Professional Documents
Culture Documents
1A
1a Outline ways of reducing likelihood of Use of skilled, trained & competent staff ;
human error in the workplace Motivation of the workforce;
Task variety to prevent monotony
Provision of frequent breaks to avoid work overload;
Addressing workplace environmental issues such as noise, light & heat;
Mechanization & automation;
Implementation of a drug & alcohol policy;
Providing competent supervision of employees.
1b Give Four reasons why the Over familiarity & complacency;
seriousness of a hazard may be Lack of instruction, information & training;
underestimated by someone exposed Lack of experience, particularly where young persons are involved;
to it Some hazards (e.g. airborne contaminants or radiation) may be invisible;
Sensory impairment;
Involvement in routine, repetitive tasks that can lead to lack of attention.
1c Outline ways in which managers can The recognition of good health & safety performance (e.g. by giving
motivate employees to work safely praise &/or offering financial incentives)
Disciplining employees who choose to ignore safe working procedures
Involving employees in carrying out risk assessments & drawing up safe
systems of work;
Improving the company’s health & safety culture & demonstrating a high
level of management commitment;
Ensuring a good working environment;
Providing training & ensuring good communication.
Setting a good example
2 Outline the measures that an employer Risk assessment
might consider to minimize the risk of Suitable design of public areas
violence against workers Wide counters
Coded locks on doors,
CCTV systems
Panic buttons & alarm systems,
Security screens, Security guards
The means of providing information (e.g. on waiting times)
Avoidance of carrying large amounts of cash
Avoid lone working safety procedures
Staff training in dealing with and recognising potential violent situations
Anti stab vests/helmets
3a Outline the main features of a Safety A safety inspection is a straightforward observation of a
Inspection Work place &/or the activities or equipment within it.
Usually carried out by a manager or employee representative
Often aided by the use of a checklist, may be carried out routinely
Aims to identifying hazards & assessing use/effectiveness of control
measures
3b Outline the main features of a Safety A safety audit, is a thorough, critical examination of an
Audit organisation’s safety management systems & procedures.
It is normally a lengthy process carried out by a trained auditor,
often someone from outside the organisation.
It is a structured way of assessing the H&S performance of an
organisation by supplying answers to a series of questions,
Often involves a scoring system such that improvements can be made
4a Explain with an example the meaning Likelihood that harm will occur and the severity of the harm:- Contact with
of the term risk electricity, Tripping over cable
4b Outline the key stages of a risk Identify the task being assessed and identify the hazards e.g. Chemical,
assessment Physical etc.
Identify the people who might be harmed and how. Includes own
workers/vulnerable employees such as pregnant women, The Public,
Contractors, etc.
Evaluate the risk by considering the likelihood of the harm occurring and
the severity of harm
Recording of significant findings
Reviewing assessment at regular intervals or changes occur
5 Outline the items that may be included Risk assessments
in the “arrangements” section of a Emergency procedures (fire)
Health and Safety Policy Safe systems of work and Permits to work
First aid policy
Hazardous chemicals
Contractor procedures
Drugs and alcohol Policy
Lone Working Procedures
Health Surveillance
Consultation/Safety Commitees
Manual Handling/Internal Transport/NoiseEtc.
6a Explain the health and safety benefits Reduction in the risk of fire
of restricting smoking in the workplace Improvement in general cleanliness
Reduction in the exposure of non-smoking staff to cigarette smoke
Promotion of health generally
The avoidance of conflict between smokers & non- smokers.
6b Outline the ways in which an The policy should be clear in its intent & communicated to all staff.
organization could implement an The use of notice boards, leaflets & other forms of propaganda,
effective non-smoking policy Consultation with employees to encourage involvement. management
should set an example
Provide help to employees in the form of counselling.
The provision of designated smoking areas
The use of disciplinary procedures
7 Outline a procedure designed to Signing in
ensure the safety visitors to work Issuing of identification badge
premises Health and safety briefing
Issuing of PPE
Escorting to work area
Monitoring
Escorting back to exit
Removal of badge
Signing out
8a Explain why an organization should To prevent a recurrence
have a system for the internal reporting Monitoring purposes
of accidents Legal reasons
Occupational ill-health may take years to occur
Civil claims/Criminal actions
8b Identify the reasons why workers might Ignorance of the reporting procedures;
not report accidents at work Peer pressure;
Possible retribution by management
To preserve the company’s or department’s safety record (particularly
when an incentive scheme is in operation);
Over-complicated reporting procedures;
Lack of obvious management response to earlier reported accidents.
9 Replacement or repair of damaged Payments to injured employee
plant and equipment is a cost an Replacement labour
organization may face following a Training replacement labour
workplace accident. List Eight other Loss of production
possible costs to an organization when Legal action e.g. fines
an employee has been seriously Loss of contracts
injured in such an accident
Loss of business reputation
Cost of accident investigation
Increased insurance premiums
10a Explain the meaning of the term Knowledge based on appropriate qualifications & training,
competent person The skills, experience & personal qualities to apply the knowledge in a
given situation,
A clear recognition of his or her limitations.
10b Outline the organizational factors that Management or peer group pressure,
may cause a person to work unsafely Poor safety culture in the organisation,
even though they are competent Lack of resources or equipment,
Lack of clarity in roles & responsibilities,
Inadequate supervision
Poor working conditions
Age, Medical condition, Attitude, Motivation
11 Outline Eight sources of information Internal
that might usefully be consulted when Risk assessments
developing a safe system of work Policies
Inspection reports
Medical records
Health and safety committees
Plant registers
Safety advisors
External
Government bodies
National safety organisations
Suppliers and manufacturers
International standards
Consultants and specialists
Insurance companies
1B
1 Explain the purpose of each of the
following sections of Health and Safety
Policy document:
1a Statement of intent Demonstrates an organisation’s commitment to, & sets organisational
objectives for, Health &Safety; what the company intends to do
1b Organization Identifies the Health & Safety responsibilities & channels of communication
within the organisation; who does what
1c Arrangements Deals the practical means for achieving the objectives laid down in the policy
statement. Procedures for achieving objectives. How it will be done
1d Outline the circumstances that may Accidents/incidents
require a policy to be revised New equipment
New staff/new technology
New premises
Risk assessments
Changes in legislation
Accident investigation
Enforcement action
Periodic review
2 Outline the factors to be considered Select the task to be studied
when developing a safe system of work Assess the task
Identify the hazards
Develop the safe system looking at:-
Materials/Equipment/Environment/People
Implement system
Monitor the system
3 Outline the information that should be The personal details of the injured party, time & location of the accident,
included in an accident report Environmental conditions, the work activity at the time of the accident,
The control measures in place,
The precise circumstances of the accident,
The type & extent of injury sustained,
Details of witnesses & copies of their statements where taken,
Drawings & photographs,
Immediate & root causes identified,
Possible breaches of the law,
The recommendations of the investigation team in relation to remedial
action required.
4a Explain the meaning of term “Hierarchy Hierarchy of Control:- A preferred series of measures to control risks in order
of Control” of priority starting with elimination and ending with discipline
4b Outline with examples the standard Eliminate:- Remove trailing cables
hierarchy of control to be used for Reduce:- Exposure time, reduce voltage
controlling risk in the work place Isolate:- Cover with guard
Control:- Limit exposure time, frequency
Personal Protective Equipment:- Issue safety footwear
Discipline:- Enforce rules and procedures
Audits
(involving a comprehensive & independent examination of all aspects of an
organisation’s health & safety management systems against stated
objectives);
Safety surveys
(Focuses on a narrower field eg. Noise Asbestos lighting);
Sampling
(involving the targeting of specific hazard areas – counting defects);
Tours
(where unscheduled, less formal workplace inspections are carried out to
check on issues such as housekeeping or the use of personal protective
equipment);
7a Identify 4 types of health and safety Health and safety policy
information that might usefully Safety representatives
displayed at a workplace notice board First aid arrangements
Fire evacuation procedure
Targets for reduction of accidents and ill-health
Current levels of health and safety performance
Posters relevant to current health and safety campaigns
7b Explain how the effectiveness of notice Located in prominent area
boards as a means of communicating Dedicating the board to only health and safety
health and safety information to the Ensuring relevant information displayed
work force can be maximised Kept up to date
Information displayed in orderly fashion
Make board eye catching
8 An employee has been stuck by a Immediate causes
forklift in the workplace. Outline 4 Driving too fast
possible immediate cause and 4 Insecure load
possible root causes of the accident Vehicle failure e.g. brake failure
Poor road conditions
Root causes could have included:
Lack of driver and or other employee training,
Lack of supervision,
Absence of site rules or procedures for the control of fork trucks
Failure to separate vehicular & pedestrian traffic,
Lack of maintenance of vehicles &/or the workplace.
9 Outline ways in which the safety culture The commitment & leadership of senior management
of an organization may be improved The competence & training of the workforce
A clear policy with health & safety being given obvious equal
priority to other business objectives (production, quality, etc)
The setting of realistic & achievable targets
The provision of a good working environment
Proactive monitoring of health & safety standards
Effective communication channels
A ‘no-blame’ culture
Consultation with, & the involvement of, the workforce
10 Outline the reasons/benefits to the Improved production
employer of maintaining good Improved staff morale
standards of health and safety in work Improved Company reputation
place Reduced accidents
Reduced ill health
Reduced damage to equipment
Reduced staff complaints
Reduced absenteeism
Reduced staff turnover
Reduced insurance premiums
Reduced fines and compensation claims
11 List the factors to consider when Previous experience with the type of work
assessing the health and safety and Reputation amongst previous or current clients
safety competence of a contractor Content and quality of Health and Safety policy
Content and quality of risk assessments
Training and qualifications of staff Accident/enforcement history
Membership of approved accreditation bodies
Records of maintenance of equipment
Risk Assessments and Method statements
Insurance cover
1C
1a Explain the difference between the Criminal Law aims to punish
objectives of a criminal law system and Civil Law aims to compensate for loss or injury
a civil law system
1b Outline the typical actions that might be Provide health and safety advice and guidance to rectify the breach
brought against an employer who has Issue legal document to the employer to make specified improvements to
breached criminal law in relation to rectify the breach.
health and safety Issue legal mandate demanding that work in dangerous situations is
stopped and made safe.
Take out a prosecution to punish the employer
1c Outline the three standard conditions Necessary to show duty of care owed
that are usually required to be met to Duty of care was breached (Negligent)
prove a case of alleged negligence Injury, loss or harm occurred.
against an employer
1d Explain why health and safety Different legal systems
legislation might be enforced to Different standards of legislation and enforcement
different standards in different countries Different penalties for breaches
Religious beliefs and cultural issues
How society views the offences
Ability and knowledge of Enforcing Authorities
Funding, number and workload of enforcement staff
Degree of reporting to Enforcement Authorities
Political pressure e.g. enforcement initiatives
2a Give 4 reasons why accidents should To prevent a recurrence
be reported Monitoring purposes
Legal reasons
Occupational ill-health may take years to occur
Civil claims
Criminal actions
3a Identify 2 main features of first aid Preservation of life
Promote recovery
Treatment of minor injuries which would otherwise receive no treatment
3b Outline the factors to consider when Size of the organization
making an assessment of first aid Number of employees
Layout of workplace
Types of hazards and risks
Types of accident and injury
Distance to nearest source of emergency services
Working patterns
Need to train personnel in special procedure
4 Outline the practical means by which a Involving employees in risk assessments, accident investigations,
manager could involve employees in the development of safe systems & procedures etc.
the improvement of health and safety in Encouraging hazard-spotting & the reporting of defects;
the workplace Setting up suggestion schemes;
Organising training courses & information programmes;
Supporting active involvement in safety committee meetings;
Being accompanied by employees or their representatives on safety
tours & inspections;
Giving employees responsibilities for mentoring young &
inexperienced workers.
5 Outline how an organization can Sufficient funds, resources and time are made available
ensure that safety campaigns are The campaign should have clear aims, objectives and targets
effectively communicated to and Show that management is totally committed to the campaign
understood by employees Everyone within the organisation knows the part they have to play and be
clear on the means of achieving them.
Key responsibilities for aspects of the campaign are allocated
Ensuring that the workforce is made fully aware of the campaign by
means of tool box talks, team briefings, meetings, training sessions and
notice boards.
Use clear language (no jargon etc.) to help understanding.
Provide feedback to check employees understanding of the campaign
6 Explain why PPE should be used as a Does not eliminate the hazard
last resort in the control of occupational Does not reduce the hazard
hazards Only protects the wearer
Always fail to danger
May introduce new hazards
Relies on worker to use it
May not be worn correctly
It may be uncomfortable
Worn for only part of task of shift
Wrong size
Used when damaged
Not properly maintained
Management may not enforce wearing
7a Give 2 situations where permit to work A formal written procedure requiring written confirmation that certain actions
system should be used and give have been carried out to eliminate or control risks before a specific high risk
reasons why activity is carried out
7b Explain the operation of a permit to Identify the task (Where and when)
work system Identify the hazards
List the precautions to eliminate or reduce the hazards
Additional precautions
Time limits
Issue by competent person
Receipt by person in charge of work
Completion
Cancellation
8 Outline the issue that should ne Recognition of fire alarm
addressed in training programme for Action to be taken on hearing the alarm
employees on the emergency action in Meaning of emergency signs
the event of fire Location of fire escape routes
Assembly point
Evacuation requirements e.g. no lifts
Location and operation of call points
Location and use of fire fighting equipment
Consideration of people with special needs
Role and identity of fire marshals/wardens
9 Outline the main components of a Policy:- Health and safety aims of the organisation, health and safety
health and safety management system objectives and management commitment
Organising:- Clear lines of responsibility, Competence, commitment and
control, Co-operation, Communication
Planning and Implementation:- Identify hazards, assess risks, and decide
how risks can be eliminated or controlled. Sets standards against which
performance can be measured.
Measuring performance:- A means of determining the extent to which
health and safety policy and objectives are being implemented and should be
both reactive and proactive.
Reviewing:- Analyzing data gathered through monitoring to see whether
performance is adequate
Audit:- Systematic critical examination of each stage of an organization’s
management systems and procedures
10 Outline the factors that can cause the Lack of effective communication
safety culture of an organization to The perception of a growing blame culture
decline Lack of leadership & commitment at senior level
Lack of monitoring or a failure to implement remedial action
Lack of consultation & employee involvement
A generally a poor working environment
A high staff turnover leading to lack of continuity
External influences such as downturn in the economy, leading to job
insecurity with the possibility of H&S being seen as a less of a priority
11 Identify the factors to consider for The location of the work
employees who are required to work on The type of work to be done
their own away from the work place The hazards & risks
The equipment to be used
The work environment
The control measures in place.
The competence & suitability of the persons involved
The age and state of health of the person
The methods of communication with the home base
The emergency & first-aid procedures
1D
1a Explain the benefits of the training of Reduces accidents
staff to the employer Reduces absenteeism
Reduces claims and insurance premiums
Reduces the chance of prosecution/enforcement notices
Improves moral
Less product damage
Greater productivity/improved efficiency
1b Outline reasons why employees might The introduction of new processes, equipment & methods of work;
require additional health and safety as a result of a job change involving different health & safety
training at a later stage of employment requirements or additional responsibilities;
within an organization following the introduction of new legislation;
where risk assessments or staff appraisals indicate that additional
training is necessary;
where refresher training is required such as that required for for-lift truck
operators & first-aid personnel;
following an accident, enforcement action or insurance impositions;
& to counteract the possibility of employees becoming complacent & lax
in following established procedures for health & safety.
1c Outline the main health and safety The organization’s H&S policy,
issues to be included in an induction emergency procedures,
training program for new employees hazards specific to the workplace & the need to comply with H&S
requirements,
Health & safety responsibilities & lines of communication,
accident & first-aid arrangements,
Welfare provision.
Health surveillance & consultation procedures.
2a Explain why it is important for an Gives evidence of Management commitment and motivates staff by giving
organization to set targets in terms of them something to aim for
health and safety program
2b Outline the various targets that an Reduced/zero accidents
organization might set for health and Zero prosecutions
safety issues Reduced sickness absence
Reduction in compensation claims
Improve reporting of near misses
Improve reporting of minor accidents
Improve audit scores
3 Outline the specific factors that should Lighting
be considered when assessing the Heating
risks to employees working on night Welfare provisions
shifts First aid
Emergency arrangements
Effects of fatigue
Increased likelihood of human error
Numbers of hours worked
Supervision
Risk of violence travelling to and from work
4 List the written information that is likely Safety policy
to be examined during a health and Risk assessment procedures
safety audit Safety monitoring procedures
Maintenance records
Accident and incident reports
Health surveillance records
Safety committee minutes etc.
Training records
Statutory inspections
Previous audit reports
5 Explain the purpose and benefits of To Identify underlying causes which may allow preventative action to be
collecting near-miss data taken before something more serious occurs
Gives message to workforce that all failures are taken seriously not just
those leading to injury
Generally accepted near misses greatly outnumber accidents and can
therefore produce more data from which a greater understanding of the
deficiencies in management systems can be identified and rectified.
6 Other than poor communication, Lack of senior management commitment
describe the organisational factors that Production or other pressures take priority over health and safety
could limit the effectiveness of safety Insufficient time, funds and resources made available.
campaigns A poor safety culture in general
Poor working conditions create lack of interest among employees
Poor industrial relations and lack of confidence in managements ability
Work patterns (e.g. shiftwork) could mean some sections of the
workforce are not considered or supported due to lack of key staff.
7 Employers have a requirement placed
upon them under health and safety to
involve their employees:
7a Explain the difference between Informing is a one way process providing employees with relevant
consulting and informing information
The planning and organisation of any health and safety training that
should be provided, e.g. induction training.
8. Give reasons why a verbal instruction Hearing/speech defects
may not be clearly understood by an Noise
employee Distance from receiver
Poor environment (light/temperature); Language/jargon
Distractions
Lack of knowledge/experience
Attitude of person to communication
Duration/speed.
9a Explain using an example the meaning Likelihood that harm will occur and the severity of the harm:- Contact with
of the term risk electricity, Tripping over cable
9b Outline the factors that should be Having sufficient knowledge, training and experience of the tasks being
considered when selecting individuals assessed and the risk assessment process
to assist in carrying out risk Good communication skills
assessments in the workplace Knowledge of their own limitations
10a Outline the key health and safety Provision of safe workplace
responsibilities of employers of Provision of safe plant and equipment
employers which are common in many Provision of information and training
countries. Provision of emergency procedures
Co-operation with other employers
Co-operation/communication with their employees
Not charging employees for health and safety measures
10b Outline the key health and safety Co-operating with their employer
responsibilities and rights of employees Reporting any dangerous situations to employer
which are common in many countries Right to receive adequate health and safety information
Right to receive adequate health and safety training
Right to be consulted by their employer
11 Outline the key points that should be Need to prevent happening again
covered in a training session for Aim to improve health and safety performance
employees on the reporting of May be requirement to report to enforcing authority
accidents/incidents For use in accident data
How to report
Who to report accident to
Explain the information required on form
There will be a no blame culture
The benefits of near miss reports
1E
1 An employee has been seriously
injured in an accident with a vehicle in
the workplace
1a Outline the immediate and long term IMMEDIATE
actions that should be taken following Treatment for injured personnel
the accident Make the area safe
Initiate emergency plan
Contact emergency services
Preserve scene for investigation
May have to notify enforcing authority
LONGER TERM
Decide the depth of the investigation and select team
Gather evidence at the scene
Interview witnesses
Examine documents
Appoint specialists if necessary
1b Giving reasons in EACH case identify Supervisors and line managers from department where accident
FOUR categories of persons who may occurred
be considered a useful member of an A senior manager from another department
internal accident investigation team Health and Safety professionals
Specialists e.g. Engineers
Representative of workers
Employee experienced in the work activity.
1c Identify the measures an employee Check license valid
could take in order to ensure that the Previous experience reference accident history
drivers of internal transport are and Refresher training
remain competent Practical workplace assessments
Supervision and monitoring
2 Outline the factors to consider when The length of the journey
assessing the risks to a long distance The type of roads
lorry driver The weather conditions
The type of load
Are there security issues e.g. load valuable
Properly loaded on vehicle
Suitable vehicle
Properly maintained
Ergonomic design of cab and seat
Competent driver
3 Outline 4 advantages and Advantages of posters include:
disadvantages of using posters to They are relatively low cost
communicate health and safety Their brevity (allowing messages to be easily understood),
information to workforce their use in reinforcing verbal instructions or information,
Providing a constant reminder of important health & safety issues,
Potential to allow employees to become involved in their selection
Disadvantages include:
Need to change posters on a regular basis
May become soiled, defaced & out-of-date,
The possibility that they might be seen to trivialise serious matters.
additionally they might actually alienate people if inappropriate
Stereotypes (e.g. of the ‘stupid worker) are used,
They provide no direct way of assessing whether the message has been
understood,
They may be perceived as an easy option for management
4 Outline the topics that may be typically Review of recent accidents/incidents,
included on the agenda of a safety Review of proactive monitoring strategies such as safety inspections &
committee audits,
Reports following visits by enforcement authorities,
The effects of the company of new or impending H&S legislation.
Possible amendments to the company’s H&S policy & risk assessments,
The extent & effectiveness of any H&S training given to employees,
The introduction of new equipment & processes.
5a Explain the meaning of term “Hazard” Something that has the potential to cause harm
5b Outline the technique of identifying Task observation
hazards at work Accident, ill-health or near miss data
Workplace inspections
Job safety analysis
Legal standards
Hazops
Talking to the workforce
6a Explain the reasons why young person Lack of experience and/or training
may be at greater risk of accidents at Body not fully developed
work place More likely to take risks
Respond to peer group pressure
Be over enthusiastic
6b Outline the measures that could be Provide suitable work equipment
taken to minimize the risk to young The organisation of work and processes
persons Health and safety training
Mentoring
Supervision
Limiting hours of work
7 Outline the factors of the physical Cramped conditions,
environment that may cause a person Dirty or untidy working conditions,
to feel stressed at work Workplace layout resulting in a lack of privacy or security,
Poor lighting
Problems with glare,
Extremes of temperature and or humidity,
Inadequate ventilation resulting in stale air (or conversely, draughty
conditions),
exposure to noise & vibration,
Inadequate welfare facilities
Those working outside, inclement weather conditions.
8a Explain how accident data can be used Shows trends and patterns.
to improve health and safety Identifies weaknesses in procedures and policies.
performance within an organisation Priorities safety measures.
Identifies areas for improvements.
Sets targets for reduction.
8b Outline two proactive methods that can Inspections: A formal structured examination of the workplace to
be used when assessing an identify hazards and eliminate or control them and also identify good
organizations health and safety practices
performance Audits: (involving a comprehensive & independent examination of all
aspects of an organisation’s health & safety management systems
against stated objectives);
Safety surveys: (focusing on particular activities);
Sampling: (involving the targeting of specific areas);
Tours: (where unscheduled, less formal workplace inspections are
carried out to check on issues such as housekeeping or the use of
personal protective equipment);
Benchmarking: (where an organisation’s performance in certain areas is
compared with that of similar organisations);
Environmental & health monitoring.
9 Identify 8 measures that could be used Rates of accidents/incidents
by an organization in order to monitor Actions taken by enforcement authorities
its health and safety performance Number of compensation claims
Results of inspections
Results of environmental monitoring
Outcomes of safety audits
Results of tours, sampling and surveys
Compliance with procedures
Number of staff trained in health and safety
Results of medical and or health surveillance
10 Outline the strengths and weakness of Enables prior preparation and planning so inspection is more structured
using a check list to complete a health and systematic
and safety inspection of the workplace Reduces the chances of important areas or issues being overlooked
Provides an immediate record of findings
Ensures consistent approach
Provides easy method of comparison and audit
May lead to blinkered approach meaning significant risks might be
missed
May not be reviewed or updated to take account of changes in work
processes etc.
Become routine with no follow up questions
Too objective and restrictive no scope for peripheral issues Procedure
subject to human error or abuse
11 Explain why it is important to use a People respond differently to different stimuli, & that variety prevents
variety of methods to communicate over-familiarisation with one method & helps to reinforce a message.
health and safety communication to the The need to overcome language barriers & the inability of some
workforce employees to read;
The need to motivate, stimulate interest and gain involvement and
feedback;
The acceptance that different types of information require different
methods of communication.