated not only at the nization. They are categorized into open-loop and closed-loop
signal zero-crossing, but continuously over the fundamental methods. Open-loop methods directly estimate phase angle of
period of the signal [1].
the voltage based on -frame signals. In closed-loop methods,
The need for improvements in the existing converter syn-
while the -frame voltages are being processed, the estimation
chronization approaches stems from rapid proliferation of
of the phase is adaptively updated through a loop mechanism.
distributed generation (DG) units in electric networks. A
This loop is aimed at locking the estimated value of the phase
converter-interfaced DG unit, e.g., a wind generator unit, a
angle to its actual value.
Fig. 3. Block diagram of the three-phase PLL system. Fig. 4. Positive sequence extractor based on all-pass filters with 90-degree
phase shift at the center frequency.
Fig. 9. Response of the EPLL-based method to a phase jump of 10 degrees at Fig. 11. Response of the EPLL-based method to 50% voltage sag on phases a
t = 20 ms. and b at t = 20 ms.
(4)
Fig. 19. Implementation on DSP: (a) distorted input and (b) extracted phase
where dot on top stands for time derivative, is angle.
the error signal, is the input signal,
is its fundamental component, and , and are the Further evaluations have been carried out regarding the per-
amplitude, frequency, and phase angle, respectively. formance of the discrete version of the synchronization method
A discrete-time version of (4) can be derived based on the first using Fixed-Point Blockset in Matlab Simulink environment.
approximation of the derivative for digital implementation pur- The results confirm that the method performs well even when
poses. The investigations show that the first-order approximated it is implemented with a relatively low number of bits, e.g., 8 or
system adequately maintains the desired properties of the algo- 10 bits.
rithm due to the structural robustness of the EPLL. Assuming
sampling period of , the discrete-time recursive equations are
VII. SUMMARY OF COMPARISON
This section provides a qualitative comparison of the EPLL-
(5) based method with the existing synchronization methods. The
methods are compared from the following standpoints.
where , and are called • Noise immunity.
step sizes. These equations resemble the LMS algorithm used • Distortion/disturbance rejection.
in signal processing applications. The LMS algorithm is known • Phase angle adaptivity.
for its simple structure and efficient performance in many ap- • Frequency adaptivity.
plications. • Unbalance robustness.
Equations (5) are well suited for implementation on software • Structural simplicity (ease of design, tuning and imple-
(e.g., DSP) platforms or hardware (e.g., FPGA or ASIC) plat- mentation),
forms due to their simplicity of structure. An important feature An index is defined with respect to each item to relatively com-
of this algorithm is that its three parameters are pare performances of the methods. The possible range of per-
qualitative parameters. These parameters are directly related to formance is divided into six regions, as follows.
, and , respectively. This indicates that small varia- • (0) Lacking: means that the method takes no account of
tions of these parameters do not affect the performance of EPLL. that parameter and hence the performance of the method is
This is very important in fixed-point implementations for which completely prone to that specific parameter. For example,
bit-length limitations exist. the LPF-based method does not consider frequency varia-
The feasibility of the EPLL algorithm is verified in laboratory tions and its performance with respect to frequency varia-
using the TMS320C6711 Texas Instruments™ floating point tions is not acceptable.
platform. It comprises an on-board power supply, peripherals • (1) Bad: means that although the method has not taken that
providing A/D and D/A units and the shell program through parameter into consideration in its structure, nevertheless,
which the DSP is controlled. The C programming language is its performance can be acceptable in some scenarios. Ex-
used to write the code. Fig. 19 shows a distorted signal whose amples of this are all the open-loop methods with respect
phase angle is extracted by the proposed method. to unbalance. Although they do not consider any precau-
1270 IEEE TRANSACTIONS ON POWER SYSTEMS, VOL. 19, NO. 3, AUGUST 2004
TABLE I REFERENCES
COMPARISON OF THE SYNCHRONIZATION METHODS
[1] J. Svensson, “Synchronization methods for grid-connected voltage
source converters,” in Proc. Inst. Elect. Eng. Generation, Transmission,
Distribution, vol. 148, May 2001, pp. 229–235.
[2] N. Mohan, T. M. Undeland, and W. P. Robbins, Power Electronics-Con-
verters, Applications, and Design. New York: Wiley, 1995.
[3] V. Kaura and V. Blasko, “Operation of a phase locked loop system under
distorted utility conditions,” IEEE Trans. Ind. Applicat., vol. 33, pp.
58–63, Jan. 1997.
[4] Voltage Characteristics of Electricity Supplied by Public Distribution
Systems, 1994. European Standard EN50160, CENELEC.
[5] R. Weidenbrug̈, F. P. Dawson, and R. Bonert, “New synchronization
method for thyristor power converters to weak AC systems,” IEEE
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[6] C.-C. Chen and Y.-Y. Hsu, “A novel approach to the design of a shunt ac-
symmetry of the to transformation, they may re- tive filter for an unbalanced three-phase four-wire system under nonsinu-
ject impact of some types of unbalance. soidal conditions,” IEEE Trans. Power Delivery, vol. 15, pp. 1258–1264,
• (2) Average: means that the method inherently has the ten- Oct. 2000.
[7] S.-J. Lee, J.-K. Kang, and S.-K. Sul, “A new phase detecting method
dency to improve its performance in this regard but it can for power conversion systems considering distorted conditions in power
not reach the desired level, even though, some improve- system,” in Proc. Industry Applications Conf., 34th IAS Annu. Meeting,
ments are achieved. For example, the extended SVF-based vol. 4, 1999, pp. 2167–2172.
[8] M. H. J. Bollen, “Fast assessment methods for voltage sags in distribu-
method tries to accommodate frequency variations but it tion systems,” IEEE Trans. Ind. Applicat., vol. 32, pp. 1414–1423, Nov.
can not perform a satisfactory job. 1996.
• (3) Good: means that the performance is “good enough”. [9] M. Karimi-Ghartemani and M. R. Iravani, “A nonlinear adaptive filter
for on-line signal analysis in power systems: Applications,” IEEE Trans.
For example, most of the methods offer a good harmonic Power Delivery, vol. 17, pp. 617–622, Apr. 2002.
rejection. This is as far as some ordinary applications are [10] G. H. Jung et al., “DSP based control of high power static VAR com-
concerned, but the estimated value may not be sufficiently pensator using novel vector product phase locked loop,” in Proc. 27th
Annu. IEEE Power Electronics Specialists Conf. (PESC’97), Baveno,
precise for more crucial applications. Italy, 1996, pp. 238–243.
• (4) Very Good: means that the method performs very well, [11] H.-S. Song and K. Nam, “Instantaneous phase-angle estimation algo-
however, there might still be some room for improvement. rithm under unbalanced voltage-sag conditions,” in Proc. Inst. Elect.
Eng. Generation, Transmission, and Distribution, vol. 147, 2000, pp.
• (5) Excellent: means that the method performs as good as 409–415.
possible for the prescribed application and no further im- [12] M. F. Lai and M. Nakano, “Special section on phase-locked loop tech-
provement is desired with regard to this specific factor. For niques,” IEEE Trans. Ind. Electron., vol. 43, pp. 607–608, Dec. 1996.
[13] G. C. Hsieh and J. C. Hung, “Phase-locked loop techniques—A survey,”
example, all the methods properly follow the step changes IEEE Trans. Ind. Electron., vol. 43, pp. 609–615, Dec. 1996.
in the phase angle. No more improvement in this regard is [14] W. C. Lindsey and C. M. Chie, “A survey of digital phase-locked loops,”
needed. Proc. IEEE, vol. 69, pp. 410–431, Apr. 1981.
[15] S.-K. Chung, “A phase tracking system for three phase utility inter-
Table I shows the comparison results. Major shortcomings face inverters,” IEEE Trans. Power Electron., vol. 15, pp. 431–438, May
of the existing methods can be summarized as follows. The 2000.
LPF-based method is not capable of adjustment to frequency [16] W. Leonhard, Control of Electrical Drives. Berlin, Germany:
Springer-Verlag, 1985.
variations. Its performance is also affected by the utility voltage [17] F. Katiraei, M. R. Iravani, and P. W. Lehn, “Micro-grid autonomous op-
unbalance. The SVF-based method has the same shortcomings eration during and subsequent to islanding process,” IEEE Trans. Power
as the LPF-based method while it performs better with respect Syst., to be published.
to utility distortions and noise. The main drawback of the three-
phase PLL method is that it cannot accommodate voltage un-
balance. Although the extended three-phase PLL method elim-
inates this shortcoming, it is sensitive to frequency variations. Masoud Karimi-Ghartemani (M’01) received the B.Sc. and M.Sc. degrees in
electrical engineering from Isfahan University of Technology, Isfahan, Iran, in
The introduced EPLL-based method has no major shortcoming 1993 and 1995 and the Ph.D. degree in electrical engineering from University
comparable to the other methods. of Toronto, Toronto, ON, Canada, in 2004.
He was with the Center for Applied Power Electronics (CAPE), Department
of Electrical and Computer Engineering, University of Toronto, from 1998 to
VIII. CONCLUSION 2001. His research is focused on developing control and signal processing algo-
rithms for power systems protection, control and power quality.
A new synchronization method is proposed and its perfor-
mance is evaluated. The method is based on an EPLL system
which offers structural simplicity and robustness. The EPLL-
based method of synchronization is immune to noise, harmonics
M. Reza Iravani (M’85–F’03) received the B.Sc. degree from Tehran Polytech-
and other types of distortion. It is capable of coping with unbal- nique University, Tehran, Iran, in 1976 and the M.Sc. and Ph.D. degrees from
anced conditions and it is frequency adaptive. Its structural sim- the University of Manitoba, Winnipeg, MB, Canada, in 1981 and 1985, respec-
plicity and robustness makes it suitable for digital implementa- tively, all in electrical engineering.
He started his career as a Consulting Engineer in 1976. Presently, he is a Pro-
tion as an integral part of digital controller platforms for power fessor at the University of Toronto, Toronto, ON, Canada. His research interests
electronic converters. include power electronics and power system dynamics and control.